Baron Small Cap Value Fund - DOC by cyk13014

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									                                           JOHNSON COUNTY
                                            SUPPLEMENTAL
                                           RETIREMENT PLAN
                                                                     Plan Review




                                                             Presented by:
                                                    Bernie Heffernon and Brett Round
                                                          September 30, 2007




 Insurance affiliation: ING Life Insurance and Annuity Company, One Orange Way, Windsor, CT 06095-4774.
Securities offered through ING Financial Advisers, LLC (member SIPC) and other broker-dealers with which
 it has a selling agreement. Financial planning offered through ING Financial Advisers, LLC.
                                                               JOHNSON COUNTY SUPPLEMENTAL RETIREMENT PLAN



                      Table of Contents
                      Asset Allocation by Asset Class
                      Asset Allocation by Investment Option
                      Investment Option Summary by Asset Class
                      Historical Assets
                      Contributions/Deferrals by Asset Class
                      Contributions/Deferrals by Investment Option
                      Historical Contributions/Deferrals
                      Investment Diversification
                      Participation Levels
                      Participant Service Utilization




Insurance affiliation: ING Life Insurance and Annuity Company, One Orange Way, Windsor, CT 06095-4774. Securities offered through ING Financial
Advisers, LLC (member SIPC) and other broker-dealers with which it has a selling agreement. Financial planning offered through ING Financial Advisers, LLC.
C05-0531-003 6/05
                                                                JOHNSON COUNTY SUPPLEMENTAL RETIREMENT PLAN



Asset Allocation as of 09/30/2007
By Asset Class




                                             15%                               9%                                            Stability of Principal
                                                                                             4%
                                                                                                                             Bonds
                        14%                                                                                                  Asset Allocation
                                                                                                                             Balanced
                                                                                                                             Large Cap Value
                                                                                                         33%                 Large Cap Growth
                              9%
                                                                                                                             Small/Mid/Specialty
                                                   15%                    1%                                                 Global / International




 Asset Class                                                                                                          Assets                             Percent
 Stability of Principal                                                                                          $867,562.51                                 9.15%
 Bonds                                                                                                           $402,204.19                                 4.24%
 Asset Allocation                                                                                              $3,154,336.40                                33.25%
 Balanced                                                                                                         $95,664.91                                 1.01%
 Large Cap Value                                                                                               $1,412,760.54                                14.89%
 Large Cap Growth                                                                                                $813,294.24                                 8.57%
 Small/Mid/Specialty                                                                                           $1,336,019.65                                14.08%
 Global / International                                                                                        $1,404,848.99                                14.81%

 Total                                                                                                         $9,486,691.43                              100.00%




                                                                                                                                                            Page         1
Insurance affiliation: ING Life Insurance and Annuity Company, One Orange Way, Windsor, CT 06095-4774. Securities offered through ING Financial Advisers, LLC
(member SIPC) and other broker-dealers with which it has a selling agreement. Financial planning offered through ING Financial Advisers, LLC. This report details Plan
information available at the time the report was generated. Should there be any discrepancy between this report and the Sponsor Statement of Account, the Sponsor
Statement of Account is to be considered the record of account value.
C05-0531-003 6/05
Asset Allocation
By Investment Option



                                                        Assets          Assets                   # of
                                                          as of           as of      % of     partic.
Fund Name                                           09/30/2006      09/30/2007      Total   invested

ING T. Rowe Price Equity Income Portfolio -       $1,064,028.71   $1,198,125.11   12.63%         593
Service Class
ING Solution 2045 Portfolio - Service Class        $752,768.84    $1,145,438.80   12.07%         414
ING Solution 2035 Portfolio - Service Class        $632,019.37     $989,672.13    10.43%         299
EuroPacific Growth Fund® - Class R-4               $591,671.44     $957,290.05    10.09%         606
Stable Value Option                                $773,298.02     $867,562.51     9.15%         518
ING Solution 2025 Portfolio - Service Class        $462,210.38     $708,649.75     7.47%         259
Fidelity® VIP Contrafund® Portfolio - Initial      $517,404.74     $680,280.85     7.17%         391
Class
ING Oppenheimer Global Portfolio - Service         $392,701.79     $447,558.94     4.72%         317
Class
ING Intermediate Bond Fund - Class I               $402,282.47     $402,204.19     4.24%         324
ING Van Kampen Real Estate Portfolio -              $30,543.73     $323,717.37     3.41%         312
Service Class
Wanger Select                                      $156,141.46     $318,374.61     3.36%         250
ING Solution 2015 Portfolio - Service Class        $161,511.99     $245,339.04     2.59%         132
DWS Equity 500 Index Fund - Class S                $194,377.34     $214,635.43     2.26%         160
ING Index Plus SmallCap Fund - Class I             $233,415.04     $204,788.93     2.16%         242
Fidelity® VIP Mid Cap Portfolio - Initial Class     $68,963.68     $155,902.38     1.64%         161
Allianz NFJ Small-Cap Value Fund - Class A           $7,728.08     $144,118.29     1.52%         187
ING Baron Small Cap Growth Portfolio -              $91,949.17     $142,100.17     1.50%         136
Service Class
The Growth Fund of America® - Class R-4             $76,064.24     $133,013.39     1.40%         127
ING T. Rowe Price Capital Appreciation Port -       $17,382.62      $95,664.91     1.01%          75
Serv Class
ING Solution Income Portfolio - Service Class       $64,540.12      $65,236.68     0.69%          63
Lord Abbett Mid-Cap Value Fund - Class A             $2,405.63      $47,017.90     0.50%          86


Total                                             $6,693,408.86   $9,486,691.43   100.00%




                                                                                             Page       2
Investment Option Summary By Asset Class

                                                                  Assets                  # of
                                                                    as of     % of     partic.
Fund Name                                                     09/30/2007     Total   invested

Stability of Principal
Stable Value Option                                          $867,562.51    9.15%         518

Bonds
ING Intermediate Bond Fund - Class I                         $402,204.19    4.24%         324

Asset Allocation
ING Solution 2015 Portfolio - Service Class                  $245,339.04    2.59%         132
ING Solution 2025 Portfolio - Service Class                  $708,649.75    7.47%         259
ING Solution 2035 Portfolio - Service Class                  $989,672.13    10.43%        299
ING Solution 2045 Portfolio - Service Class                 $1,145,438.80   12.07%        414
ING Solution Income Portfolio - Service Class                 $65,236.68    0.69%          63

Balanced
ING T. Rowe Price Capital Appreciation Port - Serv Class      $95,664.91    1.01%          75

Large Cap Value
DWS Equity 500 Index Fund - Class S                          $214,635.43    2.26%         160
ING T. Rowe Price Equity Income Portfolio - Service Class   $1,198,125.11   12.63%        593

Large Cap Growth
Fidelity® VIP Contrafund® Portfolio - Initial Class          $680,280.85    7.17%         391
The Growth Fund of America® - Class R-4                      $133,013.39    1.40%         127

Small/Mid/Specialty
Allianz NFJ Small-Cap Value Fund - Class A                   $144,118.29    1.52%         187
Fidelity® VIP Mid Cap Portfolio - Initial Class              $155,902.38    1.64%         161
ING Baron Small Cap Growth Portfolio - Service Class         $142,100.17    1.50%         136
ING Index Plus SmallCap Fund - Class I                       $204,788.93    2.16%         242
ING Van Kampen Real Estate Portfolio - Service Class         $323,717.37    3.41%         312
Lord Abbett Mid-Cap Value Fund - Class A                      $47,017.90    0.50%          86
Wanger Select                                                $318,374.61    3.36%         250

Global / International
EuroPacific Growth Fund® - Class R-4                         $957,290.05    10.09%        606
ING Oppenheimer Global Portfolio - Service Class             $447,558.94    4.72%         317




                                                                                      Page       3
                   Assets                    # of
                     as of       % of     partic.
Fund Name      09/30/2007       Total   invested
Total       $9,486,691.43    100.00%




                                         Page       4
Historical Assets




          10,000,000.00

           9,000,000.00

           8,000,000.00

           7,000,000.00

           6,000,000.00
                                                                             Variable
           5,000,000.00                                                      Fixed

           4,000,000.00

           3,000,000.00

           2,000,000.00

           1,000,000.00

                   0.00
                          As of 12/31/2006         As of 09/30/2007




 Reporting Period               Fixed Assets         Variable Assets         Total Assets

As of 12/31/2006                     $762,881.76             $6,663,389.91     $7,426,271.67
As of 09/30/2007                     $867,562.51             $8,619,128.92     $9,486,691.43




                                                                                        Page   5
Contributions/Deferrals 10/01/2006 to 09/30/2007
By Asset Class




                            12%        10%                          Stability of Principal
                                                5%
                                                                    Bonds
                  15%
                                                                    Asset Allocation
                                                                    Balanced
                                                                    Large Cap Value
                                                                    Large Cap Growth
                   8%                                35%
                                                                    Small/Mid/Specialty
                          14%     1%                                Global / International




 Asset Class                                 Contributions/Deferrals                         Percent
 Stability of Principal                                     $196,971.62                        9.57%
 Bonds                                                       $98,991.30                        4.81%
 Asset Allocation                                           $732,004.46                       35.55%
 Balanced                                                    $20,379.37                        0.99%
 Large Cap Value                                            $289,585.76                       14.06%
 Large Cap Growth                                           $159,729.48                        7.76%
 Small/Mid/Specialty                                        $304,202.40                       14.77%
 Global / International                                     $257,249.37                       12.49%

 Total                                                     $2,059,113.76                     100.00%




                                                                                              Page     6
Contributions/Deferrals By Investment Option


                                                                       10/01/2005                  10/01/2006
                                                                         through                     through           Percent
Fund Name                                                              09/30/2006                  09/30/2007          of Total

ING Solution 2045 Portfolio - Service Class                            $13,425.43                $277,989.60            13.50%
ING T. Rowe Price Equity Income Portfolio - Service                    $19,176.74                $240,117.92            11.66%
Class
ING Solution 2035 Portfolio - Service Class                            $11,174.94                $211,861.32            10.29%
Stable Value Option                                                    $15,506.05                $196,971.62             9.57%
EuroPacific Growth Fund® - Class R-4                                    $8,686.60                $170,757.19             8.29%
ING Solution 2025 Portfolio - Service Class                             $9,308.07                $167,875.79             8.15%
Fidelity® VIP Contrafund® Portfolio - Initial Class                     $9,726.27                $131,510.03             6.39%
ING Intermediate Bond Fund - Class I                                    $8,711.39                  $98,991.30            4.81%
ING Van Kampen Real Estate Portfolio - Service Class                      $169.79                  $94,644.54            4.60%
ING Oppenheimer Global Portfolio - Service Class                        $6,867.18                  $86,492.18            4.20%
ING Solution 2015 Portfolio - Service Class                             $3,033.40                  $57,872.72            2.81%
Wanger Select                                                           $2,609.39                  $56,410.28            2.74%
ING Index Plus SmallCap Fund - Class I                                  $4,859.59                  $55,287.68            2.69%
DWS Equity 500 Index Fund - Class S                                     $3,737.02                  $49,467.84            2.40%
Allianz NFJ Small-Cap Value Fund - Class A                                  $42.54                 $33,732.41            1.64%
ING Baron Small Cap Growth Portfolio - Service Class                    $1,635.20                  $28,795.71            1.40%
The Growth Fund of America® - Class R-4                                 $1,217.43                  $28,219.45            1.37%
Fidelity® VIP Mid Cap Portfolio - Initial Class                         $1,314.10                  $24,478.64            1.19%
ING T. Rowe Price Capital Appreciation Port - Serv Class                    $54.57                 $20,379.37            0.99%
ING Solution Income Portfolio - Service Class                           $1,342.06                  $16,405.03            0.80%
Lord Abbett Mid-Cap Value Fund - Class A                                    $18.92                 $10,853.14            0.53%


Total                                                                 $122,616.68              $2,059,113.76          100.00%




These Contribution/Deferral asset figures reflect the employee salary deferrals and employer contributions (if applicable) to your plan.
They do not include other payments such as loan repayments and transferred assets.




                                                                                                                              Page     7
Historical Contributions/Deferrals



       1,800,000.00


       1,600,000.00


       1,400,000.00


       1,200,000.00


       1,000,000.00


        800,000.00


        600,000.00


        400,000.00


        200,000.00


              0.00
                          01/01/2006 - 12/31/2006   01/01/2007 - 09/30/2007




                       Reporting Period               Contributions/Deferrals
                      01/01/2006 - 12/31/2006                               $499,883.93
                      01/01/2007 - 09/30/2007                             $1,681,846.51




                                                                                          Page   8
Investment Diversification
as of 09/30/2007

         1200



         1000



         800



         600



         400



         200



           0
                One     Two   Three   Four    Five    Six   Seven   Eight    Nine   Ten +


                         Number of Funds Utilized Per Participant

                Number of Funds              # of Participants              Percent
                One                                  1067                    46.01%
                Two                                   397                    17.12%
                Three                                 324                    13.97%
                Four                                  234                    10.09%
                Five                                  134                     5.78%
                Six                                    63                     2.72%
                Seven                                  41                     1.77%
                Eight                                  30                     1.29%
                Nine                                    9                     0.39%
                Ten +                                  20                     0.86%


                          Average number of funds being used in this plan
                                As of 09/30/2006                 2.40
                                As of 09/30/2007                 2.43




                                                                                            Page   9
Participation Levels
as of 09/30/2007



         2350



         2300



         2250



         2200



         2150



         2100



         2050



         2000
                       As of 12/31/2006       As of 09/30/2007




                Reporting Period          # of Participants
                 As of 12/31/2006               2113
                 As of 09/30/2007               2319




                                                                 Page 10
Participant Services Utilization
10/01/2006- 09/30/2007
             18000


             16000


             14000


             12000


             10000
                                                                                                10/01/2005 - 09/30/2006
                                                                                                10/01/2006 - 09/30/2007
              8000


              6000


              4000


              2000


                   0
                       Voice Response             Internet           Customer Service




                Voice Response                               Internet                   Customer Service (800#)
            Inquiry    Fund      Alloc Chg       Inquiry      Fund       Alloc Chg      Inquiry       Fund       Alloc Chg      Total
                       Xfer                                   Xfer                                    Xfer                     Inquiry

Oct 2006      90          0             0        1675          42            22          309           54            55        2074
Nov 2006      56          0             0        1347          15             9          230           53            56        1633
Dec 2006      52          0             0        1323          14            11          172           42            48        1547
Jan 2007      61          0             0        1417          20            11          158           28            30        1636
Feb 2007      61          0             0        1364          17            11          212           46            48        1637
Mar 2007      69          0             0        1213          14            14          131           31            31        1413
Apr 2007      88          0             0        1442          17             5          131           16            16        1661
May 2007      75          0             0        1478          15             7          144           13            14        1697
Jun 2007      60          0             0        1321          13             8          157            6             7        1538
 Jul 2007     70          0             0        1531          12             6          171           18            14        1772
Aug 2007      55          0             0        1295           6             2          104            5             4        1454
Sep 2007      62          0             0        1344          11            12           91            8             8        1497

    Total    799          0             0        16750         196           118         2010          320          331        19559


Previous Inquiry Totals                     Voice Response                        Internet                   Customer Service
10/01/2005 - 09/30/2006                            48                               915                            188




                                                                                                                             Page 11

								
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