Threats and Challenges to Childhood Health: Vaccines
Daniel Salmon, PhD, MPH
College of Medicine, University of Florida
Institute for Vaccine Safety, Johns Hopkins
Comparison of Maximum and Current Reported Morbidity, Vaccine-Preventable Diseases and Vaccine Adverse Events, United States
Disease
Smallpox Diphtheria Measles Mumps Pertussis Polio (paralytic) Rubella Cong. Rubella Synd. Tetanus H.Influenzae type b and Unknown ( < 5 yrs)
Pre-vaccine Era*
48,164 175,885 503,282 152,209 147,271 16,316 47,745 823 1,314 20,000
2005
0 0 66 314 25,616 1 11 1 27 226
% change
100% 100% >99% >99% 83% >99% >99% >99% 98% 99%
Total
1,064,854
26,262
-98%
* Estimated because no national reporting existed in the prevaccine era
Comparison of Maximum and Current Reported Morbidity, Vaccine-Preventable Diseases and Vaccine Adverse Events, United States
Disease
Smallpox Diphtheria Measles Mumps Pertussis Polio (paralytic) Rubella Cong. Rubella Synd. Tetanus H.Influenzae type b and Unknown ( < 5 yrs)
Pre-vaccine Era*
48,164 175,885 503,282 152,209 147,271 16,316 47,745 823 1,314 20,000
2005
0 0 66 314 25,616 1 11 1 27 226
% change
100% 100% >99% >99% 83% >99% >99% >99% 98% 99%
Total
1,064,854
26,262
-98%
Vaccine Adverse Events
0
15,472
+++
* Estimated because no national reporting existed in the prevaccine era
Evolution of Immunization Program and Prominence of Vaccine Safety
1
Prevaccine
2
Increasing Coverage
3
Loss of Confidence
4
Resumption of Confidence
5
Eradication Vaccinations Stopped
Disease
Incidence
? Feasible In era of BT
Vaccine Coverage Adverse Events Eradication Outbreak
Maturity
Chen, CDC
Undervaccinated Preschool Children
• Black • Younger mothers who are not married and no college degree • Household income near poverty • Live in city
Smith et al, Pediatrics, 2004.
Unvaccinated Preschool Children Zero Dose Kids
• • • • White Mother who is married and college degree Family annual income >$75,000 Parent expressed concern about vaccine safety
Smith et al, Pediatrics, 2004.
School Immunization Requirements in US
• All State Laws (not Federal) • Wide Variability in Implementation
– – – – Antigens required Process for adding antigens or making changes Applicable Populations Who provides documentation
Exemptions to School Immunization Laws
TYPE OF EXEMPTION(S) ALLOWED
Philosophic, Religious & Medical (20) Religious & Medical (29) Medical only (2)
updated March 2005 www.vaccinesafety.edu
State Implementation of Exemptions
• Wide variability
• Easy process = High rates
Rota et al. AJPH, 2000
Easy Exemption Process Associated with High Rates
Exemption Rate
Administrative Difficulty Easy Medium
Hard
Low (<0.5%)
RI, OK, MO, HI, PA ND, CT, IL, NC, AL, NY, OH, KS, NJ, LA
Medium (0.5% - 1.0%)
AK, AZ, VT, CA, MD
High (>1.0%)
WA, ID, WI, MI, OR
MA
UT, SD, CO
WY, NH, MT, VA, IN, AR, MN, KY, GA, TN
IA, DE, CS, ME, NM, TX, NV, FL, NE
Rota et al AJPH, 2000.
State Implementation of Exemptions
• Wide variability • Easy process = High rates • Little contact between parents and health personnel
• Majority of states (67%) never deny exemptions
• States rely on schools to implement exemptions
Rota et al. AJPH, 2000.
Relative Risk of Measles and Pertussis in Exemptors from School Laws
Measles Pertussis
CO (1987-98)1 U.S. (1985-1992)2
22 35
5.9
1= Feikin et al. JAMA. 2000. 2 = Salmon et al, JAMA. 1999.
School Exemption Rates in Counties With and Without Pertussis Outbreaks: Colorado
Counties with outbreaks Counties without outbreaks 4.7% 1.3%
p = .001
Feikin et al, JAMA. 2000..
Mean State Percent and Inter-Quartile Ranges of Non-Medical Exemptions by Exemption Type, 1991-2004
Religious
4.0%
Personal Belief/Philosophical
4.0%
3.0%
Exemption Rate
Exemption Rate
3.0%
2.0%
2.0%
1.0%
1.0%
0.0% 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004
0.0% 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004
Omer et al., JAMA, 2006
Mean State Percent and Inter-Quartile Ranges of Non-Medical Exemptions by Exemption Ease, 1991-2004
Difficult
5.0% 4.0%
Exemption Rate
Medium
5.0% 5.0% 4.0%
Exemption Rate
Easy
4.0% 3.0% 2.0% 1.0% 0.0% 1990 1991 1992 1993 1994 1995 1996 19971998 1999 2000 2001 2002 20032004
Exemption Rate
3.0% 2.0% 1.0% 0.0% 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 20002001 2002 2003 2004
3.0% 2.0% 1.0% 0.0% 1990 1991 1992 19931994 1995 1996 1997 1998 1999 20002001 2002 2003 2004
Omer et al., JAMA, 2006
Associations between State Exemption Policies and Pertussis Incidence, 1986-2004
Unadjusted IRR (95% CI) Adjusted IRR (95% CI)
Type of exemption
Only Religious Exemption Personal Belief Exemption Reference 2.06 (1.77-2.40) Reference 1.48 (1.03-2.13)
Exemption ease
Difficult Medium Easy Reference 1.27 (1.06-1.51) 1.90 (1.60-2.28) Reference 1.35 (0.96-1.91) 1.53 (1.10-2.14)
Adjusting for allowing parental signature for school immunization forms, proportion inside urbanized area, income (11 categories), and education (7 categories)
Omer et al, JAMA, 2006
Within State Variations in Implementing Exemptions
• Survey 1,000 schools in 4 states (CO, MA, MO and WA) • School Implementation Procedures • School personnel KABs
Salmon et al, Pediatrics, 2004
Association Between School Policies and Likelihood of Child Having an Exemption
RESPONDENTS' REPORT OF SCHOOL POLICY School permits philosophical exemptions
LESS LIKELY TO CLAIM EXCEMPTION NO EFFECT MORE LIKELY TO CLAIM EXCEMPTION
1.64
1.13
Instructions for completing immunization requirement mailed to parents pre-enrollment1 Increased administrative difficulty2 to claim an exemption
If school permits philosophical exemptions, letter required from parent
.50 .53
.68 .88 State Does Not Authorize Philosophical Exemptions (MA & MO) State Authorizes Philosophical Exemptions (CO & WA)
.85
.78
.70
School has authority to deny exemption request
1.08
1.10
Exemption ever denied School has written policy to inform parents of the exemption option
1 – MO only for black bar - Question not asked in MA
2 – Administrative difficulty construct ranges from 0-4, based on (1) requirements for annual renewal; (2) letter from parent for religious exemption; (3) signature from religious leader, school or physician; and (4) informing parents requesting exemption of risks of not vaccinating
.96
1.63
.84
.25
.5
1
2
4
Odds Ratio and 95% Confidence Interval
Adjusted for type of school, whether respondent was trained as nurse and the state
School Personnel KABs Associated with Children Having Exemption
• • • • Training of school personnel Perceived Susceptibility and Severity of Disease Perceived Safety and Efficacy of Vaccination Who Benefits from Vaccination (Individual and Community) • Vaccine Misconceptions
– Children get more immunizations than are good for them – Concerned immune system weakened by too many vaccines
• Confidence in local and state health departments • Use of alternative medicine Salmon et al, AJPH, 2004.
WA State Counties’ School Entry Exemption Rates 2005-2006
San Juan
15.2%
Whatcom
7.5%
Skagit Island Clallam
6.1% 11.1% 7.7%
Okanogan
8.2%
Ferry
14.3%
Pend Stevens Oreille 12% 12.2%
Snohomish
6.3%
Jefferson
19.4%
Chelan
2.3%
Kitsap
6.4%
Douglas
1%
King
5.1%
Lincoln
7.1%
Spokane
6.8%
Grays Harbor
4.8%
Mason
5.8%
Thurston
7%
Pierce
3.9%
Kittitas
2.8%
Grant
3.7%
Adams
1.2%
Whitman
3.1%
Pacific
9.7%
Lewis
3%
Franklin Yakima
1.3% 1%
Garfield Columbia
4%
Wahkiakum
4.5%
Cowlitz
2.6%
Benton
3.2%
Skamania
8.5%
Walla Walla
2.7%
Asotin
1.9%
Clark
5.4%
Klickitat
3.9%
Statewide Total: 5.1%
4.0-4.9% >5.0%
<2.0%
2.0-2.9%
3.0-3.9%
WA State Dept. of Health – School Status Reports 2005-2006
Why Do Parents Claim Exemptions?
• Survey of the parents of 800 Exemptions and 1600 Vaccinated children
– 4 states (CO, MA, MO & WA) – Recruited from over 100 public and private elementary schools – Matched by state, school, & grade
Salmon et al. Archives of Ped and Adolescent Med. 2005.
Reasons Parents State for Not Vaccinating
Reason for Not Vaccinating 1 1. Vaccine might cause harm 2. Vaccines might overload immune system 3. My child not at risk for the disease(s) 4. Disease(s) not dangerous Freq. 190 136 103 58 % 69 49 37 21
1 Not Mutually Exclusive
Reasons Parents State for Not Vaccinating
[CONTINUED]
Reason for Not Vaccinating 1 Freq. %
5. Vaccine might not work 6. Ethical or moral issues 2 7. Contrary to religious beliefs
36 25 25
13 9 9
1 Not Mutually Exclusive 2 Includes use of aborted cell lines, fetal tissue and blood, animal testing, opposed to requirements, and restatement of above issues
Parents Who Report a Moderate or Great Deal of Benefit When a Child Is Fully Vaccinated
100 75 % Non-Med Exempt % Vaccinated
Percent
50
p<0.01 p<0.01 p=0.01 p=0.21 p=0.94
25 0 Child Community Vac Co.s Doctors Gov't
Who Benefits when Child is Fully Vaccinated
Parents Perceptions by Child's Vaccination Status
100 75
% Non-Med Exempt % Vaccinated
Percent
50 25 0
p<0.01 p<0.01 p<0.01 p<0.01 p<0.01 p<0.01
Low Low Low Low Disease Disease Vaccine Vaccine Suscept Severity Efficacy Safety
Low Trust in HCP
Low Trust in Govt
Adjusted Odds Ratios of Child Having Non-Medical Exemption Associated with Parental Perceptions
Perception
Disease
OR Susceptibility Severity
Efficacy
CI 2.8-6.0 1.5-3.2
1.3-3.0
4.1 2.2
2.0
Vaccine Trust
Safety
HC Providers
3.8
0.7
2.5-5.6
0.5-1.1
Government
1.9
1.3-2.8
Non-Medical Exemptions and Legal Issues
• States are not required to offer nonmedical exemptions • If states offer non-medical exemptions
– Can create administrative requirements – May not be able to focus on nature of religion
Arkansas
• State Permits Religious Exemption (7/02)
– "immunization conflicts with the religious tenets and practices of a recognized church or religious denomination of which the parent . . . is an adherent or member." – Must provide copy of religious doctrine and details of religious organization
• Parent requests exemption for Hepatitis B • State rejects exemption request • Parent files lawsuit – goes to US District Court
US District Court
• Three Prong Lemon Test
– Legislature must have secular purpose – Primary effect must not advance nor inhibit religion – Must not result in excessive entanglement of government with religion
Lemon v. Kurtzman, 403 U.S. 602
US District Court Ruling
• Fails 2nd and 3rd Prong of Lemon Test, Clearly runs afoul of:
– Establishment and Free Exercise Clauses of the 1st Amendment – Equal Protection Clause of the 14th Amendment
• Eliminated Religious Exemption • Severed from School Requirement and Medical Exemption • Judge suggests legislative relief
McCarthy v. Boozman, 01-2266
Model Legislation for Non-Medical Exemption
• Parent
– Furnish signed, personal statement explaining reasons for exemption request – Documentation from licensed physician or DOH that parent has received individual educational counseling
• State weighs strength of parent conviction with risks of granting exemption:
– Vaccination Rates – Community vulnerability to disease outbreaks – Prevalence of VPDs
Salmon et al, AJPH 2005
Model Legislation for Non-Medical Exemption
(cont)
• State may reject exemption request based on this balance • Appeals process for exemptions that have been declined • If exemption granted, must be annually renewed
Salmon, Sapsin, Teret, Halsey
Arkansas Non-Medical Exemption
• DOH rejects authority to deny exemption request • Includes assessment of impact of change in law
Impact of Philosophical Exemption in Arkansas
Exemption Type Medical
2001-02
110
2002-03 2003-04 2004-2005
139 64 62
Religious Phil. Total
419 0 529
512 0 651
297 403 764
362 721 1145
Thompson et al, AJPM, 2007
GRAVETTE
PEA RIDGE PEA RIDGE
EUREKA SPRINGS
Carroll
BERRYVILLE
OMAHA GREEN FOREST
BRUNO-PY ATT BRUNO-PY ATT LEAD HILL BRUNO-
Baxter
MOUNTAIN HOME
DECATUR
BENTONVILLE ROGERS
PYATT
VIOLA
SALEM
MAMMOTH SPRING WILLIFORD RANDOLPH COUNTY
MAYNARD
Clay
CORNING
PIGGOTT
Boone
BERGMAN HARRISON
FLIPPIN
Randolph
COTTER
Benton
GENTRY SILOAM SPRINGS SPRINGDALE HUNTSVILLE FARMINGTON FAYETTEVILLE PRAIRIE GROVE LINCOLN WEST FORK KINGSTON ALPENA
Marion
HARRISON YELLVILLESUMMIT VALLEY SPRINGS BRUNO-PY ATT
Fulton
IZARD NORFORK CALICO ROCK
HIGHLAND
BIGGERS-REYNO
RECTOR
Sharp
EVENING SHADE
WILLIFORD POCAHONTAS SLOAN-HENDRIX BLACK ROCK
DELAPLAINE MARMADUKE GREENE COUNTY TECH PARAGOULD
Izard
LYNN RIVER VALLEY MOUNT PLEASANT CAVE CITY
WALNUT RIDGE
Greene
BUFFALO ISLAND GOSNELL CENTRAL
Madison
GREENLAND ELKINS
JASPER
WESTERN GROVE
BRUNO-PY ATT ST JOE . MARSHALL STONE COUNTY STONE COUNTY LESLIE WITTS SPRINGS RURAL SPECIAL SHIRLEY CLINTON
MELBOURNE
HOXIE
Lawrence
WALNUT RIDGE SWIFTON
GREENE COUNTY TECH
MOUNT JUDEA ST PAUL .
Searcy
Washington
WINSLOW CEDARVILLE
Newton
DEER
MOUNTAIN VIEW
CUSHMAN
Independence CORDCHARLOTTE SULPHUR ROCK
WESTSIDE BROOKLAND CONSOLIDATED JONESBORO NETTLETON VALLEY VIEW BAY TRUMANN
Craighead
ARMOREL
MANILA
BLYTHEVILLE
WEST FORK
Stone
ALREAD
BATESVILLE
RIVERSIDE
Mississippi
OSCEOLA SO. MISS. COUNTY
MOUNTAINBURG OZARK
Franklin
OZARK
Crawford
ALMA
OARK LAMAR DOVER HECTOR
Cleburne
WEST SIDE
CONCORD
SOUTHSIDE NEWARK MIDLAND
JACKSON
Poinsett
WEINER HARRISBURG
EAST POINSETT
PLEASANT VIEW MULBERRY
Johnson
Van Buren
SCOTLAND WONDERVIEW NEMO VISTA SOUTH SIDE GUY-PERKINS
Jackson
MARKEDREE NEWPORT CROSS COUNTY EARLE
CLARKSVILLE
VAN BUREN FORT SMITH LAVACA
WESTSIDE ALTUS DENNING SCRANTON
Pope
RUSSELLVILLE
QUITMAN
BRADFORD HEBER WILBURN SPRINGS WHITE COUNTY CENTRAL PANGBURN BALD KNOB AUGUSTA
EAST POINSETT TURRELL MARION
COUNTY LINE
CHARLESTON GREENWOOD HACKETT
ROSE BUD PARIS MAGAZINE ATKINS POTTSVILLE DARDANELLE SO. CONWAY WESTERN YELL DANVILLE
White
SEARCY MCRAE
Cross
WYNNE MCCRORY PARKIN
CRAWFORDSVILLE
Conway
GREENBRIER
Sebastian
BOONEVILLE HARTFORD MANSFIELD
Faulkner
CONWAY MAYFLOWER
MT. VERNON/ ENOLA BEEBE
Crittenden
WEST MEMPHIS
RIVERVIEW
Woodruff
COTTON PLANT
VILONIA
St. Francis
FORREST CITY HUGHES
Logan
Yell
OLA PLAINVIEWROVER
PERRY-CASA EAST END PERRY-CASA
Perry
PERRYVILLE
DES ARC CABOT
PALESTINE/WHEATLEY
WALDRON PULASKI COUNTY SPECIAL PARON JESSIEVILLE ODEN ODEN MOUNTAIN PINE
Prairie
BRINKLEY LEE COUNTY HAZEN DEVALLS BLUFF HAZEN
FOURCHE VALLEY
Pulaski
N. LITTLE ROCK LITTLE ROCK BRY ANT
Scott
ACORN
LONOKE
Saline
FOUNTAIN LAKE
CLARENDON CLARENDON
Lonoke CARLISLE
ENGLAND HAZEN HUMPHREY
Lee
BARTONLEXA HELENA/ W.HELENA LAKE VIEW
Monroe
HOLLY GROVE MARVELL STUTTGART
MOUNT IDA MENA HATFIELD
Montgomery
CADDO HILLS
Garland
LAKE HAMILTON
BENTON CUTTER-MORNING STAR HARMONY HOT GROVE SPRINGS MAGNET COVE GLEN ROSE POYEN
BAUXITE
VAN COVE
Polk
UMPIRE KIRBY
LAKESIDE BISMARCK
WHITE HALL SHERIDAN DOLLARWAY
Jefferson
Hot Spring
ALTHEIMER UNIFIED
Arkansas
DEWITT
Phillips
ELAINE
WICKES DIERKS DEQUEEN
Pike
CENTERPOINT
OUACHITA MALVERN
DOLLARWAY
Clark
CARTHAGE ARKADELPHIA DELIGHT
Grant
PINE BLUFF WATSON CHAPEL GRADY GOULD GILLETT
Howard MURFREESBORO Sevier
LOCKESBURG HORATIO MINERAL SPRINGS NASHVILLE
Cleveland CARTHAGE
SPARKMAN GURDON
Dallas
FORDYCE
RISON WOODLAWN KINGSLAND
STAR CITY
DUMAS DELTA SPECIAL
BLEVINS PRESCOTT
Lincoln
Desha
MCGEHEE
EMMET ASHDOWN FOREMAN SARATOGA HOPE
BEARDEN CAMDEN FAIRVIEW NEVADA HARMONY GROVE WARREN MONTICELLO ARKANSAS CITY
Little River
Hempstead
SPRING HILL
TEXARKANA
Nevada
MCNEIL
Ouachita
STEPHENS SMACKOVER MOUNT HOLLY
Calhoun
DREW CENTRAL HAMPTON DERMOTT
Bradley
NORPHLET HERMITAGE
Drew
LAKESIDE FOUNTAIN HILL
Exemptions per 1000
0 >0 to to <=5 <=10
GENOA CENTRAL
LAFAYETTE COUNTY
WALDO
Miller
FOUKE TAYLOR BRADLEY BRIGHT STAR
MAGNOLIA WALKER WALKER EMERSON
Chicot
MOUNT HOLLY
UNION EL DORADO STRONG HUTTIG CROSSETT
HAMBURG
PARKERS CHAPEL
EUDORA
Lafayette
Columbia
JUNCTION CITY
Union
Ashley
>5
>10 to <=15
Source: Arkansas Center for Health Improvement, the Department of Education, Arkansas Department of Health and the Census 2002 TIGER Lines Files.
>15
0 5 10 20 30 Miles
Thompson et al, AJPM, 2007
Impact of Philosophical Exemption in Arkansas
Exemptions
Total % Increase from Previous Year Absolute Increase from Previous Year
2001-02 529
2002-03 2003-04 2004-2005 651 23% 122 764 17% 113 1145 50% 381
Absolute or % Increase?
Thompson et al, AJPM, 2007
Association of Immunization Managers (AIM) Position
• Must be used sparingly, approached cautiously, and considered only after an appropriate vaccine implementation period
– – – – – Funding for vaccine Physician/provider and public support Stable and adequate vaccine supply Adequate data to assure vaccine safety Significant uptake in the recommended population to reduce the compliance burden on the school/child care system
Association of Immunization Managers (AIM) Position – cont.
• Inappropriate application of mandates risks loss of support for immunization programs • Must be pursued through existing state processes. Legislators, advocates, consumer groups, manufacturers, and others interested in pursuing school and child care immunization requirements should first contact the state health agency immunization program.
Association of Immunization Managers (AIM) Position – cont.
• Measures to add or alter exemptions to laws must be carefully coordinated with state immunization policy and goals. Opening existing laws for this purpose risks having an effective mandate weakened, altered in an undesirable way, or even revoked entirely.
Human Papillomavirus (HPV)
• • • • Most common STI 100+ genotypes Often asymptomatic and transient Can lead to cervical, vaginal, vulvar, anal and penile cancer and genital warts • Vaccine highly efficacious against 4 strains causing 70% of cervical cancer and 90% of warts
Compulsory HPV Vaccine
• Texas
– All 6th grade girls in 2008 – Passed by Governor Order
• No public comment
– Overturned by legislature
Compulsory HPV Vaccine in Other States
• 24 States and DC have laws pending • Virginia passed HPV vaccine mandated
– Exemption for HPV vaccine expanded – Exemption not changed for other vaccines – May cause slippery slope
Threats and Challenges to Childhood Health: Vaccines
Daniel Salmon, PhD, MPH
College of Medicine, University of Florida
Institute for Vaccine Safety, Johns Hopkins