Headquarters Air Force FOIA Exemptions Brief

							Headquarters U. S. Air Force
   Integrity - Service - Excellence




        Headquarters Air Force
        FOIA Exemptions Brief


                                Della Macias
                                    HAF/IMII
                          EXEMPTION (b)(1)
1. Classified - protects from disclosure
  national security information concerning the
  national defense or foreign policy, provided
  that it has been properly classified in
  accordance with Executive Order 12958.
   – Classified correctly?
   – Glomar
   – Waiver


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                                   EXEMPTION (b)(2)
2. Internal Administration - exempts from
   mandatory disclosure records "related solely to the
   internal personnel rules and practices of an agency."
   Low 2 – internal matters of trivial nature
      (routing slips, emails setting meetings, tabs, etc.)
   High 2 – circumvent other statutes or regs
       AFIs and Laws
         Security Guides
       Homeland Security
         Vulnerability Assessments
         Detailed weapon plans
         Base maps
         Organization Charts

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                                   EXEMPTION (b)(3)
3. Other Statutes - covers information "specifically
    exempted from disclosure by statute.“
    (http://www.foia.af.mil/shared/media/document/AFD-071207-
     037.pdf)
   –    Statute/Treaty (Not regulations)
   –    No discretion
   –    Predetermined List
       •   Proposals not incorporated in contract
       •   Armed Export Control Act
       •   Special Nuclear Weapons Information
       •   Personnel in Overseas/Deployable Units
       •   Patents/Inventions
       •   False Claims Act
       •   NSA/CIA
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                            EXEMPTION (b)(4)

Commercial Information - protects "trade secrets
  and commercial or financial information obtained from a
  person that is privileged or confidential."
   • Mandatory Withholding – Trade Secrets Act
   • National Parks
      • Trade Secrets or
      • Commercial or financial information obtained from
        a person and privileged or confidential
        (impairment/competitive harm/other harm)
   • Critical Mass
   • Submitter Notice

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                         EXEMPTION (b)(5)

Privileged Information
  • Inter/intra agency writings
  • Privileges
    • Deliberative process
    • Attorney-Client
    • Attorney Work Product
    • Source Selection
    • Safety Investigation
  • Waiver
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                          EXEMPTION (b)(6)
6. Personal Privacy - permits the government to
   withhold all information about individuals in
   "personnel and medical files and similar files"
   when the disclosure of such information "would
   constitute a Clearly unwarranted invasion of
   personal privacy."
  • Balance personal and public
  • Reporters Committee
  • Commercial requesters have little public
     interest

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                         EXEMPTION (b)(7)
Law Enforcement
  • Exemption (b)(7)(A) authorizes the withholding of
    "records or information compiled for law
    enforcement purposes, but only to the extent that
    production of such law enforcement records or
    information...could reasonably be expected to
    interfere with enforcement proceedings."
  • Exemption (b)(7)(B) protects "records or
    information compiled for law enforcement purposes
    (the disclosure of which) would deprive a person of
    a right to a fair trial or an impartial adjudication.


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              CON’T EXEMPTION (b)(7)
– Exemption (b)(7)(C) provides protection for
  personal information in law enforcement records
  the disclosure of which "could reasonably be
  expected to constitute an unwarranted invasion of
  personal privacy.
– Exemption (b)(7)(D) provides protection for
  "records or information compiled for law
  enforcement purposes which could reasonably be
  expected to disclose the identity of a confidential
  source and information furnished by a
  confidential source."
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                CON’T EXEMPTION (b)(7)
– Exemption (b)(7)(E) provides protection to all law
  enforcement information which "would disclose techniques
  and procedures for law enforcement investigations or
  prosecutions, or would disclose guidelines for law
  enforcements investigations or prosecutions if such
  disclosure could reasonably be expected to risk
  circumvention of the law."
– Exemption (b)(7)(F) permits the withholding of
  information necessary to protect the physical safety of "any
  individual" when disclosure of information about him
  "could reasonably be expected to endanger his life or
  physical safety."

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                    EXEMPTION (b) (8) & (9)
8. Bank Records - protects matter that are "contained
  in or related to examination, operating, or condition
  reports prepared by, on behalf of, or for the use of an
  agency responsible for the regulation or supervision of
  financial institutions."

9. Geological Well Information - protects
  "geological and geophysical information an data,
  including maps, concerning wells."



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                 EXEMPTION EXCLUSIONS
• The (c)(1) exclusion authorizes federal law enforcement
  agencies, under specified circumstances, to shield the very
  existence of records of ongoing investigations or proceedings by
  excluding them entirely from the FOIA's reach.
• The (c)(2) exclusion provides that "whenever informant records
  maintained by a criminal law enforcement agency under an
  informant's name or personal identifier are requested by a third
  party, the agency may treat the records as not subject to the
  requirements of the FOIA unless the informant's status has been
  officially confirmed.
• The (c)(3) exclusion pertains only to certain law enforcement
  records that are maintained by the Federal Bureau of
  Investigation
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