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Overview of Environmental Policy, Law, and Regulation How does the quality of our surroundings affect... • our physical health? • the health of other species and the ecosystem itself? • our economic well-being? • the aesthetic, psychological or spiritual benefits we derive from our surroundings? • future generations? Common Environmental Values • no adverse affect on our personal health • minimal or no affect on public health • worthwhile to protect species and natural environments • minimize the constraints placed on individual liberties • consider both the costs and benefits of environmental protection efforts Driving Forces are Largely Political • environmental protection efforts are rarely voluntary due to the short-term costs • legislation results from a political compromise -public outcry vs. response of affected parties • process is subject to all of the idiosyncrasies of political decision-making • extensive set of checks and balances Institutional Mechanisms for Environmental Protection Mechanism Market Forces Advantages Rapid Disadvantages Hard to assign costs Poor access to information Difficult to prove causation Expensive Idiosyncratic Slow Inflexible May reduce incentives to prevent damage Common Law Liability Government Regulation Insurance Compensation Incentive to limit liability Uniformity Can address noneconomic factors Compensate efficiently after Percival et al., 1996 Historical Stages of U.S. Environmental Protection Efforts • • • • • • • pre 1945: 1945 - 1962: 1962 - 1972: 1972 - 1980: 1980 - 1990: 1990 - ?: post ?: Common law/conservation era Public works era Environmental movement Federal regulatory era Refining regulatory strategies Regulatory recoil unknown Growth of Environmental Laws Looking Ahead: Outcomes-based Environmental Protection • Previous efforts have largely utilized “command and control” approach • Current challenge is to improve efficiency, effectiveness and flexibility of protection efforts • New approach is to define the outcome and compliance indicators • Allows the regulated community to find their best solutions Framework for Protecting Human Health: the Risk Assessment/ Risk Management Paradigm Assumptions: • actual risk = exposure  toxicity • risk reduction = exposure reduction • perceived risk  actual risk • risk management must address both perceived and actual risk Risk Assessment/Risk Management Paradigm Risk Assessment Dose-response Assessment Risk Management Exposure Reduction Technologies Hazard Identification Risk Characterization Societal and Human Factors Policy Exposure Assessment Environmental Protection Programs in the U.S. • Programs are largely media and source specific -separate legislation, regulations, regulatory groups and enforcement mechanisms • Different approaches in different programs reflect political trends at the time of development • Outcomes-based approach still evolving Hierarchy of Law • • • • • U.S. Constitution Treaties Federal statutes • State statutes • Local statutes Federal regulations • State regulations • Local regulations Case law Environmental Law & Regulation • Federal statutes are foundation for all major environmental programs – bill passed by both houses of Congress and signed by President becomes law, termed an act, law or statute. – Example: Resource, Conservation and Recovery Act (RCRA) passed in 1976 designated PL 94-580. – Laws are regularly codified, or published in organized manner, along with any subsequent modifications or amendments – Example: RCRA is referenced as 42 USC 6901 et seq. Environmental Law & Regulation • Federal regulations are specific rules developed by executive branch agency to implement the law. – Regulations get very specific, whereas laws are usually general – Promulgation of a regulation is a complex, multi-step process subject to specific legal requirements – Proposed and Final Rules published daily in Federal Register. – Regulations codified in Code of Federal Regulations. – Example: RCRA regulations found in Subchapter I, Parts 239-299 (e.g. 40 CFR 239) Environmental Law & Regulation • Role of state statutes and regulations varies significantly from state to state and between areas of environmental law. – States commonly have, and are sometimes required to have, parallel statutes and regulations that are at least as stringent as the federal requirements • Michigan consolidated most environmental and natural resources law under the Michigan Natural Resources and Environmental Protection Act, PA 451 of 1994 Environmental Law & Regulation • Example: Waste management is Chapter 3, hazardous waste management is Part 111(MCL §324.111) • Regulations developed by executive branch agency • Example: Hazardous waste management rules start in R 299.9201 Primary Environmental Laws • 1938 Federal Food, Drug, and Cosmetic Act • 1947 Federal Insecticide, Fungicide, and Rodenticide Act • 1948 Federal Water Pollution Control Act (also known as the Clean Water Act) • 1955 Clean Air Act • 1965 Shoreline Erosion Protection Act • 1965 Solid Waste Disposal Act • 1970 National Environmental Policy Act Primary Environmental Laws • 1970 Pollution Prevention Packaging Act • 1970 Resource Recovery Act • 1971 Lead-Based Paint Poisoning Prevention Act • 1972 Coastal Zone Management Act • 1972 Marine Protection, Research, and Sanctuaries Act • 1972 Ocean Dumping Act • 1973 Endangered Species Act • 1974 Safe Drinking Water Act Primary Environmental Laws • 1974 Shoreline Erosion Control Demonstration Act • 1975 Hazardous Materials Transportation Act • 1976 Resource Conservation and Recovery Act • 1976 Toxic Substances Control Act • 1977 Surface Mining Control and Reclamation Act • 1978 Uranium Mill-Tailings Radiation Control Act Primary Environmental Laws • 1980 Asbestos School Hazard Detection and Control Act • 1980 Comprehensive Environmental Response, Compensation, and Liability Act • 1982 Nuclear Waste Policy Act • 1984 Asbestos School Hazard Abatement Act • 1986 Asbestos Hazard Emergency Response Act • 1986 Emergency Planning and Community Right to Know Act Primary Environmental Laws • 1988 Indoor Radon Abatement Act • 1988 Lead Contamination Control Act • 1988 Medical Waste Tracking Act • 1988 Ocean Dumping Ban Act • 1988 Shore Protection Act • 1990 National Environmental Education Act Enforcement • Compliance monitoring • Civil Enforcement Actions – Civil Administrative Actions • informal -- communication about problem • formal -- notice or administrative order (may have penalties) – Civil Judicial Actions • • • • Criminal Enforcement Actions Emergency Response/Emergency Orders Compliance Incentives Compliance Assistance Enforcement Outcomes • • • • Settlements -- agreement Civil Penalties -- fines Injunctive Relief -- tasks to be carried out Supplemental Environmental Projects Environmental Code of Ethics • Use knowledge and skill for the enhancement and protection of the environment • Hold paramount the health, safety and welfare of the environment • Perform services only in areas of personal expertise • Be honest and impartial in serving the public, your employers, your clients and the environment • Issue public statements only in an objective and truthful manner
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4/28/2008
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