Documents
Resources
Learning Center
Upload
Plans & pricing Sign in
Sign Out

Sundaram BNP Paribas Entertainment Opportunities Fund

VIEWS: 389 PAGES: 6

NFO Application Form. Please mentioned broker code ARN- 0155 (NJ Indiainvest) & sub-broker code 54934 on all downloaded forms so that your application will be catured in our system and you can able to view your portofolio online. For more information please email to drashti.investments@rediffmail.com

More Info
									Sundaram BNP Paribas Select Thematic Funds • Financial Services Opportunities • • Entertainment Opportunities •
Appliation Form & Key Information Memorandum is available overleaf Dear Investor Thank you for the interest you have shown in the funds of Sundaram BNP Paribas Mutual. The company has completed over 10 years of managing investors’ wealth across a diverse range of equity and debt products. Unearthing Opportunities has been a key differentiator for Sundaram BNP Paribas Asset Management in the market place and this has enabled us to bring a wholesome bouquet of wealthpreserving and wealth-creating options to you. Notable among these have been Sundaram BNP Paribas Select Focus, Sundaram BNP Paribas Select Mid-Cap and Sundaram BNP Paribas S.M.I.L.E (emphasis on mid- and small-cap stocks with a cushion of about 20%-25% in large-caps) as early products exploiting the advantages available through a market-cap specific focus. A strong macro and micro economic research orientation have been responsible for the success we have demonstrated in managing products of this genre. It is the same macro economic understanding of the global and local forces at play and their expected influence on our financial markets that has also enabled us to identify the emerging themes with additional wealth creating potential for investors in a 3- to 5-year time frame. Our research has identified Infrastructure, rural prosperity, imminent changes in energy landscape, demographics and outsourcing as the pillars of the long-term India growth story. Hence, since 2005, we have been providing investors an opportunity to participate in these themes by launching funds under our Select Thematic Funds umbrella at appropriate times: • • • September 2005: Sundaram BNP Paribas Capex Opportunities May 2006: Sundaram BNP Paribas Rural India Fund. January 2008: Sundaram BNP Paribas Energy Opportunities

We are now ready with our next two offerings in the thematic space: Background for new funds: Demographics (a young population with more than 70% below the age of 35) is perhaps India’s most significant competitive advantage in the global context. Savings, investment and consumption will all be favourably influenced by this advantage. Companies in the financial services space will be immensely benefitted. Sundaram BNP Paribas Financial Services Opportunities is a vehicle for investors to participate in this theme. A relatively young population, rising disposable incomes and pressures of modern day living also augur for a change in the spending habits of the country – Increasingly a ‘Here and Now’ approach and need for multiple sources of instant gratification have begun driving growth in the media & entertainment industry; we would expect this trend to sustain and grow strongly over the next decade. Sundaram BNP Paribas Entertainment Opportunities seeks to create wealth for investors over the long-term by tapping this niche. Backed by rigorous investment process: A strong process-driven approach to investment has led to consistent award-winning performances over the years acclaimed by several independent entities of repute. (Past performance may or may not be sustained in future) Further, we continue to invest significant resources in expanding our fund management and research team as well as in contemporary technology. These aspects will also benefit the new funds. Investors also have the comfort of our rigorous risk management, compliance and quality customer service processes. We will naturally strive to impart the same portfolio management expertise that has delivered notable results in funds over the years to our new funds and optimize performance as compared to benchmark as well as the broad market as represented by the S & P CNX 500. We look forward to having you as an investor in the NFO of our new Financial Services Opportunities and Entertainment Opportunities. As always, we strive to provide an investment experience that is pleasant and enriching over the long term. Warm Regards

T P Raman Managing Director April 2008 P.S: For detailed information, risk factors and fund features, please visit www.sundrambnpparibas.in. Mutual funds are subject to market risks. Please read the offer document carefully before investing. Past performance may or may not be sustained in the future.

Sundaram Towers II Floor, 46 Whites Road Chennai 600 014

Toll Free: 1800-425-1000 From Non-BSNL/MTNL: 044-28578700

SMS: INVEST to 56070 SMS: SFUND to 56767

www.sundarambnpparibas.in E-mail: service@sundarambnpparibas.in

Sundaram BNP Paribas Select Thematic Funds • Financial Services Opportunities • • Entertainment Opportunities •
Key Information Memorandum
This Key Information Memorandum sets forth the information that a prospective investor ought to know before investing. For further details of the scheme / mutual fund, detailed risk factors, rights of and services for investors, due diligence certificate of Sundaram BNP Paribas Asset Management, key personnel, penalties & pending litigations, and associate transactions, to name a few, investors must, refer to the Offer Document available free of cost at offices of Sundaram BNP Paribas Asset Management, Investor Service Centres, distributors and www.sundarambnpparibas.in. The Scheme particulars have been prepared in accordance with the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as amended till date, and filed with the Securities and Exchange Board of India (SEBI). The units being offered for the public subscription have neither been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM. This KIM is dated 09/04/2008. Please read the offer document carefully before investing. By filling and signing this application form, applicants are deemed to have understood and accepted the terms of the offer.

K I M

Financial Services Opportunities
Fund Type: An open-end equity scheme Investment Objective: The investment objective of the scheme is to seek long-term capital appreciation by investing predominantly in equity and equity related securities of Indian companies engaged in the banking and financial services. The scheme does not guarantee / indicate any returns. Name of the Fund Managers For investments in Indian securities: J Venkatesan Dedicated Fund Manager for investments in overseas securities: R. Vijayendiran Benchmark: CNX Banks Index Initial Offer Period New Fund Offer Opens on 17/04/2008 New Fund Offer Closes on 14/05/2008 The Trustee reserves the right to extend the New Fund Offer Period. Any extension shall be announced by way of a newspaper advertisement in one vernacular daily circulating at the place of registered office and one English daily The New Fund Offer period shall not exceed 30 days. The scheme shall re-open for subscription/redemption on an ongoing basis not later than 30 days from the date of closure for subscription during the NFO. Asset Allocation Pattern Target Theme: For Financial Services Opportunities, 65%-100% in equity and equity-related instruments predominantly Indian companies relevant to the theme; for Entertainment Opportunities, 65%-100% in equity and equity-related instruments in the targeted sector/theme. Non Thematic: Up to 35% in equity and equity-related instruments in other than the targeted sector/theme of the respective schemes. Fixed income & money market instruments: Up to 15% of assets of the respectie schemes. Investment in overseas securities: For Financial Services Opportunities, equity investments may also include overseas securities to a maximum of 35% of net assets; for Entertainment Opportunities, equity investments under the targeted theme may also include overseas securities up to a maximum of 35% of net assets Pending investment in terms of the scheme’s objective, funds may be deployed in short-term deposits with scheduled commercial banks in accordance with applicable SEBI guidelines. Risk: Mutual Fund investments are subject to market risks. Please read the offer document carefully before taking an investment decision. The offer document provides general and scheme-specific risks that could have a bearing on performance. Plans and Options Regular Plan & Institutional Plan. Banks, public financial institution, insurance company, FII, subaccount of FII, mutual fund and any other entities specified by the Trustee shall be eligible to invest in the Institutional Plan, provided the first time investment is at least Rs 5 crore. • Growth Option • Dividend payout • Dividend Re-investment If no option is indicated, units of the Growth Option will be allotted. Offer Price: During the New Fund Offer (NFO) period, units will be offered at Rs 10 per unit plus entry load. No entry load will be charged for direct applications. Minimum Application Amount Regular Plan First investment Additional purchase Institutional Plan First investment Additional purchase

Entertainment Opportunities
Fund Type: An open-ended equity scheme Investment Objective: The objective of the Scheme would be to achieve long term capital appreciation by investing primarily in the equity and equity related instruments of companies that focus on opportunities in the entertainment business. The scheme does not guarantee / indicate any returns. Name of the Fund Manager For investments in Indian securities: Satish Ramanathan Dedicated Fund Manager for investments in overseas securities: R Vijayendiran Benchmark: S&P CNX Media and Entertainment Index Initial Offer Period New Fund Offer Opens on 24/04/2008 New Fund Offer Closes on 20/05/2008 The Trustee reserves the right to extend the New Fund Offer Period. Any extension shall be announced by way of a newspaper advertisement in one vernacular daily circulating at the place of registered office and one English daily The New Fund Offer period shall not exceed 30 days. The scheme shall re-open for subscription/redemption on an ongoing basis not later than 30 days from the date of closure for subscription during the NFO. Direct Investment: There will be no entry load for applications submitted directly to Sundaram BNP Paribas Asset Management or its collection centres/ investor service centres or through internet subject to commissioning of the Invest Online facility. If the investor intends to transact directly with Sundaram BNP Paribas Asset Management, he/she should strike out the space for broker code, if filled, and also sign to confirm. If the broker code space is blank, investors should strike out the column or fill the words ‘Direct’ and sign to confirm intention that the proposed investment is direct mode. The address of the Asset Management Company, its Branches, the Investor Service centre/ Collections centres of the Registrar and Transfer Agents and its official collection points is available in the application form, KIM and at www.sundarambnpparibas.in Initial Issue Expenses: In line with SEBI regulations, initial issue expenses shall not be charged to the scheme, but will be met out of entry load. Any excess will be borne by the Asset Management company. Performance: Not applicable as the mutual fund has not launched any scheme with similar features. Recurring Expenses: 2.50% for the Regular Plan and 1.50% for the Institutional Plan. The investment management fee structure shall be uniform for both plans. Recurring expenses, including investment management fee shall not exceed 2.50% for first Rs 100 crore, 2.25% for the next Rs 300 crore, 2.00% for the next Rs 300 crore and 1.75 % for assets in excess of Rs 700 crore. The expenses will be based on a percentage of average daily net assets. This is based on the current SEBI Regulations. Tax Benefits: This summary of tax implication is based on the current provisions of the applicable tax laws. (For a more detailed description of applicable tax provisions, please refer the Offer Document). Income of Sundaram BNP Paribas Mutual Fund is exempt from tax as per Section 10(23D) of the Income Tax Act. As Sundaram BNP Paribas Financial Services Opportunities and Sundaram BNP Paribas Entertainment Opportunities are equity-oriented fund, the following tax provisions will apply: • Dividend is not taxable. • No distribution tax is payable by the mutual fund. • Long-term capital gains are not taxable (An investor must hold the units for more than 12 months) • Short-term capital gains (applicable if units are held for 12 months or less) are taxable at 10%. A cess of 3% on the tax amount, and, depending on the total income level, a surcharge at 10% of tax plus cess will also be payable. • Securities Transaction Tax will be payable at 0.25 % on the value of units sold. • There will be no tax deduction at source by the mutual fund for income paid to unit-holders. • There will be no tax deduction at source by the mutual fund for redemption amount paid to resident investors. • If units of the scheme are given as a gift, no gift tax will be payable. • Units of this scheme are also exempt from wealth tax. • Units of the scheme are an eligible mode of investment in terms of the pattern of investment prescribed under the Income Tax Act for: • Charitable Trusts • Scientific Research Associations • Institutions/Associations/Boards for regulating games /sports, and • Employee Welfare Trusts This information is provided for general purpose only. In view of the individual nature of tax implications, investors are advised to consult his/her tax adviser with respect to the specific tax implications arising out of an investment in the scheme. Net Asset Value: On all working days, NAV will be computed (except in special circumstances detailed in the Offer Document) and published in 2 newspapers and updated on the websites of Sundaram BNP Paribas Asset Management (www.sundarambnpparibas.in) and the Association of Mutual Funds of India (www.amfiindia.com). Sundaram BNP Paribas Asset Management shall normally update the NAV on the website of Association of Mutual Funds of India before 9.00 p.m. on every working day Investor Relations Manager S. Balasubramanian Sundaram BNP Paribas Asset Management II Floor Sundaram Towers / 14, Whites Road / Royapettah, Chennai - 600 014. Telephone: (044) 28578700 Fax: (044) 28583285 Toll free: 1800 425 1000. Email us at: service@sundarambnpparibas.in Registrar Computer Age Management Services (P) Ltd. (Unit: Sundaram BNP Paribas Mutual Fund), Rayala Towers 3, 1st Floor, No. 158, Anna Salai, Chennai 600 002. Tel: (044) 30212401/02/03/04 / 28521596 / 28520516 / 28520788 Information to unit holders: Accounts statement for each transaction and annual financial statements shall be sent to investors by post or e-mail. Portfolio of the scheme shall be published in two newspapers as permitted under SEBI (Mutual Funds) Regulations, 1996.

Rs 5,000 and multiples of Rs 1 Rs 500 and multiples of Rs 1 Rs 5 crore and multiples of Rs 1 Rs 5 lakh and multiples of Rs 1

Minimum redemption: Rs 1,000 or 100 units for Regular Plan and Rs 50,000 or 500 units for the Institutional Plan Redemption & switch-out on an ongoing basis to other schemes of Sundaram BNP Paribas Mutual Fund: Allowed on any Working Day at NAV, subject to Exit Load if any. Applicable NAV during continuous offer: • For subscription/redemption/switch request received before 3 PM on any working day, the closing NAV of the day of receipt of application • For subscription/redemption/switch request received after 3 PM on any working day, the closing NAV of next working day after the receipt of application For subscription the applicable NAV will be as indicated only for local cheque or demand draft payable at par in the place of receipt. If the application for subscription is accompanied by an outstation cheque or demand draft not payable at par in the place of receipt, closing NAV of the day on which the cheque or DD is credited will be the applicable NAV. Switch-in shall be treated as subscription request. Switch-out shall be treated as redemption request. Despatch of Redemption Proceeds: Within 10 working days from receipt of redemption request at authorised Investor Service Centres of Sundaram BNP Paribas Asset Management. Dividend: The Trustee Company reserves the right to distribute dividend subject to availability of distributable surplus. Name of the Trustee Company: Sundaram BNP Paribas Trustee Company Ltd Load Structure Regular Plan: Entry Load: • For Financial Services Opportunities, 2.25% for investment less than Rs 2 crore and NIL for investment = > Rs 2 crore. • For Entertainment Opportunities, 2.25% for investment less than Rs 5 crore and NIL for investment = > Rs 5 crore. There is no entry load for applications directly submitted to Sundaram BNP Paribas Asset Management. Investors must mention DIRECT in the application form. Exit Load: 1.00% if redeemed/switched out to debt schemes of Sundaram BNP Paribas Mutual Fund within 6 months from the date of allotment, 0.50% if redeemed/switched out to debt schemes of Sundaram BNP Paribas Mutual Fund after 6 months but before12 months from the date of allotment and NIL if redeemed after 12 months. Institutional Plan: There is no entry load or exit load for both schemes. There is no exit load for switch out into any open-end equity oriented scheme of Sundaram BNP Paribas Mutual Fund. Sundaram BNP Paribas Asset Management shall not charge entry as well as exit load on bonus units and of units allotted on reinvestment of Dividend.

Toll Free: 1800-425-1000 From Non-BSNL/MTNL: 044-28578700

SMS: INVEST to 56070 SMS: SFUND to 56767

www.sundarambnpparibas.in E-mail: service@sundarambnpparibas.in

www.sundarambnpparibas.in

Sundaram BNP Paribas Asset Management

Your guide to fill the application
Checklist
Please provide correct and complete data Please complete Know Your Customer requirement (if you intend to invest Rs 50,000 or more) Please use separate forms and issue separate cheques to apply for both schemes Please make the Cheque/ Demand Draft in the name of SBNPP FSO (or) SBNPP ENTO Please ensure you take care to mention: • Permanent Account Number (PAN is mandatory for all investors). • Mode of operation in case of joint applicants • Bank account details of the first applicant • Bank details for direct credit/ ECS/NEFT/RTGS • If the investor or nominee is a minor, date of birth, name of guardian • If investment is made under Power of Attorney, specimen signature of authorized signatory • NONE in nomination column if it is not filled up. Please attach: • Copy of Permanent Account Number Card • KYC Acknowledgement. • Signed `Account Payee’ cheque/draft drawn in the name of SBNPP FSO (or) SBNPP ENTO for the amount of investment after writing the Permanent Account Number (PAN) on the reverse. • A cancelled cheque or a photocopy of your cheque leaf if you wish to avail the facility of direct credit/ ECS • If investment is made under Power of Attorney, notarised copy of the Power of Attorney • If the investor is a Non-Resident Indian (NRI), FIRC/Account Debit advice from the bank if invested by demand draft out of FCNR/NRE Account • In case of a Trust/Fund, a resolution of the Trustee(s) authorising the investment must be submitted. • If you are an institution, please attach a copy of documents indicated in the table: Special Categories (attach copy) Document Memorandum & Articles Resolution/Authorisation to Invest List of Authorised Signatories & Specimen Signatures Bye-Laws Trust Deed Partnership Deed SEBI Registration Certificate ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ Corporate Society ✓ ✓ ✓ ✓ ✓ ✓ Partnership Trust FII

Instructions
1.ExistingInvestorInformation:IfyouareaninvestorinanyfundofSundaramBNPParibasMutualFundservicedbyCAMS,pleaseprovidetheFolioNumber.Youarenotrequired to fill details required in Section 2.You must proceed directly to Section 3 as details required in Section 2 are available in your existing folio. If you wish to change any of the existing details, use a transaction slip available with your account statement. 2. New Investor Information: Name and address must be written in full. In case the Investor is an NRI/FII, an overseas address must be provided.A local address, if available, may also be mentioned in theApplication Form. If the investment is on behalf of a minor (a person who is yet to complete 18 years), the Name of the Guardian must be mentioned. In case of more than one applicant, applicants are requested to state the Mode of holding as ‘Joint’ or ‘Anyone or Survivor’. In case of omission to choose the mode of holding, the default option shall be ‘Anyone or Survivor’ All communication and payments shall be made to/in the name of and favouring the first/sole applicant. Applications by a Power of Attorney, a limited company a corporate body, an eligible institution, a registered society, a partnership firm or a trust must be accompanied by documents as mentioned in the checklist.The documents must be attested by the designated or authorised official of the institution/power of attorney or by a notary or gazetted officerofthegovernment/bankmanager.AuthorisedofficialsshouldsigntheApplicationFormundertheirofficialdesignation.Alistofspecimensignaturesoftheauthorisedofficials, duly certified or attested, must be attached to theApplication Form. Permanent Account Number (PAN): SEBI has mandated that PAN shall be the sole identification number for all participants in the securities market, irrespective of the amount of the transaction.Accordingly, the applicant (or incase of applications in joint names, each applicant), is required to mention their PAN and attach a copy of PAN card with the application.InvestorscanalsosubmitacopyofPANattestedbytheBankManager/GazettedOfficerofStateorCentralGovernment/NotaryPublic/JudicialAuthority.Applications without a copy of the PAN will be rejected. Know Your Customer (KYC) Requirement:The Prevention of Money LaunderingAct, 1992 and circulars issued by SEBI onAnti-Money Laundering Laws require mutual funds to formulate and implement a client identification programme and maintain record of identity and address of investors. The mutual fund industry has collectively entrusted this responsibility of verification of KYC norms to CDSLVentures Limited (CDSL) CDSL has appointed Points of Service (POS) to facilitate completion of the KYC process for investors. • KYC acknowledgement is mandatory for an investment of Rs. 50,000/- and more.An application without acknowledgement of KYC compliance will be rejected • Investors are required to attach a copy of PAN card as a mandatory document for proof of identity to complete KYC • As a token of having verified the identity and address and for efficient retrieval of records, the POS will issue an acknowledgement. • Investors who have obtained the acknowledgement after completing the KYC process can invest in schemes of the Mutual funds by quoting the PAN in the application form. • Investors are required to complete KYC process only once to enable them to invest in schemes of all mutual funds • The list of points of service is available at www.sundarambnpparibas.in and www.amfiindia.com Instructions for verification of PAN Card: If an investor provides a copy of PAN card without required attestation, officials at the branches of Sundaram BNP Paribas Asset Management/Registrar andTransfer Agents and designated persons at Investor Centres must verify the PAN card copy with the original.The person verifying the document need toaffixhis/hersignature,nameandcompanysealwithremarksasverifiedwithoriginal/verified/attested.DistributorscanalsoverifythePANcardcopywithoriginal.Theperson verifying the document need to affix his/her signature, name and company seal with remarks as verified with original / verified / attested. Allotherdocuments/copiesmustbeselfcertifiedbytheinvestorandcertifiedbyAMFIcertifieddistributorwhomustalsoaffixARN.Applicationswithoutrequireddocuments will be rejected. 3.PlansandOptions:Amutualfundscheme,abank,apublicfinancialinstitution,aninsurancecompany,FIIs,sub-accountofFIIs,pensionfundsandanyothercategoryofinstitution that is permitted by theTrustee company shall be entitled to the Institutional Plan if the first investment is at least Rs 5 crore.All other Investors should choose the Regular Plan Options: If no option is indicated, investors will be enrolled in the Growth Option of the Regular Plan or if eligible, the Institutional Plan. 4. How do you wish to receive: • Account Statement: Please provide details of preferably your personal Email Address.This is a must to facilitate delivery of yourAccount Statement in an efficient and timely manner.Also, by receiving theAccount Statement in a paperless mode by e-mail, you contribute to the environment.The advantage of electronic facility is available even if you opt to receive theAccount Statement by Courier/Post.The investor is deemed to be aware of security risks including interception of documents and availability of content to third parties. If you reside in a place that is normally not reached by a reputed courier, please choose the `Post’ option. • Dividend: Investors are used to receiving dividend warrants. There are now electronic modes of receiving the dividend that are timely, efficient and environment friendly and also relieve the investors of the hassles of sending the warrants for clearing / collecting through their bankers. RTGS&NEFT:RTGSisRealTimeGrossSettlementandapplicableforpayments/fundtransferinexcessofRs1lakh.NEFTisNationalElectronicFundsTransferandisapplicable for payments/fund transfer of less than Rs 1 lakh. RTGS & NEFT are modes of transferring money through electronic system and are easy and more secure ways to receive your redemption proceeds and dividend. Direct Credit:The dividend is credited to your designated bank account. It is available now with select banks and Sundaram BNP ParibasAsset Management plans to enhance the coverage. At present, Direct Credit Facility is available for investors who have an account with ABN AMRO Bank, Axis Bank, BNP Paribas Bank, Citibank, HDFC Bank, HSBC Bank, ICICI Bank, IDBI Bank, IndusInd Bank, Kotak Mahindra Bank, Standard Chartered Bank andYES Bank.An investor who opts for Direct Credit facility is requested to enclose a cancelled cheque or a photocopy of the cheque to ensure that the correct bank account number and MICR code are entered in his/her record. Electronic Clearing Service (ECS): Investors who opted for ECS facility for dividend will receive a direct credit of the amount due in their notified account.The Investor Service Centre will send a separate advice to investors informing them of the direct credit.Applicants in cities not covered under ECS facility will receive dividend payments by cheque or demand draft.This will be mailed to investors. Warrants/Draft: Warrant/draft will be payable only at cities where Sundaram BNP Paribas Mutual Customer Service Centres are located. If an investor is not interested in the electronic fund transfer-based facilities and prefers receiving a cheque or demand draft, he/she must indicate the preference in the application form. Sundaram BNP Paribas Asset Management will strive to effect the payout by sending a cheque / demand draft. In case of unforeseen circumstances, the Sundaram BNP Paribas Asset Management reserves the right to issue a demand draft / payable at par cheque. Investors expressly agree and authorise the mutual fund to use intermediaries such as post office, local and international couriers and banks, to name a few, to send communication or send cheque / demand draft / warrant. Intermediaries are agents of the investor and not the mutual fund. The Trustees / Investment Manager / Mutual Fund will not be responsible for any loss arising out of fraudulent encashment of cheque/draft or delay / loss in transit of any cheque / draft / communication. •RedemptionProceeds:Pleaserefertothedetailsofthevariousfacilitiesforreceivingdividend outlinedinthesectionon`Dividend’.SimilarfacilitiesexceptingECSareavailable for receiving redemption proceeds. 5. Bank Account Details: Providing bank account details is mandatory according to SEBI regulations. Please complete all the details such as account number, name of the bank, branch, address and city. If you opt for ECS fill the nine digit MICR number that is available in your cheque leaf. If you have opted to receive dividend/redemption proceeds by RTGS/NEFT,fillintheadditionalfivefieldsmarkedinitalics.RTGS/NEFTareuniquenumbersforeveryaccountwithabankbranch.Youcanobtainthembycontactingyourbanker. 6.PaymentDetails:Thecheque/demanddraftmustbedrawninfavourofSBNPPFSOforSundaramBNPParibasFinancialServicesOpportunities(or)SBNPPENTOforSundaram BNP Paribas Entertainment Opportunities and crossedA/c Payee only. Investors must write the PermanentAccount Number/Folio Number on the reverse of the cheque / demand draft accompanying the application form. DD charges shall be borne by Sundaram BNP ParibasAsset Management as per guidelines of State Bank of India. 7.E-MailCommunication:SundaramBNPParibasAssetManagementprovidesinterestinginformationontheeconomy,marketsandfunds.Ifyouwishtoreceivedocumentssuch asTheWise Investor, India Market Outlook, Global Outlook, Fact Sheet and One Page Product Updates, to name a few, please choose the `yes’ option. 8.PersonalIdentificationNumber(PIN):Youcankeeptrackofyourinvestmentonlineatwww.sundarambnpparibas.in.Youcanalsomakeroutinetransactionssuchasredemption, switch and change of bank mandate/address.To use this facility, you need to have a PIN number provided by CAMS, the Registrar. Choose `Yes’ to avail this facility and also make a further contribution towards the environment by helping conserve paper and trees.Applicants who request a Personal Identification Number (PIN) by ticking the `yes’ box will be deemed to have read understood and agreed to the terms and conditions for the PIN that are available at www.sundarambnpparibas.in. 9. Nomination: Please indicate a nominee who should be entitled to the benefits of your investment in the event of an untoward development. If the nominee is a minor, please provide date of birth and details of the guardian. If you do not wish to nominate a person, please strike out the box by a cross mark as a measure of precaution and safeguard. 10. Declaration & Signature: Signature can be in English or in any Indian language.Thumb impressions must be attested by a Magistrate / Notary Public under his/her official seal. IncaseofHUF,thesignatureoftheKartaandKartaofHUFseal/stampareamust.Iftheapplicationisinjointname,allapplicantsmustsigntheform.Pleaseensurethatthesignature is consistent not just in this form but in all transaction request documents you may submit subsequent to your investment.Variation in signature can lead to delays or rejection of a transaction request such as redemption, switch, change in address and change in bank mandate, to name a few.

Distributors & Marketing Associates: Distributors, marketing associates and agents (who are AMFI certified) are eligible to mobilise subscription into the fund and earn brokerage, which will be paid only to distributors empanelled with Sundaram BNP Paribas Mutual Fund and whose ARN code appears on the application form. Distributors are not permitted to accept cash and Sundaram BNP Paribas Mutual Fund shall not be held responsible for wrong tenders.
www.sundarambnpparibas.in

Sundaram BNP Paribas Asset Management

I
“Important Notes” disclosed overleaf has to be printed on the reverse side of this form, else the sheet disclosing the same also has to be signed by the applicant.

Know Your Customer (KYC) Application Form (For Individuals Only)

Application No. :

H

Please fill this form in ENGLISH and in BLOCK LETTERS (All Information as applicable in Sections A, B and C below is mandatory) This information is sought under the Prevention of Money Laundering Act, 2002, the rules notified thereunder and SEBI’s guidelines on Anti Money Laundering. For existing Mutual Fund investors, the address(es) & contact details furnished herein will be replaced in the records of the Mutual Fund / Authorised Agent. (Refer Notes / Guidelines overleaf) A. Identity Details (Please see guidelines A1 to A5 overleaf) 1. Name of Applicant (As appearing in supporting identification document) Title Name Mr. Ms. Others Please specify Gender Male Female

Father's Name

2. Date of Birth

D

D

/

M

M

/

Y

Y

Y

Y

3. Nationality

Indian

Others

Please specify

4. Status Please tick ( )

Resident Individual

Non-Resident Indian

Please affix most recent colour photograph

5. Permanent Account Number (PAN) (MANDATORY) Please tick ( ) Copy of PAN Card attached
Sign across the photograph

B. Address Details (Please see guidelines B1 to B4 overleaf) 1. Address for Correspondence

City / Town / Village State 2. Contact Details Tel. (Off.) (ISD) (STD) Tel. (Res.) (ISD) (STD) Country

Postal Code

Mobile (ISD) (STD) Fax (ISD) (STD) E-Mail Id. 3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. Latest Telephone Bill Latest Electricity Bill Passport Driving License Latest Bank Passbook Latest Bank Account Statement Latest Demat Account statement Voter Identity Card Ration Card Registered Lease / Sale Agreement of residence Any other proof of address document (as listed overleaf) 4. Permanent Address of Resident Applicant if different from B1 above OR Overseas Address (Mandatory) for Non-Resident Applicant

City / Town / Village State Country

Postal Code

5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. Latest Telephone Bill Latest Electricity Bill Passport Driving License Latest Bank Passbook Latest Bank Account Statement Latest Demat Account statement Voter Identity Card Ration Card Registered Lease / Sale Agreement of residence For NRIs - Any other document attested by local authority. C. Other Details (Please see guidelines C1 and C2 overleaf) 1. Gross Annual Income Details Please tick ( ) Upto Rs. 5,00,000 Rs. 5,00,001 to Rs. 25,00,000 Rs. 25,00,001 to Rs. 1,00,00,000 Rs. 1,00,00,001 to Rs. 5,00,00,000 2. a. Occupation Details Please tick ( ) any one Private Sector Service Public Sector / Government Service Business Professional Agriculturist Retired Student Forex Dealer Others (Please specify) _______________________________________ b. If the following is additionally applicable to you Please tick ( ) one or more as applicable Civil Servant Bureaucrat Current or Former MP, MLA or MLC Politician Current or Former Head of State

Rs. 5,00,00,001 and above. Housewife

DECLARATION
I hereby confirm that I have read and understood the Instructions mentioned overleaf and apply to CDSL Ventures Limited ('CVL') or other agent of the mutual fund registered under the SEBI (Mutual Funds) Regulations, 1996 for compliance of Know Your Customer (KYC) procedure for transacting in units issued by Mutual Funds and I agree to abide by the terms, conditions, rules, regulations and other statutory requirements applicable to the respective Mutual Funds. I hereby declare that the particulars given herein are true, correct and complete to the best of my knowledge and belief, the documents submitted along with this application are genuine and I am not making this application for the purpose of contravention of any Act, Rules, Regulations or any statute or legislation or any Notifications, Directions issued by any governmental or statutory authority from time to time. I hereby undertake to promptly inform CVL / the mutual fund agent of any changes to the information provided hereinabove and agree and accept that CVL, the respective Mutual Funds, their authorised agents and representatives ('the Authorised Parties') are not liable or responsible for any losses, costs, damages arising out of any actions undertaken or activities performed by them on the basis of the information provided by me as also due to my not intimating / delay in intimating such changes. I hereby authorize CVL / the mutual fund agent to disclose, share, remit in any form, mode or manner, all / any of the information provided by me to the respective Mutual Funds in which I may transact / have transacted and / or to their authorised agents and representatives including all changes, updates to such information as and when provided by me. I hereby agree to provide any additional information / documentation that may be required by the Authorised Parties, in connection with this application. I hereby confirm that this is a unique KYC application and I have not applied for KYC in the past.

SIGNATURE OF APPLICANT

Place : Date :

For Office Use Only

Stamp of POS (Name & Location) & Receiver's Signature

Name and Employee Number of Receiver (Originals Verified) Self Certified Document copies received (Attested) True copies of documents received

KYC Ref.

Sundaram BNP Paribas Select Thematic Funds Entertainment Opportunities
Offer of units at Rs 10 + applicable entry load
Channel Partner / Agent Information Agent’s Name and ARN 1.Sub Agent Code 2.Sub Agent Code 3.Sub Agent Code

Your cheque must be in favour of SBNPP ENTO

NFO opens: 24 April 2008 NFO closes: 20 May 2008
For Office Use Only D D M M

NJ India Invest / ARN-0155

54934
CAMS Folio No

1. Existing Investor Information (Please fill in your Folio No. and then proceed to Section 3) Please note that applicant details and mode of holding will be as per existing Folio Number. 2. New Investor Information (refer instruction 2) Name of First/Sole Applicant

Permanent Account Number

KYC completed ■ Yes ■ No Date of Birth

Y

Y

Y

Y

Name of Guardian (in case of First / Sole Applicant is a Minor) / Contact Person – Designation (in case of non-individual Investors)

Permanent Account Number Mailing Address of First / Sole Applicant

KYC completed ■ Yes ■ No

Relationship

CITY

STATE

PIN CODE

✁

Overseas Address (in case of NRIs/FIIs)

Contact Details of First / Sole Applicant
Telephone E-Mail

STD Code Mobile

Mode of Holding [Please (✓)] ■ Single ■ Joint ■ Anyone or Survivor Monthly Income (optional): Name of Second Applicant

Status of First / Sole Applicant [Please (✓)] ■ Individual ■ NRI-Repatriable ■ NRI-Non-Repatriable ■ Society/Club ■ Company ■ FII Sub account of FII ■ Others ____________________________ (please specify) ■ < Rs 10,000 ■ < Rs 25,000 ■ < Rs 50,000 ■ Minor through guardian ■ Body Corporate ■ HUF ■ Trust ■ Partnership ■ Fund of Funds

■ < Rs 1,00,000

■ > Rs 1,00,000

Permanent Account Number Name of Third Applicant

KYC completed ■ Yes ■ No

Permanent Account Number

KYC completed ■ Yes ■ No

Sundaram BNP Paribas Select Thematic Funds Entertainment Opportunities
Received From Mr./Mrs./Ms......................................................................................................................................................... Address ....................................................................................................................................................................................... ....................................................................................................................................................................................................
Communication in connection with the application should be addressed to the Registrar Computer Age Management Services (P) Ltd., (Unit: Sundaram BNP Paribas Mutual Fund), Rayala Towers 3, 1st Floor, No. 158, Anna Salai, Chennai 600 002. Tel: (044) 30212401/02/03/04 / 28521596 / 28520516 / 28520788 quoting full name of Sole/First applicant, Application Form No., Date, Name of the Bank & Branch and Centre where it was lodged.

✁

ISC’s Signature & Stamp Please Note: All Purchases are subject to realisation of cheques / demand drafts.

Sundaram BNP Paribas Asset Management, II Floor, 46 Whites Road, Chennai - 600 014. Toll Free: 1800-425-1000 (MTNL/BSNL) Ph : (044) 28578700

Sundaram BNP Paribas Select Thematic Funds Entertainment Opportunities
3. Plans and Options (refer instruction 3) Plan ■ Regular Plan ■ Institutional Plan (for eligibility refer instructions, KIM and Offer Document) Option ■ Growth ■ Dividend - Payout ■ Dividend - Re-investment (If you do not indicate an option, for default option refer instruction 3) 4. How do you wish to receive the following (refer instruction 4)

Account Statement
■ E-Mail ■ Courier ■ Post

Dividend
■ Direct Credit (DC) ■ Electronic Clearing Service (ECS) ■ RTGS/NEFT ■ Warrant

Redemption
■ Direct Credit (DC) ■ RTGS/NEFT ■ Warrant

Direct Credit is now available with: ABN Amro Bank, AXIS Bank, BNP Paribas Bank, Citibank, HDFC Bank, HSBC Bank, ICICI Bank, IDBI Bank, IndusInd Bank, Kotak Mahindra Bank, Standard Chartered Bank, YES Bank. 5. Bank Account Details are Mandatory (refer instruction 5) Name of the Bank Branch Address Account No If you opt for ECS fill & attach cancelled cheque Cheque MICR No Account Type [Please (✓)] ■ SAVINGS ■ CURRENT ■ NRE ■ NRO ■ FCNR ■ Others.................................... Branch City (redemption & dividend will be payable at this location)

If you have chosen RTGS / NEFT please fill: Beneficiary Name Name of the Bank

RTGS / NEFT IFSC Code

Branch

City

6. Payment Details (refer instruction 6) Please issue a separate Cheque/Demand Draft in favour of SBNPP ENTO Cheque / DD No. Amount in words (Rs) Amount in figures (Rs) DD Charges Net Amount ■ Yes ■ Yes Date

D D M M Y

Y

Y

Y

Drawn on Bank Branch Name ■ No ■ No

7. Do you wish to receive updates by E-Mail [Please (✓)] (refer instruction 7) 8. Receive PIN to track investment online [Please (✓)] (refer instruction 8) Declaration: I/We • Having read and understood the contents of the Offer Document; • hereby apply for units as indicated in Section 3; • agree to abide by the terms, conditions, rules and regulations of the scheme; • have not received nor been induced by any rebate or gifts, directly or indirectly in making this investment. 9. Nominee (available only for individuals) (refer instruction 9) Name:........................................................................................................... Address:........................................................................................................ ...................................................................................................................... If nominee is a minor: Nominee’s date of birth:........................Relationship:.................................... Name of Guardian:...................................................................................... Address of Guardian:..................................................................................... ...................................................................................................................... ...................................................................................................................... Signature of Nominee/Guardian of Nominee:

10. Signature/s (refer instruction 10)

First / Sole Applicant / Guardian

Second Applicant

Third Applicant

......................................................................................................................

✁
Sundaram BNP Paribas Select Thematic Funds Entertainment Opportunities
Cheque / DD No. Amount in words (Rs) Amount in figures (Rs) DD Charges Net Amount

■ Regular Plan ■ Institutional Plan

■ Growth ■ Dividend Payout ■ Dividend Re-investment
Date

D D M M Y

Y

Y

Y

Drawn on Bank Branch Name

SBNPPENTO/KIM/April 08


								
To top