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Long Term Investment Strategies by owy17991

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									     Act2 Solutions Pty Ltd                                                                                                                        DBP Application Form




ver2010DBUv1



                                    DEFINED-BENEFIT PENSION APPLICATION FORM - Unassisted
                                If you would like any assistance with the completion of this form, please call Andy O'Meagher on 1800 230 737

                                                            FUND ADMINISTRATOR / ADVISER DETAILS
  Name of Administration/Advisors Company:                                                                                                Client Reference:
  Postal Address of Administration Company:                                                                                                Phone Number:
          Postal Address - Town/Suburb/City:                                                               State/Territory:                       Postcode:
 Person to contact for further info/clarification:                                       Email Address of Contact Person:
      Please also email certificate to (name):                                                  Additional Email Address:

                                                                   FUND IDENTIFICATION DETAILS
   Name of Superannuation Fund:
   Name of Corporate Trustee (if appropriate):                                                                                Who should the invoice be made out to?
                    Full Name of Trustee 1:                                                                                                The Administrator
                    Full Name of Trustee 2:
                    Full Name of Trustee 3:
                    Full Name of Trustee 4:

                                                                        MEMBERSHIP DETAILS

                                                                    Member Information                                         Indicate below if the Fund held a reserve
                                                                                                                              (other than the Defined Benefit reserves) at
                                                     Member 1        Member 2           Member 3           Member 4                    any time during the year.
                           Member Firstname:                                                                                      Reserve           No
                            Member Surname:
                      Date of Birth (DD/MM/YYYY):
                               Member Gender:

                                                                   APPLICABLE FINANCIAL YEAR
      This application is to request an actuarial certificate that covers the           2009/10          income year.         Were there segregated assets in the Fund?




                                                                                 Page 1 of 7
      Act2 Solutions Pty Ltd                                                                                                                             DBP Application Form



                       If the Fund was wound up during the 2009/10 year - it ceased on                          30/06/2010               No             #######

                                                           SUPERANNUATION GUARANTEE INFORMATION

                       Do any members' account balances contain contributions by employers in respect of Superannuation Guarantee obligations?            Yes
Please complete the following and provide copies of the most recent Benefit Certificate and Funding and Solvency Certificate for the Fund:
                        Total accumulated value of SG Contributions (for all members in accumulation phase) at 01/07/2009:     $                    -
                                                            Copy of most recent Funding and Solvency Certificate attached?

                                                                 LONG-TERM INVESTMENT STRATEGIES
                                                                                                                                         Long - Term Investment Strategies
Which long-term investment strategy is in place for each member?                                                                    Conservative        0 - 20% in growth assets
                                                                                                                                     Moderate          20 - 40% in growth assets
                                  Member 1           Member 2             Member 3            Member 4                                Balanced         40 - 60% in growth assets
                                                  Same for whole Same for whole Same for whole                                         Growth          60 - 80% in growth assets
                                                      Fund           Fund           Fund                                            High Growth        80 - 100% in growth assets
                                                                                                                                 Same for whole Fund
                   Are there sufficient liquid assets within the Fund to pay pensions for the next two years?         Yes

                                                                   DEFINED BENEFIT PENSION DETAILS
                                 DB Pension 1       DB Pension 2         DB Pension 3        DB Pension 4         DB Pension 5       DB Pension 6                  Example only
DB Pension         Member
                                                                                                                                                                  Robert Johnson
Name
Pension Commenced                                                                                                                                                  01/07/2004
Date Ceased (if in year)
Pension Design                                                                                                                                                     Reversionary
SIS Pension Specification (if                                                                                                                                      1.06(7) Life
known)                                                                                                                                                             Expectancy
DBP Payment last year                                                                                                                                                $25,448
Annual Indexation Level                                                                                                                                               4.00%
Is indexation guaranteed                                                                                                                                                No
Pension expiry - death or
                                                                                                                                                                     15 years
term (num years at start)
Reversionary Percentage                                                                                                                                               75%
Reversioner DoB                                                                                                                                                    01/06/1937
Reversioner Gender                                                                                                                                                   Female
Residual Capital Value                                                                                                                                             $          -




                                                                                      Page 2 of 7
Act2 Solutions Pty Ltd                                                                                                                  DBP Application Form




                               INTERNAL TRANSFERS (Including Pension Commmencements/Commutations)
                                                                                                                 Did this leave the balance of the If No - what amount
 Description of Internal Transfer        Date of Transfer   From Account       To Account        Amount               From Account at zero?              was left?




                                                              TRANSACTION DETAILS
                                            Member 1         Member 2           Member 3         Member 4            TOTALS
 Accumulation Account Bal 01/07/2009                                                                                             $0
Account-Based Pension Bal 01/07/2009                                                                                             $0
Defined Benefit Pension Bal 01/07/2009                                                                                           $0
                                                                           FUND BALANCE AT 01/07/2009                            $0

Amount Contributed into Accumulation                                                                                             $0
   Amount Transferred In (to the Fund)                                                                                           $0
           Accumulation Benefits Paid                                                                                            $0
 Account-Based Pension Benefits Paid                                                                                             $0
Defined-Benefit Pension Benefits Paid                                                                                            $0
               Net Income per Member                                                                                             $0

 Accumulation Account Bal 30/06/2010                                                                                             $0
Account-Based Pension Bal 30/06/2010                                                                                             $0
Defined Benefit Pension Bal 30/06/2010                                                                                           $0
Member Closing Bal 30/06/2010                          $0               $0                  $0              $0                   $0
       Expected Closing Balances                       $0               $0                  $0              $0                   $0

   Please check that the Opening & Closing Balances accurately reflect those in the Fund's financial statements.




                                                                        Page 3 of 7
  Act2 Solutions Pty Ltd                                                                                                           DBP Application Form




                     Has an approved auditor issued an unqualified audit opinion in respect of the above Closing Balance?    Yes


                                                   Leave this field blank if an unqualified audit opinion has been issued:

If there were segregated assets not included in this form, please show here the TOTAL closing balance of the Fund
                      If you would like assistance with this form, please call Andy O'Meagher on 1800 230 737

                                                                     TRANSACTION DATES
                           Transaction        Member 1's          Member 2's          Member 3's          Member 4's
 Transaction Type             Date             amount              amount              amount              amount




                                                                               Page 4 of 7
     Act2 Solutions Pty Ltd                                                                                                                         DBP Application Form




                                                                         COMMENTS SECTION
                                                                                                                              Please include Special
                                                                                                                              Instructions & requests in the
                                                                                                                              Comments section rather
                                                                                                                              than in the email. Also
                                                                                                                              mention if there were
                                                                                                                              segregated assets whose
                                                                                                                              values weren't included in
                                                                                                                              this application form.
           When sending through this application form, please send a copy of the previous actuarial certificate prepared for this Fund for validification purposes.
            There are 15 issues with this application form - see details below. Please do not submit until resolved! Call 1800 230 737 for assistance.
       FORM COMPLETION CHECKING AREA - You don't want to see any RED down here.
Admin Company Name            Please provide your company name for use on the certificate and invoice.
Postal Address                Please complete postal address section for easier client identification.
Town/Suburb/City              Please indicate the Town, Suburb or City of Administration Company.
STATE                         Please select the STATE of the Administration Company
Postcode                      Please indicate the correct POST CODE for the Administration Company.
Phone Number                  Please enter the correct PHONE NUMBER to telephone the Contact Person.




                                                                                 Page 5 of 7
       Act2 Solutions Pty Ltd                                                                                                                         DBP Application Form



Contact Person                   Please provide the name of who we should contact if further details are required.
Contact Email Address            We also require an email address (usually of the contact person) for somewhere to email the completed certificate and invoice.
Additional Email Address         done
Name of Fund                     Please provide the name of the Superannuation Fund in question
Names of Trustees                Please provide the full name of at least one of the Trustees or the name of the Corporate Trustee
Year required for                done
                                   MEMBER 1           MEMBER 2            MEMBER 3              MEMBER 4
Member Names                     show FULL name done                  done                   done              Provide Firstnames and Surnames
Dates of Birth                   done           done                  done                   done              Provide Dates of Birth for members with non-zero balances
Member Gender                    done           done                  done                   done              Gender is primarily for members with Defined Benefit Pensions
Reserve                          done
Pension Balances                 There don't appear to be any DEFINED BENEFIT PENSIONS in this application form - if so then the Account-Based form should be used!

SUPER GUARANTEE
Total SG Contributions           Total accumulated SG Contributions value has not been shown - this information is required.
Funding and Solvency Cert        done

INVESTMENT STRATEGY              Please indicate the long-term Investment Strategy for each member


                                         0
Defined Benefit Pensions           DB Pension 1       DB Pension 2        DB Pension 3          DB Pension 4      DB Pension 5       DB Pension 6
Member Name                           done               done                done                  done              done               done
Commencement Date                     done               done                done                  done              done               done

                                       done               done               done                   done             done               done
Commutation Date
Pension Design                         done               done               done                      done          done               done
SIS Pension Specification              done               done               done                      done          done               done
DBP Payment last year                  done               done               done                      done          done               done
Annual Indexation Level                done               done               done                      done          done               done
Is indexation guaranteed               done               done               done                      done          done               done
Pension expiry - death or term
(num years at start)                   done               done               done                      done          done               done
Reversionary Percentage                done               done               done                      done          done               done
Reversioner DoB                        done               done               done                      done          done               done
Reversioner Gender                     done               done               done                      done          done               done

Residual Capital Value                 done               done               done                   done             done               done

INTERNAL TRANSFERS




                                                                                         Page 6 of 7
      Act2 Solutions Pty Ltd                                                                                                           DBP Application Form



Transfer 1                     done
Transfer 2                     done
Transfer 3                     done
Transfer 4                     done
Transfer 5                     done
Transfer 6                     done
Transfer 7                     done
Transfer 8                     done
Transfer 9                     done
Transfer 10                    done
Opening Balances               There is no Opening Balance shown for the Defined Benefit Pensions.
AB Pension Payments            done
DB Pension Payments            done
Net Income                     No Net Income appears to have been entered

Contributions                  done
Transfers In                   done
Accumulation Benefits Paid     done
Account-Based Benefits Paid    done
Defined Benefits Paid          done

TRANSACTION DATES/DETAILS RECONCILIATION:
                                                    Member 1           Member 2           Member 3        Member 4        TOTAL
CONTRIBUTIONS - amt expected                                    $0                 $0                $0              $0           $0
CONTRIBUTIONS - amt listed                                      $0                 $0                $0              $0           $0
                          MISSING                               $0                 $0                $0              $0           $0        $0
TRANSFERS IN - amt expected                                     $0                 $0                $0              $0           $0
TRANSFERS IN - amt listed                                       $0                 $0                $0              $0           $0
                          MISSING                               $0                 $0                $0              $0           $0        $0
ACCUM BENEFITS PAID - amt expected                              $0                 $0                $0              $0           $0
ACCUM BENEFITS PAID - amt listed                                $0                 $0                $0              $0           $0
                          MISSING                               $0                 $0                $0              $0           $0        $0
AB PENS BENEFITS PAID - amt expected                            $0                 $0                $0              $0           $0
AB PENS BENEFITS PAID - amt listed                              $0                 $0                $0              $0           $0
                          MISSING                               $0                 $0                $0              $0           $0        $0
DB PENS BENEFITS PAID - amt expected                            $0                 $0                $0              $0           $0
DB PENS BENEFITS PAID - amt listed                              $0                 $0                $0              $0           $0
                          MISSING                               $0                 $0                $0              $0           $0        $0
                       When completed, save with name (e.g. Smith SF 2008.xls), then email to act@act2.com.au as an Excel attachment.




                                                                                  Page 7 of 7

								
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