ANTI-MONEY LAUNDERING AND
COUNTERING TERRORIST FINANCING
(FORMS) NOTICE 2010
AML/CFTR, rule 8.1.1 (1)
1 Name of notice
This is the Anti-Money Laundering and Countering Terrorist Financing
(Forms) Notice 2010.
This notice commences when it is made.
3 Form for introducer’s certificate
Form Q20-VER1-Apr10 (Introducer’s certificate) published on
www.complinet.com/qfcra or www.qfcra.com is approved for Anti-Money
Laundering and Countering Terrorist Financing Rules 2010 (AML/CFTR),
rule 3.4.9 (3) (a).
Note A QFC firm may rely on the customer due diligence measures conducted by an
introducer for a customer only if the firm has received from the introducer an
introducer’s certificate for the customer (see AMLlCFTR, r 3.4.9 (3) (a)).
Chairman and Chief Executive Officer
Date: 13 May 2010