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Equity of Redemption by zrq34804

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Equity of Redemption document sample

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									Setup Equity                                                                         N008 Working Group 11 Setup Description v0.1
Type        Class                         Item                                    Description
Class       Asset Class
Attribute   Asset Class                   domain value code                       The asset class code will be shown. e.g. DBFXXB by the
                                                                                  CFI-Classification
Attribute   Asset Class                   domain value name                       Describes the asset class code in more detail (e.g. DBFXXB
                                                                                  by CFI-Classification = Debt Instruments, Bonds, Fixed rate,
                                                                                  etc..
Attribute   Asset Class                   language code                           Language in which the name is shown in this class.
Attribute   Asset Class                   scheme code                             Indicates the scheme code the Asset Class.domain value
                                                                                  code refers to (e.g. "CFI" for "Classification of Financial
                                                                                  Instruments")
Class       Capital
Attribute   Capital                       amount                                  Number of instruments or total capital amount
Attribute   Capital                       date                                    Validity start date of this information
Attribute   Capital                       type                                    Type of capital (e.g. authorised, issued, outstanding) of the
                                                                                  instrument number or the total capital amount
Class       Component Security
Attribute   Component Security            quantity denominator
Attribute   Component Security            quantity numerator
Attribute   Component Security            security identifier
Attribute   Component Security            separation choice                       Defines if the separation of the security is optional or
                                                                                  mandatory
Attribute   Component Security            separation date
Class       Conversion Information
Attribute   Conversion Information        conversion choice                       Indicates whether the conversion is mandatory or optional

Attribute   Conversion Information        conversion date                         Indicates the specific date of conversion of the security
                                                                                  (European style)
Attribute   Conversion Information        conversion period from                  Start date of the security's conversion period
Attribute   Conversion Information        conversion period to                    End date of the security's conversion period
Attribute   Conversion Information        conversion price (incl. currency)       Price of one target security in the conversion
Attribute   Conversion Information        conversion ratio denominator            Number of held securities for the conversion
Attribute   Conversion Information        conversion ratio numerator              Number of target securities for the conversion
Attribute   Conversion Information        min multiple unit for conversion        Increment size of the minimum unit for conversion
Attribute   Conversion Information        min unit for conversion                 Minimum quantity of security that have to be converted at
                                                                                  once.
Attribute   Conversion Information        protection against dilution flag        Protection against dilution with regard to capital events.

Attribute   Conversion Information        security identifier                     Identifier of the security in which this financial instrument
                                                                                  can converted in.
Class       Interest Change Information
Attribute   Interest Change Information   determination agent
Attribute   Interest Change Information   determination period

page 1                                                              version 0.1                                                           11/22/2010
Setup Equity                                                                              N008 Working Group 11 Setup Description v0.1
Type        Class                         Item                                         Description
Attribute   Interest Change Information   rate fixing agent                            Indicator and pointer to an organisation with the role 'rate
                                                                                       fixing agent'
Attribute   Interest Change Information   reporting period
Attribute   Interest Change Information   reset date
Attribute   Interest Change Information   reset schedule
Attribute   Interest Change Information   security identifier (base rate)
Attribute   Interest Change Information   spread                                       Specifies the number of basis points used in calculating the
                                                                                       price over an underlying benchmark of a fixed income
                                                                                       security
Attribute   Interest Change Information   step up/down interest rate characteristics
Attribute   Interest Change Information   valuable rate change fequency
Class       Issuance
Attribute   Issuance                      date of issue                                Date and/or time the issue was made available to the public.

Attribute   Issuance                      issuance status
Attribute   Issuance                      issue price (incl. currency)                 The price at which the instrument is issued.
Attribute   Issuance                      nominal amount of issue                      Total original amount published.
Attribute   Issuance                      place of issuance                            Country in which a security is issued.
                                                                                       (Open question: What happens with instruments issued only
                                                                                       on an electronic exchange?)
Attribute   Issuance                      price type                                   Indicates whether the issue price is an effective amount or a
                                                                                       percentage
Attribute   Issuance                      subscription period (from / to)              Start and end date of the subscription period for the security

Class       Listing
Attribute   Listing                       date of listing                              Date the security is listed at the specific exchange.
Attribute   Listing                       official place of listing                    Primary exchange within a defined market like USA, Asia.

Attribute   Listing                       place of listing                             Indicates the specific exchange the security is listed at.
Class       Organisation
Attribute   Organisation                  country of incorporation                     Country where the organisation is registered
Attribute   Organisation                  name                                         Name of the organisation
Attribute   Organisation                  name type                                    Indicates whether the name is the legal name, the short
                                                                                       name, the long name, etc.
Attribute   Organisation                  organisation type
Class       Organisation identification
Attribute   Organisation identification   organisation identifier                      Unique and unambiguous identifier for an organisation that
                                                                                       is allocated by an institution, e.g. the specific Moody's
                                                                                       Identification.
Attribute   Organisation identification   scheme code                                  Scheme to whom the organisation identifier is related to.

Class       Organisation Role

page 2                                                                version 0.1                                                             11/22/2010
Setup Equity                                                                    N008 Working Group 11 Setup Description v0.1
Type        Class                     Item                                   Description
Attribute   Organisation Role         organisation role type                 Describes the roles that an organisation may adopt in
                                                                             connection with a security. Each organisation can play
                                                                             several roles.
Class       Rating
Attribute   Rating                    domain value code                      The rating code as provided by the rating agency
Attribute   Rating                    domain value name                      Describes the rating code in more detail.
Attribute   Rating                    language code                          Language in which the name is shown in this class.
Attribute   Rating                    scheme code                            Indicates the scheme code the Rating.domain value code
                                                                             refers to (e.g. S&P for Standard & Poors)
Class       Restriction Information
Attribute   Restriction Information   comprehension type                     Indicates whether the restriction includes or excludes the
                                                                             party mentioned in Restriction Information.concern type.

Attribute   Restriction Information   concern type                           Indicates whether the restriction to be applied is relevant for
                                                                             citizen, resident, country.
Attribute   Restriction Information   country                                Indicates the country where the restriction applies (territory).

Attribute   Restriction Information   restriction type                       Type of the restriction, e.g. selling restriction, buying
                                                                             restriction, placing restriction.
Attribute   Restriction Information   valid from / until                     Shows the start and the end date of the restriction
Class       Restrictions
Attribute   Restrictions              type
Class       Sector Code
Attribute   Sector Code               domain value code                      The sector code is shown here. e.g. "25301010" of "GICS"

Attribute   Sector Code               domain value name                      Describes the sector code in more detail (e.g. "25301010" =
                                                                             "Casinos & Gaming").
Attribute   Sector Code               language code                          Language in which the name is shown in this class.
Attribute   Sector Code               scheme code                            Indicates the scheme code the SectorCode.domain value
                                                                             code refers to (e.g. GICS for Global Industry Classification
                                                                             Standard)
Class       Security
Attribute   Security                  language code                          Language in which the name is shown in this class.
Attribute   Security                  name                                   Name of the security
Attribute   Security                  short name                             Short name of the security
Attribute   Security                  status date                            Indicates the date of the status information
Attribute   Security                  status of security                     Status of the security within its life cycle.
Attribute   Security (Equity)         convertible flag                       Information on whether the investor or the issuer has a
                                                                             conversion option (true) or not (false).
Attribute   Security (Equity)         non paid amount                        Nominal amount which is not paid yet.
Attribute   Security (Equity)         par value (incl. currency)             Nominal amount of the security


page 3                                                         version 0.1                                                               11/22/2010
Setup Equity                                                                                   N008 Working Group 11 Setup Description v0.1
Type        Class                               Item                                        Description
Attribute   Security (Equity)                   payment status                              Specifies the status of payment of a security at a particular
                                                                                            time (e.g. fully paid, partly paid, nil paid)
Attribute   Security (Equity)                   redemption date                             Indicates the date from which the security will no longer
                                                                                            exist (e.g. redeemable pref shares)
Attribute   Security (Equity)                   voting rights                               Number of voting rights per security unit
Attribute   Security (Equity/CIV)               dividend amount (incl. currency)            Planned first dividend amount, e.g. for pref shares.
Attribute   Security (Equity/CIV)               dividend date                               Planned first dividend date, e.g. for pref shares
Attribute   Security (Equity/CIV)               dividend rate / interest rate               Planned first dividend rate, e.g. for pref shares
Attribute   Security (Equity/CIV)               frequency of income                         Indicates the period or regular cycle of interest payments.

Attribute   Security (Security with Cashflow)   appearance code                             Indicates the existence of certificates representing the
                                                                                            ownership of a security
Attribute   Security (Security with Cashflow)   country of register                         Country in which the security is issued

Attribute   Security (Security with Cashflow)   registration form                           Form, ie, ownership, of the security (e.g. registered or
                                                                                            bearer).
                                                                                            Bearer = The security does not specify any registration of
                                                                                            ownership and is payable to whomever possesses the
                                                                                            certificate.
                                                                                            Registered = The holder name of the security appears in the
                                                                                            corporation's /fund's books.
Attribute   Security (Security with Cashflow)   series                                      Qualifier (identifier) for linking multiple classes.

Attribute   Security (Security with Cashflow)   unit of transfer (min amount of transfer)   Minimum quantity of securities to be transferred (when
                                                                                            either selling or transferring the security)
Class       Security Identification
Attribute   Security Identification             scheme code                                 Scheme the security identifier is related to. That can be e.g.
                                                                                            ISIN, WKN, Swiss Valor Number, etc.
Attribute   Security Identification             security identifier                         Identification key of a security within the security
                                                                                            identification scheme
Class       Trading
Attribute   Trading                             depository eligibility                      Possible/eligible places where the settlement of the security
                                                                                            takes place.
Attribute   Trading                             first trading date                          First date of trading as published by the exchange.
Attribute   Trading                             juristiction (government law)
Attribute   Trading                             last trading date                           Last date when trading is allowed.
Attribute   Trading                             place of trading                            Financial market in which the security is traded.
Attribute   Trading                             trading currency                            Relevant trading currency for the settlement price
Attribute   Trading                             trading location preference                 A ranking of liquidity (or other criteria) on exchange
                                                                                            (preference) where a specific security trades



page 4                                                                   version 0.1                                                                 11/22/2010
Setup Equity                                                                 N008 Working Group 11 Setup Description v0.1
Type        Class                    Item                                 Description
Attribute   Trading                  trading status                       Information on the trading status of an individual security at
                                                                          a trading place, e.g. no trading, opening, trading.

Class       Underlying Information
Attribute   Underlying Information   quantity denominator
Attribute   Underlying Information   quantity numerator
Attribute   Underlying Information   security identifier




page 5                                                      version 0.1                                                          11/22/2010
Setup Debt                                                                      N008 Working Group 11 Setup Description v0.1

Type        Class                    Item                                    Description
Class       Asset Class
Attribute   Asset Class              domain value code                       The asset class code will be shown. e.g. DBFXXB by the
                                                                             CFI-Classification
Attribute   Asset Class              domain value name                       Describes the asset class code in more detail (e.g. DBFXXB
                                                                             by CFI-Classification = Debt Instruments, Bonds, Fixed rate,
                                                                             etc..
Attribute   Asset Class              language code                           Language in which the name is shown in this class.
Attribute   Asset Class              scheme code                             Indicates the scheme code the Asset Class.domain value
                                                                             code refers to (e.g. "CFI" for "Classification of Financial
                                                                             Instruments")
Class       Capital
Attribute   Capital                  amount                                  Number of instruments or total capital amount
Attribute   Capital                  date                                    Validity start date of this information
Attribute   Capital                  type                                    Type of capital (e.g. authorised, issued, outstanding) of the
                                                                             instrument number or the total capital amount
Class       Component Security
Attribute   Component Security       quantity denominator
Attribute   Component Security       quantity numerator
Attribute   Component Security       security identifier
Attribute   Component Security       separation choice                       Defines if the separation of the security is mandatory or
                                                                             optional.
Attribute   Component Security       separation date
Class       Conversion Information
Attribute   Conversion Information   conversion choice                       Indicates whether the conversion is mandatory or optional

Attribute   Conversion Information   conversion date                         Indicates the specific date of conversion of the security
                                                                             (European style)
Attribute   Conversion Information   conversion period from                  Start date of the security's conversion period
Attribute   Conversion Information   conversion period to                    End date of the security's conversion period
Attribute   Conversion Information   conversion price (incl. currency)       Price of one target security in the conversion
Attribute   Conversion Information   conversion ratio denominator            Number of held securities for the conversion
Attribute   Conversion Information   conversion ratio numerator              Number of target securities for the conversion
Attribute   Conversion Information   min multiple unit for conversion        Increment size of the minimum unit for conversion
Attribute   Conversion Information   min unit for conversion                 Minimum quantity of security that have to be converted at
                                                                             once.
Attribute   Conversion Information   protection against dilution flag        Protection against dilution with regard to capital events.

Attribute   Conversion Information   security identifier                     Identifier of the security in which this financial instrument
                                                                             can converted in.
Class       Denomination
Attribute   Denomination             actual denomination amount              Nominal value per security unit
Attribute   Denomination             incremental amount
Attribute   Denomination             minimum amount                          Minimum nominal value per security unit
page 6                                                         version 0.1                                                           11/22/2010
Setup Debt                                                                                N008 Working Group 11 Setup Description v0.1

Type        Class                         Item                                         Description
Class       Guaranty
Attribute   Guaranty                      guarantor organisation                       Indicator and pointer to an organisation with the role
                                                                                       'guarantor'
Attribute   Guaranty                      guaranty type                                Type of security granted by an organisation in its role as
                                                                                       guarantor, e.g. suretyship.
Class       Interest Change Information
Attribute   Interest Change Information   determination agent
Attribute   Interest Change Information   determination period
Attribute   Interest Change Information   rate fixing agent                            Indicator and pointer to an organisation with the role 'rate
                                                                                       fixing agent'
Attribute   Interest Change Information   reporting period
Attribute   Interest Change Information   reset date
Attribute   Interest Change Information   reset schedule
Attribute   Interest Change Information   security identifier (base rate)
Attribute   Interest Change Information   spread                                       Specifies the number of basis points used in calculation the
                                                                                       price over an underlying benchmark of a fixed income
                                                                                       security
Attribute   Interest Change Information   step up/down interest rate characteristics
Attribute   Interest Change Information   valuable rate change frequency
Class       Issuance
Attribute   Issuance                      date of issue                                Date and/or time the issue was made available to the public

Attribute   Issuance                      issuance status
Attribute   Issuance                      issue price (incl. currency)                 The price at which the instrument is issued.
Attribute   Issuance                      nominal amount of issue                      Total original amount published.
Attribute   Issuance                      original issue discount
Attribute   Issuance                      place of issuance                            Country in which a security is issued
                                                                                       (Open question: What happens with instruments issued only
                                                                                       on an electronic exchange?)
Attribute   Issuance                      price type                                   Indicates whether the issue price is an effective amount or a
                                                                                       percentage
Attribute   Issuance                      subscription period (from / to)              Start and end date of the subscription period for the security

Class       Listing
Attribute   Listing                       place of listing                             Indicates the specific exchamge the security is listed at.

Attribute   Listing                       date of listing                              Date the security is listed at the specific exchange
Attribute   Listing                       official place of listing                    Primary exchange within a defined market like USA, Asia.

Class       Organisation
Attribute   Organisation                  country of incorporation                     Country where the organisation is registered
Attribute   Organisation                  name                                         Name of the organisation


page 7                                                                version 0.1                                                             11/22/2010
Setup Debt                                                                           N008 Working Group 11 Setup Description v0.1

Type        Class                         Item                                    Description
Attribute   Organisation                  name type                               Indicates whether the name is the legal name, the short
                                                                                  name, the long name, etc.
Attribute   Organisation                  organisation type
Class       Organisation Identification
Attribute   Organisation Identification   organisation identifier                 Unique and unambiguous identifier for an organisation that
                                                                                  is allocated by an institution, e.g. the specific Moody's
                                                                                  Identification.
Attribute   Organisation Identification   scheme code                             Scheme to whom the organisation identifier is related to.

Class       Organisation Role
Attribute   Organisation Role             organisation role type                  Describes the roles that an organisation may adopt in
                                                                                  connection with a security. Each organisation can play
                                                                                  several roles.
Class       Rating
Attribute   Rating                        domain value code                       The rating code as provided by the rating agency
Attribute   Rating                        domain value name                       Describes the rating code in more detail.
Attribute   Rating                        language code                           Language in which the name is shown in this class.
Attribute   Rating                        scheme code                             Indicates the scheme code the Rating.domain value code
                                                                                  refers to (e.g. S&P for Standard & Poors)
Class       Restriction Information
Attribute   Restriction Information       comprehension type                      Indicates whether the restriction includes or excludes the
                                                                                  party mentioned in Restriction Information.concern type.

Attribute   Restriction Information       concern type                            Indicates whether the restriction to be applied is relevant for
                                                                                  citizen, resident, country.
Attribute   Restriction Information       country                                 Indicates the country where the restriction applies (territory).

Attribute   Restriction Information       restriction type                        Type of the restriction, e.g. selling restriction, buying
                                                                                  restriction, placing restriction.
Attribute   Restriction Information       valid from / until                      Shows the start and the end date of the restriction
Class       Restrictions
Attribute   Restrictions                  type
Class       Sector Code
Attribute   Sector Code                   domain value code                       The sector code is shown here. e.g. "25301010" of "GICS"

Attribute   Sector Code                   domain value name                       Describes the sector code in more detail (e.g. "25301010" =
                                                                                  "Casinos & Gaming").
Attribute   Sector Code                   language code                           Language in which the name is shown in this class.
Attribute   Sector Code                   scheme code                             Indicates the scheme code the SectorCode.domain value
                                                                                  code refers to (e.g. GICS for Global Industry Classification
                                                                                  Standard)
Class       Security
Attribute   Security                      language code                           Language in which the name is shown in this class.
page 8                                                              version 0.1                                                               11/22/2010
Setup Debt                                                                                     N008 Working Group 11 Setup Description v0.1

Type        Class                               Item                                        Description
Attribute   Security                            name                                        Name of the security
Attribute   Security                            short name                                  Short name of the security
Attribute   Security                            status date                                 Indicates the date of the status information
Attribute   Security                            status of security                          Status of the security within its life cycle.
Attribute   Security (Debt)                     callable flag                               Indicates whether the issuer has the right to pay the bond
                                                                                            prior to maturity.
Attribute   Security (Debt)                     convertible flag                            Indicates whether the interest bearing security is convertible
                                                                                            into another type of security or not.
Attribute   Security (Debt)                     face value (incl. currency)                 The original par or nominal value printed on the face of a
                                                                                            security
Attribute   Security (Debt)                     floating rate flag
Attribute   Security (Debt)                     frequency of income                         Indicates the periodic or regular cycle of interest payments

Attribute   Security (Debt)                     maturity date                               The date on which an interest bearing security becomes due
                                                                                            and principal is repaid by the issuer to the investor

Attribute   Security (Debt)                     pool number                                 Identifier of a group of underlying assets, assigned by the
                                                                                            issuer of an asset-backed security
Attribute   Security (Debt)                     putable flag                                Indicates whether the bondholder has the right to redeem
                                                                                            the principal amount of a bond prior to final maturity.

Attribute   Security (Debt)                     sinking fund
Attribute   Security (Debt)                     strippable
Attribute   Security (Security with Cashflow)   appearance code                             Indicates the existence of certificates representing the
                                                                                            ownership of a security
Attribute   Security (Security with Cashflow)   country of register                         Country in which the security is issued

Attribute   Security (Security with Cashflow)   registration form                           Form, ie, ownership, of the security (e.g. registered or
                                                                                            bearer).
                                                                                            Bearer = The security does not specify any registration of
                                                                                            ownership and is payable to whomever possesses the
                                                                                            certificate.
                                                                                            Registered = The holder name of the security appears in the
                                                                                            corporation's /fund's books.
Attribute   Security (Security with Cashflow)   series                                      Qualifier (identifier) for linking multiple classes.

Attribute   Security (Security with Cashflow)   unit of transfer (min amount of transfer)   Minimum quantity of securities to be transferred (when
                                                                                            either selling or transferring the security)
Class       Security Identification
Attribute   Security Identification             scheme code                                 Scheme the security identifier is related to. That can be e.g.
                                                                                            ISIN, WKN, Swiss Valor Number, etc.
Attribute   Security Identification             security identifier                         Identification key of a security within the security
                                                                                            identification scheme
page 9                                                                   version 0.1                                                              11/22/2010
Setup Debt                                                                     N008 Working Group 11 Setup Description v0.1

Type        Class                    Item                                   Description
Class       Trading
Attribute   Trading                  depository eligibility                 Possible/eligible places where the settlement of the security
                                                                            takes place.
Attribute   Trading                  first trading date                     First date of trading as published by the exchange.
Attribute   Trading                  juristiction (government law)
Attribute   Trading                  last trading date                      Last date when trading is allowed.
Attribute   Trading                  place of trading                       Financial market in which the security is traded.
Attribute   Trading                  trading currency                       Relevant trading currency for the settlement price
Attribute   Trading                  trading location preference            A ranking of liquidity (or other criteria) on exchange
                                                                            (preference) where a specific security trades
Attribute   Trading                  trading status                         Information on the trading status of an individual security at
                                                                            a trading place, e.g. no trading, opening, trading.

Class       Underlying Information
Attribute   Underlying Information   quantity denominator
Attribute   Underlying Information   quantity numerator
Attribute   Underlying Information   security identifier




page 10                                                       version 0.1                                                          11/22/2010
Setup Entitlements                                                              N008 Working Group 11 Setup Description v0.1

Type        Class                    Item                                    Description
Class       Asset Class
Attribute   Asset Class              domain value code                       The asset class code will be shown. e.g. DBFXXB by the
                                                                             CFI-Classification
Attribute   Asset Class              domain value name                       Describes the asset class code in more detail (e.g. DBFXXB
                                                                             by CFI-Classification = Debt Instruments, Bonds, Fixed rate,
                                                                             etc..
Attribute   Asset Class              language code                           Language in which the name is shown in this class.
Attribute   Asset Class              scheme code                             Indicates the scheme code the Asset Class.domain value
                                                                             code refers to (e.g. "CFI" for "Classification of Financial
                                                                             Instruments")
Class       Capital
Attribute   Capital                  amount                                  Number of instruments or total capital amount
Attribute   Capital                  date                                    Validity start date of this information
Attribute   Capital                  type                                    Type of capital (e.g. authorised, issued, outstanding) of the
                                                                             instrument number or the total capital amount
Class       Component Security
Attribute   Component Security       quantity denominator
Attribute   Component Security       quantity numerator
Attribute   Component Security       security identifier
Attribute   Component Security       separation choice                       Defines if the separation of security is optional or mandatory

Attribute   Component Security       separation date
Class       Conversion Information
Attribute   Conversion Information   conversion date                         Indicates the specific date of conversion of the security
                                                                             (European style)
Attribute   Conversion Information   conversion period from                  Start date of the security's conversion period
Attribute   Conversion Information   conversion period to                    End date of the security's conversion period
Attribute   Conversion Information   conversion price (incl. currency)       Price of one target security in the conversion
Attribute   Conversion Information   conversion ratio denominator            Number of held securities for the conversion
Attribute   Conversion Information   conversion ratio numerator              Number of target securities for the conversion
Attribute   Conversion Information   min multiple unit for conversion        Increment size of the minimum unit for conversion
Attribute   Conversion Information   min unit for conversion                 Minimum quantity of security that have to be converted at
                                                                             once.
Attribute   Conversion Information   protection against dilution flag        Protection against dilution with regard to capital events.

Attribute   Conversion Information   security identifier                     Identifier of the security in which this financial instrument
                                                                             can converted in.
Attribute   Conversion Information   subscription price (premium)
Class       Guaranty
Attribute   Guaranty                 guarantor organisation                  Indicator and pointer to an organisation with the role
                                                                             'guarantor'
page 11                                                        version 0.1                                                            11/22/2010
Setup Entitlements                                                                     N008 Working Group 11 Setup Description v0.1

Type        Class                         Item                                      Description
Attribute   Guaranty                      guaranty type                             Type of security granted by an organisation in its role as
                                                                                    guarantor, e.g. suretyship.
Class       Issuance
Attribute   Issuance                      date of issue                             Date and/or time the issue was made available to the public.

Attribute   Issuance                      issuance status
Attribute   Issuance                      issue price (incl. currency)              The price at which the instrument is issued.
Attribute   Issuance                      nominal amount of issue                   Total original amount published.
Attribute   Issuance                      place of issuance                         Country in which a security is issued.
                                                                                    (Open question: What happens with instruments issued only
                                                                                    on an electronic exchange?)
Attribute   Issuance                      price type                                Indicates whether the issue price is an effective amount or a
                                                                                    percentage
Attribute   Issuance                      subscription period (from / to)           Start and end date of the subscription period for the security

Class       Listing
Attribute   Listing                       date of listing                           Date the security is listed at the specific exchange.
Attribute   Listing                       official price of listing                 Primary exchange within a defined market like USA, Asia.

Attribute   Listing                       place of listing                          Indicates the specific exchange the security is listed at.
Class       Organisation
Attribute   Organisation                  country of incorporation                  Country where the organisation is registered
Attribute   Organisation                  name                                      Name of the organisation
Attribute   Organisation                  name type                                 Indicates whether the name is the legal name, the short
                                                                                    name, the long name, etc.
Attribute   Organisation                  organisation type
Class       Organisation Identification
Attribute   Organisation Identification   organisation identifier                   Unique and unambiguous identifier for an organisation that
                                                                                    is allocated by an institution, e.g. the specific Moody's
                                                                                    Identification.
Attribute   Organisation Identification   scheme code                               Scheme to whom the organisation identifier is related to.

Class       Organisation Role
Attribute   Organisation Role             organisation role type                    Describes the roles that an organisation may adopt in
                                                                                    connection with a security. Each organisation can play
                                                                                    several roles.
Class       Rating
Attribute   Rating                        domain value code                         The rating code as provided by the rating agency
Attribute   Rating                        domain value name                         Describes the rating code in more detail.
Attribute   Rating                        language code                             Language in which the name is shown in this class.

page 12                                                               version 0.1                                                          11/22/2010
Setup Entitlements                                                                         N008 Working Group 11 Setup Description v0.1

Type        Class                               Item                                    Description
Attribute   Rating                              scheme code                             Indicates the scheme code the Rating.domain value code
                                                                                        refers to (e.g. S&P for Standard & Poors)
Class       Restriction Information
Attribute   Restriction Information             comprehension type                      Indicates whether the restriction includes or excludes the
                                                                                        party mentioned in Restriction Information.concern type.

Attribute   Restriction Information             concern type                            Indicates whether the restriction to be applied is relevant for
                                                                                        citizen, resident, country.
Attribute   Restriction Information             country                                 Indicates the country where the restriction applies (territory).

Attribute   Restriction Information             restriction type                        Type of the restriction, e.g. selling restriction, buying
                                                                                        restriction, placing restriction.
Attribute   Restriction Information             valid from / until                      Shows the start and the end date of the restriction
Class       Restrictions
Attribute   Restrictions                        type
Class       Sector Code
Attribute   Sector Code                         domain value code                       The sector code is shown here. e.g. "25301010" of "GICS"

Attribute   Sector Code                         domain value name                       Describes the sector code in more detail (e.g. "25301010" =
                                                                                        "Casinos & Gaming").
Attribute   Sector Code                         language code                           Language in which the name is shown in this class.
Attribute   Sector Code                         scheme code                             Indicates the scheme code the SectorCode.domain value
                                                                                        code refers to (e.g. GICS for Global Industry Classification
                                                                                        Standard)
Class       Security
Attribute   Security                            language code                           Language in which the name is shown in this class.
Attribute   Security                            name                                    Name of the security
Attribute   Security                            short name                              Short name of the security
Attribute   Security                            status date                             Indicates the date of the status information
Attribute   Security                            status of security                      Status of the security within its life cycle.
Attribute   Security (Entitlements)             covered flag                            Indicates whether the security is covered (true) oder not
                                                                                        (false)
Attribute   Security (Entitlements)             expiration date                         Last date of conversion of the warrants or rights
Attribute   Security (Entitlements)             option style type                       Defines how an option can be exercised (American,
                                                                                        European, Bermudan)
Attribute   Security (Entitlements)             option type                             Indicates whether it is a call option (right to purchase a
                                                                                        specific underlying asset) or a put option (right to sell a
                                                                                        specific underlying asset)
Attribute   Security (Entitlements)             strike price (incl. currency)           Price of one target security in the conversion
Attribute   Security (Security with Cashflow)   appearance code                         Indicates the existence of certificates representing the
                                                                                        ownership of a security
page 13                                                                   version 0.1                                                               11/22/2010
Setup Entitlements                                                                             N008 Working Group 11 Setup Description v0.1

Type        Class                               Item                                        Description
Attribute   Security (Security with Cashflow)   country of register                         Country in which the security is issued

Attribute   Security (Security with Cashflow)   registration form                           Form, ie, ownership, of the security (e.g. registered or
                                                                                            bearer).
                                                                                            Bearer = The security does not specify any registration of
                                                                                            ownership and is payable to whomever possesses the
                                                                                            certificate.
                                                                                            Registered = The holder name of the security appears in the
                                                                                            corporation's /fund's books.
Attribute   Security (Security with Cashflow)   series                                      Qualifier (identifier) for linking multiple classes.

Attribute   Security (Security with Cashflow)   unit of transfer (min amount of transfer)   Minimum quantity of securities to be transferred (when
                                                                                            either selling or transferring the security)
Class       Security Identification
Attribute   Security Identification             scheme code                                 Scheme the security identifier is related to. That can be e.g.
                                                                                            ISIN, WKN, Swiss Valor Number, etc.
Attribute   Security Identification             security identifier                         Identification key of a security within the security
                                                                                            identification scheme
Class       Trading
Attribute   Trading                             (lots) plus increment
Attribute   Trading                             depository eligibility                      Possible/eligible places where the settlement of the security
                                                                                            takes place.
Attribute   Trading                             first trading date                          First date of trading as published by the exchange.
Attribute   Trading                             juristiction (government law)
Attribute   Trading                             last trading date                           Last date when trading is allowed.
Attribute   Trading                             minimum quantity for trading                Minimum quantity of securities to be traded
Attribute   Trading                             place of trading                            Financial market in which the security is traded.
Attribute   Trading                             trading currency                            Relevant trading currency for the settlement price
Attribute   Trading                             trading location preference                 A ranking of liquidity (or other criteria) on exchange
                                                                                            (preference) where a specific security trades
Attribute   Trading                             trading status                              Information on the trading status of an individual security at
                                                                                            a trading place, e.g. no trading, opening, trading.

Class       Underlying Information
Attribute   Underlying Information              quantity denominator
Attribute   Underlying Information              quantity numerator
Attribute   Underlying Information              security identifier




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Setup Option                                                                            N008 Working Group 11 Setup Description v0.1

Type        Class                         Item                                      Description
Class       Asset Class
Attribute   Asset Class                   domain value code                         The asset class code will be shown. e.g. DBFXXB by the
                                                                                    CFI-Classification
Attribute   Asset Class                   domain value name                         Describes the asset class code in more detail (e.g. DBFXXB
                                                                                    by CFI-Classification = Debt Instruments, Bonds, Fixed rate,
                                                                                    etc..
Attribute   Asset Class                   language code                             Language in which the name is shown in this class.
Attribute   Asset Class                   scheme code                               Indicates the scheme code the Asset Class.domain value
                                                                                    code refers to (e.g. "CFI" for "Classification of Financial
                                                                                    Instruments")
Class       Conversion Information
Attribute   Conversion Information        conversion date                           Indicates the specific date of conversion of the security
                                                                                    (European style)
Attribute   Conversion Information        conversion period from                    Start date of the security's conversion period
Attribute   Conversion Information        conversion period to                      End date of the security's conversion period
Attribute   Conversion Information        delivery                                  Indicates the form of the settlement i.e. in cash or physical

Attribute   Conversion Information        security identifier
Class       Listing
Attribute   Listing                       date of listing                           Date the security is listed at the specific exchange.
Attribute   Listing                       official place of listing                 Primary exchange within a defined market like USA, Asia.

Attribute   Listing                       place of listing                          Indicates the specific exchange the security is listed at.
Class       Organisation
Attribute   Organisation                  country of incorporation                  Country where the organisation is registered
Attribute   Organisation                  name                                      Name of the organisation
Attribute   Organisation                  name type                                 Indicates whether the name is the legal name, the short
                                                                                    name, the long name, etc.
Attribute   Organisation                  organisation type
Class       Organisation Identification
Attribute   Organisation Identification   organisation identifier                   Unique and unambiguous identifier for an organisation that
                                                                                    is allocated by an institution, e.g. the specific Moody's
                                                                                    Identification.
Attribute   Organisation Identification   scheme code                               Scheme to whom the organisation identifier is related to.

Class       Organisation Role
Attribute   Organisation Role             organisation role type                    Describes the roles that an organisation may adopt in
                                                                                    connection with a security. Each organisation can play
                                                                                    several roles.

page 15                                                               version 0.1                                                           11/22/2010
Setup Option                                                                            N008 Working Group 11 Setup Description v0.1

Type        Class                     Item                                          Description
Class       Security
Attribute   Security                  language code                                 Language in which the name is shown in this class.
Attribute   Security                  name                                          Name of the security
Attribute   Security                  short name                                    Short name of the security
Attribute   Security                  status date                                   Indicates the date of the status information
Attribute   Security                  status of security                            Status of the security within its life cycle.
Attribute   Security                  contract size                                 Number or nominal value of the underlyings incorporated in
            (Exchange Traded                                                        a traded option contract.
            Derivatives)
Attribute   Security                  expiration date (incl. contract months)       End date of the contract
            (Exchange Traded
            Derivatives)
Attribute   Security                  standardized / non standardized (OTC)
            (Exchange Traded
            Derivatives)
Attribute   Security                  version number                                Number allocated by options exchanges to record that an
            (Exchange Traded                                                        option has undergone a change in its contract specifications
            Derivatives)                                                            (particularly adjustment of the strike price)

Attribute   Security (Option)         option style type                             Defines how an option can be exercised (American,
                                                                                    European, Bermudan)
Attribute   Security (Option)         option type                                   Indicates whether it is a call option (right to purchase a
                                                                                    specific underlying asset) or a put option (right to sell a
                                                                                    specific underlying asset)
Attribute   Security (Option)         strike price (incl. currency)                 Price of one underlying security unit
Class       Security Identification
Attribute   Security Identification   scheme code                                   Scheme the security identifier is related to. That can be e.g.
                                                                                    ISIN, WKN, Swiss Valor Number, etc.
Attribute   Security Identification   security identifier                           Identification key of a security within the security
                                                                                    identification scheme
Class       Trading
Attribute   Trading                   depository eligibility                        Possible/eligible places where the settlement of the security
                                                                                    takes place.
Attribute   Trading                   first trading date                            First date of trading as published by the exchange.
Attribute   Trading                   juristiction (government law)
Attribute   Trading                   last trading date                             Last date when trading is allowed.
Attribute   Trading                   last trading time                             Closing time of trading at the last trading date
Attribute   Trading                   place of trading                              Financial market in which the security is traded.
Attribute   Trading                   settlement date                               Last possible date of contract settlement
Attribute   Trading                   trading currency                              Relevant trading currency for the settlement price
page 16                                                               version 0.1                                                             11/22/2010
Setup Option                                                                         N008 Working Group 11 Setup Description v0.1

Type        Class                    Item                                        Description
Attribute   Trading                  trading location preference                 A ranking of liquidity (or other criteria) on exchange
                                                                                 (preference) where a specific security trades
Attribute   Trading                  trading status                              Information on the trading status of an individual security at
                                                                                 a trading place, e.g. no trading, opening, trading.

Class       Underlying Information
Attribute   Underlying Information   quantity denominator
Attribute   Underlying Information   quantity numerator
Attribute   Underlying Information   security identifier




page 17                                                            version 0.1                                                           11/22/2010
Setup Future                                                                            N008 Working Group 11 Setup Description v0.1
Type        Class                         Item                                      Description
Class       Asset Class
Attribute   Asset Class                   domain value code                         The asset class code will be shown. e.g. DBFXXB by the
                                                                                    CFI-Classification
Attribute   Asset Class                   domain value name                         Describes the asset class code in more detail (e.g. DBFXXB
                                                                                    by CFI-Classification = Debt Instruments, Bonds, Fixed rate,
                                                                                    etc..
Attribute   Asset Class                   language code                             Language in which the name is shown in this class.
Attribute   Asset Class                   scheme code                               Indicates the scheme code the Asset Class.domain value
                                                                                    code refers to (e.g. "CFI" for "Classification of Financial
                                                                                    Instruments")
Class       Future on Debt
Class       Future on Equity
Attribute   Future on Equity              security identifier
Class       Future Rule
Attribute   Future Rule                   base interest rate
Attribute   Future Rule                   max time to maturity                      Maximum number of time types up to maturity or first
                                                                                    redemption option.
Attribute   Future Rule                   min time to maturity                      Minimum number of time types up to maturity or first
                                                                                    redemption option.
Attribute   Future Rule                   time type                                 Indicates whether the time to maturity is measured in
                                                                                    months or years
Class       Listing
Attribute   Listing                       date of listing                           Date the security is listed at the specific exchange.
Attribute   Listing                       official place of listing                 Primary exchange within a defined market like USA, Asia.

Attribute   Listing                       place of listing                          Indicates the specific exchange the security is listed at.
Class       Organisation
Attribute   Organisation                  country of incorporation                  Country where the organisation is registered
Attribute   Organisation                  name                                      Name of the organisation
Attribute   Organisation                  name type                                 Indicates whether the name is the legal name, the short
                                                                                    name, the long name, etc.
Attribute   Organisation                  organisation type
Class       Organisation Identification
Attribute   Organisation Identification   organisation identifier                   Unique and unambiguous identifier for an organisation that
                                                                                    is allocated by an institution, e.g. the specific Moody's
                                                                                    Identification.
Attribute   Organisation Identification   scheme code                               Scheme to whom the organisation identifier is related to.

Class       Organisation Role


page 18                                                               version 0.1                                                           11/22/2010
Setup Future                                                                         N008 Working Group 11 Setup Description v0.1
Type        Class                     Item                                       Description
Attribute   Organisation Role         organisation role type                     Describes the roles that an organisation may adopt in
                                                                                 connection with a security. Each organisation can play
                                                                                 several roles.
Class       Restriction Information
Attribute   Restriction Information   comprehension type                         Indicates whether the restriction includes or excludes the
                                                                                 party mentioned in Restriction Information.concern type.

Attribute   Restriction Information   concern type                               Indicates whether the restriction to be applied is relevant for
                                                                                 citizen, resident, country.
Attribute   Restriction Information   country                                    Indicates the country where the restriction applies (territory).

Attribute   Restriction Information   restriction type                           Type of the restriction, e.g. selling restriction, buying
                                                                                 restriction, placing restriction.
Attribute   Restriction Information   valid from / until                         Shows the start and the end date of the restriction
Class       Restrictions
Attribute   Restrictions              type
Class       Security
Attribute   Security                  language code                              Language in which the name is shown in this class.
Attribute   Security                  name                                       Name of the security
Attribute   Security                  short name                                 Short name of the security
Attribute   Security                  status date                                Indicates the date of the status information
Attribute   Security                  status of security                         Status of the security within its life cycle.
Attribute   Security                  contract size                              Number or nominal value of the underlyings incorporated in
            (Exchange Traded                                                     a future option contract.
            Derivatives)
Attribute   Security                  expiration date (incl. contract months)    End date of the contract
            (Exchange Traded
            Derivatives)
Attribute   Security                  standardized / non standardized (OTC)
            (Exchange Traded
            Derivatives)
Attribute   Security                  version number                             Number allocated by options exchanges to record that a
            (Exchange Traded                                                     future has undergone a change in its contract specifications
            Derivatives)                                                         (particularly adjustment of the strike price)

Attribute   Security (Future)         last delivery date
Attribute   Security (Future)         min price increment (tick)
Class       Security Identification
Attribute   Security Identification   scheme code                                Scheme the security identifier is related to. That can be e.g.
                                                                                 ISIN, WKN, Swiss Valor Number, etc.

page 19                                                            version 0.1                                                               11/22/2010
Setup Future                                                                        N008 Working Group 11 Setup Description v0.1
Type        Class                     Item                                      Description
Attribute   Security Identification   security identifier                       Identification key of a security within the security
                                                                                identification scheme
Class       Selectable Security
Attribute   Selectable Security       cheapest to deliver flag                  Indicates whether this is the cheapest in a set of eligible
                                                                                securities to deliver (true) or not (false)
Attribute   Selectable Security       factor                                    Factor by which the settlement price of the future is
                                                                                multiplied in order to obtain the delivery price of the bond
                                                                                upon physical delivery.
Attribute   Selectable Security       security identifier
Class       Trading
Attribute   Trading                   depository eligibility                    Possible/eligible places where the settlement of the security
                                                                                takes place.
Attribute   Trading                   first trading date                        First date of trading as published by the exchange.
Attribute   Trading                   juristiction (government law)
Attribute   Trading                   last trading date                         Last date when trading is allowed.
Attribute   Trading                   last trading time                         Closing time of trading at the last trading date
Attribute   Trading                   place of trading                          Financial market in which the security is traded.
Attribute   Trading                   trading currency                          Relevant trading currency for the settlement price
Attribute   Trading                   trading location preference               A ranking of liquidity (or other criteria) on exchange
                                                                                (preference) where a specific security trades
Attribute   Trading                   trading status                            Information on the trading status of an individual security at
                                                                                a trading place, e.g. no trading, opening, trading.




page 20                                                           version 0.1                                                           11/22/2010
Setup CIV                                                                           N008 Working Group 11 Setup Description v0.1
Type        Class                    Item                                        Description
Class       Asset Class
Attribute   Asset Class              domain value code                           The asset class code will be shown. e.g. DBFXXB by the
                                                                                 CFI-Classification
Attribute   Asset Class              domain value name                           Describes the asset class code in more detail (e.g. DBFXXB
                                                                                 by CFI-Classification = Debt Instruments, Bonds, Fixed rate,
                                                                                 etc..
Attribute   Asset Class              language code                               Language in which the name is shown in this class.
Attribute   Asset Class              scheme code                                 Indicates the scheme code the Asset Class.domain value
                                                                                 code refers to (e.g. "CFI" for "Classification of Financial
                                                                                 Instruments")
Class       Capital
Attribute   Capital                  amount                                      Number of instruments or total capital amount
Attribute   Capital                  date                                        Validity start date of this information
Attribute   Capital                  type                                        Type of capital (e.g. authorised, issued, outstanding) of the
                                                                                 instrument number or the total capital amount
Class       Dependent Organisation
Attribute   Dependent Organisation   full entity legal structure
Class       Guaranty
Attribute   Guaranty                 guarantor organisation                      Indicator and pointer to an organisation with the role
                                                                                 'guarantor'
Attribute   Guaranty                 guaranty type                               Type of security granted by an organisation in its role as
                                                                                 guarantor, e.g. suretyship.
Class       Investment Fund Family
Attribute   Investment Fund Family   fund family name
Class       Issuance
Attribute   Issuance                 date of issue                               Date and/or time the issue was made available to the public.

Attribute   Issuance                 issuance status
Attribute   Issuance                 issue price (incl. currency)                The price at which the instrument is issued.
Attribute   Issuance                 nominal amount of issue                     Total original amount published.
Attribute   Issuance                 place of issuance                           Country in which a security is issued.
                                                                                 (Open question: What happens with instruments issued only
                                                                                 on an electronic exchange?)
Attribute   Issuance                 price type                                  Indicates whether the issue price is an effective amount or a
                                                                                 percentage
Attribute   Issuance                 subscription period (from/to)               Start and end date of the subscription period for the security

Class       Listing
Attribute   Listing                  date of listing                             Date the security is listed at the specific exchange.
Attribute   Listing                  official place of listing                   Primary exchange within a defined market like USA, Asia.


page 21                                                            version 0.1                                                         11/22/2010
Setup CIV                                                                             N008 Working Group 11 Setup Description v0.1
Type        Class                         Item                                     Description
Attribute   Listing                       place of listing                         Indicates the specific exchange the security is listed at.
Class       Organisation
Attribute   Organisation                  country of incorporation                 Country where the organisation is registered
Attribute   Organisation                  name                                     Name of the organisation
Attribute   Organisation                  name type                                Indicates whether the name is the legal name, the short
                                                                                   name, the long name, etc.
Attribute   Organisation                  organisation type
Class       Organisation Identification
Attribute   Organisation Identification   organisation identifier                  Unique and unambiguous identifier for an organisation that
                                                                                   is allocated by an institution, e.g. the specific Moody's
                                                                                   Identification.
Attribute   Organisation Identification   scheme code                              Scheme to whom the organisation identifier is related to.

Class       Organisation Role
Attribute   Organisation Role             organisation role type                   Describes the roles that an organisation may adopt in
                                                                                   connection with a security. Each organisation can play
                                                                                   several roles.
Class       Portfolio
Class       Portfolio Asset
Attribute   Portfolio Asset               amount                                   Amount of a security held in the portfolio
Attribute   Portfolio Asset               percentage                               Percentage share of a security held in the portfolio
Attribute   Portfolio Asset               record date                              The attribute states the record date for the information in the
                                                                                   relevant portfolio asset instance.
Class       Portfolio Strategy
Attribute   Portfolio Strategy            strategy restrictions                    Lists those restrictions limiting which securities can be
                                                                                   components
Class       Restriction Information
Attribute   Restriction Information       comprehension type                       Indicates whether the restriction includes or excludes the
                                                                                   party mentioned in Restriction Information.concern type.

Attribute   Restriction Information       concern type                             Indicates whether the restriction to be applied is relevant for
                                                                                   citizen, resident, country.
Attribute   Restriction Information       country                                  Indicates the country where the restriction applies (territory).

Attribute   Restriction Information       restriction type                         Type of the restriction, e.g. selling restriction, buying
                                                                                   restriction, placing restriction.
Attribute   Restriction Information       valid from / until                       Shows the start and the end date of the restriction
Class       Restrictions
Attribute   Restrictions                  type
Class       Sector Code


page 22                                                              version 0.1                                                               11/22/2010
Setup CIV                                                                                      N008 Working Group 11 Setup Description v0.1
Type        Class                               Item                                        Description
Attribute   Sector Code                         domain value code                           The sector code is shown here. e.g. "25301010" of "GICS"

Attribute   Sector Code                         domain value name                           Describes the sector code in more detail (e.g. "25301010" =
                                                                                            "Casinos & Gaming").
Attribute   Sector Code                         language code                               Language in which the name is shown in this class.
Attribute   Sector Code                         scheme code                                 Indicates the scheme code the SectorCode.domain value
                                                                                            code refers to (e.g. GICS for Global Industry Classification
                                                                                            Standard)
Class       Security
Attribute   Security                            language code                               Language in which the name is shown in this class.
Attribute   Security                            name                                        Name of the security
Attribute   Security                            short name                                  Short name of the security
Attribute   Security                            status date                                 Indicates the date of the status information
Attribute   Security                            status of securiy                           Status of the security within its life cycle.
Attribute   Security (CIV)                      close / open end trust                      Indicates whether this is a closed end trust or an open end
                                                                                            trust
Attribute   Security (CIV)                      standalone or series of trust
Attribute   Security (Equity/CIV)               dividend amount (incl. currency)            Planned first dividend amount
Attribute   Security (Equity/CIV)               dividend date                               Planned first dividend date
Attribute   Security (Equity/CIV)               dividend rate                               Planned first dividend rate
Attribute   Security (Equity/CIV)               frequency of income                         Indicates the period or regular cycle of interest payments.

Attribute   Security (Security with Cashflow)   appearance code                             Indicates the existence of certificates representing the
                                                                                            ownership of a security
Attribute   Security (Security with Cashflow)   country of register                         Country in which the security is issued

Attribute   Security (Security with Cashflow)   registration form                           Form, ie, ownership, of the security (e.g. registered or
                                                                                            bearer).
                                                                                            Bearer = The security does not specify any registration of
                                                                                            ownership and is payable to whomever possesses the
                                                                                            certificate.
                                                                                            Registered = The holder name of the security appears in the
                                                                                            corporation's /fund's books.
Attribute   Security (Security with Cashflow)   series                                      Qualifier (identifier) for linking multiple classes.

Attribute   Security (Security with Cashflow)   unit of transfer (min amount of transfer)   Minimum quantity of securities to be transferred (when
                                                                                            either selling or transferring the security)
Class       Security Identification
Attribute   Security Identification             scheme code                                 Scheme the security identifier is related to. That can be e.g.
                                                                                            ISIN, WKN, Swiss Valor Number, etc.


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Setup CIV                                                                        N008 Working Group 11 Setup Description v0.1
Type        Class                     Item                                    Description
Attribute   Security Identification   security identifier                     Identification key of a security within the security
                                                                              identification scheme
Class       Trading
Attribute   Trading                   depository eligibilty                   Possible/eligible places where the settlement of the security
                                                                              takes place.
Attribute   Trading                   first trading date                      First date of trading as published by the exchange.
Attribute   Trading                   juristiction (government law)
Attribute   Trading                   last trading date                       Last date when trading is allowed.
Attribute   Trading                   place of trading                        Financial market in which the security is traded.
Attribute   Trading                   trading currency                        Relevant trading currency for the settlement price
Attribute   Trading                   trading location preference             A ranking of liquidity (or other criteria) on exchange
                                                                              (preference) where a specific security trades
Attribute   Trading                   trading status                          Information on the trading status of an individual security at
                                                                              a trading place, e.g. no trading, opening, trading.

Class       Trust Fee
Attribute   Trust Fee                 fee                                     Amount of the fee
Attribute   Trust Fee                 fee type                                Defines what the fees are for (e.g. all in fee, performance
                                                                              fee)
Class       Trust Information
Attribute   Trust Information         dIistribution frequency
Attribute   Trust Information         distribution policy
Attribute   Trust Information         investment style                        Indicates whether the civ is grotwth- or distribution-oriented




page 24                                                         version 0.1                                                          11/22/2010
Setup Overall                                                              N008 Working Group 11 Setup Description v0.1
Type        Class                    Item                                   Equity   Debt   Entitl.   Option Future    CIV
Class       Asset Class                                                       X       X       X         X      X        X
Attribute   Asset Class              domain value code                        X       X       X         X      X        X
Attribute   Asset Class              domain value name                        X       X       X         X      X        X
Attribute   Asset Class              language code                            X       X       X         X      X        X
Attribute   Asset Class              scheme code                              X       X       X         X      X        X
Class       Capital                                                           X       X       X                         X
Attribute   Capital                  amount                                   X       X       X                         X
Attribute   Capital                  date                                     X       X       X                         X
Attribute   Capital                  type                                     X       X       X                         X
Class       Component Security                                                X       X       X
Attribute   Component Security       quantity denominator                     X       X       X
Attribute   Component Security       quantity numerator                       X       X       X
Attribute   Component Security       security identifier                      X       X       X
Attribute   Component Security       separation choice                        X       X       X
Attribute   Component Security       separation date                          X       X       X
Class       Conversion Information                                            X       X       X         X
Attribute   Conversion Information   conversion choice                        X       X       X
Attribute   Conversion Information   conversion date                          X       X       X         X
Attribute   Conversion Information   conversion period from                   X       X       X         X
Attribute   Conversion Information   conversion period to                     X       X       X         X
Attribute   Conversion Information   conversion price (incl. currency)        X       X       X
Attribute   Conversion Information   conversion ratio denominator             X       X       X
Attribute   Conversion Information   conversion ratio numerator               X       X       X
Attribute   Conversion Information   delivery                                                           X
Attribute   Conversion Information   min multiple unit for conversion         X       X       X
Attribute   Conversion Information   min unit for conversion                  X       X       X
Attribute   Conversion Information   protection against dilution flag         X       X       X
Attribute   Conversion Information   security identifier                      X       X       X         X
Attribute   Conversion Information   subscription price (premium)                             X
Class       Denomination                                                              X
Attribute   Denomination             actual denomination amount                       X
Attribute   Denomination             incremental amount                               X
Attribute   Denomination             minimum amount                                   X
Class       Dependent Organisation                                                                                      X
Attribute   Dependent Organisation   full entity legal structure                                                        X
Class       Future on Debt                                                                                     X
Class       Future on Equity                                                                                   X
Attribute   Future on Equity         security identifier                                                       X
Class       Future Rule                                                                                        X
Attribute   Future Rule              base interest rate                                                        X
Attribute   Future Rule              max time to maturity                                                      X
Attribute   Future Rule              min time to maturity                                                      X
Attribute   Future Rule              time type                                                                 X
page 25                                                      version 0.1                                              11/22/2010
Setup Overall                                                                          N008 Working Group 11 Setup Description v0.1
Type        Class                         Item                                          Equity   Debt   Entitl.   Option Future    CIV
Class       Guaranty                                                                              X       X                         X
Attribute   Guaranty                      guarantor organisation                                  X       X                         X
Attribute   Guaranty                      guaranty type                                           X       X                         X
Class       Interest Change Information                                                   X       X
Attribute   Interest Change Information   determination agent                             X       X
Attribute   Interest Change Information   determination period                            X       X
Attribute   Interest Change Information   rate fixing agent                               X       X
Attribute   Interest Change Information   reporting period                                X       X
Attribute   Interest Change Information   reset date                                      X       X
Attribute   Interest Change Information   reset schedule                                  X       X
Attribute   Interest Change Information   security identifier (base rate)                 X       X
Attribute   Interest Change Information   spread                                          X       X
Attribute   Interest Change Information   step up/down interest rate characteristics      X       X
Attribute   Interest Change Information   valuable rate change fequency                   X       X
Class       Investment Fund Family                                                                                                  X
Attribute   Investment Fund Family        fund family name                                                                          X
Class       Issuance                                                                      X       X       X                         X
Attribute   Issuance                      date of issue                                   X       X       X                         X
Attribute   Issuance                      issuance status                                 X       X       X                         X
Attribute   Issuance                      issue price (incl. currency)                    X       X       X                         X
Attribute   Issuance                      nominal amount of issue                         X       X       X                         X
Attribute   Issuance                      original issue discount                                 X
Attribute   Issuance                      place of issuance                               X       X       X                         X
Attribute   Issuance                      price type                                      X       X       X                         X
Attribute   Issuance                      subscription period (from / to)                 X       X       X                         X
Class       Listing                                                                       X       X       X         X      X        X
Attribute   Listing                       date of listing                                 X       X       X         X      X        X
Attribute   Listing                       official place of listing                       X       X       X         X      X        X
Attribute   Listing                       place of listing                                X       X       X         X      X        X
Class       Organisation                                                                  X       X       X         X      X        X
Attribute   Organisation                  country of incorporation                        X       X       X         X      X        X
Attribute   Organisation                  name                                            X       X       X         X      X        X
Attribute   Organisation                  name type                                       X       X       X         X      X        X
Attribute   Organisation                  organisation type                               X       X       X         X      X        X
Class       Organisation identification                                                   X       X       X         X      X        X
Attribute   Organisation identification   organisation identifier                         X       X       X         X      X        X
Attribute   Organisation identification   scheme code                                     X       X       X         X      X        X
Class       Organisation Role                                                             X       X       X         X      X        X
Attribute   Organisation Role             organisation role type                          X       X       X         X      X        X
Class       Portfolio                                                                                                               X
Class       Portfolio Asset                                                                                                         X
Attribute   Portfolio Asset               amount                                                                                    X
Attribute   Portfolio Asset               percentage                                                                                X
page 26                                                               version 0.1                                                 11/22/2010
Setup Overall                                                                         N008 Working Group 11 Setup Description v0.1
Type        Class                           Item                                       Equity   Debt   Entitl.   Option Future    CIV
Attribute   Portfolio Asset                 record date                                                                            X
Class       Portfolio Strategy                                                                                                     X
Attribute   Portfolio Strategy              strategy restrictions                                                                  X
Class       Rating                                                                       X       X       X
Attribute   Rating                          domain value code                            X       X       X
Attribute   Rating                          domain value name                            X       X       X
Attribute   Rating                          language code                                X       X       X
Attribute   Rating                          scheme code                                  X       X       X
Class       Restriction Information                                                      X       X       X                X        X
Attribute   Restriction Information         comprehension type                           X       X       X                X        X
Attribute   Restriction Information         concern type                                 X       X       X                X        X
Attribute   Restriction Information         country                                      X       X       X                X        X
Attribute   Restriction Information         restriction type                             X       X       X                X        X
Attribute   Restriction Information         valid from / until                           X       X       X                X        X
Class       Restrictions                                                                 X       X       X                X        X
Attribute   Restrictions                    type                                         X       X       X                X        X
Class       Sector Code                                                                  X       X       X                         X
Attribute   Sector Code                     domain value code                            X       X       X                         X
Attribute   Sector Code                     domain value name                            X       X       X                         X
Attribute   Sector Code                     language code                                X       X       X                         X
Attribute   Sector Code                     scheme code                                  X       X       X                         X
Class       Security                                                                     X       X       X         X      X        X
Attribute   Security                        language code                                X       X       X         X      X        X
Attribute   Security                        name                                         X       X       X         X      X        X
Attribute   Security                        short name                                   X       X       X         X      X        X
Attribute   Security                        status date                                  X       X       X         X      X        X
Attribute   Security                        status of security                           X       X       X         X      X        X
Attribute   Security                        contract size
            (Exchange Traded Derivatives)                                                                          X      X
Attribute   Security                        expiration date (incl. contract months)
            (Exchange Traded Derivatives)                                                                          X      X
Attribute   Security                        standardized / non standardized (OTC)
            (Exchange Traded Derivatives)                                                                          X      X
Attribute   Security                        version number
            (Exchange Traded Derivatives)                                                                          X      X
Attribute   Security (CIV)                  close / open end trust                                                                 X
Attribute   Security (CIV)                  standalone or series of trust                                                          X
Attribute   Security (Debt)                 callable flag                                        X
Attribute   Security (Debt)                 convertible flag                                     X
Attribute   Security (Debt)                 face value (incl. currency)                          X
Attribute   Security (Debt)                 floating rate flag                                   X
Attribute   Security (Debt)                 frequency of income                                  X
Attribute   Security (Debt)                 maturity date                                        X
page 27                                                             version 0.1                                                  11/22/2010
Setup Overall                                                                               N008 Working Group 11 Setup Description v0.1
Type        Class                               Item                                         Equity   Debt   Entitl.   Option Future    CIV
Attribute   Security (Debt)                     pool number                                            X
Attribute   Security (Debt)                     putable flag                                           X
Attribute   Security (Debt)                     sinking fund                                           X
Attribute   Security (Debt)                     strippable                                             X
Attribute   Security (Entitlements)             covered flag                                                   X
Attribute   Security (Entitlements)             expiration date                                                X
Attribute   Security (Entitlements)             option style type                                              X
Attribute   Security (Entitlements)             option type                                                    X
Attribute   Security (Entitlements)             strike price (incl. currency)                                  X
Attribute   Security (Equity)                   convertible flag                               X
Attribute   Security (Equity)                   non paid amount                                X
Attribute   Security (Equity)                   par value (incl. currency)                     X
Attribute   Security (Equity)                   payment status                                 X
Attribute   Security (Equity)                   redemption date                                X
Attribute   Security (Equity)                   voting rights                                  X
Attribute   Security (Equity/CIV)               dividend amount (incl. currency)               X                                         X
Attribute   Security (Equity/CIV)               dividend date                                  X                                         X
Attribute   Security (Equity/CIV)               dividend rate                                  X                                         X
Attribute   Security (Equity/CIV)               frequency of income                            X                                         X
Attribute   Security (Future)                   last delivery date                                                              X
Attribute   Security (Future)                   min price increment (tick)                                                      X
Attribute   Security (Option)                   option style type                                                        X
Attribute   Security (Option)                   option type                                                              X
Attribute   Security (Option)                   strike price (incl. currency)                                            X
Attribute   Security (Security with Cashflow)   appearance code                                X       X       X                         X
Attribute   Security (Security with Cashflow)   country of register                            X       X       X                         X
Attribute   Security (Security with Cashflow)   registration form                              X       X       X                         X
Attribute   Security (Security with Cashflow)   series                                         X       X       X                         X
Attribute   Security (Security with Cashflow)   unit of transfer (min amount of transfer)      X       X       X                         X
Class       Security Identification                                                            X       X       X         X      X        X
Attribute   Security Identification             scheme code                                    X       X       X         X      X        X
Attribute   Security Identification             security identifier                            X       X       X         X      X        X
Class       Selectable Security                                                                                                 X
Attribute   Selectable Security                 cheapest to deliver flag                                                        X
Attribute   Selectable Security                 factor                                                                          X
Attribute   Selectable Security                 security identifier                                                             X
Class       Trading                                                                            X       X       X         X      X        X
Attribute   Trading                             (lots) plus increment                                          X
Attribute   Trading                             depository eligibility                         X       X       X         X      X        X
Attribute   Trading                             first trading date                             X       X       X         X      X        X
Attribute   Trading                             juristiction (government law)                  X       X       X         X      X        X
Attribute   Trading                             last trading date                              X       X       X         X      X        X
Attribute   Trading                             last trading time                                                        X      X
page 28                                                               version 0.1                                                      11/22/2010
Setup Overall                                                               N008 Working Group 11 Setup Description v0.1
Type        Class                    Item                                    Equity   Debt   Entitl.   Option Future    CIV
Attribute   Trading                  minimum quantity for trading                              X
Attribute   Trading                  place of trading                          X       X       X         X      X        X
Attribute   Trading                  settlement date                                                     X
Attribute   Trading                  trading currency                          X       X       X         X      X        X
Attribute   Trading                  trading location preference               X       X       X         X      X        X
Attribute   Trading                  trading status                            X       X       X         X      X        X
Class       Trust Fee                                                                                                    X
Attribute   Trust Fee                fee                                                                                 X
Attribute   Trust Fee                fee type                                                                            X
Class       Trust Information                                                                                            X
Attribute   Trust Information        distribution frequency                                                              X
Attribute   Trust Information        distribution policy                                                                 X
Attribute   Trust Information        investment style                                                                    X
Class       Underlying Information                                             X       X       X         X
Attribute   Underlying Information   quantity denominator                      X       X       X         X
Attribute   Underlying Information   quantity numerator                        X       X       X         X
Attribute   Underlying Information   security identifier                       X       X       X         X




page 29                                                       version 0.1                                              11/22/2010

								
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