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					                     May 2008




           NATIONAL INSTITUTES OF HEALTH (NIH) 
                EXTRAMURAL DATA BOOK




NIH Extramural Data Book – last update May 2008   Data provided by the Division of Information Services, Reporting Branch   NEDB 1
                                                                                                       CONTENT


  TITLES                                                                                               SLIDE 
                                                                                                     NUMBERS
  NIH Budget FY 2007 and 2008                                                                             3 ‐ 5
  Research Project Grants (RPGs)                                                                         6 ‐ 26
  R01‐Equivalent Grants                                                                                 27 ‐ 35
  Centers                                                                                               36 ‐ 40
  Research Grants by Mechanism                                                                          41 ‐ 47
  Training & Fellowships                                                                                48 – 62
  Career Development                                                                                    63 ‐ 85
  Small Business Innovation Research (SBIR)                                                            86 ‐ 101

  Success Rates                                                                                       102 ‐ 136

  Definitions and Additional Information                                                              137 ‐ 140
  Indices                                                                                             141 ‐ 152




NIH Extramural Data Book – last update May 2008   Data provided by the Division of Information Services, Reporting Branch   NEDB 2
                                         NIH BUDGET FISCAL YEARS
                                              2007 AND 2008




NIH Extramural Data Book – last update May 2008          Data provided by the Division of Information Services, Reporting Branch   NEDB 3
                                                                              FY 2007 ACTUAL 
                                                  TOTAL NIH BUDGET AUTHORITY: $29.128 BILLION




NIH Extramural Data Book – last update May 2008               Data provided by the Division of Information Services, Reporting Branch   NEDB 4
                                                                            FY 2008 ENACTED 
                                                  TOTAL NIH BUDGET AUTHORITY: $29.457 BILLION




NIH Extramural Data Book – last update May 2008               Data provided by the Division of Information Services, Reporting Branch   NEDB 5
                                      RESEARCH PROJECT GRANTS 
                                               (RPGs)
                                                  Size of Awards




NIH Extramural Data Book – last update May 2008               Data provided by the Division of Information Services, Reporting Branch   NEDB 6
                                        RESEARCH PROJECT GRANTS BUDGET SHARE OF ACTUAL TOTAL NIH BUDGET
                                                                                                 FY 2007




NIH Extramural Data Book – last update May 2008                           Data provided by the Division of Information Services, Reporting Branch   NEDB 7
                                    RESEARCH PROJECT GRANTS BUDGET SHARE OF ENACTED TOTAL NIH  BUDGET
                                                                                               FY 2008




NIH Extramural Data Book – last update May 2008                         Data provided by the Division of Information Services, Reporting Branch   NEDB 8
                                                    AVERAGE AWARD AMOUNT OF ALL RESEARCH PROJECT GRANTS


                                                          Average Amount             Median

                       $400


                       $350



                       $300
Average Award Amount
    (in thousands)




                       $250



                       $200


                       $150



                       $100


                        $50


                         $0
                              1998          1999   2000       2001         2002    2003        2004              2005              2006              2007

                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 9
                                           AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS  – P01


                                                          Average Amount             Median
                       $2,000


                       $1,750


                       $1,500
Average Award Amount
    (in thousands)




                       $1,250



                       $1,000


                        $750


                        $500


                        $250


                          $0
                                1998        1999   2000       2001         2002    2003        2004              2005              2006              2007

                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 10
                                          AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS  – R01


                                                          Average Amount             Median

                       $400


                       $350


                       $300
Average Award Amount
    (in thousands)




                       $250


                       $200


                       $150


                       $100


                        $50


                         $0
                              1998          1999   2000       2001         2002    2003        2004              2005              2006              2007

                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 11
                                         AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS   – R03


                                                         Average Amount              Median

                       $90




                       $75
Average Award Amount




                       $60
    (in thousands)




                       $45



                       $30




                       $15



                        $0
                             1998          1999   2000       2001     2002        2003       2004              2005             2006              2007

                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                          Data provided by the Division of Information Services, Reporting Branch   NEDB 12
                                         AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS   – R15


                                                           Average Amount             Median

                       $250




                       $200
Average Award Amount
    (in thousands)




                       $150




                       $100




                       $50




                        $0
                              1998           1999   2000        2001        2002     2003            2004               2005              2006               2007

                                                                       Fiscal Year

NIH Extramural Data Book – last update May 2008                                             Data provided by the Division of Information Services, Reporting Branch   NEDB 13
                                         AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS   – R21


                                                          Average Amount             Median
                       $250




                       $200
Average Award Amount
    (in thousands)




                       $150




                       $100




                        $50




                         $0
                              1998          1999   2000       2001         2002    2003        2004              2005              2006              2007

                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 14
                                         AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS   – R37


                                                          Average Amount             Median

                       $500




                       $400
Average Award Amount
    (in thousands)




                       $300




                       $200




                       $100




                         $0
                              1998          1999   2000       2001         2002    2003        2004              2005              2006              2007

                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 15
                                         AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS   – U01


                                                          Average Amount              Median
                       $1,200




                       $1,000
Average Award Amount




                        $800
    (in thousands)




                        $600




                        $400




                        $200




                          $0
                                1998        1999   2000        2001        2002     2003         2004              2005              2006              2007

                                                                      Fiscal Year

NIH Extramural Data Book – last update May 2008                                            Data provided by the Division of Information Services, Reporting Branch   NEDB 16
                                         AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS   – U19


                                                          Average Amount             Median
                       $2,500




                       $2,000
Average Award Amount
    (in thousands )




                       $1,500




                       $1,000




                        $500




                          $0
                                1998        1999   2000       2001      2002       2003       2004              2005              2006              2007
                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 17
                                                  NUMBER OF RESEARCH PROJECT GRANTS BY INSTITUTES AND CENTERS




                                                                                                                                                                                         4,500
                                                                                                                                                                                         4,000
                                                                                                                                                                                         3,500
                                                                                                                                                                                         3,000




                                                                   I
                                                                 C

                                                                 I
                                                               LB


                                                                S
                                                                                                                                                                                         2,500




                                                               N



                                                              M

                                                             ID
                                                             H




                                                             K
                                                           IG

                                                           IA




                                                            S
                                                            N




                                                           D

                                                          D


                                                          H
                                                          N




                                                         ID
                                                          N




                                                         D
                                                                                                                                                                                         2,000




                                                        IM
                                                        IN




                                                        H
                                                        N




                                                                          IA
                                                       N


                                                       N

                                                      IC




                                                                          A
                                                                         N

                                                                        ID



                                                                                         I
                                                     N




                                                                                       E
                                                                                                                                                                                         1,500




                                                                                       S
                                                                                      N
                                                                       N




                                                                                     M


                                                                                     A


                                                                                                       D
                                                                                   IA


                                                                                   A


                                                                                                      C


                                                                                                      S
                                                                                 IA
                                                                                 N
                                                                                                                                                                                         1,000




                                                                                                    ID




                                                                                                     R
                                                                                                     H
                                                                                N




                                                                                                   C
                                                                                                  IE




                                                                                                                    R
                                                                                                  N




                                                                                                ID




                                                                                                                           R
                                                                                                N




                                                                                                                  IN


                                                                                                                          R
                                                                                               N
                                                                                                                                                                                         500




                                                                                                                                   IC
                                                                                                                 N


                                                                                                                         C




                                                                                                                                    I
                                                                                                                                  R
                                                                                                                                  F
                                                                                                                        N




                                                                                                                                 G



                                                                                                                                           IB
                                                                                                                                H




                                                                                                                                                    M
                                                                                                                                         IB
                                                                                                                                                                                         0




                                                                                                                               N




                                                                                                                                                   A



                                                                                                                                                         LM
                                                                                                                                        N


                                                                                                                                                  C




                                                                                                                                                                  D
                                                                                                                                                 C
                                                                                                                                                                            2007




                                                                                                                                                                 H
                                                                                                                                                        N
                                                                                                                                                N




                                                                                                                                                                M
                                                                                                                                                               C
                                                                                                                                                              N
                                                                                                                                                          4,500

                                                                                                                                                          4,000

                                                                                                                                                          3,500




                                                                                                                                                                      Number of Awards
                                                                                                                                                          3,000
                                                       H I
                                                           C
                                                     IG I
                                                   N LB
                                                         N


                                                         S
                                                       M
                                                      ID




                                                                                                                                                          2,500
                   N




                                            N DK
                                                    IA



                                           N S
                                                  N
                                                 ID

                                                 D

                                                H
                                              IN
                                               N



                                             IM

                                              D




                                                                                                                                                         2,000
                                            H
                                          IA
                                         IC



                                         A
                                        N
                                       N



                                      ID

                                     EI




                                                                                                                                                         1,500
                                    N



                                    S
                                   N
                                  M

                                 A
                                IA

                               A

                               D
                              N

                             IA

                             C

                            S




                                                                                                                                                         1,000
                          ID
                           N




                          H

                         R
                       IE
                        N




                       C

                      R
                     N

                    ID

                   IN

                                                                           R
                  N




                                                                                                                                                         500
                 N

                                                                           R




                       NIH Institutes and Centers
                                                                               C
                                                                       C

                                                                               FI
                                                                       N




                                                                                        I
                                                                                     R
                                                                                    G

                                                                                              IB




                                                                                                                                                         0
                                                                                    H

                                                                                            IB
                                                                                N




                                                                                                   AM
                                                                                         N




                                                                                                        LM
                                                                                                   C




                                                                                                                           2 00 5
                                                                                                                           2 00 4
                                                                                               C




                                                                                                                            2 00 3
                                                                                                                 D




                                                                                                                             2 00 2
                                                                                                        N




                                                                                                                             2 00 1
                                                                                              N




                                                                                                                              2 00 0
                                                                                                                               2 00 9
                                                                                                                 H



                                                                                                                               1 99 8
                                                                                                                                1 99




                                                                                                                                6
                                                                                                                M
                                                                                                             C




                                                                                                                                                              Fiscal Year
                                                                                                            N




NIH Extramural Data Book – last update May 2008                                                             Data provided by the Division of Information Services, Reporting Branch              NEDB 18
                                     RESEARCH PROJECT GRANTS 
                                              (RPG)

                            Success Rates and Funding Rates 



NIH Extramural Data Book – last update May 2008      Data provided by the Division of Information Services, Reporting Branch   NEDB 19
                                                                      SUCCESS RATES OF RESEARCH PROJECT GRANT APPLICATIONS

                                                    Reviewed                   Awarded                            Success Rate
                                    50,000                                                                                                                           40%


                                    45,000
                                                                                                                                                                     35%

                                    40,000
  Number of Applications / Awards




                                                                                                                                                                     30%
                                    35,000

                                                                                                                                                                     25%




                                                                                                                                                                              Success Rate
                                    30,000


                                    25,000                                                                                                                           20%


                                    20,000
                                                                                                                                                                     15%

                                    15,000
                                                                                                                                                                     10%
                                    10,000

                                                                                                                                                                     5%
                                     5,000


                                        0                                                                                                                            0%
                                             1998   1999       2000     2001    2002         2003   2004             2005             2006             2007

                                                                               Fiscal Year

NIH Extramural Data Book – last update May 2008                                                     Data provided by the Division of Information Services, Reporting Branch   NEDB 20
                                                                      FUNDING RATE OF RESEARCH PROJECT GRANT APPLICANTS

                                                    Reviewed                 Awarded                            Funding Rate
                                    35,000                                                                                                                       40%



                                                                                                                                                                 35%
                                    30,000
  Number of Applicants / Awardees




                                                                                                                                                                 30%
                                    25,000




                                                                                                                                                                            Funding Rate
                                                                                                                                                                 25%
                                    20,000

                                                                                                                                                                 20%

                                    15,000
                                                                                                                                                                 15%


                                    10,000
                                                                                                                                                                 10%


                                     5,000
                                                                                                                                                                 5%



                                        0                                                                                                                        0%
                                             1998   1999       2000   2001   2002          2003   2004           2005             2006             2007

                                                                             Fiscal Year

NIH Extramural Data Book – last update May 2008                                                   Data provided by the Division of Information Services, Reporting Branch         NEDB 21
                      RESEARCH PROJECT GRANTS (RPGs)

          as a Percent of All Research Grants and Solicited Awards




NIH Extramural Data Book – last update May 2008   Data provided by the Division of Information Services, Reporting Branch   NEDB 22
                                                     NUMBER OF RESEARCH PROJECT GRANT AWARDS AS A PERCENT OF
                                                                                  ALL RESEARCH GRANT AWARDS

                                                  Number of RPGs Awarded                    %RPG Awards of Total

                   40,000                                                                                                                                   100%


                                                                                                                                                            90%
                   35,000

                                                                                                                                                            80%
                   30,000
                                                                                                                                                            70%
Number of Awards




                                                                                                                                                                           Percent of Awards
  (in thousands)




                   25,000
                                                                                                                                                            60%


                   20,000                                                                                                                                   50%


                                                                                                                                                            40%
                   15,000

                                                                                                                                                            30%
                   10,000
                                                                                                                                                            20%

                    5,000
                                                                                                                                                            10%


                       0                                                                                                                                    0%
                            1998          1999        2000     2001        2002      2003      2004           2005             2006            2007

                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                                  Data provided by the Division of Information Services, Reporting Branch                  NEDB 23
                                                                        RESEARCH PROJECT GRANT FUNDING AS A PERCENT OF 
                                                                                           ALL RESEARCH GRANT FUNDING

                                                  RPGs Funding                             %RPG Funding of Total

                $16                                                                                                                                        100%


                                                                                                                                                           90%
                $14

                                                                                                                                                           80%
                $12
                                                                                                                                                           70%




                                                                                                                                                                          Percent Funding
(in billions)




                $10
  Funding




                                                                                                                                                           60%


                $8                                                                                                                                         50%


                                                                                                                                                           40%
                $6

                                                                                                                                                           30%
                $4
                                                                                                                                                           20%

                $2
                                                                                                                                                           10%


                $0                                                                                                                                         0%
                           1998           1999        2000       2001     2002      2003      2004          2005            2006            2007

                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                                 Data provided by the Division of Information Services, Reporting Branch                NEDB 24
                                                                       NUMBER OF RESEARCH PROJECT GRANTS AWARDED 
                                                                                       THROUGH SOLICITED RESEARCH

                                                  Number of RPGs Awarded                    % Awarded Through Solicited Research

                   40,000                                                                                                                                   100%


                                                                                                                                                            90%
                   35,000

                                                                                                                                                            80%
                   30,000
                                                                                                                                                            70%
Number of Awards




                                                                                                                                                                           Percent of Awards
  (in thousands)




                   25,000
                                                                                                                                                            60%


                   20,000                                                                                                                                   50%


                                                                                                                                                            40%
                   15,000

                                                                                                                                                            30%
                   10,000
                                                                                                                                                            20%


                    5,000
                                                                                                                                                            10%


                       0                                                                                                                                    0%
                            1998          1999        2000     2001        2002      2003      2004           2005            2006             2007


                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                                  Data provided by the Division of Information Services, Reporting Branch                   NEDB 25
                                                   RESEARCH PROJECT GRANTS FUNDED THROUGH SOLICITED RESEARCH

                                                  RPGs Funding                           % Funding Through Solicited Research
                $16                                                                                                                                      100%



                                                                                                                                                         90%
                $14

                                                                                                                                                         80%
                $12

                                                                                                                                                         70%

                $10




                                                                                                                                                                        Percent Funding
                                                                                                                                                         60%
(in billions)
  Funding




                 $8                                                                                                                                      50%


                                                                                                                                                         40%
                 $6

                                                                                                                                                         30%
                 $4

                                                                                                                                                         20%

                 $2
                                                                                                                                                         10%


                 $0                                                                                                                                      0%
                           1998           1999        2000       2001   2002      2003      2004          2005             2006            2007




                                                                        Fiscal Year

NIH Extramural Data Book – last update May 2008                                               Data provided by the Division of Information Services, Reporting Branch             NEDB 26
                                R01 EQUIVALENT GRANTS (R01 EQ)




                                                  R01 Equivalent* Includes R01, R23, R29 and R37

NIH Extramural Data Book – last update May 2008           Data provided by the Division of Information Services, Reporting Branch   NEDB 27
                                                         AVERAGE AWARD AMOUNT OF R01 EQUIVALENT GRANTS


                       $450


                       $400


                       $350
Average Award Amount




                       $300
    (in  thousands)




                       $250


                       $200


                       $150


                       $100


                        $50


                         $0
                              1998         1999   2000   2001     2002        2003       2004              2005              2006              2007
                                                                Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 28
                                                                    SUCCESS RATE OF R01 EQUIVALENT GRANT APPLICATIONS

                                                  Reviewed                 Awarded                            Success Rate

                                  30,000                                                                                                                          40%



                                                                                                                                                                  35%
                                  25,000
  Number of Applications/Awards




                                                                                                                                                                  30%

                                  20,000




                                                                                                                                                                          Success Rate
                                                                                                                                                                  25%



                                  15,000                                                                                                                          20%



                                                                                                                                                                  15%
                                  10,000

                                                                                                                                                                  10%

                                   5,000
                                                                                                                                                                  5%



                                      0                                                                                                                           0%
                                           1998   1999       2000   2001    2002         2003   2004             2005              2006            2007

                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 29
                                                                       FUNDING RATE OF R01 EQUIVALENT GRANT APPLICANTS

                                                    Reviewed                 Awarded                            Funding Rate
                                    25,000                                                                                                                           40%



                                                                                                                                                                     35%

                                    20,000
  Number of Applicants / Awardees




                                                                                                                                                                     30%




                                                                                                                                                                            Funding Rate
                                                                                                                                                                     25%
                                    15,000


                                                                                                                                                                     20%


                                    10,000
                                                                                                                                                                     15%



                                                                                                                                                                     10%
                                     5,000

                                                                                                                                                                     5%



                                        0                                                                                                                            0%
                                             1998    1999      2000   2001    2002         2003    2004              2005             2006             2007

                                                                             Fiscal Year

NIH Extramural Data Book – last update May 2008                                                   Data provided by the Division of Information Services, Reporting Branch   NEDB 30
                                          R01 EQUIVALENT GRANTS 
                                                 (R01 EQ)

           as a Percent of All Research Grants and Solicited Awards




NIH Extramural Data Book – last update May 2008          Data provided by the Division of Information Services, Reporting Branch   NEDB 31
                                                                       R01 EQUIVALENT GRANT AWARDS AS A PERCENT OF 
                                                                                        ALL RESEARCH GRANT AWARDS

                                                  Number of R01 EQs Awarded             % R01 EQ Awards of Total

                     30,000                                                                                                                             100%


                                                                                                                                                        90%

                     25,000
                                                                                                                                                        80%


                                                                                                                                                        70%
  Number of Awards




                                                                                                                                                                       Percent of Awards
                     20,000

                                                                                                                                                        60%


                     15,000                                                                                                                             50%


                                                                                                                                                        40%

                     10,000
                                                                                                                                                        30%


                                                                                                                                                        20%
                      5,000

                                                                                                                                                        10%


                         0                                                                                                                              0%
                              1998      1999         2000     2001     2002      2003     2004           2005             2006            2007

                                                                        Fiscal Year

NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch              NEDB 32
                                                                      R01 EQUIVALENT GRANT FUNDING AS A PERCENT OF 
                                                                                       ALL RESEARCH GRANT FUNDING

                                                  R01 EQ Funding                        % R01 EQ Funding of Total

                $11                                                                                                                                     100%


                $10                                                                                                                                     90%

                 $9
                                                                                                                                                        80%

                 $8
                                                                                                                                                        70%




                                                                                                                                                                       Percent Funding
                 $7
(in billions)
  Funding




                                                                                                                                                        60%
                 $6
                                                                                                                                                        50%
                 $5
                                                                                                                                                        40%
                 $4

                                                                                                                                                        30%
                 $3

                                                                                                                                                        20%
                 $2


                 $1                                                                                                                                     10%


                 $0                                                                                                                                     0%
                           1998           1999        2000     2001   2002       2003      2004          2005             2006            2007

                                                                       Fiscal Year

NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch                NEDB 33
                                                   R01 EQUIVALENT GRANTS AWARDED THROUGH SOLICITED RESEARCH

                                                  Number of R01 EQs Awarded             % Awarded Through Solicited Research

                   30,000                                                                                                                                100%


                                                                                                                                                         90%

                   25,000
                                                                                                                                                         80%


                                                                                                                                                         70%
Number of Awards




                                                                                                                                                                   Percent of Awards
                   20,000

                                                                                                                                                         60%


                   15,000                                                                                                                                50%


                                                                                                                                                         40%

                   10,000
                                                                                                                                                         30%


                                                                                                                                                         20%
                    5,000

                                                                                                                                                         10%


                       0                                                                                                                                 0%
                            1998        1999         2000     2001     2002      2003      2004           2005             2006             2007


                                                                        Fiscal Year

NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch                   NEDB 34
                                                      R01 EQUIVALENT GRANTS FUNDED THROUGH SOLICITED RESEARCH

                                                  R01 EQs Funding                       % Funding Through Solicited Research

                $12,000                                                                                                                                   100%


                                                                                                                                                          90%

                $10,000
                                                                                                                                                          80%


                                                                                                                                                          70%
                 $8,000




                                                                                                                                                                       Percent Funding
(in millions)




                                                                                                                                                          60%
  Funding




                 $6,000                                                                                                                                   50%


                                                                                                                                                          40%

                 $4,000
                                                                                                                                                          30%


                                                                                                                                                          20%
                 $2,000

                                                                                                                                                          10%


                    $0                                                                                                                                    0%
                           1998           1999        2000      2001   2002      2003       2004           2005             2006            2007


                                                                       Fiscal Year

NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch                NEDB 35
                                       RESEARCH CENTER GRANTS




NIH Extramural Data Book – last update May 2008       Data provided by the Division of Information Services, Reporting Branch   NEDB 36
                                                  RESEARCH CENTERS BUDGET SHARE OF ACTUAL TOTAL NIH  BUDGET
                                                                                                     FY 2007




NIH Extramural Data Book – last update May 2008                               Data provided by the Division of Information Services, Reporting Branch   NEDB 37
                                                  RESEARCH CENTERS BUDGET SHARE OF ENACTED TOTAL NIH  BUDGET 
                                                                                                      FY 2008




NIH Extramural Data Book – last update May 2008                                Data provided by the Division of Information Services, Reporting Branch   NEDB 38
                                                                                    RESEARCH CENTER AWARDS BY ACTIVITY
                                                                                                               FY 2007


                  $700
                          196 Awards
                                  326

                  $600
                                                  359



                  $500
 Total Funding
  (in millions)




                  $400

                                                        232

                  $300




                  $200
                                                              56
                                                                      112

                                                                                7
                  $100
                                                                                       43
                                                                                                    16            21           30
                                                                                                                                            11             3
                   $0
                           U54          P50       P30   P20   M01     P41     P51     P60          G12          U42           P40           PL1          U41

                                                                    Activity Code

NIH Extramural Data Book – last update May 2008                                             Data provided by the Division of Information Services, Reporting Branch   NEDB 39
                                            NUMBER AND AVERAGE AWARD AMOUNT OF RESEARCH CENTER GRANTS

                                                  Average Award Amount                    Number of Awards

                       $2.0                                                                                                                                1,600


                       $1.8
                                                                                                                                                           1,400

                       $1.6
                                                                                                                                                           1,200
Average Award Amount




                       $1.4




                                                                                                                                                                        Number of Awards
     (in millions)




                                                                                                                                                           1,000
                       $1.2


                       $1.0                                                                                                                                800


                       $0.8
                                                                                                                                                           600

                       $0.6
                                                                                                                                                           400
                       $0.4

                                                                                                                                                           200
                       $0.2


                       $0.0                                                                                                                                0
                              1998         1999       2000     2001      2002      2003      2004           2005            2006             2007

                                                                         Fiscal Year

NIH Extramural Data Book – last update May 2008                                               Data provided by the Division of Information Services, Reporting Branch   NEDB 40
                    RESEARCH GRANTS BY MECHANISM:

            Research Career, Research Centers, Research Project 
          Grants (RPGs), and Small Business Innovation Research/ 
          Small Business Technology Transfer (SBIR/STTR) Awards




NIH Extramural Data Book – last update May 2008   Data provided by the Division of Information Services, Reporting Branch   NEDB 41
                                                       NUMBER OF RESEARCH GRANT APPLICATIONS BY BUDGET MECHANISM


                           11,000
                                    Note: RPGs on                                                                                                        50,000
                           10,000
                                    different scale than
                                    other mechanisms
                            9,000
                                                                                                                                                         40,000
                            8,000




                                                                                                                                                                         Number of RPG Applications
                            7,000
  Number of Applications




                                                                                                                                                         30,000
                            6,000

                            5,000

                                                                                                                                                         20,000
                            4,000

                            3,000

                            2,000                                                                                                                        10,000


                            1,000

                               0                                                                                                                         0
                                     1998       1999     2000       2001   2002      2003    2004           2005           2006            2007



                                            Centers       Other Research   Research Career    SBIR/STTR                 RPGs


                                                                             Fiscal Year

NIH Extramural Data Book – last update May 2008                                                     Data provided by the Division of Information Services, Reporting Branch                           NEDB 42
                                                   FUNDING OF RESEARCH GRANT AWARDS BY BUDGET MECHANISM


                $5,000
                         Note: RPGs on                                                                                                            $16,000
                $4,500   different scale than
                         other mechanisms                                                                                                         $14,000
                $4,000

                                                                                                                                                  $12,000
                $3,500


                $3,000                                                                                                                            $10,000




                                                                                                                                                               RPG Funding
                                                                                                                                                               (in millions)
(in millions)




                $2,500
  Funding




                                                                                                                                                  $8,000

                $2,000
                                                                                                                                                  $6,000
                $1,500
                                                                                                                                                  $4,000
                $1,000

                                                                                                                                                  $2,000
                 $500


                   $0                                                                                                                             $0
                           1998           1999    2000       2001   2002      2003    2004           2005            2006           2007



                                    Centers       Other Research    Research Career    SBIR/STTR                  RPGs



                                                                      Fiscal Year

NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch           NEDB 43
                                                              PERCENT OF RESEARCH GRANT AWARDS BY BUDGET MECHANISM


                                                                                                                                                            100%
                                    25%
                                          Note: RPGs on                                                                                                     90%
                                          different scale than
                                          other mechanisms                                                                                                  80%
                                    20%




                                                                                                                                                                            RPGs as a Percent of All Research Grants
                                                                                                                                                            70%
   Percent of All Research Grants




                                                                                                                                                            60%
                                    15%

                                                                                                                                                            50%


                                                                                                                                                            40%
                                    10%

                                                                                                                                                            30%


                                    5%                                                                                                                      20%


                                                                                                                                                            10%


                                    0%                                                                                                                      0%
                                          1998       1999   2000      2001   2002       2003    2004           2005            2006            2007



                                                 Centers    Other Research    Research Career     SBIR/STTR                  RPGs



                                                                               Fiscal Year

NIH Extramural Data Book – last update May 2008                                                        Data provided by the Division of Information Services, Reporting Branch                                         NEDB 44
                    RESEARCH GRANTS BY MECHANISM: 

                      Research Project Grants (RPGs) as a 
                        Percent of All Research Grants


NIH Extramural Data Book – last update May 2008   Data provided by the Division of Information Services, Reporting Branch   NEDB 45
                                                                     RESEARCH PROJECT GRANT AWARDS AS A PERCENT OF 
                                                                                        ALL RESEARCH GRANT AWARDS

                                                  Number of RPGs Awarded                    % RPG Awards of Total


                     40,000                                                                                                                                  100%

                                                                                                                                                             90%
                     35,000

                                                                                                                                                             80%




                                                                                                                                                                           Percent of All Research Grants
                     30,000
                                                                                                                                                             70%
  Number of Awards




                     25,000
                                                                                                                                                             60%

                     20,000                                                                                                                                  50%

                                                                                                                                                             40%
                     15,000

                                                                                                                                                             30%
                     10,000
                                                                                                                                                             20%

                      5,000
                                                                                                                                                             10%

                         0                                                                                                                                   0%
                              1998        1999        2000    2001     2002          2003      2004          2005            2006             2007
                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                                  Data provided by the Division of Information Services, Reporting Branch                        NEDB 46
                                                                       RESEARCH PROJECT GRANT FUNDING AS A PERCENT OF 
                                                                                          ALL RESEARCH GRANT FUNDING

                                                  RPG Funding                             % RPG Funding of Total

                  $16                                                                                                                                     100%


                                                                                                                                                          90%
                  $14

                                                                                                                                                          80%
                  $12
                                                                                                                                                          70%




                                                                                                                                                                         Percent Funding
  (in billions)




                  $10
    Funding




                                                                                                                                                          60%


                  $8                                                                                                                                      50%


                                                                                                                                                          40%
                  $6

                                                                                                                                                          30%
                  $4
                                                                                                                                                          20%

                  $2
                                                                                                                                                          10%


                  $0                                                                                                                                      0%
                          1998            1999        2000      2001     2002      2003      2004          2005            2006             2007


                                                                          Fiscal Year

NIH Extramural Data Book – last update May 2008                                                Data provided by the Division of Information Services, Reporting Branch                 NEDB 47
                                      TRENDS IN RESEARCH 
                                   TRAINING AND FELLOWSHIPS




NIH Extramural Data Book – last update May 2008    Data provided by the Division of Information Services, Reporting Branch   NEDB 48
                                                                FUNDING OF KIRSCHSTEIN‐NRSA AND NON‐NRSA RESEARCH 
                                                                                  TRAINING AND FELLOWSHIP AWARDS 

                                                  Kirschstein NRSA Training and Fellowship      Non NRSA Training and Fellowship
                $900


                $800


                $700


                $600
(in millions)
  Funding




                $500


                $400


                $300


                $200


                $100


                  $0
                           1998            1999         2000       2001       2002       2003        2004              2005              2006              2007


                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                                  Data provided by the Division of Information Services, Reporting Branch   NEDB 49
                                                                       CURRENT AND CONSTANT KIRSCHSTEIN‐NRSA RESEARCH 
                                                                                          TRAINING  DOLLARS AWARDED 


                 $700

                                                                                                                              Current Dollars

                 $600



                 $500
Dollar Awarded




                                                                                                                                  Constant Dollars*
 (in millions)




                 $400



                 $300



                 $200



                 $100



                   $0
                           1998             1999      2000         2001      2002        2003       2004             2005              2006              2007
                         *Adjusted using the Biomedical Research and
                         Development Price Index (BRDPI)
                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 50
                                                         KIRSCHSTEIN‐NRSA RESEARCH TRAINING AND FELLOWSHIP 
                                                                                        FUNDING BY ACTIVITY 


                $800
                                                                                                                                                           TU2

                                                                                                                                                           TL1
                $700

                                                                                                                                                           T90

                $600
                                                                                                                                                           T36

                                                                                                                                                           T35
                $500
(in billions)
  Funding




                                                                                                                                                           T34

                $400                                                                                                                                       T32

                                                                                                                                                           F35
                $300
                                                                                                                                                           F34

                $200                                                                                                                                       F33

                                                                                                                                                           F32
                $100
                                                                                                                                                           F31

                 $0                                                                                                                                        F30
                           1998           1999    2000   2001   2002          2003   2004            2005             2006             2007

                                                                Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 51
                                                      PRE AND POST‐DOCTORAL POSITIONS ON KIRSCHSTEIN‐NRSA RESEARCH 
                                                                                  TRAINING GRANTS AND FELLOWSHIPS

                                                       Pre-Doctoral Training                                   Post-Doctoral Training
                                                       Pre-Doctoral Fellowship                                 Post-Doctoral Fellowship
                        9,000



                        8,000



                        7,000
  Number of Positions




                        6,000



                        5,000



                        4,000



                        3,000



                        2,000



                        1,000



                           0
                                   1998            1999            2000            2001      2002       2003        2004             2005              2006             2007

                                Number of individuals appointed to institutional
                                training grant positions are estimates                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                                                Data provided by the Division of Information Services, Reporting Branch   NEDB 52
                                                       KIRSCHSTEIN‐NRSA RESEARCH TRAINING GRANTS AND FELLOWSHIPS BY 
                                                                                    PRE AND POST‐DOCTORAL POSITIONS

                                                                               Pre-Doctoral              Post-Doctoral
                        18,000


                        16,000



                        14,000
  Number of Positions




                        12,000



                        10,000


                         8,000


                         6,000


                         4,000


                         2,000


                            0
                                   1998             1999            2000            2001      2002         2003         2004              2005             2006              2007



                                 Number of individuals appointed to institutional
                                 training grant positions are estimates                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                                                   Data provided by the Division of Information Services, Reporting Branch   NEDB 53
                                                                                            PRE AND POST‐DOCTORAL POSITIONS AS A PERCENT OF 
                                                                                                             ALL KIRSCHSTEIN‐NRSA POSITIONS


                                                                                 Pre-Doctoral                               Post-Doctoral
                                60%




                                50%
     Percent of all Positions




                                40%




                                30%




                                20%




                                10%




                                0%
                                         1998            1999             2000             2001            2002           2003          2004               2005              2006              2007

                                                                                                      Fiscal Year
                                      Number of individuals appointed to institutional training positions are estimates



NIH Extramural Data Book – last update May 2008                                                                                  Data provided by the Division of Information Services, Reporting Branch   NEDB 54
                                                       PRE AND POST‐DOCTORAL POSITIONS ON KIRSCHSTEIN‐NRSA RESEARCH 
                                                                                   TRAINING GRANTS AND FELLOWSHIPS
                                                                                                             FY 2007 

                        12,000




                        10,000
                                                                 1469
                                                             Fellowships

                         8,000
  Number of Positions




                                                                                                       1489
                         6,000                                                                     Fellowships


                                                                 8297

                                                               Research 
                         4,000
                                                               Training 
                                                                                                       5598
                                                                Grants

                                                                                                    Research 
                         2,000                                                                      Training 
                                                                                                     Grants



                            0
                                                         Predoctoral                            Postdoctoral
                                                          Positions                              Positions
                                 Number of individuals appointed to institutional training
                                 grant positions are estimates


NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch   NEDB 55
                                                              KIRSCHSTEIN‐NRSA RESEARCH TRAINING GRANTS AND FELLOWSHIPS 
                                                                                     BY PRE AND POST‐DOCTORAL POSITIONS 
                                                                                                                 FY 2007 

                        16,000



                        14,000



                        12,000
                                                                5598
                                                             Predoctoral
  Number of Positions




                        10,000



                         8,000



                         6,000



                         4,000                                 8297
                                                            Postdoctoral

                                                                                                     1489
                         2,000                                                                    Predoctoral
                                                                                                     1469
                                                                                                 Postdoctoral
                            0
                                                       Research Training                        Fellowships
                                                           Grants

                                 Number of individuals appointed to institutional training
                                 grant positions are estimates


NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch   NEDB 56
                                                                PRE AND POST‐DOCTORAL KIRSCHSTEIN‐NRSA RESEARCH TRAINING POSITIONS 
                                                                                            BY PARTICIPATING INSTITUTES AND CENTERS 
                                                                                                                             FY 2007

                                                                           Pre-Doctoral                  Post-Doctoral

                        4,000

                        3,500

                        3,000
  Number of Positions




                        2,500

                        2,000

                        1,500

                        1,000

                         500

                           0




                                                                                                                  RR
                                                                                                                   RI
                                        ID




                                                       I




                                                                                                                   R

                                                                                                                   D
                                                      D




                                                                                                                  NR
                                                                       NI I




                                                                                            B




                                                                                                                   M
                                                                                            K




                                                                                            S
                                                                                          DA
                                                     H




                                                                                                            NC S
                                                                                  A




                                                                                                            I
                                S




                                                                           S




                                                                                                                   A
                                                    LB

                                                                    NC




                                                                                                         NE
                                                                                          BI




                                                                                                                DC
                                                   CH




                                                                         EH



                                                                                     DD




                                                                                         ND




                                                                                                                DC




                                                                                                                AM
                               M




                                                                               NI
                                                M




                                                                                                                AA



                                                                                                                CA
                                                                                                                 G
                                       A




                                                                                                              NC

                                                                                                               NI
                                                                                       NI
                                                NH
                              G

                                    NI




                                                                                       NI
                                             NI




                                                                                                             NH




                                                                                                             NI
                                                                                  NI




                                                                                      NI




                                                                                                             NI

                                                                                                             NI
                                                NI




                                                                                                             NI
                           NI




                                    Number of individuals appointed to      Participating NIH Institutes and Centers
                                    institutional training positions are
                                    estimates


NIH Extramural Data Book – last update May 2008                                                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 57
                                                   PERCENT OF EXTRAMURAL AWARDS TO KIRSCHSTEIN‐NRSA RESEARCH TRAINING AND 
                                                                   FELLOWSHIP GRANTS BY PARTICIPATING INSTITUTES AND CENTERS 
                                                                                                                      FY 2007


                      10%




                      8%
  Percent of Awards




                      6%




                      4%




                      2%




                      0%




                                                                                                                                                                                               RR
                                                                                                                                                                                       RI
                                                                                                                                                                     ID
                                                                                           I
                                                   R




                                                                  D

                                                                          D
                                   NR




                                                                                                                                                              I
                                                                                                 IB
                                                                                   K




                                                                                                                     M




                                                                                                                                                    S
                                                                                                                                   DA
                                                          H




                                                                                                             S




                                                                                                                                            A




                                                                                                                                                                                I
                            S




                                          HS




                                                                                                                           AA
                                                                                        LB




                                                                                                                                                           NC




                                                                                                                                                                             NE
                                                  DC




                                                                 DC

                                                                         CH


                                                                                  DD




                                                                                                        M




                                                                                                                                                   ND
                                                                                                                                         NI
                           M




                                                          M




                                                                                                                  CA




                                                                                                                                                                                      G
                                                                                                  B




                                                                                                                                                                     A




                                                                                                                                                                                            NC
                                NI




                                                                                                                                NI
                                           E




                                                                                                                            A
                                                                                       NH
                          G




                                                                                                         A
                                                       NI




                                                                                               NI




                                                                                                                                                                  NI




                                                                                                                                                                                    NH
                                        NI

                                               NI




                                                              NI

                                                                      NI


                                                                               NI




                                                                                                                         NI




                                                                                                                                                NI
                                                                                                                 NC
                                                                                                      NI
                       NI




                                                                              Participating NIH Institutes and Centers

NIH Extramural Data Book – last update May 2008                                                                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 58
                       PERCENT OF EXTRAMURAL AWARDS TO ALL RESEARCH TRAINING AND FELLOWSHIPS 
                                                                    BY INSTITUTES AND CENTERS 
                                                                         FY 1998, 2002 and 2007




                                                                                                                                            80%




                                                                                                                                                          Percent Awards
                                                                                                                                            70%
                                            N C
                                               FI
                                         N LM

                                         N S
                                             M




                                                                                                                                            60%
                                        IE R
                                          IG



                                  N HS
                                          IN



                                  N R
                                        C

                                       H




                                                                                                                                            50%
                                     ID
                                      N


                                    IM

                                     D
                                   H

                                   D
                                IC

                                 C

                                K
                             ID

                             D




                                                                                                                                            40%
                             N




                              I
                          LB
                          ID
                           N




                        AM
                        N

                        H



                       S
                      N

                      C

                     M

                     D

                                                                                                                                           30%
                    C




                   H
                  IA




                 IB
                  N



                 M
                N



               IB
               C




               A
                                                                                                                                           20%
             N

             N

            ID

           A
          N

         A

                                                                  IA
       IA




                                                                            S
                                     NIH Institutes and Centers
                                                                  N
                                                                                                                                           10%
     N




                                                                          D

                                                                                    I
                                                                       IN


                                                                                C
                                                                                N
                                                                      N




                                                                                          ID
                                                                                                                                           0%




                                                                                        IA


                                                                                                 EI
                                                                                    N


                                                                                               N


                                                                                                           I
                                                                                                         R
                                                                                                        G


                                                                                                                    R



                                                                                                                              20 02
                                                                                                                              20 98
                                                                                                                               19
                                                                                                      H


                                                                                                                  R
                                                                                                    N


                                                                                                                C




                                                                                                                                07
                                                                                                              N
                                                                                                                                  Fiscal Year

                     Contract data not included



NIH Extramural Data Book – last update May 2008                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 59
                                                             SUCCESS RATE OF  KIRSCHSTEIN‐NRSA  RESEARCH TRAINING GRANT 
                                                                                                       (T32) APPLICATIONS

                                                  Reviewed                 Awarded                          Success Rate


                                   1,000                                                                                                                 80%

                                    900
                                                                                                                                                         70%
  Number of Applications/ Awards




                                    800
                                                                                                                                                         60%
                                    700




                                                                                                                                                                        Success Rate
                                                                                                                                                         50%
                                    600

                                    500                                                                                                                  40%

                                    400
                                                                                                                                                         30%

                                    300
                                                                                                                                                         20%
                                    200

                                                                                                                                                         10%
                                    100

                                      0                                                                                                                  0%
                                           1998   1999       2000   2001   2002      2003   2004         2005            2006             2007
                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                               Data provided by the Division of Information Services, Reporting Branch             NEDB 60
                                                             SUCCESS RATE OF KIRSCHSTEIN‐NRSA PRE‐DOCTORAL FELLOWSHIP 
                                                                                                     (F31) APPLICATIONS

                                                  Reviewed                 Awarded                         Success Rate


                                   1,800                                                                                                                   70%


                                   1,600
                                                                                                                                                           60%
  Number of Applications/ Awards




                                   1,400
                                                                                                                                                           50%
                                   1,200




                                                                                                                                                                       Success Rate
                                   1,000                                                                                                                   40%


                                    800                                                                                                                    30%

                                    600
                                                                                                                                                           20%
                                    400

                                                                                                                                                           10%
                                    200


                                      0                                                                                                                    0%
                                           1998   1999       2000   2001   2002      2003   2004          2005            2006             2007
                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch          NEDB 61
                                                         SUCCESS RATE OF KIRSCHSTEIN‐NRSA POST‐DOCTORAL FELLOWSHIP 
                                                                                                  (F32) APPLICATIONS

                                                  Reviewed                 Awarded                          Success Rate


                                   3,000                                                                                                                  50%



                                   2,500
  Number of Applications/ Awards




                                                                                                                                                          40%


                                   2,000




                                                                                                                                                                        Success Rate
                                                                                                                                                          30%

                                   1,500

                                                                                                                                                          20%
                                   1,000


                                                                                                                                                          10%
                                    500



                                      0                                                                                                                   0%
                                           1998   1999       2000   2001   2002      2003   2004          2005            2006            2007
                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                               Data provided by the Division of Information Services, Reporting Branch           NEDB 62
             Trends in Research Career Development
                           (K Awards)




NIH Extramural Data Book – last update May 2008   Data provided by the Division of Information Services, Reporting Branch   NEDB 63
                                                                                                      NUMBER OF RESEARCH CAREER AWARDS* 



                     4,500


                     4,000


                     3,500
  Number of Awards




                     3,000


                     2,500


                     2,000


                     1,500


                     1,000


                      500


                        0
                              1998            1999             2000            2001        2002        2003        2004              2005              2006             2007
                             * Includes both individual and institutional awards. The
                             actual number of individual participants is higher.        Fiscal Year

NIH Extramural Data Book – last update May 2008                                                               Data provided by the Division of Information Services, Reporting Branch   NEDB 64
                                                                     TOTAL AND AVERAGE AWARD AMOUNT OF INDIVIDUAL 
                                                                                          RESEARCH CAREER AWARDS 

                                         Total Award Amount                                             Average Award Amount
                     $800                                                                                                                             $160



                     $700                                                                                                                             $140



                     $600                                                                                                                             $120




                                                                                                                                                                Average Award Amount
Total Award Amount




                     $500                                                                                                                             $100




                                                                                                                                                                    (in thousands)
    (in millions)




                     $400                                                                                                                             $80



                     $300                                                                                                                             $60



                     $200                                                                                                                             $40



                     $100                                                                                                                             $20



                      $0                                                                                                                              $0
                            1998          1999    2000        2001      2002      2003   2004          2005            2006             2007

                                                                        Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch          NEDB 65
                                                                               NUMBER OF RESEARCH CAREER AWARDS
                                                                                                      BY ACTIVITY

                                                                                                                                                           KL2
                      4,500
                                                                                                                                                           KL1
                                                                                                                                                           K99
                      4,000                                                                                                                                K30
                                                                                                                                                           K26
                                                                                                                                                           K25
                      3,500
                                                                                                                                                           K24
                                                                                                                                                           K23
                      3,000                                                                                                                                K22
  Number of  Awards




                                                                                                                                                           K20

                      2,500                                                                                                                                K18
                                                                                                                                                           K17
                                                                                                                                                           K16
                      2,000                                                                                                                                K15
                                                                                                                                                           K14
                      1,500                                                                                                                                K12
                                                                                                                                                           K11
                                                                                                                                                           K08
                      1,000
                                                                                                                                                           K07
                                                                                                                                                           K06
                       500                                                                                                                                 K05
                                                                                                                                                           K04

                         0                                                                                                                                 K02

                              1998        1999    2000   2001   2002          2003   2004             2005             2006             2007               K01

                                                                Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch     NEDB 66
                                                  NUMBER OF RESEARCH CAREER AWARDS BY DISTRIBUTION OF AWARDS


                                                                                                                                                                               KL1
                      4,500                                                                                                                                                    KL2
                                                                                                                                                                               K99

                      4,000                                                                                                                                                    K17
                                                                                                                                                                               K15
                                                                                                                                                                               K20
                      3,500
                                                                                                                                                                               K26
                                                                                                                                                                               K11
                      3,000                                                                                                                                                    K06
  Number of  Awards




                                                                                                                                                                               K25
                                                                                                                                                                               K04
                      2,500
                                                                                                                                                                               K16
                                                                                                                                                                               K14
                      2,000                                                                                                                                                    K18
                                                                                                                                                                               K22

                      1,500                                                                                                                                                    K30
                                                                                                                                                                               K12
                                                                                                                                                                               K05
                      1,000
                                                                                                                                                                               K07
                                                                                                                                                                               K24

                       500                                                                                                                                                     K02
                                                                                                                                                                               K23
                                                                                                                                                                               K01
                         0
                                                                                                                                                                               K08
                              1998        1999        2000   2001   2002          2003         2004               2005               2006               2007
                                                                                         *Activities sorted by number of awards in FY 2000. Count includes non-competing
                                                                    Fiscal Year          continuations. Competing applications for K04, K11, K14, K15, K16, K17 and K20 were
                                                                                         discontinued in FY 1995. K99, KL1 and KL2 are new activities as of FY 2007.



NIH Extramural Data Book – last update May 2008                                                Data provided by the Division of Information Services, Reporting Branch               NEDB 67
                                            TOTAL COMPETING DOLLARS AWARDED TO RESEARCH CAREER ACTIVITIES


                   $700                                                                                                                                    KL2
                                                                                                                                                           KL1
                                                                                                                                                           K99
                                                                                                                                                           K30
                   $600
                                                                                                                                                           K26
                                                                                                                                                           K25
                                                                                                                                                           K24
                   $500                                                                                                                                    K23
                                                                                                                                                           K22
  Award Amount




                                                                                                                                                           K20
   (in millions)




                   $400                                                                                                                                    K18
                                                                                                                                                           K17
                                                                                                                                                           K16

                   $300                                                                                                                                    K15
                                                                                                                                                           K14
                                                                                                                                                           K12
                                                                                                                                                           K11
                   $200
                                                                                                                                                           K08
                                                                                                                                                           K07
                                                                                                                                                           K06
                   $100                                                                                                                                    K05
                                                                                                                                                           K04
                                                                                                                                                           K02
                    $0                                                                                                                                     K01
                          1998            1999    2000   2001   2002          2003   2004            2005             2006             2007

                                                                Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch     NEDB 68
                                                    TOTAL FUNDING FOR COMPETING RESEARCH CAREER AWARDS 
                                                                               BY  INSTITUTES AND CENTERS




                                                                                                                                                                  $80
                                                                                                                                                                  $70

                                                                                                                                                              $60



                                                       I
                                                    LB

                                                     H
                                                  IM


                                             N CI
                                                  H




                                                   K
                                                 N                                                                                                            $50




                                                 N

                                                 D

                                                ID
                                                 N




                                                S
                                               ID

                                              IA

                                               D

                                              A
                                            IN
                                             N




                                            ID

                                                                       IA

                                                                       D
                                                                                                                                                              $40




                                           N




                                                                      H
                                           N




                                                                      S
                                                                     N
                                                                   IC

                                                                   M

                                                                    A

                                                                  D
                                                                 IA


                                                                  A
                                                                 N
                                                                                                                                                              $30




                                                                R
                                                                C
                                                               IA
                                                              N




                                                              C
                                                             ID




                                                                                   I
                                                                                  E
                                                             N




                                                            ID




                                                                                 R
                                                            N




                                                                                 N




                                                                                S
                                                                                R
                                                                                                                                                              $20




                                                           N




                                                                               H
                                                                               C




                                                                                              R
                                                                             IE
                                                                             N




                                                                                                         S
                                                                                            IN


                                                                                                      M
                                                                            N




                                                                                                       I
                                                                                                                                                              $10




                                                                                           N




                                                                                                     R
                                                                                                    IG




                                                                                                    M
                                                                                                    G


                                                                                                   A
                                                                                                  N


                                                                                                  H




                                                                                                                      IC
                                                                                                 C
                                                                                                 N




                                                                                                                              IB
                                                                                                                                                             $0




                                                                                                                     F
                                                                                                C




                                                                                                                            IB


                                                                                                                                       LM
                                                                                               N




                                                                                                                                       D
                                                                                                                           N
                                                                                                                                                   2007




                                                                                                                                      H
                                                                                                                                      N


                                                                                                                                     M
                                                                                                                                    C
                                                                                                                                   N
                                                                                                                                       $80

                                                                                                                                       $70

                                                                                                                                       $60
                                                N BI
                                                   H
                                                   L
                                                 IM
                                                  H



                                             ID I
                                            N C
                                                 K
                                                N



                                                N




                                                                                                                                      $50
                                               D




                                                                                                                                                  (in millions)
                                        N ID
                                              S
                                            IA

                                            D




                                                                                                                                                    Funding
                                           A
                                           N
                                          IN

                                         ID

                                  N IA




                                                                                                                                      $40
                                N HD
                                       N

                                       N



                               IA S
                                    IC

                                    M

                                   A
                                 IA




                                  D




                                                                                                                                      $30
                                 A

                                C

                                R
                             ID

                              C
                             N




                            EI
                           ID
                            N




                           R
                           N




                                                                                                                                      $20
                          N




                         R

                         S
                        C

                       H

                      R
                      N

                     IE

                    IN


                    S




                                                                                                                                      $10
                   N




                 M
                 N




                  I
                R
               IG




                   Participating NIH Institutes and Centers
               G

             AM
              N

             H




                                                                                                                                      $0
                                                                              C
            N


           C


                                                                            FI
          C




                                                                                     IB
         N




                                                                                   IB

                                                                                               LM




                                                                                                          200 5
                                                                                  N




                                                                                                          200 4
                                                                                               D




                                                                                                           200 3
                                                                                                           200 2
                                                                                                            200 1
                                                                                              N




                                                                                                            200 0
                                                                                             H




                                                                                                             2009
                                                                                                             199 8
                                                                                                              199




                                                                                                              6
                                                                                            M
                                                                                           C
                                                                                          N




                                                                                                                              Fiscal Year


NIH Extramural Data Book – last update May 2008                                              Data provided by the Division of Information Services, Reporting Branch    NEDB 69
                                                                               NUMBER OF INDIVIDUAL RESEARCH CAREER AWARDS 
                                                                                                   BY INSTITUTES AND CENTERS

                                                                                                                                                                                             600


                                                                                                                                                                                             500


                                                                                                                                                                                             400


                                                                                                                                                                                             300


                                                 I                                                                                                                                           200
                                               LB  H  I
                                             NH NIM NC DK ID      S
                                                        D   A
                                                     NI   NI    ND IDA IA
                                                              NI   N  N      D
                                                                           CH   S
                                                                         NI NIAM IAAA     D                                                                                                  100
                                                                                        DC DCR     I
                                                                                N     NI  NI     NE      RR   S
                                                                                                       NC NIEH       NR     S
                                                                                                                   NI     GM    GR
                                                                                                                                  I
                                                                                                                        NI    NH
                                                                                                                                        M                                                    0
                                                                                                                                      NL      BIB
                                                                                                                                            NI      FIC       M
                                                                                                                                                            CA        D        2007
                                                                                                                                                          NC        MH
                                                                                                                                                                  NC




                                                                                                                                                            600

                                                                                                                                                            500




                                                                                                                                                                          Number of Awards
                                                                    IM I
                                                                       LB
                                                                      H
                                                                     H



                                                                ID I
                                                                    C




                                                                                                                                                            400
                    N




                                                            N DK
                        N
                                                                  N


                                                        N ID
                                                       N S
                                                              IA
                                                              D
                                                              N




                                                             A
                                                           IN
                                                          ID
                                                         IA




                                                                                                                                                            300
                                               N HD
                                                       N



                                              IA S
                                                    IC

                                                   M

                                                  A
                                                  N

                                                 IA



                                                 D
                                                A
                                               C

                                              R




                                                                                                                                                           200
                                            ID
                                            N



                                            C

                                          EI
                                          N

                                         ID

                                        N

                                        R
                                       N



                                      R

                                     S
                                    C

                                   H
                                  N




                                  R
                                 IE




                                                                                                                                                           100
                               IN




                  NIH Institutes and Centers
                               N




                               S
                              N

                             M

                             I
                          IG


                           R
                         G
                        N




                       LM
                       H
                     N




                                                                                                     IB




                                                                                                                                                           0
                     N

                                                                                                   IB


                                                                                                            C
                                                                                                 N

                                                                                                          FI

                                                                                                                   AM




                                                                                                                                200 5
                                                                                                                                200 4
                                                                                                                                 200 3
                                                                                                                                 20 0 2
                                                                                                                                  2 00 1
                                                                                                                          D




                                                                                                                                  200 0
                                                                                                                C




                                                                                                                                   200 9
                                                                                                                         H




                                                                                                                                    6
                                                                                                                                    199 8
                                                                                                                                     199
                                                                                                               C


                                                                                                                        M
                                                                                                            N


                                                                                                                     C




                                                                                                                                                            Fiscal Year
                                                                                                                    N




NIH Extramural Data Book – last update May 2008                                                                         Data provided by the Division of Information Services, Reporting Branch    NEDB 70
                                                                                              NUMBER OF K08 AWARDS BY PARTICIPATING 
                                                                                                             INSTITUTES AND CENTERS



                                                                                                                                                                                                      300



                                                                                                                                                                                                      250



                                                                                                                                                                                                      200



                                                                                                                                                                                                      150
                                                      I
                                                    LB        K
                                                  NH       ID
                                                             D        S
                                                          N         ND     ID                                                                                                                         100
                                                                  NI    NIA      C
                                                                                  I
                                                                                N        H
                                                                                        M        D
                                                                                      NI       CH      S
                                                                                             NI      AM      A
                                                                                                   NI      NI       I                                                                                 50
                                                                                                                  NE       C
                                                                                                                            D
                                                                                                                         ID       DA
                                                                                                                                           R
                                                                                                                        N       NI        C        A
                                                                                                                                        ID
                                                                                                                                       N         AA        S
                                                                                                                                               NI        EH        S
                                                                                                                                                       NI        G
                                                                                                                                                                  M     M                             0
                                                                                                                                                               NI     CA          B
                                                                                                                                                                    NC          BI             2007
                                                                                                                                                                              NI




                                                                                                                                                                   300

                                                                                                                                                                   250




                                                                                                                                                                            Number of awards
                                                                                                                                                                   200
                                   I
                                 LB

                                 K
                                D
                               H




                               S
                             ID

                              D
                             N




                                                                                                                                                                   150
                            ID
                          IN
                           N




                           I
                         IA

                          C
                         N




                        H
                        N
                        N




                       D
                      IM




                                                                                                                                                                   100
                      H

                     S
                     N

                   IC

                   M

                  IA
                  N

                 IA




                                                                       ID I
                                                                           E
                N




                                                                          D
                N




                                                                                                                                                                   50
                                                                         N

                                                                         C

                                                                        A

                                                                       R




                  NIH Institutes and Centers
                                                                      ID

                                                                     C
                                                                     N

                                                                    N




                                                                    A
                                                                   ID




                                                                                                                                                                   0
                                                                   S
                                                                  A
                                                                 N




                                                                 H
                                                                IA




                                                                 S
                                                               IE

                                                               M
                                                               N




                                                              AM




                                                                                                                                200 5
                                                              N

                                                             IG




                                                                                                                                200 4
                                                                                                                    IB




                                                                                                                                 200 3
                                                                                                                                 200 2
                                                                                                                                 200 1
                                                                                                                                  200 0
                                                                                                                                  200 9
                                                            C




                                                                                                                                   199 8
                                                            N




                                                                                                                                   199
                                                                                                                  IB




                                                                                                                                    6
                                                           C

                                                                                                                 N
                                                          N




                                                                                                                                                               Fiscal Year


NIH Extramural Data Book – last update May 2008                                                                     Data provided by the Division of Information Services, Reporting Branch                 NEDB 71
                                                                    RESEARCH CAREER DEVELOPMENT AWARDS:  K01s 
                                                                       APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               700                                                                                                        50%

                                                                                                                                          45%
                               600
                                                                                                                                          40%
     Applications and Awards




                               500                                                                                                        35%

                                                                                                                                          30%




                                                                                                                                                     Success Rate
                               400
                                                                                                                                          25%
                               300
                                                                                                                                          20%

                               200                                                                                                        15%

                                                                                                                                          10%
                               100
                                                                                                                                          5%

                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 72
                                                                    RESEARCH CAREER DEVELOPMENT AWARDS:  K02s 
                                                                       APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               140                                                                                                        80%


                               120                                                                                                        70%


                                                                                                                                          60%
     Applications and Awards




                               100

                                                                                                                                          50%




                                                                                                                                                     Success Rate
                                80
                                                                                                                                          40%
                                60
                                                                                                                                          30%

                                40
                                                                                                                                          20%

                                20                                                                                                        10%

                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 73
                                                                    RESEARCH CAREER DEVELOPMENT AWARDS:  K08s 
                                                                       APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               700                                                                                                        70%


                               600                                                                                                        60%
     Applications and Awards




                               500                                                                                                        50%




                                                                                                                                                     Success Rate
                               400                                                                                                        40%


                               300                                                                                                        30%


                               200                                                                                                        20%


                               100                                                                                                        10%


                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 74
                                                                       RESEARCH CAREER DEVELOPMENT AWARDS:  K23s 
                                                                          APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                      Reviewed        Awarded             Success Rate
                               700                                                                                                            100%

                                                                                                                                              90%
                               600
                                                                                                                                              80%
     Applications and Awards




                               500                                                                                                            70%

                                                                                                                                              60%




                                                                                                                                                           Success Rate
                               400
                                                                                                                                              50%
                               300
                                                                                                                                              40%

                               200                                                                                                            30%

                                                                                                                                              20%
                               100
                                      One                                                                                                     10%
                                     Award 
                                      Only
                                 0                                                                                                            0%
                                     1998     1999   2000   2001   2002    2003   2004        2005            2006           2007
                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                          Data provided by the Division of Information Services, Reporting Branch          NEDB 75
                                                                    RESEARCH CAREER DEVELOPMENT AWARDS:  K24s 
                                                                       APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               200                                                                                                        60%

                               180
                                                                                                                                          50%
                               160
     Applications and Awards




                               140
                                                                                                                                          40%
                               120




                                                                                                                                                     Success Rate
                               100                                                                                                        30%

                                80
                                                                                                                                          20%
                                60

                                40
                                                                                                                                          10%
                                20
                                     None
                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 76
                                                                  SELECT RESEARCH CAREER DEVELOPMENT AWARDS
                                                                      APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                    K01     K02         K08            K23                    K24
                    100%



                    80%
     Success Rate




                    60%



                    40%



                    20%



                     0%
                             1998            1999   2000   2001     2002      2003        2004              2005              2006             2007
                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 77
                                                                                                   K01 APPLICATIONS AND AWARDS 
                                                                                         BY PARTICIPATING INSTITUTES AND CENTERS
                                                                                                                          FY 2007 
                                                                  Applications                    Awards  

                                  120



                                  100
  Number of Applications/Awards




                                   80



                                   60



                                   40



                                   20



                                    0
                                        K           I                I        S   D                                        D
                                     IDD NIM
                                             H   NC     NIA NIDA H LB IAMS IND ICH NI AID NINR C RR IAAA NIBIB CAM IEHS IDC GMS                                        FI C
                                    N                           N      N  N     N             N    N         NC   N    N    NI


                                                                  Participating NIH Institutes and Centers

NIH Extramural Data Book – last update May 2008                                                        Data provided by the Division of Information Services, Reporting Branch   NEDB 78
                                                                                            K02 APPLICATIONS AND AWARDS 
                                                                                  BY PARTICIPATING INSTITUTES AND CENTERS
                                                                                                                   FY 2007
                                                          Applications                    Awards  
                                  20




                                  16
  Number of Applications/Awards




                                  12




                                   8




                                   4




                                   0
                                       NIDA   NINDS   NHLBI     NIAID      NIMH         NIA          NICHD           NIAAA             NIDCD             NIDCR


                                                          Participating NIH Institutes and Centers

NIH Extramural Data Book – last update May 2008                                                Data provided by the Division of Information Services, Reporting Branch   NEDB 79
                                                                                   K07 APPLICATIONS AND AWARDS 
                                                                        BY  PARTICIPATING INSTITUTES AND CENTERS 
                                                                                                          FY 2007
                                                  Applications                    Awards  

                                  70


                                  60
  Number of Applications/Awards




                                  50



                                  40



                                  30


                                  20


                                  10



                                  0
                                         NCI               NIA                        NHLBI                                      NCCAM

                                                  Participating NIH Institutes and Centers

NIH Extramural Data Book – last update May 2008                                        Data provided by the Division of Information Services, Reporting Branch   NEDB 80
                                                                                                            K08 APPLICATIONS AND AWARDS
                                                                                                  BY PARTICIPATING INSTITUTES AND CENTERS 
                                                                                                                                   FY 2007
                                                                        Applications                      Awards  

                                  125




                                  100
  Number of Applications/Awards




                                   75




                                   50




                                   25




                                    0
                                          I             I       K    S    S         D         A       R                      I       D        IB   S
                                       LB      AID   NC                       H
                                                             IDD NIND NIAM NIM NICH        NI      IDC IGM
                                                                                                           S
                                                                                                               NI
                                                                                                                  DA      NE              A
                                                                                                                                  IDC NIAA NIB NIEH C CA
                                                                                                                                                         M
                                    NH      NI              N                                     N     N                        N                  N

                                                                        Participating NIH Institutes and Centers

NIH Extramural Data Book – last update May 2008                                                                Data provided by the Division of Information Services, Reporting Branch   NEDB 81
                                                                                                                  K23 APPLICATIONS AND AWARDS 
                                                                                                        BY PARTICIPATING INSTITUTES AND CENTERS 
                                                                                                                                         FY 2007
                                                                                 Applications                    Awards  

                                  120



                                  100
  Number of Applications/Awards




                                   80



                                   60



                                   40



                                   20



                                    0
                                                        I                                I                                               I
                                              H      LB     NIA      D K ICH D IND S   NC NIAID      A    R    S   C R CAM            NE        C D IAAA            R   HS    S
                                        NIM       NH              NID                             NID NC R NIAM NID                          NID                 NIN NIE NIGM
                                                                        N     N                                       NC                           N


                                                                                 Participating NIH Institutes and Centers

NIH Extramural Data Book – last update May 2008                                                                       Data provided by the Division of Information Services, Reporting Branch   NEDB 82
                                                                                                                  K24 APPLICATIONS AND AWARDS 
                                                                                                        BY PARTICIPATING INSTITUTES AND CENTERS 
                                                                                                                                         FY 2007
                                                                             Applications                      Awards  

                                  25




                                  20
  Number of Applications/Awards




                                  15




                                  10




                                   5




                                   0
                                                            I            I                                                              I
                                      DK      M   H      LB      HD   NC         A   ID   NI
                                                                                             A      DA IND S C RR AMS IAAA           NE        AM IDC D IDC R                   NR
                                   NID     NI         NH      NIC             NI                 NI    N     N   NI   N                      CC   N     N                    NI
                                                                                                                                            N



                                                                             Participating NIH Institutes and Centers

NIH Extramural Data Book – last update May 2008                                                                    Data provided by the Division of Information Services, Reporting Branch   NEDB 83
                                           PERCENT OF EXTRAMURAL AWARDS TO RESEARCH CAREER DEVELOPMENT 
                                                                               BY INSTITUTES AND CENTERS 
                                                                                    FY 1998, 2002 and 2007




                                                                                                                                                                 7%
                                           D
                                         H




                                                                                                                                                                 6%
                                        H
                 IC
                                      IM

                                  C R
                              N CR
               N




                               N M
                      N


                                    A

                                    A
                                   N




                                                                                                                                                                5%
                                 ID

                                  K
                                C



                                D




                                                                                                                                                                            Percent Awards
                             LM
                             ID



                            S
                           N

                           N

                         M

                          S




                                                                                                                                                                4%
                        D
                       IA



                     IA
                     IN
                     N



                   N
                   N




                                                          A

                                                                  R
                                                         A

                                                              C
                                                       IA




                                                                                                                                                                3%
                                                                        I
                                                             ID

                                                                      LB
                                                      N




                                                                            EI
                                                          N

                                                                  H

                                                                            N

                                                                                    R
                                                                  N



                                                                                 IN
                                                                                                                                                                2%

                                                                                            I
                                                                                        C
                                                                                N

                                                                                        N

                                                                                                 D
                                                                                                C

                                                                                                       C
                                                                                            ID
                                                                                                                                                                1%


                                                                                                     FI
                                                                                            N




                                                                                                             IB
                                                                                                           IB
                                     NIH Institutes and Centers




                                                                                                                    ID
                                                                                                           N

                                                                                                                  IA


                                                                                                                           S
                                                                                                                                                                0%




                                                                                                                           H
                                                                                                               N

                                                                                                                         IE


                                                                                                                                    S
                                                                                                                                   M
                                                                                                                      N

                                                                                                                               IG



                                                                                                                                            I
                                                                                                                                           R



                                                                                                                                                    200 2
                                                                                                                                                    200 8
                                                                                                                                                     199
                                                                                                                                          G
                                                                                                                               N


                                                                                                                                        H




                                                                                                                                                       7
                                                                                                                                      N
                                                                                                                                                            Fiscal Year




                      Contract data not included



NIH Extramural Data Book – last update May 2008                                                                   Data provided by the Division of Information Services, Reporting Branch    NEDB 84
                                                               NUMBER OF ENTRY LEVEL RESEARCH CAREER AWARDS


                                                         K08     K23      K01     K25        K99
                      1,250




                      1,000
  Number of  Awards




                       750




                       500




                       250




                         0
                              1998         1999   2000    2001      2002        2003        2004              2005              2006             2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                         Data provided by the Division of Information Services, Reporting Branch   NEDB 85
                      Small Business Innovation Research  
                                    (SBIR)




                     *RPG = Research Project Grant


NIH Extramural Data Book – last update May 2008      Data provided by the Division of Information Services, Reporting Branch   NEDB 86
                                                      SBIR/STTR BUDGET SHARE OF EXTRAMURAL R&D FY 2007


                                                  (amounts shown in millions of dollars)




NIH Extramural Data Book – last update May 2008                                       Data provided by the Division of Information Services, Reporting Branch   NEDB 87
                                                                           SBIR/STTR BUDGET SHARE OF EXTRAMURAL R&D FY 2008


                                                                    (amounts shown in millions of dollars)




                                              * As of 2008 NIH has modified its traditional budget display by mechanism so that activities of 
                                                National Cancer Institute’s Awards are allocated among the various trans‐NIH mechanism


NIH Extramural Data Book – last update May 2008                                                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 88
                                                   NUMBER OF RPG AND SBIR APPLICATIONS REVIEWED  BY FISCAL YEAR 


                                                                      RPG          SBIR
                        50


                        45


                        40


                        35
Number of Application
   (in thousands)




                        30


                        25


                        20


                        15


                        10


                         5


                         0
                             1998           1999      2000    2001       2002      2003          2004              2005              2006              2007

                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 89
                                                                                 NUMBER OF SBIR APPLICATIONS BY PHASE


                                                   Phase I and II Combined            Phase I                         Phase II
                           7,000



                           6,000



                           5,000
  Number of Applications




                           4,000



                           3,000



                           2,000



                           1,000



                              0
                                   1998     1999   2000     2001       2002        2003         2004               2005              2006              2007
                                                                   Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 90
                                                                                 PERCENT CHANGE IN RPG & SBIR APPLICATIONS


                                                                               RPG           SBIR
                   30%
                                                  27%
                                                                                                 25%

                                                                                                                 19%
                                                                                                         18%
                   20%
                                                                                           15%
                                                                                     13%
                                                             11%
                                          9%
                   10%
  Percent Change




                                                        5%                      6%                                         5%                 6%
                                                                                                                                                                4%
                                                                   2%

                    0%
                          0%

                               -5%
                   -10%
                                                                                                                                 -12%
                                                                        -13%
                                                                                                                                                   -15%
                   -20%
                                                                                                                                                                      -21%


                   -30%
                           1998             1999        2000       2001         2002        2003           2004               2005              2006              2007
                                                                           Fiscal Year

NIH Extramural Data Book – last update May 2008                                                     Data provided by the Division of Information Services, Reporting Branch   NEDB 91
                                                                           SUCCESS RATE OF SBIR PHASE I APPLICATIONS


                                                     Reviewed         Awarded            Success Rate
                               4,500                                                                                                        35%

                               4,000
                                                                                                                                            30%
                               3,500
     Applications and Awards




                                                                                                                                            25%
                               3,000




                                                                                                                                                       Success Rate
                               2,500                                                                                                        20%


                               2,000                                                                                                        15%

                               1,500
                                                                                                                                            10%
                               1,000
                                                                                                                                            5%
                                500

                                  0                                                                                                         0%
                                       1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch          NEDB 92
                                                                         SUCCESS RATE OF SBIR PHASE II APPLICATIONS


                                                   Reviewed         Awarded            Success Rate
                               600                                                                                                        60%



                               500                                                                                                        50%
     Applications and Awards




                               400                                                                                                        40%




                                                                                                                                                     Success Rate
                               300                                                                                                        30%



                               200                                                                                                        20%



                               100                                                                                                        10%



                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 93
                                                                                     NUMBER OF SBIR AWARDS BY PHASE  


                                                   Phase I and II Combined          Phase I                    Phase II

                     1,600


                     1,400


                     1,200
  Number of Awards




                     1,000


                      800


                      600


                      400


                      200


                        0
                             1998           1999    2000      2001       2002      2003         2004              2005               2006              2007
                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 94
                                                                                       SUCCESS RATES OF SBIR APPLICATIONS



                                                         Phase I SBIR                   Phase II SBIR
                       60%



                       50%



                       40%
        Success Rate




                       30%



                       20%



                       10%



                       0%
                             1998          1999   2000      2001        2002     2003      2004             2005             2006              2007
                                                                         Fiscal Year



NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 95
                                                                         SUCCESS RATES OF RPG & SBIR APPLICATIONS



                                                   Phase I SBIR      Phase II SBIR                 RPGs
                       60%



                       50%



                       40%
        Success Rate




                       30%



                       20%



                       10%



                       0%
                             1998          1999   2000     2001   2002      2003      2004             2005             2006              2007
                                                                   Fiscal Year



NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 96
                                             SUCCESS RATES OF SBIR APPLICATIONS BY INSTITUTIONAL DEVELOPMENT 
                                                                                           AWARD (IDeA) STATES

                                                                  Total           Phase I           Phase II

                 50%
                                                          43.4%
                 45%


                 40%
                                                                                            35.3%                                                   35.8%
                 35%
  Success Rate




                                  30.1%
                 30%
                                                  26.9%                   26.7%                                           27.1%
                                                                                   23.9%                                               24.1%
                 25%

                 20%


                 15%


                 10%


                 5%


                 0%
                                          IDeA States                       Non-IDeA States                                        All States




NIH Extramural Data Book – last update May 2008                                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 97
                                                   COMPARISON OF SUCCESS RATES OF RPG TYPE 1 AND SBIR PHASE I 
                                                                                               APPLICATIONS

                                                           SBIR Phase I                RPG Type 1

                 35%



                 30%



                 25%
  Success Rate




                 20%



                 15%



                 10%



                 5%



                 0%
                           1998             1999    2000   2001       2002      2003         2004              2005              2006              2007

                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                        Data provided by the Division of Information Services, Reporting Branch   NEDB 98
                                                  COMPARISON OF SUCCESS RATES OF RPG TYPE 2 AND SBIR PHASE II 
                                                                                               APPLICATIONS

                                                          SBIR Phase II                        RPG Type 2

                 60%



                 50%



                 40%
  Success Rate




                 30%



                 20%



                 10%



                 0%
                           1998            1999    2000        2001          2002       2003         2004              2005              2006              2007
                                                                          Fiscal Year

NIH Extramural Data Book – last update May 2008                                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 99
                                                  COMPARISON OF SUCCESS RATES OF RPG AND SBIR APPLICATIONS

                                                  SBIR          Phase I SBIR       Phase II SBIR
                                                  RPGs          Type 1 RPGs        Type 2 RPGs
                       60%



                       50%



                       40%
        Success Rate




                       30%



                       20%



                       10%



                       0%
                             1998          1999   2000   2001   2002     2003    2004             2005             2006             2007
                                                                 Fiscal Year



NIH Extramural Data Book – last update May 2008                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 100
                                             COMPARISON OF PRIORITY SCORES OF RPG AND SBIR AWARDS BY PHASE 


                                                   SBIR Phase I           SBIR Phase II                  RPG
                           225




                           200
  Average Priority Score




                           175




                           150




                           125




                           100
                                 1998       1999   2000      2001      2002       2003         2004              2005              2006              2007

                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 101
                                                    SUCCESS RATES


                                      A success rate is the percentage of reviewed applications receiving funding,
                                      computed on a fiscal year basis. It is determined by dividing the number of
                                      competing applications funded by the sum of the total number of competing
                                      applications reviewed and the number of funded carryovers. Note that
                                      applications having one or more amendments in the same fiscal year are only
                                      counted once.




NIH Extramural Data Book – last update May 2008                                       Data provided by the Division of Information Services, Reporting Branch   NEDB 102
                                                      SUCCESS RATES:
                                                  Training Grants and Fellowships




NIH Extramural Data Book – last update May 2008                          Data provided by the Division of Information Services, Reporting Branch   NEDB 103
                                                                KIRSCHSTEIN‐NRSA  RESEARCH TRAINING GRANTS (T32s) 
                                                                        APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                     Reviewed         Awarded            Success Rate
                               1,000                                                                                                        80%

                                900
                                                                                                                                            70%
                                800
                                                                                                                                            60%
     Applications and Awards




                                700
                                                                                                                                            50%
                                600




                                                                                                                                                       Success Rate
                                500                                                                                                         40%

                                400
                                                                                                                                            30%
                                300
                                                                                                                                            20%
                                200
                                                                                                                                            10%
                                100

                                  0                                                                                                         0%
                                       1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch          NEDB 104
                                                                KIRSCHSTEIN‐NRSA PRE‐DOCTORAL FELLOWSHIPS (F31s) 
                                                                        APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                     Reviewed         Awarded            Success Rate
                               1,800                                                                                                        70%

                               1,600
                                                                                                                                            60%
                               1,400
     Applications and Awards




                                                                                                                                            50%
                               1,200




                                                                                                                                                       Success Rate
                               1,000                                                                                                        40%


                                800                                                                                                         30%

                                600
                                                                                                                                            20%
                                400
                                                                                                                                            10%
                                200

                                  0                                                                                                         0%
                                       1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch          NEDB 105
                                                                KIRSCHSTEIN‐NRSA POST‐DOCTORAL FELLOWSHIPS (F32s) 
                                                                         APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                     Reviewed         Awarded            Success Rate
                               3,000                                                                                                        50%

                                                                                                                                            45%
                               2,500
                                                                                                                                            40%
     Applications and Awards




                                                                                                                                            35%
                               2,000
                                                                                                                                            30%




                                                                                                                                                       Success Rate
                               1,500                                                                                                        25%

                                                                                                                                            20%
                               1,000
                                                                                                                                            15%

                                                                                                                                            10%
                                500
                                                                                                                                            5%

                                  0                                                                                                         0%
                                       1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch          NEDB 106
                                                  SUCCESS RATES:
                               RESEARCH CAREER DEVELOPMENT AWARDS




NIH Extramural Data Book – last update May 2008               Data provided by the Division of Information Services, Reporting Branch   NEDB 107
                                                                    RESEARCH CAREER DEVELOPMENT AWARDS:  K01s 
                                                                       APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               700                                                                                                        50%

                                                                                                                                          45%
                               600
                                                                                                                                          40%
     Applications and Awards




                               500                                                                                                        35%

                                                                                                                                          30%




                                                                                                                                                     Success Rate
                               400
                                                                                                                                          25%
                               300
                                                                                                                                          20%

                               200                                                                                                        15%

                                                                                                                                          10%
                               100
                                                                                                                                          5%

                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 108
                                                                    RESEARCH CAREER DEVELOPMENT AWARDS:  K02s 
                                                                       APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               140                                                                                                        80%


                               120                                                                                                        70%


                                                                                                                                          60%
     Applications and Awards




                               100

                                                                                                                                          50%




                                                                                                                                                     Success Rate
                                80
                                                                                                                                          40%
                                60
                                                                                                                                          30%

                                40
                                                                                                                                          20%

                                20                                                                                                        10%

                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 109
                                                                    RESEARCH CAREER DEVELOPMENT AWARDS:  K08s 
                                                                       APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               700                                                                                                        70%


                               600                                                                                                        60%
     Applications and Awards




                               500                                                                                                        50%




                                                                                                                                                     Success Rate
                               400                                                                                                        40%


                               300                                                                                                        30%


                               200                                                                                                        20%


                               100                                                                                                        10%


                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 110
                                                                       RESEARCH CAREER DEVELOPMENT AWARDS:  K23s 
                                                                          APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                      Reviewed        Awarded             Success Rate
                               700                                                                                                            100%

                                                                                                                                              90%
                               600
                                                                                                                                              80%
     Applications and Awards




                               500                                                                                                            70%

                                                                                                                                              60%




                                                                                                                                                           Success Rate
                               400
                                                                                                                                              50%
                               300
                                                                                                                                              40%

                               200                                                                                                            30%

                                                                                                                                              20%
                               100
                                      One                                                                                                     10%
                                     Award 
                                      Only
                                 0                                                                                                            0%
                                     1998     1999   2000   2001   2002    2003   2004        2005            2006           2007
                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                          Data provided by the Division of Information Services, Reporting Branch          NEDB 111
                                                                    RESEARCH CAREER DEVELOPMENT AWARDS:  K24s 
                                                                       APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               200                                                                                                        60%

                               180
                                                                                                                                          50%
                               160
     Applications and Awards




                               140
                                                                                                                                          40%
                               120




                                                                                                                                                     Success Rate
                               100                                                                                                        30%

                                80
                                                                                                                                          20%
                                60

                                40
                                                                                                                                          10%
                                20
                                     None
                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 112
                                                                  SELECT RESEARCH CAREER DEVELOPMENT AWARDS
                                                                      APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                    K01     K02         K08            K23                    K24
                    100%



                    80%
     Success Rate




                    60%



                    40%



                    20%



                     0%
                             1998            1999   2000   2001     2002      2003        2004              2005              2006             2007
                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 113
                                                  SUCCESS RATES:
                      SMALL BUSINESS INNOVATION RESEARCH GRANTS




NIH Extramural Data Book – last update May 2008               Data provided by the Division of Information Services, Reporting Branch   NEDB 114
                                                                                              PHASE I SBIR GRANTS
                                                                          APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                     Reviewed         Awarded            Success Rate
                               4,500                                                                                                        35%

                               4,000
                                                                                                                                            30%
                               3,500
     Applications and Awards




                                                                                                                                            25%
                               3,000




                                                                                                                                                       Success Rate
                               2,500                                                                                                        20%


                               2,000                                                                                                        15%

                               1,500
                                                                                                                                            10%
                               1,000
                                                                                                                                            5%
                                500

                                  0                                                                                                         0%
                                       1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                    Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch          NEDB 115
                                                                                             PHASE II SBIR GRANTS
                                                                         APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                   Reviewed         Awarded            Success Rate
                               600                                                                                                        60%



                               500                                                                                                        50%
     Applications and Awards




                               400                                                                                                        40%




                                                                                                                                                     Success Rate
                               300                                                                                                        30%



                               200                                                                                                        20%



                               100                                                                                                        10%



                                 0                                                                                                        0%
                                     1998   1999   2000   2001   2002    2003   2004      2005            2006            2007
                                                                  Fiscal Year

NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch          NEDB 116
                                                                                                SBIR SUCCESS RATES, BY PHASE



                                                         Phase I SBIR                   Phase II SBIR
                       60%



                       50%



                       40%
        Success Rate




                       30%



                       20%



                       10%



                       0%
                             1998          1999   2000      2001        2002     2003      2004             2005             2006              2007
                                                                         Fiscal Year



NIH Extramural Data Book – last update May 2008                                           Data provided by the Division of Information Services, Reporting Branch   NEDB 117
                                                                                              SBIR AND RPG SUCCESS RATES



                                                   Phase I SBIR      Phase II SBIR                 RPGs
                       60%



                       50%



                       40%
        Success Rate




                       30%



                       20%



                       10%



                       0%
                             1998          1999   2000     2001   2002     2003       2004             2005             2006              2007
                                                                   Fiscal Year



NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 118
                                                                               PHASE I SBIR AND TYPE 1 RPG SUCCESS RATES



                                                         Phase I SBIR                    Type 1 RPGs
                       35%


                       30%


                       25%
        Success Rate




                       20%


                       15%


                       10%


                       5%


                       0%
                             1998          1999   2000      2001        2002      2003      2004             2005             2006              2007
                                                                         Fiscal Year



NIH Extramural Data Book – last update May 2008                                            Data provided by the Division of Information Services, Reporting Branch   NEDB 119
                                                                            PHASE II SBIR AND TYPE 2 RPG SUCCESS RATES



                                                         Phase II SBIR                   Type 2 RPGs
                       60%



                       50%



                       40%
        Success Rate




                       30%



                       20%



                       10%



                       0%
                             1998          1999   2000       2001        2002     2003      2004             2005             2006              2007
                                                                          Fiscal Year



NIH Extramural Data Book – last update May 2008                                            Data provided by the Division of Information Services, Reporting Branch   NEDB 120
                                                                                          SBIR AND RPG SUCCESS RATES


                                                  SBIR           Phase I SBIR        Phase II SBIR
                                                  RPGs           Type 1 RPGs         Type 2 RPGs
                       60%



                       50%



                       40%
        Success Rate




                       30%



                       20%



                       10%



                       0%
                             1998          1999   2000   2001   2002      2003    2004             2005             2006              2007
                                                                  Fiscal Year



NIH Extramural Data Book – last update May 2008                                  Data provided by the Division of Information Services, Reporting Branch   NEDB 121
                                                                            SUCCESS RATES OF SBIR APPLICATIONS: 
                                                      INSTITUTIONAL DEVELOPMENT AWARD (IDeA) AND OTHER STATES
                                                                                                        FY 2007

                                                                   Total         Phase I          Phase II

                       50%
                                                          43.4%
                       45%

                       40%
                                                                                            35.3%                                                 35.8%
                       35%
                                     30.1%
        Success Rate




                       30%                                                                                              27.1%
                                                  26.9%                     26.7%
                                                                                    23.9%                                            24.1%
                       25%

                       20%

                       15%

                       10%

                       5%

                       0%
                                        IDeA States                         Non‐IDeA States                                       All States


NIH Extramural Data Book – last update May 2008                                                Data provided by the Division of Information Services, Reporting Branch   NEDB 122
                                                    SUCCESS RATES:
                                                  RESEARCH PROJECT GRANTS




NIH Extramural Data Book – last update May 2008                     Data provided by the Division of Information Services, Reporting Branch   NEDB 123
                                                                                          RESEARCH PROJECT GRANTS
                                                                           APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                      Reviewed         Awarded            Success Rate
                               50,000                                                                                                       35%

                               45,000
                                                                                                                                            30%
                               40,000
     Applications and Awards




                               35,000                                                                                                       25%

                               30,000




                                                                                                                                                       Success Rate
                                                                                                                                            20%
                               25,000
                                                                                                                                            15%
                               20,000

                               15,000                                                                                                       10%

                               10,000
                                                                                                                                            5%
                                5,000

                                   0                                                                                                        0%
                                        1998   1999   2000   2001   2002    2003   2004      2005           2006            2007
                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch          NEDB 124
                                                  SUCCESS RATES:
                                                  R01‐Equivalent Grants




NIH Extramural Data Book – last update May 2008                     Data provided by the Division of Information Services, Reporting Branch   NEDB 125
                                                                                            R01‐EQUIVALENT GRANTS
                                                                           APPLICATIONS, AWARDS, AND SUCCESS RATES

                                                      Reviewed         Awarded            Success Rate
                               30,000                                                                                                       35%


                                                                                                                                            30%
                               25,000
     Applications and Awards




                                                                                                                                            25%
                               20,000




                                                                                                                                                       Success Rate
                                                                                                                                            20%
                               15,000
                                                                                                                                            15%

                               10,000
                                                                                                                                            10%

                                5,000
                                                                                                                                            5%


                                   0                                                                                                        0%
                                        1998   1999   2000   2001   2002    2003   2004      2005           2006            2007
                                                                     Fiscal Year

NIH Extramural Data Book – last update May 2008                                      Data provided by the Division of Information Services, Reporting Branch          NEDB 126
                                                  SUCCESS RATES:
                                                   Targeted Research




NIH Extramural Data Book – last update May 2008                    Data provided by the Division of Information Services, Reporting Branch   NEDB 127
                                                                    SUCCESS RATES OF SOLICITED AND UNSOLICITED
                                                              NEW (TYPE 1) RESEARCH PROJECT GRANT APPLICATIONS


                                                         Solicited                   Unsolicited
                       35%


                       30%


                       25%
        Success Rate




                       20%


                       15%


                       10%


                       5%


                       0%
                             1998          1999   2000     2001      2002     2003      2004             2005             2006              2007
                                                                      Fiscal Year



NIH Extramural Data Book – last update May 2008                                        Data provided by the Division of Information Services, Reporting Branch   NEDB 128
                                                          SUCCESS RATES:
                                                              Women in Research




                             Indication of sex/gender is a voluntary field on the personal data form of the grant application. Information presented in this
                           slide set is based upon those individual who have selected a sex/gender on the grant application. A small percentage of grants
                                           have uncoded sex/gender information and have therefore been excluded from the data presented.



NIH Extramural Data Book – last update May 2008                                                                Data provided by the Division of Information Services, Reporting Branch   NEDB 130
                                                                                      SUCCESS RATES OF WOMEN AND MEN 
                                                                                ON NEW AND CONTINUING R01 APPLICATIONS

                                                  Type 1 Applications ‐ Women             Type 1 Applications ‐ Men
                                                  Type 2 Applications ‐ Women             Type 2 Applications ‐ Men
                       60%



                       50%



                       40%
        Success Rate




                       30%



                       20%



                       10%



                       0%
                             1998          1999       2000      2001      2002      2003        2004             2005             2006              2007
                                                                            Fiscal Year



NIH Extramural Data Book – last update May 2008                                                Data provided by the Division of Information Services, Reporting Branch   NEDB 131
                                                                           SUCCESS RATES OF WOMEN AND MEN 
                                                           ON COMPETING RESEARCH PROJECT GRANT APPLICATIONS

                                                         Women                               Men
                       40%


                       35%


                       30%


                       25%
        Success Rate




                       20%


                       15%


                       10%


                       5%


                       0%
                             1998          1999   2000     2001   2002     2003    2004             2005             2006              2007
                                                                   Fiscal Year



NIH Extramural Data Book – last update May 2008                                   Data provided by the Division of Information Services, Reporting Branch   NEDB 132
                                                  SUCCESS RATES:
                                                  First‐Time Investigators




NIH Extramural Data Book – last update May 2008                       Data provided by the Division of Information Services, Reporting Branch   NEDB 133
                                                                                                                                   FIRST‐TIME INVESTIGATORS 
                                                                                                                   APPLICATIONS, AWARDS, AND SUCCESS RATES 
                                                                                                                                                     FY 2007
                                                                                             Reviewed                                  Awarded
                             1,400
                                     18% Success Rate

                             1,200
   Applications and Awards




                                           18%
                             1,000                 22%

                                                           19%

                              800

                                                                   15% 21% 17%
                              600                                                         16%



                                                                                                  17%
                              400                                                                       18%

                                                                                                               16% 17%
                                                                                                                               11% 21%
                              200                                                                                                            28% 25%
                                                                                                                                                             25% 22%
                                                                                                                                                                     14% 28%
                                                                                                                                                                             33% 10%
                                                                                                                                                                                     19%

                                0




                                                                                                                                                                                                         NCRR
                                                                                                                                                                            NLM



                                                                                                                                                                                                 NCCAM
                                                                                                                                                                     NINR
                                                                                                                                                     NIDCR




                                                                                                                                                                                  FIC
                                                                                                                                                             NIAAA
                                                                                                  NIA
                                                                                                        NIDA
                                                                   NIDDK
                                     NCI




                                                                                                                                                                                         NHGRI
                                           NHLBI




                                                                                   NIMH




                                                                                                                                       NEI
                                                                                                               NIAMS
                                                                           NINDS




                                                                                                                               NIEHS
                                                   NIGMS




                                                                                          NICHD




                                                                                                                                             NIDCD
                                                                                                                       NIBIB
                                                           NIAID




                                                                                                        Institute or Center

NIH Extramural Data Book – last update May 2008                                                                                              Data provided by the Division of Information Services, Reporting Branch   NEDB 134
                                                                                                 SUCCESS RATES OF R01‐EQUIVALENT APPLICATIONS 
                                                                                                FROM FIRST‐TIME AND ESTABLISHED INVESTIGATORS 
                                                                                                                 BY INSTITUTE OR CENTER, FY 2007

                                                                                  First‐Time                      Previously Funded
                       45%

                       40%

                       35%

                       30%
        Success Rate




                       25%

                       20%

                       15%

                       10%

                       5%

                       0%




                                                                                                                                                                                                   NCRR
                                                                                                                                                                                           NCCAM
                                                                                                                                                                     NLM
                                                                                                                                                              NINR
                                                                                                                                              NIDCR




                                                                                                                                                                            FIC
                                                                                                                                                      NIAAA
                                                                                          NIA
                                                                                                 NIDA
                                                           NIDDK


                                                                           NIMH




                                                                                                                                                                                   NHGRI
                             NCI




                                                                                                                                NEI
                                   NHLBI
                                           NIGMS




                                                                   NINDS




                                                                                                        NIAMS


                                                                                                                        NIEHS


                                                                                                                                      NIDCD
                                                                                  NICHD




                                                                                                                NIBIB
                                                   NIAID




                                                                                                  Institute or Center



NIH Extramural Data Book – last update May 2008                                                                                       Data provided by the Division of Information Services, Reporting Branch   NEDB 135
                                                  SUCCESS RATES OF NEW (TYPE 1) R01‐EQUIVALENT APPLICATIONS 
                                                            FROM FIRST‐TIME AND ESTABLISHED INVESTIGATORS


                                                         First‐Time          Previously Funded
                       35%


                       30%


                       25%
        Success Rate




                       20%


                       15%


                       10%


                       5%


                       0%
                             1998          1999   2000    2001        2002     2003      2004             2005             2006              2007
                                                                       Fiscal Year



NIH Extramural Data Book – last update May 2008                                         Data provided by the Division of Information Services, Reporting Branch   NEDB 136
                                                                                                   DEFINITIONS AND ADDITIONAL INFORMATION

           TERM                                                                   DEFINITION                                                                       ADDITIONAL
                                                                                                                                                                  INFORMATION
  Continuing                       Renewal (Competing Continuation) – Request for an additional term of support based on
  Applications                     a funded previous project; must compete for available funds.
  (Type 2)
  Funding Rate                     Indicates the percentage of applicants receiving awards on a fiscal year basis. This
                                   percentage is computed by dividing the number of applicants that received funding by
                                   the total number of applicants that competed for a grant in the same fiscal year.

                                   Funding rates differ from success rates in that calculated percentages are based on
                                   applicants (individuals) and not applications.


  IDeA eligible states             Alaska, Arkansas, Delaware, Hawaii, Idaho, Kansas, Kentucky, Louisiana, Maine,                                               Institutional Development
                                   Mississippi, Montana, Nebraska, Nevada, New Hampshire, New Mexico, North Dakota,                                                       Awards
                                   Oklahoma, Rhode Island, South Dakota, South Carolina, Vermont, West Virginia,
                                   Wyoming and Puerto Rico.

  Intramural Research              Research conducted by, or in support of, employees of the NIH.                                                                  Intramural Research
                                                                                                                                                                    Scientific Programs
  Kirschstein – NRSA               NIH’s primary research training program which provides awards to both individuals and                                           Ruth L. Kirschstein
  (Ruth L. Kirschstein             institutions to provide research training in specified health-related areas.                                                National Research Service
  National Research                                                                                                                                                  Award (NRSA)
                                   Activities are as follows: T32,T34,T35, T36, T90, TL1, TL2, TU2, F30, F31, F32, F33, F3
  Service Award)                   and F35 (until 1998).
  Institutional
  Research Training
  and Fellowship
  Mechanisms

                                    To access data tables for each slide while in presentation view right-click on the slide and select “edit slides” Then
                                   double-click on the graph image and the datasheet should appear in a separate window or select the data tab from the
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NIH Extramural Data Book – last update May 2008                                                                            Data provided by the Division of Information Services, Reporting Branch   NEDB 137
                                                                                   DEFINITIONS AND ADDITIONAL INFORMATION


          TERM                                                         DEFINITION                                                            ADDITIONAL
                                                                                                                                            INFORMATION
  New Application                  Request for Department of Health and Human Services support of a project that has not
  (Type 1)                         yet been funded
  Non-NRSA                         Research training that comes under the training authorities of NLM or FIC or otherwise                Activity Code Descriptions
  Institutional                    falls outside of the Kirschstein-NRSA program.
  Research Training
  and Fellowship                   Activities are as follows: F05, F37, F38, D43, D71, T14, T15, T37, R90, and U2R
  Grant Mechanisms

                                   These training mechanisms do not fall under the training budget as reported by the
                                   Office of Budget.
  Other Research                   Research grants not classified as research project or research centers.

  R01 Equivalent                   R01, R23, R29 and R37 activities.                                                                     Activity Code Descriptions
  Grants
  Research Career                  Funding mechanisms for Ph.D.s and clinicians who wish to develop a career in                             K Kiosk – Information
                                   biomedical research.                                                                                       about NIH Career
                                                                                                                                            Development Awards
                                   Activities are as follows: K01, K02, K04, K05, K06, K07, K08, K11, K12, K14, K15, K16,
                                   K17, K18, K20, K22, K23, K24, K25, K36, K30, K99, KL1 and KL2
  Research Centers                 Center grants are awarded to institutions on behalf of program directors and groups of
                                   collaborating investigators. They provide support for long-term, multi-disciplinary
                                   programs of research and development.
                                   Activities are as follows: G12, M01, P20, P30, P40, P41, P50, P51, P60, R07, U30,
                                   U40, U41, U42, U50 and U54.




NIH Extramural Data Book – last update May 2008                                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 138
                                                                                   DEFINITIONS AND ADDITIONAL INFORMATION

           TERM                                                       DEFINITION                                                             ADDITIONAL
                                                                                                                                            INFORMATION
  Research and                     A funding mechanism by which the NIH procures specific services. These are
  Development (R&D)                negotiated contracts which may be funded from intramural or extramural accounts.
  Contracts                        Excluded are inter/intra-Agency agreements (Y01 and Y02), resource and support
                                   contracts (N02), and station support contracts (N03).
  Research Grants                  Extramural awards made for Other Research Grants, Research Centers , Research                         Activity Code Descriptions
                                   Projects, and SBIR/STTRs.
                                   Includes the following: R, P, M, S, K, U series (excluding UC6) DP1, DP2, D42,G12

  Research Project                 Includes the following selected Research Grant and Cooperative Agreement activities :                 Activity Code Descriptions
  Grants (RPGs)                    R00, R01, R03, R15, R21, R22, R23, R29, R33, R34, R35, R36, R37, R55, R56, RL1,
                                   RL2, RL5, RL9, P01, P42, PN1, UC1, UC7, U01, U19, U34, DP1, DP2. Also includes
                                   RPG’s from NLM as of FY07.

                                   Exceptions:
                                   • In 1980 & 1981 activity code, U01 was not a research project.
                                   • From 1989 until 1992 activity code, R55 was not a research project.
                                   • In 1986 NINR did not have any research projects.
                                   • From 1984 until 1989 NCRR did not have any research projects.
                                   • FIC did not have any research projects until 1994.
                                   • From 1991 until 1996 NCRR did not consider R21's research projects.
                                   • NLM had no research projects prior to 2007.
                                   • In FY 2002, P41s not RPG for NIGMS.



  Research Training                Awards designed to support the research training of scientists for careers in the                       NIH Research Training
                                   biomedical and behavioral sciences, as well as help professional schools to establish,                      Opportunities
                                   expand, or improve programs of continuing professional education. Training awards
                                   consist of institutional training grants (T) and individual fellowships (F).




NIH Extramural Data Book – last update May 2008                                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 139
                                                                                    DEFINITIONS AND ADDITIONAL INFORMATION

          TERM                                                           DEFINITION                                                          ADDITIONAL
                                                                                                                                            INFORMATION
  SBIR                             SBIR awards are designed to support projects from small businesses ultimately having                  SBIR and STTR Programs
                                   commercial viability. STTR awards are a A 3-year pilot program begun in FY 1994 under                      SBIR Funding
                                   the Small Business Innovation Research Program designed to foster technological                             Opportunities
                                   innovations through cooperative efforts between small business and research
                                   institutions.
                                   Activities are as follows: R43, R44, U43 and U44.
  SBIR Phase I                     R43 and U43
  SBIR Phase II                    R44 and U44
  STTR                             A 3-year pilot program begun in FY 1994 under the Small Business Innovation Research                  SBIR and STTR Programs
                                   Program designed to foster technological innovations through cooperative efforts
                                   between small business and research institutions. The STTR grants are awarded for
                                   projects having potential for commercialization. For the computation of success rates,
                                   STTR awards are not included in the count of RPGs.

                                   Activities are as follows: R41, R42

  Solicited Research               Responses to Requests for Applications (RFA’s)
  Success Rate                     Indicates the percentage of reviewed applications receiving funding computed on a
                                   fiscal year basis. It is determined by dividing the number of competing applications
                                   funded by the sum of the total number of competing applications reviewed and the
                                   number of funded carryovers.

                                   Success rates differ from funding rates in that calculated percentages are based on
                                   applications and not applicants (individuals).

                                   NOTE: Applications having one or more amendments in the same fiscal year are only
                                   counted once.




NIH Extramural Data Book – last update May 2008                                                      Data provided by the Division of Information Services, Reporting Branch   NEDB 140
                                                                 NIH BUDGET FY 2007 & 2008 INDEX


  NIH BUDGET FY 2007 & 2008                                                                                              SLIDE 
                                                                                                                        NUMBER
  NIH Budget Fiscal Years 2007 and 2008                                                                                         3

  FY 2007 TOTAL NIH BUDGET AUTHORITY:  $29.128 BILLION                                                                          4

  FY 2008 ENACTED TOTAL NIH BUDGET AUTHORITY:  $29.457 BILLION                                                                  5




NIH Extramural Data Book – last update May 2008                  Data provided by the Division of Information Services, Reporting Branch   NEDB 141
                                                                                             RESEARCH PROJECT GRANTS (RPGs)  INDEX


  RESEARCH PROJECT GRANTS                                                                                                                                   SLIDE 
                                                                                                                                                           NUMBER
  Research Project Grants  (RPGs) Size of Awards                                                                                                                   6
  RESEARCH PROJECT GRANTS BUDGET SHARE OF ACTUAL TOTAL NIH BUDGET FY 2007                                                                                          7
  RESEARCH PROJECT GRANTS BUDGET SHARE OF ENACTED TOTAL NIH BUDGET FY 2008                                                                                         8
  AVERAGE AWARD AMOUNT OF ALL RESEARCH PROJECT GRANTS                                                                                                              9
  AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS – P01                                                                                                    10
  AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS – R01                                                                                                    11

  AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS – R03                                                                                                    12
  AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS – R15                                                                                                    13
  AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS – R21                                                                                                    14
  AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS – R37                                                                                                    15
  AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS – U01                                                                                                    16
  AVERAGE AWARD AMOUNT OF SELECT RESEARCH PROJECT GRANTS – U19                                                                                                    17
  NUMBER OF RESEARCH PROJECT GRANTS BY INSTITUTES AND CENTERS                                                                                                     18
  Research Project Grants (RPGs)  Success Rates and Funding Rates                                                                                                 19
  SUCCESS RATE OF RESEARCH PROJECT GRANT APPLICATIONS                                                                                                             20

  FUNDING RATE OF RESEARCH PROJECT GRANT APPLICANTS                                                                                                               21
  Research Project Grants (RPGs) as a Percent off All Research Grants and Solicited Awards                                                                        22




NIH Extramural Data Book – last update May 2008                                                     Data provided by the Division of Information Services, Reporting Branch   NEDB 142
                                                                               RESEARCH PROJECT GRANTS (RPGs)  INDEX


  RESEARCH PROJECT GRANTS                                                                                                                     SLIDE 
                                                                                                                                             NUMBER
  NUMBER OF RESEARCH PROJECT GRANT AWARDS AS A PERCENT OF ALL RESEARCH GRANT AWARDS                                                                 23
  RESEARCH PROJECT GRANT FUNDING AS A PERCENT OF ALL RESEARCH GRANT FUNDING                                                                         24
  NUMBER OF RESEARCH PROJECT GRANTS AWARDED THROUGH SOLICITED RESEARCH                                                                              25
  RESEARCH PROJECT GRANTS FUNDED THROUGH SOLICITED RESEARCH                                                                                         26




NIH Extramural Data Book – last update May 2008                                       Data provided by the Division of Information Services, Reporting Branch   NEDB 143
                                                                                          R01 EQUIVALENT GRANTS (R01 EQ) INDEX


 R01 EQUIVALENT GRANTS                                                                                                                                  SLIDE 
                                                                                                                                                       NUMBER
 R01 Equivalent Grants (R01 EQ)                                                                                                                                27
 AVERAGE AWARD AMOUNT OF R01 EQUIVALENT GRANTS                                                                                                                 28
 SUCCESS RATE OF R01 EQUIVALENT GRANT APPLICATIONS                                                                                                             29
 FUNDING RATE OF R01 EQUIVALENT GRANT APPLICATIONS                                                                                                             30
 R01 Equivalent Grants (R01EQ) as a Percent of All Research Grants and Solicited Awards                                                                        31

 R01 EQUIVALENT GRANT AWARDS AS A PERCENT OF ALL RESEARCH GRANT AWARDS                                                                                         32
 R01 EQUIVALENT GRANT FUNDING AS A PERCENT OF ALL RESEARCH GRANT FUNDING                                                                                       33

 R01 EQUIVALENT GRANTS AWARDED THROUGH SOLICITED RESEARCH                                                                                                      34

 R01 EQUIVALENT GRANTS FUNDED THROUGH SOLICITED RESEARCH                                                                                                       35




NIH Extramural Data Book – last update May 2008                                                 Data provided by the Division of Information Services, Reporting Branch   NEDB 144
                                                                       RESEARCH CENTER GRANTS INDEX


  RESEARCH CENTERS                                                                                                            SLIDE 
                                                                                                                             NUMBER
  Research Center Grants                                                                                                            36
  RESEARCH CENTERS BUDGET SHARE OF ACTUAL TOTAL NIH BUDGET FY 2007                                                                  37
  RESEARCH CENTERS BUDGET SHARE OF ENACTED TOTAL NIH BUDGET FY 2008                                                                 38
  RESEARCH CENTER AWARDS BY ACTIVITY FY 2007                                                                                        39
  NUMBER AND AVERAGE AWARD AMOUNT OF RESEARCH CENTER GRANTS                                                                         40




NIH Extramural Data Book – last update May 2008                       Data provided by the Division of Information Services, Reporting Branch   NEDB 145
                                                                                             RESEARCH GRANTS BY MECHANISM INDEX


  RESEARCH GRANTS BY MECHANISM                                                                                                                                SLIDE 
                                                                                                                                                             NUMBER
  Research Grants By Mechanism                                                                                                                                      41

  NUMBER OF RESEARCH GRANT APPLICATIONS BY BUDGET MECHANISM                                                                                                         42
  FUNDING OF RESEARCH GRANT AWARDS BY BUDGET MECHANISM                                                                                                              43
  PERCENT OF RESEARCH GRANT AWARDS BY BUDGET MECHANISM                                                                                                              44
  Research Grants By Mechanism:  Research Project Grants (RPGs) as a Percent of All Research Grants                                                                 45
  RESEARCH PROJECT GRANT AWARDS AS A PERCENT OF ALL RESEARCH GRANT AWARDS                                                                                           46
  RESEARCH PROJECT GRANT FUNDING AS A PERCENT OF ALL RESEARCH GRANT FUNDING                                                                                         47




NIH Extramural Data Book – last update May 2008                                                       Data provided by the Division of Information Services, Reporting Branch   NEDB 146
                                                            TRENDS IN RESEARCH TRAINING AND FELLOWSHIPS INDEX


  TRENDS IN RESEARCH TRAINING AND FELLOWSHIPS                                                                                                            SLIDE 
                                                                                                                                                        NUMBER
  Trends In Research Training And Fellowships                                                                                                                  48
  FUNDING OF KIRSCHSTEIN‐NRSA AND NON‐NRSA  RESEARCH TRAINING AND FELLOWSHIP AWARDS                                                                            49
  CURRENT AND CONSTANT KIRSCHSTEIN‐NRSA RESEARCH TRAINING  DOLLARS AWARDED                                                                                     50
  KIRSCHSTEIN‐NRSA RESEARCH TRAINING AND FELLOWSHIP FUNDING BY ACTIVITY                                                                                        51
  PRE AND POST‐DOCTORAL POSITIONS ON KIRSCHSTEIN‐NRSA  RESEARCH TRAINING GRANTS AND FELLOWSHIPS                                                                52
  KIRSCHSTEIN –NRSA  RESEARCH TRAINING GRANTS AND FELLOWSHIPS BY PRE AND POST‐DOCTORAL POSITIONS                                                               53
  PRE AND POST‐DOCTORAL POSITIONS AS A PERCENT OF ALL KIRSCHSTEIN‐NRSA POSITIONS                                                                               54
  PRE AND POST‐DOCTORAL POSITIONS ON KIRSCHSTEIN‐NRSA RESEARCH TRAINING GRANTS AND FELLOWSHIPS FY 2007                                                         55
  KIRSCHSTEIN‐NRSA RESEARCH TRAINING GRANTS AND FELLOWSHIPS BY PRE AND POST‐DOCTORAL POSITIONS FY 2007                                                         56
  PRE AND POST‐DOCTORAL KIRSCHSTEIN‐NRSA RESEARCH TRAINING POSITIONS BY PARTICIPATING  INSTITUTES AND CENTERS FY 2007                                          57
  PERCENT OF EXTRAMURAL AWARDS TO  KIRSCHSTEIN‐NRSA RESEARCH TRAINING AND FELLOWSHIP GRANTS BY PARTICIPATING INSTITUTES AND                                    58
  CENTERS FY 2007
  PERCENT OF EXTRAMURAL AWARDS TO ALL RESEARCH TRAINING AND FELLOWSHIPS BY INSTITUTES AND CENTERS FY 1998, 2002 AND 2007                                       59
  SUCCESS RATE OF KIRSCHSTEIN‐NRSA RESEARCH TRAINING GRANT (T32) APPLICATIONS                                                                                  60
  SUCCESS RATE OF KIRSCHSTEIN‐NRSA PRE‐DOCTORAL FELLOWSHIP (F31) APPLICATIONS                                                                                  61
  SUCCESS RATE OF KIRSCHSTEIN‐NRSA POST‐DOCTORAL FELLOWSHIP (F32) APPLICATIONS                                                                                 62




NIH Extramural Data Book – last update May 2008                                                  Data provided by the Division of Information Services, Reporting Branch   NEDB 147
                                                                     TRENDS IN RESEARCH CAREER DEVELOPMENT INDEX


  Trends in Research Career Development                                                                                                       SLIDE 
                                                                                                                                             NUMBER
  Trends in Research Career Development (K Awards)                                                                                                  63
  NUMBER OF RESEARCH CAREER AWARDS                                                                                                                  64
  TOTAL AND AVERAGE AWARD AMOUNT OF INDIVIDUAL RESEARCH CAREER AWARDS                                                                               65
  NUMBER OF RESEARCH CAREER AWARDS BY ACTIVITY                                                                                                      66
  NUMBER OF RESEARCH CAREER AWARDS BY DISTRIBUTION OF AWARDS                                                                                        67
  TOTAL COMPETING DOLLARS AWARDED TO RESEARCH CAREER ACTIVITIES                                                                                     68
  TOTAL FUNDING FOR COMPETING RESEARCH CAREER AWARDS BY INSTITUTES AND CENTERS                                                                      69
  NUMBER OF INDIVIDUAL RESEARCH CAREER AWARDS BY INSTITUTES AND CENTERS                                                                             70
  NUMBER OF K08 AWARDS BY PARTICIPATING INSTITUTES AND CENTERS                                                                                      71
  RESEARCH CAREER DEVELOPMENT AWARDS: K01s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                  72
  RESEARCH CAREER DEVELOPMENT AWARDS: K02s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                  73

  RESEARCH CAREER DEVELOPMENT AWARDS: K08s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                  74
  RESEARCH CAREER DEVELOPMENT AWARDS: K23s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                  75
  RESEARCH CAREER DEVELOPMENT AWARDS: K24s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                  76
  SELECT RESEARCH CAREER DEVELOPMENT AWARDS APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                 77
  K01 APPLICATIONS AND AWARDS BY PARTICIPATING INSTITUTES AND CENTERS FY 2007                                                                       78

  K02 APPLICATIONS AND AWARDS BY PARTICIPATING INSTITUTES AND CENTERS FY 2007                                                                       79




NIH Extramural Data Book – last update May 2008                                       Data provided by the Division of Information Services, Reporting Branch   NEDB 148
                                                                     TRENDS IN RESEARCH CAREER DEVELOPMENT INDEX


  Trends in Research Career Development                                                                                                    SLIDE 
                                                                                                                                          NUMBER
  K07 APPLICATIONS AND AWARDS BY PARTICIPATING INSTITUTES AND CENTERS FY 2007                                                                    80
  K08 APPLICATIONS AND AWARDS BY PARTICIPATING INSTITUTES AND CENTERS FY 2007                                                                    81
  K23 APPLICATIONS AND AWARDS BY PARTICIPATING INSTITUTES AND CENTERS FY 2007                                                                    82
  K24 APPLICATIONS AND AWARDS BY PARTICIPATING INSTITUTES AND CENTERS FY 2007                                                                    83
  PERCENT OF EXTRAMURAL AWARDS TO RESEARCH CAREER DEVELOPMENT BY INSTITUTES AND                                                                  84
  CENTERS FY 1998, 2002 and 2007
  NUMBER OF ENTRY LEVEL RESEARCH CAREER AWARDS                                                                                                   85




NIH Extramural Data Book – last update May 2008                                    Data provided by the Division of Information Services, Reporting Branch   NEDB 149
                                                                             SMALL BUSINESS INNOVATION RESEARCH INDEX


  SBIR                                                                                                                                          SLIDE 
                                                                                                                                               NUMBER
  Small Business Innovation Research (SBIR)                                                                                                           86
  SBIR/STTR BUDGET  SHARE OF EXTRAMURAL R&D FY 2007                                                                                                   87
  SBIR/STTR BUDGET  SHARE OF EXTRAMURAL R&D FY 2008                                                                                                   88
  NUMBER OF RPG AND SBIR APPLICATIONS REVIEWED  BY FISCAL YEAR                                                                                        89
  NUMBER OF SBIR APPLICATIONS BY PHASE                                                                                                                90
  PERCENT CHANGE IN RPG & SBIR APPLICATIONS                                                                                                           91
  SUCCESS RATE OF SBIR PHASE I APPLICATIONS                                                                                                           92
  SUCCESS RATE OF SBIR PHASE II APPLICATIONS                                                                                                          93
  NUMBER OF SBIR AWARDS BY PHASE                                                                                                                      94
  SUCCESS RATES OF SBIR APPLICATIONS                                                                                                                  95
  SUCCESS RATES OF RPG & SBIR APPLICATIONS                                                                                                            96
  SUCCESS RATES OF SBIR APPLICATIONS BY INSTITUTIONAL DEVELOPMENT AWARD (IDeA) STATES                                                                 97
  COMPARISON OF SUCCESS RATES OF RPG TYPE I AND SBIR PHASE I APPLICATIONS                                                                             98
  COMPARISON OF SUCCESS RATES OF RPG TYPE 2 AND SBIR PHASE II APPLICATIONS                                                                            99
  COMPARISON OF SUCCESS RATES OF RPG AND SBIR APPLICATIONS                                                                                           100
  COMPARISON OF PRIORITY SCORES OF RPG AND SBIR AWARDS BY PHASE                                                                                      101




NIH Extramural Data Book – last update May 2008                                         Data provided by the Division of Information Services, Reporting Branch   NEDB 150
                                                                                                                         SUCCESS RATES INDEX


  SUCCESS RATES                                                                                                                                        SLIDE 
                                                                                                                                                      NUMBER
  Success Rates                                                                                                                                              102
  Success Rates: Training Grants and Fellowships                                                                                                             103
  KIRSCHSTEIN‐NRSA  RESEARCH TRAINING GRANTS (T32s) APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                  104
  KIRSCHSTEIN‐NRSA  PRE‐DOCTORAL FELLOWSHIPS (F31s) APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                  105
  KIRSCHSTEIN‐NRSA  POST‐DOCTORAL FELLOWSHIPS (F32s) APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                 106
  Success Rates: Research Career Development Awards                                                                                                          107
  RESEARCH CAREER DEVELOPMENT AWARDS:  K01s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                          108
  RESEARCH CAREER DEVELOPMENT AWARDS:  K02s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                          109
  RESEARCH CAREER DEVELOPMENT AWARDS:  K08s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                          110
  RESEARCH CAREER DEVELOPMENT AWARDS:  K23s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                          111
  RESEARCH CAREER DEVELOPMENT AWARDS:  K24s APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                          112
  SELECT RESEARCH CAREER DEVELOPMENT AWARDS APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                          113
  Success Rates: Small Business Innovation Research Grants                                                                                                   114
  PHASE  I SBIR GRANTS APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                                               115
  PHASE  II SBIR GRANTS APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                                              116
  SBIR SUCCESS RATES, BY PHASE                                                                                                                               117
  SBIR AND RPG SUCCESS RATES                                                                                                                                 118
  PHASE I SBIR AND TYPE 1 RPG SUCCESS RATES                                                                                                                  119
  PHASE II SBIR AND TYPE 2 RPG SUCCESS RATES                                                                                                                 120




NIH Extramural Data Book – last update May 2008                                                Data provided by the Division of Information Services, Reporting Branch   NEDB 151
                                                                                                                           SUCCESS RATES INDEX


  SUCCESS RATES                                                                                                                                           SLIDE 
                                                                                                                                                         NUMBER
  SBIR AND RPG SUCCESS RATES                                                                                                                                   121
  SUCCESS RATES OF SBIR APPLICATIONS: INSTITUTIONAL DEVELOPMENT AWARD (IDeA) AND OTHER STATES FY 2007                                                          122
  Success Rates: Research Project Grants                                                                                                                       123
  RESEARCH PROJECT GRANT APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                                               124
  Success Rates: R01 Equivalent Grants                                                                                                                         125
  R01 EQUIVALENT GRANT APPLICATIONS, AWARDS, AND SUCCESS RATES                                                                                                 126
  Success Rates: Targeted Research                                                                                                                             127
  SUCCESS RATES OF SOLICITED AND UNSOLICITED NEW (TYPE 1) RESEARCH PROJECT GRANT APPLICATIONS                                                                  128

  NUMBER AND SUCCESS RATE OF R01 EQUIVALENT GRANTS BY INSTITUTES AND CENTERS FY 2007                                                                           129
  Success Rates: Women in Research                                                                                                                             130
  SUCCESS RATES OF WOMEN AND MEN ON NEW AND CONTINUING R01 APPLICATIONS                                                                                        131
  SUCCESS RATES OF WOMEN AND MEN ON COMPETING RESEARCH PROJECT GRANT APPLICATIONS                                                                              132
  Success Rates: First‐Time Investigators                                                                                                                      133
  FIRST‐TIME INVETIGATORS APPLICATIONS, AWARDS, AND SUCCESS RATES FY 2007                                                                                      134
  SUCCESS RATES OF R01‐EQUIVALENT APPLICATIONS FROM FIRST‐TIME AND ESTABLISHED INVESTIGATORS BY INSTITUTE OR CENTER FY 2007                                    135

  SUCCESS RATES OF NEW (TYPE 1) R01‐EQUIVALENT APPLICATIONS FROM FIRST‐TIME AND ESTABLISHED INVESTIGATORS                                                      136




NIH Extramural Data Book – last update May 2008                                                  Data provided by the Division of Information Services, Reporting Branch   NEDB 152

				
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