Strategic Goal Five Protect the Environment - The FY 2001 APP

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							                                                                                          February 2000


C H A P T E R        7




Strategic Goal Five:
Protect the
Environment
P ROTECTING THE ENVIRONMENT is essential for sustainable development. USAID
accomplishes this through activities carried out in concert with nongovernmental
organizations (NGOs), the private sector, universities, other U.S. government agencies
and donors, and our partner countries. The six performance goals are

§   The world’s environment protected for long-term sustainability
§   Conservation of biologically significant habitat improved
§   The threat of global climate change reduced
§   Urban population’s access to adequate environmental services increased
§   The use of environmentally sound energy increased
§   Sustainable management of natural resources increased

A. Development Trends in USAID-Assisted Countries
CONTEXT INDICATORS
§   The World’s Environment Protected for Long-Term Sustainability: National
    environmental management strategies, participation in international environment
    treaties
§   Conservation of Biologically Significant Habitat Improved: Nationally protected
    areas, in hectares and as percentage of total land area
§   Threat of Global Climate Change Reduced: Carbon dioxide (CO2 ) emissions per
    capita
§   Urban Population’s Access to Adequate Environmental Services Increased:
    Percentage of urban population with access to safe drinking water and percentage of
    urban population with access to sanitation services
§   Use of Environmentally Sound Energy Increased: GDP per unit of energy used
§   Sustainable Management of Natural Resources Increased: Change in forested
    land area, as percentage and in hectares
February 2000

A.1. The World’s Environment Protected for Long-Term Sustainabillity
The indicator for this goal is a 20-point index that includes national environmental action
plans, or similar strategies, and participation in international environmental treaties: the
Biodiversity Convention, the Framework Convention on Climate Change, the Convention on
International Trade in Endangered Species (CITES), and three other environmental treaties.
This index is a proxy: having an environmental action plan or ratifying a treaty does not
necessarily mean that a country is willing or able to carry it out
Table 7.1: Performance Goal: The World’s Environment Protected for Long-Term Sustainability
All USAID-assisted countries with contributing programs *

    Context Indicator: National environmental strategies and international environmental treaties (a 20-point index)
    Source: World Development Indicators 1999 (Table 3.13); Treaty ratification information sources and USAID
    calculations
    (Year of data) refers to the calendar
    year of the data. In most cases the         Sub-Saharan                                                           Latin America/
    data lags the reporting year.                                     Asia/Near East          Europe/Eurasia
                                                   Africa                                                               Caribbean
    Baseline and most                                14.1                   13.1                    12.5                     14.5
    recent data (1999)
    FY01 Target                                      TBD                    TBD                     TBD                      TBD
    FY07 Target                                      TBD                    TBD                     TBD                      TBD
    Note:
    Data sources include World Development Indicators 1999; and ratification update sites online (see annex B).

    Includes all countries with expected programs under any Agency environment strategic objective See annex A for country list.
    Countries reporting data under the SOs:
    Africa: Guinea, Kenya, Madagascar, Malawi, Namibia, Senegal, South Africa, Tanzania, Uganda, Zambia, Zimbabwe
    ANE: Egypt, India, Indonesia, Jordan, Lebanon, Mongolia, Morocco, Nepal, Philippines, West Bank/Gaza
    E&E: Albania, Armenia, Bulgaria, Georgia, Moldova, Romania, Russia, Ukraine
    LAC: Bolivia, Brazil, Colombia, Dominican Rep., Ecuador, El Salvador, Guatemala, Haiti, Honduras, Jamaica, Mexico, Nicaragua,
    Panama, Paraguay, Peru

    See Annex B for detail on methodology

                 Chart 7.1
                 Status of Environmental Treaties                                             Ratified
                 44 USAID assisted countries with environmental programs                      Signed
                                                                                              No Action
                                                                        Montreal Protocol
                                                                        for CFC Controls
                              Convention                      Kyoto
                              on Biological                  Protocol
                               Diversity                                                                       Convention on
                                                                                                                 Trade of
                                              Framework                                                         Endangered
                Law of                        Convention                                                          Species
                the Sea                       on Climate                                    Vienna Convention    (CITES)
                                                Change                                      on the Protection
                                                                                            of the Ozone Layer




*
  There are some differences in the list of countries that USAID assisted in FY 1999 and in FY 2001 under most indicators and
performance goals, and there were some changes in indicators. There are many reasons for these differences, including, but not
limited to, the opening of new programs, the closing of graduating programs, and the reprogramming or suspension of assistance in
countries in crisis. Thus, all data in each APR or APP table apply to the specific list of countries assisted in the fiscal year covered
by the table, and baseline figures were recalculated in accordance with the revised country list. The source of the country lists for
both documents is the FY 2000 Congressional Presentation. For the FY 1999 APR, all countries with actual budget obligations over
$500,000 for FY 1998 were considered for inclusion in each data table. For the FY 2001 APP, countries with programs over
$500,000 in the FY 2000 budget request were included in tables relevant to their program focus. Data in the FY 1999 APR and FY
2001 APP tables should not be compared with each other.



132                                                                                                USAID FY01 Annual Performance Plan
                                                                                         February 2000


According to this indicator, there is a medium level of commitment across all regions.
USAID is working hardest in eastern Europe and Eurasia , where several countries will
complete action plans before FY00. In Russia, USAID supports regional rather than
national environmental action plans.

General notes: A 20-point scale was used to assess a government’s commitment to the
environment, with levels of commitment valued as follows:                                  USAID is
                                                                                           working hardest
§       Low                0–7.5                                                           in eastern
§       Medium             8–14.5                                                          Europe and
                                                                                           Eurasia, where
§       High             15–20
                                                                                           several
The scores were averaged for USAID-assisted countries in four regions. The scale is        countries will
based on whether a country had prepared any of four types of national environmental        complete action
management strategies or had participated in any of six major international                plans before
environmental treaties. It does not indicate the degree to which an environmental strategy FY00.
has been carried out or an international treaty has been followed. Regional scores give
only a general idea of political commitment to environmental issues.




Protect the Environment                                                                             133
February 2000


A.2. Conservation of Biologically Significant Habitat Improved

A proxy indicator for this performance goal is nationally protected areas. This indicator is
being reviewed to see how best to encompass the complexity of biodiversity
conservation.
Table 7.2: Performance Goal: Conservation of Biologically Significant Habitat Improved
USAID-assisted countries with contributing programs in SO 5.2


 Context Indicator: Nationally protected area in thousands of square kilometers (and as percent of total land area)
 Source: World Development Indicators and World Resources Institute based on data from the World Conservation
 Monitoring Center
 (Year of data) refers to the
 calendar year of the data. In most
                                       Sub-Saharan                                                   Latin America/
 cases the data lags the reporting                        Asia/Near East       Europe/Eurasia
                                           Africa                                                       Caribbean
 year.
                                             370                 25                  705                    804
 Baseline (1994)
                                             (8.9)              (3.6)                (4.1)                 (11.2)
                                             373                 34                  517                    857
 Most Recent Data (1997)
                                             (9.6)              (4.5)                (3.1)                 (12.9)
                                             380                 34                  527                    874
 FY01 Target (1999)
                                             (9.8)              (4.6)                (3.1)                 (13.1)
                                             412                 37                  571                    947
 FY07 Target (2007)
                                            (10.6)              (5.0)                (3.4)                 (14.3)

 Includes all countries with expected programs under the Agency’s environment strategic objective 5.2: Biological diversity
 conserved. See annex A for country list.
 Countries reporting data under the SO:
 Africa: Kenya, Madagascar, Malawi, Namibia, Senegal, Tanzania, Uganda, Zimbabwe
 ANE: Egypt, Nepal, Philippines
 E&E: Russia
 LAC: Bolivia, Brazil, Colombia, Ecuador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Peru

 Since the most recently available information is from 1994, projecting this to 2000 is difficult at best. A nominal 1 percent per year
 increase in area is given for targets. If current data reporting remains the same, actual 2000 figures would not be available until
 2005.




                                           Chart 7.2: Nationally Protected Areas
                            USAID-Assisted countries with contributing programs*, by USAID Bureau
                                                 1990, 1993, 1994 and 1997
                                                                                                         Latin America/
                 900                        900                       900                         900    Caribbean
                                                                             Europe/
                          Sub-Saharan                                        Eurasia **
                          Africa
                 600                        600                       600                         600
                                                   Asia/Near East
                 300                        300                       300                         300


                   0                          0                         0                           0
                         90 93     94 97          90 93 94 97               90 93     94 97             90 93 94 97
                                                                                2
                       Nationally protected areas in measured in thousands of km .
                       * With programs in SO 5.2. Biological diversity conserved
                       ** Due to lack of reporting, 1990 and 1993 are not included for the E&E region.
                       Source: World Development Indicators and World Resource Institute based on data from the
                       World Conservation Monitoring Center




134                                                                                                 USAID FY01 Annual Performance Plan
                                                                                               February 2000


Sub-Saharan Africa: USAID Africa Bureau biodiversity conservation efforts planned in
fiscal year 2001 include work in Kenya, Madagascar, Namibia, Tanzania, Uganda, and
under the regional program called the Central African Regional Program for the
Environment. In Uganda, previous investments have increased the protected-area status
of several areas. These include forming or expanding 10 national parks and strengthening
the governmental, nongovernmental, and private sector institutions having a role in their
management. In FY01 we will protect those investments as well as expand our work with
subnational government institutions managing biodiversity resources outside the formal
protected-area system. That approach will be similar to our programs in Kenya,            Over the life of
Madagascar, and Tanzania. In the countries where we are active, populations of key        the Parks in Peril
indicator species, such as elephants, cheetah, and Uganda kob, are stable or increasing.  program, 32
                                                                                          parks are
Asia and the Near East: Several natural resource management programs—including            expected to
activities in Egypt, Indonesia, and the Philippines—have developed model community-       protect roughly
based approaches to forest management and biodiversity conservation. These approaches 25 million acres,
have proven effective for stopping deforestation while contributing to local livelihoods— an area about
demonstrating that community-based approaches can have a national impact.                 the size of
                                                                                          Kentucky.
In the Near East region, the extensive but fragile coral reef system of the Red Sea and
Gulf of Aqaba is one of the most diverse in the world. New protected areas will be
established, and the Red Sea Islands National Park Management Plan will be
implemented with the participation of relevant stakeholders.

Latin America and the Caribbean: USAID has significant biodiversity programs in
Bolivia, Brazil, Central America, Ecuador, Jamaica, Paraguay, and Mexico. Funds from
fiscal year 2001 will kick off the successor to the region’s current Parks in Peril program.
Over the life of the Parks in Peril program, 32 parks are expected to protect roughly 25
million acres, an area about the size of Kentucky. USAID’s Central America regional
program, as announced by President Clinton, will double its commitment to the
Declaración Conjunta Centroamérica–USA (Concausa), an agreement between the
governments of the United States and Central America, adding another $25 million over
five years. A significant piece of this will go to protecting the Mesoamerican biological
corridor and the Mesoamerican coral reef system. Fiscal year 2001 funds will begin
supporting this new initiative.

Europe and Eurasia: E&E continues to have activities in biodiversity conservation. The
improved management of diversity in Bulgaria, for example, depends largely on
USAID’s help in creating a supportive policy and institutional framework. The Agency’s
Global Environment Fund project has significantly strengthened administrative capacity
in two important national parks, Rila and Central Balkan. USAID/Macedonia is
providing support for the Ezeerani Strict Nature Reserve on the north shore of Lake
Prespa, to help protect a wetland important to endangered birds, both local and migratory.
A.3. Threat of Global Climate Change Reduced
Global climate change is an issue that cuts across science, politics, public policy,
economics, finance, and health to affect all aspects of life. Studies show current levels of
carbon dioxide to be the highest in 200,000 years. Levels will soon reach double the
concentrations of the preindustrial age. Global warming appears inevitable.



Protect the Environment                                                                                   135
February 2000


Given current trends, by 2035 developing countries stand to surpass industrial countries
in their emission of greenhouse gases. Moreover, developing countries are most
vulnerable to the adverse effects of climate change, including famine, coastal drought,
coastal flooding, natural disasters, and higher incidence of climate-related disease.

Through its climate-change initiative, USAID continues to promote sustainable
development by providing assistance geared toward reducing the economic, social, and
environmental threats posed by global climate change. Given the breadth of its impact,
mitigating the threat of climate change requires the participation of many sectors,
including energy services, natural resources, and urban development. Included in the    In Mexico, our
Agency’s initiative are those sector activities that help in decreasing countries’      programs will
greenhouse gas emissions or lessening their vulnerability to climate change.            have prevented
                                                                                        over 470 million
Asia and the Near East: India, Indonesia, and the Philippines are priority countries in metric tons of
USAID’s climate-change initiative. Energy consumption in all three countries is growing CO emissions
                                                                                           2
rapidly, so the thrust of USAID’s efforts to reduce greenhouse gas emissions will       through clean
continue to be in the energy sector. USAID efforts to restructure the power sector,     energy programs.
improve the efficiency of electricity generation, and expand the commercialization of
renewable energy will reduce emissions of CO2 and other pollutants, while also
improving energy efficiency. ANE is continuing with clean energy, energy efficiency,
and power sector reform in South and East Asia. The South Asia Regional Environmental
Initiative is working with the private sector on clean power systems. The U.S.–Asia
Environmental Program continues to address power sector reform and provide technical
assistance for clean and efficient energy.

Europe and Eurasia: USAID’s climate-change initiative in this region concentrates on
Poland, Russia, Ukraine, and the Kazakhstan. The Agency hopes to reduce greenhouse
gas emissions by improving efficiency in the energy sector. E&E is emphasizing
legislative and power sector reform and development of institutional capacity but is
mindful of the need for continued sustainable economic development. To achieve
climate-change objectives, the Agency is using a variety of tools. They include credit
instruments, policy reform, technological cooperation, donor coordination, private sector
partnerships, institutional capacity-building, and the collection and dissemination of
information.

Latin America and the Caribbean: USAID’s environmental programs in Brazil,
Mexico, and the Central American region are designed to reduce the growth rate of CO 2
emissions by reducing tropical deforestation and promoting the use of “clean” energy
technologies. Our Brazil program, for example, will protect forests covering an area
about twice the size of Massachusetts. To support Brazil’s increased commitment to
clean energy programming, USAID will strengthen the capacity of key Brazilian
government and private institutions. Fire management is an important new USAID
activity for reducing the threat of climate change in Brazil and Mexico. In Mexico, our
programs will have prevented over 470 million metric tons of CO2 emissions through
clean energy programs, including an additional 80 million metric tons using funds from
fiscal year 2001.




136                                                                          USAID FY01 Annual Performance Plan
                                                                                                                   February 2000

Table 7.3: Performance Goal: The Threat of Global Climate Change Reduced
USAID-assisted countries with contributing programs in SO 5.1


 Context Indicator: Carbon Dioxide (CO 2) per capita industrial emissions in metric tons
 Source: World Development Indicators (Table 3.5) based on Oak Ridge National Laboratory CDIAC database;
 USAID calculations
 (Year of data) refers to the
 calendar year of the data. In most
                                     Sub-Saharan                                               Latin America/
 cases the data lags the reporting                        Asia/Near East       Europe/Eurasia
                                          Africa                                                 Caribbean
 year.
 Baseline (1995)                                  0.08                    0.88                     11.53                     1.75
 Most Recent Data (1996)                          0.08                    0.91                     10.69                     1.86
 FY01 Target (1999)                               0.08                    0.79                     10.52                     1.75
 FY07 Target (2005)                               0.07                    0.73                      9.71                     1.52
 Note:
 Includes all countries with expected programs under the Agency’s environment strategic objective 5.1: Threat of global climate
 change reduced. See annex A for country list.
 Countries reporting data under the SO:
 Africa: Tanzania
 ANE: Egypt, India, Nepal, Philippines
 E&E: Russia
 LAC: Brazil, Haiti, Mexico

 CO 2 emissions (expressed in metric tons) are those stemming from the burning of fossil fuels and the manufacture of cement,
 including those produced during consumption of solid fuels, liquid fuels, gas fuels, and gas flaring.




                                        Chart 7.3: CO2 Emissions Per Capita**
                          USAID-Assisted countries with contributing programs* , by USAID Bureau
                                                        1986-1996

                      3.0                             * Average of all countries with programs in SO 5.1: Threat of global
                                                      climate change reduced
                      2.5                                AFR - Tanzania
                      2.0                               ANE - Egypt, India, Nepal, Philippines
                             with Russia
                                                         E&E - Russia
                      1.5     reporting
                                                        LAC - Brazil, Haiti, Mexico
                      1.0
                                                      ** CO2 emission are metric tons of industrial metric tons.
                      0.5
                      0.0                             Source: World Bank, World Development Indicators, 1999 (from DOE
                                                      CDIAC)
                            86              96




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February 2000

A.4. Urban Population’s Access to Adequate Environmental Services Increased
Urban population’s access to adequate environmental services has improved despite rapid
migration to cities (the world’s urban population is currently growing four times as fast as
the rural population). By 2000, more than half the world’s population will live in urban
areas. Currently, 17 of the world’s 21 cities with populations over 10 million are in
developing countries. In the Asia–Pacific region, the annual urban growth rate is more
than 4 percent, but at 5 percent a year Africa has the highest urban growth rate of all
regions. Unless cities can properly manage their environmental problems, opportunities
for sustainable development, economic growth, and social equity will be lost. The
Agency's goal is to improve access to water and sanitation services. USAID has two
indicators for sustainable urbanization:

§     Percentage of urban population with access to safe drinking water
§     Percentage of urban population with access to sanitation services




138                                                                           USAID FY01 Annual Performance Plan
                                                                                                                    February 2000

Table 7.4: Performance Goal: Urban Population’s Access to Adequate Environmental
Services Increased
USAID-assisted countries with contributing programs in SO 5.3


Context Indicator: (a) Percent of urban population with access to safe drinking water;
                      (b) Percent of urban population with access to sanitation services
Source: World Development Indicators (Table 3.6); USAID calculations
(Year of data) refers to the calendar
year of the data. In most cases the        Sub-Saharan                                                                Latin America/
                                                              Asia/Near East       Europe/Eurasia
data lags the reporting year.                 Africa                                                                    Caribbean
                          (a) water             95                    93                 73                                 80
Baseline (1995)
                          (b) sanitation        89                    78                 75                                 78
Most Recent Data             (a) water                     n/a                        95                  n/a                    n/a
(1996) very few
countries reporting          (b) sanitation                n/a                        95                  n/a                    n/a
                             (a) water                      96                        96                  75                     82
FY01 Target
                             (b) sanitation                 90                        80                  78                     80
                             (a) water                     100                        99                  81                     89
FY07 Target
                             (b) sanitation                100                        84                  81                     85

Includes all countries with expected programs under the Agency’s environment strategic objective 5.3: Sustainable urbanization
including pollution management promoted. See annex A for country list.
Countries with programs under the SO:
Africa: South Africa, Zimbabwe
ANE: Egypt, India, Jordan, Lebanon, Morocco
E&E: Romania, Russia, Ukraine
LAC: Bolivia, Brazil, Dominican Rep., Ecuador, El Salvador, Haiti, Jamaica, Peru

Since the rate for 1995 is the most recent value between 1991 and 1995, projecting this to 2000 and beyond is difficult at best. A
nominal 1 percent per year increase over five years of the growth rate is given for 2000. If current data reporting remains the same,
actual 2000 figures would not be available until 2005.



                      Chart 7.4a: Percent of Urban Population with Access to Sanitation Services
                         USAID-Assisted countries with contributing programs*, by USAID Bureau
                                                       1987-1996
                100                           100                          100                   100
                                                                                                           Latin America/
                 90                           90                           90                        90    Caribbean

                 80                           80                           80                        80

                 70                           70                           70                        70
                         Sub-Saharan                     Asia/Near East
                 60      Africa               60                           60                        60
                                                                                  Europe/Eurasia**
                 50                           50                           50                        50
                       87                96         87                96         87            96         87                96
                      Regional averages are unweighted.
                      * With programs in SO 5.3 Sustainable urbanization promoted
                      ** E&E region: Romania and Ukraine only reported in 1993.
                      Source: World Bank, World Development Indicators, 1999




Protect the Environment                                                                                                                139
February 2000


                 Chart 7.4b: Percent of Urban Population with Access to Safe Water
                 USAID-Assisted countries with contributing programs*, by USAID Bureau
                                               1987-1996
      100                        100                          100                         100
                                                                                                 Latin America/
                                                                         Europe/Eurasia **       Caribbean
      90                         90                           90                           90

      80                         80                           80                           80
             Sub-Saharan                    Asia/Near East
      70     Africa              70                           70                           70

      60                         60                           60                           60

      50                         50                           50                           50
            87              96         87                96         87                96        87                96
        Regional averages are unweighted .
        * With programs in SO 5.3 Sustainable urbanization promoted
        ** E&E region: Romania and Ukraine only reported in 1993.
        Source: World Bank, World Development Indicators, 1999




Sub-Saharan Africa: USAID’s strategy in Africa has been to emphasize support for
biodiversity and natural resource management issues rather than for sustainable
urbanization. However, the Agency is reassessing its strategy in Africa through a study of
water, sanitation, and urban issues in the region. After identifying urban–rural links
important to Africa’s natural resource base, the Agency will develop a USAID action
plan for the region's urbanization.

Asia and the Near East: The Agency has significant programs in water resource
management in the Middle East, where the degradation and depletion of water resources
pose the most critical challenges to sustainable development. USAID activities seek to                                 In Alexandria,
improve the management of freshwater supplies and to improve the quantity and quality                                  Egypt, 3.8 million
of wastewater treatment. In Alexandria, Egypt, for example, 3.8 million people will be                                 people will be
served by USAID-funded sewage and wastewater treatment facilities in urban centers,                                    served by USAID-
and in fiscal year 2001, it is expected that more than 1 billion liters of water per day will                          funded sewage
be treated to design standards. In fiscal year 2001, ANE will continue to play a leading                               and wastewater
role in promoting integrated, efficient water management in the Middle East. USAID                                     treatment
water programs reduce conflicts, build capacity, promote partnerships, and transfer                                    facilities in urban
appropriate technology.                                                                                                centers.
Europe and Eurasia: USAID’s programs for fiscal year 2001 address municipal
services throughout the region. The Agency has been helping Environmental Funds in
central Europe develop transparent procedures for evaluating and financing
environmental investments. These funds represent an indigenous source of financing for
pollution prevention, energy efficiency, and environmental infrastructure projects,
usually capitalized by pollution charges or environmental taxes. Financing is available to
both companies and municipalities.




140                                                                                                  USAID FY01 Annual Performance Plan
                                                                                              February 2000


Latin America and the Caribbean: The LAC Environmental Partnership is scheduled
to begin using funds for fiscal year 2001, but no targets are set yet. The partnership will
emphasize pollution prevention techniques and technologies for industry as well as cost-
effective environmental management systems to provide clean water (including
substantial work in rural areas). In El Salvador, for example, USAID works to protect
watersheds, reduce pollution, and raise public awareness about factors affecting water
quality and its effects on health and the environment. Household access to clean water in
targeted municipalities has risen 9 percent—bringing clean water to 38 percent of
Salvadoran households.
A.5. Use of Environmentally Sound Energy Increased
Energy is a critical economic factor as well as being crucial to providing services that
sustain and improve the quality of life of the average citizen. However, energy
production and use are a major source of pressure on the environment. More efficient use
and provision of energy services and increased reliance on environmentally clean and
renewable energy sources are therefore critical for achieving environmentally sustainable
development.




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February 2000

Table 7.5: Performance Goal: Use of Environmentally Sound Energy Increased
USAID-assisted countries with contributing programs in SO 5.4

 Context Indicator: GDP per unit of energy use (energy efficiency)
 Source: World Development Indicators (Table 3.8) (1998); USAID calculations
 (Year of data) refers to the calendar
 year of the data. In most cases the                Sub-Saharan                                                                  Latin America/
 data lags the reporting year.                                                Asia/Near East          Europe/Eurasia
                                                       Africa                                                                      Caribbean
 Baseline (1994)                                         n/a*                       1.30                        0.90                   2.97
 Most Recent Data (1996)                                 n/a*                       1.29                        1.04                   3.01
 FY01 Target (1999)                                      n/a*                       1.34                        0.93                   3.06
 FY07 Target (2007)                                      n/a*                       1.45                        1.00                   3.31

 Includes all countries with expected programs under the Agency’s environment strategic objective 5.4: Use of environmentally
 sound energy services increased. See annex A for country list.
 Countries with programs under the SO:
 Africa: none
 ANE: Egypt, India, Nepal, Philippines
 E&E: Armenia, Georgia, Moldova, Romania, Russia, Ukraine
 LAC: Brazil, Dominican Rep., Mexico

 The energy efficiency indicator is the measure of GDP per unit of energy use, defined as the U.S. dollar estimate of the real GDP (at
 1987) prices per kilogram of oil equivalent of commercial energy use. The larger the ratio, the greater the energy efficiency. The
 most recent data are from 1996.

 *There are no programs for objective 5.4 in sub-Saharan Africa.




                                        Chart 7.5: GDP per Unit of Energy Use*
                          USAID-Assisted countries with contributing programs*, by USAID Bureau
                                                        1986-1996
               4                               4                          4                           4
                        Sub-Saharan                 Asia/Near East              Europe/Eurasia **
               3        Africa                 3                          3                           3
                        No countries
               2        reporting under        2                          2                           2
                        the SO                                                                             Latin America/
               1                               1                          1                           1    Caribbean


               0                               0                          0                           0
                   86                     96       86                96        86                96       86                  96
                   Regional averages are unweighted .
                   * With programs in SO 5.4 Use of environmentally sound energy services increased
                   ** E&E region: from 1986-91 NIS countries were not included due to lack of reporting.
                   Source: World Bank, World Development Indicators, 1999




142                                                                                                            USAID FY01 Annual Performance Plan
                                                                                             February 2000




Europe and Eurasia: For the past 10 years USAID has championed the use of clean
production technology, which minimizes pollution and increases energy efficiency,
throughout the region. For example, cleaner production practices are being introduced in
Russia and will be disseminated through the Agency’s Replication of Lessons Learned
project in 2000 and 2001. E&E programs are making an effort to link sustainable
economic development and environmental stewardship. E&E continues to emphasize
energy sector reform and privatization.

Latin America and the Caribbean: USAID has clean-production programs in three
                                                                                              E&E programs
countries: Brazil, the Dominican Republic, and Mexico. In Brazil, the Agency is engaged
                                                                                              are making an
with the minister of mines and energy and the National Electric Power Agency to identify
                                                                                              effort to link
policies and regulations addressing clean rural energy services. Encouraged by the
                                                                                              sustainable
success of USAID-funded demonstration activities in photovoltaics, several commercial
                                                                                              economic
firms in the Dominican Republic are making renewable energy a multimillion-dollar
                                                                                              development and
business. That has led to millions of dollars’ worth of panels being imported from the
                                                                                              environmental
United States. In 10 states in Mexico, working through agricultural development and
                                                                                              stewardship. E&E
construction organizations, USAID is initiating some 200 renewable-energy projects.
                                                                                              continues to
Agencywide: The Agency will also be working in policy and institutional reform,               emphasize
including legal and regulatory restructuring of energy sectors, at both the national and      energy sector
state levels in developing countries. This will promote energy efficiency, both in end use    reform and
and in conditions for greater use of environmentally clean and renewable sources of           privatization.
energy.
A.6. Sustainable Management of Natural Resources Increased
Sustainable natural resource management is essential for economic sustainability. Among
the problems USAID’s programs address

§    Loss of forests, which affects watersheds, biodiversity, and climate change
§    Competition artisanal fisheries face from commercial trawlers
§    Problems with water consumption and management
§    Declines in wildlife populations.
The Agency’s strategy addresses sustainable management in five critical areas: forests,
water resources, coastal zones, agriculture, and community-based natural resource
management. To promote better resource management, programs work at both national
              s
and local level to devolve ownership and control of natural resources to local
communities.




Protect the Environment                                                                                 143
February 2000

Table 7.6: Performance Goal: Sustainable Management of Natural Resources Increased
USAID-assisted countries with contributing programs in SO 5.5


 Context Indicator: *Average annual change in total forest area as measured in thousands of sq. km. And percent
 change
 Source: World Development Indicators 1998 (Table 3.1); USAID calculations
 (Year of data) refers to the calendar
 year of the data. In most cases the     Sub-Saharan                                               Latin America/
                                                              Asia/Near East Europe/Eurasia
 data lags the reporting year.               Africa                                                  Caribbean
 Baseline (1990–95) Most Recent
 Data*
                                             –0.81                –2.03              0.01               –2.13
 FY01 Target                                            –0.78                 –1.97                   0.02                  –2.07
 FY07 Target                                            –0.72                 –1.81                   0.02                  –1.91

 Includes all countries with expected programs under the Agency’s environment strategic objective 5.5: Sustainable management of
 natural resources increased. See annex A for country list.
 Countries reporting data under the SO:
 Africa: Guinea, Kenya, Madagascar, Malawi, Namibia, Senegal, Tanzania, Uganda, Zambia, Zimbabwe
 ANE: Egypt, Indonesia, Jordan, Lebanon, Mongolia, Morocco, Nepal, Philippines
 E&E: Albania, Bulgaria, Georgia, Romania, Russia, Ukraine
 LAC: Bolivia, Brazil, Colombia, Dominican Rep., Ecuador, El Salvador, Guatemala, Haiti, Honduras, Jamaica, Mexico, Nicaragua,
 Panama, Paraguay, Peru

 Total forest area includes both natural forest and plantation area. Annual deforestation refers to the permanent conversion of natural
 forest area to other uses, including shifting cultivation, permanent agriculture, ranching, settlements, or infrastructure. Deforested
 areas do not include areas logged but intended for regeneration or areas degraded by fuel wood gathering, acid precipitation, or
 forest fires. These data, therefore, do not reflect the full extent of forest and biodiversity losses through degradation.

 Since the most recent available information is from 1995, projecting this to 2000 is difficult at best. A nominal 1 percent per year
 decrease in the rate is given for fiscal year 2001 and 2007 targets.




Sub-Saharan Africa: Experience in Africa has shown that maintaining a long-term
perspective ensures a sustainable return on development investments. Local management,
especially community-based natural resource management, has proved to be a promising    Long-term
approach throughout Africa. That is especially the case when local management schemes   studies have
are linked to market-oriented enterprises. Data show that since 1991 the average annual shown that
growth in income generated through USAID-funded natural resource management             natural resource
                                                                                        management
programs in Africa has doubled every year. Moreover, for the first time, satellite imagery
has shown large areas of improvement in vegetative quality in areas under program       spreads rapidly
management over the past 20 years.                                                      once the key
                                                                                        enabling
Linking resource management with local empowerment—developing local structures for conditions—
natural resource management—has also contributed to civil society objectives. Long-term policies,
studies have shown that natural resource management spreads rapidly once the key        institutions, and
enabling conditions—policies, institutions, and approaches—are established. Fiscal year approaches—are
2001 activities will build on this synergy between natural resource management and the  established.
strengthening of civil society.

 Asia and the Near East: USAID has significant resource management programs in
Indonesia, Nepal, and the Philippines. In Indonesia the Agency is working toward
stabilizing and improving community-based resource management efforts. It is expected
that in fiscal year 2001 improved or stabilized land management will have increased



144                                                                                               USAID FY01 Annual Performance Plan
                                                                                             February 2000


significantly over the year before. In the Philippines, USAID has also had impressive
results creating incentives for sound coastal resource management. Partnerships in coastal
resource management between local governments, communities, and the private sector
are steadily spreading to other areas. A minimum of 2,100 kilometers (1,300 miles) of
coastline is expected to be under effective management by fiscal year 2001.

The Agency will explore opportunities to apply the Tropical Forest Conservation Act in
ANE to help set locally run national endowments for the conservation of forests. It will
also continue developing model community-based approaches to forest management.

Latin America and the Caribbean: USAID has emphasized sustainable forestry                Data on forest
management in Bolivia because some of the largest forested areas are found outside of     cover may be
parks. (Similar efforts in Honduras have been reduced for lack of government              especially
commitment.) In fiscal year 2001, the Agency plans to design a follow-up to the Bolivian  unreliable
Sustainable Forestry project. In Brazil, the Agency will continue with fire prevention andbecause of
control activities begun in fiscal years 1999–2000.                                       changing
                                                                                          definitions,
Europe and Eurasia: USAID supports resource management efforts in Albania and             varying in-
Russia’s far east. In the Russian far east, the Agency supports sustainable forestry by   country data
promoting alternatives to unfinished-wood exports. It expects the area of managed land to reporting
increase and forestry practices to improve. Russia’s forestry management work is          procedures, and
expected to continue into 2001. There is some possibility of beginning this type of work reporting
in Romania.                                                                               intervals that
                                                                                          vary from nation
B. What USAID Does by Key Program Categories and Most                                     to nation.
Frequently Used Indicators for Performance Measurement
B.1. Sustainable Management of Natural Resources Increased
Sustainable management of natural resources is perhaps USAID’s most diverse and
historically its oldest program cluster. It yields a wide range of indicators at the program
and strategic level. For example, strategies and programs that fall under this objective
include measures of the number of farmers and households adopting improved
agricultural processes. They also include improvements in coastal zone management,
better soil conservation techniques, use of integrated pest management, enhanced
watershed management, and the strengthening (environmental education, skills upgrades,
civil society training, structural and functional help) of community-based natural resource
organizations. No single indicator (or even two or three indicators) is likely to capture
this diversity of the Agency’s on-the-ground efforts.

Natural forest and planted trees (plantation) are very different kinds of land cover. Such
distinctions are often defining characteristics of where USAID targets its programs.
Measurement reliability is also an issue. According to the World Bank, data on forest
cover may be especially unreliable because of changing definitions, varying in-country




Protect the Environment                                                                                 145
February 2000


data reporting procedures, and reporting intervals that vary from nation to nation. Further
limiting interpretation of these data is the fact that for some countries the data sets use
different baselines or standard reference years (for example, 1990 versus 1995). The
Agency’s programs are diverse, and they include sustained emphasis on community-
based natural resources.

More than half the Agency’s operating unit–level programs have a natural resource
management strategic objective. Regional differences in emphases, further complicate the
choice of indicators. For example, Africa concentrates heavily on capacity-building,
while Latin America and the Caribbean has worked extensively on upgrading park
management. Several programs have a strong policy emphasis, while others are targeted
directly to farmers and rural households. Close to half of all operating units with a natural    Many of these
resource objective use the number of families or households adopting sustainable                 field-based
agriculture practices as an indicator for better management practices. More than a third of      activities
operating units use one or more of the following indicators: 1) area of forest, water            support the
resources, or coastal zone under resource management plans, 2) area of land under                development of
sustainable agricultural practices, and 3) number of policies implemented or supported           a national
that promote better management of natural resources. One or more of these lower level            commitment to
indicators may be substituted for the current Agency-level performance goal indicators as        the environment.
the result of ongoing discussions among USAID’s technical staff.

More than 40 percent of field missions or operating units have strategic environmental
objectives that address some element of policy formulation. Many of these field-based
activities support the development of a national commitment to the environment. Policy-
related strategic objectives vary from 50 percent in energy to just over 30 percent each in
biodiversity and urban programs. Ten operating units have strategic objectives directly
related to strengthening the policy environment. Progress in strategic objectives is
measured mainly by assessing enactment of specific legislation and national policy
formulation. Other strategic objectives measure whether citizens and nongovernmental
organizations have accurate environmental information and are involved in decision-
making about the environment.

USAID works with two givens: 1) the range of USAID’s environmental portfolio
(energy, biodiversity, etc.) is wide, and 2) the earth’s natural resources continue to
decline. With that in mind, the Agency continues to emphasize getting the right
environmental policies in place at the national level (especially for the long run). Since
many operating units are engaged in activities related to environmental policy, USAID
continues to seek the best formulation of a policy performance measure.
B.2. Biological Diversity Conserved
USAID’s on-the-ground biodiversity strategies and activities are very diverse. There is
often a long lag time before new data are available. Questions arise as to how to
accurately measure the health of plant and animal biodiversity. For example, habitats that
are “protected” can be rich in biological diversity or, in stark contrast, such habitats can
be void of the critical animals and unique plants that made it biologically diverse in the
first place. It is difficult to define indicators for the richness of animal and plant life
within the protected areas (species number and kind, threatened species, species diversity,
etc.).



146                                                                             USAID FY01 Annual Performance Plan
                                                                                             February 2000


Protection itself is another issue. That is, designating land as “protected” does not
necessarily mean that protection has occurred or is currently in force. From a monitoring
perspective, no single indicator can capture the complexity and ingenuity of USAID’s
wide-ranging efforts to conserve biodiversity or provide any real insight into habitat
sustainability. Also, in some cases the Agency has directed its attention to areas of less
than a thousand hectares (four square miles). That falls below the landmass defined as a
“protected area.”

Since measuring species richness is notoriously labor-intensive and the analysis equally
as time consuming, measuring the area of protected land continues to be an appealing
alternative measure when resources are limited. At the Agency level, USAID is moving        Designating land
ahead, though, to identify a more meaningful indicator closer to our manageable interests. as “protected”
                                                                                            does not
The first step the Agency has taken is to carefully review indicators more commonly used
                                                                                            necessarily
by its operating units in search of a measure (or measures) that capture USAID’s
                                                                                            mean that
biodiversity efforts. For example, just under half of USAID’s country-level biodiversity
                                                                                            protection has
efforts concentrate on capacity-building with local institutions and communities to better
                                                                                            occurred or is
manage critical ecosystems, surrounding buffer zones, or environmental corridors where
                                                                                            currently in
appropriate. One approach under careful review is to judge performance more on a
                                                                                            force.
capacity-strengthening measure, rather than measuring increases in protected lands.
Several of the 22 operating units with biodiversity programs use a measure of the number
of biologically significant sites protected or managed as an indicator of results. Other
units assess results more in terms of policies, programs, and activities strengthened to
improve natural resource conservation and management. Regional differences in our
biodiversity programs also present a challenge in trying to define a single “best” measure.

In an effort to find a performance indicator that encompasses the complexity of
biodiversity and help the Agency measure results more effectively, alternative indicators
are now the subject of serious discussion. Candidate measures receiving the most scrutiny
are 1) a measure of improved natural resource management, 2) institutional capacity
strengthening, and 3) biodiversity policy advancement.
B.3. Threat of Global Climate Change Reduced
Carbon dioxide emissions account for the largest share of greenhouse gases associated
with the threat of global warming. CO2 emissions result primarily from the burning of
fossil fuels and from producing cement and other manufacturing processes. Data on CO 2
emissions, when available, are reported to be accurate (within 10 percent of actual
emissions). Agency’s concern about using CO2 emissions as a program performance
measure is this: To what extent are CO2 emissions within the Agency’s manageable
interest? To what extent can USAID reasonably address this major environmental
problem in the face of historical trends since 1980, which show a sharply accelerating
growth in global CO2 ? There are many contributing factors outside of USAID’s
manageable interest that influence this measure. For example, tax policies change, world
fuel prices fluctuate, a nation’s economy undergoes structural changes. Sharp and
sometimes prolonged declines in energy demand for manufacturing often stem directly
from civil strife and economic downturns. Such downturns occurred last year, for
example, in Asia and in some states of the former Soviet Union. They led to dramatic
reductions in CO2 emissions.



Protect the Environment                                                                                 147
February 2000


Distinguishing among these causes of decreased CO 2 emissions is not easy. Reliable
emissions data are often available only on a national level (or adjusted per capita). This
contrasts with USAID’s efforts, which are much more localized and typically occur in
only a very limited way, in a few key countries. CO2 data are not current. They have at
least a five-year lag time. This means that emissions projections are by default often used
for both target-setting and actual data, leaving the so-called results open to question.

Carbon dioxide emissions data do not really capture the kinds of programs and strategies
the Agency employs. USAID activities in global climate change have so far involved four
activities: 1) promoting energy efficiency, renewable energy, and clean energy                   Distinguishing
technologies in power generation, and in industrial and urban applications; 2) reducing          among these
net emissions through sustainable forest management, agroforestry, reforestation, and            causes of
sustainable agriculture activities; 3) increasing participation in the Framework                 decreased CO2
Convention on Climate Change by supporting the development of national environmental             emissions is not
action plans, joint implementation, and technology cooperation; and 4) maintaining a             easy.
portfolio of cross-sectoral vulnerability and adaptation activities, including strengthening
capabilities for disaster assistance planning and mitigation.

Specifically, there are 15 USAID operating units with global climate change strategic
objectives. Two of them use the amount of carbon dioxide emissions prevented as
program-level indicators. The others rely on a variety of indicators including regional
import of cleaner environmental technologies and policies contributing to increased
efficiency and cleaner production of energy. More than 40 percent of the programs
include some type of capacity-building activities.

The Agency is trying to identify three possible candidates for performance measures.
They are 1) building capacity to strengthen public and private institutions (whose goals
are to reduce fossil-fuel emissions), 2) strengthening policies that favor clean energy
production and increased energy efficiency, and 3) facilitating technology transfer and
infrastructure improvements.
B.4. Sustainable Urbanization Including Pollution Management Promoted
A total of 21 operating units have urban programs, with the largest number in Latin
America and the Caribbean, followed by Asia and the Near East. The top two
program-level indicators used in fiscal year 1998 were the number of municipalities
adopting cleaner energy production practices and the number of people benefiting from
improved urban environmental infrastructure. Several operating units also measured the
degree to which policies and approaches support the application of sustainable
management practices. It is likely over the coming year that discussion will lead to the
proposal that one or more of these indicators will be used independently of or alongside
the current Agency indicator to better track USAID’s program impact.

Two indicators are currently used to assess whether the Agency meets its targets for
sustainable urbanization. They are 1) percent of urban population with access to safe
drinking water and 2) percent of urban population with access to sanitation services.
From a measurement perspective, these urban indicators have been used for some time by
the development community to assess household access to basic services such as
sewerage connection, regular waste collection, and access to drinkable water. Typically
these data have been on a national level with less accuracy when distinguishing between


148                                                                           USAID FY01 Annual Performance Plan
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rural, and urban areas, since different data-collection methods, definitions of access, and
the like have been used. Even definitions of city and urban boundaries have made it
difficult to assemble an integrated data set for “urban households.” That’s because some
of the largest cities are spread across different administrative jurisdictions.

From a strategy perspective, the current indicators also pose a problem, since a very
limited number of assistance programs directly address increased access to water or
sanitation. Over time, USAID has shifted its program emphasis to a much wider array of
municipal services. These include urban financing, improved municipal management
practices, policy formulation (land planning, cleaner production, etc.) and strengthening
the governance capacity of cities. In short, the current indicators are too narrowly        Even definitions
targeted. They do not capture the full range or diversity of USAID’s urban programs.        of city and urban
                                                                                            boundaries have
B.5. Use of Environmentally Sound Energy Services Increased                                 made it difficult
It is important to note that part of USAID’s energy-related efforts are reported under the to assemble an
global climate change program cluster, because the emphasis is also on reducing carbon integrated data
dioxide emissions. USAID has energy programs in Asia and the Near East, Europe and set for “urban
Eurasia, and Latin America and the Caribbean.                                               households.”
                                                                                            That’s because
Data are unreliable in some regions, especially in Central Asia and eastern Europe.         some of the
Eighteen operating units had energy strategic objectives in FY98. The most commonly         largest cities are
used program-level indicator to measure results was the number of environmental             spread across
policies and regulations enacted that affect the energy sector. This was followed by the    different
number of companies that have adopted environmental quality standards and the number administrative
of private sector projects investing in environmentally sound practices for enhanced        jurisdictions.
energy production. These indicators relate directly to the energy-efficiency goal, but they
are the necessary precursors—rather than the direct consequence. In short, they do not
automatically “roll up” to increases in energy efficiency but represent the developmental
context in which energy-efficiency gains are likely to occur. Moreover, the current
indicator reflects national, countrywide energy efficiency changes, whereas in most cases
the Agency has targeted specific industries and localities. The Agency is reviewing
indicators that better capture its program thrust and are more within its manageable
interest. One strong candidate indicator under consideration is an index on progress in
energy policy formulation and implementation at the national and municipal level.
Another is a weighted component measure for industry adoption of energy efficiency
measures.

C. Plan for USAID Program Impact Measurement
The environmental goals and programs set forth below reflect a limited but thoughtful set
of short- and medium-term goals for what are clearly complex and ever changing long-
term problems and solutions involving many sectors. The seven performance indicators
listed are global and long term in nature. Most come from World Development
Indicators, updated annually by the World Bank and other groups outside the Agency
(and therefore unbiased as to USAID programs). They are considered important
indicators of the state of the world’s environment.

It should be noted, however, that they may not be good indicators of the performance of
the Agency’s environmental programs, for a number of reasons. Some indicators (for


Protect the Environment                                                                                  149
February 2000


example, of forest cover and protected areas) are not necessarily updated every year.
Some are updated only every five years or use projections rather than actual surveys.
Most of the indicators lag several years behind the current year, so they are limited in
identifying current trends. Coverage of USAID-assisted countries (for example, on access
to urban water and sanitation) can be sporadic. As a result, goal targets based on these
indicators are generally beyond the manageable interest of the Agency and do not reflect
its success or failure. Moreover, these indicators are not comprehensive enough to reflect
the complexity and diversity of USAID’s environmental programs.

USAID’s recent review of its environmental goal recommended finding better Agency-
level performance indicators and goal-level targets. To provide a better sense of annual    To provide a
performance, the Agency needs overall environmental indicators that are closer to what it   better sense of
is trying to accomplish in the short and medium term. On the basis of the goal review, the  annual
Environmental Center in USAID’s Global Bureau will lead an Agencywide working               performance, the
group to develop more appropriate and reliable indicators outside the framework of          Agency needs
World Development Indicators.                                                               overall
                                                                                            environmental
The Agency’s environmental targets will be revised on the strength of the working
                                                                                            indicators that
group’s conclusions. The current targets were subjectively set at 10 percent over the 10-
                                                                                            are closer to
year span of the Agency’s Strategic Plan, or a 1 percent annual increase in each indicator.
                                                                                            what it is trying
Independent of the issue of targets is the issue of data availability. For example, trends
                                                                                            to accomplish in
are often unavailable in specific USAID-assisted countries, so it is difficult to judge
                                                                                            the short and
whether a regional target has been met.
                                                                                            medium term.
A recent analysis of strategic objectives and indicators has shown some definite common
features among short- and medium-term indicators. For example, many of the Agency’s
operating units use policy-based indicators. Strategically, it makes sense to concentrate
on policy, regulatory, and legislative issues to set the stage for development in a
particular environmental program. It also makes sense to fix on policy issues if a program
has limited funding, since appropriate policy changes (backed by political commitment)
can effect positive change at a relatively low cost.

Some factors are more easily measured than others. Most operating units working on
biodiversity, for example, need to measure the adequacy of management of protected
areas or critical ecosystems. It isn’t difficult to quantify the area of critical ecosystems or
protected areas. Measuring the adequacy of management is necessarily more qualitative
and subjective, but it is an important measure. Defining adequacy of management and
figuring out how to measure it and other potential indicators will require some study but
will prove useful for performance planning.




150                                                                               USAID FY01 Annual Performance Plan
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    Illustrative Association of Indicators to Program Clusters
    The next page contains a graphic representation of current analysis within Protect the
    Enviroment of prevalent program indicators and their relationship to program clusters.
    The numbers in the program cluster column show which indicators relate to each cluster
    form the indicator column(s).


          Indicators common to                   Program Clusters              Indicators specific to one
          more than one cluster                                                    program cluster
                                                                                  Strengthened
                                                                                  participation in the
                                                                                                                    A
    Number of environmental professionals         Threat of global climate        Framework Convention
1
    trained and institutional capacity               change reduced               on Climate Change,
    developed                                                                     and/or decreased net
                                                                                  greenhouse gas
                                                                                  emissions



                                                                                  Improved management               B
                                                                                  of biologically important
                                                                                  habitat, including
    Number of national and regional              Biological diversity             improved quality of
2                                                                                 conservation efforts
    environmental policies, laws and                 conserved
    regulations developed and implemented                                         within and outside of
                                                                                  protected areas
                                                                                  and/or increased size or
                                                                                  number of protected
                                                                                  areas



                                                                                  Number and/or                     C
    Number of activities structuring financial   Sustainable urbanization         percentage of
3
    markets for improved environmental              including pollution           households with access
    outcomes                                      management promoted             to urban environmental
                                                                                  services (including water
                                                                                  and/or sanitation)


                                                                                  Increased private sector          D
    Number of activities involving local         Use of environmentally           involvement in energy-
4                                                sound energy services
    empowerment (awareness, education,                                            related activities
    organization) for better stewardship of            increased                  (including energy
    natural resources                                                             efficiency and renewable
                                                                                  sources of energy)



                                                                                  Number of resource
                                                                                  (i.e., water, forest,
                                                                                                                    E
                                                                                  coastal) user groups/
    Number of activities using information            Sustainable                 households adopting
5                                                                                 improved techniques
    technology (GIS, satellite imagery, etc.)    management of natural
    for better natural resource management        resources increased             and/or effectively
                                                                                  managing local natural
                                                                                  resources




    Protect the Environment                                                                                   151
February 2000


D. Tactics for Achieving Program Goals
For Fiscal Year 2001 and Beyond
USAID believes that its current approaches to the environment, described above, provide
an effective framework for programming. Refinements will occur as lessons are learned.
D.1. Overall Environment Goal
Progress toward this an expression of general government commitments to national
environmental programs addressing biodiversity conservation, climate change,
urbanization, natural resource management, and sustainable development. The Agency’s
approach in a region is often initially to promote environmental policy reform and to
develop the strategy needed to frame later interventions. Although policy reform is
critical, its effects may be felt only in the long term. USAID fully supports the
OECD/DAC document Shaping the 21st Century, including the goal of completing               Biodiversity is
national strategies for sustainable development by 2005.                                   being lost at
                                                                                           unprecedented
                                                                                           rates, with
D.2. Biological Diversity Improved
                                                                                           thousands of
Biodiversity, one measure of the earth’s health, is essential to a sustainable environment species a year
and economy. Among other things, it is fundamental to health care worldwide. Roughly becoming
25 percent of the drugs prescribed in the United States include chemical compounds         extinct.
derived from wild species. Wild species are the gene bank used to maintain the vigor of
our crops and livestock. The net economic benefits of biodiversity are estimated to be at
least $3 trillion a year, or 11 percent of the world’s annual economic output.

But biodiversity is being lost at unprecedented rates, with thousands of species a year
becoming extinct. USAID works with host countries and partners to improve the
management of biologically significant areas both within and outside of officially
protected areas. Over the past few years USAID has improved the conservation of
biodiversity on more than 40 million hectares—a combined area slightly larger than
Montana. The Agency wants to increase that area to 75 million hectares over a 10-year
period in USAID-assisted countries. That means adding 3.5 million hectares a year to the
Agency’s biodiversity portfolio, especially in Africa and Latin America.

Working in many of the world’s most biologically rich countries, the Agency plans to
improve the management of forests, coasts, and biodiversity in these areas. USAID
expects to measure positive trends in habitat quality and local management capacity in
about half this area.
D.3. Threat of Global Climate Change Reduced
The Agency’s five-year climate change initiative seeks to reduce greenhouse gas
emissions, protect natural habitats that sequester carbon, and encourage developing-
country policies that support the UN Framework Convention on Climate Change.
Activities address issues in energy, industry, agriculture, forestry, and natural resources.
The climate-change initiative includes 75 percent of USAID’s forestry activities because
of forests’ role in sequestering carbon and absorbing it from carbon dioxide, a major
greenhouse gas.




152                                                                            USAID FY01 Annual Performance Plan
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D.4. Sustainable Urbanization Including Pollution Management Promoted
In fiscal year 2001, the Agency’s global programs will help 11,900 poor urban dwellers
gain access to vital environmental services, including sewage treatment and solid-waste
disposal. Because of declines in USAID’s urban environment budget in recent years, this
number will be far less than the 506,000 urban dwellers who benefited from global
programs in 1998.

Agency activities to prevent industrial pollution and improve energy efficiency have
effectively engaged the U.S. private sector in partnership with developing-country
counterparts. The successful experience of the U.S.–Asia Environmental Partnership over
the past few years has reinforced support for such partnerships, so USAID is initiating
similar programs in Africa, central and eastern Europe, and Latin America and the
Caribbean.
                                                                                           The Agency will
D.5. Use of Environmentally Sound Energy Services Increased                                continue efforts
By the end of fiscal year 2001, global Agency programs are expected to have leveraged      to make
about $1.2 billion from other donors and the private sector for environmentally sound      agriculture more
energy production and use. By 2001, global programs will have helped 21,000                sustainable by
households, health centers, schools, telecommunications facilities, and other service      reducing
centers gain access to small-scale renewable energy systems.                               pesticide use
                                                                                           and soil erosion
The Agency will continue emphasizing increased efficiency and reliance on renewable        and by slowing
energy resources, working with both public and private sectors to improve investment       down the
incentives, make clean technologies available, encourage the use of renewable energy       conversion of
sources, and improve energy management.                                                    wild lands.
D.6. Sustainable Management of Natural Resources
The Agency will continue its efforts to achieve sustainable forest management through
policy reform and demonstration programs, improvements in park management, and
public and private partnerships to turn “paper” parks into functional parks. The Agency
will continue efforts to make agriculture more sustainable by reducing pesticide use and
soil erosion and by slowing down the conversion of wild lands. Coastal zone
management will be improved by increasing public awareness of the economic and
environmental costs of poor coastal zone management and by introducing best practices
and management. Wildlife will be better protected through improved habitat conservation
and by developing solutions to conflicts between people and wildlife about the use of
land.




Protect the Environment                                                                              153
February 2000


                                 CO2 emissions per capita
                               Trends by country 1992-1996
                      USAID-Assisted countries with contributing programs*

                14

                12             Russia

                10
                                                        All graphs expressed
                                                        in CO2 emissions in
                  8                                     metric tons per capita

                  6

                  4
                                 Mexico

                           Egypt
                  2

                  0                                    2.0
                       92 93 94 95 96
                                                       1.6
                                                                          Brazil
                                                       1.2
                                                                          India

                                                       0.8
                                                                   Philippines
                                                       0.4

               0.4
                                                       0.0
                                                             92 93 94 95 96

               0.3



               0.2
                                  Haiti

               0.1
                                            Tanzania
                                            Nepal

               0.0
                      92 93 94 95 96


      * With programs in strategic objective 5.1: Threat of global climate change reduces
      Source: World Bank




154                                                                                  USAID FY01 Annual Performance Plan
                                                                                                              February 2000




                                           Nationally Protected Area
                                 Change in percent of total land area, 1994-1997
                                USAID-Assisted countries with contributing programs*
                  -4              -2               0               2              4            6          8

                                                       Kenya
                                                       Madagascar
                                                                       Malawi
                                                         Namibia
                                                        Senegal              sub-Saharan
                                                           Tanzania             Africa
                                                               Uganda
                                                       Zimbabwe


                                           Egypt
                                           Nepal                                               Asia/
                                                                           Philippines       Near East
                                  Russia                          Europe/Eurasia


                                                                                                Bolivia
                                                         Brazil
                                                           Colombia
                                                                                  Ecuador
                                                                                         Guatemala
                                                                       Honduras
                       Mexico
                                                                                      Latin America/
                                                         Nicaragua
                                                                                        Caribbean
                                                                  Panama
                                       Peru




              * With programs in strategic objective 5.2: Conservation of biologically significant habitat
              improved.
              Source: World Bank




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February 2000




                             Access to Sanitation Services
                  Percent of Urban Population with Access, 1988, 1995
                   USAID-Assisted countries with contributing programs*
                                    0    20     40         60     80        100      120

                   South Africa                                      78

                      Zimbabwe                                                  99

                           Egypt                                            95

                           India                      46

                         Jordan                                            91

                       Morocco                                                  97

                       Romania                                        81

                        Ukraine                                 70

                         Bolivia                                     77

                Dominican Rep.                                             89

                        Ecuador                                 70

                    El Salvador                                            89

                            Haiti                    43

                        Jamaica                                                 99

                           Peru                                      78

                                               1988        1995




      * With programs in strategic objective 5.3: Urban population’s access to adequate
      environmental services increased.
      Source: World Bank




156                                                                                        USAID FY01 Annual Performance Plan
                                                                                                   February 2000




                                            Access to Safe Water
                             Percent of Urban Population with Access, 1988, 1995
                              USAID-Assisted countries with contributing programs*
                                         0    20      40       60      80             100   120


                          South Africa                                           90

                            Zimbabwe


                                Egypt                                                 95

                                 India


                               Jordan


                             Morocco                                                   97

                               Bolivia                                           88

                           Dominican
                             Rep.                                                88

                             Ecuador                                     81

                           El Salvador                                      82

                                 Haiti                 38

                              Jamaica


                                 Peru                                             91

                                                    1988      1995




               * With programs in strategic objective 5.3: Urban population’s access to adequate
               environmental services increased.
               Source: World Bank




Protect the Environment                                                                                       157
February 2000




                           GDP per unit of energy (energy efficiency)
                      $US estimate of real GDP per kilogram of oil equivalent of
                                commercial energy use, 1990-1996
                       USAID-Assisted countries with contributing programs*




                5.0                                      2.5
                                                                Philippines
                               Brazil                                               Mexico
                4.5
                                                         2.0
                4.0
                                                                Egypt               Armenia
                3.5                                      1.5

                3.0
                                                         1.0
                            Dominican Rep.
                2.5
                                                                             Georgia
                2.0                                      0.5
                       90                96                    90                 96




                1.0                                      1.0



                                        India
                0.8                                      0.8
                                                                             Romania



                0.6                       Moldova        0.6
                                                                                  Russia
                            Nepal
                                                                         Ukraine
                0.4                                      0.4
                       90                96                    90                 96

        * With programs in strategic objective 5.4: Use of environmentally sound energy
        services increased.
        Source: World Bank




158                                                                              USAID FY01 Annual Performance Plan
                                                                                                             February 2000



                                       Reductions in total forest area
                                   Average annual percent change 1990-95
                               USAID-Assisted countries with contributing programs*
                          10          8          6             4                2            0                -2
                                                                            Guinea
                                                                                   Kenya
                                                                          Madagascar
                                                                          Malawi
                                                                                 Namibia
                                             sub-Saharan                      Senegal
                                                Africa                     Tanzania
                                                                            Uganda
                                                                              Zambia
                                                                             Zimbabwe

                                                                                                 Egypt*
                                                                              Indonesia
                                                                     Jordan
                                Lebanon
                                                                                                 Mongolia*
                                 Asia/                                            Morocco
                               Near East                                        Nepal
                                                       Philippines

                                                                                                 Albania*
                                                                                                 Bulgaria
                                                        Europe/Eurasia                           Georgia*
                                                                                                 Romania
                                                                                                 Russia*
                                                                                                 Ukraine

                                                                            Bolivia
                                                                                   Brazil
                                 Latin America/                              Colombia
                                   Caribbean                          Dom. Rep.
                                                                       Ecuador
                                                         El Salvador
                                                                  Guatemala
                                                               Haiti
                                                                 Honduras
                                   Jamaica
                                                                                 Mexico
                                                              Nicaragua
                                                                  Panama
                                                              Paraguay
                                                                                      Peru




               * With programs in strategic objective 5.5: Sustainable management of natural
               resources increased.
               Source: World Bank




Protect the Environment                                                                                                 159
February 2000




160             USAID FY01 Annual Performance Plan

						
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