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					                                                                                                                                                                                                   Glossary - SIX SIS Ltd



Code      Designation                            Service Class         VAT in %      Glossary
                                                                                     Transactions between two SIX SIS participants with settlement taking place at SIX SIS (respectively within the SECOM system) are considered inhouse
11,000    INHOUSE OTC TRANSACTIONS               Settlement Services    0.00%        transactions. For OTC (over the counter) transactions SIX SIS receives instructions (delivery/receive versus/free of payment) directly from its participants
                                                                                     and thus not from a stock exchange.
                                                                                     Transactions between two SIX SIS participants with settlement taking place at SIX SIS (respectively within the SECOM system) are considered inhouse
                                                                                     transactions. For INSET (Integrated Settlement) transactions SIX SIS receives trade information directly from the participant's broker and applies the
                                                                                     standing instructions (as agreed upon with its participants) to it.
11,001    INSET INHOUSE TRANSACTIONS             Settlement Services    0.00%
                                                                                     Inhouse settlement is only possible as part of the INSET solution if the broker defines SIX SIS as its custodian. This constellation allows for inhouse
                                                                                     matching and settlement of the settlement instructions sent by the broker: on the one hand, those sent on behalf of the participant and, on the other hand,
                                                                                     those sent in its own name (counter-instruction).
                                                                                     Settlement versus payment of a locked-in SIX Swiss Exchange transaction between a SIX SIS participant not clearing through a central counterparty
11,100    NON-CCP LOCKED-IN SIX SWX TRX          Settlement Services    0.00%
                                                                                     (CCP) and its counterparty.
                                                                                     Settlement versus payment of a locked-in SIX Swiss Exchange Europe transaction between a SIX SIS participant (and its counterparty) not clearing
11,110    NON-CCP LOCKED-IN SIX SWX EUROPE TRX   Settlement Services    0.00%
                                                                                     through a central counterparty (CCP).
11,120    INHOUSE LOCKED-IN BERNE EXCHANGE TRX   Settlement Services    0.00%        Settlement versus payment of a locked-in Berne Stock Exchange transaction between two SIX SIS participants.
11,150    INHOUSE LOCKED-IN EUREX TRANSACTIONS   Settlement Services    0.00%        Settlement of a locked-in underlying delivery or receive out of an Eurex execution (versus/free of payment).
                                                                                     Settlement line charge per ISIN and day for locked-in SIX Swiss Exchange/SIX Swiss Exchange Europe transactions versus payment which are cleared
                                                                                     by the Central Counterparty (CCP) SIX x-clear; different pricing for gross and net settlement. The counter of the settlement line for locked-in CCP
11,200    EXCH CCP SETTLEMENT LINES (X-CLEAR)    Settlement Services    0.00%
                                                                                     transactions is consolidated at the end of the actual settlement day, based on the number of ISINs occuring. The sum of all settlement days of a calendar
                                                                                     month corresponds to the monthly total, which is relevant for fee computation.
                                                                                     Settlement line charge per ISIN and day for locked-in SIX Swiss Exchange/SIX Swiss Exchange Europe transactions versus payment which are cleared
                                                                                     by the central counterparty (CCP) LCH.Clearnet; different pricing for gross and net settlement. The counter of the settlement line for locked-in CCP
11,201    EXCH CCP SETTLEMENT LINES (LCH)        Settlement Services    0.00%
                                                                                     transactions is consolidated at the end of the actual settlement day, based on the number of ISINs occuring. The sum of all settlement days of a calendar
                                                                                     month corresponds to the monthly total, which is relevant for fee computation.
                                                                                     Settlement charge for every underlying (gross) locked-in SIX Swiss Exchange/SIX Swiss Exchange Europe transaction versus payment which is cleared
                                                                                     by the Central Counterparty (CCP) SIX x-clear; different pricing for gross and net settlement based on the transmitted locked-in underlying transactions. In
11,210    EXCH CCP UNDERLYING TRX (X-CLEAR)      Settlement Services    0.00%
                                                                                     the gross settlement model, the number of settled gross transactions is used for computing the counter of underlying transactions. In the net model, the
                                                                                     underlying cancelled gross trades that are mapped to the settled net transactions are used.
                                                                                     Settlement charge for every underlying (gross) locked-in SIX Swiss Exchange/SIX Swiss Exchange Europe transaction versus payment which is cleared
                                                                                     by the central counterparty (CCP) LCH.Clearnet; different pricing for gross and net settlement based on the transmitted underlying locked-in transactions.
11,211    EXCH CCP UNDERLYING TRX (LCH)          Settlement Services    0.00%
                                                                                     In the gross settlement model, the number of settled gross transactions is used for computing the counter of underlying transactions. In the net model, the
                                                                                     underlying cancelled gross transactions that are mapped to the settled net transactions are used.
                                                                                     Charge per settled book transfer from one position type to another - e.g. from registered (RE) to dispo (DI) stock - considering the available holdings in the
11,300    INHOUSE REGISTRATION POSITION CHANGE   Settlement Services    0.00%
                                                                                     participant's safekeeping account.
11,350    INHOUSE ACCOUNT TRANSFERS              Settlement Services    0.00%        Book transfer from one SIX SIS safekeeping account to another SIX SIS safekeeping account of the participant.
                                                                                     Splitting charge for partial settlement of locked-in SIX Swiss Exchange/SIX Swiss Exchange Europe transactions versus payment which are cleared by a
11,400    EXCH CCP SPLITTING TRX                 Settlement Services    0.00%
                                                                                     central counterparty (CCP) upon request of the participant; shaping and splitting done by the CCP (e.g. to speed up settlement) are free of charge.
                                                                                     Transactions between two SIX SIS participants with intended settlement taking place at SIX SIS (respectively within the SECOM system) are considered
11,505    INHOUSE CANCELLED TRANSACTIONS         Settlement Services    0.00%        inhouse transactions. A cancellation request has been received from the participant and a fee is charged when the transaction is allocated the final status
                                                                                     cancelled (not settled).
                                                                                     Transactions between two SIX SIS participants with intended settlement taking place at SIX SIS (respectively within the SECOM system) are considered
11,506    INSET INHOUSE CANCELLED TRX            Settlement Services    0.00%        inhouse transactions. A cancellation request has been received directly from the participant's broker prior to settlement and the participant is charged a fee
                                                                                     when the transaction is allocated the final status cancelled (not settled).

                                                                                     If an order is not settled or cancelled within the retention period (e.g. time frame according to the market's rules and regulations), the order will eventually
11,510    INHOUSE SYSTEM CANCELLATIONS           Settlement Services    0.00%
                                                                                     be cancelled by the system. These relatively high charges can be avoided by the participant by transmitting a cancellation request to SECOM.

                                                                                     Charge per cancelled book transfer from one position type to another – e.g. from registered (RE) to dispo (DI) stock – in the participant's safekeeping
11,525    INHOUSE CANCEL REG POSITION CHANGES    Settlement Services    0.00%
                                                                                     account.

                                                                                     Physical withdrawal can be requested for ISINs of companies having issued/printed physical certificates. Every certificate is recorded on the confirmation
11,600    INHOUSE PHYSICAL WITHDRAWALS           Settlement Services    7.60%
                                                                                     letter by postal mail. The SIX SIS participant receives an electronic status intimation and a confirmation letter by postal mail for every physical delivery.

                                                                                     All securities to be deposited in SIX SIS' vault are checked in respect of eligibility, quality and authenticity. Should the securities not be eligible (e.g.
11,601    INHOUSE RETURNED PHYSICAL REMITTANCE   Settlement Services    7.60%
                                                                                     stopped or drawn), the delivery is returned to the sender. Such returned deliveries are treated the same way as physical withdrawals.
                                                                                     Physical withdrawal in favour of a third party can be requested for securities of companies having issued/printed physical certificates. Every certificate is
11,602    INHOUSE PHYS WITHDRAWAL AT 3RD-PARTY   Settlement Services    7.60%        recorded on the confirmation letter by postal mail to both parties. The SIX SIS participant receives an electronic status intimation and a confirmation letter
                                                                                     sent by postal mail is sent to both parties for every physical delivery.
                                                                                     Urgent physical withdrawal can be requested for ISINs of companies having issued/printed physical certificates. Every certificate is recorded on the
11,603    EXPRESS PHYSICAL WITHDRAWALS           Settlement Services    7.60%        confirmation letter by postal mail. The SIX SIS participant receives an electronic status intimation and a confirmation letter by postal mail for every physical
                                                                                     delivery. Such instructions are treated with first priority.




         01.01.2009 / SIX SIS Ltd                                                 f8f114d8-e8f6-4cf8-894a-07b2efe680c4.xls                                                                                                      Page 1 of 7
                                                                                                                                                                                                 Glossary - SIX SIS Ltd



Code      Designation                             Service Class         VAT in %      Glossary
                                                                                      In addition to the inhouse transaction charges, SIX SIS levies these charges for the special Reg S service rendered. SIX SIS acts as nominee for Reg S
11,650    SETTLEMENT SPECIAL HANDLING             Settlement Services    0.00%        shares (the shares are registered in the name of SIX SIS) making the physical handling for its participants obsolete. The physical handling of Reg S stock
                                                                                      is done by SIX SIS and the shares are kept in SIX SIS' vault for the physical certificate handling.
                                                                                      Dispatching services for SIX SIS participants by order of the main paying agent (MPA) or the issuing company by letter (information to beneficial owner,
11,680    SIX SIS SECURITIES DISPATCH SERVICES    Settlement Services    7.60%
                                                                                      e.g. in case of bankruptcy, merger).
11,690    POSTAGE FEES                            Settlement Services    7.60%        Postage fees for physical withdrawal charged on a 1:1 basis.
11,691    SECURITIES TRANSPORT 3RD-PARTY FEES     Settlement Services    7.60%        Securities security transport fee for physical withdrawal charged on a 1:1 basis (e.g. by courier such as MSE and Brinks).
                                                                                      Insurance fees for shipment in respect to physical withdrawal (e.g. by courier, registered mail, secured post, securities transport) are charged on a 1:1
11,692    SECURITIES INSURANCE FEES               Settlement Services    7.60%
                                                                                      basis depending on the securities' value.
                                                                                      Shareholder data can be transmitted electronically by means of AREG data for Swiss registered shares in one single message. A shareholder reference
                                                                                      (skontro number) is assigned to each shareholder, serving as identification number. The number is communicated to the banks after entering the
11,750    TRANSMISSION OF CLIENT DATA TO AREG     Settlement Services    0.00%        shareholder's name. Each movement in securities only affects the securities position recorded under the skontro number. Shareholder data can only be
                                                                                      modified or deleted if the shareholder is already known to the company. Encryption ensures the protection of the data against misuse at no extra cost. The
                                                                                      AREG data functionality conforms to the laws in force and the requirements defined by the banks.
                                                                                      Timely settlement is a Swiss market requirement. For SIX Swiss Exchange and SIX Swiss Exchange Europe transactions not settling on a predefined
                                                                                      value date, the seller is charged a failed/late settlement fee. A percentage of the outstanding exposure at three levels is applicable (lower percentage for
                                                                                      higher volumes, while maintaining a daily minimum charge). Under this code the standard tariff (100%) is charged.
11,811    LATE/FAILED SETTLEMENT NO SLB (LCH)     Settlement Services    0.00%
                                                                                      For participants with automatic SLB setup in the concerned ISIN, respectively for transactions qualifying for the reduced 50% tariff, the reduced 50% tariff
                                                                                      is applicable. The buyer suffering from failed/late settlement is credited a compensation amounting to 50% of the standard 100% tariff in case the short
                                                                                      position cannot be provided temporarily by SLB.
                                                                                      Timely settlement is a Swiss market requirement. For SIX Swiss Exchange and SIX Swiss Exchange Europe transactions not settling on a predefined
                                                                                      value date, the seller is charged a failed/late settlement fee. A percentage of the outstanding exposure at three levels is applicable (lower percentage for
                                                                                      higher volumes, while maintaining a daily minimum charge). Under this code the reduced tariff (50%) is charged.
11,812    LATE/FAILED SETTLEMENT WITH SLB (LCH)   Settlement Services    0.00%
                                                                                      For participants with automatic SLB setup in the ISIN concerned, respectively for transactions qualifying for the reduced 50% tariff, the reduced 50% tariff
                                                                                      is applicable. The buyer suffering from failed/late settlement is credited a compensation amounting to 50% of the standard 100% tariff in case the short
                                                                                      position cannot be provided temporarily by SLB.
                                                                                      The buyer suffering from failed/late settlement of SIX Swiss Exchange and SIX Swiss Exchange Europe transactions is credited a compensation
11,825    COMPENSATION FAILED SETTL (LCH)         Settlement Services    0.00%
                                                                                      amounting to 50% of the standard 100% tariff in case the short position cannot be provided temporarily by SLB.
                                                                                      Any instruction leaving SIX SECOM system involving a SIX SIS participant and a non-SIX SIS participant (respectively a linked account at a subcustodian)
12,000    CROSS-BORDER TRANSACTIONS               Settlement Services    0.00%
                                                                                      is considered cross-border. Settlement takes place at the local CSD/ICSD or depository in the market concerned (PSET).
                                                                                      Any instruction directly settling through a central securities depository (via CSD link) outside SECOM involving a SIS participant and a non-SIX SIS
12,100    CROSS-BORDER CSD TRANSACTIONS           Settlement Services    0.00%        participant (respectively a linked account of a CSD/ICSD) is considered cross-border. Settlement takes place at the local CSD/ICSD in the market
                                                                                      concerned (PSET).
                                                                                      Locked-in non-CCP transaction at the SIX Swiss Exchange settled at the ICSD Clearstream Banking Luxembourg or Euroclear Brussels as only one party
12,160    NON-CCP LINK SIX SWISS EXCH TRX         Settlement Services    0.00%        is a SIX SIS participant. As the counterparty is a non-SIX SIS participant, a cross-border transaction is automatically initiated to/from the counterparty's
                                                                                      ICSD even though it is a SIX Swiss Exchange transaction.

                                                                                      In cooperation with Eurex CCP and the CSD Clearstream Banking Frankfurt (CBF), SIX SIS offers a time and cost saving settlement solution for Xetra
                                                                                      trades. The links between Xetra, CBF and SIX SIS allow Xetra trades concluded by participants to be routed as locked-in trades via Eurex CCP or LION to
                                                                                      CBF. SIX SIS procures all information on a participant's transactions by downloading a report at Eurex CCP or LION containing all data needed for
                                                                                      settlement. With this data, transactions can be settled at SIX SIS without the need for participants to place a separate RVP or DVP order whereby SIX SIS
12,200    INSET XETRA / EUREX UNDERLYING TRX      Settlement Services    0.00%
                                                                                      assumes the role of a settlement institution for its participants in this context. The following transactions are charged under this code:
                                                                                      - CCP transactions
                                                                                      - Non-CCP transactions Clearstream Banking Frankfurt (CBF)
                                                                                      - Non-CCP transactions Clearstream Banking Luxembourg (CBL)

                                                                                      With INSET Eurex underlyings, SIX SIS offers its participants the settlement of exercises (exercise/assignment for shares and notification/allocation for
                                                                                      bonds) of Eurex derivatives with Eurex CCP assuming the role of central counterparty between the buyer and the seller of Eurex derivatives instruments.
                                                                                      The settlement of a participant's exercises comprising a delivery of the underlying instrument can be performed centrally via SIX SIS for all Eurex
                                                                                      derivatives. The following two settlement models are offered:
                                                                                      1. Eurex CCP transmitting the settlement instruction to SIX SIS by order and on behalf of the participant as locked-in instruction.
                                                                                      2. SIX SIS assuming the role of settlement institution and generating settlement instructions by order and on behalf of the participant.

                                                                                      As part of the automated information processing in SECOM system, settlement instructions as well as status intimations are generated by order and in the
                                                                                      name of the participant. Once settlement is completed, a confirmation is sent to the participant.




         01.01.2009 / SIX SIS Ltd                                                  f8f114d8-e8f6-4cf8-894a-07b2efe680c4.xls                                                                                                   Page 2 of 7
                                                                                                                                                                                                   Glossary - SIX SIS Ltd



Code      Designation                            Service Class         VAT in %      Glossary
                                                                                     In cooperation with ABN Amro Futures Limited (AAFL) acting as General Clearing Member (GCM) of LCH.Clearnet, SIX SIS has introduced an automated
                                                                                     free of charge settlement procedure for Euronext trades. SIX SIS participants who are Euronext participants at the same time can commission SIX SIS to
12,210    INSET CROSSB EXCH/BROKER TRX           Settlement Services    0.00%        settle their Euronext trades. AAFL is notified of all transactions concluded by a participant by means of a file transfer transmitted via LCH.Clearnet. This
                                                                                     file transfer contains all data required to generate settlement instructions. Thanks to these data, SIS can enter settlement instructions by order and in the
                                                                                     name of the participant, i.e. the participant does not need to place a separate RVP or DVP order.
                                                                                     With the INSET cross-border brokerage service, BBH is offering a fully integrated broker solution for trading and settlement (world-wide) making separate
                                                                                     manual instructions obsolete. The participant needs to open the US market with SIX SIS. However, neither an additional contract nor additional account
                                                                                     set up is necessary.

                                                                                     As part of the automated information processing in SECOM system, settlement instructions as well as status intimations are generated by order and in the
                                                                                     name of the participant. Once settlement is completed, a confirmation is sent to the participant.
                                                                                     With INSET Access the participant submits its stock exchange order directly to a broker of its choice via its interface without having to be a member of that
                                                                                     stock exchange or a clearing house. Together with its custodians, SIX SIS arranges for the traded securities to be settled, allowing for automated
                                                                                     entry/removal of the securities in/from SIX SIS' participants accounts on value date and informs its participants of any updated transaction status via
12,220    INSET ACCESS CROSS-BORDER TRX          Settlement Services    0.00%
                                                                                     status intimations, bearing specific designation identifying INSET trades as such. Depending on the market and broker, settlement is effected on the basis
                                                                                     of aggregated netting transactions. All purchases and sales are netted per value date, ISIN and participant and transmitted to SIX SIS for settlement.
                                                                                     Settlement can also be effected on a gross basis (all individual stock exchange trades) if preferred by the participant.
                                                                                     The XONTRO trades of SIX SIS participants are settled via the money and custody accounts of SIX SIS with Clearstream. The participant (or the
                                                                                     counterparty) enters the trades in XONTRO and transmits the orders to SIX SIS. SIX SIS receives the contract notes from XONTRO and matches them
12,230    XONTRO TRANSACTIONS                    Settlement Services    0.00%
                                                                                     with the clients' instructions. This calls for a RegUeber relationship in the German market between the trading ID of the participant and the relevant
                                                                                     custody account of SIX SIS. The participant hereby technically becomes a branch of SIX SIS.
                                                                                     In case of a funds transfer (e.g. asset transfer from bank A to bank B without change of beneficial ownership), the transfer needs to be booked at the
12,330    CROSS-BORDER TRANSFER AGENT FUND TRX   Settlement Services    0.00%
                                                                                     transfer agent too. Such funds transfers involving a transfer agent are charged with this code.
                                                                                     SIX SIS participants may issue an instruction requesting to transfer stock from one external (cross-border) account to another (e.g. linked accounts or
                                                                                     transferring stock from the resident to the ordinary safe custody account). This can be done by issuing an account transfer (ATF) for certain markets (e.g.
12,350    CROSS-BORDER CUSTODY TRANSFERS         Settlement Services    0.00%
                                                                                     Canada, France, UK, USA). With the ATF request, only one instruction is required indicating the source and the target account making the two matching
                                                                                     instructions DFP/RFP obsolete. It has, however, to be noted that account transfers may sometimes cause repairs (MIF).
                                                                                     These are cross-border transactions which are settled as lending and borrowing in the local market. For this purpose, the Opening and Closing Legs are
12,390    CROSS-BORDER SLB TRANSACTION           Settlement Services    0.00%        linked in the SIX SIS system. SIX SIS forwards this information to the local custodian. This ensures that the correct lendings and borrowings are closed.
                                                                                     Any additional cross-border SLB special handling costs will be charged under code 12'651.
                                                                                     Cross-border instructions for
                                                                                     1. Cross-border transaction with
12,410    CROSS-BORDER PHYSICAL WITHDRAWALS      Settlement Services    0.00%
                                                                                     2. a subsequent physical delivery
                                                                                     are charged with this code.
                                                                                     Any instruction leaving SECOM system involving a SIX SIS participant and a non-SIX SIS participant (respectively a linked account at a
                                                                                     subcustodian/CSD) is considered cross-border. The intended settlement to take place at the local CSD/ICSD or depository of the market concerned
12,505    CROSS-BORDER CANCELLED TRANSACTIONS    Settlement Services    0.00%        (PSET) has been cancelled according to the cancellation request received from the participant prior to settlement. Once the cancellation is completed, a
                                                                                     cancellation confirmation is sent to the participant. The participant is charged a fee when the transaction is allocated the final status, i.e. for the cancelled
                                                                                     transaction and not for the settlement.
                                                                                     With INSET Exchange, participants with a direct connection either to Euronext or XETRA can cancel their intended trades directly at SIX SIS without the
                                                                                     need to place a separate RVP or DVP order. As part of the automated information processing in SECOM system, the cancellation request as well as
12,506    INSET CROSSB EXCH/BROKER CANCEL TRX    Settlement Services    0.00%        status intimations are generated by order and in the name of the participant. Once the cancellation is completed, a cancellation confirmation is sent to the
                                                                                     participant. The participant's broker transmits a cancellation request to SIX SIS prior to settlement. The participant is charged a fee when the transaction is
                                                                                     allocated the final status, i.e. for the cancelled transaction and not for the settlement.
                                                                                     With INSET Access the participant submits its stock exchange order directly to a broker of its choice via its interface without having to be member of that
                                                                                     stock exchange and clearing house. Together with its custodians, SIX SIS arranges for the intended securities trades to be cancelled, allowing for
                                                                                     automated entry/removal of the securities in/from SIX SIS' participants accounts on the value date and informs its participants of any updated transaction
                                                                                     status via status intimations, bearing specific designation identifying INSET trades as such. Depending on the market and broker, cancellation is effected
12,507    INSET ACCESS CROSSB CANCELLED TRX      Settlement Services    0.00%
                                                                                     on the basis of aggregated netting transactions. All intended purchases and sales are netted per value date, ISIN and participant and transmitted to SIX
                                                                                     SIS for cancellation. Cancellation can also be effected on a gross basis (all individual stock exchange trades), if preferred by the participant. The
                                                                                     participant's broker transmits a cancellation request to SIX SIS prior to settlement. The participant is charged a fee when the transaction is allocated the
                                                                                     final status cancelled (not settled).
                                                                                     In case of a funds transfer (e.g. asset transfer from bank A to bank B without change of beneficial ownership), the transfer needs to be booked at the
12,508    CROSS-BORDER CANCELLED TA FUND TRX     Settlement Services    0.00%
                                                                                     transfer agent. Intended fund transfers involving a transfer agent which are later cancelled are charged under this code.




         01.01.2009 / SIX SIS Ltd                                                 f8f114d8-e8f6-4cf8-894a-07b2efe680c4.xls                                                                                                       Page 3 of 7
                                                                                                                                                                                                   Glossary - SIX SIS Ltd



Code      Designation                            Service Class         VAT in %      Glossary
                                                                                     If an order is neither settled nor cancelled within the retention period (e.g. time frame according to the market's rules and regulations), a cancellation
                                                                                     request by the system will automatically be generated and dispatched to the subcustodian or CSD where the original settlement instruction has been sent
                                                                                     to. Once the cancellation confirmation from the appropriate subcustodian or CSD has been received, the instruction is automatically cancelled by the
12,510    CROSS-BORDER SYSTEM CANCELLATIONS      Settlement Services    0.00%
                                                                                     system and a cancellation confirmation is sent to the participant. The participant is charged a fee when the transaction is allocated the final status, i.e. for
                                                                                     cancelled by system transaction and not for the settlement. These relatively high charges can be avoided by the participant by transmitting a cancellation
                                                                                     request to SECOM.
                                                                                     If cross-border transactions cannot be processed straight through (e.g. incorrectly formatted instruction), some custodians repair the incorrect format.
                                                                                     Upon receipt (usually on a monthly basis), SIX SIS immediately informs its participants with report RPFE040 showing in detail the intervention reason as
12,600    CROSS-BORDER MANUAL INTERVENTIONS      Settlement Services    0.00%
                                                                                     soon as the information has been received from SIX SIS' custodian. SIX SIS participants can avoid these fees by submitting instructions in line with the
                                                                                     SIX SIS MarketGuides ensuring STP.
                                                                                     SLB special handling fees consist of additional costs incurred as a result of the use of instruments or settlement mechanisms and/or expenses.
12,651    CROSS-BORDER SLB SPECIAL HANDLING      Settlement Services   0.00%         Participants are usually unable to avoid these fees. They are passed on to participants at cost price. The actual cross-border SLB settlement fee is levied
                                                                                     under code 12'390.
                                                                                     SIX SIS levies a flat fee for stamp duty reclaim services rendered. SIX SIS gathers all required information upon receipt of the tax reclaim form from the
                                                                                     participant and checks whether the data provided is complete and correct. If the data provided in the tax reclaim form proves to be accurate, a letter with
12,660    STAMP DUTY RECLAIMS                    Settlement Services    7.60%
                                                                                     the reclaim is sent to the local tax authority or the SIX SIS subcustodian respectively. The reclaim is then monitored and the funds are credited to the
                                                                                     participant's account upon receipt of the funds from the tax authority/SIX SIS subcustodian.
12,665    STAMP DUTY 3RD-PARTY FEES              Settlement Services    7.60%        Third-party fees on stamp duty services rendered are charged on a 1:1 basis.
                                                                                     Incorrectly formatted instructions for the German market which cannot be repaired automatically are manually repaired by SIX SIS prior to submitting those
12,700    MANUAL REPAIR BY SIX SIS               Settlement Services    0.00%        to the CSD, ICSD or the SIX SIS depository ensuring a high STP rate. Such repairs are immediately advised to the SIX SIS participant by report RPFE040
                                                                                     bearing the repair reason. SIX SIS participants can avoid these fees by submitting instructions in line with the SIX SIS MarketGuides ensuring STP.

                                                                                     Automatic repair by SIX SIS ensuring a high STP rate.
                                                                                     Incorrectly formatted instructions for the German market are automatically repaired by SIX SIS prior to submitting those to the CSD, ICSD or the SIX SIS
12,710    AUTOMATIC REPAIR BY SIX SIS            Settlement Services    0.00%
                                                                                     depository ensuring a high STP rate. Such repairs are immediately (on the following day) advised to the SIX SIS participant by report RPFE040 bearing
                                                                                     the repair reason. SIX SIS participants can avoid these fees by submitting instructions in line with the SIX SIS MarketGuides ensuring STP.

                                                                                     These fees are charged for conversion services rendered (information procurement, clarifications, instructions). Participants can choose between
                                                                                     clarifications only and clarifications with instructions (including monitoring). These fees can be avoided by doing the clarifications at the participant's end
12,750    CONVERSION SERVICES                    Settlement Services    0.00%        and by submitting the respective instruction to SIX SIS, i.e. delivery instruction from market A and receive instruction in market B according to SIX SIS'
                                                                                     published MarketGuides. Before issuing the conversion instruction, the participant has to consider the ratio. Participants need to contact the respective
                                                                                     conversion agent and ask for details of its custodian for the (local) common shares (if such information is not provided on the agent's website).

12,760    CROSS-BORDER PHYSICAL REGISTRATIONS    Settlement Services    7.60%        (Re)registration instruction of certificates for the purpose of subsequent physical remittances (or to be instructed separately later).
12,765    SPECIAL SETTL SERVICE 3RD-PARTY FEES   Settlement Services    7.60%        Special settlement services third-party fees charged on a 1:1 basis (e.g. physical transfer, shipping, registrations, conversions).
                                                                                     Fee to cover investigation and subsequent remittances in Japan. Physical deliveries are not in line with Japanese market practices and as a result settled
12,770    CROSSB PHYS REMITTANCE FROM ABROAD     Settlement Services    7.60%
                                                                                     in exceptional cases only.
12,780    CROSS-BORDER RESTRICTED SECURITIES     Settlement Services    7.60%        Fee to cover investigations with regard to restrictions as well as lifting thereof.
12,800    CBD PHYS HANDLING 3RD-PARTY FEES       Settlement Services    7.60%        Third-party cross-border physical handling fee charged on a 1:1 basis.
                                                                                     If cross-border transactions processed with delay in instructions, some custodians levy special fees for late instructions. SIX SIS passes these fees on to
12,801    CROSS-BORDER TRX 3RD-PARTY FEES        Settlement Services    0.00%
                                                                                     participants by showing participants in detail the late settlement reason in report RPFE040.
12,850    SIX SWISS EXCH ROUTING TRX             Settlement Services    0.00%        Non-CCP SIX Swiss Exchange locked-in transaction routed to either Euroclear Brussels or Clearstream Banking Luxembourg.
12,900    SETTLEMENT - MISCELLANEOUS             Settlement Services    0.00%        Miscellaneous cross-border settlement fees without VAT.
                                                                                     Refund of initial transfer costs for new participants, respectively for new market openings. With regard to initial transfers, the SIX SIS fees for new
12,910    REFUND OF INITIAL TRANSFERS            Settlement Services    0.00%
                                                                                     participants (respectively for new market openings) may be re-credited separately.
                                                                                     Goodwill credit subject to a special agreement on initial transfer costs for new participants, respectively for new market openings. With regard to
12,950    REFUND OF EXTERNAL TRANSFER COSTS      Settlement Services    7.60%        substantial initial transfers, the SIX SIS third-party fees for new participants (respectively for new market openings) may be re-credited separately based
                                                                                     on the value of the assets transferred as per an exceptional and prearranged agreement only. Further information will be provided upon request.

                                                                                     SIX SIS levies a safekeeping fee per account and month on Swiss securities according to the market code, i.e. CH regardless of the ISIN prefix. A group
                                                                                     rebate is granted to groups of participants if the institutions combined under the group umbrella have a parent/subsidiary relationship or are part of a
                                                                                     holding company and if their financial statements are consolidated. The group rebate is applied in full to the all-in sliding scale rebate on safekeeping.
13,001    SAFEKEEPING SECURITIES SWITZERLAND     Custody Services       7.60%
                                                                                     Furthermore, an all-in sliding scale rebate is granted for securities safekeeping, whereby no distinction is made between Swiss and foreign holdings.
                                                                                     Accordingly, all holdings are subject to the same conditions. On top of all rebates, an additional sliding scale rebate model (irrespective of the number of
                                                                                     custody accounts) per participant and ISIN is applied for securities held in custody in high volumes per security for the Swiss market.




         01.01.2009 / SIX SIS Ltd                                                 f8f114d8-e8f6-4cf8-894a-07b2efe680c4.xls                                                                                                      Page 4 of 7
                                                                                                                                                                                               Glossary - SIX SIS Ltd



Code      Designation                            Service Class      VAT in %      Glossary
                                                                                  SIX SIS levies a safekeeping fee per account and month on international securities according to the respective fee market code, regardless of the ISIN
                                                                                  prefix. A group rebate is granted to groups of participants if the institutions combined under the group umbrella have a parent/subsidiary relationship or are
                                                                                  part of a holding company and if their financial statements are consolidated. The group rebate is applied in full to the all-in sliding scale rebate on
13,002    SAFEKEEPING SECURITIES INTERNATIONAL   Custody Services    7.60%
                                                                                  safekeeping.
                                                                                  Furthermore, an all-in sliding scale rebate is granted for securities safekeeping, whereby no distinction is made between Swiss and foreign holdings.
                                                                                  Accordingly, all holdings are subject to the same conditions.
                                                                                  SIX SIS levies a safekeeping fee per account and month on global funds according to the respective fee market code (i.e. XH, XR, XU and RX) regardless
                                                                                  of the ISIN prefix. A group rebate is granted to groups of participants if the institutions combined under the group umbrella have a parent/subsidiary
                                                                                  relationship or are part of a holding company and if their financial statements are consolidated. The group rebate is applied in full to the all-in sliding scale
13,003    SAFEKEEPING SECURITIES GLOBAL FUNDS    Custody Services    7.60%
                                                                                  rebate on safekeeping.
                                                                                  Furthermore, an all-in sliding scale rebate is granted for securities safekeeping, whereby no distinction is made between Swiss and foreign holdings.
                                                                                  Accordingly, all holdings are subject to the same conditions.
13,011    SAFEKEEPING CREDIT SWITZERLAND         Custody Services    7.60%        Manual fee refunds for safekeeping securities in the Swiss market according to the market code are credited separately.
13,012    SAFEKEEPING CREDIT INTERNATIONAL       Custody Services    7.60%        Manual fee refunds for safekeeping securities in international markets according to the fee market code are credited separately.
                                                                                  Custody account management by third parties is charged monthly for the complementary markets Brazil, Chile, Columbia and Venezuela. For these
13,095    ADDITIONAL SWISS CUSTODY REBATE        Custody Services    7.60%
                                                                                  markets, a participant has to open at least one custody account per country.
                                                                                  In addition to the custody rebates provided, a two-tier sliding scale rebate model for volumes of CHF 25 bn and above is granted in the Swiss market
13,021    CUSTODY A/C MAINT 3RD-PARTY FEES       Custody Services    7.60%
                                                                                  based on the group volume in Switzerland (code 13'001).
13,100    SAFEKEEPING LINES                      Custody Services    7.60%        SIX SIS charges a fee per ISIN/month for the administration of securities data, regardless of the number of custody accounts used by the participant.
                                                                                  SIX SIS provides secure custody of securities as well as valuables and offers a high standard of custodial administration for assets that are not eligible for
13,300    EVA - SEPARATE SAFEKEEPING             Custody Services    7.60%
                                                                                  collective custody.
                                                                                  BP mandatory action fee, i.e. corporate actions with no choice of options (e.g. splits, reverse splits, spin-offs, stock dividends, BP share capital reductions
14,000    BP MANDATORY ACTIONS                   Custody Services    7.60%
                                                                                  2nd line).
                                                                                  Main paying agent (MPA) mandatory action fee (e.g. detachment of subscription rights and bonus options, splits). Special orders and sorting are billed on
14,060    MPA MANDATORY ACTIONS                  Custody Services    0.00%
                                                                                  a time-spent basis.
14,300    COLLECTION OF INCOME                   Custody Services    7.60%        Fee on all income collections (e.g. administration of securities, delivery from third banks/main paying agents, destruction).
                                                                                  Eurobond certifications with regard to selling restrictions upon request of the lead manager/main paying agent. These Eurobonds are new issues quoted at
14,330    DECLARATION OF SWISS EUROBONDS         Custody Services    0.00%
                                                                                  SIX Swiss Exchange and held physically with SIX SIS.
14,360    CAES LETTER TEMPLATES                  Custody Services    7.60%        CAES letter template fee (charged per event, templates in English, German, French, Italian).
                                                                                  BPs not having the CAES Events Calendar set up are charged for each transmitted MT568 message linked to a MT564 message with processing status
14,400    BP ADDITIONAL CA INFORMATION           Custody Services    7.60%
                                                                                  COMP.
14,470    BP DECLARATION OF RENUNCIATION         Custody Services    7.60%        Charges for renunciation declarations (e.g. worthless securities). External charges will be passed on to the participant on a 1:1 basis.
                                                                                  Fee for proxy voting services charged per instruction sent by MT568, MT599 or fax. Personal stand-ins at shareholders' meetings are charged according
14,480    BP PROXY VOTING AND MEETING CARDS      Custody Services    7.60%
                                                                                  to the effort involved. External charges will be passed on to the participant on a 1:1 basis.
                                                                                  Fee for proxy voting services (charged per proxy voting). Instructions are sent by MT565. Personal stand-ins at shareholders' meetings are charged
14,481    BP PROXY VOTING (MT565)                Custody Services    7.60%
                                                                                  according to the effort involved. External charges will be passed on to the participant on a 1:1 basis.
14,482    BP ADMISSION CARDS (MT565)             Custody Services    7.60%        Fee for proxy services (charged per admission card). Instructions are sent by MT565. External charges will be passed on to the participant on a 1:1 basis.
                                                                                  Fee for proxy services (charged per instruction). Instructions are sent directly via ISSRiskmetrics (VOTEX). External charges will be passed on to the
14,483    BP PROXY VOTING / ADM CARDS VIA ISS    Custody Services    7.60%
                                                                                  participant on a 1:1 basis. SIX SIS will check, block and deblock the position accordingly.
14,484    CAES GENERAL MEETING NOTICE            Custody Services    7.60%        Fee for proxy service CAES Full (charged per notification). Charges for CAES Full General Assembly information as requested.
14,485    CAES GENERAL MEETING PROXY ANALYSIS    Custody Services    7.60%        Fee for proxy service CAES Full (charged per analysis). Charges for CAES Full enlarged General Assembly information (Analysis) as requested.
                                                                                  Fee for proxy service CAES Light (charged per proxy voting). Instructions are sent via CAES Light (i.e. fully automated anticipation of stock [blocking and
14,486    CAES PROXY VOTING LIGHT                Custody Services    7.60%
                                                                                  subsequent de-blocking]). External charges will be passed on to the participant on a 1:1 basis.
                                                                                  Fee for proxy service CAES Full (charged per proxy voting). Instructions are sent via CAES Full. CAES Full General Assembly voting service ensuring
14,487    CAES PROXY VOTING FULL                 Custody Services    7.60%        straight through processing, i.e. stock anticipation (blocking and subsequent de-blocking) with fully automated transmission to the service provider
                                                                                  ISSRiskmetrics and subsequent transmission to the appropriate sub-custodian. External charges will be passed on to the participant on a 1:1 basis.
                                                                                  Fee for proxy service CAES Light (charged per admission card). Instructions are sent via CAES Light (i.e. fully automated anticipation of stock [blocking
14,488    CAES ADMISSION CARDS LIGHT             Custody Services    7.60%
                                                                                  and subsequent de-blocking]). External charges will be passed on to the participant on a 1:1 basis.
                                                                                  Fee for proxy service CAES Full (charged per admission card). Instructions are sent via CAES Full. CAES Full General Assembly entrance cards ordering
                                                                                  services ensuring straight through processing, i.e. stock anticipation (blocking and subsequent de-blocking) with fully automated transmission to the
14,489    CAES ADMISSION CARDS FULL              Custody Services    7.60%
                                                                                  service provider ISSRiskmetrics and subsequent transmission to the appropriate sub-custodian. External charges will be passed on to the participant on a
                                                                                  1:1 basis.
14,490    BP LATE/CORRECTED V/A INSTRUCTION      Custody Services    0.00%        SIX SIS levies a fee for each late and/or corrected instruction after the stipulated deadline for the special efforts incurred.
                                                                                  Main paying agent (MPA) redemption and destruction fees (e.g. destruction of certificates, coupons, global certificates, transfer of physical fund units into
14,550    MPA SEC REDEMPTIONS AND DESTRUCTIONS   Custody Services    7.60%
                                                                                  dematerialised units with destruction).
14,560    MPA CASH DISTRIBUTION                  Custody Services    0.00%        Main paying agent (MPA) cash distribution fee.
14,570    MPA POSITION REPORTING                 Custody Services    0.00%        Main paying agent (MPA) extraordinary corporate action fees. Special orders and sorting are billed on a time-spent basis.




         01.01.2009 / SIX SIS Ltd                                              f8f114d8-e8f6-4cf8-894a-07b2efe680c4.xls                                                                                                     Page 5 of 7
                                                                                                                                                                                                        Glossary - SIX SIS Ltd



Code      Designation                             Service Class               VAT in %      Glossary
                                                                                            BP voluntary action fee (e.g. capital increase, tender offer) according to market category for any voluntary corporate action. In addition, note that a booking
14,600    BP VOLUNTARY ACTIONS                    Custody Services             0.00%
                                                                                            fee according to code 14'620 is levied for every cash and stock booking.
14,610    BP VOLUNTARY ACTIONS BUY/SELL ORDERS    Custody Services             0.00%        Contract note fees for buy/sell order of a voluntary action (e.g. buy/sell of rights).
                                                                                            Striving for a policy of transparency and consideration of the efficiency and level of automation of the individual markets, SIX SIS applies a uniform tariff
                                                                                            per market category for securities bookings due to corporate actions and cross-border compensations. SIX SIS distinguishes between five market
14,620    BP VOLUNTARY ACTIONS BOOKINGS           Custody Services             0.00%
                                                                                            categories. In addition to the respective market category price for voluntary actions (e.g. capital increase) and the appropriate corporate action fee a
                                                                                            booking fee is levied, i.e. per MT566 booking confirmation.
                                                                                            Compensation on cash or stock in relation of shares (cross-ex compensations), dividends due and stock on mandatory actions (e.g. splits, bonus issues).
14,750    CROSS-BORDER COMPENSATION ORDERS        Custody Services             7.60%
                                                                                            In addition, a booking fee is levied as per code 14'620 BP VOLUNTARY BOOKINGS.
14,800    CORPORATE ACTION 3RD-PARTY FEES         Custody Services             7.60%        Third-party corporate action fees are charged on a 1:1 basis.
14,810    PROXY 3RD-PARTY FEES                    Custody Services             7.60%        Third-party fees for proxy services. Subcustodian fee or other expenses on instructions for proxy voting and admission cards.
14,820    INCOME 3RD-PARTY FEES                   Custody Services             7.60%        Third-party income fees are charged on a 1:1 basis.
14,950    TAX CASH SERVICE                        Custody Services             7.60%        Charges on tax reclaim services rendered in various markets including relief at source if possible.
14,980    TAX DOCUMENTATION AND REPORTING         Custody Services             7.60%        Charges on tax documentation and reporting services rendered (e.g. W-9 forms, 1099 reporting).
14,990    TAX 3RD-PARTY FEES                      Custody Services             7.60%        Tax reporting third-party fees are charged on a 1:1 basis.
                                                                                            New issues – Price for uncertificated securities per issue in the case of services rendered to the main paying agent. Book-entry securities are
15,000    NEW ISSUES - UNCERTIFIED SECS           Custody Services             0.00%
                                                                                            dematerialised financial instruments, for which the applying bank (main paying agent) takes on the role of custodian bank.
                                                                                            New issues – Price for global certificates per issue in the case of services rendered to the main paying agent. Securities in the form of physical global
15,010    NEW ISSUES - GLOBAL CERTIFICATES        Custody Services             0.00%
                                                                                            certificates which the applying bank (main paying agent) passes on for collective custody.
                                                                                            New issues – IBL (Internet Based Listing): Price for services rendered to the main paying agent in connection with electronically registered financial
15,020    NEW ISSUES - IBL SECURITIES             Custody Services             0.00%        instruments. Book-entry securities are dematerialised financial instruments, for which the applying bank (main paying agent) takes on the role of custodian
                                                                                            bank.
                                                                                            New issues – IBL (Internet Based Listing): Price for services rendered to the main paying agent in connection with electronically registered financial
15,030    NEW ISSUES - IBL UNLISTED DERIVATIVES   Custody Services             0.00%        instruments (concerns privately placed derivatives only). Book-entry securities are dematerialised financial instruments, for which the applying bank (main
                                                                                            paying agent) takes on the role of custodian bank.
                                                                                            New issues – Price for services rendered to the main paying agent in connection with physical securities. Securities in physical form which the applying
15,040    NEW ISSUES - PHYSICAL SECURITIES        Custody Services             0.00%        bank (main paying agent) passes on for collective custody. Reminders following an unreleased delivery promise are also charged using this code (first
                                                                                            reminder is sent three months after booking).
20,050    WITHDRAWAL OF FUNDS                     Banking Services             0.00%        Cash withdrawal fees charged per disbursement.
                                                                                            Money order cancellation fee (e.g. fees for cancelled pre-advised receipt of funds and payment orders) plus out-of-pocket expenses levied by third parties
20,060    CANCELLATION OF MONEY TRANSFER ORDER    Banking Services             0.00%
                                                                                            are charged on a 1:1 basis.
20,300    BROKER LINE - SECURITIES                Banking Services             0.00%        Exchange for other security (assimilations are free of charge) and exchange for registered shares charged monthly and cumulated per account.
20,310    BROKER LINE - MONEY                     Banking Services             0.00%        Broker line in CHF charged monthly and cumulated per account.
                                                                                            Credit lines can be changed free of charge with a correspondent bank solution, provided that the change is instructed the preceding day. This charge
20,350    ABP LIMIT MONITORING                    Banking Services             0.00%
                                                                                            applies to change instructions given on the processing day.
20,400    INTRADAY CREDIT LIMIT                   Banking Services             0.00%        For CHF settlement via an SIX SIS account, a monthly fee is levied for intraday credit facilities.
20,490    RISK MANAGEMENT - MISCELLANEOUS         Banking Services             0.00%        Miscellaneous risk management fee without VAT for special services rendered. Please note that special services are generally subject to VAT.
                                                                                            The current lending fees can be queried at SIX SIS' SLB desk. SIX SIS may adjust and change the interest rate at any time with immediate effect in
21,000    SLB LENDER COMPENSATION                 SLB and Triparty Services    0.00%
                                                                                            accordance with the prevailing market conditions.
                                                                                            The current borrowing fees can be queried at SIX SIS' SLB desk. A minimum borrowing fee per day and ISIN is charged. Intraday borrowing is exempt
21,050    SLB BORROWER FEE                        SLB and Triparty Services    0.00%
                                                                                            from this fee.
22,000    SECLEND LOAN ADMINISTRATION             SLB and Triparty Services    7.60%        Loan administration charged on the open loan position value.
22,100    SECLEND LOAN SETTLEMENT                 SLB and Triparty Services    0.00%        SecLend loan settlement fee.
22,150    SECLEND GC-SELECT LOAN SETTLEMENT       SLB and Triparty Services    0.00%        SecLend GCselect loan settlement fee.
23,000    REPO ADMINISTRATION                     SLB and Triparty Services    7.60%        Administration fees in basis points p.a. due to the value of outstanding open repo transactions.
23,100    REPO ORDER                              SLB and Triparty Services    0.00%        Repo order fee.
23,110    REPO INTRADAY ORDERS WITH SNB           SLB and Triparty Services    0.00%        Repo intraday and repo special rate order fees.
23,150    REPO GC-SELECT                          SLB and Triparty Services    0.00%        GCselect fee for collateral position for settlement of a repo order. GCselect is the mechanism which selects positions from repo release list.
23,350    REPO CUSTODY COVER ACCOUNT SNB          SLB and Triparty Services    7.60%        Covering safe custody account 'SNB' administration fee.
                                                                                            For subscriptions and redemptions, GFS brokerage fees are charged. Important note: These fees do not appear on the fee invoice and are charged
30,000    GFS SUSCRIPTIONS AND REDEMPTIONS        Global Funds Services        0.00%
                                                                                            directly upon subscription respectively redemption.
30,300    GFS 3RD-PARTY FEES                      Global Funds Services        0.00%        For DFP/RFP transfers third-party transfer fees are charged on a 1:1 basis.
30,301    PHYSICAL TRANSFER/SHIPPING FEE FUNDS    Global Funds Services        7.60%        Physical funds transfer/shipping fee is charged on a 1:1 basis.
                                                                                            Miscellaneous Global Funds Services (GFS) fees without VAT for special services rendered. In most cases, however, special services will be subject to
30,400    GFS - MISCELLANEOUS                     Global Funds Services        0.00%
                                                                                            VAT.
62,000    STATUS INTIMATIONS                      Communication & Reporting    0.00%        Online real-time status messages fees (e.g. MT548).
63,000    QUERY PROCESSING                        Communication & Reporting    0.00%        Queries transmitted to SECOM by webMAX are charged to the participant per query.
63,100    OUTPUT OF QUERIES                       Communication & Reporting    0.00%        Query responses from SECOM to the participant are charged per kilobyte and medium.
64,000    REPORT PROCESSING (WITHOUT VAT)         Communication & Reporting    0.00%        SIX SIS reporting fees (without VAT) charged per report. Reports in data format are free of charge.
64,010    REPORT PROCESSING (WITH VAT)            Communication & Reporting    7.60%        SIX SIS reporting fees (with VAT) charged per report. Reports in data format are free of charge.



         01.01.2009 / SIX SIS Ltd                                                        f8f114d8-e8f6-4cf8-894a-07b2efe680c4.xls                                                                                                   Page 6 of 7
                                                                                                                                                                                                        Glossary - SIX SIS Ltd



Code      Designation                             Service Class               VAT in %      Glossary
64,100    OUTPUT OF REPORTS                       Communication & Reporting    7.60%        SIX SIS report output fees charged per kilobyte and medium. This also applies to data format reports.
                                                                                            In case of technical constructions involving a clearing house solution (e.g. in case of a service centre or software distributor), this fee is levied for each
65,000    TECHNICAL CONNECTION (LUD)              Communication & Reporting    7.60%
                                                                                            connected participant or for each BP ID respectively. This fee is levied for each technical communication Logical User Device (LUD) setup.
65,500    SWIFT OUTGOING MESSAGES                 Communication & Reporting    7.60%        SWIFT charges (third-party fees) are charged per SWIFT message sent on a 1:1 basis.
65,600    COMMUNICATION FINANCE IP NET            Communication & Reporting    7.60%        Monthly Finance IPNet license, connection and infrastructure fee.
65,700    COMMUNICATION RADIANZ                   Communication & Reporting    7.60%        Monthly Radianz license, connection and infrastructure fee.
                                                                                            Initial setup and revocation per token/security device including one-time password token for web based products. The token becomes the participant's
65,900    USER SECURITY TOKEN/HW INTIALISATION    Communication & Reporting    7.60%
                                                                                            property.
                                                                                            Installation and license costs for the webMAX Professional Series per module and server. Test installation, any webMAX module as well as any HSM card
66,000    WEBMAX PROFESSIONAL INITIALISATION      Communication & Reporting    7.60%
                                                                                            is initially charged along with this code.
66,100    WEBMAX PROFESSIONAL MAINTENANCE         Communication & Reporting    7.60%        Any webMAX (webMAX Enterprise as well as the webMAX Professional Series) module and HSM card maintenance is charged with this code.
70,000    TRAINING & COACHING SWITZERLAND         Special Services             7.60%        Domestic training and coaching fee (supplied in Switzerland) excluding VAT.
70,100    TRAINING & COACHING ABROAD              Special Services             0.00%        Training & coaching fee provided abroad without VAT.
70,200    TRAINING & COACHING TRAVEL EXPENSES     Special Services             7.60%        Training and coaching travel expenses (i.e. transport, hotel, etc.).
71,060    PICKET ORGANISATION MAINTENANCE         Special Services             7.60%        Monthly infrastructure costs and on-call team compensation fee.
71,100    BP SUPPORT INFRASTRUCTURE               Special Services             7.60%        BP support desk infrastructure fee.
72,000    MANUAL SETTL ORDER ENTRY BY SIX SIS     Special Services             0.00%        Settlement instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,001    MANUAL REPO ORDER ENTRY BY SIX SIS      Special Services             0.00%        Repo instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,002    MANUAL S/A ORDER ENTRY BY SIX SIS       Special Services             0.00%        Special actions instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,003    MAN BUY/SELL ORDER ENTRY BY SIX SIS     Special Services             0.00%        Buy/sell instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,004    MANUAL GFS ORDER ENTRY BY SIX SIS       Special Services             0.00%        GFS instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,005    MAN REPO SUBST ORDER ENTRY BY SIX SIS   Special Services             0.00%        Repo substitution instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,050    MAN SETTLEMENT ORDER MOD BY SIX SIS     Special Services             0.00%        Settlement modification instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,051    MANUAL REPO ORDER MOD BY SIX SIS        Special Services             0.00%        Repo modification instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,052    MANUAL S/A ORDER MOD BY SIX SIS         Special Services             0.00%        Special action modification instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,053    MANUAL BUY/SELL ORDER MOD BY SIX SIS    Special Services             0.00%        Buy/sell modification instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,054    MANUAL GFS ORDER MOD BY SIX SIS         Special Services             0.00%        GFS modification instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,100    MANUAL SETTL ORDER CANC BY SIX SIS      Special Services             0.00%        Settlement cancellation instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,101    MANUAL REPO ORDER CANC BY SIX SIS       Special Services             0.00%        Repo cancellation instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,102    MANUAL S/A ORDER CANC BY SIX SIS        Special Services             0.00%        Special action cancellation instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,103    MAN BUY/SELL ORDER CANC BY SIX SIS      Special Services             0.00%        Buy/sell cancellation instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,104    MANUAL GFS ORDER CANC BY SIX SIS        Special Services             0.00%        GFS cancellation instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,105    MAN REPO SUBST ORDER CANC BY SIX SIS    Special Services             0.00%        Repo substitution cancellation instruction manually entered by a SIX SIS employee upon participant's request (e.g. in case of system break-down).
72,107    SPEC EFFORTS OVERSTEPPING BY SIX SIS    Special Services             0.00%        Modification of credit facility overstepping (CFOS) instruction manually entered by a SIX SIS employee upon participant's request.
72,200    BULK TRANSFER                           Special Services             0.00%        Move all positions simultaneously from one safekeeping account to another (e.g. in case of a merger/acquisition).
74,000    SPECIAL EFFORTS - MISC (WITHOUT VAT)    Special Services             0.00%        Miscellaneous fees without VAT for special services rendered. In most cases, however, special services will be subject to VAT.
74,001    SPECIAL EFFORTS - MISC (WITH VAT)       Special Services             7.60%        Miscellaneous fees with VAT for special services rendered (e.g. special reports). Please note that special services are generally subject to VAT.
                                                                                            Legal third-party fees charged on a 1:1 basis according to the effort involved (e.g. legal costs arising from external attorney's office(s) or from third-party
74,010    LEGAL 3RD-PARTY FEES                    Special Services             7.60%
                                                                                            lawyers).
                                                                                            webMAX Professional participants can in principle implement software updates under their own steam and on their own responsibility. SIX SIS provides a
74,015    TRAVEL EXPENSES AND 3RD-PARTY FEES      Special Services             7.60%        free CD for this purpose. Alternatively, webMAX Professional participants may opt to have their software updated by SIX SIS. The resulting travelling
                                                                                            expenses to the participant's premises (e.g. flight, accommodation charges) are charged 1:1 to the requesting participant.




         01.01.2009 / SIX SIS Ltd                                                        f8f114d8-e8f6-4cf8-894a-07b2efe680c4.xls                                                                                                   Page 7 of 7

				
DOCUMENT INFO
Description: Transferring Corporate Stock Certificates document sample