FSA_AccuracyChecklist

Document Sample
scope of work template
							                                                                                  FOOD SECURITY ASSESSMENT ACCURACY CHECKLIST


      Definition of FSA accuracy: Likelihood that an assessment reflects the reality of conditions on the ground, especially in regards to the scale, severity of food insecurity and type of humanitarian need.
      Structure of checklist: The checklist covers 21 issues that are expected to influence EFSA accuracy. They are divided into four parts: 1. Process Management, Capacities & Partnerships, 2. Assessment Preparation, 3. Field work, 4. Data entry and
      analysis.
      Purpose of checklist: 1. Raise awareness on factors potentially limiting accuracy in preparation of and throughout the assessment process; 2. Pointing out limitations to accuracy incurred by a specific assessment.
      Who should fill out the checklist: Staff involved in the specific assessment in close consultation with mission members to reach agreement on answers.
      The checklist is only applicable to assessments that include primary data collection!

             Instructions: Please click appropriate answers. Scores will be calculated automatically.                                                              *: answer the questions only if applicable
            ► FSA title                                                                                                                                            ►Team leader

            ► Country                                --- Select Country ---                                                                                        ► Reviewer

            ► Crisis type                          --- Select Crisis Type ---

               QUESTION TO ASK                                                             ANSWERS AND CORRESPONDING ACCURACY SCORE                                                                                          RATIONALE

[Part I]    Process Management, Capacities and Partnerships


I.1         What was the time available for the                                                                                                                                                   Initial and Rapid EFSAs need to compromise between
            assessment (incl. field work and         completed within less than 7 days       completed within 1-3 weeks          completed within 4-8 weeks        completed in more than 8 weeks accuracy and timeliness.
            report writing)?



I.2         What was the level of partner                                                                                      Many partners involved during                                         Partnerships in assessments help to validate the approach
                                                                                            Few partners involved during                                           Many partners involved during all
            involvement during the assessment                   Not involved                                                   certain stages or few partners                                        and the analysis and increase the amount of information
                                                                                                   certain stages                                                              stages
            process (preparation to report                                                                                            during all stages                                              and expertise available to the assessment team.
            writing)?


I.3         What was the level of experience of                                                                                                                     Vast assessment and leadership    It is likely that the accuracy of findings increases with the
                                                                                                       involved                            involved
            the mission leader ?                         1st assessment experience                                                                                    experience (e.g. advanced       assessment experience of the person who has the
                                                                                              in 1-3 assessments before           in 4-6 assessments before
                                                                                                                                                                               assessor)              ultimate responsibility for data analysis and
                                                                                                                                                                                                      interpretation.


I.4         Did the mission leader oversee the                                                                                    Oversaw most parts of the                                          Being involved in all steps of the assessment process
                                                    No, provided inputs only selectively Oversaw few parts of the process,                                         Oversaw the entire process, incl.
            whole assessment process, from                                                                                     process, including in the country                                     including field work facilitates interpretation of results by
                                                           and mainly remotely             including in the country itself                                         all in-country assessment stages
            mission planning to report writing?                                                                                              itself                                                  mission leader when writing the report. Continuous
                                                                                                                                                                                                     supervision also helps to keep data collection and analysis
                                                                                                                                                                                                     on track.

I.5         Were interviewers knowledgeable                                                                                                                                                           If interviewers are insufficiently knowledgeable about the
            about the area studied?                           Hardly/very few                           Some                                Most                                  All                 context in which they are working they might miss
                                                                                                                                                                                                      essential information or interpret responses in an
                                                                                                                                                                                                      inappropriate way.
I.5    Were interviewers knowledgeable             If interviewers are insufficiently knowledgeable about the
       about the area studied?                     context in which they are working they might miss
                                                   essential information or interpret responses in an
                                                   inappropriate way.


Average Score Part I                     #DIV/0!
[Part II] ASSESSMENT PREPARATION


II.1     Was an analysis plan outlining                                                                                                                                                                      A data analysis plan - if used properly - helps to guarantee
        information requirements prepared                                                                                        Yes, used during many stages by         Yes, used throughout the entire     that all necessary data are collected and analysed to
                                                                  No                       Yes, but only selectively used
        prior to the data collection and was it                                                                                        some team members                       process by the team           respond to the salient assessment questions
        used throughout the assessment?



II.2    Were reliable population baseline                                                                                                                                                                    As primary data are collected from a sample that
                                                                                         Used, but reliability low (e.g. old;                                            Reliable data used (e.g. recent,
        data of the study zone available and      No, either not available or not used                                             Used, but reliability medium                                              represents the larger population in the affected area, it is
                                                                                              politically influenced)                                                               verified)
        used by the assessment?                                                                                                                                                                              key to have accurate and up-to-date population data to
                                                                                                                                                                                                             draw a proper sample and to get accurate estimates of
                                                                                                                                                                                                             people in need.

II.3    Were secondary data (including                                                  Modestly used, but reliability of                                                                              The more data from different sources are used and cross-
        baseline data) used throughout the                                                                                       Used, with fair reliability of most Reliable secondary data were used checked the higher the likelihood that conclusions are
                                                  No, either not available or not used most data low (e.g. old; politically
        assessment process?                                                                                                                    data                              extensively           accurate.
                                                                                                  influenced)




II.4    Which sampling method was used?                                                                                                                                                                      Because probability sampling employs random selection
                                                                                                                                   Mainly random with 1st stage
                                                                                                                                                                                                             techniques it is more objective than non-probability
                                                                                             Mixed random-purposive             purposive sampling (e.g. purposive        Probability Simple or Stratified
                                                      Non- probability sampling                                                                                                                              sampling. Probability sampling also allows for the degree
                                                                                                    sampling                    selection of study area within crisis-          Random Samples
                                                                                                                                                                                                             of error around food security estimates to be quantified.
                                                                                                                                           affected zone)
                                                                                                                                                                                                             Results from non-probablity sampling can only be
                                                                                                                                                                                                             generalized with caution.


II.5                                                                                                                                                                                                         Rule of thumb suggests a sample size of 150 to 250
        * In case of household survey, how                 <300 households                    300 to 500 households                   501 to 800 households                      >800 households
                                                                                                                                                                                                             households for each strata (population group or
        many households were interviewed?                                                                                                                                                                    geographic area). Towards the upper end of this scale
                                                                                                                                                                                                             reliability of results and validity of extrapolation increases.
II.6    Were interviewers sufficiently                                                                                                                                                                    Surveyors have to be trained on the objectives of the
                                                  Less than 1 day of training and no     1-2 days of training and no field                                               More than 2 days of training and
        trained on the assessment tools used                                                                                     1-2 days of training and field test                                      study and on the specific survey instruments. They have to
                                                               field test                               test                                                                        field test
        (i.e. participatory appraisal methods,                                                                                                                                                            understand all terms used in the data collection
        survey questionnaire etc.) and the                                                                                                                                                                instruments
        specifics of the context?

Average Score Part II                                            0.00
[Part III] FIELD WORK


III.1    Have the selected communities been                                                                                                                                                              Informants frequently see the assessment as an
         repeatedly studied, and/or have they repeatedly studied and long term           repeatedly studied or long term       studied a couple of times and/or                                          opportunity for personal (or community) gain and give the
         been recipients of (food) aid                                                                                                                                   never studied or assisted       impression that the situation is worse than it actually is in
                                                         recipients                                recipients                         irregular recipients
                                                                                                                                                                                                         order to receive assistance. They may also give misleading
                                                                                                                                                                                                         information about the impact of the crisis on different
                                                                                                                                                                                                         groups.


III.2    Have data collection tools been                                                                                                                                                                 The questionnaire should be translated into the language
         translated (if required), field tested                                                                                  translated (if required), field-   thoroughly translated (if required), in which it will be administered. Once translated, it should
                                                                                        not translated, quickly field-tested
         and subsequently revised?                                No                                                             tested and revised (within 2-3        extensively field-tested and      be “back-translated” into the original language to check
                                                                                          and revised (within one day)
                                                                                                                                              days)                     revised (more than 3 days)       on the accuracy of the translation. Field testing of tools
                                                                                                                                                                                                         helps to reduce further ambiguousness and increases
                                                                                                                                                                                                         specificity of questions.

III.3    Were language/ translation problems                                                                                                                                                             Misunderstandings and misinterpretation during
         encountered during data collection? Frequently, by most interviewers in Frequently, by many interviewers Occasionally, by some interviewers                                No                   interviews lowers the accuracy of primary data.
                                                       most locations                   in many locations                 in some locations




III.4    Were interviewers provided                                                                                                                                                                      During a long days of interviews, interviewers often get
                                                                                                                                                                     Adequately (field work regularly
         sufficient rest during field work?                                                                                                                                                              tired and feel as if they are hearing the same responses
                                                  Hardly, assessment schedule was       To some extent, field work ended                                              stopped (late) afternoon, for a
                                                                                                                                 Reasonably, field work ended                                            repeatedly. They are less inclined to query the information
                                                  very tight, teams worked until late     irregularly without sufficient                                             max. of 5 days worked, one day
                                                                                                                                   regularly late afternoon                                              and are less alert to inconsistencies and new information.
                                                                evening                       breaks during the day                                                  rest was provided, lunch breaks
                                                                                                                                                                            were scheduled)




III.5                                                                                                                                                                                                    Informants may be happy to discuss their lives but, as the
         * How much time did a typical                   More than one hour                       46-60 minutes                          30-45 minutes                     Less than 30 minutes
                                                                                                                                                                                                         interview progresses, they may lose interest and the
         structured household interview                                                                                                                                                                  quality of their response declines.
         take?

III.6                                                                                                                                                                                                    Participatory techniques and Proportional Piling: There is
         * If proportional piling, focus group               Rather low
                                                                                             Medium, discussion was
                                                                                              dominated by a few
                                                                                                                               Medium, most groups participated
                                                                                                                                        (e.g. women)
                                                                                                                                                                         High, all groups actively
                                                                                                                                                                               participated              usually a lot of debate about the relative size of the piles;
         discussions or other participatory                                                                                                                                                              this encourages participation and enhances accuracy.
         methods were used, was both
         debate and participation high?



Average Score Part III                                           0.00
[Part IV] DATA ENTRY AND ANALYSIS


IV.1     Was data entry and cleaning                                                                                                                                                        Improper data entry and cleaning can be major causes of
                                                                                                                                                         Yes, thoroughly supervised and
         conducted by trained and                             No                              Partially                           Mostly                                                    assessment inaccuracy.
                                                                                                                                                                  spot checked
         experienced staff; was it rigorously
         supervised and spot checked?


IV.2     Were primary data collected from                                                                                                                                               Different data sources allow for triangulation and
                                                                                                                                                        More than 2 information sources
         different sources and triangulated?                                       2 information sources used and     More than 2 information sources                                   crosschecking of findings. Rule of thumb: If at least three
                                                      Only one source used                                                                               used and triangulated using
                                                                                             trianguled                     used and trianguled                                         diverse and reliable sources provide consistent
                                                                                                                                                              statistical methods
                                                                                                                                                                                        information, and an insignificant number of sources
                                                                                                                                                                                        provide inconsistent information, the information can be
                                                                                                                                                                                        used with confidence.

IV.3                                                                                                                                                       extensive statistical analysis,  Statistical analysis allows to correlate data and to identify
         * Were statistical methods                           No                  Frequencies and means generated
                                                                                                                       Frequencies, means and cross-
                                                                                                                                                        including PCA and statistical tests main determinants of food insecurity in a given situation.
         employed for correlation and causal                                                                               tabulations generated
                                                                                                                                                                  (CI) conducted
         analysis?



IV.4     Were results from data analysis                                          Consultatively interpreted on few    Consultatively interpreted on       Consultatively interpreted       Discussing rassessment findings with different key
                                                 Interpreted by only 1-2 people
         interpreted in a consultative way?                                                   occasions                      many occasions               throughout analysis process       informants increases the likelihood of an accurate
                                                                                                                                                                                            interpretation/understanding of the situation


Average Score Part IV                                        0.00


  PROCESS MANAGEMENT, CAPACITIES AND              ASSESSMENT PREPARATION                    FIELD WORK                  DATA ENTRY AND ANALYSIS
            PARTNERSHIPS

                   #DIV/0!                                   0.00                               0.00                               0.00


       TOTAL Average Score                                #DIV/0!


You have 21 mandatory                           1.1                               2.1                                                                   4.1
                                                                                                                      3.1
question(s) not ansewered.
                                                1.2                               2.2                                 3.2                               4.2
Please note that the highlighted cells in red
correspond to mandatory question(s) that        1.3                               2.3                                 3.3                               4.3
have not been answered. In order to have a
                                                1.4                               2.4                                 3.4                               4.4
proper calculation, please make sure that
you answer (click) all mandatory questions.     1.5                               2.5                                 3.5
                                                                                  2.6                                 3.6

              Average Scores and Levels of Accuracy
          Score Range              Accuracy Classification
  >5           High          #DIV/0!   #DIV/0!
3.1 - 5   Moderate to High   #DIV/0!   #DIV/0!
1 to 3       Moderate        #DIV/0!   #DIV/0!
  <1            Low          #DIV/0!   #DIV/0!

						
Related docs