SUBSET OF 1120 BUSINESS RULES FOR AMENDED RETURNS TAX by den54914

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									Tax Year 2007v2.2 Amended 1120 Business Rules                                                                                                                  Release 5.0


                                     SUBSET OF 1120 BUSINESS RULES FOR AMENDED RETURNS
                                                         TAX YEAR 2007

                                                                        Version 2007v2.2

 Rule Number       Rule Text                                                                                                 Error Category     Severity   Change from
                                                                                                                                                           2007v2.1 to
                                                                                                                                                           2007v2.2
 F1120-307         Filer's TIN and Name Control in the Return Header must match data in the e-File database unless           Database           Reject     New
                   Form 1120, Item E (3), checkbox "Name Change" is checked.                                                 Validation Error
 FPYMT-018         Tax payer's Day Time Phone Number in IRS Payment Record cannot equal all zeros.                           Incorrect Data     Reject
 FPYMT-021         If the timestamp (in the GTX key or Response to Send Submissions Request) is after the due date of        Incorrect Data     Reject
                   the return (two and one half months after the "TaxPeriodEndDate" in the Return Header), then the
                   "RequestedPaymentDate" in the IRS Payment Record must not be later than the date the return was
                   received and must not be prior to five days before the date the return was received by the IRS.
 FPYMT-029         If the timestamp is on or before the due date of the return (two months and 15 days after the             Incorrect Data     Reject
                   "TaxPeriodEndDate" in the Return Header), then the "RequestedPaymentDate" in the IRS Payment
                   Record must be on the due date or before the due date but not more than 5 days prior to the received
                   date.
 FPYMT-034         "Payment Amount" in the IRS Payment Record must not be greater than 200% of Form 1120, Line 34.           Incorrect Data     Reject
 R0000-002         The return type must be specified for each return in the return header.                                   Missing Data       Reject
                                                                                                                                                And Stop
 R0000-003         The return version (attribute 'returnVersion' of the Return element) must be specified for each return    Missing Data       Reject
                   in the return header.                                                                                                        And Stop
 R0000-004         The return type (specified in the Return Header) and the return version (specified by the                 Data Mismatch      Reject
                   'returnVersion' attribute of the 'Return' element) of the return must match the return type and the                          And Stop
                   version supported by the Modernized e-File system.
 R0000-007         For US Addresses, the first five digits of the Zip Code of the Filer's address in the Return Header       Incorrect Data     Reject
                   must be within the valid ranges of zip codes listed for the corresponding State Abbreviation in
                   Publication 4164.
 R0000-014         SSN of the Preparer in the Return Header cannot be all zeros or all nines.                                Incorrect Data     Reject
 R0000-015         EIN of the Preparer Firm in the Return Header must not equal all nines.                                   Incorrect Data     Reject
 R0000-017         If the element 'AuthorizeThirdParty' in the Return Header has a value of "Yes" indicated, then the        Missing Data       Reject
                   element 'Phone' (in the parent element 'Preparer') must have a value.
 R0000-018         The eight numeric digits of the PTIN (of the Preparer) following the letter P, must not equal all zeros   Incorrect Data     Reject
                   or all nines in the Return Header.
 R0000-019         The number of return documents (forms, schedules, and supporting documents) included in the               Data Mismatch      Reject
                   return must equal the document count specified in the Return Data (documentCount attribute of the
                   ReturnData element of the Return).
 R0000-020         If the Filer has a US address in the Return Header and State Abbreviation has the value "AA" then the     Incorrect Data     Reject
                   first three digits of the zip code must be 340.
 R0000-021         The Employer Identification Number (EIN) of the Filer in the Return Header must not equal all nines.      Incorrect Data     Reject


Amended1120AmendedRulesTY2007v2.2-PKG-01152008                                                                                                                  Page 1 of 5
Tax Year 2007v2.2 Amended 1120 Business Rules                                                                                                                Release 5.0

 Rule Number       Rule Text                                                                                                 Error Category   Severity   Change from
                                                                                                                                                         2007v2.1 to
                                                                                                                                                         2007v2.2
 R0000-022         If the Filer has a US address in the Return Header and State Abbreviation has the value "AE" then the     Incorrect Data   Reject
                   first three digits of the zip code must be in the range 090 - 098.
 R0000-023         If the Filer has a US address in the Return Header and if the value of City is "APO" or "FPO", then the   Incorrect Data   Reject
                   value of State must equal "AA", "AE" or "AP".
 R0000-024         If the Filer has a US address in the Return Header and State Abbreviation has the value "AP" then         Incorrect Data   Reject
                   first three digits of the zip code must be in the range 962 - 966.
 R0000-027         There was a problem with IRS systems that prevented the return from being processed                       System Error     Reject
                   electronically. Please contact the Help Desk.
 R0000-029         If the Signature Option "PIN Number" is selected (the element "SignatureOption" in the Return             Missing Data     Reject
                   Header has a value of "PIN Number") then the following fields must have a value in the Return
                   Header: "PractitionerPIN", "TaxpayerPIN", "Name" of the "Officer", "Title" of the "Officer",
                   "DateSigned" and "PINEnteredBy" Indicator.
 R0000-030         In the Return Header, if the Practitioner PIN is provided then the EFIN in the PractitionerPIN must be    Data Mismatch    Reject
                   the same as the EFIN of the Originator.
 R0000-031         Taxpayer PIN in the Return Header cannot equal all zeros.                                                 Incorrect Data   Reject
 R0000-032         Signature Option in the Return Header is a required field and must have either the value "Binary          Missing Data     Reject
                   Attachment 8453 Signature Document" or "PIN Number".
 R0000-034         If the Filer has a US address in the Return Header and State Abbreviation has the value "AA", "AE" or     Incorrect Data   Reject
                   "AP then the City must be "APO" OR "FPO".
 R0000-035         The "Tax Period Ending Date" in the Return Header must be less than the "Received Date".                  Incorrect Data   Reject
 R0000-046         For US Addresses, the fourth and fifth digit of the Zip Code of the Filer's address in the Return         Incorrect Data   Reject
                   Header cannot both be zeros ("00"), except when the Zip code is 00800, 20500, 34000, 00600, 96100,
                   96900.
 R0000-049         Bank Account Number (in Direct Deposit and IRS Payment Record) must not equal all zero(s).                Incorrect Data   Reject
 R0000-051         The Submission Type in the IRS Submission Manifest must match the return type indicated in the            Data Mismatch    Reject
                   Return Header.
 R0000-052         The Tax Year specified in the IRS Submission Manifest must match the Tax Year in the Return               Data Mismatch    Reject
                   Header.
 R0000-054         The EFIN in the IRS Submission Manifest must match the EFIN provided in the Return Header.                Data Mismatch    Reject
 R0000-055         If the signature option "Binary Attachment 8453 Signature Document" is selected (the element              Missing          Reject
                   "SignatureOption" in the Return Header has a value of "Binary Attachment 8453 Signature                   Document
                   Document"), then a binary attachment with Description "8453 Signature Document" must be present.
 R0000-056         If Form 8838 is present in the return, then a binary attachment document with Description "8838           Missing          Reject
                   Signature Document" must be present.                                                                      Document
 R0000-058         An XML document that represents a binary attachment must have a valid reference to an attached            Missing Data     Reject
                   file.
 R0000-060         The EFIN in the Submission ID (the first six digits) must match the EFIN in the Submission Manifest.      Incorrect Data   Reject
 R0000-061         If multiple XML documents are created to represent the same binary attachment in a submission,            Incorrect Data   Reject
                   they must all have the same Document Type and Description.
 R0000-062         Every attached file (i.e. binary attachment) must be referenced by one or more XML documents that         Missing Data     Reject
                   represent it.
 R0000-067         The attached files (i.e. binary attachments) in a submission zip archive must have distinct names.        Incorrect Data   Reject
                                                                                                                                              And Stop

Amended1120AmendedRulesTY2007v2.2-PKG-01152008                                                                                                                Page 2 of 5
Tax Year 2007v2.2 Amended 1120 Business Rules                                                                                                                  Release 5.0

 Rule Number       Rule Text                                                                                                Error Category     Severity   Change from
                                                                                                                                                          2007v2.1 to
                                                                                                                                                          2007v2.2
 R0000-072         "Tax Year" in the Return Header must equal one of the following values for the processing year 2008      Incorrect Data     Reject
                   - ("2005", "2006", "2007").
 R0000-073         If the checkbox "Final Return" is not checked or if the checkbox "Initial Return" is not checked or if   Incorrect Data     Reject
                   the return is NOT less than 12 months (364 days from the "Tax Period Beginning Date" to the "Tax
                   Period Ending Date" in the Return Header), then the "Tax Period Ending Date" in the Return Header
                   must equal one of the following values for a return filed for Tax Year 2007 - ("20071231", "20080131",
                   "20080229", "20080331", "20080430", "20080531", "20080630", "20080731", "20080831", "20080930",
                   "20081031", "20081130") OR [the tax period ending date must be 1-3 days after the beginning of the
                   month or the tax period ending date must be 1-6 days before the end of the month].
 R0000-075         The Routing Transit Number (RTN) must conform to the banking industry RTN algorithm.                     Incorrect Data     Reject
 R0000-076         If "Amended Return" checkbox is checked, then an XML document named "Form1120X" must be                  Missing            Reject
                   present in the return.                                                                                   Document
 R0000-079         The EIN present in the IRS Submission Manifest must match the EIN provided in the Return Header.         Data Mismatch      Reject
                                                                                                                                               And Stop
 R0000-080         The TaxPeriodBeginDate present in the IRS Submission Manifest must match the                             Data Mismatch      Reject
                   TaxPeriodBeginDate provided in the Return Header.                                                                           And Stop
 R0000-081         The TaxPeriodEndDate present in the IRS Submission Manifest must match the TaxPeriodEndDate              Data Mismatch      Reject
                   provided in the Return Header.                                                                                              And Stop
 R0000-082         The TaxPeriodBeginDate and TaxPeriodEndDate must be provided in the IRS Submission Manifest.             Missing Data       Reject
                                                                                                                                               And Stop
 R0000-083         The EIN must be provided in the IRS Submission Manifest.                                                 Missing Data       Reject
                                                                                                                                               And Stop
 R0000-904         Software ID in the Return Header must have passed testing for the form family and tax year.              Database           Reject
                                                                                                                            Validation Error   And Stop
 R0000-905         Electronic Filing Identification Number (EFIN) in the Return Header must be listed in the e-File         Database           Reject
                   database and in accepted status.                                                                         Validation Error
 R0000-906         Routing Transit Number (RTN) included in the return must be present in the e-File database.              Database           Reject
                                                                                                                            Validation Error
 R0000-909         If "Amended Return" or (Superseded for 1120/1120S) checkbox is not checked, then taxpayer TIN in         Duplicate          Reject
                   the Return Header must not be the same as a TIN of a previously accepted electronic return for the       Condition
                   return type and tax period indicated in the tax return.
 R0000-910         If "Amended Return" or (Superseded for 1120/1120S) checkbox is not checked, then taxpayer TIN in         Duplicate          Reject
                   the Return Header must not be the same as a TIN of a previously accepted paper return for the return     Condition
                   type and tax period indicated in the tax return.
 R0000-917         Filer's TIN and Name Control in the Return Header must match data in the e-File database unless          Database           Reject     Deleted
                   Form 1120/1120S, Item 3, checkbox "Name Change" is checked.                                              Validation Error
 T0000-001         The 'production' Modernized e-File system must not process transmission files whose 'process type'       Data Mismatch      Reject
                   is set to 'T' (created for ATS testing).                                                                                    And Stop
 T0000-002         The 'test' Modernized e-File system must not process transmission files whose 'process type' is set      Data Mismatch      Reject
                   to 'P'(created for production use).                                                                                         And Stop
 T0000-003         The number of returns indicated in the transmission manifest must equal the number of returns            Data Mismatch      Reject
                   included in the transmission file.                                                                                          And Stop



Amended1120AmendedRulesTY2007v2.2-PKG-01152008                                                                                                                 Page 3 of 5
Tax Year 2007v2.2 Amended 1120 Business Rules                                                                                                                  Release 5.0

 Rule Number       Rule Text                                                                                                 Error Category     Severity   Change from
                                                                                                                                                           2007v2.1 to
                                                                                                                                                           2007v2.2
 T0000-013         The Message ID must be globally unique.                                                                   Incorrect Data     Reject
                                                                                                                                                And Stop
 T0000-014         The Submission ID must be globally unique.                                                                Incorrect Data     Reject
                                                                                                                                                And Stop
 T0000-015         The ETIN in the Message ID (the first five digits) must match the ETIN provided with the request.         Incorrect Data     Reject
                                                                                                                                                And Stop
 T0000-016         The Message ID must be 20 positions in length and conform to the following format: 12 digits              Incorrect Data     Reject
                   followed by 8 alphanumeric characters (only lower case alphabetic characters allowed).                                       And Stop
 T0000-017         The Submission ID must be 20 characters in length.                                                        Incorrect Data     Reject
                                                                                                                                                And Stop
 T0000-900         Transmission cannot be a duplicate of a previously accepted transmission.                                 Duplicate          Reject
                                                                                                                             Condition          And Stop
 T0000-901         If the ETIN in the transmission header is in "test" status in the e-File database, then only              Database           Reject
                   transmission files identified as being "test" transmissions must be processed by the e-File system.       Validation Error   And Stop
 T0000-902         If the ETIN in the transmission header is in "production" status in the e-File database, then only        Database           Reject
                   transmission files identified as being "production" transmissions must be processed by the e-File         Validation Error   And Stop
                   system.
 X0000-005         The XML data has failed schema validation.                                                                XML Error          Reject
                                                                                                                                                And Stop
 X0000-007         The namespace declarations in the root element of the SOAP Envelope (the 'Envelope' element)              XML Error          Reject
                   must be as follows: The default namespace shall be set to "http://www.irs.gov/efile" (xmlns=                                 And Stop
                   "http://www.irs.gov/efile").The namespace prefix "efile" shall be bound to the namespace
                   "http://www.irs.gov" (xmlns:efile="http://www.irs.gov/efile").The namespace prefix "SOAP" shall be
                   bound to the namespace "http://schemas.xmlsoap.org/soap/envelope/"
                   (xmlns:SOAP="http://schemas.xmlsoap.org/soap/envelope/") and the Envelope element must be
                   qualified with this prefix.
 X0000-008         The namespace declarations in the root element of the return ('Return' element) must be as                XML Error          Reject
                   follows:The default namespace shall be set to "http://www.irs.gov/efile" (xmlns=                                             And Stop
                   "http://www.irs.gov/efile").The namespace prefix "efile" shall be bound to the namespace
                   "http://www.irs.gov" (xmlns:efile="http://www.irs.gov/efile").
 X0000-009         The SOAP envelope structure in the Transmission file must conform to the SOAP 1.1 specification.          XML Error          Reject
                                                                                                                                                And Stop
 X0000-010         For each SubmissionID provided in the transmission manifest there must be a submission zip                Incorrect Data     Reject
                   archive entry present in the Attachment Zip file whose name (without the ".zip" extension) matches                           And Stop
                   the SubmissionID.
 X0000-011         All entries in the submission zip archive (zip file that is the submission) must begin with "manifest/"   Incorrect Data     Reject
                   or "/manifest/" or "xml/" or "/xml/" or "attachment/" or "/attachment/" (all lower case characters).                         And Stop
 X0000-012         The name of a binary attachment file must be less than or equal to 64 bytes.                              Incorrect Data     Reject
                                                                                                                                                And Stop
 X0000-015         Each zip entry in the Attachment Zip file must end with ".zip" extension.                                 Data Mismatch      Reject
                                                                                                                                                And Stop
 X0000-017         ZIP Entry names in the transmission ZIP archive must be unique.                                           Duplicate          Reject
                                                                                                                             Condition          And Stop


Amended1120AmendedRulesTY2007v2.2-PKG-01152008                                                                                                                  Page 4 of 5
Tax Year 2007v2.2 Amended 1120 Business Rules                                                                                                                   Release 5.0

 Rule Number       Rule Text                                                                                                    Error Category   Severity   Change from
                                                                                                                                                            2007v2.1 to
                                                                                                                                                            2007v2.2
 X0000-018         A submission zip archive (zip file that is the submission) must contain exactly one entry that begins        Incorrect Data   Reject
                   with "manifest/" or "/manifest/" and is followed by the file name "manifest.xml". The entry name                              And Stop
                   must use lower case characters ('a' through 'z') only and the separator must be the forward slash
                   character.
 X0000-019         A submission zip archive (zip file that is the submission) must contain exactly one entry that               Incorrect Data   Reject
                   consists of "xml/" or "/xml/" (all lower case characters) followed by a file name.                                            And Stop
 X0000-020         A submission zip archive (zip file that is the submission) may contain zero or more entries that begin       Incorrect Data   Reject
                   with "attachment/" or "/attachment/" and each is followed by a file name. The entry name must use                             And Stop
                   lower case characters ('a' through 'z') only and the separator must be the forward slash character.
 X0000-021         The submission zip archive entries (zip files) in the container zip file must be in the root directory of    Missing Data     Reject
                   the container zip file.                                                                                                       And Stop
 X0000-022         The names of ZIP Entries (files) within the attachments zip file (the container zip file that contains zip   Duplicate        Reject
                   files for all submission) must be unique.                                                                    Condition
 X0000-024         Unable to read a binary attachment in the Submission Zip Archive.                                            Incorrect Data   Reject
                                                                                                                                                 And Stop
 X0000-025         Unable to read XML data from the Submission Zip Archive.                                                     Incorrect Data   Reject
                                                                                                                                                 And Stop
 X0000-026         The count of SubmissionIDs provided in the transmission manifest must match the count of                     Incorrect Data   Reject
                   submission zip archive entries in the Attachment Zip file.                                                                    And Stop
 X0000-027         Year (YYYY) in the SubmissionID must be processing year.                                                     Incorrect Data   Reject
 X0000-028         A single PDF file must not exceed 60MB in size.                                                              Incorrect Data   Reject
 X0000-029         A binary attachment submitted in the PDF format must begin with the file header "%PDF-".                     Incorrect Data   Reject
                                                                                                                                                 And Stop
 X0000-030         The size and CRC32 checksum value must be provided for the submission XML file (i.e. xml data file           Incorrect Data   Reject
                   that starts with "xml/" or "/xml/".                                                                                           And Stop




Amended1120AmendedRulesTY2007v2.2-PKG-01152008                                                                                                                   Page 5 of 5

								
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