Documents
Resources
Learning Center
Upload
Plans & pricing Sign in
Sign Out

New Client Introductory letter - DOC

VIEWS: 17 PAGES: 4

									2. Client Registration form for share/stock trading.
              Acceptance of Terms of Business
A. Account Owners
      I/We (the account holders), wish to open an account with Campbell O’Connor & Co.
      I/We wish to open (please tick below)

                  o An Execution Only account

                  o An Advisory account       ( I/We enclose a Know your Client Form)

      I/We have read and understand how my/our account will operate under the Terms of
       Business issued by Campbell O’Connor & Co and agree to be bound by these Terms.
      I/We agree to our cash being held in a “Pooled client money account” as defined above.
      I/We agree that alterations to Campbell O’Connor’s Terms of Business may be taken as
       given to me by prior notification on Campbell O’Connor’s website(www.camocon.ie),
       together with notification in a national newspaper that changes have been made and that
       I/We should view the website to be aware of those changes as they apply to me/us.


Name (1)                                     Name (2)
Address 1                                    Address 1
Address 2                                    Address 2
Address 3                                    Address 3
Address 4                                    Address 4
Address 5                                    Address 5
Tel No.                                      Tel No.
E-mail                                       E-mail
Signature                                    Signature

Date                                         Date

Name (3)                                    Name (4)
Address 1                                   Address 1
Address 2                                   Address 2
Address 3                                   Address 3
Address 4                                   Address 4
Address 5                                   Address 5
Tel No.                                     Tel No.
E-mail                                      E-mail
Signature                                   Signature

Date                                        Date




d:\docstoc\working\pdf\342826aa-ccc6-4759-a270-fae1e72079a3.doc
Campbell O’Connor & Co.                                              Private Client Stockbrokers




B. Method of holding stock

I/We request that stock be held in the form selected below;
Please tick your choice(s)


         Dematerialised      In my Crest PMA .                              I enclose a signed Crest
         Account                                                            PMA opening form
         Dematerialised      In Campbell O’Connor & Co’s nominee            I enclose Form SK1
         Account             account.
         Dematerialised      With a safe custody agent of Campbell           I enclose Form SK2
         Account             O’Connor & Co.                                     & W8-BEN
         Certificated        In certificated form in the name(s) given              See below
         Account             below.




C. Registration instructions for Certificated Holdings only

NB Only fill in this box if details are different to the named account holders above.

I/We request that share purchases are to be registered as follows for our account

Name (1)                                              Name (2)
Address 1                                             Address 1
Address 2                                             Address 2
Address 3                                             Address 3
Address 4                                             Address 4
Address 5                                             Address 5
Name (3)                                              Name (4)
Address 1                                             Address 1
Address 2                                             Address 2
Address 3                                             Address 3
Address 4                                             Address 4
Address 5                                             Address 5




__________________________________________________________________________________________________________
                                                  2
Campbell O’Connor & Co.                                              Private Client Stockbrokers



D. Nomination Form

I/We also hereby authorise the following individuals the right to transmit orders, cash instructions,
and stock movements over my/our account, and guarantee their signature below;
            Person 1        Person 2            Person 3             Person 4         Other
Name
Signature
Phone No.
E-mail
Limitations
(if any)




We look forward to doing business for you.

                                                                      Please return this form to:
                                                                New Accounts Dept
                                                                Campbell O’Connor & Co
                                                                8 Cope Street
                                                                Dublin 2
                                                                Ireland




__________________________________________________________________________________________________________
                                                  3
Campbell O’Connor & Co.                                              Private Client Stockbrokers




Services that require further documentation?
        A. Crest PMA               http://www.crestco.co.uk/basic/products/pm/sponsor.html
        B. Nominee Account                            Form SK1
        C. Safe Custody                               Form SK2 W 8BEN
        D. Dealing in US Stocks W8Ben http://www.irs.gov/pub/irs-pdf/fw8ben.pdf

        E.   Advisory service                         Form KYC

        F.   Warrant & Option agreement form          Form W&O




__________________________________________________________________________________________________________
                                                  4

								
To top