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Corporate Activity 2009 _XLS 135

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Corporate Activity 2009 _XLS 135 Powered By Docstoc
					Produced by the AIC, 25 January 2010. Please note that the information contained is not guaranteed to be accurate. For AIM, Spec
Please note VCT 'New Issue', 'Issue' and 'Issue C share' values are updated throughout the open period. All issues less than £5m (
Await' entries are taken from the company news announcements and are still to be finalised, therefore they may be subject to cha

Year       Month       Event                  Company                            Manager            Structure



       2009 Jan        Capital Redemption     Gartmore Growth Opportunities      Gartmore           Conventional




       2009 Jan        Policy Change          Mithras                            LGV                Conventional
                                              Close Brothers Development
       2009 Jan        MG Change              VCT                                Albion Ventures    VCT

       2009 Jan        MG Change              Close Brothers Protected VCT       Albion Ventures    VCT

       2009 Jan        MG Change              Close Brothers VCT                 Albion Ventures    VCT

       2009 Jan        MG Change              Close Enterprise VCT               Albion Ventures    VCT

       2009 Jan        MG Change              Close Income & Growth VCT          Albion Ventures    VCT
                                              Close Technology & General
       2009 Jan        MG Change              VCT                                Albion Ventures    VCT
                                              Close Technology & General
       2009 Jan        MG Change              VCT C shares                       Albion Ventures    VCT

       2009 Jan        MG Change              Crown Place VCT                    Albion Ventures    VCT

       2009 Jan        MG Name Change         N/A                                Close Ventures
       2009 Jan        MG New Name            N/A                                Albion Ventures


       2009 Jan        Convert                Baronsmead VCT 4 C shares          ISIS EP            VCT

       2009 Jan        Category Change        Baronsmead AIM VCT                 ISIS EP            VCT

       2009 Jan        New Category           Baronsmead AIM VCT                 ISIS EP            VCT



       2009 Jan        Category Change        IBIS Media VCT                     IBIS Capital       VCT


       2009 Jan        New Category           IBIS Media VCT                     IBIS Capital       VCT

       2009 Jan        Category Change        Octopus Apollo VCT 1               Octopus            VCT
2009 Jan   New Category         Octopus Apollo VCT 1        Octopus          VCT

2009 Jan   Category Change      Octopus Apollo VCT 2        Octopus          VCT

2009 Jan   New Category         Octopus Apollo VCT 2        Octopus          VCT

2009 Jan   Category Change      Octopus Protected VCT       Octopus          VCT

2009 Jan   New Category         Octopus Protected VCT       Octopus          VCT
                                Octopus Second AIM VCT C
2009 Feb   Category Change      shares                      Octopus          VCT
                                Octopus Second AIM VCT C
2009 Feb   New Category         shares                      Octopus          VCT
                                Octopus Second AIM VCT D
2009 Feb   Category Change      shares                      Octopus          VCT
                                Octopus Second AIM VCT D
2009 Feb   New Category         shares                      Octopus          VCT

2009 Feb   Category Change      Puma VCT III                Shore Capital    VCT

2009 Feb   New Category         Puma VCT III                Shore Capital    VCT

2009 Feb   Category Change      Puma VCT IV                 Shore Capital    VCT

2009 Feb   New Category         Puma VCT IV                 Shore Capital    VCT

                                                            Climate Change
2009 Feb   Category Change      Ventus 2 VCT                Capital          VCT
                                                            Climate Change
2009 Feb   New Category         Ventus 2 VCT                Capital          VCT

                                                            Climate Change
2009 Feb   Category Change      Ventus 3 VCT                Capital          VCT
                                                            Climate Change
2009 Feb   New Category         Ventus 3 VCT                Capital          VCT


2009 Feb   Name Change          Noble Health Fund VCT       Beringea         VCT



2009 Feb   Capital Redemption   Dexion Absolute             Dexion           Conventional

2009 Feb   Depart/Liquidate     Prosperity Voskhod (AIM)    Prosperity       Conventional

2009 Feb   Capital Redemption   Dexion Equity Alternative   Dexion           Conventional


2009 Feb   New Name             ProVen Health VCT           Beringea         VCT
2009 Feb   Capital Change       JPMorgan Asian                 JPMorgan         Conventional

                                                               Rutley Capital
2009 Feb   Tender Offer         Rutley European Property       Partners LLP     Conventional


2009 Feb   New Management       Noble Health Fund VCT          Beringea         VCT

2009 Feb   Reconstruct/Depart   Gartmore Smaller Companies     Gartmore         Conventional

                                                                                Split Capital
2009 Feb   Tender Offer         JPMorgan Private Equity        JPMorgan         Trust


2009 Feb   Issue                SVG Capital                    SVG Advisers     Conventional
2009 Feb   Name Change          Arc Growth Company VCT         Arc Growth       VCT
2009 Feb   New Name             Bedford Row VCT                Arc Growth       VCT
                                Arc Growth Company VCT C
2009 Feb   Name Change          shares                         Arc Growth       VCT

2009 Feb   New Name             Bedford Row VCT C shares       Arc Growth       VCT

2009 Feb   New Management       Bedford Row VCT                Elderstreet      VCT


2009 Feb   New Management       Bedford Row VCT C shares       Elderstreet      VCT




2009 Feb   Capital Redemption   MW TOPS                        Marshall Wace    Conventional




                                                               Asset
2009 Feb   Capital Change   Asset Management                   Management       Conventional
           Management Group
2009 Feb   Departure        N/A                                Arc Growth

           New Issue/Rollover   Standard Life UK Smaller Cos
2009 Feb   (Pool)               Continuation shares            Standard Life    Conventional
2009 Feb   Category Change      Edge Performance VCT         Edge              VCT


2009 Feb   New Category         Edge Performance VCT         Edge              VCT

2009 Feb   Category Change      Framlington AIM VCT 2        AXA Framlington VCT

2009 Feb   New Category         Framlington AIM VCT 2        AXA Framlington VCT
2009 Mar   Capital Redemption   New Star RBC Hedge 250 Index New Star        Conventional
                                ETS 3X


2009 Mar   Convert              Phoenix VCT C shares         Octopus           VCT


2009 Mar   Depart/Liquidate     ACP Capital (AIM)            ACP Capital       Conventional

2009 Mar   Depart/Liquidate     ACP Mezzanine (AIM)          ACP Capital       Conventional

2009 Mar   Management Group N/A                             ACP Capital
           Departure
2009 Mar   Convert          Aberdeen Growth Opportunities Aberdeen             VCT
                            VCT C shares
2009 Mar   Depart/Liquidate Third Advance Value Realisation Progressive        Conventional

2009 Mar   Name Change          Eaglet                       Knox DArcy        Conventional

2009 Mar   New Name             Directors Dealing            Knox DArcy        Conventional

2009 Mar   Policy Change        Directors Dealing            Knox DArcy        Conventional




2009 Mar   Depart/Liquidate     Investec High Income         Investec          Split Capital
                                                                               Trust
2009 Mar   Name Change          Close Enterprise VCT         Albion Ventures   VCT

2009 Mar   New Name             Albion Enterprise VCT        Albion Ventures   VCT
2009 Mar     Capital Change       JPMorgan Fleming Japanese         JPMorgan           Conventional
                                  Smaller Companies


2009 Mar     Reconstruct/Depart   Signet Global Fixed Income        Signet Capital     Conventional
             (Pool)               Strategies Euro


2009 Mar     Name Change          Close Technology & General        Albion Ventures    VCT
                                  VCT
2009 Mar     New Name             Albion Technology & General       Albion Ventures    VCT
                                  VCT
2009 Mar     Name Change          Close Technology & General        Albion Ventures    VCT
                                  VCT C shares
2009 Mar     New Name             Albion Technology & General       Albion Ventures    VCT
                                  VCT C shares
2009 Mar     Name Change          Close Brothers Development        Albion Ventures    VCT
                                  VCT
2009   Mar   New Name             Albion Development VCT            Albion Ventures    VCT
2009   Mar   Name Change          Close Income & Growth VCT         Albion Ventures    VCT
2009   Mar   New Name             Albion Income & Growth VCT        Albion Ventures    VCT
2009   Mar   New Issue            Downing Protected Opportunities   Downing            VCT
                                  VCT 1                             Protected
2009 Mar     Reconstruct/Depart   European Capital                  European Capital   Conventional

             Management Group
2009 Mar     Departure        N/A                                   European Capital

                                                                                       Split Capital
2009 Mar     Reconstruct/Depart   M&G Recovery                      M&G                Trust



                                                                                       Split Capital
2009   Mar   Issue/Rollover       M&G High Income                   M&G                Trust
2009   Mar   Name Change          Close Brothers VCT                Albion Ventures    VCT
2009   Mar   New Name             Albion VCT                        Albion Ventures    VCT
2009   Mar   Name Change          Close Brothers Protected VCT      Albion Ventures    VCT
2009   Mar   New Name             Albion Protected VCT              Albion Ventures    VCT

                                                                    Climate Change
2009 Mar     Issue (C share)      Ventus VCT C shares               Capital            VCT

                                                                    Climate Change
2009 Mar     Issue (C share)      Ventus VCT 2 C shares             Capital            VCT



2009 Mar     Category Change      Limelight VCT                     Limelight          VCT


2009 Mar     New Category         Limelight VCT                     Limelight          VCT
                                  New Star RBC Hedge 250 Index
2009 Mar     Capital Redemption   ETS 1X                       New Star          Conventional


2009 Mar     Issue                SVG Capital                   SVG Advisers     Conventional

2009 Mar     Tender Offer         Pennine AIM VCT 5             Rathbone         VCT
                                  JPMorgan Progressive Multi-
2009 Mar     Capital Redemption   Strategy (AIM)                JPMorgan         Conventional
2009 Apr     Issue                Northern Venture Trust        NVM Private      VCT
                                                                Equity
2009 Apr     Tender Offer         Ceres Agriculture             FourWinds        Conventional


2009 Apr     Issue                Juridica Investments (AIM)    Juridica         Conventional


2009 Apr     Issue                Baronsmead VCT                ISIS EP          VCT

2009 Apr     Issue                Baronsmead VCT 2              ISIS EP          VCT

2009 Apr     Tender Offer         Ecofin Water & Power          Ecofin           Split Capital
                                  Opportunities                                  Trust

2009   Apr   Merge/depart         Artemis AIM VCT               Artemis          VCT
2009   Apr   Merge                Artemis AIM VCT 2             Artemis          VCT
2009   Apr   Name Change          Artemis AIM VCT 2             Artemis          VCT
2009   Apr   New Name             Artemis VCT                   Artemis          VCT
2009   Apr   New Management       Mithras                       Mithras          Conventional

2009 Apr     Management Group N/A                               LGV
             Departure
2009 Apr     Depart/Liquidate New Star RBC Hedge 250 Index      New Star         Conventional
                              ETS 3X
2009 Apr     Depart/Liquidate New Star RBC Hedge 250 Index      New Star         Conventional
                              ETS 3X Euro
2009 Apr     Depart/Liquidate New Star RBC Hedge 250 Index      New Star         Conventional
                              ETS 3X USD
2009 Apr     Issue (C share)  ProVen VCT D shares               Beringea         VCT

2009 Apr     Issue (C share)      ProVen Growth & Income VCT D Beringea          VCT
                                  shares
2009 Apr     Depart/Liquidate     Leisure and Media VCT        J O Hambro        VCT


2009 Apr     Management Group N/A                               J O Hambro
             Departure
2009 Apr     Issue (C share)  Downing Protected VCT III C       Downing          VCT
                              shares                            Protected
2009 Apr     Merge/depart     3i Quoted Private Equity          3i Investments   Conventional
2009 Apr   Merge              3i Group                      3i Group         Conventional
2009 Apr   Convert            Neptune-Calculus Income &     Calculus Capital VCT
                              Growth VCT C shares
2009 Apr   Depart/Liquidate   Smaller Companies Value Trust Scottish Widows Split Capital
                                                                             Trust
2009 Apr   Issue              Matrix Income & Growth 2 VCT Matrix            VCT
                              C shares

2009 Apr   Convert            Chrysalis VCT D shares           Chrysalis          VCT

2009 Apr   Convert            Chrysalis VCT E shares           Chrysalis          VCT

2009 Apr   Issue (C share)    Ingenious Entertainment VCT 1    Ingenious          VCT
                              C shares                         Ventures


2009 Apr   Issue (C share)    Ingenious Entertainment VCT 2    Ingenious          VCT
                              C shares                         Ventures


2009 Apr   Depart/Liquidate   Prosperity Russia Domestic       Prosperity         Conventional
                              (AIM)
2009 Apr   Management Group N/A                                Prosperity
           Departure
2009 Apr   Capital Redemption Gartmore Growth Opportunities    Gartmore           Conventional

2009 Apr   MG Change          New Star Financial Opportunities Henderson          Conventional
                                                               Global Investors
2009 Apr   MG Change          New Star Private Equity          Henderson          Conventional
                                                               Global Investors
2009 Apr   Issue              Baronsmead VCT 4                 ISIS               VCT

2009 Apr   Tender Offer       BlackRock Latin American         BlackRock          Conventional


2009 Apr   Issue              MedicX                           MedicX Group       Conventional


2009 Apr   Issue              Baronsmead VCT 3                 ISIS EP            VCT


2009 Apr   Tender Offer       Directors Dealing                Knox DArcy         Conventional

2009 Apr   Issue              Oxford Technology VCT            Seed Capital       VCT

2009 Apr   Issue              Oxford Technology VCT 2          Seed Capital       VCT

2009 Apr   Issue              Oxford Technology VCT 3          Seed Capital       VCT

2009 Apr   Issue              Oxford Technology VCT 4          Seed Capital       VCT
2009 May   Capital Redemption   CMA Global Hedge                 CM Advisors        Conventional



2009 May   Tender Offer         BH Macro                         Brevan Howard      Conventional



2009 May   Tender Offer         BH Global                        Brevan Howard      Conventional



2009 May   Tender Offer         Alternative Investment Strategies Close Fund        Conventional
                                                                  Services
2009 May   Issue                Foresight VCT                     Foresight Group   VCT

2009 May   Issue                Foresight 2 VCT                  Foresight Group    VCT

2009 May   Issue                Foresight 3 VCT                  Foresight Group    VCT

2009 May   Issue                Foresight 4 VCT                  Foresight Group    VCT

2009 May   Issue                Elderstreet VCT                  Elderstreet        VCT

2009 May   New Management       Eastern European                 BlackRock          Conventional

2009 May   Management Group N/A                                  Pictet
           Departure
2009 May   Policy Change    Signet Global Fixed Income           Signet Capital     Conventional
                            Strategies




2009 May   Convert              Standard Life UK Smaller Cos     Standard Life      Conventional
                                Continuation shares

2009 May   Issue                3i Group                         3i Group           Conventional
2009 May   Capital Change       Ecofin Water & Power         Ecofin            Conventional
                                Opportunities


2009 May   Name Change          Phoenix VCT                  Octopus           VCT
2009 May   New Name             Octopus Phoenix VCT          Octopus           VCT
2009 May   Tender Offer         Keydata AIM VCT              Hargreave Hale    VCT

2009 May   Issue                Foresight 2 VCT C shares     Foresight Group   VCT


2009 Jun   Issue                JZ Capital Partners          Jordan Zalaznick Split Capital
                                                                              Trust
2009 Jun   Issue                Noble AIM VCT                Noble Fund       VCT
                                                             Managers
2009 Jun   Capital Change       JPMorgan Emerging Markets    JPMorgan         Conventional



2009 Jun   Capital Change       Cayenne                      Cayenne           Conventional



2009 Jun   Tender Offer         BlackRock Greater Europe     BlackRock         Conventional

2009 Jun   Issue (C share)      Edge Performance VCT E       Edge              VCT
                                shares


2009 Jun   New Issue            Castle Alternative Invest    LGT Capital       Conventional
                                                             Partners
2009 Jun   Capital Redemption   Martin Currie Portfolio      Martin Currie     Conventional


2009 Jun   Capital Change       AcenciA Debt Strategies      Saltus            Conventional




2009 Jun   MG Change            Framlington AIM VCT          AXA Investment    VCT
                                                             Managers
2009 Jun   MG Change            Framlington AIM VCT 2        AXA Investment    VCT
                                                             Managers
2009 Jun   Depart/Liquidate     Ingenious Music VCT 2        Ingenious         VCT
                                                             Ventures

2009 Jun   New Management       Keydata Income VCT 1         Foresight Group   VCT

2009 Jun   Capital Redemption   New Star RBC Hedge 250 Index New Star          Conventional
                                ETS 1X
2009 Jun     New Management    Keydata Income VCT 2              Foresight Group   VCT

2009 Jun     Management Group N/A                                Green Power 1
             Departure
2009 Jun     MG Change        Aberdeen Growth Opportunities      Maven             VCT
                              VCT 2
2009 Jun     MG Change        Aberdeen Growth Opportunities      Maven             VCT
                              VCT 2 S shares
2009 Jun     MG Change        Aberdeen Growth Opportunities      Maven             VCT
                              VCT
2009 Jun     MG Change        Aberdeen Growth VCT 1              Maven             VCT
2009 Jun     MG Change        Aberdeen Income & Growth VCT       Maven             VCT

2009   Jun   MG Change         Gateway VCT                       Maven             VCT
2009   Jun   MG Change         Guinness Flight VCT               Maven             VCT
2009   Jun   MG Change         Talisman First VCT                Maven             VCT
2009   Jun   New Management    N/A                               Maven
             Group (Arrival)


2009 Jun     Convert           Octopus Second AIM VCT D          Octopus           VCT
                               shares
2009 Jun     Convert           Octopus Second AIM VCT C          Octopus           VCT
                               shares

2009 Jun     Name Change       Singer & Friedlander AIM 3 VCT Singer &             VCT
                                                              Friedlander
2009 Jun     New Name          ViCTory VCT                    Singer &             VCT
                                                              Friedlander
2009 Jun     Name Change       New Star Private Equity        Henderson            Conventional
                                                              Global Investors
2009 Jun     New Name          Henderson Private Equity       Henderson            Conventional
                                                              Global Investors
2009 Jun     Listing Change    Golden Prospect Precious       Ambrian              Conventional
                               Metals

2009 Jun     New Management    Babcock & Brown                   Amber             Conventional
                                                                 Infrastructure
2009 Jun     Name Change       KGR Absolute Return               LGT Capital       Conventional
                                                                 Partners
2009 Jun     New Name          Castle Asia Alternative           LGT Capital       Conventional
                                                                 Partners
2009 Jun     Name Change       Babcock & Brown                   Amber             Conventional
                                                                 Infrastructure
2009 Jun     New Name          International Public Partnerships Amber             Conventional
                                                                 Infrastructure
2009 Jun     Listing Change    LMS Capital                       LMS Capital       Conventional


2009 Jun     Merge/depart      Osprey Smaller Companies          Elysium           Conventional
                               Income
2009 Jun   Merge                Manchester & London             Midas Investment Conventional
                                                                Manager

2009 Jun   Listing Change       MW TOPS                         Marshall Wace     Conventional



2009 Jun   Capital              JZ Capital Partners             Jordan Zalaznick Split Capital
           Reorganisation/Depa                                                   Trust
           rt
2009 Jun   Capital              JZ Capital Partners             Jordan Zalaznick Split Capital
           Reorganisation/Issue                                                  Trust

2009 Jul   Depart/Liquidate     New Star RBC Hedge 250 Index    New Star          Conventional
                                ETS 1X
2009 Jul   Depart/Liquidate     New Star RBC Hedge 250 Index    New Star          Conventional
                                ETS 1X Euro
2009 Jul   Depart/Liquidate     New Star RBC Hedge 250 Index    New Star          Conventional
                                ETS 1X USD
2009 Jul   Tender Offer         ProVen Growth & Income VCT C    Beringea          VCT
                                shares
2009 Jul   Policy Change        Dexion Alpha Strategies         Dexion            Conventional




2009 Jul   Capital Redemption   INVESCO English &               INVESCO           Conventional
                                International

2009 Jul   Merge/depart         Core VCT I                      Core Capital      VCT

2009 Jul   Merge/depart         Core VCT II                     Core Capital      VCT

2009 Jul   Merge                Core VCT III                    Core Capital      VCT
2009 Jul   Policy Change        Edinburgh Investment            INVESCO           Conventional




2009 Jul   Capital Redemption   Gartmore Growth Opportunities   Gartmore          Conventional
2009 Jul   Convert              Foresight 3 VCT C shares     Foresight Group   VCT


2009 Jul   Issue                Ecofin Water & Power         Ecofin            Split Capital
                                Opportunities                                  Trust




2009 Jul   Reconstruct/Depart   Signet Global Fixed Income   Signet Capital    Conventional
           (Pool)               Strategies USD


2009 Jul   Capital Redemption   HSBC Global Absolute         HSBC              Conventional



2009 Jul   Policy Change        SVM UK Active                SVM Asset         Conventional
                                                             Management

2009 Jul   Name Change          Core VCT III                 Core Capital      VCT
2009 Jul   New Name             Core VCT                     Core Capital      VCT
2009 Jul   Convert              Octopus IHT AIM VCT B Shares Octopus           VCT

2009 Jul   Issue                Foresight 3 VCT C shares     Foresight Group   VCT


2009 Jul   Capital Change       BlackRock New Energy         BlackRock         Conventional



2009 Jul   Domicile Change      Marwyn Value Investors       Marwyn            Conventional

2009 Jul   Issue                JPMorgan Private Equity      JPMorgan          Split Capital
                                                                               Trust

2009 Aug   Capital Change       INVESCO Asia                 INVESCO           Conventional



2009 Aug   Capital Redemption   Dexion Absolute              Dexion            Conventional



2009 Aug   New Management       Glasgow Income               Troy              Conventional

2009 Aug   New Management       N/A                          Troy
           Group (Arrival)
2009 Aug   Name Change          Dexion Alpha Strategies      Dexion            Conventional
2009 Aug   New Name             Dexion Commodities           Dexion            Conventional
2009 Aug   Name Change          Dexion Alpha Strategies Euro   Dexion             Conventional

2009 Aug   New Name             Dexion Commodities Euro        Dexion             Conventional

2009 Aug   Name Change          Dexion Alpha Strategies USD    Dexion             Conventional

2009 Aug   New Name             Dexion Commodities USD         Dexion             Conventional

2009 Aug   Issue (Warrants)     Finsbury Worldwide             Frostrow Capital   Conventional
                                Pharmaceutical

2009 Aug   Depart/New Split     Electra Private Equity         Electra Partners   Conventional
2009 Aug   Restructure/New      Electra Private Equity         Electra Partners   Split Capital
           Split                                                                  Trust
2009 Aug   Issue                Octopus Titan VCT 3            Octopus            VCT

2009 Aug   Capital Change       JPMorgan Private Equity        JPMorgan           Split Capital
                                                                                  Trust


2009 Aug   Capital Redemption   Thames River Hedge +           Thames River       Conventional
                                Realisation shares             Capital
2009 Aug   Capital Redemption   CMA Global Hedge               CM Advisors        Conventional


2009 Aug   Capital Change       Schroder UK Growth             Schroder           Conventional



2009 Aug   Capital Redemption   BlackRock Absolute Return      BlackRock          Conventional
                                Strategies

2009 Aug   Tender Offer         FRM Credit Alpha               FRM                Conventional


2009 Sep   Tender Offer         Throgmorton Trust              BlackRock          Conventional

2009 Sep   Listing Change       Golden Prospect Precious       Ambrian            Conventional
                                Metals

2009 Sep   Merge                Guinness Flight VCT            Maven              VCT
2009 Sep   Issue                Wichford                       Wichford           Conventional
2009 Sep     Policy Change        Glasgow Income                   Troy               Conventional




2009 Sep     Merge                TP5 VCT                          Triple Point       VCT




2009 Sep     Policy Change        New Star Financial Opportunities New Star           Split Capital
                                                                                      Trust

2009 Sep     Depart/Liquidate     BGI Endowment II                 Barclays Global    Conventional
                                                                   Investors
2009 Sep     Management Group     N/A                              Barclays Global
             Departure                                             Investors
2009   Sep   Merge/depart         Gateway VCT                      Maven              VCT
2009   Sep   Name Change          Guinness Flight VCT              Maven              VCT
2009   Sep   New Name             Ortus VCT                        Maven              VCT
2009   Sep   Reconstruct/Depart   Dexion Absolute AUD              Dexion             Conventional
             (Pool)
2009 Sep     Issue                BlackRock Latin American         BlackRock          Conventional

2009 Sep     Capital Redemption   FRM Diversified Alpha            FRM                Conventional

2009 Sep     Depart/Liquidate     Triple Point VCT                 Triple Point       VCT
2009 Sep     Name Change          New Star Financial Opportunities Henderson          Conventional
                                                                   Global Investors
2009 Sep     New Name             Henderson Financial              Henderson          Conventional
                                  Opportunities                    Global Investors
2009 Sep     Category Change      Unicorn AIM VCT Series 3         Unicorn            VCT
                                  shares
2009 Sep     Category Change      Foresight 2 VCT C shares         Foresight Group    VCT


2009 Sep     New Category         Foresight 2 VCT C shares         Foresight Group    VCT

2009 Sep     Category Change      Acuity VCT C shares              Acuity Capital     VCT

2009 Sep     New Category         Acuity VCT C shares              Acuity Capital     VCT

2009 Sep     New Category         Unicorn AIM VCT Series 3         Unicorn            VCT
                                  shares
2009 Sep     Name Change          Keydata AIM VCT                  Hargreave Hale     VCT
2009 Sep     New Name             Hargreave Hale AIM VCT 1         Hargreave Hale     VCT
2009 Sep   Name Change            Keydata AIM VCT 2             Hargreave Hale      VCT

2009 Sep   New Name               Hargreave Hale AIM VCT 2      Hargreave Hale      VCT

2009 Sep   Category Change        Glasgow Income                Troy                Conventional
2009 Sep   New Category           Glasgow Income                Troy                Conventional

2009 Sep   New Issue (Pool)       BlackRock Hedge Selector Cash BlackRock           Conventional


2009 Sep   New Issue              BlackRock Hedge Selector UK   BlackRock           Conventional
                                  Emerging

2009 Sep   Capital Change         Finsbury Worldwide            Frostrow Capital    Conventional
                                  Pharmaceutical


2009 Sep   Capital Redemption     Dexion Equity Alternative     Dexion              Conventional

2009 Oct   Capital Change         Throgmorton Trust             BlackRock           Conventional



2009 Oct   Capital Distribution   Indochina Capital Vietnam     Indochina Capital Conventional
                                  Holdings                      Advisors




2009 Oct   Tender Offer           Gartmore Irish Growth         Gartmore            Conventional

2009 Oct   Issue                  Quorum Oil & Gas Technology   Quorum              Conventional



2009 Oct   Tender Offer           Signet Global Fixed Income    Signet Capital      Conventional
                                  Strategies
2009 Oct   Issue/Rollover         City Merchants High Yield     INVESCO             Conventional



2009 Oct   Issue                  T2 Income (AIM)               T2 Advisers         Conventional

2009 Oct   Reconstruct/Depart     Principle Capital             Principle Capital   Conventional


2009 Oct   Management Group N/A                                 Principal Capital
           Departure
2009 Oct   Capital Redemption   Gartmore Growth Opportunities   Gartmore         Conventional




2009 Oct   Convert              ProVen Growth & Income VCT C Beringea            VCT
                                shares

2009 Oct   Capital Change       ProVen Growth & Income VCT      Beringea         VCT




2009 Oct   Depart/Liquidate     Advantage Property Income       Valad Property   Conventional
                                                                Group
2009 Oct   Management Group N/A                                 Valad Property
           Departure
2009 Oct   Issue (C share)  TP5 VCT B shares                    Triple Point     VCT



2009 Oct   New Issue            Impax Asian Environmental       Impax            Conventional
                                Markets
2009 Oct   Name Change          T2 Income (AIM)                 T2 Advisers      Conventional

2009 Oct   New Name             Greenwich Loan Income (AIM)     T2 Advisers      Conventional

2009 Oct   Convert              Northern Venture Trust C shares NVM Private      VCT
                                                                Equity

2009 Oct   Reconstruct/Depart   Invesco Perpetual European      INVESCO          Conventional
                                Absolute Return
2009 Oct   Capital Change       Schroder AsiaPacific            Schroder         Conventional



2009 Nov   Issue (C share)      Marwyn Value Investors B        Marwyn           Conventional
                                shares

2009 Nov   Capital Redemption   Dexion Commodities              Dexion           Conventional


2009 Nov   Capital              Aida                            Aida Capital     Conventional
           Reorganisation
2009 Nov   Capital Change       Fidelity Japanese Values          Fidelity         Conventional



2009 Nov   Issue/Rollover       Jupiter Second Split              Jupiter          Split Capital
                                                                                   Trust



2009 Nov   Capital Change       Genesis Emerging Markets          Genesis          Conventional

2009 Nov   Domicile Change      Advance Developing Markets        Progressive      Conventional


2009 Nov   Tender Offer         Directors Dealing                 Knox DArcy       Conventional

2009 Nov   Tender Offer         TR European Growth                Henderson        Conventional


2009 Nov   Issue                JPMorgan Private Equity           JPMorgan         Split Capital
                                                                                   Trust
2009 Nov   Capital Redemption   Goldman Sachs Dynamic             Goldman Sachs    Conventional
                                Opportunities Euro

2009 Nov   Capital Redemption   Goldman Sachs Dynamic             Goldman Sachs    Conventional
                                Opportunities USD

2009 Nov   Issue                UK Commercial Property            Resolution       Conventional



2009 Nov   Reconstruct/Depart   Jupiter Second Enhanced           Jupiter          Split Capital
                                Income                                             Trust
2009 Nov   Capital Redemption   Tapestry                          Kleinwort Benson Conventional




2009 Nov   Name Change          Downing Protected Opportunities   Downing          VCT
                                VCT 1                             Protected
2009 Nov   New Name             Downing Structured                Downing          VCT
                                Opportunities VCT 1               Protected
2009 Nov   MG Change            Advance Developing Markets        Advance          Conventional
                                                                  Emerging
2009 Nov   New Management       N/A                               Advance
           Group (Arrival)                                        Emerging
2009 Nov   Convert              Thames River Hedge +              Thames River     Conventional
                                Realisation shares                Capital
2009 Nov   New Management       Bramdean Alternatives             Aberdeen         Conventional
2009 Nov   New Management       Bramdean Alternatives USD     Aberdeen         Conventional



2009 Nov   Capital Redemption   Goldman Sachs Dynamic         Goldman Sachs    Conventional
                                Opportunities

2009 Nov   Listing Change       Eclectic (AIM)                Ingot Capital    Conventional
                                                              Management
2009 Nov   Convert              Bluehone AIM VCT 2 C shares   Bluehone         VCT



2009 Nov   Reconstruct/Depart   Aida Euro                     Aida Capital     Conventional
           (Pool)

2009 Nov   Reconstruct/Depart   Aida                          Aida Capital     Conventional
           (Pool)

2009 Nov   Name Change          Aida                          Aida Capital    Conventional
2009 Nov   New Name             Aida Closed-Ended             Aida Capital    Conventional
2009 Dec   MG Change            Rutley European Property      Rutley European Conventional
                                                              Property

2009 Dec   Capital Change       Aberdeen New Thai             Aberdeen         Conventional



2009 Dec   New Management       Directors Dealing             Midas Investment Conventional
                                                              Managers

2009 Dec   Convert              Bedford Row VCT C shares      Elderstreet      VCT

2009 Dec   Name Change          Downing Protected VCT II     Downing           VCT
                                                             Protected
2009 Dec   New Name             Downing Planned Exit VCT 2   Downing           VCT
                                                             Protected
2009 Dec   Name Change          Downing Protected VCT II C   Downing           VCT
                                shares                       Protected
2009 Dec   New Name             Downing Planned Exit VCT 2 C Downing           VCT
                                shares                       Protected
2009 Dec   Name Change          Downing Protected VCT III    Downing           VCT
                                                             Protected
2009 Dec   New Name             Downing Planned Exit VCT 3   Downing           VCT
                                                             Protected
2009 Dec   Name Change          Downing Protected VCT III C  Downing           VCT
                                shares                       Protected
2009 Dec   New Name             Downing Planned Exit VCT 3 C Downing           VCT
                                shares                       Protected
2009 Dec   Name Change          Aberdeen Growth VCT 1        Maven             VCT
2009 Dec   New Name             Maven Income & Growth VCT 2 Maven              VCT
2009 Dec   Depart/Liquidate     JPMorgan Progressive Multi-     JPMorgan          Conventional
                                Strategy (AIM)
2009 Dec   Reconstruct/Depart   Origo Resource Partners (AIM)   Origo             Conventional


2009 Dec   Management Group N/A                                 Origo
           Departure
2009 Dec   Depart/Liquidate Partners Group Global               Partners Group    Conventional
                            Opportunities
2009 Dec   Management Group N/A                                 Partners Group
           Departure
2009 Dec   Name Change      Aberdeen Growth Opportunities       Maven             VCT
                            VCT
2009 Dec   New Name         Maven Income & Growth VCT 3         Maven             VCT


                                HSBC Infrastructure Company C
2009 Dec   Issue (C share)      shares                          HSBC              Conventional
                                Allianz Dresdner Second         Allianz Global
2009 Dec   Depart/Liquidate     Endowment Policy 2009           Investors (RCM)   Conventional
2009 Dec   Category Change      Aberdeen Growth Opportunities   Maven             VCT
                                VCT 2 S shares
2009 Dec   New Category         Aberdeen Growth Opportunities   Maven             VCT
                                VCT 2 S shares
2009 Dec   Category Change      Core VCT IV                     Core Capital      VCT


2009 Dec   New Category         Core VCT IV                     Core Capital      VCT

2009 Dec   Category Change      Core VCT V                      Core Capital      VCT

2009 Dec   New Category         Core VCT V                      Core Capital      VCT


                                                                Ingenious
2009 Dec   Category Change      Ingenious Live VCT 1            Ventures          VCT

                                                                Ingenious
2009 Dec   New Category         Ingenious Live VCT 1            Ventures          VCT


                                                                Ingenious
2009 Dec   Category Change      Ingenious Live VCT 2            Ventures          VCT

                                                               Ingenious
2009 Dec   New Category         Ingenious Live VCT 2           Ventures           VCT
                                                               M D Barnard &
2009 Dec   Category Change      New Century AIM VCT 2          Co.                VCT
                                                               M D Barnard &
2009 Dec   New Category         New Century AIM VCT 2          Co.                VCT
                                Close High Income Properties D Close Fund
2009 Dec   Convert              shares                         Management         Conventional
                                Aberdeen Growth Opportunities
2009 Dec   Name Change          VCT 2                           Maven              VCT

2009 Dec   Tender Offer         BlackRock Greater Europe        BlackRock          Conventional

2009 Dec   New Name             Maven Income & Growth VCT 4 Maven                  VCT
                                Aberdeen Growth Opportunities
2009 Dec   Name Change          VCT 2 S shares                Maven                VCT

2009 Dec   Name Change          Aberdeen Income & Growth VCT Maven                 VCT
2009 Dec   New Name             Maven Income & Growth VCT     Maven                VCT
                                                              Downing
2009 Dec   Name Change          Downing Protected VCT I       Protected            VCT
                                                              Downing
2009 Dec   New Name             Downing Absolute Income VCT I Protected            VCT
                                Maven Income & Growth VCT 4
2009 Dec   New Name             S shares                      Maven                VCT


2009 Dec   Convert              Edge Performance VCT            Edge               VCT




2009 Dec   Capital Redemption   CMA Global Hedge                CM Advisors        Conventional




2009 Dec   Issue (C share)      BlueCrest AllBlue C shares      BlueCrest          Conventional




2009 Dec   Issue (C share)      BlueCrest AllBlue Euro C shares BlueCrest          Conventional




2009 Dec   Issue (C share)      BlueCrest AllBlue USD C shares BlueCrest           Conventional


2009 Dec   Issue                Biotech Growth                  Frostrow Capital   Conventional
2009 Dec   Depart/New Split     F&C Private Equity              F&C                Conventional
           Restructure/New                                                         Split Capital
2009 Dec   Split                F&C Private Equity              F&C                Trust
                                                         Invista Real
2009 Dec   Issue          Invista European Real Estate   Estate         Conventional

                                                                        Split Capital
2009 Dec   Tender Offer   Premier Energy & Water         Premier        Trust


2009 Dec   Issue          Henderson Far East Income      Henderson      Conventional
  be accurate. For AIM, Specialist Funds Market (SFM) and Euronext listed companies only Members of the AIC are included.
d. All issues less than £5m (except VCTs) are not covered.
 they may be subject to change.
                                                                                                              Launch
             Sector Text             Additional                                                               Assets
                                     The total number of shares in respect of which valid redemption
                                     requests have been received was 226,647 and the shares were sold at
             UK Smaller              a price of 290.92p, resulting in £0.7m departing. This leaves
             Companies               12,763,685 Ords in issue after the redemption.                                  -1
                                     At the EGM held on 30/01/09 shareholder approval was gained to
                                     change the company's investment policy. The company's new policy is
                                     to invest predominantly in European limited partnership buyout funds
                                     (but it also has the ability to invest in US focused limited partnership
                                     buyout funds). The Company will make no new limited partnership
                                     commitments. The Company will make no new investments in listed
             Private Equity          vehicles.
                                     from Close Ventures following Albion Ventures acquiring Close
             VCT Generalist          Ventures
                                     from Close Ventures following Albion Ventures acquiring Close
             VCT Generalist          Ventures
                                     from Close Ventures following Albion Ventures acquiring Close
             VCT Generalist          Ventures
             VCT Generalist Pre      from Close Ventures following Albion Ventures acquiring Close
             Qualifying              Ventures
                                     from Close Ventures following Albion Ventures acquiring Close
             VCT Generalist          Ventures
                                     from Close Ventures following Albion Ventures acquiring Close
             VCT Generalist          Ventures
                                     from Close Ventures following Albion Ventures acquiring Close
             VCT Generalist          Ventures
                                     from Close Ventures following Albion Ventures acquiring Close
             VCT Generalist          Ventures
                                     to Albion Ventures, following the acquisition of Close Ventures by
                                     Albion Ventures.
                                     from Close Ventures, following the acquisition by Albion Ventures.
                                     21,191,441 C shares converted into 21,980,574 sterling shares at a
                                     conversion ratio of 1.03723828 ordinary share for every 1 C share
             VCT Generalist          held.
             VCT AIM Quoted Pre
             Qualifying         to VCT AIM Quoted - company is now fully qualifying.

             VCT AIM Quoted          from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.

             VCT Specialist:
             Media, Leisure &        to VCT Specialist: Media, Leisure & Events - company is now fully
             Events Pre Qualifying   qualifying.
             VCT Specialist:
             Media, Leisure &        from VCT Specialist: Media, Leisure & Events Pre Qualifying,
             Events                  company is now fully qualifying.
             VCT Generalist Pre
             Qualifying              to VCT Generalist - company is now fully qualifying.
VCT Generalist         from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying             to VCT Generalist - company is now fully qualifying.

VCT Generalist         from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying             to VCT Generalist - company is now fully qualifying.

VCT Generalist     from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT AIM Quoted Pre
Qualifying         to VCT AIM Quoted - company is now fully qualifying.

VCT AIM Quoted     from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
VCT AIM Quoted Pre
Qualifying         to VCT AIM Quoted - company is now fully qualifying.

VCT AIM Quoted         from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying             to VCT Generalist - company is now fully qualifying.

VCT Generalist         from VCT Generalist - Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying             to VCT Generalist - company is now fully qualifying.

VCT Generalist         from VCT Generalist - Pre Qualifying - company is now fully qualifying.
VCT Specialist:
Environmental Pre
Qualifying             to VCT Specialist: Environmental - company is now fully qualifying.
VCT Specialist:        from VCT Specialist: Environmental Pre Qualifying - company is now
Environmental          fully qualifying.
VCT Specialist:
Environmental Pre
Qualifying             to VCT Specialist: Environmental - company is now fully qualifying.
VCT Specialist:        from VCT Specialist: Environmental Pre Qualifying - company is now
Environmental          fully qualifying.
VCT Specialist:
Healthcare &
Biotechnology          to ProVen Health VCT
                       15,000 AUD shares redeemed at A$2.57 per share, 15,198,313 Euro
                       shares redeemed at Euro1.38 per share, 95,815,600 GBP shares
                       redeemed at 110.52p per share and 17,237,016 USD shares
Hedge Funds            redeemed at $1.97 resulting in £148.2m departing.                         -148
Country Specialists:
Europe                 Removed from universe - AIM company resigned from membership.             -63.1
                       14,789,980 shares redeemed at £1.0142 per share resulting in £15m
Hedge Funds            departing.                                                                 -15
VCT Specialist:
Healthcare &
Biotechnology          from Noble Health Fund VCT
                     At the AGM held on 04/02/09 proposals for the Company to issue a
                     bonus of subscription shares were approved. The Company issued
                     32,001,430 subscription shares to shareholders on the basis of 1
Asia Pacific -       subscription share for every 5 ordinary shares held. Dealings in the
Excluding Japan      subscription shares commenced on 04/02/09.

Property Direct -    23,666,175 ordinary shares tendered at 3p per share, resulting in
Europe               £710,000 departing representing 24.27% of the issued share capital.           -0.7
VCT Specialist:
Healthcare &
Biotechnology        from Noble Fund Managers
UK Smaller
Companies            Liquidated. Rollover to Standard Life UK Smaller Companies.                  -48.4
                     9,221,294 Ords tendered at $1.71 per share (£11.3m) and 2,051,508
                     zero dividend preference shares tendered at 53.17p (£1.1) resulting in
Private Equity       £12.4m departing.                                                             -12
                     The Company has raised £70m through a placing of 70,000,000 new
                     shares at a price of 100p per share. The new shares commenced
Private Equity       trading on 11/02/09.                                                           70
VCT Generalist       to Bedford Row VCT
VCT Generalist       from Arc Growth Company VCT
VCT Generalist Pre
Qualifying           to Bedford Row VCT C shares
VCT Generalist Pre
Qualifying           from Arc Growth Company VCT C shares

VCT Generalist       from Self-Managed

VCT Generalist Pre
Qualifying           from Self-Managed
                     Valid redemption requests were received for 84% of the Company's
                     issued share capital. The number of shares redeemed were
                     46,529,177 Euro shares, 17,337,463 GBP shares and 17,228,171
                     USD shares. The redemption prices have been announced as
                     USD8.9649 EUR9.0880 and GBP9.2008, resulting in £662.7m
Hedge Funds          departing.                                                                   -663

                     At the EGM held on 17/12/08 the Company gained shareholder
                     approval for plans to return capital, raised through the sale of shares in
                     International Foreign Exchange Concepts Inc, to shareholders in
                     February 2009. A bonus issue of 17,575,172 B and 554,739 C shares
                     took place on 05/02/09, followed by a redemption of these shares on
                     09/02/09. The B shares were purchased by Numis Securities at 27p
Sector Specialist:   per share and the C shares were redeemed at 27p per share. This
Financials           resulted in £4.9m being returned to shareholders.

                     Managed Arc Growth Company VCT
                     Following the reconstruction of Gartmore Smaller Companies, the
UK Smaller           shareholders which elected to rollover, have been issued Standard
Companies            Life UK Smaller Companies Continuation shares.                                 31
VCT Specialist:
Media, Leisure &        to VCT Specialist: Media, Leisure & Events, company is now fully
Events Pre Qualifying   qualifying.
VCT Specialist:
Media, Leisure &        from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events                  company is now fully qualifying.
VCT AIM Quoted Pre
Qualifying              to VCT AIM Quoted - company is now fully qualifying.

VCT AIM Quoted          from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
Hedge Funds             Valid redemption requests were received for 642,661 USD shares,             0
                        26,500 Euro shares and 520,559 GBP shares. The redemption prices
                        have been announced as USD0.2816, EUR0.2615 and GBP0.2604
                        resulting in £0.3m departing.
VCT AIM Quoted          5,356,114 C shares converted into 7,235,216 sterling shares at a
                        conversion ratio of 1.350833 ordinary share for every 1 C share held.

Sector Specialist       Removed from universe - AIM company resigned from membership.             -216

Sector Specialist:      Removed from universe - AIM company resigned from membership.              -92
Mezzanine Finance
                        Managed ACP Capital (AIM) and ACP Mezzanine (AIM)

VCT Generalist          14,954,549 C shares converted into 17,721,140 sterling shares at a
                        conversion ratio of 1.185 ordinary share for every 1 C share held.
UK Smaller              Liquidated. No rollover vehicle.                                           -11
Companies
UK Smaller              to Directors Dealing
Companies
UK Smaller              from Eaglet
Companies
UK Smaller              At the EGM held on 11/03/09 proposals for the company to amend it's
Companies               investment objective were approved along with a change in the
                        company's name from Eaglet IT. The old objective was to invest in
                        quoted companies with market capitalisations below 150m with the
                        view to achieving a capital return exceeding the Extended Hoare
                        Govett Smaller Companies Index and the new objective is to achieve
                        returns to shareholders, primarily through capital appreciation, by
                        investing in companies listed on regulated exchanges in the UK, the
                        Company will not invest in companies with a market capitalisation of
                        less than £25m at the time of investment.

UK High Income          Liquidated. End of life. No rollover vehicle. ZDPs received their final    -23
                        entitlement.
VCT Generalist Pre      to Albion Enterprise VCT
Qualifying
VCT Generalist Pre      from Close Enterprise VCT
Qualifying
Japanese Smaller        The Company has issued a bonus subscription shares to shareholders
Companies               on the basis of 1 subscription share for every 5 ordinary shares held.
                        Dealings in the subscription shares commenced on 05/03/09.

Hedge Funds             Following the Board's announcement of intention to liquidate the Euro       -1
                        share class, all remaining shareholders converted to the GBP share
                        class. Therefore, the euro share class was delisted for the Irish and
                        London Stock Exchanges.
VCT Generalist          to Albion Technology & General VCT

VCT Generalist          from Close Technology & General VCT

VCT Generalist          to Albion Technology & General VCT C shares

VCT Generalist          from Close Technology & General VCT C shares

VCT Generalist          to Albion Development VCT

VCT Generalist          from Close Brothers Development VCT
VCT Generalist          to Albion Income & Growth VCT
VCT Generalist          from Close Income & Growth VCT
VCT Generalist Pre      The company has raised £8.3m through the issue of 8,282,557 shares          8
Qualifying              at 99.9p per share. The offer closed on 02/09/09.
Private Equity          The Company has been acquired by American Capital which is not a         -1736
                        part of the AIC universe.

                   Managed European Capital
                   End of life. ZDPs received full entitlement. Rollover to M&G High
                   Income, M&G Corporate Bond Fund (open-ended), M&G Recovery
UK Growth & Income Fund (open-ended) or cash exit.                                                -114
                   Following the winding up of M&G Recovery, 61,595,767 ZDP shares,
                   61,595,767 Income shares and 61,595,767 Capital shares have been
                   allotted in the form of 53,169,829 Package units, 8,425,938 Income &
                   Growth units and 8,425,938 Zero shares, at a price of 92.3p, 32.75p
UK High Income     and 59.55p respectively.                                                       56.9
VCT Generalist     to Albion VCT
VCT Generalist     from Close Brothers VCT
VCT Generalist     to Albion Protected VCT
VCT Generalist     from Close Brothers Protected VCT
VCT Specialist:
Environmental Pre  The company has raised £6.9m through an issue of 6,924,686 C
Qualifying         shares at 100p each. The offer closed on 30/06/09.                              6.9
VCT Specialist:
Environmental Pre  The company has raised £6.9m through an issue of 6,924,686 C
Qualifying         shares at 100p each. The offer closed on 30/06/09.                              6.9

VCT Specialist:
Media, Leisure &        to VCT Specialist: Media, Leisure & Events, company is now fully
Events Pre Qualifying   qualifying.
VCT Specialist:
Media, Leisure &        from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events                  company is now fully qualifying.
                     Valid redemption requests were received for 50,000 USD shares,
                     1,002,785 Euro shares and 813,935 GBP shares. The redemption
                     prices have been announced as USD0.7629, EUR0.7464 and
Hedge Funds          GBP0.7556 resulting in £1.3m departing.                               -1.3
                     The Company has raised £100m by way of a partially underwritten
                     Rights Issue which closed on 10/02/09. Dealings in the Rights Issue
Private Equity       shares commenced trading on the LSE on 02/03/09.                      100
                     1,000,000 ordinary shares tendered at 24.3 per share, resulting in
VCT AIM Quoted       £242,300 departing.                                                   -0.2
                     5,402,000 ordinary shares redeemed at 69.66p per share resulting in
Hedge Funds          £3.76m departing.                                                     -3.8
VCT Generalist       The Company has raised £538,441 by issuing 757,591 ordinary              1
                     shares at a price of 73p. The offer closed on 03/04/09.
Sector Specialist:   40,078,854 Ords tendered at $0.9785 per share, resulting in £26.5m     -27
Commodities &        departing.
Natural Resources
Sector Specialist:   The Company has raised £35m through a placing of 30,701,754 new        35
Litigation           shares at a price of 114p per share. The new shares commenced
                     trading on 06/04/09.
VCT Generalist       The Company has raised £8.6m through the issue of 11,389,058            9
                     shares. The offer closed on 03/04/09.
VCT Generalist       The Company has raised £8.6m through the issue of 10,575,778            9
                     shares. The offer closed on 03/04/09.
Sector Specialist:   28,738,131 income shares and 12,263,835 capital shares tendered at     -86
Utilities            100p per share and 464.041p per share respectively, resulting in
                     £85.6m departing.
VCT AIM Quoted       Merged with Artemis AIM VCT 2                                          -19
VCT AIM Quoted       Merged with Artemis AIM VCT                                             19
VCT AIM Quoted       to Artemis VCT
VCT AIM Quoted       from Artemis AIM VCT 2
Private Equity       from LGV

                     Managed Mithras

Hedge Funds          Liquidated following compulsory redemption of all 3X shares.            -2

Hedge Funds          Liquidated following compulsory redemption of all 3X shares.            -2

Hedge Funds          Liquidated following compulsory redemption of all 3X shares.            -5

VCT Generalist Pre   The company has raised £5.5m through the issue of 5,525,501 shares      6
Qualifying           at 100p per D share. The offer closed on 30/10/09.
VCT Generalist Pre   The company has raised £5.5m through the issue of 5,525,501 shares      6
Qualifying           at 100p per D share. The offer closed on 30/10/09.
VCT Specialist:      Liquidated. No rollover vehicle.                                        -7
Media, Leisure &
Events
                     Managed Leisure & Media VCT

VCT Generalist Pre   The company has raised £7.2.m through the issue of 7,173,376            7
Qualifying           shares at 99.9p per share. The offer closed on 11/09/09.
UK Growth            Merged with 3i                                                        -363
Private Equity          Merged with 3i Quoted Private Equity                                   363
VCT Generalist          8,776,764 C shares converted into 8,300,185 ordinary shares at a
                        conversion ratio of 0.9457 ordinary share for every 1 C share held.
UK Smaller              Liquidated. End of Life. No Zeros. No rollover option.                 -22
Companies
VCT Generalist          The company has raised £7.7m by issuing 8,338,098 new C shares at       8
                        a price of 92.39p per C share. The offer closed on 30/04/09.

VCT Generalist          532,982 D shares converted into 411,441 ordinary shares at a
                        conversion ratio of 0.772 ordinary shares for every 1 D share held.
VCT Generalist          601 376 E shares converted into 290,429 ordinary shares at a
                        conversion ratio of 0.483 ordinary shares for every 1 E share held.
VCT Specialist:         The Company raised £2.8m by issuing 2,810,596 C shares at a price       3
Media, Leisure &        of 100p per C share. The offer closed on 31/07/09.
Events Pre Qualifying

VCT Specialist:       The Company raised £2.8m by issuing 2,810,596 C shares at a price         3
Media, Leisure &      of 100p per C share. The offer closed on 31/07/09.
Events Pre Qualifying

Country Specialists:    Removed from universe - AIM company resigned from membership.          -58
Europe
                        Managed Prosperity Russia Domestic (AIM)

UK Smaller              1,058,645 shares redeemed at 326.48p resulting in £3.5m, or 9% of       -4
Companies               shares in issue, departing.
Sector Specialist:      from New Star, following acquisition by Henderson.
Financials
Private Equity          from New Star, following acquisition by Henderson.

VCT Generalist          The Company have raised £0.6m through the issue of 632,806 at a         1
                        price of 95p per ordinary share. The offer closed on 03/04/09.
Latin America           The Board have announced that 17,703,293 shares have been              -56
                        tendered. The tender price was 465.18 cents (316.12p) per share,
                        resulting in £55.8m departing.
Property Specialist     The Company has raised £15m through a placing and offer for            15
                        subscription of 21,750,000 new shares at a price of 69p per share.
                        The new shares commenced trading on 08/04/09.
VCT Generalist          The Company have raised £1.5m through the issue of 1,472,556 at a       2
                        price of 103.5p per ordinary share. The offer closed on 03/04/09.

UK Smaller              12,831,877 shares tendered at 256.28p per share, resulting in £32.9m   -33
Companies               departing representing 58% of the issued share capital.
VCT Specialist:         The Company has raised £438,175 through an issue of ordinary            0
Technology              shares. The offer closed on 26/04/09.
VCT Specialist:         The Company has raised £374,602 through an issue of ordinary            0
Technology              shares. The offer closed on 26/04/09.
VCT Specialist:         The Company has raised £404,407 through an issue of ordinary            0
Technology              shares. The offer closed on 26/04/09.
VCT Specialist:         The Company has raised £314,146 through an issue of ordinary            0
Technology              shares. The offer closed on 26/04/09.
Hedge Funds         1,639,166 Euro shares redeemed at 7.66 Euros per share (£11m),               -32
                    1,273,275 Sterling Shares redeemed at 784p per share (£9.98m) and
                    2,095,961 $ shares redeemed at $8.03 per share, resulting in £31.68m
                    departing.
Hedge Funds         1,027,595 £ shares tendered at £15.6288 per share (£16.1m),                  -78
                    1,547,013 Euro shares tendered at 15.23 Euros (£20.8m) and
                    4,048,476 $ shares tendered at $15.18 (£40.8m) resulting in £77.7m
                    departing.
Hedge Funds         1,662,697 USD shares were tendered at $10.2695 per share,                    -31
                    1,472,630 sterling shares tendered at £10.412 per share and 464,613
                    Euro shares tendered at Euro10.336 per share. This tender offer
                    resulted in £30.6m departing.
Hedge Funds         25,611,332 shares tendered at 101.23p per share, resulting in £25.9m         -26
                    departing.
VCT Specialist:     The Company has raised £1,296,048 through the issue of 3,085,829              1
Technology          shares. The offer closed on 31/05/09.
VCT Specialist:     The Company has raised £1,369,939 through the issue of 1,574,643              1
Technology          shares. The offer closed on 31/05/09.
VCT Specialist:     The Company has raised £1,444,369 through the issue of 1,472,944              1
Technology          shares. The offer closed on 31/05/09.
VCT Specialist:     The Company has raised £1,456,308 through the issue of 1,413,891              2
Technology          shares. The offer closed on 31/05/09.
VCT Generalist      The Company has raised £1.5 through the issue of 1,979,406 at a               2
                    price of 74.7p. The offer closed on 29/05/09.
European Emerging   from Pictet
Markets
                    Managed Eastern European

Hedge Funds         At the AGM held on 22/05/09 proposals for the Company to amend it's
                    investment objective were approved. The old policy was for the
                    Company to invest through the Signet Funds in a portfolio of
                    predominately debt oriented hedge funds and the new policy will be to
                    invest directly and indirectly, including through the Signet Funds, in
                    opportunities predominantly, but not exclusively, in global credit
                    markets. The proposed change of investment strategy envisages a
                    change in investment strategy from that of acting as a feeder fund,
                    investing directly in the Signet Funds, to a strategy of investing both in
                    the Signet Funds and directly and indirectly pursuant to a range of
                    fundamental credit investment strategies, which might include, inter
                    alia, capital structure arbitrage, convertible bond arbitrage and credit
                    trading, and investing in distressed securities, collateralised loans,
                    high-yield bonds and senior secured bank debt.

UK Smaller          31,189,825 continuation shares converted into 29,749,167 ordinary
Companies           shares at a conversion ratio of 0.953810 ordinary shares for every
                    continuation share held.
Private Equity      The Company has raised £731.8m by way of a Rights Issue.                     732
                    542,006,000 new shares were issued at 135p per share. The new
                    shares commenced trading on 28/05/09.
Sector Specialist:      The Company has issued a bonus issue of subscription shares.
Utilities               42,063,749 shares were issued to ordinary shareholders on the basis
                        of one subscription share for every five ordinary shares held. Dealings
                        in the subscription shares commenced on 18/05/09.
VCT AIM Quoted          to Octopus Phoenix VCT
VCT AIM Quoted          from Phoenix VCT
VCT AIM Quoted          5,076,447 shares tendered at 52p per share, resulting in £2.6m             -3
                        departing.
VCT Specialist:         The Company has raised £2.16m through the issue of 1,948,455 C             2
Technology Pre          shares at a price of 108p per share. The offer closed on 31/05/09.
Qualifying
Private Equity          117,037,749 new ordinary shares issued at 42p per share, raising          49
                        £49.2m.
VCT AIM Quoted          The Company has raised £2.0m through an issue of 2,604,078                 2
                        ordinary shares at a price of 74.5p. The offer closed on 30/06/09.
Global Emerging         The Company has issued a bonus issue of subscription shares to
Markets                 shareholders on the basis of 1 subscription share for every 5 ordinary
                        shares held. Dealings in the subscription shares commenced on
                        11/06/09.
Global Growth           The Company has issued a bonus issue of subscription shares to
                        shareholders on the basis of 1 subscription share for every 5 ordinary
                        shares held. Dealings in the 6,726,690 subscription shares
                        commenced on 05/06/09.
Europe                  1,696,092 ordinary shares tendered at a price of 135.59p, resulting in     -2
                        £2.3m departing.
VCT Specialist:         The Company has raised £9.5m through the issue of 9,475,930 E             10
Media, Leisure &        shares at a price of 100p per share.
Events Pre Qualifying

Hedge Funds             The Company launched on 10/04/97 and was listed on the SIX Swiss          355
                        Exchange. It sought a London listing on 05/06/09.
Global Growth           10,630,376 shares were redeemed at a price of 100.89p per share,          -11
                        representing 8% of the Company's issued share capital. This results in
                        £10.7m departing.
Hedge Funds             Pursuant to the conversion offer to enable qualifying shareholders the
                        opportunity to convert some or all of their holding in the Company into
                        a holding in AcenciA Fundamental Credit an unlisted open ended
                        company, valid elections were received and accepted in respect of
                        25,937,034 shares representing 11.9% of the issued share capital.

VCT AIM Quoted          from AXA Framlington following transfer of business to AXA
                        Investment Managers.
VCT AIM Quoted          from AXA Framlington following transfer of business to AXA
                        Investment Managers.
VCT Specialist:         Liquidated. No rollover vehicle.                                          -24
Media, Leisure &
Events
VCT Specialist:         from Green Power 1
Environmental
Hedge Funds             23,049,733 USD, 6,994,581 Euro and 4,238,116 GBP 1X shares                -18
                        redeemed at $0.7618, Euro 0.7447 and £0.7548 respectively resulting
                        in £18.4m departing.
VCT Specialist:      from Green Power 1
Environmental
                     Managed Keydata Income VCT 1 and 2

VCT Generalist       from Aberdeen following management buyout

VCT Generalist Pre   from Aberdeen following management buyout
Qualifying
VCT Generalist       from Aberdeen following management buyout

VCT Generalist       from Aberdeen following management buyout
VCT Generalist       from Aberdeen following management buyout

VCT Generalist       from Aberdeen following management buyout
VCT Generalist       from Aberdeen following management buyout
VCT Generalist       from Aberdeen following management buyout
                     following management buyout from Aberdeen. Manages Aberdeen
                     Growth Opportunities VCT and VCT 2, Aberdeen Growth VCT 1,
                     Aberdeen Income and Growth VCT, Gateway VCT, Guinness Flight
                     VCT and Talisman First VCT.
VCT AIM Quoted       7,593,225 D shares converted into 7,593,225 C shares and a ratio of 1
                     C shares for every D shares held.
VCT AIM Quoted       15,807,520 C shares converted into 38,432,491 new ordinary shares
                     at a ratio of 2.4313 new ordinary shares for every C share held.

VCT AIM Quoted       to ViCTory VCT

VCT AIM Quoted       from Singer & Friedlander AIM 3 VCT

Private Equity       to Henderson Private Equity

Private Equity       from New Star Private Equity

Sector Specialist:   The Company was originally launched on the AIM exchange in
Commodities &        November 2006. In June 2009 the Company sought a listing on the
Natural Resources    ITBB of the LSE and cancelled its AIM listing.
Sector Specialist:   from Babcock & Brown
Infrastructure
Hedge Funds          to Castle Asia Alternative

Hedge Funds          from KGR Absolute Return

Sector Specialist:   to International Public Partnerships
Infrastructure
Sector Specialist:   from Babcock & Brown
Infrastructure
Private Equity       The Company was originally launched on the AIM exchange in June
                     2006. In June 2009 the Company sought a listing on the main
                     exchange of the LSE and cancelled its AIM listing.
UK Smaller           Merged with Manchester & London                                         -44
Companies
UK Growth            Merged with Osprey Smaller Companies Income                                44


Hedge Funds          The Board decided that, in light of the reduced size of the Company
                     and the expense associated with maintaining the dual listing, it would
                     delist the Company's shares from Euronext The last day of trading on
                     Euronext was 30/06/09.
Private Equity       End of life of ZDPs. Option to rollover to new ZDPs.                       -98


Private Equity       Following rollover of old ZDPs and raising on £10.4m of new ZDPs,          55
                     new share class issued.

Hedge Funds          Liquidated following compulsory redemption of all 1X shares.                -9

Hedge Funds          Liquidated following compulsory redemption of all 1X shares.               -25

Hedge Funds          Liquidated following compulsory redemption of all 1X shares.               -42

VCT Generalist       5,079,999 C shares tendered at a price of 75.35p per share, resulting       -4
                     in £3.8m departing.
Hedge Funds          At the EGM held on 31/07/09 proposals to amend the company's
                     investment policy were approved. The current investment policy
                     involves the Company investing (directly and indirectly) in underlying
                     funds across a range of alternative investment strategies which target
                     emerging and/or under exploited sources of alpha. Such strategies
                     already include commodity, energy and environmental strategies. The
                     new policy will involve the company focusing upon a subset of the
                     existing alternative investment strategies, being commodity, energy
                     and environmental strategies accessed, directly or indirectly, through a
                     multi-manager, multi-strategy portfolio of commodities themed hedge
                     funds.
UK Smaller           687,795 shares redeemed at £1.82 per share, representing 2.96% of           -1
Companies            the Company's issued share capital, resulting in £1.3m departing.

VCT Generalist     Merged with Core VCT II and Core VCT III with VCT III being the              -10
                   continuing Company.
VCT Generalist     Merged with Core VCT I and Core VCT III with VCT III being the               -17
                   continuing Company.
VCT Generalist     Merged with Core VCT I and Core VCT II.                                      27
UK Growth & Income At the AGM held on 17/07/09 the Company sought Shareholder
                   approval to amend the investment objective of the Company. The
                   Company has widened its remit so it is now able to invest up to 15% of
                   the assets of the Company in overseas quoted securities. Previously
                   the Company would only invest in UK securities.
UK Smaller         The total number of shares in respect of which valid redemption               0
Companies          requests have been received was 843,012. All of those shares have
                   been matched with buyers and sold at a calculated redemption price of
                   395.23. This leaves 11,705,040 Ords in issue after the redemption.
VCT Specialist:      15,781,162 C shares converted into 7,986,354 ordinary shares at a
Technology Pre       conversion ratio of 0.506068826 ordinary shares for every 1 C share
Qualifying           held.
Sector Specialist:   In April 09, the Company offered shareholders the opportunity to          140
Utilities            tender or convert their holdings in the income and capital share
                     classes. This led to the Company re-classifying as a conventional. In
                     July 2009, the company raised £80m though the issue of new CULS
                     and £60m through the issue of new ZDP shares. The company has
                     therefore reclassified to a split capital with the same name. The new
                     ZDPs were admitted to trading on the LSE on 29/07/09.

Hedge Funds          Following the Board's announcement of intention to liquidate the USD       0
                     share class, all remaining shareholders converted to the GBP share
                     class. Therefore, the USD share class was delisted for the Irish and
                     London Stock Exchanges.
Hedge Funds          4,064,196 USD shares redeemed at $1.8569, 1,370,331 GBP shares             -7
                     redeemed at £0.9877 and 1,052,734 Euro shares redeemed at
                     Euro1.4608 resulting in £7.3m or 10% of its issued share capital
                     departing.
UK Growth            The company's investment policy has been changed to allow
                     investments in ETFs, exchange traded commodities and UK and
                     overseas fixed interest securities.
VCT Generalist       to Core VCT
VCT Generalist       from Core VCT III
VCT AIM Quoted       8,984,075 B shares converted to A shares on 31/07/09.

VCT Specialist:      The Company has raised £0.7m through the issue of 1,355,983 C              1
Technology Pre       shares at a price of 54p per share. The offer closed on 10/07/09.
Qualifying
Sector Specialist:   The Company has issued a bonus of subscription shares to
Environmental        shareholders on the basis of 1 subscription share for every 5 ordinary
                     shares held. Dealings in the 48,749,811 subscription shares
                     commenced on 16/07/09.
Global Smaller       The company has redomiciled from Guernsey to the Cayman Islands,
Companies            following a reorganisation.
Private Equity       The Company has raised £22.5m following an open offer for                 23
                     36,926,479 new ordinary shares at a price of $1 per share. The shares
                     were admitted to trading on the LSE on 21/07/09.
Asia Pacific -       The Company has issued a bonus issue of subscription shares.
Excluding Japan      18,767,485 shares were issued to shareholders on the basis of one
                     subscription share for every five ordinary shares held. Dealings in the
                     18,767,485 commenced on 13/08/09.
Hedge Funds          16,457,066 AUD shares redeemed at A$3.1945 per share, 17,295,377          -77
                     Euro shares redeemed at Euro1.8781 per share, 14,805,457 USD
                     shares redeemed at $2.5387 resulting in £76.5m departing.

UK High Income       from Aberdeen.

                     for Glasgow Income

Hedge Funds          to Dexion Commodities
Hedge Funds          from Dexion Alpha Strategies
Hedge Funds            to Dexion Commodities Euro

Hedge Funds            from Dexion Alpha Strategies Euro

Hedge Funds            to Dexion Commodities USD

Hedge Funds            from Dexion Alpha Strategies USD

Sector Specialist:     10,745,610 warrants exercised at 464p per warrant.                        50
Biotechnology/Life
Sciences
Private Equity         to Electra Private Equity. From a conventional.                          -716
Private Equity         Issue of ZDPs. £43million raised through the issue. The zeros were        759
                       issued through a subsidiary.
VCT Generalist Pre     The company raised £1.4m through a top-up issue of 1,356,298               1
Qualifying             shares. The final allotment was made on 14/08/09.
Private Equity         The Company has issued 58,075,764 warrants. The warrants may be
                       exercised in relation to the purchase of USD equity shares during the
                       period from 0/10/2009 to 30/06/2014. The new warrants commenced
                       trading on 20/08/09.
Hedge Funds            176,982 shares realised under the June redemption offer at a price of      0
                       83.04p per realisation share resulting in £146,966 departing.
Hedge Funds            1,624,198 USD shares, 1,533,046 Euro shares and 857,957 GBP               -19
                       shares were redeemed resulting in $41.4m (£18.6m) or 20% of the
                       company's issued share capital departing.
UK Growth              The Company has issued a bonus issue of subscription shares to
                       shareholders on the basis of 1 subscription share for every 5 ordinary
                       shares held. Dealings in the 31,374,859 subscription shares
                       commenced on 07/08/09.
Hedge Funds            881,940 Sterling shares, 175,870 Euro shares and 196,084 USD               -9
                       shares were redeemed at £8.04, Euro8.08 and $8.31, resulting in
                       £9.3m, or 7.5% departing.
Hedge Funds            16,533,349 ordinary shares tendered at 90.6p per share on 12/08/09.       -15
                       This represents 20% of the company's issued share capital and will
                       result in £15m departing.
UK Smaller             8,325,089 shares tendered at 126.55p per share, resulting in £10.5m       -11
Companies              (or 10%) departing.
Sector Specialist:     The company's shares were transferred from the International Bulletin
Commodities &          Board of the LSE to the Main list as of 29/09/09. The company's CISX
Natural Resources      listing remains.
VCT Generalist         Merged with Gateway VCT.                                                   4
Property Direct - UK   The Company has raised £52.2m by way of a fully underwritten Rights       52
                       Issue. Dealings in the Rights Issue shares commenced trading on the
                       LSE on 01/09/09.
UK High Income       At the EGM held on 17/09/09 proposals to amend the Company's
                     investment policy were approved. The Board felt that the high level of
                     gearing and high income yield were not sustainable and the portfolio
                     will now be based on predominantly UK equities. The new objective is:
                     To provide shareholders with an attractive income yield and the
                     prospect of income and capital growth through investing in a portfolio
                     of predominantly UK equities. The Company have repaid their zero
                     coupon financing and sold its entire portfolio of corporate bonds. The
                     Board of the company is unchanged and the Company's benchmark
                     remains the FTSE All-Share Index.
VCT Generalist Pre   Merged with TP70 2009 VCT. TP70 2009 VCT raised £3.45m at                 0
Qualifying           launch but was never admitted to the LSE. Following the merge, the
                     assets from TP70 2009 VCT has been transferred to TP5 VCT in the
                     form of New B shares . The New B shares were admitted to the
                     Official List of the LSE on 26/10/09.
Sector Specialist:   Proposals to change the company's benchmark to the MSCI World
Financials           Financials Index to reflect a broader investment policy were passed at
                     the EGM held on 14/09/09.
Sector Specialist:   Liquidated. No rollover vehicle.                                          -6
Endowment Policies
                     Managed BGI Endowment II

VCT Generalist       Merged with Guinness Flight VCT                                           -4
VCT Generalist       to Ortus VCT
VCT Generalist       from Guinness Flight VCT
Hedge Funds          The company carried out a compulsory redemption of the AUD shares         -9
                     on 08/09/09.
Latin America        The company has raised $80m (£48.4) though the issue of new CULS.        48
                     The CULS began trading on 15/09/09.
Hedge Funds          39,971,163 shares redeemed at 82.7p per share, resulting in £33.1m       -33
                     (or 64.66% of the issued share capital) departing.
VCT Generalist       Liquidated. No rollover vehicle.                                          -6
Sector Specialist:   to Henderson Financial Opportunities
Financials
Sector Specialist:   from New Star Financial Opportunities
Financials
VCT AIM Quoted Pre   to VCT AIM Quoted - company is now fully qualifying.
Qualifying
VCT Specialist:      to VCT Specialist: Technology - company is now fully qualifying.
Technology Pre
Qualifying
VCT Specialist:      from VCT Specialist: Technology Pre Qualifying - company is now fully
Technology           qualifying.
VCT Generalist Pre   to VCT Generalist - company is now fully qualifying.
Qualifying
VCT Generalist       from VCT Generalist Pre Qualifying - company is now fully qualifying.

VCT AIM Quoted       from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.

VCT AIM Quoted       to Hargreave Hale AIM VCT 1
VCT AIM Quoted       from Keydata AIM VCT
VCT AIM Quoted Pre     to Hargreave Hale AIM VCT 2
Qualifying
VCT AIM Quoted Pre     from Keydata AIM VCT 2
Qualifying
UK High Income         to UK Growth & Income.
UK Growth & Income     from UK High Income.

Hedge Funds            The Company has raised £48.7m, 48.6m UK Emerging shares were                0
                       issued at 100p per share (£48.6), 70,000 Cash shares at 100p per
                       share (£0.1).
Hedge Funds            The Company has raised £48.7m, 48.6m UK Emerging shares were               49
                       issued at 100p per share (£48.6), 70,000 Cash shares at 100p per
                       share (£0.1).
Sector Specialist:     The Company has issued a bonus of subscription shares to
Biotechnology/Life     shareholders on the basis of 1 subscription share for every 5 ordinary
Sciences               shares held. Dealings in the 9,730,960 subscription shares
                       commenced on 03/09/09.
Hedge Funds            16,121,906 GBP shares redeemed at 121.58p, resulting in £19.6m             -20
                       departing.
UK Smaller             The Company has issued a bonus of subscription shares on the basis
Companies              of one subscription share for every five ordinary shares held. Dealings
                       in the 14,822,901 subscription shares commenced on 02/10/09.

Country Specialists:   At the EGM held on 03/09/09, proposals for the future of the company      -124
Asia Pacific           were not passed and therefore the company began an orderly
                       realisation of its portfolio and the liquidation of the company. As a
                       result the Company returned $205.3m (£123.76) to Shareholders by
                       way of a compulsory repurchase on 22/10/09 at a price of $5.61 per
                       share.
Country Specialists:   2,758,489 shares tendered at 788.22p per share resulting in £21.7m         -22
Europe                 (25.5% of shares in issue) departing.
Sector Specialist:     The company raised $10.2m (£6.4m) through the issue of 1,064,238,           6
Commodities &          new shares at a price of $9.59 per share. The new shares were
Natural Resources      admitted to the main exchange of the LSE on 06/10/09.

Hedge Funds            19,713,134 ordinary shares tendered at 0.7609p per share resulting in      -15
                       £15m departing.
UK High Income         Following the winding up of Invesco Perpetual European Absolute,           18
                       £7.5m has rolled over to the company. A further £10.5m was raised
                       through a placing and offer for subscription. Dealing in the new shares
                       commenced on 02/11/09.
Sector Specialist:     44,000,000 new ordinary shares issues at a price of 25p per share,         11
Debt                   raising £11m. The new shares began trading on 20/10/09.
UK Growth              The Company has been acquired by Pointer Investments who have              -49
                       decided to de-list the Company from the LSE and re-register as a
                       private company.
                       Managed Principle Capital.
UK Smaller             The total number of shares in respect of which valid redemption            0
Companies              requests have been received was 2,428. All of those shares have
                       been matched with buyers and sold at a calculated redemption price of
                       515.21. This leaves 11,702,612 Ords in issue after the redemption.

VCT Generalist         19,680,936 C shares converted into 31,858,082 ordinary shares at a
                       conversion ratio of 1.618728 ordinary shares for every 1 C share held.

VCT Generalist         Following the conversion of the C shares into Ordinary shares, the
                       company undertook a share consolidation. 38,647,642 ordinary shares
                       have been consolidated at ratio of 0.617769 new ordinary shares for
                       every ordinary share held, meaning that after consolidation, there are
                       23,872,316 new ordinary shares in issue.
Property Direct - UK   Removed from AIC universe following acquisition by Conygar and           -168
                       subsequent de-listing from LSE.
                       Managed Advantage Property Income

VCT Generalist Pre     Following the merge of TP70 2009 VCT and TP5 VCT, the assets               3
Qualifying             from TP70 2009 VCT has been transferred to TP5 VCT in the form of
                       New B shares. The New B shares were admitted to the Official List of
                       the LSE on 26/10/09.
Asia Pacific -                                                                                  105
Excluding Japan
Sector Specialist:     to Greenwich Loan Income (AIM)
Debt
Sector Specialist:     from T2 Income (AIM)
Debt
VCT Generalist         20,409,465 C shares converted into 19,009,157 ordinary shares at a
                       conversion ratio of 0.9313893 ordinary shares for every 1 C share
                       held.
Europe                 Liquidated. Rollover to Jupiter European Growth (open ended) and          -41
                       City Merchants High Yield.
Asia Pacific -         The Company has issued a bonus of subscription shares to
Excluding Japan        shareholders on the basis of 1 subscription share for every 5 ordinary
                       shares held. Dealings in the 33,437,655 subscription shares
                       commenced on 15/10/09.
Global Smaller         The company has raised £5,008,870 through a placing of B shares.           5
Companies              5,008,870 B shares were issued at 100p per share. The new shares
                       commenced trading on 30/11/09.
Hedge Funds            27,925,515 £ shares, 9,165,328 Euro shares and 206,848 $ shares           -37
                       redeemed at 97.9p, Euro1.1821 and $1.6696 respectively, resulting in
                       £37.2m (or 42%) departing.
Hedge Funds            The Company have reconstructed so that it is now a feeder fund into       -29
                       the newly incorporated Aida Open-Ended Fund. As part of the
                       reconstruction proposals, the EURO and GBP shares were
                       redesignated to USD shares. A share split then took place so that
                       each USD share was subdivided into two USD shares, one listed USD
                       share and one un-listed "side pocket" share. Shareholders were also
                       given the opportunity to convert into the open ended fund. 21,158,236
                       USD shares have been cancelled in exchange for the issue of shares
                       in the Aida Open-Ended fund, resulting in £29.4m shares departing.
Japanese Smaller      The Company has issued a bonus of subscription shares to
Companies             shareholders on the basis of 1 subscription share for every 5 ordinary
                      shares held. Dealings in the 19,115,381 subscription shares
                      commenced on 12/11/09.
UK Growth             Following the winding up of Jupiter Second Enhanced, 44,162,903          216
                      ZDPs and 40,686,507 Geared Income shares rolled over. £41.5m was
                      also raised through a placing and offer for subscription of new ZDP
                      and Geared Ordinary shares (some of which will be traded as
                      packaged units).
Global Emerging       Following the EGM held on 30/10/09, shareholders receive 10 re-
Markets               denominated shares for every 1 existing share held.
Global Emerging       The Company has re-domiciled to Guernsey by way of winding up and
Markets               rolling over into a newly established Guernsey fund of the same name.

UK Smaller           3,064,355 shares tendered at a price of 347.3886p per share, resulting    -11
Companies            in £10.6m (or 34.9%) departing.
European Smaller     Following the triggering of its Discount Control Mechanism, the           -13
Companies            company undertook a tender offer. 3,356,055 shares (or 5.2%)
                     tendered at 379.9043p per share, resulting in £12.7m departing.
Private Equity       The company has raised £30m through an offering of ZDP 2015               30
                     shares. 53,333,333 shares were issued at 56.25p per share.
Hedge Funds          40,059,690 Euro shares redeemed at Euro1.2663. This is equal to           -45
                     72.8% of the issued share capital of the share class and resulted in
                     £45.02m departing
Hedge Funds          36,574,854 USD shares redeemed at $1.8990. This is equal to 79.3%         -41
                     of the issued share capital of the share class and resulted in £41.1m
                     departing.
Property Direct - UK 151,544,000 shares issued at a price of 67.76p per share. The new         103
                     ordinary shares were issued to Phoenix Life Limited in return for the
                     acquisition of the New Property Portfolio. The new shares were
                     admitted to the LSE on 02/11/09.
UK Growth & Income Liquidated. End of life. ZDPs received full entitlement. Rollover to        -60
                     Jupiter Second Split.
Hedge Funds          The Board gained shareholder approval in September for a managed          -32
                     wind down of the company by way of a series of compulsory
                     redemptions. The first took place on 18/11/09, where £31,470,343 or
                     39% of the company's shares was returned to shareholders.

VCT Generalist Pre    to Downing Structured Opportunities VCT 1
Qualifying
VCT Generalist Pre    from Downing Protected Opportunities VCT 1
Qualifying
Global Emerging       from Progressive, following acquisition and subsequent rebranding of
Markets               part of Progressive group.
                      for Advance Developing Markets

Hedge Funds           5,570,468 realisation shares redesignated into sterling shares at a
                      ratio of 0.626678 sterling shares for each realisation share held.
Hedge Funds           from Bramdean Asset Management
Hedge Funds            from Bramdean Asset Management



Hedge Funds            63,923,946 GBP shares redeemed at 97.01p per share. This is equal        -62
                       to 25% of the issued share capital of the share class and results in
                       £62.01 departing.
Global Growth &        The Company cancelled their listing on the Main exchange on
Income                 23/11/09 and listed on AIM on 24/11/09.
VCT AIM Quoted         2,950,085 C shares converted to 3,832,066 ordinary shares at a ratio
                       of 1.298986813 ordinary shares for every C share held. The balance
                       of the C shares have been redesignated to 10,918,359 deferred
                       shares and repurchases by the company.
Hedge Funds            The Euro and GBP shares were converted into USD shares as part of         0
                       the company's restructuring. Euro shareholders received 1.3590 USD
                       shares for each Euro share held.
Hedge Funds            The Euro and GBP shares were converted into USD shares as part of         0
                       the company's restructuring. GBP shareholders received 1.3347 USD
                       shares for each GBP share held.
Hedge Funds            to Aida Closed-Ended
Hedge Funds            from Aida
Property Direct -      from Rutley Capital Partners, following the internalisation of the
Europe                 management agreement. This follows the public offer for the Company
                       by Black Sea Global Properties.
Country Specialists:   The Company has issued a bonus of subscription shares to
Asia Pacific           shareholders on the basis of 1 subscription share for every 5 ordinary
                       shares held. Dealings in the 3,619,055 subscription shares
                       commenced on 02/12/09.
UK Smaller             from Knox D'Arcy
Companies

VCT Generalist Pre     266,905 C shares converted into 848,224 ordinary shares at a
Qualifying             conversion ratio of 3.178 ordinary shares for every 1 C share held.
VCT Generalist         to Downing Planned Exit VCT 2

VCT Generalist         from Downing Protected VCT II

VCT Generalist Pre     to Downing Planned Exit VCT 2 C shares
Qualifying
VCT Generalist Pre     from Downing Protected VCT II C shares
Qualifying
VCT Generalist         to Downing Planned Exit VCT 3

VCT Generalist         from Downing Protected VCT III

VCT Generalist Pre     to Downing Planned Exit VCT 3 C shares
Qualifying
VCT Generalist Pre     from Downing Protected VCT III C shares
Qualifying
VCT Generalist         to Maven Income & Growth VCT 2
VCT Generalist         from Aberdeen Growth VCT 1
Hedge Funds             Liquidated. No rollover vehicle.                                         -13

Country Specialists:    Liquidated. The Company's shares were suspended from trading             -54
Asia Pacific            following a merger with Origo Sino-India which is not in the AIC
                        universe.
                        Managed Origo Resource Partners (AIM)

Private Equity          Liquidated. Rollover to Open ended or cash exit.                        -232

                        Managed Partners Group Global Opportunities.

VCT Generalist          to Maven Income & Growth VCT 3

VCT Generalist          from Aberdeen Growth Opportunities VCT

                        The company has raised £80m through the issue of 80,000,000 C
Sector Specialist:      shares at 100p per share. The C shares commenced trading on
Infrastructure          16/12/09.                                                                80
Sector Specialist:
Endowment Policies      Liquidated. No rollover vehicle.                                         -28
VCT Generalist Pre      to VCT Generalist - company is now fully qualifying.
Qualifying
VCT Generalist          from VCT Generalist Pre Qualifying - company is now fully qualifying.

VCT Generalist Pre      to VCT Generalist - company is now fully qualifying.
Qualifying

VCT Generalist          from VCT Generalist Pre Qualifying - company is now fully qualifying.
VCT Generalist Pre
Qualifying              to VCT Generalist - company is now fully qualifying.

VCT Generalist          from VCT Generalist Pre Qualifying - company is now fully qualifying.

VCT Specialist:
Media, Leisure &        to VCT Specialist: Media, Leisure & Events, company is now fully
Events Pre Qualifying   qualifying.
VCT Specialist:
Media, Leisure &        from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events                  company is now fully qualifying.

VCT Specialist:
Media, Leisure &        to VCT Specialist: Media, Leisure & Events, company is now fully
Events Pre Qualifying   qualifying.
VCT Specialist:
Media, Leisure &        from VCT Specialist: Media, Leisure & Events Pre Qualifying,
Events                  company is now fully qualifying.
VCT AIM Quoted Pre
Qualifying              to VCT AIM Quoted - company is now fully qualifying.

VCT AIM Quoted          from VCT AIM Quoted Pre Qualifying - company is now fully qualifying.
                        25,765,000 D shares converted into 9,369,128 ordinary share at a
Property Direct - UK    ratio of 4 ordinary shares for every 11 D shares held.
VCT Generalist       to Maven Income & Growth VCT 4
                     3,440,129 ordinary shares tendered at 169.84p per share resulting in
Europe               5.8m departing or (3.3%).                                                -6

VCT Generalist       from Aberdeen Growth Opportunities VCT 2

VCT Generalist       to Maven Income & Growth VCT 4 S shares

VCT Generalist       to Maven Income & Growth VCT
VCT Generalist       from Aberdeen Income & Growth VCT

VCT Generalist       to Downing Absolute Income VCT I

VCT Generalist       from Downing Protected VCT I

VCT Generalist       from Aberdeen Growth Opportunities VCT 2 S shares
VCT Specialist:      6,400,640 ordinary shares were converted to 6,400,640 Deferred
Media, Leisure &     shares and then purchases by the company at 1p for every 1,000,000
Events               Deferred shares and cancelled.
                     Following the EGM held 15/12/09 the board has announced details to
                     shareholders of the first redemption payments with regard to the
                     reconstruction and winding up of the company. 30.36m GBP shares
                     were redeemed at £7.94 (£177.44m), 34.53m USD shares were
                     redeemed at USD 8.34 (£127.12m) and 38.83m EURO shares were
                     redeemed at EURO 7.86 (£203.61 m), resulting in £508.17m
Hedge Funds          departing.                                                             -508
                     The fund has raised £100.9m through the issue of £, $ and Euro C
                     shares. 96,417,954 C shares were issued at 100p per share (£96.4m),
                     1,097,780 Euro C shares at 1 Euro per share (£1.0m) and 5,830,6.31
                     $ shares at $1.00 per share (£3.5m). The new shares commenced
Hedge Funds          trading on 16/12/09.                                                    96
                     The fund has raised £100.9m through the issue of £, $ and Euro C
                     shares. 96,417,954 C shares were issued at 100p per share (£96.4m),
                     1,097,780 Euro C shares at 1 Euro per share (£1.0m) and 5,830,6.31
                     $ shares at $1.00 per share (£3.5m). The new shares commenced
Hedge Funds          trading on 16/12/09.                                                     1
                     The fund has raised £100.9m through the issue of £, $ and Euro C
                     shares. 96,417,954 C shares were issued at 100p per share (£96.4m),
                     1,097,780 Euro C shares at 1 Euro per share (£1.0m) and 5,830,6.31
                     $ shares at $1.00 per share (£3.5m). The new shares commenced
Hedge Funds          trading on 16/12/09.                                                     4
Sector Specialist:   The Company has raised £23.9m through the issue of 16,006,227 new
Biotechnology/Life   shares at a price of 149.18p per share. The new shares were admitted
Sciences             to trading on 09/12/09.                                                  24
Private Equity       to F&C Private Equity from a conventional.                             -175
                     Issue of ZDPs. £30million raised through the issue. The zeros were
Private Equity       issued through a subsidiary.                                           205
                     The Company has raised £58.3m through the issue of ordinary shares,
                     preference shares and warrants. 145,685,674 new ordinary shares
                     were issued at 20p per share, 29,137,134 preference shares (with 1
Property Direct -    warrant attached) at 100p per share and 29,137,134 warrants at 29p
Europe               per share. The new shares commenced trading on 30/12/09.              58
                     5,040,368 ordinary income shares tendered at 182.38p per share and
Sector Specialist:   2,807,037 ZDPs tendered at 156p per share resulting in £13.6m
Utilities            departing.                                                            -14
                     The Company have raised £18.7m through the issue of 6,400,000
Asia Pacific -       ordinary shares at 289.47p per share. The new shares commenced
Excluding Japan      trading on 11/12/09.                                                  19
C are included.



              Rollover   Bank   Other
              Assets     Debt   Info       Dom   Listing



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JER

				
DOCUMENT INFO