A - Orig Premium

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					Original Premium (inc Treaty FDOs) Tracker Query Category and Query Types (query details) – attachment A
New Tracker query options                                                                                                            Equivalent from current Tracker query options

New Query category                                New Query type                                                                     Old query category   Old query type
Work Package                                      MRC not present, pages incomplete or illegible                                     Contents             Slip not submitted


                                                  MRCE not present, pages incomplete or illegible                                    Contents             Other missing documents
                                                  LPANs required not submitted, not clear or illegible/not split as required         Contents             PAN not submitted


                                                                                                                                     PAN                  Not spilt as required
                                                  Additional information/supporting documents not submitted, incomplete or           Contents             Other missing documents
                                                  illegible


                                                  Documents in work package do not relate to risk submitted/or submitted under Contents                   Mismatched documents
                                                  wrong UMR
                                                                                                                              Contents
                                                  Declarations relate to a lineslip & copy not attached or UMR info not included                          Other missing documents
                                                                                                                              Panel 3                     Facility no + date not shown
                                                  Mixed Market submission should be split for direct business                 Contents                    Mismatched documents
                                                  Broker No/Pseud not consistent across documents (& not business transfer or PAN                         Broker Number incorrect/missing
                                                  recognised/approved change/merger)
                                                                                                                                     Contents             Mismatched documents

                                                  Duplicate documents submitted                                                      Contents             Mismatched documents
MRC/MRCE Risk Details                             Policy period incorrect or incomplete (/ or risk prior to 1992 (Equitas) Lloyd's   Panel 2              Period not limited
                                                  Market)
                                                  MRC/MRCE subjectivity outstanding                                                  Panel 2              Subjectivities outstanding
                                                  US TRIA exposure / premium allocation incorrect or incomplete                      Panel 2              Risk coverage - required clauses missing
                                                  Premium payment warranty breached                                                  Panel 2              PPW breached
                                                  Regulatory information missing or incomplete                                       PAN                  Not split as required
                                                  Premium allocation/breakdown missing/incomplete (e.g. countries, premium           PAN                  Not split as required
                                                  type, risk code etc.)
                                                  Lineslip terms require clarification                                               Panel 2              Risk coverage - required clauses missing
MRC/MRCE Security Details                         Signed lines incorrectly calculated or missing                                     Panel 3              Signed lines not shown
                                                                                                                                     Panel 3              Signed lines do not total, total line
                                                                                                                                     Panel 3              Signed lines not signed down proportionately
                                                                                                                                     Panel 3              Signed lines overwritten
                                                  Underwriting stamp(s) incomplete, illegible or non standard                        Panel 3              Poor quality/illegible underwriters references/stamps
                                                  Underwriter(s)' line conditions / subjectivities outstanding                       Panel 3              Subjectivity on line outstanding
                                                  Non-bulking lineslip details missing or incorrect (Lloyd's Market)                 Panel 3              Facility no + date not shown
                                                                                                                                     Panel 3              Off slip not agreed sufficiently
                                                  Typed signed lines / computer produced lines not correctly agreed or certified     Panel 3              Off slip not agreed sufficiently

                                                  Syndicates not valid for year of account                                           Panel 3              Syndicates not valid for year of account

MRC/MRCE Subscription Agreement Details           Settlement Due Date or Payment Terms missing or not agreed or cannot be            Panel 1              SDD incomplete
                                                  calculated

                                                  FDO agreement required / contract cannot be signed FDO                             Panel 2              Insufficient agreement to amendments


MRC/MRCE Fiscal and Regulatory Details            Country of Origin missing, incorrect or unclear                                    Panel 1              DTI code and/or country of origin missing/incorrect
                                                  Overseas Broker details missing, incomplete or not approved (Lloyd's Market)       Panel 1              Overseas broker incomplete
MRC/MRCE Fiscal and Regulatory Details




                                         US Classification missing or incorrect                                       Panel 2    Missing US classification or state not identified, NAIC
                                                                                                                                 code, surplus lines codes

                                         Risk Code allocation missing or incorrect (Lloyd's Market)                   Panel 1    Risk code missing/incorrect



MRC/MRCE Additional Checks               Insufficient agreement supplied                                              Panel 2    Insufficient agreement to amendments




                                         Policy addendum/endorsement required                                         Contents   Other missing documents
                                         Declaration outside MRC terms                                                Panel 2    Risk coverage - required clauses missing



Payment Type                             Payment type not provided for in MRC/MRCE                                    Panel 2    Premium payment conditions not agreed
                                                                                                                       Panel 1   Deferred credit incomplete
Premium                                  Original currency and settlement currency not expressed as valid ISO currency Panel 2   Gross premium incorrect (inc incorrect currency)
                                         abbreviations/or unambiguously identified in MRC/MRCE
                                         Premium calculation not clear                                                Panel 2    Gross premium incorrect (inc incorrect currency)



                                         Net equivalent rate used but MRC/MRCE does not provide for net equivalent    Panel 2    Gross premium incorrect (inc incorrect currency)
                                         downwards
                                         Premium reserve details incorrect or missing                                 PAN        Not split as required

                                         Premium transfer details incorrect or missing                                Panel 2    Gross premium incorrect (inc incorrect currency)
Legislation                              US legislation details incorrect or missing (Lloyd's Market)                 Panel 2    Missing US classification or state not identified, NAIC
                                                                                                                                 code, surplus lines codes
                                         Canadian legislation details incorrect or missing (Lloyd's Market)           Panel 2    Missing Canadian Province code

                                         French legislation details incorrect or missing (Lloyd's Market)             Panel 2    Assured/reassured address missing

                                         Swiss legislation details incorrect or missing (Lloyd's Market)              Panel 2    Assured/reassured address missing
                                         Any other country legislation details incorrect or missing                   N/A        N/A

Taxation                                 Taxation details/calculations incorrect, unclear or missing                  Panel 2    Overseas tax incorrect/missing


                                         Assured details/premium breakdown required                                   Panel 2    Assured/reassured address missing
LPAN Completion - Missing Data           Box 1 (PM/AP/RP or FDO) Missing                                              PAN        Any other box not completed/incorrect
                                         Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Missing                          PAN        Any other box not completed/incorrect
                                         Box 3 (Broker no - Numeric broker code of accounting broker) Missing         PAN        Broker number incorrect/incomplete
                                         Box 4 (Broker pseudonym - 2/3 character) Missing                             PAN        Broker number incorrect/incomplete
                                         Box 10 (Brokers primary reference) Missing                                   PAN        Any other box not completed/incorrect
                                         Box 13 (Bureau total line %) Missing                                         PAN        Any other box not completed/incorrect
                                         Box 17 (IPT - UK or overseas premium tax) Missing                            PAN        Any other box not completed/incorrect
                                         Box 18 (100% gross premium paid) Missing                                     PAN        Any other box not completed/incorrect
                                         Box 19 (Total brokerage/commission %) Missing                                PAN        Any other box not completed/incorrect
                                         Box 20 (Taxes or charges to be deducted) Missing                             PAN        Any other box not completed/incorrect
                                         Box 21 (Any other deductions %) Missing                                      PAN        Any other box not completed/incorrect
                                         Box 22 (Original currency - ISO currency abbreviation) Missing               PAN        Any other box not completed/incorrect
                                         Box 23 (Rate of exchange) Missing                                            PAN        Rate of exchange incorrect/missing
                                         Box 24 (Sett currency - ISO currency abbreviation) Missing                   PAN        Any other box not completed/incorrect
                                         Box 25 (Bureau NA premium - Signed line proportion of net premium) Missing   PAN        NA Box not completed

                                         Box 30 (Payment dates of instalments) Missing                                PAN        Any other box not completed/incorrect
                                         Box 31 (Bureau proportion of net premium for each instalment) Missing        PAN        Any other box not completed/incorrect
LPAN Completion - Incorrect Data         Box 1 (PM/AP/RP or FDO) Incorrect                                            PAN        Any other box not completed/incorrect
                                         Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Incorrect                        PAN        Any other box not completed/incorrect
LPAN Completion - Incorrect Data

                                   Box 3 (Broker no - Numeric broker code of accounting broker) Incorrect         PAN   Broker number incorrect/incomplete
                                   Box 4 (Broker pseudonym - 2/3 character) Incorrect                             PAN   Any other box not completed/incorrect
                                   Box 13 (Bureau total line %) Incorrect                                         PAN   Any other box not completed/incorrect
                                   Box 15 (DEF or RES) Incorrect (Company Market)                                 PAN   Any other box not completed/incorrect
                                   Box 17 (IPT - UK or overseas premium tax) Incorrect                            PAN   Any other box not completed/incorrect
                                   Box 18 (100% gross premium paid) Incorrect                                     PAN   Any other box not completed/incorrect
                                   Box 19 (Total brokerage/commission %) Incorrect                                PAN   Any other box not completed/incorrect
                                   Box 20 (Taxes or charges to be deducted) Incorrect                             PAN   Any other box not completed/incorrect
                                   Box 21 (Any other deductions %) Incorrect                                      PAN   Any other box not completed/incorrect
                                   Box 22 (Original currency - ISO currency abbreviation) Incorrect               PAN   Any other box not completed/incorrect
                                   Box 23 (Rate of exchange) Incorrect                                            PAN   Rate of exchange incorrect/missing
                                   Box 24 (Sett currency - ISO currency abbreviation) Incorrect                   PAN   Any other box not completed/incorrect
                                   Box 25 (Bureau NA premium - Signed line proportion of net premium) Incorrect   PAN   NA Box not completed

                                   Box 26 (PSD) Incorrect                                                         PAN   Any other box not completed/incorrect
                                   Box 27 (100% war gross premium in orig ccy) Incorrect                          PAN   Any other box not completed/incorrect
                                   Box 28 (Bureau NA war premium in orig ccy) Incorrect                           PAN   Any other box not completed/incorrect
                                   Box 30 (Payment dates of instalments) Incorrect                                PAN   Any other box not completed/incorrect
                                   Box 31 (Bureau proportion of net premium for each instalment) Incorrect        PAN   Any other box not completed/incorrect
Accounting Splits                  Work Package deficiencies                                                      N/A   N/A
                                   MRC/MRCE details                                                               N/A   N/A
                                   Security details                                                               N/A   N/A
                                   Subscription agreement details                                                 N/A   N/A
                                   Fiscal and regulatory details                                                  N/A   N/A
                                   Premium                                                                        N/A   N/A
                                   Legislation                                                                    N/A   N/A
                                   Taxation                                                                       N/A   N/A
                                   Technical account and LPAN missing data                                        N/A   N/A
                                   Technical account and LPAN incorrect data                                      N/A   N/A
AP/RP (inc nil adjs) Tracker Query Category and Query Types (query details) – attachment B
New Tracker query options                                                                                                             Equivalent from current Tracker query options

New Query category                         New Query type                                                                             Old query category   Old query type
Work Package                               MRC not present, pages incomplete or illegible                                             Contents             Slip not submitted
                                           MRCE (s) not submitted, pages incomplete or illegible                                      Contents             Other missing documents
                                           LPAN (s) required not submitted, not clear or illegible/not split as required              Contents             PAN not submitted
                                                                                                                                      PAN                  Not splt as required

                                           Additional information/supporting documents not submitted, incomplete or illegible         Contents             Other missing documents




                                           Documents in work package do not relate to risk submitted/or submitted under wrong UMR Contents                 Mismatched documents

                                           Declarations relate to a lineslip & copy not attached or UMR info not included             Contents             Other missing documents
                                                                                                                                      Panel 3              Facility no + date not shown
                                           Mixed Market submission should be split for direct business                                Contents             Mismatched documents
                                           Broker No/Pseud not consistent across documents (& not business transfer or                PAN                  Broker Number incorrect/incomplete
                                           recognised/approved change/merger)
                                                                                                                                      Contents             Mismatched documents
                                                                                                                                      Contents             Missing broker letter of transfer
                                           Duplicate documents submitted                                                              Contents             Mismatched documents
MRC/MRCE Risk Details                      Policy period incorrect or incomplete / (or risk prior to 1992 (Equitas) Lloyd's Market)   Endorsement          Amendment outside original period
                                           MRC/MRCE subjectivity outstanding                                                          Endorsement          Subjectivities outstanding
                                           US TRIA exposure / premium allocation incorrect or incomplete                              Endorsement          Gross premium incorrect (including
                                                                                                                                                           incorrect ccy)
                                           Premium payment warranty breached                                                          Endorsement          PPWs breached
                                           Regulatory information missing or incomplete                                               PAN                  Not split as required
                                           Premium allocation/breakdown missing/incomplete (e.g. countries, premium type, risk code   PAN                  Not split as required
                                           etc.)
MRC/MRCE Security Details                  Signed lines incorrectly calculated or missing                                             PAN                  Any other box not completed/incorrect

                                           Underwriting stamp(s) incomplete, illegible or non standard                                Contents             Other missing documents
                                           Typed signed lines / computer produced lines not correctly agreed or certified             Contents             Other missing documents

MRC/MRCE Subscription Agreement            Settlement Due Date/Payment Terms missing or not agreed or cannot be calculated            Endorsement          Insufficient agreement to amendments
Details

MRC/MRCE Fiscal and Regulatory Details     Country of Origin missing, incorrect or unclear                                            Contents             Other missing documents




                                           Overseas Broker details missing or incomplete or not approved (Lloyd's Market)             Contents             Other missing documents




                                           US Classification missing or incorrect                                                     Endorsement          Missing US classification or state not
                                                                                                                                                           identified, NAIC code, surplus lines
                                                                                                                                                           codes

                                           Risk Code allocation missing or incorrect (Lloyd's Market)                                 Contents             Other missing documents
MRC/MRCE Additional Checks       Insufficient agreement supplied                                                               Endorsement    Insufficient agreement to amendments




                                 Policy addendum/endorsement required                                                          Endorsement    Attachments missing
                                 Declaration outside MRC terms                                                                 Endorsement    Amendment outside original period


Payment Type                     Payment type not provided for in MRC/MRCE                                                     Endorsement    Premium payment conditions not
                                                                                                                                              adhered to
                                 Subsequent AP/RP not submitted as delinked and original Premium is delinked                   Endorsement    Premium payment conditions not
Premium                          Original currency and settlement currency not expressed as valid ISO currency                 Endorsement    Gross premium incorrect (including
                                 abbreviations/or unambiguously identified in MRC/MRCE                                                        incorrect ccy)
                                 Premium calculation not clear                                                                 Endorsement    Gross premium incorrect (including
                                                                                                                                              incorrect ccy)




                                 Net equivalent rate used but MRC/MRCE does not provide for net equivalent downwards           Endorsement    Gross premium incorrect (including
                                                                                                                                              incorrect ccy)
                                 Premium has been paid in USD/CAD but return premiums are not being paid from the same Trust   Endorsement    Gross premium incorrect (including
                                 Fund (Lloyd's Market)                                                                                        incorrect ccy)
                                 Premium adjustments details incorrect or missing                                              Endorsement    Gross premium incorrect (including
                                                                                                                                              incorrect ccy)
                                 Fee details incorrect or missing                                                              Endorsement    Gross premium incorrect (including
                                                                                                                                              incorrect ccy)
                                 Premium reserve details incorrect or missing                                                  PAN            Not split as required


                                 Premium transfer details incorrect or missing                                                 Endorsement    Gross premium incorrect (including
                                                                                                                                              incorrect ccy)
                                 Portfolio transfer details incorrect or missing                                               Endorsement    Gross premium incorrect (including
                                                                                                                                              incorrect ccy)
                                 No claims bonus details incorrect or missing                                                  Endorsement    Gross premium incorrect (including
                                                                                                                                              incorrect ccy)
                                                                                                                               PAN            Not split as required
                                 Profit commission details incorrect or missing                                                Endorsement    Gross premium incorrect (including
                                                                                                                                              incorrect ccy)
                                                                                                                               Endorsement    Insufficient agreement to amendments
Legislation                      US legislation details incorrect or missing (Lloyd's Market)                                  Endorsement    Missing US classification or state not
                                                                                                                                              identified, NAIC code, surplus lines
                                                                                                                                              codes
                                 Canadian legislation details incorrect or missing (Lloyd's Market)                            Endorsement    Missing Canadian Province code

                                 French legislation details incorrect or missing (Lloyd's Market)                              Endorsements   Overseas tax incorrect/missing



                                 Swiss legislation details incorrect or missing (Lloyd's Market)                               Endorsements   Overseas tax incorrect/missing
                                 Any other country legislation details incorrect or missing                                    Endorsements   Overseas tax incorrect/missing



Taxation                         Taxation details/calculations incorrect, unclear or missing                                   Endorsements   Overseas tax incorrect/missing



                                 Assured details/premium breakdown required                                                    Endorsements   Overseas tax incorrect/missing



LPAN Completion - Missing Data   Box 1 (PM/AP/RP or FDO) Missing                                                               PAN            Any other box not completed/incorrect
                                 Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Missing                                           PAN            Any other box not completed/incorrect
LPAN Completion - Missing Data

                                   Box 3 (Broker No - Numeric broker code of accounting broker) Missing           PAN   Broker number incorrect/incomplete
                                   Box 4 (Broker pseudonym - 2/3 character) Missing                               PAN   Broker number incorrect/incomplete
                                   Box 8 - (Original bureau signing reference) Missing                            PAN   Original signing no. & date
                                                                                                                        incorrect/missing
                                   Box 10 (Brokers primary reference) Missing                                     PAN   Any other box not completed/incorrect
                                   Box 13 (Bureau total line %) Missing                                           PAN   Any other box not completed/incorrect
                                   Box 17 (IPT - UK or overseas premium tax) Missing                              PAN   Any other box not completed/incorrect




                                   Box 18 (100% gross premium paid) Missing                                       PAN   Gross premium incorrect/missing
                                   Box 19 (Total brokerage/commission %) Missing                                  PAN   Any other box not completed/incorrect
                                   Box 20 (Taxes or charges to be deducted) Missing                               PAN   Any other box not completed/incorrect




                                   Box 21 (Any other deductions %) Missing                                        PAN   Any other box not completed/incorrect
                                   Box 22 (Original currency - ISO currency abbreviation) Missing                 PAN   Any other box not completed/incorrect
                                   Box 23 (Rate of exchange) Missing                                              PAN   Rate of exchange incorrect/missing
                                   Box 24 (Sett currency -ISO currency abbreviation) Missing                      PAN   Any other box not completed/incorrect
                                   Box 25 (Bureau NA premium - Signed line proportion of net premium) Missing     PAN   NA Box not completed



                                   Box 30 (Payment dates of instalments) Missing                                  PAN   Any other box not completed/incorrect
                                   Box 31 (Bureau proportion of net premium for each instalment) Missing          PAN   Any other box not completed/incorrect
LPAN Completion - Incorrect Data   Box 1 (PM/AP/RP or FDO) Incorrect                                              PAN   Any other box not completed/incorrect
                                   Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Incorrect                          PAN   Any other box not completed/incorrect
                                   Box 3 (Broker No - Numeric broker code of accounting broker) Incorrect         PAN   Broker number incorrect/incomplete
                                   Box 4 (Broker pseudonym - 2/3 character) Incorrect                             PAN   Broker number incorrect/incomplete
                                   Box 8 - (Original bureau signing reference) Incorrect                          PAN   Original signing no. & date
                                                                                                                        incorrect/missing
                                   Box 13 (Bureau total line %) Incorrect                                         PAN   Any other box not completed/incorrect
                                   Box 15 - (DEF or RES) Incorrect (Company Market)                               PAN   Any other box not completed/incorrect
                                   Box 17 (IPT - UK or overseas premium tax) Incorrect                            PAN   Any other box not completed/incorrect


                                   Box 18 (100% gross premium paid) Incorrect                                     PAN   Gross premium incorrect/missing
                                   Box 19 (Total brokerage/commission %) Incorrect                                PAN   Any other box not completed/incorrect
                                   Box 20 (Taxes or charges to be deducted) Incorrect                             PAN   Any other box not completed/incorrect


                                   Box 21 (Any other deductions %) Incorrect                                      PAN   Any other box not completed/incorrect
                                   Box 22 (Original currency - ISO currency abbreviation) Incorrect               PAN   Any other box not completed/incorrect
                                   Box 23 (Rate of exchange) Incorrect                                            PAN   Rate of exchange incorrect/missing
                                   Box 24 (Sett currency -ISO currency abbreviation) Incorrect                    PAN   Any other box not completed/incorrect
                                   Box 25 (Bureau NA premium - Signed line proportion of net premium) Incorrect   PAN   NA Box not completed



                                   Box 26 (PSD) Incorrect                                                         PAN   Any other box not completed/incorrect
                                   Box 27 (100% war gross premium in orig ccy) Incorrect                          PAN   Any other box not completed/incorrect
                                   Box 28 (Bureau NA war amount in orig ccy) Incorrect                            PAN   Any other box not completed/incorrect
                                   Box 30 (Payment dates of instalments) Incorrect                                PAN   Any other box not completed/incorrect
                                   Box 31 (Bureau proportion of net premium for each instalment) Incorrect        PAN   Any other box not completed/incorrect
Accounting Splits                  Work Package deficiencies                                                      N/A   N/A
                                   MRC/MRCE details                                                               N/A   N/A
                                   Security details                                                               N/A   N/A
                                   Subscription agreement details                                                 N/A   N/A
                                   Fiscal and regulatory details                                                  N/A   N/A
                                   Premium                                                                        N/A   N/A
Accounting Splits




                    Legislation                                 N/A   N/A
                    Taxation                                    N/A   N/A
                    Technical account and LPAN missing data     N/A   N/A
                    Technical account and LPAN incorrect data   N/A   N/A
Market changes - Tracker Query Category and Query Types – attachment C
New Tracker query options                                                                                                      Equivalent from current Tracker query options

New Query category                  New Query type                                                                             Old query category Old query type
Work Package                        MRC not present, pages incomplete or illegible                                             Contents           Slip not submitted



                                    MRCE (s) not submitted, pages incomplete or illegible                                      Contents            Other missing documents
                                    LPAN (s) required not submitted, not clear or illegible not split as required              Contents            PAN not submitted


                                                                                                                               PAN                 Not splt as required
                                    Additional information/supporting documents not submitted, incomplete or illegible         Contents            Other missing documents




                                    Documents in work package do not relate to risk submitted/or submitted under               Contents            Mismatched documents
                                    wrong UMR
                                    Declarations relate to a lineslip & copy not attached or UMR info not included             Contents            Other missing documents
                                                                                                                               Panel 3             Facility No + date not shown
                                    Mixed Market submission should be split for direct business                                Contents            Mismatched documents
                                    Broker No/Pseud not consistent across documents (& not business transfer or                PAN                 Broker Number incorrect/incomplete
                                    recognised/approved change/merger)                                                         Contents            Mismatched documents
                                    Duplicate documents submitted                                                              Contents            Mismatched documents
MRC/MRCE Risk Details               Policy period incorrect or incomplete (/ or risk prior to 1992 (Equitas) Lloyd's Market)   Panel 3             IDA rules contravened
                                    MRC/MRCE subjectivity outstanding                                                          Panel 3             Subjectivities outstanding
                                    US TRIA exposure / premium allocation incorrect or incomplete                              Endorsement         Gross premium incorrect (including incorrect
                                                                                                                                                   ccy)
                                    Premium payment warranty breached                                                          Endorsement         PPW breached
                                    Regulatory information missing or incomplete                                               PAN                 Not splt as required
                                    Premium allocation/breakdown missing/incomplete (e.g. countries, premium type,             PAN                 Not splt as required
                                    risk code etc.)
                                    Lineslip terms require clarification                                                       Endorsement         Insufficient agreement to amendments
MRC/MRCE Security Details           Signed lines incorrectly calculated or missing                                             Panel 3             Signed lines not shown
                                                                                                                               Panel 3             Signed lines do not total, total line
                                                                                                                               Panel 3             Signed lines not signed down proportionately
                                                                                                                               Panel 3             Signed lines overwritten
                                    Underwriting stamp(s) incomplete, illegible or non standard                                Panel 3             Poor quality/illegible underwriters
                                                                                                                                                   references/stamps
                                    Underwriter(s)' line conditions / subjectivities outstanding                               Panel 3             Subjectivities outstanding
                                    Non-Bulking Lineslip details missing or incorrect                                          Panel 3             Facility no + date not shown
                                                                                                                               Panel 3             Off slip not agreed sufficiently
                                    Typed signed lines / computer produced lines not correctly agreed or certified             Panel 3             Off slip not agreed sufficiently

                                    Syndicates not valid for year of account                                                   Panel 3             Syndicates not valid for year of account

MRC/MRCE Subscription Agreement     Settlement Due Date/Payment Terms missing or not agreed or cannot be calculated Endorsement                    Insufficient agreement to amendments
Details

                                    FDO agreement required / contract cannot be signed FDO                                     Endorsement         Insufficient agreement to amendments



MRC/MRCE Fiscal and Regulatory      Country of Origin missing, incorrect or unclear                                            Contents            Other missing documents
Details                             Overseas Broker details missing, incomplete or not approved (Lloyd's Market)               Contents            Other missing documents
MRC/MRCE Fiscal and Regulatory
Details




                                 US Classification missing or incorrect                                          Endorsement    Missing US classification or state not
                                                                                                                                identified, NAIC code, surplus lines codes



                                 Risk Code allocation missing or incorrect (Lloyd's Market)                      Contents       Other missing documents




MRC/MRCE Additional Checks       Insufficient agreement supplied                                                 Endorsement    Insufficient agreement to amendments




                                 Policy addendum/endorsement required                                            Contents       Other missing documents
                                 Declaration outside MRC terms                                                   Endorsement    Amendment outside original period



Payment type                     Payment type not provided for on MRC/MRCE                                       Endorsement    Premium payment conditions not agreed

                                 Subsequent AP/RP not submitted as delinked and original Premium is delinked     Endorsement    Premium payment conditions not adhered to
Premium                          Original currency and settlement currency not expressed as valid ISO currency   Endorsement    Gross premium incorrect (including incorrect
                                 abbreviations/or unambiguously identified in MRC/MRCE                                          ccy)
                                 Premium calculation not clear                                                   Endorsement    Gross premium incorrect (including incorrect
                                                                                                                                ccy)



                                 Net equivalent rate used but MRC/MRCE does not provide for net equivalent       Endorsement    Gross premium incorrect (including incorrect
                                 downwards been paid in USD/CAD but return premiums are not being paid from
                                 Premium has                                                                     Endorsement    ccy) premium incorrect (including incorrect
                                                                                                                                Gross
                                 the same Trust Fund (Lloyd's Market)                                                           ccy)
                                 Premium adjustments details incorrect or missing                                Endorsement    Gross premium incorrect (including incorrect
                                                                                                                                ccy)
                                 Fee details incorrect or missing                                                Endorsement    Gross premium incorrect (including incorrect
                                                                                                                                ccy)
                                 Premium reserve details incorrect or missing                                    PAN            Not split as required

                                 Premium transfer details incorrect or missing                                   Endorsement    Gross premium incorrect (including incorrect
                                                                                                                                ccy)
                                 Portfolio transfer details incorrect or missing                                 Endorsement    Gross premium incorrect (including incorrect
                                                                                                                                ccy)
                                 No claims bonus details incorrect or missing                                    Endorsement    Gross premium incorrect (including incorrect
                                                                                                                                ccy)
                                                                                                                 PAN            Not split as required

                                 Profit commission details incorrect or missing                                  Endorsement    Gross premium incorrect (including incorrect
                                                                                                                                ccy)
                                                                                                                 Endorsement    Insufficient agreement to amendments
Legislation                      US legislation details incorrect or missing (Lloyd's Market)                    Endorsement    Missing US classification or state not
                                                                                                                                identified, NAIC code, surplus lines codes

                                 Canadian legislation details incorrect or missing (Lloyd's Market)              Endorsement    Missing Canadian Province code


                                 French legislation details incorrect or missing (Lloyd's Market)                Endorsements   Attachments missing


                                 Swiss legislation details incorrect or missing (Lloyd's Market)                 Endorsements   Attachments missing
                                 Any other country legislation details incorrect or missing                      Endorsements   Attachments missing
Taxation                           Taxation details/calculations incorrect,unclear or missing                     PAN                 Any other box not completed/incorrect



                                   Assured details/premium breakdown required                                     Attachments missing Attachments missing



LPAN Completion - Missing Data     Box 1 (PM/AP/RP or FDO) Missing                                                PAN                 Any other box not completed/incorrect
                                   Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Missing                            PAN                 Any other box not completed/incorrect
                                   Box 3 (Broker No - Numeric broker code of accounting broker) Missing           PAN                 Broker number incorrect/incomplete
                                   Box 4 (Broker pseudonym - 2/3 character) Missing                               PAN                 Broker number incorrect/incomplete
                                   Box 8 - (Original bureau signing reference) Missing                            PAN                 Original signing no. & date incorrect/missing
                                   Box 10 (Brokers primary reference) Missing                                     PAN                 Any other box not completed/incorrect
                                   Box 13 (Bureau total line %) Missing                                           PAN                 Any other box not completed/incorrect
                                   Box 17 (IPT - UK or overseas premium tax) Missing                              PAN                 Any other box not completed/incorrect


                                   Box 18 (100% gross premium paid) Missing                                       PAN                 Gross premium incorrect/missing
                                   Box 19 (Total brokerage/commission %) Missing                                  PAN                 Any other box not completed/incorrect
                                   Box 20 (Taxes or charges to be deducted) Missing                               PAN                 Any other box not completed/incorrect




                                   Box 21 (Any other deductions %) Missing                                        PAN                 Any other box not completed/incorrect
                                   Box 22 (Original currency - ISO currency abbreviation) Missing                 PAN                 Any other box not completed/incorrect
                                   Box 23 (Rate of exchange) Missing                                              PAN                 Rate of exchange incorrect/missing
                                   Box 24 (Sett currency -ISO currency abbreviation) Missing                      PAN                 Any other box not completed/incorrect
                                   Box 25 (Bureau NA premium - Signed line proportion of net premium) Missing     PAN                 NA Box not completed



                                   Box 30 (Payment dates of instalments) Missing                                  PAN                 Any other box not completed/incorrect
                                   Box 31 (Bureau proportion of net premium for each instalment) Missing          PAN                 Any other box not completed/incorrect
LPAN Completion - Incorrect Data   Box 1 (PM/AP/RP or FDO) Incorrect                                              PAN                 Any other box not completed/incorrect
                                   Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Incorrect                          PAN                 Any other box not completed/incorrect
                                   Box 3 (Broker No - Numeric broker code of accounting broker) Incorrect         PAN                 Broker number incorrect/incomplete
                                   Box 4 (Broker pseudonym - 2/3 character) Incorrect                             PAN                 Broker number incorrect/incomplete
                                   Box 8 - (Original bureau signing reference) Incorrect                          PAN                 Original signing no. & date incorrect/missing
                                   Box 13 (Bureau total line %) Incorrect                                         PAN                 Any other box not completed/incorrect
                                   Box 15 - (DEF or RES) Incorrect (Company Market)                               PAN                 Any other box not completed/incorrect
                                   Box 17 (IPT - UK or overseas premium tax) Incorrect                            PAN                 Any other box not completed/incorrect



                                   Box 18 (100% gross premium paid) Incorrect                                     PAN                 Gross premium incorrect/missing
                                   Box 19 (Total brokerage/commission %) Incorrect                                PAN                 Any other box not completed/incorrect
                                   Box 20 (Taxes or charges to be deducted) Incorrect                             PAN                 Any other box not completed/incorrect




                                   Box 21 (Any other deductions %) Incorrect                                      PAN                 Any other box not completed/incorrect
                                   Box 22 (Original currency - ISO currency abbreviation) Incorrect               PAN                 Any other box not completed/incorrect
                                   Box 23 (Rate of exchange) Incorrect                                            PAN                 Rate of exchange incorrect/missing
                                   Box 24 (Sett currency -ISO currency abbreviation) Incorrect                    PAN                 Any other box not completed/incorrect
                                   Box 25 (Bureau NA premium - Signed line proportion of net premium) Incorrect   PAN                 NA Box not completed


                                   Box 26 (PSD) Incorrect                                                         PAN                 Any other box not completed/incorrect
                                   Box 27 (100% war gross premium in orig ccy) Incorrect                          PAN                 Any other box not completed/incorrect
                                   Box 28 (Bureau NA war amount in orig ccy) Incorrect                            PAN                 Any other box not completed/incorrect
                                   Box 30 (Payment dates of instalments) Incorrect                                PAN                 Any other box not completed/incorrect
                                   Box 31 (Bureau proportion of net premium for each instalment) Incorrect        PAN                 Any other box not completed/incorrect
Accounting Splits                  Work Package deficiencies                                                      N/A                 N/A
                                   MRC/MRCE details                                                               N/A                 N/A
                                   Security details                                                               N/A                 N/A
                                   Subscription agreement details                                                 N/A                 N/A
Accounting Splits



                    Fiscal and regulatory details               N/A   N/A
                    Premium                                     N/A   N/A
                    Legislation                                 N/A   N/A
                    Taxation                                    N/A   N/A
                    Technical account and LPAN missing data     N/A   N/A
                    Technical account and LPAN incorrect data   N/A   N/A
Corrections -Tracker Query Category and Query Types (query details) – attachment D
New Tracker query options                                                                                                            Equivalent from current Tracker query options

New Query category                        New Query type                                                                             Old query category   Old query type

Correction                                Correction Request form not present or incomplete                                          General              Incorrect documentation submitted
                                          Cancellation LPANs not supplied                                                            General              Incorrect documentation submitted
                                          LPANs 'For information purposes' - should be removed                                       General              Incorrect documentation submitted
                                          LPANs included, not relating to Correction, should be submitted under a separate           General              Incorrect documentation submitted
                                          package
                                          Replacement LPANs submitted as delinked but premium released                               General              Incorrect documentation submitted
                                          Unable to agree calculations                                                               General              Unable to agree calculations
                                          Reason for correction unclear                                                              General              Reason for correction unclear
                                          Correction already processed                                                               General              Correction not required
                                          Correction not required                                                                    General              Correction not required
                                          Risk is being cancelled and documents cancelling the Policy have not been supplied         General              Incorrect documentation submitted

Work Package                              MRC not present, pages incomplete or illegible                                             General              Incorrect documentation submitted
                                          MRCE(s) not submitted, pages incomplete or illegible                                       General              Incorrect documentation submitted
                                          LPANs required not submitted, not clear or illegible/not split as required                 General              Incorrect documentation submitted
                                          Additional information/supporting documents not submitted, incomplete or illegible         General              Incorrect documentation submitted




                                          Documents in work package do not relate to risk submitted/or submitted under wrong         General              Incorrect documentation submitted
                                          UMR
                                          Declarations relate to a lineslip & copy not attached or UMR info not included             General              Incorrect documentation submitted
                                          Mixed Market submission should be split for direct business                                General              Incorrect documentation submitted
                                          Broker No/Pseud not consistent across documents (& not business transfer or                General              Incorrect documentation submitted
                                          recognised/approved change/merger)
                                          Duplicate documents submitted                                                              General              Incorrect documentation submitted
                                          UCR not provided                                                                           Endorsement          UCR not provided
MRC/MRCE Risk Details                     Policy period incorrect or incomplete (/ or risk prior to 1992 (Equitas) Lloyd's Market)   General              Incorrect documentation submitted



                                          MRC/MRCE subjectivity outstanding                                                          General              Incorrect documentation submitted
                                          US TRIA exposure / premium allocation incorrect or incomplete                              General              Incorrect documentation submitted
                                          Premium payment warranty breached                                                          General              Incorrect documentation submitted
                                          Regulatory information missing or incomplete                                               General              Tax/legislation requirements
                                         Premium allocation/breakdown missing/incomplete (e.g. countries, premium type, risk General   Tax/legislation requirements
                                         code etc.)




                                         Lineslip terms require clarification                                               General    Incorrect documentation submitted
MRC/MRCE Security Details                Signed lines incorrectly calculated or missing                                     General    Unable to agree calculations

                                         Underwriting stamp(s) incomplete, illegible or non standard                        General    Incorrect documentation submitted

                                         Underwriter(s)' line conditions / subjectivities outstanding                       General    Incorrect documentation submitted

                                         Non-bulking lineslip details missing or incorrect (Lloyd's Market)                 General    Incorrect documentation submitted
                                         Typed signed lines / computer produced lines not correctly agreed or certified     General    Missing agreement



                                         Syndicates not valid for year of account                                           General    Missing agreement
MRC/MRCE Subscription Agreement          Settlement Due Date/Payment Terms missing or not agreed or cannot be calculated    General    Missing agreement
Details

                                         FDO agreement required / contract cannot be signed FDO                             General    Missing agreement



MRC/MRCE Fiscal and Regulatory Details   Country of Origin missing, incorrect or unclear                                    General    Incorrect documentation submitted
                                         Overseas Broker details missing or incomplete or not approved (Lloyd's Market)     General    Incorrect documentation submitted
                                         US Classification missing or incorrect                                             General    Tax/legislation requirements
                                         Risk Code allocation missing or incorrect (Lloyd's Market)                         General    Incorrect documentation submitted




MRC/MRCE Additional Checks               Insufficient agreement supplied                                                    General    Missing agreement




                                         Policy addendum/endorsement required                                               General    Incorrect documentation submitted
                                         Declaration outside MRC terms                                                      General    Missing agreement



Payment Type                             Payment type not provided for in MRC/MRCE                                          General    Incorrect documentation submitted
                                         Subsequent AP/RP not submitted as delinked and original Premium is delinked        General    Incorrect documentation submitted
Premium                                  Original currency and settlement currency not expressed as valid ISO currency      General    Incorrect documentation submitted
                                         abbreviations/or unambiguously identified in MRC/MRCE
                                         Premium calculation not clear                                                      General    Unable to agree calculations
                                         Net equivalent rate used but MRC/MRCE does not provide for net equivalent          General    Unable to agree calculations
                                         downwards
Premium




                                   Premium has been paid in USD/CAD but return premiums are not being paid from the same   General       Unable to agree calculations
                                   Trust Fund (Lloyd's Market)
                                   Reinstatement premiums submitted but no evidence of the claim having been paid          General       Incorrect documentation submitted

                                   Policy being reinstated beyond the total reinstatement amount agreed on the MRC         General       Incorrect documentation submitted

                                   Currency of reinstatement premium not as requested by the lead or the same              General       Incorrect documentation submitted
                                   currency as the claim (NM or AV)
                                   Currency of reinstatement premium is not as requested by the lead or the currency of    General       Incorrect documentation submitted
                                   the original premium (M)
                                   Premium adjustments details incorrect or missing                                        General       Unable to agree calculations
                                   Fee details incorrect or missing                                                        General       Unable to agree calculations
                                   Premium reserve details incorrect or missing                                            General       Unable to agree calculations
                                   Premium transfer details incorrect or missing                                           General       Unable to agree calculations
                                   Portfolio transfer details incorrect or missing                                         General       Unable to agree calculations
                                   No claims bonus details incorrect or missing                                            General       Unable to agree calculations
                                   Profit commission details incorrect or missing                                          General       Unable to agree calculations
                                   Previous sequence not reinstated                                                        Endorsement   Previous sequence not reinstated
Legislation                        US legislation details incorrect or missing (Lloyd's Market)                            General       Tax/legislation requirements
                                   Canadian legislation details incorrect or missing (Lloyd's Market)                      General       Tax/legislation requirements
                                   French legislation details incorrect or missing (Lloyd's Market)                        General       Tax/legislation requirements
                                   Swiss legislation details incorrect or missing (Lloyd's Market)                         General       Tax/legislation requirements
                                   Any other country legislation details incorrect or missing                              General       Tax/legislation requirements
Taxation                           Taxation details/calculations incorrect, unclear or missing                             General       Tax/legislation requirements
                                   Assured details/premium breakdown required                                              General       Tax/legislation requirements
LPAN Completion - Missing Data     Box 1 (PM/AP/RP or FDO) Missing                                                         General       Incorrect documentation submitted
                                   Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Missing                                     General       Incorrect documentation submitted
                                   Box 3 (Broker no - Numeric broker code of accounting broker) Missing                    General       Incorrect documentation submitted
                                   Box 4 (Broker pseudonym - 2/3 character) Missing                                        General       Incorrect documentation submitted
                                   Box 8 - (Original bureau signing reference) Missing                                     General       Incorrect documentation submitted
                                   Box 10 (Brokers primary reference) Missing                                              General       Incorrect documentation submitted
                                   Box 13 (Bureau total line %) Missing                                                    General       Incorrect documentation submitted
                                   Box 17 (IPT - UK or overseas premium tax) Missing                                       General       Incorrect documentation submitted



                                   Box 18 (100% gross premium paid) Missing                                                General       Incorrect documentation submitted
                                   Box 19 (Total brokerage/commission %) Missing                                           General       Incorrect documentation submitted
                                   Box 20 (Taxes or charges to be deducted) Missing                                        General       Incorrect documentation submitted
                                   Box 21 (Any other deductions %) Missing                                                 General       Incorrect documentation submitted
                                   Box 22 (Original currency - ISO currency abbreviation) Missing                          General       Incorrect documentation submitted
                                   Box 23 (Rate of exchange) Missing                                                       General       Incorrect documentation submitted
                                   Box 24 (Sett currency - ISO currency abbreviation) Missing                              General       Incorrect documentation submitted
                                   Box 25 (Bureau NA premium - Signed line proportion of net premium) Missing              General       Incorrect documentation submitted



                                   Box 30 (Payment dates of instalments) Missing                                           General       Incorrect documentation submitted
                                   Box 31 (Bureau proportion of net premium for each instalment) Missing                   General       Incorrect documentation submitted
LPAN Completion - Incorrect Data   Box 1 (PM/AP/RP or FDO) Incorrect                                                       General       Incorrect documentation submitted
                                   Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Incorrect                                   General       Incorrect documentation submitted
                                   Box 3 (Broker no - Numeric broker code of accounting broker) Incorrect                  General       Incorrect documentation submitted
                                   Box 4 (Broker pseudonym - 2/3 character) Incorrect                                      General       Incorrect documentation submitted
                                   Box 8 - (Original bureau signing reference) Incorrect                                   General       Incorrect documentation submitted
                                   Box 13 (Bureau total line %) Incorrect                                                  General       Incorrect documentation submitted
                                   Box 15 (DEF or RES) Incorrect (Company Market)                                          General       Incorrect documentation submitted
                    Box 17 (IPT - UK or overseas premium tax) Incorrect                            General   Incorrect documentation submitted



                    Box 18 (100% gross premium paid) Incorrect                                     General   Incorrect documentation submitted
                    Box 19 (Total brokerage/commission %) Incorrect                                General   Incorrect documentation submitted
                    Box 20 (Taxes or charges to be deducted) Incorrect                             General   Incorrect documentation submitted
                    Box 21 (Any other deductions %) Incorrect                                      General   Incorrect documentation submitted
                    Box 22 (Original currency - ISO currency abbreviation) Incorrect               General   Incorrect documentation submitted
                    Box 23 (Rate of exchange) Incorrect                                            General   Incorrect documentation submitted
                    Box 24 (Sett currency - ISO currency abbreviation) Incorrect                   General   Incorrect documentation submitted
                    Box 25 (Bureau NA premium - Signed line proportion of net premium) Incorrect   General   Incorrect documentation submitted



                    Box 26 (PSD) Incorrect                                                         General   Incorrect documentation submitted
                    Box 27 (100% war gross premium in orig ccy) Incorrect                          General   Incorrect documentation submitted
                    Box 28 (Bureau NA war premium in orig ccy) Incorrect                           General   Incorrect documentation submitted
                    Box 30 (Payment dates of instalments) Incorrect                                General   Incorrect documentation submitted
                    Box 31 (Bureau proportion of net premium for each instalment) Incorrect        General   Incorrect documentation submitted
Accounting Splits   Work Package deficiencies                                                      N/A       N/A
                    MRC/MRCE details                                                               N/A       N/A
                    Security details                                                               N/A       N/A
                    Subscription agreement details                                                 N/A       N/A
                    Fiscal and regulatory details                                                  N/A       N/A
                    Premium                                                                        N/A       N/A
                    Legislation                                                                    N/A       N/A
                    Taxation                                                                       N/A       N/A
                    Technical account and LPAN missing data                                        N/A       N/A
                    Technical account and LPAN incorrect data                                      N/A       N/A
XL RIP - Tracker query categories and query codes (query details) - attachment E
New Tracker query options                                                                                            Equivalent from current Tracker query options

New Query category                         New Query type                                                             Old query category   Old query type
Work Package                               MRC not present, pages incomplete or illegible                             Contents             Slip not submitted
                                                                                                                      Endorsement          Full copy of slip not supplied
                                           MRCE (s) not submitted, pages incomplete or illegible                      Contents             Missing documents
                                           LPANs required not submitted, not clear or illegible/not split as required Contents             PAN not submitted
                                                                                                                      PAN                  Not splt as required
                                           Additional information/supporting documents not submitted, incomplete or Contents               Missing documents
                                           illegible


                                           Documents in work package do not relate to risk submitted                 Contents              Mismatched documents
                                           Broker No/Pseud not consistent across documents (& not business           PAN                   Broker Number incorrect/incomplete
                                           transfer or recognised/approved change/merger)
                                           Duplicate documents submitted                                             Contents              Mismatched documents
                                           UCR not provided                                                          Endorsement           UCR not provided
MRC/MRCE Risk Details                      Regulatory information missing or incomplete                              Contents              Missing documents




                                           Premium allocation/breakdown missing/incomplete (e.g. countries,          Contents              Missing documents
                                           premium type, risk code etc.)




MRC/MRCE Additional Checks                 Insufficient agreement supplied                                           Endorsement           Insufficient agreement to amendments




Premium                                    Premium has been paid in USD/CAD but return premiums are not being paid from Endorsement        Incorrect calculations
                                           the same Trust Fund (Lloyd's Market)

                                           Reinstatement premiums submitted but no evidence of the claim having      Endorsement           Incorrect claims to date &/or previously
                                           been paid                                                                                       paid claims amount
                                           Policy being reinstated beyond the total reinstatement amount agreed on   Endorsement           Incorrect calculations
                                           the MRC
                                           Currency of reinstatement premium not as requested by the lead or the     Endorsement           Wrong premium figure used in
                                           same currency as the claim (NM or AV)                                                           calculations
                                           Currency of reinstatement premium is not as requested by the lead or the Endorsement            Wrong premium figure used in
                                           currency of the original premium (M)                                                            calculations
                                           Previous sequence not reinstated                                          Endorsement           Previous sequence not reinstated
                                           Premium calculation not clear                                             Endorsement           Incorrect calculations

                                                                                                                     Endorsement           Deductions incorrect/missing



Legislation                                US legislation details incorrect or missing (Lloyd's Market)              Endorsement           Full copy of slip not supplied
Legislation


                                   Canadian legislation details incorrect or missing (Lloyd's Market)       Endorsement   Full copy of slip not supplied

                                   Any other country legislation incorrect or missing                       Endorsement   Full copy of slip not supplied

Taxation                           Taxation details/calculations incorrect, unclear or missing              Endorsement   Incorrect calculations



LPAN Completion - Missing Data     Box 1 (PM/AP/RP or FDO) Missing                                          PAN           Any other box not completed/incorrect
                                   Box 2 (Bureau - ILU, LIRMA or Lloyd's/LPSO) Missing                      PAN           Any other box not completed/incorrect
                                   Box 3 (Broker No - Numeric broker code of accounting broker) Missing     PAN           Broker number incorrect/incomplete
                                   Box 4 (Broker pseudonym - 2/3 character) Missing                         PAN           Any other box not completed/incorrect
                                   Box 8 - (Original bureau signing reference) Missing                      PAN           Original signing no. & date
                                                                                                                          incorrect/missing
                                   Box 10 (Brokers primary reference) Missing                               PAN           Any other box not completed/incorrect
                                   Box 13 (Bureau total line %) Missing                                     PAN           Any other box not completed/incorrect
                                   Box 18 (100% gross premium paid) Missing                                 PAN           Gross premium incorrect/missing
                                   Box 19 (Total brokerage/commission %) Missing                            PAN           Deductions incorrect/missing
                                   Box 20 (Taxes or charges to be deducted) Missing                         PAN           Deductions incorrect/missing



                                   Box 21 (Any other deductions %) Missing                                  PAN           Deductions incorrect/missing
                                   Box 22 (Original currency - ISO currency abbreviation) Missing           PAN           Any other box not completed/incorrect
                                   Box 23 (Rate of exchange) Missing                                        PAN           Any other box not completed/incorrect
                                   Box 24 (Sett currency -ISO currency abbreviation) Missing                PAN           Any other box not completed/incorrect
                                   Box 25 (Bureau NA premium - Signed line proportion of net premium)       PAN           NA Box not completed
                                   Missing

LPAN Completion - Incorrect Data   Box 1 (PM/AP/RP or FDO) Incorrect                                        PAN           Any other box not completed/incorrect
                                   Box 2 (Market - ILU, LIRMA or Lloyd's/LPSO) Incorrect                    PAN           Any other box not completed/incorrect
                                   Box 3 (Broker No - Numeric broker code of accounting broker) Incorrect   PAN           Broker number incorrect/incomplete
                                   Box 4 (Broker pseudonym - 2/3 character) Incorrect                       PAN           Any other box not completed/incorrect
                                   Box 8 - (Original bureau signing reference) Incorrect                    PAN           Original signing no. & date
                                                                                                                          incorrect/missing
                                   Box 13 (Bureau total line %) Incorrect                                   PAN           Any other box not completed/incorrect
                                   Box 18 (100% gross premium paid) Incorrect                               PAN           Gross premium incorrect/missing
                                   Box 19 (Total brokerage/commission %) Incorrect                          PAN           Deductions incorrect/missing
                                   Box 20 (Taxes or charges to be deducted) Incorrect                       PAN           Deductions incorrect/missing


                                   Box 21 (Any other deductions %) Incorrect                                PAN           Deductions incorrect/missing
                                   Box 22 (Original currency - ISO currency abbreviation) Incorrect         PAN           Any other box not completed/incorrect
                                   Box 23 (Rate of exchange) Incorrect                                      PAN           Any other box not completed/incorrect
                                   Box 24 (Sett currency -ISO currency abbreviation) Incorrect              PAN           Any other box not completed/incorrect
                                   Box 25 (Bureau NA premium - Signed line proportion of net premium)       PAN           NA Box not completed
                                   Incorrect

Accounting Splits                  Work Package deficiencies                                                N/A           N/A
                                   MRC/MRCE details                                                         N/A           N/A
                                   Security details                                                         N/A           N/A
                                   Subscription agreement details                                           N/A           N/A
                                   Fiscal and regulatory details                                            N/A           N/A
                                   Premium                                                                  N/A           N/A
                                   Legislation                                                              N/A           N/A
                                   Taxation                                                                 N/A           N/A
                                   Technical account and LPAN missing data                                  N/A           N/A
                                   Technical account and LPAN incorrect data                                N/A           N/A