Chief Investment Officer

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					University of California


Board of Regents and
Principal Officers of The Regents
2009/2010 Designated Positions List

                                                                    Disclosure
                                  Position                          Categories
  1   Members of the Board of Regents *                            N/A
  2   Secretary and Chief of Staff of The Regents                  1
  3   General Counsel and Vice President for Legal Affairs         1
  4    Deputy General Counsel                                      1
  5   Senior/Managing/Principal Counsel                            5, 16
  6   Coordinator - Information Practices & Conflict of Interest   1
      Chief Investment Officer and Vice President for
  7      Investments *                                             N/A
  8   Associate Chief Investments Officer *                        N/A
  9    Director, Operations                                        1
 10   Managing Director, Absolute Returns                          1
 11   Managing Director, Private Equity                            1
 12   Managing Director, Real Assets                               1
 13   Associate Director, Investment Risk Management               1
 14   Senior Managing Director, Alternative Investments            1
 15   Senior Managing Director, Externally Managed Investments     1
 16   Senior Managing Director, Fixed Income                       1
 17   Senior Managing Director, Risk Management                    1
 18   Junior Portfolio Managers                                    1
 19   Senior Portfolio Managers                                    1
 20   Alternative Investment Officers, Absolute Returns            1
 21   Alternative Investments Officers, Real Assets                1
 22   Head of Credit Research                                      1
 23   Externally Managed Investment Officer                        1
 24   Credit Officer                                               1
 25   Private Equity Investment Officers                           1
 26   Senior Investment Analyst                                    1
 27   Senior Vice President, Chief Compliance and Audit Officer    1
 28   Director, Audit                                              1
 29   Director, Investigations                                     1
 30   Manager, General Audits                                      4, 16
 31   Auditor                                                      4, 16
University of California


Board of Regents and
Principal Officers of The Regents
 2009/2010 Designated Positions List

                                                                                            Disclosure
                                           Position                                         Categories

* The following ex-officio Regents are not designated officials under this Code: The Governor, the Lieutenant Governor, the
Speaker of the Assembly, and the Superintendent of Public Instruction. (Gov. Code §§82019 & 87200.) As elected State officials, they are
required to file disclosure statements (Form 700) under Article 2 of Ch. 7 (§87200, et seq.) of Title 9 of the Gov. Code. Also, the Fair
Political Practices Commission has determined that University officials holding previously designated positions as "Members of the Board of
Regents", as "Chief Investment Officer and Vice President for Investments", as "Associate Chief Investment Officer", and as the "President",
are no longer designated officials under this Code. Their specific positions have been deleted from the Code. However, they are subject to
the financial disclosure requirements set forth in Article 2 of Ch. 7 of the Political Reform Act (§87200, et seq.). These officials are
considered to be "other public officials who manage public investments", pursuant to Gov. Code §87200 of the Political Reform Act and are
required to file the Form 700 Statement of Economic Interests. (Gov. Code §§82019 & 87200, 2 Cal. Code of Regs. §18701(b).)
CONFLICT OF INTEREST - APPENDIX B
DISCLOSURE CATEGORIES
INTRODUCTION
Each designated official is assigned to one or more of the following disclosure
categories and must disclose reportable financial interests in each category
assigned. Designated officials need not report any investment in a business
entity or real property worth less than $2,000 or any source of income, including
gifts, loans and travel payments, which aggregated less than $500 (if a gift, less
than $50) during the calendar year prior to filing. An interest in real property
used as the designated official's principal residence need not be reported.
                                                       APPLICABLE
DISCLOSURE                                             SCHEDULES TO BE
CATEGORIES                                             COMPLETED

1. All interests in real property as defined in        A-1, A-2, B, C, D, E
Government Code section 82033; all
investments as defined in Government Code
section 82034; all income, including gifts, loans
and travel payments, as defined in Government
Code section 82030; and business positions as
set forth in California Code of Regulations, title
2, section 18730 subdivision (b)(7)(D). The
applicable jurisdiction is the State of California.

2. Investments and business positions in               A-1, A-2, B, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources located
within the State of California; and interests in
real property located within two miles of the
major laboratory at which the designated
official works, or within two miles of land
owned or used, or proposed for acquisition or
used by such laboratory.

3. Investments and business positions in               A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources located
within the State of California.
4. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted with the University to supply
goods or services to the particular campus or
major laboratory at which the designated
official works.

5. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the previous two calendar
years, have contracted with the University to
supply goods or services to an administrative
unit of the University as to which the designated
official has contracting authority.

6. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted with the University to supply
goods or services to the administrative unit
(e.g., department or office) as to which the
designated official has responsibility.

7. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted to supply construction,
architectural and/or engineering services to a
campus or major laboratory of the University.

8. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted with the University to supply
construction, architectural and/or engineering
services to the particular campus or major
laboratory of the University at which the
designated official works.
9. Investments and business positions in             A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted with the University to supply
computer hardware, computer software,
computer services and/or telecommunications
hardware or services to a campus or major
laboratory of the University.


10. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted with the University to supply
computer hardware, computer software,
computer services and/or telecommunications
hardware or services to a campus or major
laboratory of the University.

11. Investments and business position in             A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted with the University to furnish
supplies, material, equipment or services to the
University-owned or operated hospital or clinic
at which the designated official works.

12. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted with the University to furnish
library acquisitions, supplies, or services to the
particular campus or major laboratory at which
the designated official works.
13. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the previous two calendar
years, have contracted with the University to
furnish insurance services covering employee
benefits such as group medical or dental plans
or employee benefit plans, such as deferred
compensation or pension plans.

14. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources
engaged in the business of publishing books.

15. Investments and business positions in            A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources
engaged in the sale and/or development of
oceanographic or marine biological equipment,
materials, or supplies.

16. Interests in real property located within the    B
State of California.

17. Interests in real property located in whole or   B
in part within two miles of the campus or major
laboratory of the University at which the
designated official works, or within two miles
of any installation administered by the campus
or laboratory.

18. Interests in real property used by the           B
administrative unit as to which the designated
official has responsibility (e.g., office or
laboratory space such as that used by the
department or other appropriate unit).

19. Interests in real property located within the    B
county in which the designated official works.
20. Investments and business positions in           A-1, A-2, B, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources
engaged in the production, distribution and/or
sale of agricultural products or equipment; and
interests in real property located within the
State of California and zoned or used primarily
for agricultural purposes.
21. Investments and business positions in and       A-1, A-2, C, D, E
income, including gifts, loans and travel
payments, from real estate brokerage business
entities.

22. Investments and business positions in and       A-1, A-2, C, D, E
income, including gifts, loans and travel
payments, from business entities engaged in
banking in which the University maintains
deposits, or from which the University obtains
loans or purchases of short-term fixed
investments.

23. Investments and business positions in and       A-1, A-2, C, D, E
income, including gifts, loans and travel
payments, from securities dealers.

24. Investments and business positions in and       A-1, A-2, C, D, E
income, including gifts, loans and travel
payments, from issuers of securities eligible for
inclusion in the University's investment

25. Investments and business positions in           A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the previous two calendar
years, have done business (including providing
grant, contract, or gift funds for research) with
the administrative unit of the University as to
which the designated official has responsibility.
26. Investments and business positions in             A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the previous two calendar
years, have done business (including providing
grant, contract, or gift funds for research) with
the particular campus at which the designated

27. All investments and business positions in         A-1, A-2, C, D, E
and income, including gifts, loans and travel
payments, from any private, nongovernmental
entity which will be providing funds, or support
for the research project for which the filer is the
principal investigator. (The required disclosure
shall be made on FPPC Form 700-U).

28. Investments and business positions in             A-1, A-2, C, D, E
business entities and income, including gifts,
loans and travel payments, from sources of the
type which, within the last two calendar years,
have contracted with the University to furnish
library acquisitions, supplies, or services to a
campus or major laboratory of the University.

				
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