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							RESOURCES - HUMAN RESOURCES - HUMAN RESOURCES - HUMAN RESOURCES - HUMAN RESOURCES - HUMAN RESOURCES




                                                                                                           Flexible Working Policy



                                                                                                              HUMAN RESOURCES POLICY – NEE205




                                                                                                      Version 2

                                                                                                      Policy Owner: Assistant Director HR

                                                                                                      Approved by: Joint Staff Council (JSC) August 2009

                                                                                                      Review: October 2010
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HUMAN RESOURCES POLICIES & PROCEDURES – Flexible Working Policy

Contents


Contents .......................................................................................................................... 2
1 Scope ....................................................................................................................... 4
2 Introduction .............................................................................................................. 5
3 Legal Framework ..................................................................................................... 6
4. Flexible Working Practices ....................................................................................... 7
  4.1     Annualised Hours.............................................................................................. 8
     4.1.1         Terms ..................................................................................................... 8
  4.2     Career Break..................................................................................................... 9
     4.2.1         Terms ................................................................................................... 10
  4.3     Compressed Working Week ........................................................................... 11
     4.3.1         Terms ................................................................................................... 11
  4.4     Flexitime.......................................................................................................... 13
     4.4.1         Terms ................................................................................................... 14
  4.5     Flexible Retirement ......................................................................................... 17
     4.5.1         Winding Down ...................................................................................... 17
     4.5.2         Stepping Down ..................................................................................... 17
     4.5.3         Retiring and Returning ......................................................................... 17
     4.5.4         Voluntary Early retirement .................................................................... 18
  4.6     Flexible Working Hours ................................................................................... 19
     4.6.1         Terms ................................................................................................... 19
  4.7     Home Working ................................................................................................ 20
     4.7.1         Terms ................................................................................................... 20
  4.8     Job Share........................................................................................................ 21
     4.8.1         Terms ................................................................................................... 21
  4.9     Part Time Working .......................................................................................... 22
     4.9.1         Terms ................................................................................................... 22
  4.10 Reduced or Extended Working Hours ............................................................. 23
     4.10.1        Terms ................................................................................................... 23
  4.11 Self Rostering ................................................................................................. 24
     4.11.1        Terms ................................................................................................... 24
  4.12 Secondment .................................................................................................... 26
     4.12.1        Terms ................................................................................................... 26
  4.13 Term Time Working ........................................................................................ 27
     4.13.1        Terms ................................................................................................... 27
 When an employee attains 5 or 10 years service and qualifies for additional holiday
the entitlement should be re-calculated. A change form should be completed to notify
payroll of the amendment so the correct salary will be paid. ......................................... 27
5 Policy ..................................................................................................................... 29
  5.1     Applications for Flexible Working .................................................................... 30
  5.2     Timeframes ..................................................................................................... 31
  5.3     Decisions ........................................................................................................ 31
     5.3.1         Requests Accepted .............................................................................. 31
     5.3.2         Requests Declined ............................................................................... 32

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6   Roles and Responsibilities ..................................................................................... 34
  6.1   Employees ...................................................................................................... 34
  6.2   Managers ........................................................................................................ 34
  6.3   Human Resources .......................................................................................... 34
7 Process .................................................................................................................. 35
  7.1   Process for Employees ................................................................................... 36
  7.2   Process for Managers ..................................................................................... 36
  7.3   Appeals Process ............................................................................................. 39
8 FORMS .................................................................................................................. 40
  8.1   Request to Change Working Pattern Form ..................................................... 40
  8.2   Letter to Employee confirming Acceptance ..................................................... 40
  8.3   Letter to Employee Declining Request ............................................................ 40
  8.4   Appeal Form ................................................................................................... 40
9 Frequently Asked Questions .................................................................................. 47
10    Document Information ........................................................................................ 50




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1      Scope
This policy applies to all staff directly employed by NHS North East Essex (NHSNEE) or
falling under its remit as an employer, irrespective of hours worked, whether employed
permanently, or length of service.




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2      Introduction
There are as many as 60% of the total NHS workforce working a pattern other than the
standard „9 – 5.30‟ which helps to provide all the services required, cope with the peaks
and troughs of activity and lead to a positive impact on the delivery and quality of patient
care.

NHS North East Essex recognises that balancing work with the rest of life is something
we all have to do. Many employees have responsibilities outside work that put
demands on their time and as an organisation we need to help them balance their home
and work lives effectively.

Having in place a range of working patterns is one way this balance might be achieved
and within NHS North East Essex we are committed to the use of flexible working
patterns and initiatives in order to attract and retain high quality staff and enable them to
reach their full potential whilst meeting the needs of the service and our employees.
Flexible working patterns allow more scope to meet the changing demands for services
and provide opportunity for increasing access to care at different times and can apply to
an individual or a whole team or department/area.

No employees will be treated less favourably, suffer detriment or be dismissed because
they request, or take flexible working. Flexible working is about considering the way
work is organised and whether it is possible to have different arrangements, whilst still
maintaining services and working efficiently.




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3      Legal Framework
Amendments to the Employment Act 2002, which came into practice on the 6 th April
2003 provided employees with children the right to request flexible working, subject to
the certain conditions. The Work and Families Act 2006 effective from 3 April, 2007
included caring responsibilities. With effect from 6 April, 2009 The Flexible Working
(Eligibility, Complaints and Remedies) (Amendment) Regulations 2009 extends the right
to request flexible working for employees who have children aged 16 or under.

To be entitled to statutory request flexible working, employees must:-

    Have a child aged 16 or under or a disabled child under 18 years of age who is in
    receipt of a disability living allowance.
    Make the request before the child‟s appropriate birthday
    Have responsibility or expect to have responsibility for the upbringing of the child
    The request for changes must be to enable them to care for the child
    The employee must be the mother, father, adopter, special guardian or foster parent
    of the child or be married to or the partner or civil partner of one of these or a person
    who has been granted a residence order in respect of a child.
    Live with the child
    Have worked for the employer continuously for 26 weeks at the date of the
    application to work flexibly
    Not have made any other request in the previous 12 months
    OR
    Care or be expected to care for a person aged 18 or over who:
         they are married to, or the partner or civil partner of
       is an immediate or near relative
       does not fall into either of the above but lives at the same address as the
       employee
    Have worked for the employer continuously for 26 weeks at the date of the
    application to work flexibly
    Not have made any other request in the previous 12 months

This policy for NHS North East Essex recognises the importance and benefits of flexible
working practices and has extended the right to request flexible working:

    to all employees, irrespective of service, parental or caring responsibilities
    for any reason


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4.      Flexible Working Practices
NHS North East Essex recognises that the needs of employees to balance their working
lives, family commitments and responsibilities change with age, work and other
influences which may impact on their ability to fulfil their work responsibilities.

To aid retention, reduce anxiety and stress the following types of flexible working
arrangements will be considered if requested by any employee:

     Annualised hours
     Compressed Working Week
     Flexitime
     Flexible Retirement
     Flexible working hours
     Home Working
     Job Share
     Career Break
     Part Time
     Reduced Hours
     Self-rostering
     Secondment
     Term Time Working

This list is not exhaustive and the organisation will consider any other types of flexible
working that may be proposed by individuals or particular departments or areas of work.




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4.1 Annualised Hours
Annualised hours is a scheme whereby employees agree to working the agreed number
of annual hours in a pattern to suit the supply and demands of the area of work to cover
seasonal pressures. Hours can be scheduled to be worked:
   At regular set times each week or month
   At set times each week at certain times of the year
   Only at certain times of the year
So the majority of hours are worked at agreed times, with the rest proportioned across
the year

4.1.1 Terms
The following terms will apply to any annualised hours contracts issued:
   Contracts to be reviewed annually
   Annual number of hours to be agreed at the beginning of the yearly period
   Pattern of hours to be agreed at the beginning of the yearly period
   12 hours maximum working day in any shift
   No more than 6 hours to be worked without a break
   the working week and rest breaks should comply with the Working Time Directive
   (policy available on the extranet)
   Salary will be paid in 12 equal payments, irrespective of hours worked in any one
   month
   Holidays, including public holidays, will be calculated in hours and pro-rated to the
   overall number of hours required to be worked for the year
   Any additional hours worked over and above the annual requirement will be paid at
   the end of the yearly period, subject to relevant managerial authorisation
   Payment for any hours not worked will be deducted at the end of the yearly period,
   subject to relevant managerial authorisation
   Comprehensive, accurate timesheets to be maintained
   Managers to authorise any amendments to agreed working pattern

Whilst this can be a very flexible way of working, due to the nature of the work and the
fact that there are few differences in seasonal demands, it is not anticipated that many
requests will be received for this flexible working pattern and discussions should be held
with HR to ensure all implications are considered and amendments to terms and
conditions confirmed.



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4.2 Career Break
Career breaks are designed to allow a break from work for a designated period of time
to allow employees time, for example, to bring up their family or undertake a period of
full time study.

Time away from work will be unpaid and can be for periods between 6 months to 2
years, with an agreed commitment, where this is practical, to return for a number of
minimum activities, training or work to maintain skills and abilities and keep up to date
with professional qualifications or developments in their professional role and PCT.

Career breaks are available to all employees, who fulfill the following criteria:
   1 year‟s service where the break is for caring for a family member or family related
   2 year‟s service where the break is for other reasons, e.g. travel or study
   Have an at least satisfactory performance, disciplinary and attendance record
   Any loans or debts to the PCT must be paid up prior to commencement of the
   Career Break

All cases will be considered on their individual merits and there must be an intention to
return to the PCT at the end of the agreed break, although no guarantees are given for
the employee to return to the exact role undertaken prior to commencing the break.

The following should be considered when considering any request for a career break:
   The Contract of Employment is suspended for the time away, and is counted as a
   break in service and will be considered as such for pension and any other service-
   related benefits. Service either side of the career break will be aggregated for the
   purposes of calculating service-related benefits, e.g. holiday entitlement. Service
   for any purpose will not be accrued during the break.
   During any period of career break the employee will receive no salary or benefits,
   except for any time spent at work for maintaining professional development or any
   requirement to attend training courses etc. This time will be paid at the rate
   appropriate to the role prior to commencing the break
   Pension contributions will cease during the Career Break, it may be possible,
   however, to buy added years upon return, if required.




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4.2.1 Terms
   Breaks will normally be in one continuous block
   The length of break should be agreed prior to the commencement of the break
   A minimum period of 5 (five) working days per annum for training, professional
   updates, etc. should be agreed at the start of the break and must fulfill any
   requirements of the relevant professional body and need for mandatory training
   Payment for any periods of training will be paid in one block at the end of the agreed
   total time
   The employee is responsible for ensuring they fulfill all the necessary criteria to
   maintain professional competence
   Managers should ensure any employee receives communications and updates from
   the PCT on a regular basis to maintain knowledge and ensure the employee is not
   disadvantaged in any way with regard to re-structures etc.
   No alternative employment can be carried out during a period of career break,
   unless previously agreed or is connected to the reason for the career break ie work
   experience as part of a course of study and this should be agreed at the outset.
   A minimum one month‟s notice of intention to return from the Career Break must be
   given in writing, where this is the date agreed at the start of the break
   A minimum 3 months‟ notice of intention to return from the Career Break must be
   given in writing, where the date is different to that agreed
   NHS North East Essex will make every effort to re-employ the employee into the
   same, or a broadly similar, role to that carried out prior to the break, however, this is
   not guaranteed
   Where a suitable role is not available the manager and employee can agree:
       A return to an alternative role at a different level or in a different area
       A temporary role, prior to a suitable role becoming available
       An extension of the career break
   Employees will not be given priority over other suitably qualified or experienced
   internal candidates against any vacancies considered suitable on your return from
   career break but may be considered ahead of any external candidate
   If a suitable role is offered to an employee returning from career break and this is
   unreasonably refused no further roles will be offered and the contract of employment
   may be terminated
   The employee should return to work on the same hours and working pattern as that
   carried out prior to the break, unless agreed differently with the relevant manager
   upon return from the career break
   Lease cars should be returned for the period of Career Break
   Upon return employees will receive written confirmation of the terms and conditions
   of employment applicable to them

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4.3 Compressed Working Week
Compressed working weeks mean allocating normal weekly hours into fewer working
days, e.g. working 3 days x 12.50 hours, 4 X 9.25 hours. Some of the benefits include:

   Longer weekends and increased leisure opportunities for staff
   Possible extended opening hours for a particular service
   „Unsocial‟ hours can be covered


The following should be taken into account when considering any requests for
compressed working weeks:

   Longer working days can cause fatigue
   Can employees adjust to the working pattern?
   Can the needs of the service be met and delivered to standard?
   Will the working pattern allow for cover of sickness and holidays of colleagues?
   Ensure health and safety is not compromised e.g:
        what is the travelling time of the individual?
       will this cause a possible risk of tiredness?
       ensure work breaks are in line with the Working Time Regulations



4.3.1 Terms

The following terms will apply to any Compressed Working Week contracts issued:


   Contracts to be reviewed annually
   A risk assessment should be carried out to ensure the work is suitable for the
   proposed pattern, for instance:
       is the work heavy and demanding?
       will this impact on the health, safety and welfare of employees and patients?
   Implement an initial trial period, of a minimum 3 months, to monitor effectiveness
   The pattern of hours/days to be agreed at the beginning of the period
   12.5 hours maximum working day in any shift
   No more than 6 hours to be worked without a break


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   Rest breaks should comply with Working Time Regulations e.g. 12 hour break
   following a 12 hour shift and no more than 3 x 12 hour shifts to be worked in any 72
   hour period
   Salary will be paid in 12 equal payments, irrespective of hours worked in any one
   month
   Holidays, including public holidays, will be calculated in hours and pro-rated to the
   overall number of hours to be worked
   Flexibility is required to attend training courses, meetings etc. where these may fall
   outside the normal working hours

Any requests for working a compressed week should be referred to HR for discussion
and to ensure that an amended contract can be issued and the HR systems updated.




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4.4 Flexitime
Flexitime allows employees to vary how they actually work their contracted hours,
around core hours or minimum hours over a set period, in agreement with their
managers. This allows employees to work longer at certain times and shorter at others,
to meet the needs of the service and allow for meeting commitments outside of work,
e.g. dropping children off at school or attending meetings or appointments.

Flexitime splits the day into two parts:
   Core time which would be between
       10 a.m. and 12.00 p.m
       2.00 p.m. and 3.30 p.m.
   Flexible time which would be between
       7.30 a.m. and 10 a.m.
       3.30 p.m. and 6 p.m.


Other flexible time core band times can be agreed locally to suit the needs of the
service where required.

These times may be different for any part-time employees who are eligible to work flex-
time, based on the actual hours and pattern worked.

Some of the benefits to the individual include:
   varying start and finish times to suit travel arrangements or commitments outside
   work
   building up a debit or credit of hours to be taken at other times or as additional time
   off
   working longer when work demands are high and less when lower
   choosing to work at times when there are fewer interruptions


Some of the benefits to the organisation include:
   can overcome some lateness issues
   allows employees to use any credit hours to start work later when there is a need
   rather than possibly taking a day off
   allows for extended opening hours
   allows for staffing levels to match peak and troughs in work levels
   a reduction in the amount of overtime worked

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The following should be taken into account when considering implementing flexitime in
any area of work:
   ideally the scheme should apply to all employees in the department, unless current
   working patterns preclude any benefits to either a particular individual or
   organisation
   flex time will operate on a pro-rata basis for part time employees, to reflect the hours
   and pattern worked.
   essential working times should be covered with sufficient resources
   the nature of the work should be suitable for employees to carry out their duties,
   perhaps unsupervised, at times when there may be few or no other people around
   and contacts outside the department may not be available by telephone
   a robust time-recording system should be in place
   late starts and early finishes should be carefully managed across the team to
   prevent unfairness and favouritism
   time off in lieu should be carefully managed – not everyone can leave at 3.30 p.m.
   on a Friday or take Friday as time owing
   time off in lieu should be taken within the period specified, or lost, and needs to be
   managed within the department
   if work loads don‟t justify extra hours being worked for a specific period then a
   standard working day should be requested from employees
   additional hours should be agreed in advance and should be based on work levels
   within the department at the time – it is not the intention of the scheme to allow
   employees to build up unnecessary additional hours to increase time away from
   work
   appropriate action should be taken with any employee abusing the system or
   falsifying timesheets


4.4.1 Terms

   Salary will be paid in 12 equal instalments, regardless of actual hours worked in any
   particular month
   Accurate hours recording should be maintained, rounded to the nearest 5 minutes.
   A copy of a timesheet can be obtained from HR.
   Timesheets should be completed over a 4 (four) week period and should be checked
   by managers at least monthly
   A minimum 30 minutes lunch break should be recorded, for all employees,
   regardless of hours worked and irrespective of whether actually taken. Wherever
   possible, however, employees should be encouraged to take at least this amount of
   time away from their desk during the day

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   The maximum lunch break allowed is 2 hours
   Ordinarily lunch breaks should be taken between 12 p.m. and 2 p.m.                    Any
   exceptions to this to be agreed with managers in advance
   Employees working less than full time hours (37.5) can take advantage of flexitime,
   pro-rated based on their normal hours of work. Core time may be individually
   calculated to suit the needs of both the employee and the department
   Credit or Debit hours will be calculated using a standard 7.5 hours working day (pro-
   rated for part timers)
   Credit hours can be taken as time off during the month as:
       1 working day (7.5 hours or working day for those working less than full time)
       0.5 working day (4 hours). Depending on the actual hours for those employees
       working less than full-time this may not be practical
       2 x half days
       varying start and finish times or taking longer lunch breaks
   No more than the equivalent of 1 working day‟s leave is allowed per month using
   credit hours
   Flex leave should be requested and authorised at least 1 week in advance and will
   only be granted if business needs allow. Managers should verify the time requested.
   Flex days should be recorded and authorized separately on the usual holiday sheets
   in operation
   Any requests for annual leave will take priority over requests for flex leave
   A minimum 3 hours should be worked where a half days leave is requested:
   No more than 10 credit hours can be carried forward from one month to the next.
   Any hours in excess of this will be lost
   No more than 8 debit hours can be carried forward from one month to the next
   Debit hours cannot be carried forward indefinitely. Employees must aim to make
   these hours up within 1 month of being accrued
   Any accrued flex time should be taken prior to employees leaving the organisation
   for any reason (including maternity leave). No payment will be made for any
   outstanding flex leave not taken. A deduction will be made from final salary for any
   debit hours outstanding at the time of leaving
   Time should be deducted for any authorised breaks away from the workplace e.g.
   tea breaks
   Where appointments for doctor, dentist, hospital etc. cannot be made outside of
   working hours the time away should not be deducted, however, wherever possible
   the time should be made up – please refer to the Special Leave Policy
   A standard working day should be recorded for study days, training courses or whole
   day meetings etc.
   If you are required to work away from your normal place of work a standard working
   day should be recorded, irrespective of start and finish times because of travel

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   If time off in lieu is given for any additional time worked outside the extended day of
   7.30 a.m. to 6 p.m. this should be agreed separately with your manager and not
   recorded on the flexitime form


Any requests for flexitime should be discussed with HR.          HR would confirm any
amendments to terms and conditions in writing.




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4.5 Flexible Retirement


Flexible or Phased Retirement is a scheme whereby employees reaching retirement
age can vary or reduce their hours, without affecting their pension. This allows the
organisation to retain the skills and knowledge of experienced employees and allows
the employee to maintain their skills, whilst improving their work/life balance. There are
three choices available:

4.5.1 Winding Down

Employees can agree with their managers that they work fewer days or fewer hours,
whilst remaining in their current job. Although salary will be adjusted to reflect the
different working pattern pension is calculated on whole time equivalent salary and will
not therefore be reduced, however, pensionable service will be re-calculated on a pro-
rata basis.

4.5.2 Stepping Down

Employees can agree with their managers that they step down into a less demanding
job, on the grade and salary applicable to that lesser role. Any pension entitlement
accrued to the date of transfer would be frozen but kept up to date with any cost of living
increases awarded. A second pension would then be started for the lesser role. When
retiring the employee would receive both pensions added together.

4.5.3 Retiring and Returning


Employees who reach retirement age can agree with their managers that they will retire
as usual and return to work, either in a temporary capacity to relieve peak workloads or
busy times, or for an agreed term. Employees can receive the lump sum element of
their pension if desired and start to receive their monthly pension payments.

If an employee is under 60 any pension received, together with salary should not
exceed the pre-retirement pay. For employees over 60 any salary will not affect the
pension received. .

Any employee wishing to return to work beyond normal retirement date would be
subject to Occupational Health clearance that they are fit and able to perform the duties
required of them.

During the first month following retirement the Pension Scheme rules restrict the time
allowed to be worked during the first month to 16 hours per week.


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Before considering any of the above options an employee should attend one of the pre-
retirement workshops where this is available. These courses cover some of the issues
to take into consideration and the implications of continuing to work.

Employees should also contact the NHS Pensions Agency for pension forecasts and
the process to follow. The website www.nhspa.gov.uk has further information. A link to
this page is available from the HR page of the NHS North East Essex extranet.

HR should be advised of any discussions taking place concerning flexible retirement so
the appropriate contract and changes to terms and conditions can be issued.

4.5.4 Voluntary Early retirement

Employees who wish to retire early should provide at least 3 months‟ notice. Managers
should complete a Leavers Form which is found on the extranet; the reason for leaving
should be entered as „Voluntary Early Retirement‟

Before the request can be confirmed payroll have to confirm the pension amount and
ensure that this exceeds the GMP (Guaranteed Minimum Pension) element. This is a
statutory requirement. Where the proposed pension is below this figure the employee
will not be allowed to take voluntary early retirement. Payroll or the Pensions Agency
should be able to provide further details of the earliest possible date for retirement,
based on the individual‟s details.

Where the estimated pension exceeds the GMP the actual date of retirement can be
confirmed and the leaver processed in the usual way.




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4.6 Flexible Working Hours
Employees can agree with their managers that they vary the normal working hours to
suit their needs.

Employees will continue to work existing contracted hours and days in a different
manner, e.g. working from 8 a.m. to 4.30 p.m. or 9.30 a.m. to 6 p.m. on some days
instead of the standard 9 a.m. to 5.30 p.m or relevant shift pattern
 This arrangement can be either on a temporary or permanent basis, depending on the
 needs of the department and employee.

These changes may allow the department to extend the service they provide, whilst
providing an improved work/life balance for the employee(s) concerned.

4.6.1 Terms

   Hours of work should be agreed with the manager in advance
   The duration for the change should be agreed.
   Any periods of less than 3 months can be agreed between the manager and
   employee and confirmed in writing by the manager
   Any periods of more than 3 months or a permanent change should be notified to HR
   so the appropriate amendments can be made to the contract and HR systems
   The needs of the service must continue to be met
   Where the hours requested are outside the normal worked for the department a risk
   assessment should be carried out to ensure there are no health & safety issues
   Flexibility is required to attend training courses, meetings etc. where these may fall
   outside the normal working hours




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4.7 Home Working
There may be occasions when employees may be required to work from home, either at
their own request or at the request of their manager.

This would normally be an arrangement for an agreed period of time or to meet a
particular need.

The following should be taken into account when considering this option:

   Is the nature and type of work suitable for carrying out remotely?
   Is any special equipment required that would be difficult to transport or use at home?
   Will confidentiality be maintained where relevant?
   Is the employee able to work alone without support available?


4.7.1 Terms


   The home working should be agreed with the manager in advance
   A standard working day or shift should be recorded on any timesheets
   Any equipment required e.g. laptop computer, should be provided by the
   organisation, wherever possible
   If an employee uses their own equipment they are responsible for that equipment
   and no claims for damage or repair will be met by the organisation in the event of
   any problems arising from the home working
   The employee should be contactable for the period of home working
   The employee is responsible for ensuring they work in a safe environment
   The employee is responsible for maintaining confidentiality and data protection of
   any documentation or systems used whilst working at home
   Flexibility is required to attend training courses, meetings etc. where these may fall
   outside the normal working hours

If a need arises for a service to be provided from home on a permanent basis
discussions should be held with all affected employees, together with HR and Risk
Management. This would be a change to terms and conditions and a new contract
would have to be issued.




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4.8 Job Share
Job share is a form of part-time working between two employees who share one full-
time job and work to the same job description. It differs from part-time working as the
job-sharers agree to share accountability for the whole job, sharing holiday cover and
cover for other absence where practical and possible. It requires good communication
and team working between the two employees to ensure all aspects of the job are
carried out to the standards required.

4.8.1 Terms
   Job sharing opportunities should be advertised in the normal way, even if a possible
   „partner‟ has been identified for the post. The words “suitable for job sharing” should
   be included in the advert
   If a suitable job share partner cannot be found then the employee requesting this
   form of flexible working should either remain in their current post or be considered
   for part time working in the normal way, if this is appropriate
   The actual hours worked by both parties should be agreed between themselves and
   their manager but the total hours should not exceed one whole time equivalent. The
   actual split in working hours should be such that if part of the job becomes a
   vacancy this will be sufficient hours to attract a new „partner‟.
   Each job share partner will receive an individual contract
   Salary and terms and conditions will be pro-rata to the actual hours worked and level
   of experience. It is possible that the two employees may be on different rates of
   pay, based on previous experience or service etc.
   Holiday entitlement will be calculated in hours and pro-rata to the actual hours
   worked
   Some form of hand-over period should be incorporated into the working
   arrangement
   Statutory holidays should be shared between the two (or more) job holders, pro-rata
   to the actual hours worked. Where statutory holidays always fall within one
   particular job sharers working week this may involve a variation to the normal
   working hours to allow statutory holidays to be shared equally
   Cover for holidays should be agreed between the two employees.
   Wherever possible extra hours should be worked to cover for absence, where this is
   practical. The manager should agree with the employee whether extra hours
   worked should be paid or time off in lieu given
   If one job share partner wishes to end the arrangement the remaining partner should
   be offered the additional hours prior to the post being advertised. If a new partner
   cannot be found the existing job holder will revert to normal part time working, if
   appropriate, or redeployment considered.
   Flexibility from both employees is required to attend training courses, meetings etc.
   where these may fall outside their normal working hours


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4.9 Part Time Working


Part time working is where an employee is contracted to work fewer than the normal full
time hours, currently 37.5 hours per week.

Part time working should be available at all levels and in all areas of the PCT,
regardless of length of service.

The following should be taken into account when considering any requests for part time
working:

   Can the needs of the service be met and delivered to standard?
   Will the working pattern allow for cover of sickness and holidays of colleagues?
   How will the remainder of the hours be covered?
   Does the proposed working pattern fit in with the rest of the team?
   Can the job duties be performed in the proposed hours?


4.9.1 Terms

   The actual hours and pattern of work should be agreed at the beginning of the
   contract
   Salary and benefits will be pro-rata to the hours worked
   Holiday entitlement, including public holidays, will be calculated in hours, pro-rata to
   the hours worked and re-calculated for the relevant holiday year where appropriate
   Any necessary hand over periods should be incorporated into the working pattern
   Additional hours must be agreed in advance
   Additional hours worked up to 37.5 per week will be paid at normal hourly rate
   Additional hours worked over 37.5 per week will be paid at the appropriate rate or
   given as time off in lieu, as agreed with the manager prior to the hours being worked
   Opportunities for development, promotion and participation in team events should be
   available as for full time employees
   Flexibility is required to attend training courses, meetings etc. where these may fall
   outside the normal working hours




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4.10 Reduced or Extended Working Hours

There may be a need to either extend or reduce working hours, either on a temporary
basis or permanently.

Managers can agree an increase or decrease in working hours for a specified time
period to cover a particular need, either of the employee or the department.

Temporary arrangements should normally be for a period of between 1 and 6 months,
with an overall maximum of 12 months, at the end of which the employee should return
to their normal hours and pattern of work.

Hours should not normally be extended beyond the current full time hours of 37.5 per
week. Any increases in hours should comply with the Working Time Directive (policy
available on the extranet).

4.10.1          Terms
   The pattern and hours of working should be agreed between the manager and
   employee at the beginning of the period e.g. work a shorter day; take a half day off a
   week; take off regular short blocks of time
   Holiday entitlement should be re-worked for the duration of the change
   Where hours are extended, rest breaks should comply with the Working Time
   Regulations
   Salary and any pay-related benefits will be adjusted to reflect the change
   The needs of the service should continue to be met
   Where hours are extended and are outside the normal worked for the department a
   risk assessment should be carried out to ensure there are no health & safety issues
   Flexibility is required to attend training courses, meetings etc. where these may fall
   outside the normal working hours
   If required, the hours can be made up within the department by rescheduling the
   work amongst colleagues; offering additional hours to another employee or offering
   a secondment or development opportunity to an employee

All changes should be notified to HR to enable changes to terms and conditions to be
confirmed and a new contract issued.




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4.11 Self Rostering

Self Rostering is a means of the team agreeing the staffing levels and skill mix required
at any time of day or for a particular shift. The scheme works best with large teams and
is suitable for round-the-clock shift patterns. This allows the employees to schedule the
working day to meet their commitments and responsibilities, whilst fulfilling the needs of
the service

The following should be taken into account when considering any requests for the
introduction of self rostering:

   Can the needs of the service be met and delivered to standard?
   Will there be any detrimental effect on the quality of care delivered?
   Will it assist with any retention issues?
   Will it reduce the levels of absence?
   Will it reduce the need for bank and agency staff?
   Will it be implemented fairly and consistently?
   Is there sufficient skill mix within the existing team to enable self rostering to work?

The benefits of this team based approach include:
   A greater feeling of control and buy-in from the employees concerned
   Develops team spirit and encourages more commitment from the team
   Patterns of work to meet individual needs at particular times
   Ability to link start and finish times to personal needs
   Less pressure on the manager to allocate shifts
   Can diffuse conflict and tensions over shift allocation
   Can improve recruitment and retention
   Allows for better skill mix and staffing levels to meet delivery of care
   Different ways of working which may extend the opening hours of a service



4.11.1          Terms
   Minimum and Maximum staffing levels should be agreed for each hour of the day
   Skill and band/seniority mix should be agreed and maintained to ensure safe
   practices
   Staff put forward the times they would like to work and times they would like to be
   away from work
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   The information is then compiled into shift patterns that match individual preferences
   as closely as possible whilst maintaining agreed levels of cover
   Time limits should be agreed to staff to advise of their preferences
   Not all preferences are guaranteed to be incorporated
   As an alternative the manager can publish the shifts and numbers required and staff
   can offer their availability
   Where there are too few or too many people requesting the same time the team
   should negotiate amongst themselves to provide the necessary cover, alternatively
   the manager could redistribute the hours fairly to meet the demands and needs of
   the service
   The needs of the service should continue to be met
   Hours should be recorded on relevant time sheets
   Limits should be agreed for time owing/owed for each member of the team
   Time should be allowed for handovers
   The system should be fair to all relevant employees
   Limits should be set for how much time owed or owing to staff can be accrued and
   should be published
   A minimum trial period of 3 months should be worked to provide time for staff to
   adjust and for all to assess the benefits




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4.12 Secondment

Secondments provide opportunities for development and may cover for short-term
staffing needs.

Secondment opportunities are advertised in the same way as vacancies and individuals
can apply in the normal way.

4.12.1          Terms
   The actual terms of the secondment should be agreed in advance
   The terms of the secondment should be confirmed in writing, including the duration,
   duties and terms and conditions to apply
   The individual should return to their original post at the end of the secondment,
   unless an alternative has been agreed with all parties concerned




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4.13 Term Time Working

Term time working is a working pattern that can accommodate employees who have a
need to care for children.

Annual leave is only permitted during school holidays and individuals work 38 or 39
weeks of the year. There is scope for employees to work more or less than this if
required.

4.13.1          Terms

   Contracts to be reviewed annually
   The actual hours and pattern of work should be agreed at the beginning of the
   contract
   Salary and benefits will be pro-rata to the hours worked and based on the average
   weekly hours calculated as in the example below
   Salary is paid in 12 monthly instalments
   Holiday pay is incorporated into the monthly salary
   Holiday entitlement, including public holidays, will be calculated in hours, pro-rata to
   the hours worked and re-calculated for the relevant holiday year where appropriate
   Actual dates of working will be agreed at the beginning of each school year
   (September)
   Any additional time off required during term time will be unpaid leave and should be
   kept to a minimum
   “Non-pupil” days will be considered to be a normal working day and the employee
   should report for duty, unless the manager has agreed in advance that this will be an
   unpaid days leave

   When an employee attains 5 or 10 years service and qualifies for additional holiday
   the entitlement should be re-calculated. A change form should be completed to
   notify payroll of the amendment so the correct salary will be paid.




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The formula for working out annual salary and holiday entitlement is as follows:


    Actual no. weeks per annum used           52.143
    by payroll to allow for leap years
    Hours of Work (per week)                  20
    Term Time weeks per year                  39
    Total NHS Service                         2 years
    Full Time A/L entitlement (weeks)         27 days / 5 days = 5.4 weeks
    Pro rata A/L weeks‟ entitlement to        52.143 weeks – 5.4 weeks = 46.74
    payroll year                              weeks
    Pro rata A/L Entitlement (weeks)          5.4 weeks / 46.74 weeks x 39 (term time
                                              weeks) = 4.51 weeks
    Weeks paid for in year                    39 + 4.51 = 43.51
    Total hours paid for in year              43.51 x 20 = 870
    Average weekly hours paid for             870 / 52.143 = 16.69
    Pro-rata term time salary:                £full time sal x weekly hours (20) / 37.5
                                              = £pro rata for full year

                                              £pro-rata x 43.51 / 52.143 = £term time
                                              annual salary




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5      Policy
This policy is designed to put in place a fair and consistent process for considering
requests for flexible working and applies to all employees, irrespective of service or
parental responsibilities.

As part of its commitment to the principles of flexible working, and Improving Working
Lives, by facilitating arrangements to enable employees to balance work and home life
NHS North East Essex will make every effort to accommodate requests from its
employees for a change in their current working pattern.

This commitment applies to all employees and whilst NHS North East Essex cannot
provide an automatic, guaranteed, entitlement to a change in working patterns, where
requested this policy will ensure requests receive fair treatment and consideration.

All cases will be considered on their individual merits, taking into account service needs,
workload fluctuations and patterns and the needs of the department as a whole. Where
several requests are received it may not be possible to grant and implement all
preferred working arrangements, however, NHS North East Essex will aim to meet
requests where it is feasible to do so, taking into account all relevant factors.

Any changes in working patterns implemented as a result of this policy would be a
permanent change to terms and conditions and will be confirmed in writing, although it
is possible to implement changes on a trial basis to assess their effectiveness, prior to
confirming as permanent.

There is no statutory right for a return to previous working arrangements if
circumstances change. As a general rule no further requests for changes to differing
working patterns would be considered for 12 months, unless the change is having a
detrimental affect on the service or well being of the employee and is mutually agreed
between the manager, HR and the employee.

This policy does not replace any previous flexible working arrangements agreed with
your manager, however, if this has never been confirmed in writing you should notify HR
of the arrangement so this can be formalised and amendments made to your terms and
conditions of employment, where appropriate.

This policy does not apply for any ad-hoc arrangements agreed from time to time, e.g.
leaving early one day and making the time up another day or working differently to
cover sickness absence or holidays of colleagues.




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5.1 Applications for Flexible Working
Employees, when making an application for flexible working, must indicate whether the
application is made as a statutory right under the legal framework (refer to section 3), or
under the terms of this policy.

The process is the same, however, if the application is made under the right provided in
law the criteria set out in Section 3 must be met before any request can be considered.

All requests should be made in writing to managers using the Request to Change
Working Pattern Form in Section 8.1, copied to HR and should detail:


   The change requested
   The proposed date for the change
   The effect of the change on the department and service and how these may be
   considered or implemented
   Any previous requests made


NHS North East Essex will consider all requests for flexible working and managers will
decide if the request can be met, taking into account the following:


   Any additional costs
   Effect on service and colleagues
   Working patterns and numbers within the area of work affected
   Future plans, where known, for the area of work

Employees can withdraw their application at any time during the process and should
confirm this in writing to the manager.




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5.2 Timeframes
Any requests for flexible working must be considered within the following timeframes:


   Within 28 (twenty eight) days of receiving the application a manager must meet with
   the employee to discuss the request
   Within 14 (fourteen) days of this meeting the manager should confirm the decision,
   in writing, to the employee using the Request to Change Working Pattern Form
   If the proposal is declined there is a right of appeal and this should be submitted
   within 10 (ten) working days of the decision being communicated in writing (refer to
   section 6.3 – Appeals)
   If a change in working pattern is approved no further requests for changes to a
   different working pattern would be considered for 12 months following this change
   (refer to section 4 – Policy)
   Any extensions to the above timeframes must be mutually agreed between the
   manager and employee and confirmed in writing




5.3 Decisions
Decisions must be confirmed to the employee in writing. An outline letter is contained in
Section 8.2.

5.3.1 Requests Accepted
If, after discussion, the proposals are accepted the manager should advise HR using
the Employment Change Form which can be found on the extranet, so amendments
can be made to the terms and conditions of employment for the employee. A copy of
the letter given to the employee should be attached to the Employment Change Form.
The form should detail:

   The effective date of change
   The flexible working pattern agreed
   The changes to terms and conditions of employment




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5.3.2 Requests Declined
If, after discussion, the proposals are declined the manager should set out in writing the
reasons for decline, based on one, or more, of the following reasons:

   Burden of additional costs
       the proposal will result in additional costs to recruitment going forward
       there are additional costs to setting up the arrangement
       there are equipment or „running‟ costs needed to support the proposal e.g.
       remote access to PC‟s, extra security, accessibility to the workplace
       any increased costs are sufficiently high to make it impractical to implement the
       proposal
   Detrimental effect on ability to meet service demands
       no cover is available from within the team for resolving queries or issues when
       the employee is not at work
       support for colleagues or any direct reports is not available if the employee is not
       at work
   Inability to reorganise work amongst existing staff
       resources are not sufficient to absorb any changes to work without impacting on
       quality or service
       other flexible working arrangements within the team will result in insufficient
       cover at key times
   Inability to recruit additional staff
       budgets and resource levels preclude recruiting additional staff to fill any gaps
       left by the proposal
       suitably skilled staff may be in short supply
   Detrimental impact on quality of service
       the proposed work pattern would leave some gaps in service delivery
   Detrimental impact on performance
       there may be a negative impact on morale within the team resulting in
       performance issues
       the proposal may result in inconsistencies in management styles and approaches
       support and training may be lessened, resulting in possible performance issues
   Insufficient work during the hours the employee proposes to work
       the proposed working hours may be outside of opening hours for the department
       resulting in few jobs or tasks that can be completed at these times




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       the job may require other key people to be present e.g. suppliers, specialists,
       other colleagues and these may not be accessible during the proposed working
       hours
   Planned structural changes
       There may be plans or changes being considered that would impact on the
       proposed change and make it unworkable going forward

The letter should contain details of the Appeals Process. An example letter is contained
in section 8.3.




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6      Roles and Responsibilities
6.1 Employees
Employees have a responsibility to:
    Familiarise themselves with this policy
    Make applications for flexible working using the processes and forms outlined in this
    policy.
    Ensure the impact and effects of any requests have been considered and included
    as part of any applications made, both to yourself and the organisation as a whole
    Adhere to the timeframes laid down
    Be prepared to compromise and adapt to make the desired change work to the
    advantage and in the best interests of themselves and the department
    Accurately record any working time where required
    Manage their time effectively without detriment to the service provided



6.2 Managers
Managers have a responsibility to:
    Familiarise themselves with this policy
    Adhere to the timeframes laid down
    Ensure HR receive a copy of all requests and decisions made
    Consider all requests in an unbiased, fair and consistent manner
    Balance the needs of the service with the needs of individuals
    Complete the necessary paperwork



6.3 Human Resources
HR have a responsibility to:
    Monitor the policy to ensure effectiveness and consistency of application
    Provide advice and guidance to managers and staff in the interpretation of this policy
    Communicate any changes to terms and conditions of employment as a result of this
    policy




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7      Process
                               Employee submits Application for Change
                                      of Working Pattern Form



                                   Manager and employee meet to
                                        discuss application
                                       Within 28 days of receipt



                                   Manager advises of outcome and
                                        rationale for decision
                                     Within 14 days of meeting


       Application Successful                                      Application Unsuccessful

               Details finalised,                                       Employee decides
            effective date agreed                                     whether or not to appeal



                Details confirmed in                                     Appeal submitted
                writing to employee                                   Within 10 working days
                                                                        of written decision



               Change Form                                               Appeal hearing held
            completed and details                                        Within 10 working
                sent to HR                                                      days



                Changes to terms &                                     Appeal decision notified in
                conditions confirmed                                            writing
                      in writing
                                                                       Within 10 working days


                                        Appeal Successful             Appeal Unsuccessful

                                        Changes to terms &
                                                                            End of process
                                       conditions confirmed in
                                               writing




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7.1 Process for Employees
You should complete the Application for Change of Working Pattern Form in Section 8.1
and forward this to your manager.

The following are guidelines to assist you with this process and completing the form:

   Consider the implications of your proposal to your personal circumstances, salary,
   holidays, pension etc.
   Set out your proposals clearly and objectively
   Consider the impact on your colleagues
   Consider the impact on the service provided by your work area
   Can your job be efficiently carried out within the new working pattern?
   Consider there any health & safety implications from the proposal?
   Set out the benefits and any drawbacks to your proposal
   Do you require any training or support to make the proposal work
   Be prepared to discuss the issue objectively and consider alternatives if necessary
   Consider a trial period to allow time for you to adjust to the new way of working and
   the impact of the change to be monitored
   Don‟t be afraid to speak up if the new arrangement is not working as you had hoped

Your manager will arrange a meeting to discuss the issue within 28 days of receipt of
the form. You have a right to be accompanied at the meeting by a Union
Representative, colleague or friend employed by the PCT.



7.2 Process for Managers
When an Application for Change of Working Pattern Form is received:

   Forward a copy to HR for discussion and monitoring purposes
   Arrange a meeting (within 28 days of receipt) with the employee to discuss the
   proposal
   The employee has a right to be accompanied at the meeting by a Union
   Representative, colleague or friend employed by the PCT.
   At the meeting discuss:
       how the proposal may be implemented
       the impact on the job itself, is there a need to work closely with other jobs to
       achieve the duties

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       the impact on the service
       the impact on colleagues and department
       the personal impacts on the employee themselves
       what support is available, either at work or home to make the change successful
       any changes to responsibilities as a result of the change
       the need to be flexible for attending team meetings, training events, providing
       cover for absence or holidays etc. at times that may be outside the revised
       hours/days of work
        any alternatives to the proposal
       any health and safety implications e.g. working alone or extended hours
       the need to be a team player, good communicator and well organised to ensure
       success and efficiency within the department and prevent problems with
       handovers etc.
       the decision process and timeframes for when the employee might hear the
       outcome
       the Appeals Process available should the request be declined

The following are guidelines to assist you in making a decision:

   Be objective, fair and unbiased when considering all the facts and implications of
   implementing the change
   Work out the cost implications of implementing the proposals
   Consider the suitability of the job to flexible working:
       will the knowledge and skill level remain the same as like-jobs?
       how stand-alone is the job? what dependencies are there?
       can planning and decision making still be done within the proposed working
       pattern?
   Consider the impact on colleagues, the department and the service:
       what cover is available if the job-holder is on holiday or absent from work?
       will the proposed hours/days fit with the rest of the department?
       will the proposed change cause undue pressure on the rest of the department
       and service?
   Consider the impact on the employee themselves:
       is there the necessary support available at home should the employee be
       required to attend meetings etc. outside of the proposed pattern?
       are they committed to making the proposal work and understand the wider
       implications of the proposal?



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All of the above should be carefully considered when arriving at your decision. If the
decision is to:

   accept the proposal:
       use the letter in section 8.2 to advise the employee
       a copy of the Request to Change Working Pattern Form should be provided to
       HR, together with the letter to the individual, for the file and an Employment
       Change Form completed so the changes can be implemented.


   decline the proposal:
       this must be for one of the reasons outlined in Section 4.3.2
       the rationale must be provided to the employee concerned, again using the letter
       set out in Section 8.3
       a copy of the Request to Change Working Pattern Form should be provided to
       HR for the personal file, together with a copy of the letter to the individual




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7.3 Appeals Process
All employees have a right of appeal if the proposal is declined.

Appeals should be in writing and the following process should be followed:
   The appeal should be submitted to the next appropriate manager, with a copy to HR,
   within 10 (ten) working days of the decision being communicated in writing
   The grounds for the appeal must be clearly stated and copies of the original Request
   to Change Working Pattern Form, the letter outlining the reasons for declining the
   request, and any additional supporting information should be included
   The appeal hearing should be held within 10 (ten) working days of receipt of the
   appeal
   The appeal hearing will be chaired by the relevant manager, together with HR
   The appeal outcome should be communicated in writing within 10 (ten) working days
   of the hearing and set out the reasons for the decision to uphold or dismiss the
   appeal
   All decisions are final and the matter will then be regarded as closed
   All employees have the right to be accompanied by a Union Representative,
   colleague or friend employed by the PCT
   Any outstanding issues regarding flexible working can be raised, if appropriate,
   using the Grievance Procedure as set out on the NHSNEE Extranet.

   If an application for flexible working has been made as a statutory right the right of
   appeal can be made to an employment tribunal if the PCT has:

   Failed to follow correct procedures
   Rejected the request on grounds not outlined in this policy
   Based their decision on incorrect facts




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8      FORMS
8.1 Request to Change Working Pattern Form


8.2 Letter to Employee confirming Acceptance


8.3 Letter to Employee Declining Request


8.4 Appeal Form




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FLEXIBLE WORKING
REQUEST TO CHANGE WORKING PATTERN FORM

Section 1: Personal details
                                     Trust     Payroll    Paypoint        Personal Number
Staff No:


Full Name:

Job Title

Department                                   Location
Note: Please note that this change to your working pattern is a permanent change to your
terms and conditions of employment and you have no right in law to revert back to your previous
working pattern.
___________________________________________________________________

Section 2 Working Pattern

Outline the hours and days currently worked per week:
     Days       Monday    Tuesday     Wednesday         Thursday   Friday    Saturday        Sunday
     Hours


Please tick your requested work pattern:
     Annualised                      Career                          Compressed
     Hours                           Break                           Hours

     Extended                        Flexitime                       Flexible
     Hours                                                           Hours
     Flexible                        Home                            Job Share
     Retirement                      Working
     Part Time                       Reduced                         Self
                                     Hours                           Rostering
     Term Time



Outline the hours and days requested per week:
     Days       Monday    Tuesday     Wednesday         Thursday   Friday    Saturday        Sunday
     Hours


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Rationale
Describe how you will maintain your level of contribution in this role if you change to the
requested working pattern.




Impact of the new working pattern on yourself, colleagues and Department, including
possible problems and how to overcome them




Effective date for new working arrangements: ………………………………………..

     Details of any previous requests under this Policy:
      Change Requested:


      Date of Request




Signed: ……………………………………………….                             Date: …………………………...




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Section 3: Management Decision
Manager
Name:

Job Title

Location



Date Form                               Date Meeting arranged
Received                                to discuss request*
*(to be no later than 28 days following receipt)



    Outcome of         Approved          YES /        Declined**               YES      /
    the Request                          NO                                    NO
**The Right of Appeal has been explained to the employee


Rationale for the decision:




Date employee advised of decision: ……………………………………..
(to be no later than 14 days of meeting)



Signed: ……………………………………………….                           Date: …………………………...



Letter sent to employee (date) …………………………………………..

One copy of the form to be sent to the employee with the letter
One copy of this form to be retained
One copy sent to HR with the completed Change of Employment Form

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8.2     Letter to Employee confirming Change of Working Pattern

Dear

Request to Change Working Pattern

Further to our meeting on xxxxxxxx to discuss your request to Change your Working
Pattern I am writing to confirm that NHS North East Essex will be able to accommodate
your request. Your new working pattern will be:


      Type of Pattern             e.g. Annualised Hours, Job Share
      Days to be Worked:
      Hours to be Worked:
      Effective   date     of
      Change:


OPTIONAL PARAGRAPHS
This change is for an initial period of xxxxxxx to enable the necessary adjustments to be
made, both by yourself and NHS North East Essex. A review will be carried out on
xxxxx to discuss the change and agree any further changes that may be required,
before confirming this change as permanent.
OR
This change will be a permanent change to your Terms & Conditions of Employment
and you have no right in law to revert back to your previous working pattern. HR will
write to you in due course will full details of your individual contract changes.

I am pleased we have been able to accommodate your request. I enclose a copy of the
completed Request to Change Working Pattern Form for you to retain. If you have any
queries or questions at all once the new pattern has commenced please do not hesitate
to contact me.

The HR Department has been advised of this change and will write to you in due course
to formally confirm the individual changes to your terms and conditions that may affect
you.

Yours sincerely
Manager
c.c. HR




Page 44 of 50                                                  Version 1 Date Jan 07
HUMAN RESOURCES POLICIES & PROCEDURES – Flexible Working Policy




8.3       Letter to Employee Declining the Request to Change Working Pattern

Dear

Request to Change Working Pattern

Further to our meeting on xxxxxxxx to discuss your request to Change your Working
Pattern I am writing to confirm that NHS North East Essex will be unable to
accommodate your request. The reasons for declining this request are set out below
(refer to section 4.3.2 of the policy for guidance):

         Xxxxxxxxxxxxxxxxxxxxxxxxxxxxxx

Appeal against the Decision

You have the right of Appeal against this decision. You should provide details of the
grounds for your appeal using the Appeal Form in Section 8.4 to xxxx (next appropriate
line manager) within 10 (ten) working days of the date of this letter.
Please enclose:
      A copy of the original Request to Change Working Pattern Form
      A copy of this letter
      Any additional supporting information

A copy should be sent to HR
A meeting will be arranged to hear your appeal within 10 (ten) working days of receipt
and the decision will be communicated to you within 10 (ten) days of that hearing. The
decision of this Appeal Hearing will be final and the matter will then be regarded as
closed.
You have the right to be accompanied at the Appeal Hearing by a Union Representative
or a colleague. Section 6.3 of the Flexible Working Policy provides full details.
If you have any queries or questions concerning this decision please do not hesitate to
contact me.

Yours sincerely
Manager
c.c. HR




Page 45 of 50                                                Version 1 Date Jan 07
HUMAN RESOURCES POLICIES & PROCEDURES – Flexible Working Policy




FLEXIBLE WORKING
APPEAL FORM

Employee Name
Full Name:

Job Title

Department                              Location


Name of Manager to hear the Appeal
Manager
Name:

Job Title

Location


The grounds for my appeal are as follows:




I wish to appeal against the decision to decline my flexible working application. I attach
a copy of the completed Request to Change Working Pattern Form and the letter
confirming the decision.




Signed: ……………………………………………..                            Date: ………………………




Page 46 of 50                                                   Version 1 Date Jan 07
HUMAN RESOURCES POLICIES & PROCEDURES – Flexible Working Policy

9      Frequently Asked Questions

Q1     Can anyone request to change their working patterns or is it restricted to
       certain types of job?

       This policy is available to all employees employed by NHS North East Essex.


Q2     What will happen if my manager receives several requests to change
       working patterns at the same time?

       If a Manager were to receive several requests at the same they have a
       responsibility to ensure that all requests are given the same fair treatment and
       consideration. If such a situation were to arise, it may not be possible for all
       requests to be granted, particularly if they are all requesting the same change.


Q3     If a Manager receives two similar requests can they approve one and
       decline the other?

       Yes, they can provided that the reason for declining one of the requests is based
       on justifiable reasons as outlined in section 4.3.2 of this policy.


Q4     Do I have to give a reason why I want to change my working pattern?

       You do not have to provide a reason why you wish to change your working
       pattern. The form in section 8.1 requires you to provide details of how your job
       can be performed in the new working pattern and what impact the change will
       have on yourself, your colleagues and your department.


Q5     What will happen if I encounter difficulties in the changed working pattern?

       If a trial period was not put in place to enable you, and your manager, to assess
       the actual impact of the change you should discuss any difficulties you may be
       experiencing with your manager so these can be addressed at the earliest
       opportunity. Any change agreed under this policy is a permanent change to your
       terms and conditions of employment and the process allows for the possible
       implications to be considered and discussed, prior to agreeing the change so it
       may not be possible to revert back to your original working pattern.




Page 47 of 50                                                 Version 1 Date Jan 07
HUMAN RESOURCES POLICIES & PROCEDURES – Flexible Working Policy
Q6     If I reduce my hours will this have an effect on any promotion or
       development opportunities?

       NHS North East Essex is committed to the promotion of equal opportunities for
       all employees and any change in hours worked should not impact on promotion
       or development opportunities. However, you may have to make arrangements to
       attend some training activities in hours you may not normally work. In these
       cases, you should agree with your manager the best solution to accommodate
       this.


Q7     If I request a particular working pattern and this is not possible can an
       alternative be considered or would I have to re-apply?

       At the meeting to discuss your request your manager should consider all options
       and if, for instance, your request was to work 3 days a week but this would not be
       practical, due to the current working patterns of existing staff, but 4 days a week
       may be an option this should be explored at the meeting.


Q8     Can I work for a different organisation on the days I do not work for NHS
       North East Essex?

       You should make your manager aware if you have another job. Any alternative
       employment should not preclude you being flexible to attend meetings or training
       events on days or in hours you do not normally work. You should also consider
       any other implications of alternative work such as your work/life balance and the
       total hours worked and ensure this does not contravene the working time
       directive.


Q9     What will happen to my pay and benefits if I change my working pattern?

       Depending on the actual change in your working pattern your salary, holiday
       entitlement and other benefits will be changed to reflect the amended working
       pattern and/or hours of work. HR will confirm these actual changes to your
       contract of employment in writing.


Q10    If I reduce my hours will this affect my pension?

       Your contributions to the pension scheme are a percentage of your annual salary
       so these will reduce. Your actual pension benefits will be pro-rated, based on the
       total full-time equivalent of your pensionable service at the date you retire. The
       pensions agency can provide more detailed information and can be contacted at
       www.nhspa.gov.uk.




Page 48 of 50                                                   Version 1 Date Jan 07
HUMAN RESOURCES POLICIES & PROCEDURES – Flexible Working Policy
Q11    I currently work flexibly on a regular basis but my terms and conditions
       have never been amended – should I now formally apply to change my
       working pattern using this policy?

       Any existing arrangements in place can continue. However, it would be in both
       your own and the organisation‟s interests to have the terms and conditions
       formally recorded or amended where necessary. You should contact HR to
       discuss so they can advise you whether or not you require an amended contract.


Q12    I work flexibly on an ad-hoc basis to suit the department’s needs. Can this
       continue?

       This arrangement can continue, if it is agreed with your manager. HR do not
       need to be advised of any such arrangements.




Page 49 of 50                                               Version 1 Date Jan 07
HUMAN RESOURCES POLICIES & PROCEDURES – Flexible Working Policy



10 Document Information


Author:          Human Resources – NHS North East Essex



Contacts:        Jill Knight                            01206 286821
                 Assistant Director

                 Nancy Borley         Primary Care      01206 286938
                 HR Manager           Centre
                                      Turner Road
                 Lucy Sharp           Colchester        01206 286937
                 HR Manager           Essex CO4 5JR

                 Vicky Collins                          01206 286946
                 HR Manager


Version:         2
Date Approved:   August 2009
Review Date:     October 2010




Page 50 of 50                                         Version 1 Date Jan 07

						
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