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Table 7.2 Fill rates with different retailer reorder points for a distribution system with echelon stock policy R_ROP 4 6 8 10 12 16 R1 0.882 0.949 0.973 0.992 0.999 1.000 R2 0.909 0.962 0.983 0.993 0.992 0.991 R3 0.786 0.837 0.875 0.965 0.960 0.968 Table 7.3 Costs with different warehouse reorder points for a distribution system with installation stock policy vs. echelon stock policy W1_ReOrderPoints 4 8 10 12 15 20 25 30 35 Cost with ISP Cost with ESP 61007.54 57195.32 63533.72 59662.00 64695.10 59235.67 65705.00 61503.42 64477.48 61486.65 68236.58 65778.14 68524.75 71714.20 69215.68 74603.34 76408.40 76256.62 Table 7.4 Fill rates with different warehouse reorder points for a distribution system with installation stock policy vs. echelon stock policy W1_ReOrderPoints 4 8 10 12 15 20 25 30 35 ISP-R1 0.946 0.959 0.962 0.971 0.964 0.973 0.978 0.973 0.973 ESP-R1 0.941 0.949 0.951 0.963 0.949 0.973 0.984 0.981 0.974 ISP-R2 0.975 0.975 0.97 0.973 0.971 0.985 0.981 0.984 0.977 ESP-R2 0.977 0.972 0.973 0.984 0.965 0.977 0.984 0.976 0.978 ISP-R3 0.859 0.854 0.849 0.865 0.856 0.865 0.875 0.889 0.892 ESP-R3 0.841 0.833 0.843 0.874 0.871 0.863 0.868 0.877 0.882 130 Echelon Stock ReOrder Point Policy 1.2 1 R1 R2 R3 Fill Rates 0.8 0.6 0.4 0.2 0 0 2 4 6 8 10 12 14 16 18 Retailers' ReOrder Points Echelon Stock ReOrder Point Policy 100000 80000 Total cost 60000 40000 20000 0 0 5 10 15 20 25 30 35 40 Warehouse ReOrder Point Echelon Stock ReOrder Point Policy 1 0.98 0.96 0.94 0.92 0.9 0.88 0.86 0.84 0.82 0 5 10 15 20 25 30 35 RE1FillRate RE2FillRate RE3FillRate Fill rates 40 Warehouse ReOrder Point Figure 7.6 Costs and fill rates for a multi-echelon distribution system with echelon stock reorder point policy 131 From Figure 7.6, we see that the optimal reorder point value for warehouse is around 12 and the optimal reorder point value for retailers is around 10. Installtion Stock Policy vs. Echelon Stock Policy 90000 80000 70000 Total Cost 60000 50000 40000 30000 20000 10000 0 0 5 10 15 20 25 Warehouse ReOrder Point 30 35 40 ISP ESP Figure 7.7 Costs with different warehouse reorder points for a distribution system with installation stock policy vs. echelon stock policy Installtion Stock Policy vs. Echelon Stock Policy 1 0.98 0.96 ISP-R1 ESP-R1 ISP-R2 ESP-R2 ISP-R3 ESP-R3 Fill Rates 0.94 0.92 0.9 0.88 0.86 0.84 0.82 0 5 10 15 20 25 30 35 40 Warehouse ReOrder Point Figure 7.8 Fill rates with different warehouse reorder points for a distribution system with installation stock policy vs. echelon stock policy 132 By comparing the cost and fill-rate performance between installation stock policy and echelon stock policy, we have Figures 7.7 and 7.8. Figure 7.7 shows that the echelon stock policy is better (less cost) than installation stock policy when the warehouse reorder point is below 22 units. From Figure 7.8, it can be seen that the fill-rate performance curves of echelon stock policy and installation stock policy are overlapping. This indicates that either echelon stock policy or installation stock policy may be advantageous. 7.7.2 Output Analysis of A Multi-Echelon Distribution System with Lateral Transshipment In multi-echelon research, the most common assumption is that shipments among retailers are not allowed. One reason is that it will be very difficult, if not impossible, to consider this situation. However, through simulation, the impact of lateral transshipments can be investigated. The following issues will occur in the simulation study: (1) How to evaluate the benefits of adding this flexibility? (2) In emergencies, will the service be better? and (3) How about the cost? Some factors to be considered in the study include: (1) replenishment lead time from warehouse, (2) demand process, and (3) number of retailers in pooling group. Generally, there are two different transshipment policies: (1) random policy and (2) risk balancing policy. The idea behind random policy is as follows: when retailer k faces a shortage and retailers i, j have available on-hand inventory, the source retailer is chosen randomly and transships as much as needed to completely eliminate the shortage. If its inventory is not sufficient, then the other retailer also sends the quantity required to eliminate the remaining shortage. The rationale behind the risk balancing policy is that the determination of transshipment quantities should also take into account the risk of stock-out in at least the following period. Since the risk should be balanced between the two senders or the two receivers, the transshipped quantities must be those that equalize the probability of a stock-out in the following period. 133 The previous research shows that the random policy is simple to implement, but the performance is not good. On the other hand, the system performance by employing riskbalancing policy is good. However, it is hard to implement in practice. In this section, a new transshipment policy called “alternate policy” is presented. The principle of alternate policy is as follows: when retailer k faces a shortage and retailers i, j have available on-hand inventory, both retailers i and j, alternately, transship as much as needed to eliminate the shortage. For this policy, the inventory levels of senders should not fall below their safety stocks. In the following simulation study (three retailers), two cases are identified: Case I: two senders and one receiver, and Case II: one sender and two receivers. The simulation models for a multi-echelon distribution system with different transshipment policies are shown in the following Figures. 134 RE11BkOrd BL16 BL15 RE11BO RE11BkOdr Proc Case I: Only R3 has insufficient inventory Senders: R1 and R2 Receiver: R3 BL17 W1RE11 RO RS14 B1 RE11Consd RS13 RE11ReOrd RS12 ChkRE11 P1Inv RsW 15 W1T W1T W1T RE11P P1Deliver 1 EOQTranW 2 RdySend 3 TransP1To 1 RE11P1I PR11 C1OrdProce OC14 P1C1Ord W1RE11 1RE11 yRE11 RE11 nv ss s P1 C1 11 5 BP1 1 T1 RS P1C1 P1C1 P1C1 BatchTransP T2 RdySen T3 T4 C1Receive P1C1Trans 1C1 dP1C1 sP1 W1 BR1 1 13 LT RS1 5 PR BR OC13 BL 11 12 C1P1Odrs Sg11 C1Order Arrive sP1 OC OC 11 12 C1Odrs Control 11 RP sW1 R 15 1 R11TransR 13 C1BkOrdPr BL13 C1BackO BL12 C1Backlog ocess drs 5 W2 Rs W1R E11 RE12BkOrd BL26 BL25 RE12BO RE12BkOdr Proc BL27 W1RE12 RS24 RS23 RE12Consd RE12ReOrd RO W1B 2 W1Reor RSW4 der W1Consd RSW3 RSW2 ChkW1P W1ReOrd 1Inv RS22 PR RS2 RSW5 P1Inv P1InvT2 P1Delive ryW1 P1W1 P1W1T P1W1 1 EOQTran T2 RdySend T3 TransP1T P1W1 WareHou P1W1 P1W1 oW1 se1 W E 1R 12 RE12 P1Delive W1T4 EOQTran W1T5 RdySend W1T6 TransP1T P1 RE12P1I PR21 C2OrdProce OC24 P1C2Ord OC23 W1RE12 W1RE12 oRE12 nv ss s ryRE12 BL PR 21 22 P1 1 C2 Rs W 21 ChkRE12 P1Inv P1C2 P1C2 P1C2 BatchTransP T2 RdySend T3 T4 C2Receiv P1C2Trans 1C2 P1C2 esP1 25 5 T1 BP2 RS 21 BR C2P1Odrs Sg21 C2Orde Arrive rsP1 21 BR16 O C2 OC 2 21 BL37 W1RE13 RS34 RE13Consd RO 3 RS3 5 LT232 RE13 P1Delive W1T7 EOQTran W1T8 RdySend W1T9 TransP1T P1 RE13P1I PR31 C3OrdProce OC34 P1C3Ord ryRE13 W1RE13 W1RE13 oRE13 nv ss s P1 C3 31 1 T1 BP3 Figure 7.9 Simulation model for a multi-echelon distribution system with installation stock reorder point policy and random transshipment policy (Case I) 5 W3 Rs 35 PR 31 RsW W1 RE 13 LT132 LT231 C2BkOrdPr BL23 C2BackO BL22 C2Backlog ocess drs C2Odrs Control R12TransR 13 RE13BkOrd BL36 BL35 RE13BO RE13BkOdr Proc P1C3T P1C3 P1C3T 2 RdySen T3 4 C3Receiv P1C3Trans dP1C3 esP1 RS33 RS32 ChkRE13 RE13ReOrd P1Inv BatchTransP 1C3 135 W1B RS BR OC33 BL 31 C3P1Odrs Arrive Sg31 C3Order sP1 OC 31 31 OC PR 32 32 C3BkOrdPr BL33 C3BackO BL32 C3Backlog ocess drs C3Odrs Control Case I: Only R3 has insufficient inventory Senders: R1 and R2 Receiver: R3 RE11BkOrd BL16 BL15 RE11BO RE11BkOdr Proc BL17 W1RE11 RO RS14 B1 RE11Consd RS13 RE11ReOrd RS12 ChkRE11 P1Inv 15 W1T W1T W1T RE11P P1Deliver 1 EOQTranW 2 RdySend 3 TransP1To 1 RE11P1I PR11 C1OrdProce OC14 P1C1Ord W1RE11 1RE11 yRE11 RE11 nv ss s P1 C1 11 T1 RS P1C1 P1C1 P1C1 T4 C1Receive BatchTransP T2 RdySen T3 P1C1Trans 1C1 dP1C1 sP1 W1 5 BP1 1 BR1 RS1 5 BR OC13 BL 11 C1P1Odrs Sg11 C1Order Arrive sP1 11 RsW LT PR 12 OC 13 12 OC 1 11 RP sW1 R 15 1 R11TransR 13 C1BkOrdPr BL13 C1BackO BL12 C1Backlog ocess drs C1Odrs Control W1R E11 RE12BkOrd BL26 BL25 RE12BO RE12BkOdr Proc 5 R 2 sW BL27 W1RE12 RS24 RE12Consd RO W1B 2 W1Reor der RSW4 W1Consd RSW3 W1ReOrd RSW2 ChkW1P 1Inv 25 RS23 RE12ReOrd TS2 RS22 5 PR RS2 TS1 RSW5 P1Inv P1W1 P1W1T P1W1 P1InvT2 P1Delive 1 EOQTran T2 RdySend T3 TransP1T P1W1 WareHou P1W1 ryW1 P1W1 oW1 se1 W 1 RE 12 RE12 P1Delive W1T4 EOQTran W1T5 RdySend W1T6 TransP1T P1 RE12P1I PR21 C2OrdProce OC24 P1C2Ord OC23 W1RE12 W1RE12 oRE12 nv ss s ryRE12 BL PR 21 22 P1 1 C2 W 21 T1 Rs ChkRE12 P1Inv P1C2 P1C2 P1C2 BatchTransP T2 RdySend T3 T4 C2Receiv P1C2Trans 1C2 P1C2 esP1 BP2 RS 21 BR C2P1Odrs Sg21 C2Orde Arrive rsP1 21 O C2 O 2 C2 BR16 1 BL37 W1RE13 RS34 RE13Consd RO 3 RS3 5 LT232 RE13 P1Delive W1T7 EOQTran W1T8 RdySend W1T9 TransP1T P1 RE13P1I PR31 C3OrdProce OC34 P1C3Ord ryRE13 W1RE13 W1RE13 oRE13 nv ss s P1 C3 RS 31 T1 BP3 1 Figure 7.10 Simulation model for a multi-echelon distribution system with installation stock reorder point policy and alternate transshipment policy (Case I) Rs W3 5 TransCont rol2 C2BkOrdPr BL23 C2BackO BL22 C2Backlog ocess drs C2Odrs Control LT132 TS 3 LT2 31 35 P R 31 RsW W1 RE1 3 TransCont rol1 TS4 R12TransR 13 RE13BkOrd BL36 BL35 RE13BO RE13BkOdr Proc P1C3T P1C3 P1C3T 2 RdySen T3 4 C3Receiv P1C3Trans dP1C3 esP1 RS33 RS32 ChkRE13 RE13ReOrd P1Inv BatchTransP 1C3 136 W1B BR OC33 BL 31 C3P1Odrs Arrive Sg31 C3Order sP1 OC 31 31 OC PR 32 32 C3BkOrdPr BL33 C3BackO BL32 C3Backlog ocess drs C3Odrs Control LT 13 1 Sender: R2 Receivers: R1 and R3 BR1 5 P1Deliver yRE11 RsW 15 W1T W1T W1T RE11P 1 EOQTranW 2 RdySend 3 TransP1To 1 RE11P1I PR11 C1OrdProce OC14 P1C1Ord W1RE11 1RE11 RE11 nv ss s BP1 1 P1 C1 T1 Case II: Both R1 and R3 have insufficient inventory RE11BkOrd BL16 BL15 RE11BO RE11BkOdr Proc BL17 W1RE11 RS14 RO RS13 RS12 ChkRE11 P1Inv P1C1 P1C1 P1C1 T4 C1Receive BatchTransP T2 RdySen T3 P1C1Trans 1C1 dP1C1 sP1 B1 W1 RE11Consd RE11ReOrd RS 11 RS1 5 PR 12 11 BR OC13 BL 11 C1P1Odrs Sg11 C1Order Arrive sP1 OC OC 11 12 C1Odrs Control RP sW1 R 15 1 R11TransR 13 C1BkOrdPr BL13 C1BackO BL12 C1Backlog ocess drs 5 W2 Rs W1R E11 RE12BkOrd BL26 BL25 RE12BO RE12BkOdr Proc BL27 W1RE12 RS24 RS23 RE12Consd RE12ReOrd RO 2 W1B W1Reor RSW4 der W1Consd RSW3 W1ReOrd RSW2 ChkW1P 1Inv PR 25 RS22 RSW5 P1Inv P1InvT2 P1Delive ryW1 P1W1 P1W1T P1W1 1 EOQTran T2 RdySend T3 TransP1T P1W1 WareHou P1W1 P1W1 oW1 se1 2 E1 1R W RE12 P1Delive W1T4 EOQTran W1T5 RdySend W1T6 TransP1T P1 RE12P1I PR21 C2OrdProce OC24 P1C2Ord OC23 W1RE12 W1RE12 oRE12 nv ss s ryRE12 BL PR 21 22 RS2 5 BP2 1 P1 C2 T1 Rs W 21 ChkRE12 P1Inv P1C2 P1C2 P1C2 BatchTransP T2 RdySend T3 T4 C2Receiv P1C2Trans 1C2 P1C2 esP1 21 RS 21 BR C2P1Odrs Sg21 C2Orde Arrive rsP1 BR16 O C2 2 OC 21 BL37 W1RE13 RS34 RS33 RS32 ChkRE13 RE13Consd RE13ReOrd RO P1Inv RS3 5 LT232 RE13 P1Delive W1T7 EOQTran W1T8 RdySend W1T9 TransP1T P1 RE13P1I PR31 C3OrdProce OC34 P1C3Ord ryRE13 W1RE13 W1RE13 oRE13 nv ss s BP3 1 P1 C3 T1 Figure 7.11 Simulation model for a multi-echelon distribution system with installation stock reorder point policy and random transshipment policy (Case II) 5 W3 Rs LT132 LT231 C2BkOrdPr BL23 C2BackO BL22 C2Backlog ocess drs C2Odrs Control 35 PR 31 RsW RE13BkOrd BL36 BL35 RE13BO RE13BkOdr Proc 13 RE W1 R12TransR 13 BatchTransP 1C3 P1C3T P1C3 P1C3T 2 RdySen T3 4 C3Receiv P1C3Trans dP1C3 esP1 137 3 W1B RS 31 31 BR OC33 BL 31 C3P1Odrs Arrive Sg31 C3Order sP1 OC OC 31 32 32 PR C3BkOrdPr BL33 C3BackO BL32 C3Backlog ocess drs C3Odrs Control Case II: Both R1 and R3 have insufficient inventory Sender: R2 Receivers: R1 and R3 15 RE11BkOrd BL16 BL15 RE11BO RE11BkOdr Proc BL17 W1RE11 RO RS14 B1 RE11Consd RS13 RE11ReOrd RS12 ChkRE11 P1Inv W1T W1T W1T RE11P P1Deliver 1 EOQTranW 2 RdySend 3 TransP1To 1 RE11P1I PR11 C1OrdProce OC14 P1C1Ord W1RE11 1RE11 yRE11 RE11 nv ss s P1 C1 11 T1 RS P1C1 P1C1 P1C1 T4 C1Receive BatchTransP T2 RdySen T3 P1C1Trans 1C1 dP1C1 sP1 W1 BP1 1 RS1 5 BR OC13 BL 11 C1P1Odrs Sg11 C1Order Arrive sP1 11 RsW LT PR 12 OC 12 12 OC 1 11 RP sW1 R 15 1 R12TransR 11 C1BkOrdPr BL13 C1BackO BL12 C1Backlog ocess drs C1Odrs Control BR W1R E11 RE12BkOrd BL26 BL25 RE12BO RE12BkOdr Proc 15 Rs 5 W2 LT12 BL27 W1RE12 RS24 RE12Consd RO W1B 2 W1Reor der RSW4 W1Consd RSW3 W1ReOrd RSW2 ChkW1P 1Inv 25 RS23 RE12ReOrd TS2 RS22 5 PR RS2 TS1 RSW5 P1Inv P1W1 P1W1T P1W1 P1InvT2 P1Delive 1 EOQTran T2 RdySend T3 TransP1T P1W1 WareHou P1W1 ryW1 P1W1 oW1 se1 W 1R 2 E1 RE12 P1Delive W1T4 EOQTran W1T5 RdySend W1T6 TransP1T P1 RE12P1I PR21 C2OrdProce OC24 P1C2Ord OC23 W1RE12 W1RE12 oRE12 nv ss s ryRE12 BL PR 21 22 P1 1 C2 W 21 T1 Rs ChkRE12 P1Inv P1C2 P1C2 P1C2 BatchTransP T2 RdySend T3 T4 C2Receiv P1C2Trans 1C2 P1C2 esP1 BP2 2 RS 21 BR C2P1Odrs Sg21 C2Orde Arrive rsP1 21 O C2 O 2 C2 BR16 1 BL37 W1RE13 RS34 RE13Consd RO 3 RS3 5 LT232 RE13 P1Delive W1T7 EOQTran W1T8 RdySend W1T9 TransP1T P1 RE13P1I PR31 C3OrdProce OC34 P1C3Ord ryRE13 W1RE13 W1RE13 oRE13 nv ss s P1 C3 RS 31 T1 BP3 1 Figure 7.12 Simulation model for a multi-echelon distribution system with installation stock reorder point policy and alternate transshipment policy (Case II) Rs W3 5 TransCont rol2 TS 3 C2BkOrdPr BL23 C2BackO BL22 C2Backlog ocess drs C2Odrs Control LT23 1 35 P R 31 RsW W1 RE1 3 TransCont rol1 TS4 R12TransR 13 RE13BkOrd BL36 BL35 RE13BO RE13BkOdr Proc P1C3T P1C3 P1C3T 2 RdySen T3 4 C3Receiv P1C3Trans dP1C3 esP1 RS33 RE13ReOrd RS32 ChkRE13 P1Inv BatchTransP 1C3 138 W1B BR OC33 BL 31 C3P1Odrs Arrive Sg31 C3Order sP1 OC 31 31 OC PR 32 32 C3BkOrdPr BL33 C3BackO BL32 C3Backlog ocess drs C3Odrs Control From the corresponding simulation models, the following performance results can be obtained: Table 7.5 Costs with different warehouse reorder points for a distribution system with different transshipment policies (Case I) W1_ReOrderPoints Random Policy Alternate Policy Regular (no transshipment) 4 228294.74 175966.38 237651.38 8 245647.16 148343.34 238801.87 10 230534.43 157234.59 238384.84 12 224913.27 157993.04 242837.31 15 224560.48 141397.59 245474.13 20 273261.01 146140.38 245076.86 25 264802.84 158731.68 252274.62 30 259250.28 157222.57 255144.90 35 269341.03 162011.65 259312.16 38 275891.04 175962.96 259903.95 40 274629.24 165883.67 262485.88 43 278206.78 189995.96 268108.86 45 277806.15 174809.24 270517.50 Correspondingly, we have the plots as shown in Figure 7.13. Random Transshipment vs. Alternate Transshipment Policies 300000 250000 Random Alternate Regular Total Cost 200000 150000 100000 50000 0 0 10 20 30 40 50 Warehouse ReOrder Points Figure 7.13 Costs with different warehouse reorder points for a distribution system with different transshipment policies (Case I) 139 The fill-rate performance is given in the following Table. Table 7.6 Fill rates with different warehouse reorder points for a distribution system with random transshipment policy vs. alternate transshipment policy (Case I) W1_ReOrderPoints 4 8 10 12 15 20 25 30 35 38 40 43 45 RA-R1 0.752 0.759 0.799 0.776 0.779 0.787 0.828 0.793 0.822 0.817 0.807 0.809 0.817 Alt-R1 0.941 0.939 0.930 0.937 0.912 0.949 0.953 0.926 0.937 0.950 0.955 0.941 0.953 RA-R2 0.862 0.865 0.885 0.878 0.896 0.882 0.889 0.895 0.898 0.903 0.897 0.887 0.913 Alt-R2 0.963 0.958 0.946 0.951 0.959 0.948 0.995 0.991 0.990 0.987 0.984 0.992 0.991 RA-R3 0.990 0.992 0.991 0.991 0.991 0.992 0.993 0.994 0.993 0.993 0.993 0.993 0.993 Alt-R3 0.929 0.929 0.930 0.930 0.940 0.945 0.946 0.946 0.947 0.944 0.945 0.947 0.946 The corresponding fill-rate performance plots are shown in Figure 7.14. Random Transshipment vs. Alternate Transshipment Policies (Case I) 1.2 RA-R1 Alt-R1 RA-R2 Alt-R2 RA-R3 Alt-R3 1 0.8 Fill Rates 0.6 0.4 0.2 0 0 5 10 15 20 25 30 Warehouse ReOrder Point 35 40 45 50 Figure 7.14 Fill rates with different warehouse reorder points for a distribution system with random transshipment policy vs. alternate transshipment policy (Case I) 140 From above Tables and Figures, we have the following observations: (1) Alternate policy is more cost-effective than regular situation (no transshipment) and random policy. (2) Under random policy, the fill rate of retailer 3 is much better. However, retailer 1 becomes much worse and the fill rates of three retailers are still unbalanced. (3) Under alternate policy, the fill rates of retailers 1 and 2 are still good and the fill rates of three retailers become balanced. Similarly, for case II, we have the following simulation results (see Tables 7.7, 7.8 and Figures 7.15, 7.16, 7.17, 7.18). Table 7.7 Costs with different warehouse reorder points for a distribution system with different transshipment policies (Case II) W1_ReOrderPoints Random Policy Alternate Policy Regular (no transshipment) 4 87971.66 63197.78 78284.40 8 95991.76 61787.65 79120.77 10 90102.48 65609.13 77963.17 12 95167.50 61692.92 77983.61 15 98110.95 68949.24 78300.23 20 98875.31 69539.21 84303.58 25 107687.66 79278.66 91755.61 30 107966.09 80897.76 93117.99 35 109615.01 81600.50 94997.71 38 115765.26 83297.71 100163.20 40 116247.55 82424.05 96697.58 43 118738.99 87169.97 99273.72 45 125469.03 91165.99 102650.03 Random Transshipment vs. Alternate Transshipment Policies (Case II) Random A lternate Regular 140000 120000 Total Cost 100000 80000 60000 40000 20000 0 0 10 20 30 40 50 Warehouse ReOrder Points Figure 7.15 Costs with different warehouse reorder points for a distribution system with different transshipment policies (Case II) 141 Table 7.8 Fill rates with different warehouse reorder points for a distribution system with random transshipment policy vs. alternate transshipment policy (Case II) W1_ReOrderPoints 4 8 10 12 15 20 25 30 35 38 40 43 45 RA-R1 0.973 0.977 0.977 0.976 0.977 0.983 0.979 0.982 0.981 0.981 0.981 0.980 0.981 Alt-R1 0.882 0.892 0.881 0.883 0.930 0.895 0.890 0.890 0.902 0.905 0.917 0.908 0.919 RA-R2 0.800 0.782 0.785 0.796 0.800 0.779 0.859 0.871 0.868 0.879 0.861 0.857 0.862 Alt-R2 0.974 0.966 0.969 0.963 0.963 0.964 0.987 0.992 0.991 0.992 0.991 0.988 0.991 RA-R3 0.976 0.976 0.975 0.973 0.975 0.974 0.981 0.981 0.984 0.983 0.982 0.982 0.981 RE1FillRate RE2FillRate RE3FillRate Alt-R3 0.756 0.724 0.746 0.774 0.677 0.765 0.839 0.827 0.821 0.839 0.822 0.829 0.835 Unbalanced Demand (Case II) 1.2 1 Fill Rates 0.8 0.6 0.4 0.2 0 0 10 20 30 40 50 Warehouse ReOrder Points Figure 7.16 Fill rates with different warehouse reorder points for a distribution system without transshipment Random Policy (Case II) 1.2 1 Fill Rate 0.8 0.6 0.4 0.2 0 0 10 20 30 Warehouse ReOrder Points 40 50 RE1FillRate RE2FillRate RE3FillRate Figure 7.17 Fill rates with different warehouse reorder points for a distribution system with random transshipment policy 142 Alternate Policy (Case II) 1.2 1 Fill Rates 0.8 0.6 0.4 0.2 0 0 10 20 30 40 RE1FillRate RE2FillRate RE3FillRate 50 Warehouse ReOrder Points Figure 7.18 Fill rates with different warehouse reorder points for a distribution system with alternate transshipment policy From above Tables and Figures, the following observations can be obtained: (1) By adopting random transshipment policy, the fill rate of retailer 1 increases by 10%, the fill rate of retailer 3 increases by 34%. The fill rate of retailer 2 decreases by 16%. (2) By changing transshipment mechanism from random policy to alternate policy, the fill rate of retailer 1 increases by 2%, the fill rate of retailer 3 increases by 15%. The fill rate of retailer 2 decreases by 1%. In summary, the following observations can be obtained from the simulation study for a multi-echelon distribution system: (1) Depending on the structure of the distribution systems, either echelon stock or installation stock policies may be advantageous. (2) For Case I (2 senders and 1 receiver), the alternate transshipment policy improves the service levels and reduces the costs. (3) For Case II (1 sender and 2 receivers), the alternate transshipment policy can provide more balanced service levels and reduce the costs. 143 7.8 Component Commonality in Integrated Supply Chain Networks 7.8.1 Commonality Index (CI) The commonality index is a measure of how well the product design utilizes standardized components and is similar to work done by Collier (1981). A component item is any inventory item (including a raw material) other than an end item that goes into higher-level items. An end item is a finished product or major subassembly subject to a customer order. Different from Collier, two types of commonality indexes are defined in this research. One is called componentlevel (denoted as CIi), which is to provide an indicator on the percentage of a component being used in different products. The other is called product-level (denoted as CIp). There are three variables that will affect the commonality index, which are, number of unique components (denoted as u), number of total components along the product line (denoted as c), and final number of product varieties offered (denoted as n). To get the appropriate product-level CI, all these three variables along with component-level CI should be considered. The basic idea is that, by ranking the different component-level CI values, the average for the differences of CI values is computed. Then, this average difference will be multiplied by a weight, which is the ratio of (c-n) and u. A special case appears when all component-level CI values are same, u u and u ≤ n i i  CI p =   max{CI i } − min{CI i }  i  otherwise  i  × (n − c), u       ( ) (7-14) u = number of unique components n = final number of product varieties offered c = total number of components along the product line In general, a higher CI is better since it indicates that the different varieties within the product family are being achieved with more common components. Figure 7.19 illustrates the use of the CI measures for five sets of two end products (labeled as A and B). Calculation of the CI is shown below each case. Here, we assume that all demands of products are same, i.e., d1 = d2. 7.8.2 Impact of Component Commonality on Integrated Supply Chain Performance The purpose of the simulation study is to evaluate the performance of “integrated supply chain with component commonality” versus “integrated supply chain without component commonality.” The simulation model for an integrated supply chain network with echelon stock policy and commonality index of 1 is shown in Figure 7.20. This simulation model is a comprehensive model since it contains raw material procurement, manufacturing processes, assembly operations, warehousing, and distribution functions. The corresponding source code and output are given in Appendix B. Three different performance measures are employed in the experiment: order fill rate, delivery time and total cost. The experimental results for fill rate, delivery time, total cost and resource utilization rate are summarized in Table 7.9. 146 Table 7.9 Simulation results for fill rate, delivery time, and resource utilization rate CI Replications Delivery Time R1 Fill Rate R2 Fill Rate R3 Fill Rate M1UtilRate M2UtilRate 1 2 3 4 5 … 1 496 497 498 499 500 Mean SD 1 2 3 4 5 … 496 497 498 499 500 Mean SD 1 2 3 4 5 … 0 496 497 498 499 500 Mean SD 4223.63 4250.13 4222.55 4230.74 4240.48 … 4175.87 4207.11 4228.98 4260.51 4249.00 4239.24 146.91 8288.54 8284.00 8290.37 8286.03 8286.22 … 8294.76 8287.80 8290.99 8285.17 8298.49 8294.51 18.14 10211.95 10208.29 10198.74 10206.93 10202.91 … 10212.09 10208.49 10202.85 10203.70 10201.42 10210.21 29.80 0.918 0.882 0.915 0.911 0.881 … 0.918 0.960 0.929 0.934 0.956 0.920 0.107 0.840 0.844 0.850 0.844 0.815 … 0.846 0.838 0.828 0.859 0.803 0.816 0.072 0.758 0.728 0.761 0.762 0.760 … 0.745 0.722 0.747 0.763 0.746 0.740 0.057 0.952 0.963 0.964 0.956 0.952 … 0.939 0.953 0.966 0.960 0.945 0.955 0.044 0.909 0.883 0.908 0.927 0.914 … 0.927 0.913 0.941 0.871 0.923 0.939 0.069 0.908 0.904 0.895 0.907 0.904 … 0.906 0.896 0.902 0.894 0.918 0.907 0.031 0.918 0.940 0.897 0.934 0.942 … 0.971 0.888 0.888 0.888 0.916 0.919 0.105 0.838 0.873 0.834 0.811 0.865 … 0.819 0.834 0.819 0.872 0.848 0.829 0.077 0.775 0.785 0.761 0.767 0.778 … 0.767 0.802 0.802 0.781 0.772 0.786 0.071 0.981 0.976 0.981 0.979 0.977 … 0.991 0.984 0.980 0.973 0.976 0.978 0.031 0.991 0.991 0.991 0.991 0.991 … 0.991 0.991 0.991 0.991 0.991 0.991 0.001 0.686 0.686 0.687 0.686 0.687 … 0.685 0.686 0.686 0.686 0.686 0.686 0.002 0.952 0.947 0.952 0.950 0.949 … 0.962 0.956 0.952 0.944 0.947 0.948 0.030 0.958 0.959 0.959 0.959 0.958 … 0.958 0.958 0.958 0.958 0.957 0.958 0.003 0.778 0.778 0.779 0.779 0.778 … 0.777 0.778 0.779 0.778 0.779 0.778 0.003 M3UtilRate 0.901 0.903 0.867 0.917 0.911 … 0.888 0.889 0.879 0.899 0.916 0.901 0.068 0.839 0.840 0.838 0.840 0.840 … 0.838 0.839 0.838 0.839 0.837 0.838 0.003 1.000 1.000 1.000 1.000 1.000 … 1.000 1.000 1.000 1.000 1.000 1.000 0.000 1/6 147 RE11BkOrd BL16 BL15 RE11BO RE11BkOdr Proc RsW 15 BL17 P1C1 P1C1 P1C1 BatchTransP T2 RdySen T3 T4 C1Receive P1C1Trans 1C1 dP1C1 sP1 RSW5 P1W P1W1 P1W1 P1 P1Delivery 1T1 EOQTran T2 RdySend T3 TransP1T W1 WareHou W1 P1W1 P1W1 se1 oW1 P1In Rs W2 5 W1RE11 PR2 RS1 PR W1Reor RSW4 der 5 11 W1Consd RSW3 W1ReOrd RSW2 ChkW1P 1Inv 15 RPR sW1 1 W1RE11 RS14 RS13 RS12 ChkRE11 RS RE11Consd RE11ReOrd 11 C1OrdProce OC14 P1C1Ord OC13 C1P1Odrs Sg11 C1Order RO P1Inv s Arrive sP1 ss O OC C11 BR BL 11 11 12 W1T W1T W1T RE11P C1Odrs P1Deliver 1 EOQTranW 2 RdySend 3 TransP1To 1 RE11P1I PR12 C1BkOrdPr BL13 C1BackO BL12 Control C1Backlog W1RE11 1RE11 yRE11 RE11 ocess drs nv W1B1 P1C2 P1C2 P1C2 BatchTransP T2 RdySend T3 T4 C2Receiv P1C2Trans 1C2 P1C2 esP1 P1C1T 1 BP11 5 vT2 W 1R BL27 P1C2 T1 Rs RE12BkOrd BL26 BL25 RE12BO RE12BkOdr Proc W 21 Rs W E1 2 PR ChkP1Inv RS42 P1ReOrd W1 RE RE12 P1Delive W1T4 EOQTran W1T5 RdySend W1T6 TransP1T P1 RE12P1I PR22 C2BkOrdPr BL23 C2BackO BL22 C2Backl ocess drs og W1RE12 W1RE12 oRE12 nv ryRE12 RS 25 21 P1Inv W1RE12 RS24 RE12Consd RO 2 RS23 RE12ReOrd RS22 ChkRE12 RS P1Inv 21 C2OrdProce OC 24 P1C2Ord ss s BP21 BR21 OC2 3 C2P1Odrs Sg21 C2Orde Arrive rsP1 OC BL O 21 21 C2 2 C2Odrs Control 2 P1Consd P1T 1 BL37 Aaccumul C31 AmtC3 CO36 PreMfg ateC3 ToMfg Comp3 C4P2Odrs Arrive OC43 W1RE13 RS34 RE13Consd RO RS33 RE13ReOrd RS35 RS32 ChkRE13 RS31 C3OrdProce OC34 P1C3Ord OC33 C3P1Odrs Sg31 C3Order sP1 Arrive ss s P1Inv OC BR BL 31 31 31 BP31 PR 31 P1C3 T1 RsP1 C4Odrs Control O 35 W1B PR 35 Rs W3 1 RS43 C4Order sP2 C4 RE13BkOrd BL36 BL35 RE13BO RE13BkOdr Proc BatchTransP 1C3 P1C3T P1C3 P1C3T 2 RdySen T3 4 C3Receiv P1C3Trans dP1C3 esP1 13 Sg41 OC 41 W1B PO28 BatchC om3 CMO3 TransR3T ReCM3 CM3Inv oCM3 Com3T oMfg P3 P1 PreMfgC omp21 RdySend CM3 CM3 T2 SetupMfgC omp3 MA7 BO2 CheckC M3Inv RS7 2 RsCM3 P2Assembly P2Assembly1 P1Assembly P1Assembly1 A A A A CO13 CO43 CO12 CO42 C32 CO DelivCM3 CM3Con sd CM C3Inspe C34 Inspect C3 ctRdy CO31 CO1 Mach3I dle MA10 C13 MA C 2 9C O O62 1 3 Mach1I dle Aaccumul ateCom1 CA1 B3 3 C3 MA MA EOQTran CM3 CM3 T1 6 Aaccumul ateC1 Assemble 1P2 CO82 Assemble 2P2 Assemble 1P1 CO Assemble 2P1 EOQTran CM1 CM1 T1 CM1Re Ord RS53 MfgComp1 22 CM3Re Ord RS73 MfgComp3 Aaccumul ateCom2 CA2 MA2 AmtC 1ToMf g MA2 C12 1 RdySend CM1 CM1 T2 RA13 RA 43 1 RsCM RsCM2 CheckC SetupMfgC 1 M1Inv 21 MA4 RS5 2 SetupMfgC omp1 AmtC omp1 ToMfg MA1 AmtCo mp2T oMfg CO26 CA4 COB31 RS44 3 OC 32 PreMfgC13 PO27 P2C4Or ds P1InvR O P1Inv BO PO21 RE13 P1Delive W1T7 EOQTran W1T8 RdySend W1T9 TransP1T P1 RE13P1I PR32 C3BkOrdPr BL33 C3BackO BL32 C3Backlog ocess drs ryRE13 W1RE13 W1RE13 oRE13 nv C3Odrs Control BO3 PO29 C4Recei vesP2 P2T 1 PO7 BO1 PreMfgComp PO8 PreMfgC omp1 C10 P2BO PO9 MvP2ToC4 P4 MvP1ToP1Inv PreMfg Comp2 TransR1T ReCM1 CM1Inv oCM1 MA9 CM3 T3 RA71 MA5 RA 33 PO6 P2 CM1 T3 BO4 C30 SetupMfgC omp2 RA23 ReC CM2Inv Rs CM 2 CheckC M2Inv M2 TransR2T oCM2 C21 CM2 T3 C42 CO23 CO22 CO53 CO52 C52 C22 MA 8 C11 MA 2 MfgComp2 A2 3 RdySend CM2 CM2 T2 11 RS6 2 COB 32 2 CO C P 21 C2 3 CO72 2 CA3 O C35 Comp3Chk BC5 RA11 GoodC3 GC31 MoveC3 ToInv MoveCom 1ToInv GoodCo mp1 GC 22 MoveCo m2ToInv GC5 GoodC omp2 G C2 3 CM G O GC GC43 GC 2 CM3Sup plier CM3RO 7 BadC3 BC6 ReMfg C3 C8 O 1 BC1 BadCo BC2 mp1 GC 1 2 ReMfg C1 COB1 4 BatchC1 P2 DelivCM1 Cmp3Inv Cmp1Inv GC4 Cmp2Inv CM CM1Con sd Com1Ins C14 Inspect pectRdy Comp1 BatchCo m2 COB2 1 M C15 C1Chk BatchC om1 Mach2I dle Com2T oMfg C1ToMf g CM1Sup plier GC3 CM1RO Com1T oMfg ReMfgC2 CM2Re Ord Com2In Inspect C24 spectRd C2 y Comp2 5 Comp2Chk CM2Con sd BC4 BadCo BC3 mp2 EOQTran CM2 CM2 T1 MA4 CP21 RS7 4 RS 63 MA2 4 MA2 5 RS5 4 DelivCM2 RA 21 RS6 4 Figure 7.20 Simulation model for an integrated supply chain network with echelon stock policy and commonality index of 1 GC6 CM2RO CM2Sup plier 148 For each performance measurement, an analysis of variance (ANOVA) is conducted to compare the performance of “integrated supply chain with different component commonality indexes” and “integrated supply chain without component commonality.” Here, the performance measures include delivery time and fill rates for different retailers. In the ANOVA, the level of confidence is set as α = 0.05. H0: µ1 = µ2 = µ3. H1: At least two of the means are not equal. The ANOVA are conducted as follows: (1) Analysis-of-variance for delivery time Table 7.10 Analysis-of-variance for delivery time Anova: Single Factor SUMMARY Groups CI=1 CI=1/6 CI=0 Count 500 500 500 Sum 2114450 4144618.5 5102868.5 Average 4228.9 8289.237 10205.737 Variance 594.0537555 20.70920108 20.28362331 ANOVA Source of Variation Sum of Squares Degrees of Freedom Mean Square Computed f P-value f critical Between Groups 186272964.43 2 93136482.21 439982.602 1.18E-61 3.00 Within Groups 316888.24 1497 211.6821933 Total 186589852.67 1499 Decision: Since P<0.05, or computed f > fcritical, reject H0 and conclude that the average delivery time are not all the same. However, we still don’t know which of the delivery-time means are equal and which are different. We need to perform the further multiple comparison tests. Here, we adopt Tukey’s test (Walpole et al., 1997). This test allows formation of simultaneous 100(1-α)% confidence intervals for all paired comparisons. The method is based on the studentized range distribution. 149 From the analysis-of-variance table, we know that the error mean square is s2= 211.68 (1497 degrees of freedom). The sample means are given by (ascending order): 4239.24, 8294.51, 10210.21 With α = 0.05, the value of q(0.05, 3, 1497) = 3.32. Thus all absolute differences are to be compared to 3.32 211.68 = 2.16 500 As a result, the following represent means found to be significantly different using Tuksy’s procedure: 1 and 2, 2 and 3, 1 and 3. Therefore, we conclude that the delivery time of integrated supply chain with higher commonality index is significantly (with 95% C.I.) less than that of integrated supply chain with lower commonality index. (2) Analysis-of-variance for retailers’ fill rates Table 7.11 Analysis-of-variance for retailer 1’s fill rate Anova: Single Factor SUMMARY Groups CI=1 CI=1/6 CI=0 Count 500 500 500 Sum 460.2 418.35 374.6 Average 0.9204 0.8367 0.7492 Variance 0.00069449 0.00028468 0.00021218 ANOVA Source of Variation Sum of Squares Degrees of Freedom Mean Square Computed f P-value f critical Between Groups 0.146571267 2 0.073285633 184.545201 1.8E-16 3.00 Within Groups 0.59 1497 0.000397115 Total 0.74 1499 150 Decision: Since P<0.05, or computed f > fcritical, reject H0 and conclude that the average fill rate for retailer 1 is not all the same. The Tukey’s test is conducted as follows. From the analysis-of-variance table, we know that the error mean square is s2= 0.000397 (1497 degrees of freedom). The sample means are given by (ascending order): 0.74, 0.816, 0.92 With α = 0.05, the value of q(0.05, 3, 1497) = 3.32. Thus all absolute differences are to be compared to 3.32 0.000397 = 0.00296 500 As a result, the following represent means found to be significantly different using Tuksy’s procedure: 1 and 2, 2 and 3, 1 and 3. Similarly, for retailer 2, we have: Table 7.12 Analysis-of-variance for retailer 2’s fill rate Anova: Single Factor SUMMARY Groups CI=1 CI=1/6 CI=0 Count 500 500 500 Sum 477.5 455.8 451.7 Average 0.955 0.9116 0.9034 Variance 7.4444E-05 0.00044027 5.2267E-05 ANOVA Source of Variation Sum of Squares Degrees of Freedom Mean Square Computed f P-value f critical Between Groups 0.015377867 2 0.007688933 40.6837815 7.1E-09 3.00 Within Groups 0.283 1497 0.000188993 Total 0.298 1499 151 Decision: Since P<0.05, or computed f > fcritical, reject H0 and conclude that the average fill rate for retailer 2 is not all the same. The Tukey’s test is conducted as follows. From the analysis-of-variance table, we know that the error mean square is s2= 0.000189 (1497 degrees of freedom). The sample means are given by (ascending order): 0.907, 0.939, 0.955 With α = 0.05, the value of q(0.05, 3, 1497) = 3.32. Thus all absolute differences are to be compared to 3.32 0.000189 = 0.00204 500 As a result, the following represent means found to be significantly different using Tuksy’s procedure: 1 and 2, 2 and 3, 1 and 3. For retailer 3, we have: Table 7.13 Analysis-of-variance for retailer 3’s fill rate Anova: Single Factor SUMMARY Groups CI=1 CI=1/6 CI=0 Count 500 500 500 Sum 459.1 420.65 389.5 Average 0.9182 0.8413 0.779 Variance 0.00080773 0.00050934 0.00019733 ANOVA Source of Variation Sum of Squares Degrees of Freedom Mean Square Computed f P-value f critical Between Groups 0.097238467 2 0.048619233 96.313147 5.1E-13 3.00 Within Groups 0.756 1497 0.000504804 Total 0.853 1499 152 Decision: Since P<0.05, or computed f > fcritical, reject H0 and conclude that the average fill rate for retailer 3 is not all the same. The Tukey’s test is conducted as follows. From the analysis-of-variance table, we know that the error mean square is s2= 0.0005048 (1497 degrees of freedom). The sample means are given by (ascending order): 0.786, 0.829, 0.919 With α = 0.05, the value of q(0.05, 3, 1497) = 3.32. Thus all absolute differences are to be compared to 3.32 0.0005048 = 0.003336 500 As a result, the following represent means found to be significantly different using Tuksy’s procedure: 1 and 2, 2 and 3, 1 and 3. From the above analysis, it can be shown that the fill rates of retailers 1, 2 and 3 of the integrated supply chain with higher commonality index are significantly (with 95% C.I.) higher than those of retailers 1, 2 and 3 of the integrated supply chain with lower commonality index, respectively. Therefore, the fill rates of integrated supply chain with higher commonality index are significantly (with 95% C.I.) higher than those of integrated supply chain with lower commonality index. Furthermore, the relative benefits from component commonality increase with the difference of commonality index values for two supply chain commonality configurations. (3) Resource utilization rates By comparing the machines’ utilization rates for the network configurations with different degree of commonality (see Table 7.9), it can be shown that the integrated supply 153 network with higher commonality index will generate more balanced machines’ utilization rates than the one with lower commonality index. 7.9 Simulation Model Verification and Validation 7.9.1 Verification The purpose of simulation model verification is to build the model right. In this research, verification is achieved by following steps: 1. Translation of conceptual model into simulation model (logic flowcharts); 2. Simulation program performs as intended (debugging in modules or subprograms, trace); 3. Graphical representation by STROBOSCOPE; 4. Examine the output for reasonableness under a variety of settings; and 5. Compare the output with the analytic results under simple assumptions. 7.8.2 Validation The goal of simulation validation is to build the right model. The following model validation steps are employed in this research: 1. Examine whether or not the simulation models are accurate representations of the system under study; 2. Examine whether or not the decisions based on the simulation models are consistent with the decisions based on the physical system. For instance, if the variance of warehouse replenishment lead time increases, then the safety stock and reorder point should also increase. 154

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