ANTI-MONEY LAUNDERING AND COUNTERING TERRORIST FINANCING (FORMS

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					ANTI-MONEY LAUNDERING AND
COUNTERING TERRORIST FINANCING
(FORMS) NOTICE 2010
made under
AML/CFTR, rule 8.1.1 (1)


1           Name of notice
            This is the Anti-Money Laundering and Countering Terrorist Financing
            (Forms) Notice 2010.

2           Commencement
           This notice commences when it is made.

3           Form for introducer’s certificate
            Form Q20-VER1-Apr10 (Introducer’s certificate) published on
            www.complinet.com/qfcra or www.qfcra.com is approved for Anti-Money
            Laundering and Countering Terrorist Financing Rules 2010 (AML/CFTR),
            rule 3.4.9 (3) (a).

            Note   A QFC firm may rely on the customer due diligence measures conducted by an
                   introducer for a customer only if the firm has received from the introducer an
                   introducer’s certificate for the customer (see AMLlCFTR, r 3.4.9 (3) (a)).




     Phillip Thorpe
     Chairman and Chief Executive Officer
     Date: 13 May 2010




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