Scott Capital Markets Legal Citigroup by son15023


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									                                       Registration Form / Tax Invoice
                                       CRICOS Provider No: 00098G                   ABN: 57 195 873 179

I would like to attend                                                     Capital Markets and Investment Banking                                                       THE UNIVERSITY OF
                                                                           Tuesday 14 November 2006                                                                     NEW SOUTH WALES
Title Mr/Mrs/Miss/Ms:                                                      8.30am-12.45pm
                                                                           Grace Hotel , 77 York Street, Sydney
                                                                           Course cost includes tuition, materials and refreshments                  $352               FACULTY OF LAW
First Name: ___________________________________________
                                                                           I cannot attend but please provide the papers                             $165
                                                                                                                                                               CONTINUING LEGAL EDUCATION
Last Name: ____________________________________________
                                                                           Cost GST inclusive                                         Total $

Firm/Organisation: _____________________________________                   Payment Options

                                                                           I enclose a cheque payable to “CLE, UNSW”,
Occupation: ___________________________________________
                                                                                                              ■                   ■            ■
                                                                                                                                                              Capital Markets
                                                                           or Payment by credit card               Mastercard           Visa       Bankcard

Address: ______________________________________________
                                                                           Card number: ___________ / ___________ / ___________ / ___________
___________________________________ Postcode: _________

                                                                           Expiry date: ________ / ________
                                                                                                                                                              and Investment
Telephone: ____________________________________________

Fax: __________________________________________________
                                                                           Cardholder’s name: ___________________________________________
Email: ________________________________________________                    Signature: ___________________________________________________

Please return this registration form
with your payment to:
CLE,                                                                       Tel: (02) 9385 2267 or (02) 9385 2195
Faculty of Law,                                                            Fax: (02) 9385 1155 or (02) 9385 1778
UNSW, Sydney                                                               Email:
NSW 2052.                                                                  Website:
Programme Variation: The Director of CLE retains the right to vary the programme to deal with unforeseen circumstances. This includes cancelling
or re-scheduling a programme and changing speakers or content if occasion obliges us to do so.
Cancellation Policy: Cancellations will be accepted up to two weeks prior to the commencement of the course. Withdrawal after this time and
before the commencement of the course will result in a cancellation charge of $100. Cancellations after the commencement of the course will not

                                                                                                                                                              Tuesday 14 November 2006

be eligible for a refund.

Privacy note: The information you have provided on this form will only be used by UNSW to distribute information about University courses and

activities to you.

Office Use Only:                                                                                                                                              Grace Hotel , 77 York Street

Rec’d                Inv No.                Auth No.                                                                                                          Sydney

• Solicitors in General Practice                              Capital Markets and Investment Banking
• Banking & Finance specialists
                                                                                                   Tuesday 14 November 2006
• Insolvency practitioners
• Corporate Counsel or Company Secretary in Financial
  Institutions                                             Chair:     Sebastian HEMPEL, Partner                        10.45am    Morning tea
• Project & Property Development advisers                             Minter Ellison
• Fund Mangers and their advisers                          8.45am     Opening remarks from Chair
• Regulatory officers                                                                                                  Topic 3:   Role and Duty of a Trustee
Object                                                                                                                 Speaker:   John MUNTON, Partner
                                                           Topic 1:   New products and developments in the                        Corrs Chambers Westgarth
The increased complexity of the financial markets has
                                                                      domestic and international debt capital
seen a growth in the variety and nature of Debt                                                                                   • Role of trustees in securitisation and
instruments and financing products. We will provide an                                                                              capital markets transactions
overview of the areas of banking activity, products and    Speaker:   David OLSSON and Scott FARRELL
                                                                                                                                  • Key issues for trustees (limintation of
their application to particular market needs.                         Partners, Mallesons Stephen Jaques
                                                                                                                                    liability, limiting extent of discretion,
This seminar will address the current legal issues of                 • Domestic and international debt program                     programme mechanics)
concern in relation to new products and the regulation                  and issues
                                                                                                                                  • Sources of liabilities for Trustees
of the financial services markets. The Legislative
                                                                      • Securitisation
framework used for the regulation of the Financial                                                                                • Recent developments (Bridgecorp)
Services Industry will be explored. We will also look at              • Hybrid debt/equity products
case studies of the recent application of new products                                                                 11.55am
                                                                      • Structured debt products
to particular funding situations. We will provide an
                                                                                                                       Topic 4    Acquisition Finance
update and overview of recent developments in cases
and the role of the regulators.                                                                                        Speaker    Jim HUNWICK, Partner
                                                           Topic 2:   Recent Developments in Investment                           Johnson Winter Slattery
This seminar is held in recognition of the need for
                                                                      Banking and Regulatory Challenges
training in relation to Core issues in Banking for legal                                                                          • Borrowers requirements
officers in financial institutions and their advisers.     Speaker:   Peter TILLMAN
                                                                                                                                  • Funding alternatives and takeouts
                                                                      Director Transactions Legal, UBS
CLE/CPD Points: Four (4)
                                                                                                                                  • Recent developments (Bridgecorp)
                                                                      • Types of transactions and appropriate
                                                                        products and services                          12.50am-1.00pm Q&A Close
The CLE/CPD programme is an important link between
the Law School at UNSW and the professional                           • Critical points in the transaction
community. The programme consists of a series of
                                                                      • Conflict, Compliance and Ethical issues that
quality short courses assisting lawyers, accountants,
                                                                        occur (ASIC v Citigroup)
financial planners, executives and other professionals
                                                                                                                            For more information visit our website:
whose work demands up-to-date knowledge of, and                       • Regulatory issues
skills in, the relevant areas.

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