Get documents about "Corporate Activity 2009 _XLS 135
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Produced by the AIC, 25 January 2010. Please note that the information contained is not guaranteed to be accurate. For AIM, Spec
Please note VCT 'New Issue', 'Issue' and 'Issue C share' values are updated throughout the open period. All issues less than £5m (
Await' entries are taken from the company news announcements and are still to be finalised, therefore they may be subject to cha
Year Month Event Company Manager Structure
2009 Jan Capital Redemption Gartmore Growth Opportunities Gartmore Conventional
2009 Jan Policy Change Mithras LGV Conventional
Close Brothers Development
2009 Jan MG Change VCT Albion Ventures VCT
2009 Jan MG Change Close Brothers Protected VCT Albion Ventures VCT
2009 Jan MG Change Close Brothers VCT Albion Ventures VCT
2009 Jan MG Change Close Enterprise VCT Albion Ventures VCT
2009 Jan MG Change Close Income & Growth VCT Albion Ventures VCT
Close Technology & General
2009 Jan MG Change VCT Albion Ventures VCT
Close Technology & General
2009 Jan MG Change VCT C shares Albion Ventures VCT
2009 Jan MG Change Crown Place VCT Albion Ventures VCT
2009 Jan MG Name Change N/A Close Ventures
2009 Jan MG New Name N/A Albion Ventures
2009 Jan Convert Baronsmead VCT 4 C shares ISIS EP VCT
2009 Jan Category Change Baronsmead AIM VCT ISIS EP VCT
2009 Jan New Category Baronsmead AIM VCT ISIS EP VCT
2009 Jan Category Change IBIS Media VCT IBIS Capital VCT
2009 Jan New Category IBIS Media VCT IBIS Capital VCT
2009 Jan Category Change Octopus Apollo VCT 1 Octopus VCT
2009 Jan New Category Octopus Apollo VCT 1 Octopus VCT
2009 Jan Category Change Octopus Apollo VCT 2 Octopus VCT
2009 Jan New Category Octopus Apollo VCT 2 Octopus VCT
2009 Jan Category Change Octopus Protected VCT Octopus VCT
2009 Jan New Category Octopus Protected VCT Octopus VCT
Octopus Second AIM VCT C
2009 Feb Category Change shares Octopus VCT
Octopus Second AIM VCT C
2009 Feb New Category shares Octopus VCT
Octopus Second AIM VCT D
2009 Feb Category Change shares Octopus VCT
Octopus Second AIM VCT D
2009 Feb New Category shares Octopus VCT
2009 Feb Category Change Puma VCT III Shore Capital VCT
2009 Feb New Category Puma VCT III Shore Capital VCT
2009 Feb Category Change Puma VCT IV Shore Capital VCT
2009 Feb New Category Puma VCT IV Shore Capital VCT
Climate Change
2009 Feb Category Change Ventus 2 VCT Capital VCT
Climate Change
2009 Feb New Category Ventus 2 VCT Capital VCT
Climate Change
2009 Feb Category Change Ventus 3 VCT Capital VCT
Climate Change
2009 Feb New Category Ventus 3 VCT Capital VCT
2009 Feb Name Change Noble Health Fund VCT Beringea VCT
2009 Feb Capital Redemption Dexion Absolute Dexion Conventional
2009 Feb Depart/Liquidate Prosperity Voskhod (AIM) Prosperity Conventional
2009 Feb Capital Redemption Dexion Equity Alternative Dexion Conventional
2009 Feb New Name ProVen Health VCT Beringea VCT
2009 Feb Capital Change JPMorgan Asian JPMorgan Conventional
Rutley Capital
2009 Feb Tender Offer Rutley European Property Partners LLP Conventional
2009 Feb New Management Noble Health Fund VCT Beringea VCT
2009 Feb Reconstruct/Depart Gartmore Smaller Companies Gartmore Conventional
Split Capital
2009 Feb Tender Offer JPMorgan Private Equity JPMorgan Trust
2009 Feb Issue SVG Capital SVG Advisers Conventional
2009 Feb Name Change Arc Growth Company VCT Arc Growth VCT
2009 Feb New Name Bedford Row VCT Arc Growth VCT
Arc Growth Company VCT C
2009 Feb Name Change shares Arc Growth VCT
2009 Feb New Name Bedford Row VCT C shares Arc Growth VCT
2009 Feb New Management Bedford Row VCT Elderstreet VCT
2009 Feb New Management Bedford Row VCT C shares Elderstreet VCT
2009 Feb Capital Redemption MW TOPS Marshall Wace Conventional
Asset
2009 Feb Capital Change Asset Management Management Conventional
Management Group
2009 Feb Departure N/A Arc Growth
New Issue/Rollover Standard Life UK Smaller Cos
2009 Feb (Pool) Continuation shares Standard Life Conventional
2009 Feb Category Change Edge Performance VCT Edge VCT
2009 Feb New Category Edge Performance VCT Edge VCT
2009 Feb Category Change Framlington AIM VCT 2 AXA Framlington VCT
2009 Feb New Category Framlington AIM VCT 2 AXA Framlington VCT
2009 Mar Capital Redemption New Star RBC Hedge 250 Index New Star Conventional
ETS 3X
2009 Mar Convert Phoenix VCT C shares Octopus VCT
2009 Mar Depart/Liquidate ACP Capital (AIM) ACP Capital Conventional
2009 Mar Depart/Liquidate ACP Mezzanine (AIM) ACP Capital Conventional
2009 Mar Management Group N/A ACP Capital
Departure
2009 Mar Convert Aberdeen Growth Opportunities Aberdeen VCT
VCT C shares
2009 Mar Depart/Liquidate Third Advance Value Realisation Progressive Conventional
2009 Mar Name Change Eaglet Knox DArcy Conventional
2009 Mar New Name Directors Dealing Knox DArcy Conventional
2009 Mar Policy Change Directors Dealing Knox DArcy Conventional
2009 Mar Depart/Liquidate Investec High Income Investec Split Capital
Trust
2009 Mar Name Change Close Enterprise VCT Albion Ventures VCT
2009 Mar New Name Albion Enterprise VCT Albion Ventures VCT
2009 Mar Capital Change JPMorgan Fleming Japanese JPMorgan Conventional
Smaller Companies
2009 Mar Reconstruct/Depart Signet Global Fixed Income Signet Capital Conventional
(Pool) Strategies Euro
2009 Mar Name Change Close Technology & General Albion Ventures VCT
VCT
2009 Mar New Name Albion Technology & General Albion Ventures VCT
VCT
2009 Mar Name Change Close Technology & General Albion Ventures VCT
VCT C shares
2009 Mar New Name Albion Technology & General Albion Ventures VCT
VCT C shares
2009 Mar Name Change Close Brothers Development Albion Ventures VCT
VCT
2009 Mar New Name Albion Development VCT Albion Ventures VCT
2009 Mar Name Change Close Income & Growth VCT Albion Ventures VCT
2009 Mar New Name Albion Income & Growth VCT Albion Ventures VCT
2009 Mar New Issue Downing Protected Opportunities Downing VCT
VCT 1 Protected
2009 Mar Reconstruct/Depart European Capital European Capital Conventional
Management Group
2009 Mar Departure N/A European Capital
Split Capital
2009 Mar Reconstruct/Depart M&G Recovery M&G Trust
Split Capital
2009 Mar Issue/Rollover M&G High Income M&G Trust
2009 Mar Name Change Close Brothers VCT Albion Ventures VCT
2009 Mar New Name Albion VCT Albion Ventures VCT
2009 Mar Name Change Close Brothers Protected VCT Albion Ventures VCT
2009 Mar New Name Albion Protected VCT Albion Ventures VCT
Climate Change
2009 Mar Issue (C share) Ventus VCT C shares Capital VCT
Climate Change
2009 Mar Issue (C share) Ventus VCT 2 C shares Capital VCT
2009 Mar Category Change Limelight VCT Limelight VCT
2009 Mar New Category Limelight VCT Limelight VCT
New Star RBC Hedge 250 Index
2009 Mar Capital Redemption ETS 1X New Star Conventional
2009 Mar Issue SVG Capital SVG Advisers Conventional
2009 Mar Tender Offer Pennine AIM VCT 5 Rathbone VCT
JPMorgan Progressive Multi-
2009 Mar Capital Redemption Strategy (AIM) JPMorgan Conventional
2009 Apr Issue Northern Venture Trust NVM Private VCT
Equity
2009 Apr Tender Offer Ceres Agriculture FourWinds Conventional
2009 Apr Issue Juridica Investments (AIM) Juridica Conventional
2009 Apr Issue Baronsmead VCT ISIS EP VCT
2009 Apr Issue Baronsmead VCT 2 ISIS EP VCT
2009 Apr Tender Offer Ecofin Water & Power Ecofin Split Capital
Opportunities Trust
2009 Apr Merge/depart Artemis AIM VCT Artemis VCT
2009 Apr Merge Artemis AIM VCT 2 Artemis VCT
2009 Apr Name Change Artemis AIM VCT 2 Artemis VCT
2009 Apr New Name Artemis VCT Artemis VCT
2009 Apr New Management Mithras Mithras Conventional
2009 Apr Management Group N/A LGV
Departure
2009 Apr Depart/Liquidate New Star RBC Hedge 250 Index New Star Conventional
ETS 3X
2009 Apr Depart/Liquidate New Star RBC Hedge 250 Index New Star Conventional
ETS 3X Euro
2009 Apr Depart/Liquidate New Star RBC Hedge 250 Index New Star Conventional
ETS 3X USD
2009 Apr Issue (C share) ProVen VCT D shares Beringea VCT
2009 Apr Issue (C share) ProVen Growth & Income VCT D Beringea VCT
shares
2009 Apr Depart/Liquidate Leisure and Media VCT J O Hambro VCT
2009 Apr Management Group N/A J O Hambro
Departure
2009 Apr Issue (C share) Downing Protected VCT III C Downing VCT
shares Protected
2009 Apr Merge/depart 3i Quoted Private Equity 3i Investments Conventional
2009 Apr Merge 3i Group 3i Group Conventional
2009 Apr Convert Neptune-Calculus Income & Calculus Capital VCT
Growth VCT C shares
2009 Apr Depart/Liquidate Smaller Companies Value Trust Scottish Widows Split Capital
Trust
2009 Apr Issue Matrix Income & Growth 2 VCT Matrix VCT
C shares
2009 Apr Convert Chrysalis VCT D shares Chrysalis VCT
2009 Apr Convert Chrysalis VCT E shares Chrysalis VCT
2009 Apr Issue (C share) Ingenious Entertainment VCT 1 Ingenious VCT
C shares Ventures
2009 Apr Issue (C share) Ingenious Entertainment VCT 2 Ingenious VCT
C shares Ventures
2009 Apr Depart/Liquidate Prosperity Russia Domestic Prosperity Conventional
(AIM)
2009 Apr Management Group N/A Prosperity
Departure
2009 Apr Capital Redemption Gartmore Growth Opportunities Gartmore Conventional
2009 Apr MG Change New Star Financial Opportunities Henderson Conventional
Global Investors
2009 Apr MG Change New Star Private Equity Henderson Conventional
Global Investors
2009 Apr Issue Baronsmead VCT 4 ISIS VCT
2009 Apr Tender Offer BlackRock Latin American BlackRock Conventional
2009 Apr Issue MedicX MedicX Group Conventional
2009 Apr Issue Baronsmead VCT 3 ISIS EP VCT
2009 Apr Tender Offer Directors Dealing Knox DArcy Conventional
2009 Apr Issue Oxford Technology VCT Seed Capital VCT
2009 Apr Issue Oxford Technology VCT 2 Seed Capital VCT
2009 Apr Issue Oxford Technology VCT 3 Seed Capital VCT
2009 Apr Issue Oxford Technology VCT 4 Seed Capital VCT
2009 May Capital Redemption CMA Global Hedge CM Advisors Conventional
2009 May Tender Offer BH Macro Brevan Howard Conventional
2009 May Tender Offer BH Global Brevan Howard Conventional
2009 May Tender Offer Alternative Investment Strategies Close Fund Conventional
Services
2009 May Issue Foresight VCT Foresight Group VCT
2009 May Issue Foresight 2 VCT Foresight Group VCT
2009 May Issue Foresight 3 VCT Foresight Group VCT
2009 May Issue Foresight 4 VCT Foresight Group VCT
2009 May Issue Elderstreet VCT Elderstreet VCT
2009 May New Management Eastern European BlackRock Conventional
2009 May Management Group N/A Pictet
Departure
2009 May Policy Change Signet Global Fixed Income Signet Capital Conventional
Strategies
2009 May Convert Standard Life UK Smaller Cos Standard Life Conventional
Continuation shares
2009 May Issue 3i Group 3i Group Conventional
2009 May Capital Change Ecofin Water & Power Ecofin Conventional
Opportunities
2009 May Name Change Phoenix VCT Octopus VCT
2009 May New Name Octopus Phoenix VCT Octopus VCT
2009 May Tender Offer Keydata AIM VCT Hargreave Hale VCT
2009 May Issue Foresight 2 VCT C shares Foresight Group VCT
2009 Jun Issue JZ Capital Partners Jordan Zalaznick Split Capital
Trust
2009 Jun Issue Noble AIM VCT Noble Fund VCT
Managers
2009 Jun Capital Change JPMorgan Emerging Markets JPMorgan Conventional
2009 Jun Capital Change Cayenne Cayenne Conventional
2009 Jun Tender Offer BlackRock Greater Europe BlackRock Conventional
2009 Jun Issue (C share) Edge Performance VCT E Edge VCT
shares
2009 Jun New Issue Castle Alternative Invest LGT Capital Conventional
Partners
2009 Jun Capital Redemption Martin Currie Portfolio Martin Currie Conventional
2009 Jun Capital Change AcenciA Debt Strategies Saltus Conventional
2009 Jun MG Change Framlington AIM VCT AXA Investment VCT
Managers
2009 Jun MG Change Framlington AIM VCT 2 AXA Investment VCT
Managers
2009 Jun Depart/Liquidate Ingenious Music VCT 2 Ingenious VCT
Ventures
2009 Jun New Management Keydata Income VCT 1 Foresight Group VCT
2009 Jun Capital Redemption New Star RBC Hedge 250 Index New Star Conventional
ETS 1X
2009 Jun New Management Keydata Income VCT 2 Foresight Group VCT
2009 Jun Management Group N/A Green Power 1
Departure
2009 Jun MG Change Aberdeen Growth Opportunities Maven VCT
VCT 2
2009 Jun MG Change Aberdeen Growth Opportunities Maven VCT
VCT 2 S shares
2009 Jun MG Change Aberdeen Growth Opportunities Maven VCT
VCT
2009 Jun MG Change Aberdeen Growth VCT 1 Maven VCT
2009 Jun MG Change Aberdeen Income & Growth VCT Maven VCT
2009 Jun MG Change Gateway VCT Maven VCT
2009 Jun MG Change Guinness Flight VCT Maven VCT
2009 Jun MG Change Talisman First VCT Maven VCT
2009 Jun New Management N/A Maven
Group (Arrival)
2009 Jun Convert Octopus Second AIM VCT D Octopus VCT
shares
2009 Jun Convert Octopus Second AIM VCT C Octopus VCT
shares
2009 Jun Name Change Singer & Friedlander AIM 3 VCT Singer & VCT
Friedlander
2009 Jun New Name ViCTory VCT Singer & VCT
Friedlander
2009 Jun Name Change New Star Private Equity Henderson Conventional
Global Investors
2009 Jun New Name Henderson Private Equity Henderson Conventional
Global Investors
2009 Jun Listing Change Golden Prospect Precious Ambrian Conventional
Metals
2009 Jun New Management Babcock & Brown Amber Conventional
Infrastructure
2009 Jun Name Change KGR Absolute Return LGT Capital Conventional
Partners
2009 Jun New Name Castle Asia Alternative LGT Capital Conventional
Partners
2009 Jun Name Change Babcock & Brown Amber Conventional
Infrastructure
2009 Jun New Name International Public Partnerships Amber Conventional
Infrastructure
2009 Jun Listing Change LMS Capital LMS Capital Conventional
2009 Jun Merge/depart Osprey Smaller Companies Elysium Conventional
Income
2009 Jun Merge Manchester & London Midas Investment Conventional
Manager
2009 Jun Listing Change MW TOPS Marshall Wace Conventional
2009 Jun Capital JZ Capital Partners Jordan Zalaznick Split Capital
Reorganisation/Depa Trust
rt
2009 Jun Capital JZ Capital Partners Jordan Zalaznick Split Capital
Reorganisation/Issue Trust
2009 Jul Depart/Liquidate New Star RBC Hedge 250 Index New Star Conventional
ETS 1X
2009 Jul Depart/Liquidate New Star RBC Hedge 250 Index New Star Conventional
ETS 1X Euro
2009 Jul Depart/Liquidate New Star RBC Hedge 250 Index New Star Conventional
ETS 1X USD
2009 Jul Tender Offer ProVen Growth & Income VCT C Beringea VCT
shares
2009 Jul Policy Change Dexion Alpha Strategies Dexion Conventional
2009 Jul Capital Redemption INVESCO English & INVESCO Conventional
International
2009 Jul Merge/depart Core VCT I Core Capital VCT
2009 Jul Merge/depart Core VCT II Core Capital VCT
2009 Jul Merge Core VCT III Core Capital VCT
2009 Jul Policy Change Edinburgh Investment INVESCO Conventional
2009 Jul Capital Redemption Gartmore Growth Opportunities Gartmore Conventional
2009 Jul Convert Foresight 3 VCT C shares Foresight Group VCT
2009 Jul Issue Ecofin Water & Power Ecofin Split Capital
Opportunities Trust
2009 Jul Reconstruct/Depart Signet Global Fixed Income Signet Capital Conventional
(Pool) Strategies USD
2009 Jul Capital Redemption HSBC Global Absolute HSBC Conventional
2009 Jul Policy Change SVM UK Active SVM Asset Conventional
Management
2009 Jul Name Change Core VCT III Core Capital VCT
2009 Jul New Name Core VCT Core Capital VCT
2009 Jul Convert Octopus IHT AIM VCT B Shares Octopus VCT
2009 Jul Issue Foresight 3 VCT C shares Foresight Group VCT
2009 Jul Capital Change BlackRock New Energy BlackRock Conventional
2009 Jul Domicile Change Marwyn Value Investors Marwyn Conventional
2009 Jul Issue JPMorgan Private Equity JPMorgan Split Capital
Trust
2009 Aug Capital Change INVESCO Asia INVESCO Conventional
2009 Aug Capital Redemption Dexion Absolute Dexion Conventional
2009 Aug New Management Glasgow Income Troy Conventional
2009 Aug New Management N/A Troy
Group (Arrival)
2009 Aug Name Change Dexion Alpha Strategies Dexion Conventional
2009 Aug New Name Dexion Commodities Dexion Conventional
2009 Aug Name Change Dexion Alpha Strategies Euro Dexion Conventional
2009 Aug New Name Dexion Commodities Euro Dexion Conventional
2009 Aug Name Change Dexion Alpha Strategies USD Dexion Conventional
2009 Aug New Name Dexion Commodities USD Dexion Conventional
2009 Aug Issue (Warrants) Finsbury Worldwide Frostrow Capital Conventional
Pharmaceutical
2009 Aug Depart/New Split Electra Private Equity Electra Partners Conventional
2009 Aug Restructure/New Electra Private Equity Electra Partners Split Capital
Split Trust
2009 Aug Issue Octopus Titan VCT 3 Octopus VCT
2009 Aug Capital Change JPMorgan Private Equity JPMorgan Split Capital
Trust
2009 Aug Capital Redemption Thames River Hedge + Thames River Conventional
Realisation shares Capital
2009 Aug Capital Redemption CMA Global Hedge CM Advisors Conventional
2009 Aug Capital Change Schroder UK Growth Schroder Conventional
2009 Aug Capital Redemption BlackRock Absolute Return BlackRock Conventional
Strategies
2009 Aug Tender Offer FRM Credit Alpha FRM Conventional
2009 Sep Tender Offer Throgmorton Trust BlackRock Conventional
2009 Sep Listing Change Golden Prospect Precious Ambrian Conventional
Metals
2009 Sep Merge Guinness Flight VCT Maven VCT
2009 Sep Issue Wichford Wichford Conventional
2009 Sep Policy Change Glasgow Income Troy Conventional
2009 Sep Merge TP5 VCT Triple Point VCT
2009 Sep Policy Change New Star Financial Opportunities New Star Split Capital
Trust
2009 Sep Depart/Liquidate BGI Endowment II Barclays Global Conventional
Investors
2009 Sep Management Group N/A Barclays Global
Departure Investors
2009 Sep Merge/depart Gateway VCT Maven VCT
2009 Sep Name Change Guinness Flight VCT Maven VCT
2009 Sep New Name Ortus VCT Maven VCT
2009 Sep Reconstruct/Depart Dexion Absolute AUD Dexion Conventional
(Pool)
2009 Sep Issue BlackRock Latin American BlackRock Conventional
2009 Sep Capital Redemption FRM Diversified Alpha FRM Conventional
2009 Sep Depart/Liquidate Triple Point VCT Triple Point VCT
2009 Sep Name Change New Star Financial Opportunities Henderson Conventional
Global Investors
2009 Sep New Name Henderson Financial Henderson Conventional
Opportunities Global Investors
2009 Sep Category Change Unicorn AIM VCT Series 3 Unicorn VCT
shares
2009 Sep Category Change Foresight 2 VCT C shares Foresight Group VCT
2009 Sep New Category Foresight 2 VCT C shares Foresight Group VCT
2009 Sep Category Change Acuity VCT C shares Acuity Capital VCT
2009 Sep New Category Acuity VCT C shares Acuity Capital VCT
2009 Sep New Category Unicorn AIM VCT Series 3 Unicorn VCT
shares
2009 Sep Name Change Keydata AIM VCT Hargreave Hale VCT
2009 Sep New Name Hargreave Hale AIM VCT 1 Hargreave Hale VCT
2009 Sep Name Change Keydata AIM VCT 2 Hargreave Hale VCT
2009 Sep New Name Hargreave Hale AIM VCT 2 Hargreave Hale VCT
2009 Sep Category Change Glasgow Income Troy Conventional
2009 Sep New Category Glasgow Income Troy Conventional
2009 Sep New Issue (Pool) BlackRock Hedge Selector Cash BlackRock Conventional
2009 Sep New Issue BlackRock Hedge Selector UK BlackRock Conventional
Emerging
2009 Sep Capital Change Finsbury Worldwide Frostrow Capital Conventional
Pharmaceutical
2009 Sep Capital Redemption Dexion Equity Alternative Dexion Conventional
2009 Oct Capital Change Throgmorton Trust BlackRock Conventional
2009 Oct Capital Distribution Indochina Capital Vietnam Indochina Capital Conventional
Holdings Advisors
2009 Oct Tender Offer Gartmore Irish Growth Gartmore Conventional
2009 Oct Issue Quorum Oil & Gas Technology Quorum Conventional
2009 Oct Tender Offer Signet Global Fixed Income Signet Capital Conventional
Strategies
2009 Oct Issue/Rollover City Merchants High Yield INVESCO Conventional
2009 Oct Issue T2 Income (AIM) T2 Advisers Conventional
2009 Oct Reconstruct/Depart Principle Capital Principle Capital Conventional
2009 Oct Management Group N/A Principal Capital
Departure
2009 Oct Capital Redemption Gartmore Growth Opportunities Gartmore Conventional
2009 Oct Convert ProVen Growth & Income VCT C Beringea VCT
shares
2009 Oct Capital Change ProVen Growth & Income VCT Beringea VCT
2009 Oct Depart/Liquidate Advantage Property Income Valad Property Conventional
Group
2009 Oct Management Group N/A Valad Property
Departure
2009 Oct Issue (C share) TP5 VCT B shares Triple Point VCT
2009 Oct New Issue Impax Asian Environmental Impax Conventional
Markets
2009 Oct Name Change T2 Income (AIM) T2 Advisers Conventional
2009 Oct New Name Greenwich Loan Income (AIM) T2 Advisers Conventional
2009 Oct Convert Northern Venture Trust C shares NVM Private VCT
Equity
2009 Oct Reconstruct/Depart Invesco Perpetual European INVESCO Conventional
Absolute Return
2009 Oct Capital Change Schroder AsiaPacific Schroder Conventional
2009 Nov Issue (C share) Marwyn Value Investors B Marwyn Conventional
shares
2009 Nov Capital Redemption Dexion Commodities Dexion Conventional
2009 Nov Capital Aida Aida Capital Conventional
Reorganisation
2009 Nov Capital Change Fidelity Japanese Values Fidelity Conventional
2009 Nov Issue/Rollover Jupiter Second Split Jupiter Split Capital
Trust
2009 Nov Capital Change Genesis Emerging Markets Genesis Conventional
2009 Nov Domicile Change Advance Developing Markets Progressive Conventional
2009 Nov Tender Offer Directors Dealing Knox DArcy Conventional
2009 Nov Tender Offer TR European Growth Henderson Conventional
2009 Nov Issue JPMorgan Private Equity JPMorgan Split Capital
Trust
2009 Nov Capital Redemption Goldman Sachs Dynamic Goldman Sachs Conventional
Opportunities Euro
2009 Nov Capital Redemption Goldman Sachs Dynamic Goldman Sachs Conventional
Opportunities USD
2009 Nov Issue UK Commercial Property Resolution Conventional
2009 Nov Reconstruct/Depart Jupiter Second Enhanced Jupiter Split Capital
Income Trust
2009 Nov Capital Redemption Tapestry Kleinwort Benson Conventional
2009 Nov Name Change Downing Protected Opportunities Downing VCT
VCT 1 Protected
2009 Nov New Name Downing Structured Downing VCT
Opportunities VCT 1 Protected
2009 Nov MG Change Advance Developing Markets Advance Conventional
Emerging
2009 Nov New Management N/A Advance
Group (Arrival) Emerging
2009 Nov Convert Thames River Hedge + Thames River Conventional
Realisation shares Capital
2009 Nov New Management Bramdean Alternatives Aberdeen Conventional
2009 Nov New Management Bramdean Alternatives USD Aberdeen Conventional
2009 Nov Capital Redemption Goldman Sachs Dynamic Goldman Sachs Conventional
Opportunities
2009 Nov Listing Change Eclectic (AIM) Ingot Capital Conventional
Management
2009 Nov Convert Bluehone AIM VCT 2 C shares Bluehone VCT
2009 Nov Reconstruct/Depart Aida Euro Aida Capital Conventional
(Pool)
2009 Nov Reconstruct/Depart Aida Aida Capital Conventional
(Pool)
2009 Nov Name Change Aida Aida Capital Conventional
2009 Nov New Name Aida Closed-Ended Aida Capital Conventional
2009 Dec MG Change Rutley European Property Rutley European Conventional
Property
2009 Dec Capital Change Aberdeen New Thai Aberdeen Conventional
2009 Dec New Management Directors Dealing Midas Investment Conventional
Managers
2009 Dec Convert Bedford Row VCT C shares Elderstreet VCT
2009 Dec Name Change Downing Protected VCT II Downing VCT
Protected
2009 Dec New Name Downing Planned Exit VCT 2 Downing VCT
Protected
2009 Dec Name Change Downing Protected VCT II C Downing VCT
shares Protected
2009 Dec New Name Downing Planned Exit VCT 2 C Downing VCT
shares Protected
2009 Dec Name Change Downing Protected VCT III Downing VCT
Protected
2009 Dec New Name Downing Planned Exit VCT 3 Downing VCT
Protected
2009 Dec Name Change Downing Protected VCT III C Downing VCT
shares Protected
2009 Dec New Name Downing Planned Exit VCT 3 C Downing VCT
shares Protected
2009 Dec Name Change Aberdeen Growth VCT 1 Maven VCT
2009 Dec New Name Maven Income & Growth VCT 2 Maven VCT
2009 Dec Depart/Liquidate JPMorgan Progressive Multi- JPMorgan Conventional
Strategy (AIM)
2009 Dec Reconstruct/Depart Origo Resource Partners (AIM) Origo Conventional
2009 Dec Management Group N/A Origo
Departure
2009 Dec Depart/Liquidate Partners Group Global Partners Group Conventional
Opportunities
2009 Dec Management Group N/A Partners Group
Departure
2009 Dec Name Change Aberdeen Growth Opportunities Maven VCT
VCT
2009 Dec New Name Maven Income & Growth VCT 3 Maven VCT
HSBC Infrastructure Company C
2009 Dec Issue (C share) shares HSBC Conventional
Allianz Dresdner Second Allianz Global
2009 Dec Depart/Liquidate Endowment Policy 2009 Investors (RCM) Conventional
2009 Dec Category Change Aberdeen Growth Opportunities Maven VCT
VCT 2 S shares
2009 Dec New Category Aberdeen Growth Opportunities Maven VCT
VCT 2 S shares
2009 Dec Category Change Core VCT IV Core Capital VCT
2009 Dec New Category Core VCT IV Core Capital VCT
2009 Dec Category Change Core VCT V Core Capital VCT
2009 Dec New Category Core VCT V Core Capital VCT
Ingenious
2009 Dec Category Change Ingenious Live VCT 1 Ventures VCT
Ingenious
2009 Dec New Category Ingenious Live VCT 1 Ventures VCT
Ingenious
2009 Dec Category Change Ingenious Live VCT 2 Ventures VCT
Ingenious
2009 Dec New Category Ingenious Live VCT 2 Ventures VCT
M D Barnard &
2009 Dec Category Change New Century AIM VCT 2 Co. VCT
M D Barnard &
2009 Dec New Category New Century AIM VCT 2 Co. VCT
Close High Income Properties D Close Fund
2009 Dec Convert shares Management Conventional
Aberdeen Growth Opportunities
2009 Dec Name Change VCT 2 Maven VCT
2009 Dec Tender Offer BlackRock Greater Europe BlackRock Conventional
2009 Dec New Name Maven Income & Growth VCT 4 Maven VCT
Aberdeen Growth Opportunities
2009 Dec Name Change VCT 2 S shares Maven VCT
2009 Dec Name Change Aberdeen Income & Growth VCT Maven VCT
2009 Dec New Name Maven Income & Growth VCT Maven VCT
Downing
2009 Dec Name Change Downing Protected VCT I Protected VCT
Downing
2009 Dec New Name Downing Absolute Income VCT I Protected VCT
Maven Income & Growth VCT 4
2009 Dec New Name S shares Maven VCT
2009 Dec Convert Edge Performance VCT Edge VCT
2009 Dec Capital Redemption CMA Global Hedge CM Advisors Conventional
2009 Dec Issue (C share) BlueCrest AllBlue C shares BlueCrest Conventional
2009 Dec Issue (C share) BlueCrest AllBlue Euro C shares BlueCrest Conventional
2009 Dec Issue (C share) BlueCrest AllBlue USD C shares BlueCrest Conventional
2009 Dec Issue Biotech Growth Frostrow Capital Conventional
2009 Dec Depart/New Split F&C Private Equity F&C Conventional
Restructure/New Split Capital
2009 Dec Split F&C Private Equity F&C Trust
Invista Real
2009 Dec Issue Invista European Real Estate Estate Conventional
Split Capital
2009 Dec Tender Offer Premier Energy & Water Premier Trust
2009 Dec Issue Henderson Far East Income Henderson Conventional
be accurate. For AIM, Specialist Funds Market (SFM) and Euronext listed companies only Members of the AIC are included.
d. All issues less than £5m (except VCTs) are not covered.
they may be subject to change.
Launch
Sector Text Additional Assets
The total number of shares in respect of which valid redemption
requests have been received was 226,647 and the shares were sold at
UK Smaller a price of 290.92p, resulting in £0.7m departing. This leaves
Companies 12,763,685 Ords in issue after the redemption. -1
At the EGM held on 30/01/09 shareholder approval was gained to
change the company's investment policy. The company's new policy is
to invest predominantly in European limited partnership buyout funds
(but it also has the ability to invest in US focused limited partnership
buyout funds). The Company will make no new limited partnership
commitments. The Company will make no new investments in listed
Private Equity vehicles.
from Close Ventures following Albion Ventures acquiring Close
VCT Generalist Ventures
from Close Ventures following Albion Ventures acquiring Close
VCT Generalist Ventures
from Close Ventures following Albion Ventures acquiring Close
VCT Generalist Ventures
VCT Generalist Pre from Close Ventures following Albion Ventures acquiring Close
Qualifying Ventures
from Close Ventures following Albion Ventures acquiring Close
VCT Generalist Ventures
from Close Ventures following Albion Ventures acquiring Close
VCT Generalist Ventures
from Close Ventures following Albion Ventures acquiring Close
VCT Generalist Ventures
from Close Ventures following Albion Ventures acquiring Close
VCT Generalist Ventures
to Albion Ventures, following the acquisition of Close Ventures by
Albion Ventures.
from Close Ventures, following the acquisition by Albion Ventures.
21,191,441 C shares converted into 21,980,574 sterling shares at a
conversion ratio of 1.03723828 ordinary share for every 1 C share
VCT Generalist held.
VCT AIM Quoted Pre
Qualifying to VCT AIM Quoted - company is now fully qualifying.
VCT AIM Quoted from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
VCT Specialist:
Media, Leisure & to VCT Specialist: Media, Leisure & Events - company is now fully
Events Pre Qualifying qualifying.
VCT Specialist:
Media, Leisure & from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events company is now fully qualifying.
VCT Generalist Pre
Qualifying to VCT Generalist - company is now fully qualifying.
VCT Generalist from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying to VCT Generalist - company is now fully qualifying.
VCT Generalist from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying to VCT Generalist - company is now fully qualifying.
VCT Generalist from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT AIM Quoted Pre
Qualifying to VCT AIM Quoted - company is now fully qualifying.
VCT AIM Quoted from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
VCT AIM Quoted Pre
Qualifying to VCT AIM Quoted - company is now fully qualifying.
VCT AIM Quoted from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying to VCT Generalist - company is now fully qualifying.
VCT Generalist from VCT Generalist - Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying to VCT Generalist - company is now fully qualifying.
VCT Generalist from VCT Generalist - Pre Qualifying - company is now fully qualifying.
VCT Specialist:
Environmental Pre
Qualifying to VCT Specialist: Environmental - company is now fully qualifying.
VCT Specialist: from VCT Specialist: Environmental Pre Qualifying - company is now
Environmental fully qualifying.
VCT Specialist:
Environmental Pre
Qualifying to VCT Specialist: Environmental - company is now fully qualifying.
VCT Specialist: from VCT Specialist: Environmental Pre Qualifying - company is now
Environmental fully qualifying.
VCT Specialist:
Healthcare &
Biotechnology to ProVen Health VCT
15,000 AUD shares redeemed at A$2.57 per share, 15,198,313 Euro
shares redeemed at Euro1.38 per share, 95,815,600 GBP shares
redeemed at 110.52p per share and 17,237,016 USD shares
Hedge Funds redeemed at $1.97 resulting in £148.2m departing. -148
Country Specialists:
Europe Removed from universe - AIM company resigned from membership. -63.1
14,789,980 shares redeemed at £1.0142 per share resulting in £15m
Hedge Funds departing. -15
VCT Specialist:
Healthcare &
Biotechnology from Noble Health Fund VCT
At the AGM held on 04/02/09 proposals for the Company to issue a
bonus of subscription shares were approved. The Company issued
32,001,430 subscription shares to shareholders on the basis of 1
Asia Pacific - subscription share for every 5 ordinary shares held. Dealings in the
Excluding Japan subscription shares commenced on 04/02/09.
Property Direct - 23,666,175 ordinary shares tendered at 3p per share, resulting in
Europe £710,000 departing representing 24.27% of the issued share capital. -0.7
VCT Specialist:
Healthcare &
Biotechnology from Noble Fund Managers
UK Smaller
Companies Liquidated. Rollover to Standard Life UK Smaller Companies. -48.4
9,221,294 Ords tendered at $1.71 per share (£11.3m) and 2,051,508
zero dividend preference shares tendered at 53.17p (£1.1) resulting in
Private Equity £12.4m departing. -12
The Company has raised £70m through a placing of 70,000,000 new
shares at a price of 100p per share. The new shares commenced
Private Equity trading on 11/02/09. 70
VCT Generalist to Bedford Row VCT
VCT Generalist from Arc Growth Company VCT
VCT Generalist Pre
Qualifying to Bedford Row VCT C shares
VCT Generalist Pre
Qualifying from Arc Growth Company VCT C shares
VCT Generalist from Self-Managed
VCT Generalist Pre
Qualifying from Self-Managed
Valid redemption requests were received for 84% of the Company's
issued share capital. The number of shares redeemed were
46,529,177 Euro shares, 17,337,463 GBP shares and 17,228,171
USD shares. The redemption prices have been announced as
USD8.9649 EUR9.0880 and GBP9.2008, resulting in £662.7m
Hedge Funds departing. -663
At the EGM held on 17/12/08 the Company gained shareholder
approval for plans to return capital, raised through the sale of shares in
International Foreign Exchange Concepts Inc, to shareholders in
February 2009. A bonus issue of 17,575,172 B and 554,739 C shares
took place on 05/02/09, followed by a redemption of these shares on
09/02/09. The B shares were purchased by Numis Securities at 27p
Sector Specialist: per share and the C shares were redeemed at 27p per share. This
Financials resulted in £4.9m being returned to shareholders.
Managed Arc Growth Company VCT
Following the reconstruction of Gartmore Smaller Companies, the
UK Smaller shareholders which elected to rollover, have been issued Standard
Companies Life UK Smaller Companies Continuation shares. 31
VCT Specialist:
Media, Leisure & to VCT Specialist: Media, Leisure & Events, company is now fully
Events Pre Qualifying qualifying.
VCT Specialist:
Media, Leisure & from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events company is now fully qualifying.
VCT AIM Quoted Pre
Qualifying to VCT AIM Quoted - company is now fully qualifying.
VCT AIM Quoted from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
Hedge Funds Valid redemption requests were received for 642,661 USD shares, 0
26,500 Euro shares and 520,559 GBP shares. The redemption prices
have been announced as USD0.2816, EUR0.2615 and GBP0.2604
resulting in £0.3m departing.
VCT AIM Quoted 5,356,114 C shares converted into 7,235,216 sterling shares at a
conversion ratio of 1.350833 ordinary share for every 1 C share held.
Sector Specialist Removed from universe - AIM company resigned from membership. -216
Sector Specialist: Removed from universe - AIM company resigned from membership. -92
Mezzanine Finance
Managed ACP Capital (AIM) and ACP Mezzanine (AIM)
VCT Generalist 14,954,549 C shares converted into 17,721,140 sterling shares at a
conversion ratio of 1.185 ordinary share for every 1 C share held.
UK Smaller Liquidated. No rollover vehicle. -11
Companies
UK Smaller to Directors Dealing
Companies
UK Smaller from Eaglet
Companies
UK Smaller At the EGM held on 11/03/09 proposals for the company to amend it's
Companies investment objective were approved along with a change in the
company's name from Eaglet IT. The old objective was to invest in
quoted companies with market capitalisations below 150m with the
view to achieving a capital return exceeding the Extended Hoare
Govett Smaller Companies Index and the new objective is to achieve
returns to shareholders, primarily through capital appreciation, by
investing in companies listed on regulated exchanges in the UK, the
Company will not invest in companies with a market capitalisation of
less than £25m at the time of investment.
UK High Income Liquidated. End of life. No rollover vehicle. ZDPs received their final -23
entitlement.
VCT Generalist Pre to Albion Enterprise VCT
Qualifying
VCT Generalist Pre from Close Enterprise VCT
Qualifying
Japanese Smaller The Company has issued a bonus subscription shares to shareholders
Companies on the basis of 1 subscription share for every 5 ordinary shares held.
Dealings in the subscription shares commenced on 05/03/09.
Hedge Funds Following the Board's announcement of intention to liquidate the Euro -1
share class, all remaining shareholders converted to the GBP share
class. Therefore, the euro share class was delisted for the Irish and
London Stock Exchanges.
VCT Generalist to Albion Technology & General VCT
VCT Generalist from Close Technology & General VCT
VCT Generalist to Albion Technology & General VCT C shares
VCT Generalist from Close Technology & General VCT C shares
VCT Generalist to Albion Development VCT
VCT Generalist from Close Brothers Development VCT
VCT Generalist to Albion Income & Growth VCT
VCT Generalist from Close Income & Growth VCT
VCT Generalist Pre The company has raised £8.3m through the issue of 8,282,557 shares 8
Qualifying at 99.9p per share. The offer closed on 02/09/09.
Private Equity The Company has been acquired by American Capital which is not a -1736
part of the AIC universe.
Managed European Capital
End of life. ZDPs received full entitlement. Rollover to M&G High
Income, M&G Corporate Bond Fund (open-ended), M&G Recovery
UK Growth & Income Fund (open-ended) or cash exit. -114
Following the winding up of M&G Recovery, 61,595,767 ZDP shares,
61,595,767 Income shares and 61,595,767 Capital shares have been
allotted in the form of 53,169,829 Package units, 8,425,938 Income &
Growth units and 8,425,938 Zero shares, at a price of 92.3p, 32.75p
UK High Income and 59.55p respectively. 56.9
VCT Generalist to Albion VCT
VCT Generalist from Close Brothers VCT
VCT Generalist to Albion Protected VCT
VCT Generalist from Close Brothers Protected VCT
VCT Specialist:
Environmental Pre The company has raised £6.9m through an issue of 6,924,686 C
Qualifying shares at 100p each. The offer closed on 30/06/09. 6.9
VCT Specialist:
Environmental Pre The company has raised £6.9m through an issue of 6,924,686 C
Qualifying shares at 100p each. The offer closed on 30/06/09. 6.9
VCT Specialist:
Media, Leisure & to VCT Specialist: Media, Leisure & Events, company is now fully
Events Pre Qualifying qualifying.
VCT Specialist:
Media, Leisure & from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events company is now fully qualifying.
Valid redemption requests were received for 50,000 USD shares,
1,002,785 Euro shares and 813,935 GBP shares. The redemption
prices have been announced as USD0.7629, EUR0.7464 and
Hedge Funds GBP0.7556 resulting in £1.3m departing. -1.3
The Company has raised £100m by way of a partially underwritten
Rights Issue which closed on 10/02/09. Dealings in the Rights Issue
Private Equity shares commenced trading on the LSE on 02/03/09. 100
1,000,000 ordinary shares tendered at 24.3 per share, resulting in
VCT AIM Quoted £242,300 departing. -0.2
5,402,000 ordinary shares redeemed at 69.66p per share resulting in
Hedge Funds £3.76m departing. -3.8
VCT Generalist The Company has raised £538,441 by issuing 757,591 ordinary 1
shares at a price of 73p. The offer closed on 03/04/09.
Sector Specialist: 40,078,854 Ords tendered at $0.9785 per share, resulting in £26.5m -27
Commodities & departing.
Natural Resources
Sector Specialist: The Company has raised £35m through a placing of 30,701,754 new 35
Litigation shares at a price of 114p per share. The new shares commenced
trading on 06/04/09.
VCT Generalist The Company has raised £8.6m through the issue of 11,389,058 9
shares. The offer closed on 03/04/09.
VCT Generalist The Company has raised £8.6m through the issue of 10,575,778 9
shares. The offer closed on 03/04/09.
Sector Specialist: 28,738,131 income shares and 12,263,835 capital shares tendered at -86
Utilities 100p per share and 464.041p per share respectively, resulting in
£85.6m departing.
VCT AIM Quoted Merged with Artemis AIM VCT 2 -19
VCT AIM Quoted Merged with Artemis AIM VCT 19
VCT AIM Quoted to Artemis VCT
VCT AIM Quoted from Artemis AIM VCT 2
Private Equity from LGV
Managed Mithras
Hedge Funds Liquidated following compulsory redemption of all 3X shares. -2
Hedge Funds Liquidated following compulsory redemption of all 3X shares. -2
Hedge Funds Liquidated following compulsory redemption of all 3X shares. -5
VCT Generalist Pre The company has raised £5.5m through the issue of 5,525,501 shares 6
Qualifying at 100p per D share. The offer closed on 30/10/09.
VCT Generalist Pre The company has raised £5.5m through the issue of 5,525,501 shares 6
Qualifying at 100p per D share. The offer closed on 30/10/09.
VCT Specialist: Liquidated. No rollover vehicle. -7
Media, Leisure &
Events
Managed Leisure & Media VCT
VCT Generalist Pre The company has raised £7.2.m through the issue of 7,173,376 7
Qualifying shares at 99.9p per share. The offer closed on 11/09/09.
UK Growth Merged with 3i -363
Private Equity Merged with 3i Quoted Private Equity 363
VCT Generalist 8,776,764 C shares converted into 8,300,185 ordinary shares at a
conversion ratio of 0.9457 ordinary share for every 1 C share held.
UK Smaller Liquidated. End of Life. No Zeros. No rollover option. -22
Companies
VCT Generalist The company has raised £7.7m by issuing 8,338,098 new C shares at 8
a price of 92.39p per C share. The offer closed on 30/04/09.
VCT Generalist 532,982 D shares converted into 411,441 ordinary shares at a
conversion ratio of 0.772 ordinary shares for every 1 D share held.
VCT Generalist 601 376 E shares converted into 290,429 ordinary shares at a
conversion ratio of 0.483 ordinary shares for every 1 E share held.
VCT Specialist: The Company raised £2.8m by issuing 2,810,596 C shares at a price 3
Media, Leisure & of 100p per C share. The offer closed on 31/07/09.
Events Pre Qualifying
VCT Specialist: The Company raised £2.8m by issuing 2,810,596 C shares at a price 3
Media, Leisure & of 100p per C share. The offer closed on 31/07/09.
Events Pre Qualifying
Country Specialists: Removed from universe - AIM company resigned from membership. -58
Europe
Managed Prosperity Russia Domestic (AIM)
UK Smaller 1,058,645 shares redeemed at 326.48p resulting in £3.5m, or 9% of -4
Companies shares in issue, departing.
Sector Specialist: from New Star, following acquisition by Henderson.
Financials
Private Equity from New Star, following acquisition by Henderson.
VCT Generalist The Company have raised £0.6m through the issue of 632,806 at a 1
price of 95p per ordinary share. The offer closed on 03/04/09.
Latin America The Board have announced that 17,703,293 shares have been -56
tendered. The tender price was 465.18 cents (316.12p) per share,
resulting in £55.8m departing.
Property Specialist The Company has raised £15m through a placing and offer for 15
subscription of 21,750,000 new shares at a price of 69p per share.
The new shares commenced trading on 08/04/09.
VCT Generalist The Company have raised £1.5m through the issue of 1,472,556 at a 2
price of 103.5p per ordinary share. The offer closed on 03/04/09.
UK Smaller 12,831,877 shares tendered at 256.28p per share, resulting in £32.9m -33
Companies departing representing 58% of the issued share capital.
VCT Specialist: The Company has raised £438,175 through an issue of ordinary 0
Technology shares. The offer closed on 26/04/09.
VCT Specialist: The Company has raised £374,602 through an issue of ordinary 0
Technology shares. The offer closed on 26/04/09.
VCT Specialist: The Company has raised £404,407 through an issue of ordinary 0
Technology shares. The offer closed on 26/04/09.
VCT Specialist: The Company has raised £314,146 through an issue of ordinary 0
Technology shares. The offer closed on 26/04/09.
Hedge Funds 1,639,166 Euro shares redeemed at 7.66 Euros per share (£11m), -32
1,273,275 Sterling Shares redeemed at 784p per share (£9.98m) and
2,095,961 $ shares redeemed at $8.03 per share, resulting in £31.68m
departing.
Hedge Funds 1,027,595 £ shares tendered at £15.6288 per share (£16.1m), -78
1,547,013 Euro shares tendered at 15.23 Euros (£20.8m) and
4,048,476 $ shares tendered at $15.18 (£40.8m) resulting in £77.7m
departing.
Hedge Funds 1,662,697 USD shares were tendered at $10.2695 per share, -31
1,472,630 sterling shares tendered at £10.412 per share and 464,613
Euro shares tendered at Euro10.336 per share. This tender offer
resulted in £30.6m departing.
Hedge Funds 25,611,332 shares tendered at 101.23p per share, resulting in £25.9m -26
departing.
VCT Specialist: The Company has raised £1,296,048 through the issue of 3,085,829 1
Technology shares. The offer closed on 31/05/09.
VCT Specialist: The Company has raised £1,369,939 through the issue of 1,574,643 1
Technology shares. The offer closed on 31/05/09.
VCT Specialist: The Company has raised £1,444,369 through the issue of 1,472,944 1
Technology shares. The offer closed on 31/05/09.
VCT Specialist: The Company has raised £1,456,308 through the issue of 1,413,891 2
Technology shares. The offer closed on 31/05/09.
VCT Generalist The Company has raised £1.5 through the issue of 1,979,406 at a 2
price of 74.7p. The offer closed on 29/05/09.
European Emerging from Pictet
Markets
Managed Eastern European
Hedge Funds At the AGM held on 22/05/09 proposals for the Company to amend it's
investment objective were approved. The old policy was for the
Company to invest through the Signet Funds in a portfolio of
predominately debt oriented hedge funds and the new policy will be to
invest directly and indirectly, including through the Signet Funds, in
opportunities predominantly, but not exclusively, in global credit
markets. The proposed change of investment strategy envisages a
change in investment strategy from that of acting as a feeder fund,
investing directly in the Signet Funds, to a strategy of investing both in
the Signet Funds and directly and indirectly pursuant to a range of
fundamental credit investment strategies, which might include, inter
alia, capital structure arbitrage, convertible bond arbitrage and credit
trading, and investing in distressed securities, collateralised loans,
high-yield bonds and senior secured bank debt.
UK Smaller 31,189,825 continuation shares converted into 29,749,167 ordinary
Companies shares at a conversion ratio of 0.953810 ordinary shares for every
continuation share held.
Private Equity The Company has raised £731.8m by way of a Rights Issue. 732
542,006,000 new shares were issued at 135p per share. The new
shares commenced trading on 28/05/09.
Sector Specialist: The Company has issued a bonus issue of subscription shares.
Utilities 42,063,749 shares were issued to ordinary shareholders on the basis
of one subscription share for every five ordinary shares held. Dealings
in the subscription shares commenced on 18/05/09.
VCT AIM Quoted to Octopus Phoenix VCT
VCT AIM Quoted from Phoenix VCT
VCT AIM Quoted 5,076,447 shares tendered at 52p per share, resulting in £2.6m -3
departing.
VCT Specialist: The Company has raised £2.16m through the issue of 1,948,455 C 2
Technology Pre shares at a price of 108p per share. The offer closed on 31/05/09.
Qualifying
Private Equity 117,037,749 new ordinary shares issued at 42p per share, raising 49
£49.2m.
VCT AIM Quoted The Company has raised £2.0m through an issue of 2,604,078 2
ordinary shares at a price of 74.5p. The offer closed on 30/06/09.
Global Emerging The Company has issued a bonus issue of subscription shares to
Markets shareholders on the basis of 1 subscription share for every 5 ordinary
shares held. Dealings in the subscription shares commenced on
11/06/09.
Global Growth The Company has issued a bonus issue of subscription shares to
shareholders on the basis of 1 subscription share for every 5 ordinary
shares held. Dealings in the 6,726,690 subscription shares
commenced on 05/06/09.
Europe 1,696,092 ordinary shares tendered at a price of 135.59p, resulting in -2
£2.3m departing.
VCT Specialist: The Company has raised £9.5m through the issue of 9,475,930 E 10
Media, Leisure & shares at a price of 100p per share.
Events Pre Qualifying
Hedge Funds The Company launched on 10/04/97 and was listed on the SIX Swiss 355
Exchange. It sought a London listing on 05/06/09.
Global Growth 10,630,376 shares were redeemed at a price of 100.89p per share, -11
representing 8% of the Company's issued share capital. This results in
£10.7m departing.
Hedge Funds Pursuant to the conversion offer to enable qualifying shareholders the
opportunity to convert some or all of their holding in the Company into
a holding in AcenciA Fundamental Credit an unlisted open ended
company, valid elections were received and accepted in respect of
25,937,034 shares representing 11.9% of the issued share capital.
VCT AIM Quoted from AXA Framlington following transfer of business to AXA
Investment Managers.
VCT AIM Quoted from AXA Framlington following transfer of business to AXA
Investment Managers.
VCT Specialist: Liquidated. No rollover vehicle. -24
Media, Leisure &
Events
VCT Specialist: from Green Power 1
Environmental
Hedge Funds 23,049,733 USD, 6,994,581 Euro and 4,238,116 GBP 1X shares -18
redeemed at $0.7618, Euro 0.7447 and £0.7548 respectively resulting
in £18.4m departing.
VCT Specialist: from Green Power 1
Environmental
Managed Keydata Income VCT 1 and 2
VCT Generalist from Aberdeen following management buyout
VCT Generalist Pre from Aberdeen following management buyout
Qualifying
VCT Generalist from Aberdeen following management buyout
VCT Generalist from Aberdeen following management buyout
VCT Generalist from Aberdeen following management buyout
VCT Generalist from Aberdeen following management buyout
VCT Generalist from Aberdeen following management buyout
VCT Generalist from Aberdeen following management buyout
following management buyout from Aberdeen. Manages Aberdeen
Growth Opportunities VCT and VCT 2, Aberdeen Growth VCT 1,
Aberdeen Income and Growth VCT, Gateway VCT, Guinness Flight
VCT and Talisman First VCT.
VCT AIM Quoted 7,593,225 D shares converted into 7,593,225 C shares and a ratio of 1
C shares for every D shares held.
VCT AIM Quoted 15,807,520 C shares converted into 38,432,491 new ordinary shares
at a ratio of 2.4313 new ordinary shares for every C share held.
VCT AIM Quoted to ViCTory VCT
VCT AIM Quoted from Singer & Friedlander AIM 3 VCT
Private Equity to Henderson Private Equity
Private Equity from New Star Private Equity
Sector Specialist: The Company was originally launched on the AIM exchange in
Commodities & November 2006. In June 2009 the Company sought a listing on the
Natural Resources ITBB of the LSE and cancelled its AIM listing.
Sector Specialist: from Babcock & Brown
Infrastructure
Hedge Funds to Castle Asia Alternative
Hedge Funds from KGR Absolute Return
Sector Specialist: to International Public Partnerships
Infrastructure
Sector Specialist: from Babcock & Brown
Infrastructure
Private Equity The Company was originally launched on the AIM exchange in June
2006. In June 2009 the Company sought a listing on the main
exchange of the LSE and cancelled its AIM listing.
UK Smaller Merged with Manchester & London -44
Companies
UK Growth Merged with Osprey Smaller Companies Income 44
Hedge Funds The Board decided that, in light of the reduced size of the Company
and the expense associated with maintaining the dual listing, it would
delist the Company's shares from Euronext The last day of trading on
Euronext was 30/06/09.
Private Equity End of life of ZDPs. Option to rollover to new ZDPs. -98
Private Equity Following rollover of old ZDPs and raising on £10.4m of new ZDPs, 55
new share class issued.
Hedge Funds Liquidated following compulsory redemption of all 1X shares. -9
Hedge Funds Liquidated following compulsory redemption of all 1X shares. -25
Hedge Funds Liquidated following compulsory redemption of all 1X shares. -42
VCT Generalist 5,079,999 C shares tendered at a price of 75.35p per share, resulting -4
in £3.8m departing.
Hedge Funds At the EGM held on 31/07/09 proposals to amend the company's
investment policy were approved. The current investment policy
involves the Company investing (directly and indirectly) in underlying
funds across a range of alternative investment strategies which target
emerging and/or under exploited sources of alpha. Such strategies
already include commodity, energy and environmental strategies. The
new policy will involve the company focusing upon a subset of the
existing alternative investment strategies, being commodity, energy
and environmental strategies accessed, directly or indirectly, through a
multi-manager, multi-strategy portfolio of commodities themed hedge
funds.
UK Smaller 687,795 shares redeemed at £1.82 per share, representing 2.96% of -1
Companies the Company's issued share capital, resulting in £1.3m departing.
VCT Generalist Merged with Core VCT II and Core VCT III with VCT III being the -10
continuing Company.
VCT Generalist Merged with Core VCT I and Core VCT III with VCT III being the -17
continuing Company.
VCT Generalist Merged with Core VCT I and Core VCT II. 27
UK Growth & Income At the AGM held on 17/07/09 the Company sought Shareholder
approval to amend the investment objective of the Company. The
Company has widened its remit so it is now able to invest up to 15% of
the assets of the Company in overseas quoted securities. Previously
the Company would only invest in UK securities.
UK Smaller The total number of shares in respect of which valid redemption 0
Companies requests have been received was 843,012. All of those shares have
been matched with buyers and sold at a calculated redemption price of
395.23. This leaves 11,705,040 Ords in issue after the redemption.
VCT Specialist: 15,781,162 C shares converted into 7,986,354 ordinary shares at a
Technology Pre conversion ratio of 0.506068826 ordinary shares for every 1 C share
Qualifying held.
Sector Specialist: In April 09, the Company offered shareholders the opportunity to 140
Utilities tender or convert their holdings in the income and capital share
classes. This led to the Company re-classifying as a conventional. In
July 2009, the company raised £80m though the issue of new CULS
and £60m through the issue of new ZDP shares. The company has
therefore reclassified to a split capital with the same name. The new
ZDPs were admitted to trading on the LSE on 29/07/09.
Hedge Funds Following the Board's announcement of intention to liquidate the USD 0
share class, all remaining shareholders converted to the GBP share
class. Therefore, the USD share class was delisted for the Irish and
London Stock Exchanges.
Hedge Funds 4,064,196 USD shares redeemed at $1.8569, 1,370,331 GBP shares -7
redeemed at £0.9877 and 1,052,734 Euro shares redeemed at
Euro1.4608 resulting in £7.3m or 10% of its issued share capital
departing.
UK Growth The company's investment policy has been changed to allow
investments in ETFs, exchange traded commodities and UK and
overseas fixed interest securities.
VCT Generalist to Core VCT
VCT Generalist from Core VCT III
VCT AIM Quoted 8,984,075 B shares converted to A shares on 31/07/09.
VCT Specialist: The Company has raised £0.7m through the issue of 1,355,983 C 1
Technology Pre shares at a price of 54p per share. The offer closed on 10/07/09.
Qualifying
Sector Specialist: The Company has issued a bonus of subscription shares to
Environmental shareholders on the basis of 1 subscription share for every 5 ordinary
shares held. Dealings in the 48,749,811 subscription shares
commenced on 16/07/09.
Global Smaller The company has redomiciled from Guernsey to the Cayman Islands,
Companies following a reorganisation.
Private Equity The Company has raised £22.5m following an open offer for 23
36,926,479 new ordinary shares at a price of $1 per share. The shares
were admitted to trading on the LSE on 21/07/09.
Asia Pacific - The Company has issued a bonus issue of subscription shares.
Excluding Japan 18,767,485 shares were issued to shareholders on the basis of one
subscription share for every five ordinary shares held. Dealings in the
18,767,485 commenced on 13/08/09.
Hedge Funds 16,457,066 AUD shares redeemed at A$3.1945 per share, 17,295,377 -77
Euro shares redeemed at Euro1.8781 per share, 14,805,457 USD
shares redeemed at $2.5387 resulting in £76.5m departing.
UK High Income from Aberdeen.
for Glasgow Income
Hedge Funds to Dexion Commodities
Hedge Funds from Dexion Alpha Strategies
Hedge Funds to Dexion Commodities Euro
Hedge Funds from Dexion Alpha Strategies Euro
Hedge Funds to Dexion Commodities USD
Hedge Funds from Dexion Alpha Strategies USD
Sector Specialist: 10,745,610 warrants exercised at 464p per warrant. 50
Biotechnology/Life
Sciences
Private Equity to Electra Private Equity. From a conventional. -716
Private Equity Issue of ZDPs. £43million raised through the issue. The zeros were 759
issued through a subsidiary.
VCT Generalist Pre The company raised £1.4m through a top-up issue of 1,356,298 1
Qualifying shares. The final allotment was made on 14/08/09.
Private Equity The Company has issued 58,075,764 warrants. The warrants may be
exercised in relation to the purchase of USD equity shares during the
period from 0/10/2009 to 30/06/2014. The new warrants commenced
trading on 20/08/09.
Hedge Funds 176,982 shares realised under the June redemption offer at a price of 0
83.04p per realisation share resulting in £146,966 departing.
Hedge Funds 1,624,198 USD shares, 1,533,046 Euro shares and 857,957 GBP -19
shares were redeemed resulting in $41.4m (£18.6m) or 20% of the
company's issued share capital departing.
UK Growth The Company has issued a bonus issue of subscription shares to
shareholders on the basis of 1 subscription share for every 5 ordinary
shares held. Dealings in the 31,374,859 subscription shares
commenced on 07/08/09.
Hedge Funds 881,940 Sterling shares, 175,870 Euro shares and 196,084 USD -9
shares were redeemed at £8.04, Euro8.08 and $8.31, resulting in
£9.3m, or 7.5% departing.
Hedge Funds 16,533,349 ordinary shares tendered at 90.6p per share on 12/08/09. -15
This represents 20% of the company's issued share capital and will
result in £15m departing.
UK Smaller 8,325,089 shares tendered at 126.55p per share, resulting in £10.5m -11
Companies (or 10%) departing.
Sector Specialist: The company's shares were transferred from the International Bulletin
Commodities & Board of the LSE to the Main list as of 29/09/09. The company's CISX
Natural Resources listing remains.
VCT Generalist Merged with Gateway VCT. 4
Property Direct - UK The Company has raised £52.2m by way of a fully underwritten Rights 52
Issue. Dealings in the Rights Issue shares commenced trading on the
LSE on 01/09/09.
UK High Income At the EGM held on 17/09/09 proposals to amend the Company's
investment policy were approved. The Board felt that the high level of
gearing and high income yield were not sustainable and the portfolio
will now be based on predominantly UK equities. The new objective is:
To provide shareholders with an attractive income yield and the
prospect of income and capital growth through investing in a portfolio
of predominantly UK equities. The Company have repaid their zero
coupon financing and sold its entire portfolio of corporate bonds. The
Board of the company is unchanged and the Company's benchmark
remains the FTSE All-Share Index.
VCT Generalist Pre Merged with TP70 2009 VCT. TP70 2009 VCT raised £3.45m at 0
Qualifying launch but was never admitted to the LSE. Following the merge, the
assets from TP70 2009 VCT has been transferred to TP5 VCT in the
form of New B shares . The New B shares were admitted to the
Official List of the LSE on 26/10/09.
Sector Specialist: Proposals to change the company's benchmark to the MSCI World
Financials Financials Index to reflect a broader investment policy were passed at
the EGM held on 14/09/09.
Sector Specialist: Liquidated. No rollover vehicle. -6
Endowment Policies
Managed BGI Endowment II
VCT Generalist Merged with Guinness Flight VCT -4
VCT Generalist to Ortus VCT
VCT Generalist from Guinness Flight VCT
Hedge Funds The company carried out a compulsory redemption of the AUD shares -9
on 08/09/09.
Latin America The company has raised $80m (£48.4) though the issue of new CULS. 48
The CULS began trading on 15/09/09.
Hedge Funds 39,971,163 shares redeemed at 82.7p per share, resulting in £33.1m -33
(or 64.66% of the issued share capital) departing.
VCT Generalist Liquidated. No rollover vehicle. -6
Sector Specialist: to Henderson Financial Opportunities
Financials
Sector Specialist: from New Star Financial Opportunities
Financials
VCT AIM Quoted Pre to VCT AIM Quoted - company is now fully qualifying.
Qualifying
VCT Specialist: to VCT Specialist: Technology - company is now fully qualifying.
Technology Pre
Qualifying
VCT Specialist: from VCT Specialist: Technology Pre Qualifying - company is now fully
Technology qualifying.
VCT Generalist Pre to VCT Generalist - company is now fully qualifying.
Qualifying
VCT Generalist from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT AIM Quoted from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
VCT AIM Quoted to Hargreave Hale AIM VCT 1
VCT AIM Quoted from Keydata AIM VCT
VCT AIM Quoted Pre to Hargreave Hale AIM VCT 2
Qualifying
VCT AIM Quoted Pre from Keydata AIM VCT 2
Qualifying
UK High Income to UK Growth & Income.
UK Growth & Income from UK High Income.
Hedge Funds The Company has raised £48.7m, 48.6m UK Emerging shares were 0
issued at 100p per share (£48.6), 70,000 Cash shares at 100p per
share (£0.1).
Hedge Funds The Company has raised £48.7m, 48.6m UK Emerging shares were 49
issued at 100p per share (£48.6), 70,000 Cash shares at 100p per
share (£0.1).
Sector Specialist: The Company has issued a bonus of subscription shares to
Biotechnology/Life shareholders on the basis of 1 subscription share for every 5 ordinary
Sciences shares held. Dealings in the 9,730,960 subscription shares
commenced on 03/09/09.
Hedge Funds 16,121,906 GBP shares redeemed at 121.58p, resulting in £19.6m -20
departing.
UK Smaller The Company has issued a bonus of subscription shares on the basis
Companies of one subscription share for every five ordinary shares held. Dealings
in the 14,822,901 subscription shares commenced on 02/10/09.
Country Specialists: At the EGM held on 03/09/09, proposals for the future of the company -124
Asia Pacific were not passed and therefore the company began an orderly
realisation of its portfolio and the liquidation of the company. As a
result the Company returned $205.3m (£123.76) to Shareholders by
way of a compulsory repurchase on 22/10/09 at a price of $5.61 per
share.
Country Specialists: 2,758,489 shares tendered at 788.22p per share resulting in £21.7m -22
Europe (25.5% of shares in issue) departing.
Sector Specialist: The company raised $10.2m (£6.4m) through the issue of 1,064,238, 6
Commodities & new shares at a price of $9.59 per share. The new shares were
Natural Resources admitted to the main exchange of the LSE on 06/10/09.
Hedge Funds 19,713,134 ordinary shares tendered at 0.7609p per share resulting in -15
£15m departing.
UK High Income Following the winding up of Invesco Perpetual European Absolute, 18
£7.5m has rolled over to the company. A further £10.5m was raised
through a placing and offer for subscription. Dealing in the new shares
commenced on 02/11/09.
Sector Specialist: 44,000,000 new ordinary shares issues at a price of 25p per share, 11
Debt raising £11m. The new shares began trading on 20/10/09.
UK Growth The Company has been acquired by Pointer Investments who have -49
decided to de-list the Company from the LSE and re-register as a
private company.
Managed Principle Capital.
UK Smaller The total number of shares in respect of which valid redemption 0
Companies requests have been received was 2,428. All of those shares have
been matched with buyers and sold at a calculated redemption price of
515.21. This leaves 11,702,612 Ords in issue after the redemption.
VCT Generalist 19,680,936 C shares converted into 31,858,082 ordinary shares at a
conversion ratio of 1.618728 ordinary shares for every 1 C share held.
VCT Generalist Following the conversion of the C shares into Ordinary shares, the
company undertook a share consolidation. 38,647,642 ordinary shares
have been consolidated at ratio of 0.617769 new ordinary shares for
every ordinary share held, meaning that after consolidation, there are
23,872,316 new ordinary shares in issue.
Property Direct - UK Removed from AIC universe following acquisition by Conygar and -168
subsequent de-listing from LSE.
Managed Advantage Property Income
VCT Generalist Pre Following the merge of TP70 2009 VCT and TP5 VCT, the assets 3
Qualifying from TP70 2009 VCT has been transferred to TP5 VCT in the form of
New B shares. The New B shares were admitted to the Official List of
the LSE on 26/10/09.
Asia Pacific - 105
Excluding Japan
Sector Specialist: to Greenwich Loan Income (AIM)
Debt
Sector Specialist: from T2 Income (AIM)
Debt
VCT Generalist 20,409,465 C shares converted into 19,009,157 ordinary shares at a
conversion ratio of 0.9313893 ordinary shares for every 1 C share
held.
Europe Liquidated. Rollover to Jupiter European Growth (open ended) and -41
City Merchants High Yield.
Asia Pacific - The Company has issued a bonus of subscription shares to
Excluding Japan shareholders on the basis of 1 subscription share for every 5 ordinary
shares held. Dealings in the 33,437,655 subscription shares
commenced on 15/10/09.
Global Smaller The company has raised £5,008,870 through a placing of B shares. 5
Companies 5,008,870 B shares were issued at 100p per share. The new shares
commenced trading on 30/11/09.
Hedge Funds 27,925,515 £ shares, 9,165,328 Euro shares and 206,848 $ shares -37
redeemed at 97.9p, Euro1.1821 and $1.6696 respectively, resulting in
£37.2m (or 42%) departing.
Hedge Funds The Company have reconstructed so that it is now a feeder fund into -29
the newly incorporated Aida Open-Ended Fund. As part of the
reconstruction proposals, the EURO and GBP shares were
redesignated to USD shares. A share split then took place so that
each USD share was subdivided into two USD shares, one listed USD
share and one un-listed "side pocket" share. Shareholders were also
given the opportunity to convert into the open ended fund. 21,158,236
USD shares have been cancelled in exchange for the issue of shares
in the Aida Open-Ended fund, resulting in £29.4m shares departing.
Japanese Smaller The Company has issued a bonus of subscription shares to
Companies shareholders on the basis of 1 subscription share for every 5 ordinary
shares held. Dealings in the 19,115,381 subscription shares
commenced on 12/11/09.
UK Growth Following the winding up of Jupiter Second Enhanced, 44,162,903 216
ZDPs and 40,686,507 Geared Income shares rolled over. £41.5m was
also raised through a placing and offer for subscription of new ZDP
and Geared Ordinary shares (some of which will be traded as
packaged units).
Global Emerging Following the EGM held on 30/10/09, shareholders receive 10 re-
Markets denominated shares for every 1 existing share held.
Global Emerging The Company has re-domiciled to Guernsey by way of winding up and
Markets rolling over into a newly established Guernsey fund of the same name.
UK Smaller 3,064,355 shares tendered at a price of 347.3886p per share, resulting -11
Companies in £10.6m (or 34.9%) departing.
European Smaller Following the triggering of its Discount Control Mechanism, the -13
Companies company undertook a tender offer. 3,356,055 shares (or 5.2%)
tendered at 379.9043p per share, resulting in £12.7m departing.
Private Equity The company has raised £30m through an offering of ZDP 2015 30
shares. 53,333,333 shares were issued at 56.25p per share.
Hedge Funds 40,059,690 Euro shares redeemed at Euro1.2663. This is equal to -45
72.8% of the issued share capital of the share class and resulted in
£45.02m departing
Hedge Funds 36,574,854 USD shares redeemed at $1.8990. This is equal to 79.3% -41
of the issued share capital of the share class and resulted in £41.1m
departing.
Property Direct - UK 151,544,000 shares issued at a price of 67.76p per share. The new 103
ordinary shares were issued to Phoenix Life Limited in return for the
acquisition of the New Property Portfolio. The new shares were
admitted to the LSE on 02/11/09.
UK Growth & Income Liquidated. End of life. ZDPs received full entitlement. Rollover to -60
Jupiter Second Split.
Hedge Funds The Board gained shareholder approval in September for a managed -32
wind down of the company by way of a series of compulsory
redemptions. The first took place on 18/11/09, where £31,470,343 or
39% of the company's shares was returned to shareholders.
VCT Generalist Pre to Downing Structured Opportunities VCT 1
Qualifying
VCT Generalist Pre from Downing Protected Opportunities VCT 1
Qualifying
Global Emerging from Progressive, following acquisition and subsequent rebranding of
Markets part of Progressive group.
for Advance Developing Markets
Hedge Funds 5,570,468 realisation shares redesignated into sterling shares at a
ratio of 0.626678 sterling shares for each realisation share held.
Hedge Funds from Bramdean Asset Management
Hedge Funds from Bramdean Asset Management
Hedge Funds 63,923,946 GBP shares redeemed at 97.01p per share. This is equal -62
to 25% of the issued share capital of the share class and results in
£62.01 departing.
Global Growth & The Company cancelled their listing on the Main exchange on
Income 23/11/09 and listed on AIM on 24/11/09.
VCT AIM Quoted 2,950,085 C shares converted to 3,832,066 ordinary shares at a ratio
of 1.298986813 ordinary shares for every C share held. The balance
of the C shares have been redesignated to 10,918,359 deferred
shares and repurchases by the company.
Hedge Funds The Euro and GBP shares were converted into USD shares as part of 0
the company's restructuring. Euro shareholders received 1.3590 USD
shares for each Euro share held.
Hedge Funds The Euro and GBP shares were converted into USD shares as part of 0
the company's restructuring. GBP shareholders received 1.3347 USD
shares for each GBP share held.
Hedge Funds to Aida Closed-Ended
Hedge Funds from Aida
Property Direct - from Rutley Capital Partners, following the internalisation of the
Europe management agreement. This follows the public offer for the Company
by Black Sea Global Properties.
Country Specialists: The Company has issued a bonus of subscription shares to
Asia Pacific shareholders on the basis of 1 subscription share for every 5 ordinary
shares held. Dealings in the 3,619,055 subscription shares
commenced on 02/12/09.
UK Smaller from Knox D'Arcy
Companies
VCT Generalist Pre 266,905 C shares converted into 848,224 ordinary shares at a
Qualifying conversion ratio of 3.178 ordinary shares for every 1 C share held.
VCT Generalist to Downing Planned Exit VCT 2
VCT Generalist from Downing Protected VCT II
VCT Generalist Pre to Downing Planned Exit VCT 2 C shares
Qualifying
VCT Generalist Pre from Downing Protected VCT II C shares
Qualifying
VCT Generalist to Downing Planned Exit VCT 3
VCT Generalist from Downing Protected VCT III
VCT Generalist Pre to Downing Planned Exit VCT 3 C shares
Qualifying
VCT Generalist Pre from Downing Protected VCT III C shares
Qualifying
VCT Generalist to Maven Income & Growth VCT 2
VCT Generalist from Aberdeen Growth VCT 1
Hedge Funds Liquidated. No rollover vehicle. -13
Country Specialists: Liquidated. The Company's shares were suspended from trading -54
Asia Pacific following a merger with Origo Sino-India which is not in the AIC
universe.
Managed Origo Resource Partners (AIM)
Private Equity Liquidated. Rollover to Open ended or cash exit. -232
Managed Partners Group Global Opportunities.
VCT Generalist to Maven Income & Growth VCT 3
VCT Generalist from Aberdeen Growth Opportunities VCT
The company has raised £80m through the issue of 80,000,000 C
Sector Specialist: shares at 100p per share. The C shares commenced trading on
Infrastructure 16/12/09. 80
Sector Specialist:
Endowment Policies Liquidated. No rollover vehicle. -28
VCT Generalist Pre to VCT Generalist - company is now fully qualifying.
Qualifying
VCT Generalist from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre to VCT Generalist - company is now fully qualifying.
Qualifying
VCT Generalist from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying to VCT Generalist - company is now fully qualifying.
VCT Generalist from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT Specialist:
Media, Leisure & to VCT Specialist: Media, Leisure & Events, company is now fully
Events Pre Qualifying qualifying.
VCT Specialist:
Media, Leisure & from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events company is now fully qualifying.
VCT Specialist:
Media, Leisure & to VCT Specialist: Media, Leisure & Events, company is now fully
Events Pre Qualifying qualifying.
VCT Specialist:
Media, Leisure & from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events company is now fully qualifying.
VCT AIM Quoted Pre
Qualifying to VCT AIM Quoted - company is now fully qualifying.
VCT AIM Quoted from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
25,765,000 D shares converted into 9,369,128 ordinary share at a
Property Direct - UK ratio of 4 ordinary shares for every 11 D shares held.
VCT Generalist to Maven Income & Growth VCT 4
3,440,129 ordinary shares tendered at 169.84p per share resulting in
Europe 5.8m departing or (3.3%). -6
VCT Generalist from Aberdeen Growth Opportunities VCT 2
VCT Generalist to Maven Income & Growth VCT 4 S shares
VCT Generalist to Maven Income & Growth VCT
VCT Generalist from Aberdeen Income & Growth VCT
VCT Generalist to Downing Absolute Income VCT I
VCT Generalist from Downing Protected VCT I
VCT Generalist from Aberdeen Growth Opportunities VCT 2 S shares
VCT Specialist: 6,400,640 ordinary shares were converted to 6,400,640 Deferred
Media, Leisure & shares and then purchases by the company at 1p for every 1,000,000
Events Deferred shares and cancelled.
Following the EGM held 15/12/09 the board has announced details to
shareholders of the first redemption payments with regard to the
reconstruction and winding up of the company. 30.36m GBP shares
were redeemed at £7.94 (£177.44m), 34.53m USD shares were
redeemed at USD 8.34 (£127.12m) and 38.83m EURO shares were
redeemed at EURO 7.86 (£203.61 m), resulting in £508.17m
Hedge Funds departing. -508
The fund has raised £100.9m through the issue of £, $ and Euro C
shares. 96,417,954 C shares were issued at 100p per share (£96.4m),
1,097,780 Euro C shares at 1 Euro per share (£1.0m) and 5,830,6.31
$ shares at $1.00 per share (£3.5m). The new shares commenced
Hedge Funds trading on 16/12/09. 96
The fund has raised £100.9m through the issue of £, $ and Euro C
shares. 96,417,954 C shares were issued at 100p per share (£96.4m),
1,097,780 Euro C shares at 1 Euro per share (£1.0m) and 5,830,6.31
$ shares at $1.00 per share (£3.5m). The new shares commenced
Hedge Funds trading on 16/12/09. 1
The fund has raised £100.9m through the issue of £, $ and Euro C
shares. 96,417,954 C shares were issued at 100p per share (£96.4m),
1,097,780 Euro C shares at 1 Euro per share (£1.0m) and 5,830,6.31
$ shares at $1.00 per share (£3.5m). The new shares commenced
Hedge Funds trading on 16/12/09. 4
Sector Specialist: The Company has raised £23.9m through the issue of 16,006,227 new
Biotechnology/Life shares at a price of 149.18p per share. The new shares were admitted
Sciences to trading on 09/12/09. 24
Private Equity to F&C Private Equity from a conventional. -175
Issue of ZDPs. £30million raised through the issue. The zeros were
Private Equity issued through a subsidiary. 205
The Company has raised £58.3m through the issue of ordinary shares,
preference shares and warrants. 145,685,674 new ordinary shares
were issued at 20p per share, 29,137,134 preference shares (with 1
Property Direct - warrant attached) at 100p per share and 29,137,134 warrants at 29p
Europe per share. The new shares commenced trading on 30/12/09. 58
5,040,368 ordinary income shares tendered at 182.38p per share and
Sector Specialist: 2,807,037 ZDPs tendered at 156p per share resulting in £13.6m
Utilities departing. -14
The Company have raised £18.7m through the issue of 6,400,000
Asia Pacific - ordinary shares at 289.47p per share. The new shares commenced
Excluding Japan trading on 11/12/09. 19
C are included.
Rollover Bank Other
Assets Debt Info Dom Listing
UK
History
remains UK
UK
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C shares UK
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C shares UK
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-511 -205 UK
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-144 -31 UK
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