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					The Cerulli Edge-U.S. Edition Topic Index (updated through May 2010)
                    c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

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Instructions
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
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  ISSUE                                                                      SECONDARY
                                    PRIMARY THEME
   NO.                                                                         THEME


   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   153                              Shelf Space Issue
   152                        Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   152                         Mergers & Aquisitions Issue
   151                        Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   151                         Underrated Channels Issue
   150                             Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   150                              Alternatives Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   149                            High Net Worth Issue
   148                       Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
   148                        Annual Readers’ Survey Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   147                                Product Issue
   146                           Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   146                            Readers’ Choice Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
To view EXHIBITS, click "3" in upper left to expand then Edit/Find off the main menu ("1" to collapse).
Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   145                         Salesforce Structure Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   144                              New Reality Issue
   143                           Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   143                            Asset Allocation Issue
   142                           Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   142                            Retail Investors Issue
   141                             Alternatives Issue
   141                              Alternatives Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
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   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   141                              Alternatives Issue
   140                          Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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Click "+" on left to display articles for individual issues.
Note: each tab must be searched separately.
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   140                           Risk Management Issue
   139                       Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   139                        Corporate Organization Issue
   138                            Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
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Click "+" on left to display articles for individual issues.
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   138                             Market Impact Issue
   138                             Market Impact Issue
   138                             Market Impact Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
   137                          Regulatory Update Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

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   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   136                               Year-End Issue
   135                           High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
To search TOPICS or KEY WORDS, use Edit/Find off main menu.
                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

To view INDIVIDUAL ARTICLES, click "2" in upper left to expand then Edit/Find off main menu ("1" to collapse).
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   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   135                            High-Net-Worth Issue
   134                           Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
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   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
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   134                            Readers' Choice Issue
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   134                            Readers' Choice Issue
   134                            Readers' Choice Issue
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   133                              Distribution Issue
   133                              Distribution Issue
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   133                              Distribution Issue
   133                              Distribution Issue
   133                              Distribution Issue
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   133                              Distribution Issue
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   133                              Distribution Issue
   133                              Distribution Issue
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   132                               Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
   132                                Solutions Issue
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   131                        Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
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   131                         Products & Programs Issue
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   131                         Products & Programs Issue
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   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   131                         Products & Programs Issue
   130                     Subadvisory Opportunitites Issue
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   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
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   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
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   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   130                      Subadvisory Opportunities Issue
   129               Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
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   129                Strategic Organizational Development Issue
   129                Strategic Organizational Development Issue
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   129                Strategic Organizational Development Issue
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   129                Strategic Organizational Development Issue
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   129                Strategic Organizational Development Issue
   128                 Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
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   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
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   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
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   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
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   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
   128                  Wealth Management Perspectives Issue
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   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   127                             Multimanager Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue

   126                        Portfolio Construction Issue

   126                        Portfolio Construction Issue
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   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   126                        Portfolio Construction Issue
   125                      Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
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   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   125                       Alternative Opportunities Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue

   124                               Year-End Issue

   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
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   124                               Year-End Issue
   124                               Year-End Issue
   124                               Year-End Issue
   123                             Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning

   123                              Strategic Planning

   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   123                              Strategic Planning
   122                              Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
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   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   122                               Reader's Choice
   121                      Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact

   121                       Gatekeepers & Product Impact

   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
   121                       Gatekeepers & Product Impact
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   121                       Gatekeepers & Product Impact
   120                               Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   120                                Customization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization                        Global Investing
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
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   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   119                               Rationalization
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   118                               Global Warming
   117                              Investment Only
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   117                               Investment Only
   117                               Investment Only                      Supersized Funds, 403(b), Insurance General Accounts
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   117                               Investment Only
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks                         Embedded advice products, Branding, Variable Annuities
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
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   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   116                                  Big Bucks
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging                         Socially Responsible Funds, Donor-Advised Funds
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
   115                                  Packaging
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   115                                  Packaging
   114                             Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   114                              Inspired Investing
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
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   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   113                                   Savings
   112                                  Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   112                                   Year-End
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
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   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   111                                   Growth
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   110                                   Training
   109                                Organization
   109                                 Organization
   109                                 Organization
   109                                Client's Choice
   109                                Client's Choice
   109                                Client's Choice
   109                                Client's Choice
   109                                Client's Choice
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   109                                 Organization
   109                                Client's Choice
   109                                Client's Choice
   109                                Client's Choice
   109                                 Organization
   109                                Client's Choice
   109                                Client's Choice
   108                               Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   108                                Client's Choice
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
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   107                        Asset Management Strategy
   107                        Asset Management Strategy
   107                        Asset Management Strategy
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   106                                   Learning
   105                          Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
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   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   105                           Exchange-Traded Funds
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   104                                   Business
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
   103                                    Pricing
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   103                                    Pricing
   103                                    Pricing
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   102                                   Savings
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
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   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   101                               Differentiation
   100                                  Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   100                                   Year-End
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
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   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   99                                    Process
   98                                 Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   98                                  Organization
   97                                Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
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   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   97                                 Client's Choice
   96                                  Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   96                                   Operations
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
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   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy

   95                         Asset Management Strategy

   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   95                         Asset Management Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy

   94                             Distribution Strategy

   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   94                             Distribution Strategy
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
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   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation
   93                                 Segmentation                        Post-accumulation planning
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   92                                 Relationships
   91                                 Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
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   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   91                                  Contingency
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   90                               Channels, Part II
   89                               Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
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   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   89                                Channels, Part I
   88                                   Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   88                                    Year-End
   87                                     Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
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   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   87                                      Trust
   86                                 Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   86                                  Organization
   85                             Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
   85                              Client's Choice Issue
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   85                              Client's Choice Issue
   85                              Client's Choice Issue
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   84                                  Retirement
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
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   83                         Asset Management Strategy
   83                         Asset Management Strategy                     HNW, Affluent
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   83                         Asset Management Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   82                             Distribution Strategy
   81                                    Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
   81                                     Wealth
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   81                                     Wealth
   81                                     Wealth
   80                                  Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   80                                   Operations
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
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   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   79                              Product Packaging
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   78                                    Savings
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
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   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice                           Advisor
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   77                             Guidance and Advice
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   76                                Year-End Issue
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce                       Retirement
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   75                           Intermediary Salesforce
   74                                   Insurance
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   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance
   74                                   Insurance                            Multimanager
   74                                   Insurance
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   73                                  Institutional
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   72                         Technology and Information
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory                          HNW, Affluent
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
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                          c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

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   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   71                                  Subadvisory
   70                             Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   70                              Client's Choice Issue
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   69                             Wealth Management
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks                               Technology
   68                                     Banks
   68                                     Banks
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   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   68                                     Banks
   67                                  Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
   67                                   Operations
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   67                                   Operations
   66                                Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   66                                 Product Usage
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
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   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   65                                College Savings
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   64                                Year-End Issue
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
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   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   63                              Corporate Strategy
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   62                         Funding Retirement Income                       Technology
   62                         Funding Retirement Income
   62                         Funding Retirement Income
   61                              Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
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   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   61                               Financial Planning
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   60                                  Outsourcing
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
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   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   59                             Strategic Positioning
   58                             Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue                    Affluent, HNW
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   58                              Client's Choice Issue
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   57                                  Retirement
   56                             Wealth Management
   56                             Wealth Management
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   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   56                             Wealth Management
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
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   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   55                                      RIAs
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   54                                   Annuities
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
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   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   53                              Planning Programs
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
   52                                Year-End Issue
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   52                                Year-End Issue
   52                                Year-End Issue
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   51                                  Technology
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   50                             Merger & Acquisition
   49                                   Insurance
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   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance                           Alt Investments
   49                                   Insurance
   49                                   Insurance
   49                                   Insurance
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   48                                Bank Brokerage
   47                          Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
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   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives
   47                           Mutual Fund Alternatives                       Wealth
   46                             Client's Choice Issue                      Management
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
   46                              Client's Choice Issue
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   46                              Client's Choice Issue
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   45                                High Net Worth
   44                        Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   44                         Independent Broker/Dealers
   43                         Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
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   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   43                          Mutual Fund Manufacturers
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   42                                  Wholesaling
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   41                                  Retirement
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   40                                Year-End Issue
   39                                       RIA
   39                                       RIA
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   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA                               Subadvisory
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   39                                       RIA
   38                          Managed Accounts/Wraps                           Advisors
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   38                          Managed Accounts/Wraps
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   37                                 Multimanager
   36                          Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
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   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   36                           Intermediary Distribution
   35                              Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities                     Wealth, Affluent
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   35                               Variable Annuities
   34                             Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue                        Global
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   34                              Client's Choice Issue
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
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   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   33                                Private Banking
   32                                 International                           Technology
   32                                 International
   32                                 International
   32                                 International
   32                                 International
   32                                 International
   32                                 International
   32                                 International
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   31                                  Retirement
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
   30                                    Internet
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   30                                    Internet
   30                                    Internet
   29                             Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   29                              Discount Brokerage
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   28                                Year-End Issue
   27                               Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
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   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   27                                Wirehouses/NFS
   26                        Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   26                         Independent Broker/Dealers
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
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   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   25                                   Insurance
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   24                                      Bank
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
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   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   23                                 Supermarkets
   22                             Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   22                              Client's Choice Issue
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
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   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   21                             Merger & Acquisition                        Technology
   21                             Merger & Acquisition
   21                             Merger & Acquisition
   20                                  Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   20                                   Innovation
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
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   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet
   19                                    Internet                               Global
   19                                    Internet
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   18                                High Net Worth
   17                                 International
   17
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
   17                                 International
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   17                                 International
   17                                 International
   17                                 International
   17                                 International
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   16                                Year-End Issue
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
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   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   15                          Managed Accounts/Wraps
   14                              Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   14                               Financial Advisors
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   13                                  Retirement
   12                                   Insurance
   12                                   Insurance
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   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   12                                   Insurance
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   11                            Social Security Reform
   10                             Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue
   10                              Client's Choice Issue

   10                              Client's Choice Issue
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
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    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    9                                  Wholesaling
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    8                          Wirehouses and Regionals
    7                        Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers

    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    7                         Independent Broker/Dealers
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
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    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    6                               Bank Distribution
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    5                                  Technology
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    4                                Year-End Issue
    3                             Fund Supermarkets                            Affluent
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
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    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    3                              Fund Supermarkets
    2                            Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    2                             Pricing & Distribution
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
    1                                High Net Worth
 May 2010)                                                                                     c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




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             ISSUE/ARTICLES                                                                                                               ISSUE DATE


             Shelf Space Issue: Top Shelf                                                                                                  May-10
             Exhibit: Greatest Challenges for Asset Managers, 2009                                                                          May-10
             Product Design: Shelf Ready                                                                                                    May-10
             Exhibit: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers, 2009     May-10
             Exhibit: Category Rotation, 2006 vs. 2009                                                                                      May-10
             Case Study: Vanguard: Rotating and Vanguarding                                                                                 May-10
             Exhibit: Top-10 New Funds Based on Net Flows, February 2010                                                                    May-10
             Exhibit: Schwab's New ETF Lineup vs. Similar ETFs, February 2010                                                               May-10
             Case Study: Natixis: Standing Out on the Shelf                                                                                 May-10
             Key Accounts: Armed and Ready                                                                                                  May-10
             Exhibit: Typical Asset Manager Salesforce Headcount by Functional Role, 2009                                                   May-10
             Exhibit: Expected Change in Salesforce Headcount by Functional Role, 2009                                                      May-10
             Exhibit: Wholesalers' Most Desired Information from Key Accounts Team, 2010                                                    May-10
             Investor-Focused Product Solutions: I is for Investor                                                                          May-10
             Exhibit: Households’ Most Important Financial Goals, 2009                                                                      May-10
             Exhibit: I-FOCUSED Criteria                                                                                                    May-10
             Exhibit: Households' Trust of Financial Firms, 2009                                                                            May-10
             Quantitative Insights                                                                                                          May-10
             Financial Advisors                                                                                                             May-10
             Exhibit: Wholesalers' Opinions About B/Ds' Technology Platforms, 2010                                                          May-10
             Exhibit: Headcount of Top-25 Broker/Dealers as a Percentage of Industry Headcount, 2004-2009E                                  May-10
             Fund Categories                                                                                                                May-10
             Exhibit: Category Rotation, 2005, 2007, 2009                                                                                   May-10
             Exhibit: Top-Selling Mutual Funds and Some of Their Attributes, February 2010                                                  May-10
             Advisor Concerns                                                                                                               May-10
             Exhibit: Advisor Concerns for Investors’ Financial Well-Being, 2009                                                            May-10
             Shelf Space                                                                                                                    May-10
             Exhibit: Asset Manager Control Over Shelf Space Variables                                                                      May-10
             Mergers & Aquisitions Issue: Under Pressure                                                                                   Apr-10
             Exhibit: Pressures on the Investment Management Industry, 2010                                                                 Apr-10
                                                                                                c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

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             Case Studies of Asset Management Mergers: Virtuous versus Vicious                                                                                     Apr-10
             Exhibit: Alliance Capital Management and Sanford C. Bernstein Pre-Merger Characteristics, June 30, 2000                                               Apr-10
             Exhibit: TCW Mutual Fund Assets and Flows, August 2009–January 2010                                                                                   Apr-10
             Exhibit: Mutual Fund Overlap: Invesco Aim and Morgan Stanley/Van Kampen Funds by Morningstar Category, 2009                                           Apr-10
             Exhibit: Enhanced Fixed-Income Capabilities After the Merger of Invesco Aim and Morgan Stanley/Van Kampen, 4Q 2009                                    Apr-10
             Strategies for Growth Beyond M&A: Merge Ahead: Choose Alternate Route                                                                                 Apr-10
             Exhibit: Potential Merger Pitfalls for Investment Managers, 2010                                                                                      Apr-10
             Exhibit: Asset Managers' View on Whether Distributors Are More Reliant Today on Focus Lists, 2010                                                     Apr-10
             Exhibit: Asset Managers' View on Focus List Effectiveness When Distribution Is Contingent on List Being Limited to a Small Number of Managers, 2010   Apr-10
             Exhibit: Financing Decision Tree, 2010                                                                                                                Apr-10
             Investment Consulting: Clashing Desires                                                                                                               Apr-10
             Exhibit: Top-20 Consulting Firms By Global AUA, 2009                                                                                                  Apr-10
             Exhibit: Global Single-Manager Hedge Fund Assets, 1999–2009                                                                                           Apr-10
             Exhibit: Private DB Net Flows, 2009E–2014E                                                                                                            Apr-10
             Exhibit: Private DB Asset Allocation, 2008                                                                                                            Apr-10
             Exhibit: Percent of Private Defined Benefit Plans That Use a Consultant, 2009                                                                         Apr-10
             Quantitative Insights                                                                                                                                 Apr-10
             Growth Strategies                                                                                                                                     Apr-10
             Exhibit: Wealth Management M&A Metrics, 1998–2008                                                                                                     Apr-10
             Exhibit: Selected Multiaffiliate Firms, January 2010                                                                                                  Apr-10
             Firm Contractions                                                                                                                                     Apr-10
             Exhibit: Announced Layoffs, 2008–2009                                                                                                                 Apr-10
             Exhibit: Net Change in Number of Mutual Funds, 2004–2009                                                                                              Apr-10
             Hedge Funds and Funds of Hedge Funds                                                                                                                  Apr-10
             Exhibit: Single-Manager Hedge Funds and Funds of Hedge Funds Net Flows, 4Q 2007–4Q 2009                                                               Apr-10
             Exhibit: Distressed Investing: Pressures on Hedge Funds and Funds of Hedge Funds, 2010                                                                Apr-10
             Mutual Funds                                                                                                                                          Apr-10
             Exhibit: Top and Bottom Morningstar Categories by Flows, 12-Months Ending January 2010                                                                Apr-10
             Exhibit: Top-20 Mutual Fund Managers by Net Flows, 12 Months Ending January 2010                                                                      Apr-10
             Underrated Channels Issue: Catch an Underserved Star                                                                                                  Mar-10
             Exhibit: Expectation for Most Complicated Salesforce Issue, 2010                                                                                      Mar-10
             Direct Provider and Discount Brokerage Channels: Don’t Discount the Discounters                                                                       Mar-10
             Exhibit: Cerulli Wealth Tiers, 2010                                                                                                                   Mar-10
             Exhibit: Licenses and Designations Advisors Hold by Core Market, 2009                                                                                 Mar-10
             Exhibit: Retail Addressable Markets by Net Worth Range, 3Q 2009E                                                                                      Mar-10
             Exhibit: Top-10 Managed Account Program Sponsors Across All Industry Segments, 4Q 2009                                                                Mar-10
                                                                                                 c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

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             Regional Broker/Dealers and Managed Accounts: Regionally Speaking                                                              Mar-10
             Exhibit: Total Managed Accounts Assets by Channel Scorecard, 2007–2009                                                         Mar-10
             Exhibit: Top Regional Broker/Dealer Sponsors by Managed Account Assets, 4Q 2009                                                Mar-10
             Exhibit: Percentage of Client Assets Held in Managed Accounts by Channel, 2009                                                 Mar-10
             Exhibit: Managed Accounts Penetration of Advisor-Distributed Assets in Selected Channels, 2008                                 Mar-10
             Insurance General Accounts: Land of Opportunity                                                                                Mar-10
             Exhibit: Insurers Partner with Asset Managers                                                                                  Mar-10
             Exhibit: Total Insurance General Account Assets and Growth, 1998–2008                                                          Mar-10
             Exhibit: Top 20 Managers of Unaffiliated Insurance General Account Assets, 2007–2008                                           Mar-10
             Quantitative Insights                                                                                                          Mar-10
             Manager Growth and Challenges                                                                                                  Mar-10
             Exhibit: Greatest Challenges for Asset Managers, 2009                                                                          Mar-10
             Exhibit: Drivers of Future Growth for Asset Managers, 2009                                                                     Mar-10
             Institutional Managers                                                                                                         Mar-10
             Exhibit: Institutional Manager: Historical and Expected Asset Bases by Marketplace, 2009                                       Mar-10
             Exhibit: Institutional Manager: Channel Profitability Rankings, 2009                                                           Mar-10
             Retail Managers                                                                                                                Mar-10
             Exhibit: Retail Manager: Expected Future Asset Growth by Client/Product Type, 2009                                             Mar-10
             Exhibit: Retail Manager: Third-Party Distributed Channel Profitability Rankings, 2009                                          Mar-10
             Advisor Channels                                                                                                               Mar-10
             Exhibit: Headcount of Top 25 Broker/Dealers as a Percentage of Industry Headcount, 2004–2009E                                  Mar-10
             Exhibit: Salesforce Resource Allocation by Channel, 2009 vs. 2012E                                                             Mar-10
             Alternatives Issue: Defending the Portfolio                                                                                    Feb-10
             Exhibit: Alternatives Role in Portfolio Construction, 2010                                                                     Feb-10
             Exhibit: Factors Driving Asset Manager Interest in Alternative Investments, 2010                                               Feb-10
             Distribution of Alternatives: All the Right Moves                                                                              Feb-10
             Exhibit: Number of New Alternative Mutual Funds Launched, 2005–October 2009                                                    Feb-10
             Exhibit: Greatest Challenges in the Development and Distribution of Alternative Investments, 2010                              Feb-10
             Exhibit: Alternatives versus Traditional Investments: Education and Marketing to Advisors, 2010                                Feb-10
             Exhibit: Advisor Opinion of Alternative Investments, 2009                                                                      Feb-10
             Definition Box: Alternative Investments                                                                                        Feb-10
             Case Study: Rydex Investments (GetAlts.com)                                                                                    Feb-10
             Alternative ETFs: Small but Significant                                                                                        Feb-10
             Exhibit: Advisor Use of ETFs by Asset Class, 2009                                                                              Feb-10
             Exhibit: Approach to ETF Use in Portfolio Construction by Financial Advisor Channel, 2009                                      Feb-10
             Exhibit: ETF Sponsors' Plans for New ETFs by Asset Class, 2009                                                                 Feb-10
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             Alternatives in Managed Accounts: It’s the Intent, not the Vehicle                                                                               Feb-10
             Exhibit: Challenges for Placing Alternative Investment Vehicles on Managed Account Platforms                                                     Feb-10
             Exhibit: Sponsor Opinion of the Role of ETFs Within Different Asset Classes of Managed Accounts in the Last 12 Months vs. Next 24 Months, 2009   Feb-10
             Quantitative Insights                                                                                                                            Feb-10
             Alternative Strategies                                                                                                                           Feb-10
             Exhibit: Reasons Advisors Employ Certain Alternative Investments, 2009                                                                           Feb-10
             Exhibit: Alternatives Focus by Distribution Channel, 2010                                                                                        Feb-10
             Alternative Mutual Fund and ETFs                                                                                                                 Feb-10
             Exhibit: Alternative Mutual Fund Assets, 2003–2009                                                                                               Feb-10
             Exhibit: Alternative Mutual Fund Net Flows, 2003–2009                                                                                            Feb-10
             Exhibit: Top 15 Alternative Mutual Fund Managers, 2009                                                                                           Feb-10
             Exhibit: Alternative ETF Assets, 1999–2009                                                                                                       Feb-10
             Active ETFs                                                                                                                                      Feb-10
             Exhibit: ETF Sponsors' Plans for New ETFs: Passive vs. Active, 2009                                                                              Feb-10
             Exhibit: Financial Advisors' Opinion of Active ETFs by Core Market, 2009                                                                         Feb-10
             High Net Worth Issue: Moving Out of Richistan                                                                                                    Jan-10
             Exhibit: Forbes' Cost of Living Extremely Well Index vs. Consumer Price Index, 1976–2009                                                         Jan-10
             Wealth Management Through an Asset-Liability Framework: Not Just for Pension Funds Anymore                                                       Jan-10
             Exhibit: Applying an Asset-Liabilities Framework to Wealth Management, 2009                                                                      Jan-10
             Exhibit: Asset Allocation Viewed Through a Liquidity Lens, 2009                                                                                  Jan-10
             Exhibit: Desire for Written Financial Plan by Investable Asset Range, August 2008 vs. June 2009                                                  Jan-10
             Exhibit: Household Liabilities by Liability Type and Net Worth Range, 3Q 2009E                                                                   Jan-10
             HNW Provider Relationships: Relationships at Risk                                                                                                Jan-10
             Exhibit: Top-Tier Advisors' Allocation to Selected Investment Products, 2008 vs. 2009                                                            Jan-10
             Exhibit: Percent of Clients Using Two or More Financial Advisors by Client Investable Assets, August 2008 vs. June 2009                          Jan-10
             Exhibit: Top Reasons for Satisfaction with Primary Advisor by Client Investable Assets, August 2008 vs. June 2009                                Jan-10
             Distribution: The Imbalance of Power                                                                                                             Jan-10
             Exhibit: Selected Wealth Management Transactions, 2008                                                                                           Jan-10
             Exhibit: Selected Asset Management Transactions, 2009                                                                                            Jan-10
             Exhibit: Open Architecture Estimates Across Private Wealth Channels, 3Q 2009                                                                     Jan-10
             Exhibit: High-Net-Worth Providers: Differentiating Factors, 2009                                                                                 Jan-10
             Quantitative Insights                                                                                                                            Jan-10
             Investor Profile and Opinion                                                                                                                     Jan-10
             Exhibit: Cerulli Wealth Tiers, 2009                                                                                                              Jan-10
             Exhibit: Number of Financial Advisors Used by Households, by Investable Asset Range, August 2008 vs. June 2009                                   Jan-10
             Exhibit: Households' Reasons for Switching Primary Provider, August 2008, December 2008, and June 2009                                           Jan-10
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             Exhibit: Households' Trust That Financial Services Firms are Looking Out for Their Best Interests, December 2008 vs. June 2009   Jan-10
             High-Net-Worth Providers                                                                                                         Jan-10
             Exhibit: Projected High-Net-Worth Provider AUM by Firm Type, 2005-2013E                                                          Jan-10
             Exhibit: High-Net-Worth Providers Select Ways in Which Conversations with Clients Has Changed, 3Q 2009                           Jan-10
             Exhibit: HNW Providers Report Changes in Level of Fees, 3Q 2009                                                                  Jan-10
             Exhibit: HNW Providers Report Most Effective Approach Taken When Clients Become Unprofitable, 3Q 2009                            Jan-10
             Annual Readers’ Survey Issue: Tell Us About It                                                                                   Dec-09
             Exhibit: Greatest Firm Challenge in Past Year, 2009                                                                              Dec-09
             Wirehouse Teams: Capturing A-Team Assets                                                                                         Dec-09
             Exhibit: Strategies for Organizational Efficiency, 2009                                                                          Dec-09
             Exhibit: Wirehouse Advisor Practices by Tier, 3Q 2009                                                                            Dec-09
             Exhibit: Wirehouse Advisor Practice Staffing by Tier, 3Q 2009                                                                    Dec-09
             Exhibit: Services Provided by Wirehouse Advisor Practices by Tier, 3Q 2009                                                       Dec-09
             Asset Allocation: In Search of a Better Beta                                                                                     Dec-09
             Exhibit: Investor Needs Driving Product Strategy Focus in 2010                                                                   Dec-09
             Exhibit: Evolution of the Fully-Invested Mandate, 1970–1999                                                                      Dec-09
             Exhibit: Asset Managers Indicate How They Differentiate Their Target-Date and Risk-Based Funds from Competition, 2009            Dec-09
             Exhibit: Global Single-Manager Hedge Fund Assets and Performance by Sector/Strategy, 3Q 2008–3Q 2009                             Dec-09
             Mutual Fund Fees: Mutual Fund Anxiety                                                                                            Dec-09
             Exhibit: Defining Distribution Costs                                                                                             Dec-09
             Exhibit: Greatest Regulatory Impact in Coming Year, 2009                                                                         Dec-09
             Exhibit: Trends Impacting Share Class Pricing, 2009                                                                              Dec-09
             Exhibit: Top 10 U.S. ETF Managers, 3Q 2009                                                                                       Dec-09
             Quantitative Update                                                                                                              Dec-09
             Reader Survey 2008 vs. 2009                                                                                                      Dec-09
             Exhibit: Expectations for the Greatest Business Challenge in the Coming Year, 2009 vs. 2010                                      Dec-09
             Exhibit: Expectation for Most Complicated Salesforce Issue, 2009 vs. 2010                                                        Dec-09
             Financial Markets’ Strategy                                                                                                      Dec-09
             Exhibit: Greatest Lesson Learned from the Market Activity of Recent Years, 2009                                                  Dec-09
             Exhibit: Market Performance Expectations for 2010                                                                                Dec-09
             Marketing Strategy                                                                                                               Dec-09
             Exhibit: Watchwords for 2010                                                                                                     Dec-09
             Exhibit: Primary Vehicle or Product Focus for 2010                                                                               Dec-09
             Product Strategy                                                                                                                 Dec-09
             Exhibit: Retail Manager: Expected Future Asset Growth by Client/Product Type, 2009                                               Dec-09
             Exhibit: Institutional Manager: Expected Future Asset Growth by Client/Product Type, 2009                                        Dec-09
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             Product Issue: Through the Wringer                                                                                              Nov-09
             Exhibit: Total U.S. Assets Under Management, 1998–2008                                                                          Nov-09
             Exhibit: The Retail Product Marketplace: What Has Changed, What Hasn’t Changed?                                                 Nov-09
             Exhibit: Percent of Equity Mutual Fund Assets by Total Fee Quartile, 2004–2008                                                  Nov-09
             Product Marketing: All A Twitter                                                                                                Nov-09
             Exhibit: Future of Brand’s Importance in the Retail Intermediary Marketplace, 2007–2009                                         Nov-09
             Exhibit: Sales Managers: Most Effective Types of Marketing to Use With Advisors, 2009                                           Nov-09
             Exhibit: Plans for Future Advertising by Media Outlet, 2009                                                                     Nov-09
             Exhibit: Wholesalers vs. Advisors: Reasons Advisors Choose Asset Managers, 2Q 2009                                              Nov-09
             Closed-End Funds: An Opportunity Not to be Discounted                                                                           Nov-09
             Exhibit: Number of New Closed-End Funds, 1998–August 2009                                                                       Nov-09
             Exhibit: Closed-end Fund Assets by Type: Equity vs. Bond, 1998–August 2009                                                      Nov-09
             Exhibit: Marketshare of Top Closed-End Fund Managers, August 2009                                                               Nov-09
             Exhibit: Assets in New Closed-End Funds, August 2009                                                                            Nov-09
             Retirement Income Products: The Process of Product Allocation                                                                   Nov-09
             Exhibit: Growth in Retirement Income Opportunity Household Investable Assets 2004, 2008E and 2012E                              Nov-09
             Exhibit: Target-Date Fund Average Total Returns, 2008                                                                           Nov-09
             Quantitative Update                                                                                                             Nov-09
             Addressable Marketplace and Market Segmentation                                                                                 Nov-09
             Exhibit: U.S. Market Sizing Components, 2003–2008                                                                               Nov-09
             Exhibit: U.S. Market Sizing Component Growth Rates, 1998–2008                                                                   Nov-09
             Exchange-Traded Funds                                                                                                           Nov-09
             Exhibit: ETF Sponsors Anticipate ETF Asset Growth in the Next Few Years, 2009                                                   Nov-09
             Exhibit: ETF Sponsors Rate Biggest Challenge for the Industry in Next Few Years, 2009                                           Nov-09
             Exhibit: Influential Reasons for Advisor Adoption of ETFs, 2Q 2009                                                              Nov-09
             Exhibit: Index ETF and Mutual Fund Net Flows 1998–August 2009 YTD                                                               Nov-09
             Retirement Planning Segmentation                                                                                                Nov-09
             Exhibit: Age Stage Risks and Product Allocation Opportunities, 2009                                                             Nov-09
             Readers’ Choice Issue                                                                                                           Oct-09
             Question 1: Has the asset management industry changed fundamentally?                                                            Oct-09
             Exhibit: Estimated Mutual Fund Flows, 2Q 2008–2Q 2009                                                                           Oct-09
             Exhibit: Channel Prioritization Considerations                                                                                  Oct-09
             Question 2: What impact will the changing regulatory framework have on the asset management industry?                           Oct-09
             Exhibit: Changes to the Compliance Function Over the Past Year, 2009                                                            Oct-09
             Exhibit: Governance Standards Applicable to Financial Advisors                                                                  Oct-09
             Question 3: How can asset management firms achieve scale to ensure profitability?                                               Oct-09
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             Exhibit: Sales Management: Obstacles to Moving Away from a Gross Sales Focus, 2009                                                    Oct-09
             Exhibit: Recent M&A Activity, 2Q 2009–3Q 2009                                                                                         Oct-09
             Exhibit: Wide-Scale Panic: Size and Scale of the Mutual Fund Industry, July 2009                                                      Oct-09
             Question 4: How has portfolio construction changed?                                                                                   Oct-09
             Exhibit: Importance of ETF Attributes, 2Q 2009                                                                                        Oct-09
             Exhibit: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers, 2008 vs. 2009   Oct-09
             Question 5: What will be the most important changes to the distribution landscape?                                                    Oct-09
             Exhibit: Headcount of Top-25 Broker/Dealers as a Percentage of Industry Headcount, 2004–2009E                                         Oct-09
             Exhibit: Marketshare of Institutional Client Assets by Distribution Method, 2003–2008                                                 Oct-09
             Question 6: What products are poised to gather the most assets?                                                                       Oct-09
             Exhibit: Advisors’ Expected Change in Product Allocation, 2Q 2009                                                                     Oct-09
             Exhibit: Mutual Fund Net New Flows by Morningstar Rating, 2003–2Q 2009 YTD                                                            Oct-09
             Quantitative Insights                                                                                                                 Oct-09
             Exhibit: Marketing vs. Sales Management: Elements of a Successful Marketing Piece, 2009                                               Oct-09
             Exhibit: Expectation for Change in Personnel by Function Within the Next Three Years, 2009                                            Oct-09
             Exhibit: Estimated Net Collective Investment Trust Flows, 2Q 2009                                                                     Oct-09
             Exhibit: Forecast Growth in Open Architecture at FDIC Insured Institutions, 2008–2013E                                                Oct-09
             Exhibit: Advisor Marketshare by Employee and Independent Advisors, 2004–2008                                                          Oct-09
             Exhibit: Reasons Advisors Choose an Asset Manager, 2Q 2009                                                                            Oct-09
             Exhibit: Household Risk Level, August 2008- August 2009                                                                               Oct-09
             Exhibit: Households’ Belief that Financial Firms Have Investors’ Best Interest in Mind, December 2008 vs. August 2009                 Oct-09
             Exhibit: Variable Annuity Growth Opportunities, Insurance Company and Asset Manager Perspectives, 2009                                Oct-09
             Exhibit: Advisor Assessment of Annuities as Rollover Vehicles, 2008                                                                   Oct-09
             Exhibit: 401(k) Sales, May 2008 Compared to May 2009                                                                                  Oct-09
             Exhibit: Impact of Economic Turmoil on IRA Rollovers, Six Months Ending May 2009                                                      Oct-09
             Exhibit: Top Unified Managed Account Programs, 2Q 2009                                                                                Oct-09
             Exhibit: Role of ETFs in Managed Account Portfolio Construction in the Last 12 Months vs. Next 24 Months, 2009                        Oct-09
             Salesforce Structure Issue: Second-Chance Dance                                                                                       Sep-09
             Exhibit: Planned Salesforce Increases vs. Actual Change in Staffing, 2008–2009                                                        Sep-09
             Distribution Strategy: Choosing Dance Partners                                                                                        Sep-09
             Exhibit: Addressable Retail Assets per Channel and Advisor, 2008                                                                      Sep-09
             Exhibit: Asset Breakdown by Channel, 2007–2012E                                                                                       Sep-09
             Exhibit: Most Commonly Targeted Distribution Outlets for Asset Managers, 2009                                                         Sep-09
             Exhibit: Salesforce Resource Allocation by Channel, 2009 vs. 2012E                                                                    Sep-09
             E-Wholesalers and Hybrid Wholesalers: Virtual Dancing                                                                                 Sep-09
             Exhibit: Implementation of E-Wholesaler/Hybrid Role, 2009                                                                             Sep-09
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             Exhibit: E-Wholesaler/Hybrid Time Allocation, 2009                                                                                      Sep-09
             Exhibit: Primary Strategy of E-Wholesaler/Hybrid, 2009                                                                                  Sep-09
             Exhibit: E-Wholesaler/Hybrid Compensation, 2009                                                                                         Sep-09
             Variable Annuities: Safety Dance                                                                                                        Sep-09
             Exhibit: Percentage of Variable Annuity Contracts that Impose Investment Restrictions by Rider, 2009                                    Sep-09
             Exhibit: Wholesalers vs. Advisors: Consideration of Wholesaler Relationship as a Key Criterion in Selecting an Annuity Provider, 2009   Sep-09
             Exhibit: Asset Manager Strategies to Communicate with VA Distribution Firms and Advisors, 2009                                          Sep-09
             Quantitative Insights                                                                                                                   Sep-09
             Wholesaler Challenges                                                                                                                   Sep-09
             Exhibit: Comparison of Important Wholesaler Skills vs. Their Own Skill Level, 2009                                                      Sep-09
             Exhibit: Wholesaler-Advisor Comparison: Years as Wholesaler vs. Years as Advisor, 2Q 2008                                               Sep-09
             Wholesaler Compensation                                                                                                                 Sep-09
             Exhibit: Wholesaler Compensation, 2009                                                                                                  Sep-09
             Exhibit: Current vs. Ideal Breakdown of Wholesaler Compensation, 2009                                                                   Sep-09
             Exhibit: Sales Management: Obstacles to Moving Away from a Gross Sales Focus, 2009                                                      Sep-09
             Internal Wholesalers                                                                                                                    Sep-09
             Exhibit: Ratio of Wholesalers to Internal Sales Desk Representatives, 2009                                                              Sep-09
             Divisional Sales Management                                                                                                             Sep-09
             Exhibit: Ratio of Wholesalers to Divisional Sales Managers, 2009                                                                        Sep-09
             Exhibit: Divisional Sales Manager Time Allocation, 2009                                                                                 Sep-09
             New Reality Issue: When One Door Closes, Another Opens                                                                                  Aug-09
             Exhibit: Asset Managers Rank Greatest Challenges in Next 2–3 Years, 2009                                                                Aug-09
             Exhibit: Market Impact on Asset Managers Expansion and Contraction Plans, 2009                                                          Aug-09
             Product Opportunity: No Universal Key                                                                                                   Aug-09
             Exhibit: Target-Date and Risk-Based Fund Challenges for Asset Management Firms, 2009                                                    Aug-09
             Exhibit: Target-Date Funds by Portfolio Assets, April 2009                                                                              Aug-09
             Exhibit: Traditional Equity vs. Fixed-Income and Alternative ETF Assets, May 2009                                                       Aug-09
             Marketing and Distribution: Internal Ops                                                                                                Aug-09
             Exhibit: Impact of Budget Reduction, 2009                                                                                               Aug-09
             Exhibit: Plans for Marketing Materials/Communication, 2009                                                                              Aug-09
             Exhibit: Impact of Market Crisis on Compliance, 2009                                                                                    Aug-09
             Exhibit: Change to RFPs Post-Market Crisis, 2009                                                                                        Aug-09
             Managed Accounts: Planets Versus the Sun                                                                                                Aug-09
             Exhibit: Asset Managers' Three-Year Outlook for Managed Account Distribution Potential by Channel, 2009                                 Aug-09
             Exhibit: Asset Manager Managed Account Addressability, 2009                                                                             Aug-09
             Exhibit: Top 10 Sponsor Year-Over-Year Growth Rate in Total Managed Account Assets, 1Q 2009                                             Aug-09
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             Quantitative Update                                                                                                           Aug-09
             Brand Management                                                                                                              Aug-09
             Exhibit: Asset Managers Predict the Future Importance of Their Brand in the Retail Intermediary Marketplace, 2009             Aug-09
             Exhibit: Consumer Advertising: Primary and Secondary Focus, 2009                                                              Aug-09
             Product Development                                                                                                           Aug-09
             Exhibit: Long-Term Open-End Mutual Funds Eliminated vs. Funds Created, 2004–May 2009 YTD                                      Aug-09
             Exhibit: Number of New Products Slated for Launch During the Next 12 Months, 2007 vs. 2008                                    Aug-09
             Financial Advisor Sentiment                                                                                                   Aug-09
             Exhibit: Advisor Selected Product Mix, 2008 vs. 2Q 2009                                                                       Aug-09
             Exhibit: Advisor Method of Risk Assessment, 2Q 2009                                                                           Aug-09
             Investor Sentiment                                                                                                            Aug-09
             Exhibit: Household Risk Level by Investable Asset Range, August 2008 vs. December 2008                                        Aug-09
             Exhibit: Household Risk Level by Age Range, August 2008 vs. December 2008                                                     Aug-09
             Asset Allocation Issue: Goodbye, Free Lunch                                                                                   Jul-09
             Exhibit: Russell Investments Investment Manager Outlook, March 2009                                                           Jul-09
             Fixed-Income Opportunities: Bonds on Steroids                                                                                 Jul-09
             Exhibit: Shifts in Advisor Product Allocations in the Last Year, 4Q 2008                                                      Jul-09
             Exhibit: Expected Changes in Asset Allocation: Fixed-Income Core, Fixed-Income Core-Plus, Long-Duration Fixed, 1Q 2009        Jul-09
             Exhibit: Largest Institutional Managers of Core-Plus Bond Strategies, 2008                                                    Jul-09
             Exhibit: Intermediate Bond Category Fund Flows, April 2009                                                                    Jul-09
             Model Portfolio Distribution Opportunities: The Best Is Yet to Come                                                           Jul-09
             Exhibit: Model Portfolio Asset Allocation, 1Q 2009                                                                            Jul-09
             Exhibit: Expectations Versus Actual Separate Account Business Sourced Through Models, 2007 vs.1Q 2009                         Jul-09
             Exhibit: Managers Feel Little Comfort Regarding the Model Portfolio Information They Receive, 2009                            Jul-09
             Special Report: Follow the Money                                                                                              Jul-09
             Exhibit: Separate Account Program Asset Allocation Shift, 2001–2008                                                           Jul-09
             The Advisor Perspective: Feeling Responsible                                                                                  Jul-09
             Exhibit: Asset Allocation Roulette Wheel                                                                                      Jul-09
             Exhibit: Factors Affecting IMCA Advisor Determination of Asset Allocation Strategies, 2008–1Q 2009                            Jul-09
             Exhibit: IMCA Advisor Usage of Portfolio Construction Strategies, 2006–1Q 2009                                                Jul-09
             Quantitative Insights                                                                                                         Jul-09
             Product Trends                                                                                                                Jul-09
             Exhibit: 2010 Target-Date Fund Asset Allocation, May 2009                                                                     Jul-09
             Exhibit: Asset Managers: Investment Products That Advisors Are Requesting, 2008                                               Jul-09
             Manager and Investor Sentiment                                                                                                Jul-09
             Exhibit: Manager Risk Aversion, 4Q 2008 vs. 1Q 2009                                                                           Jul-09
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             Exhibit: Household Confidence That Investments Are On Track For Retirement, May 2008 vs. November 2008                                                Jul-09
             Institutional Allocation and Strategies                                                                                                               Jul-09
             Exhibit: Public Funds Asset Allocation, April 29, 2009                                                                                                Jul-09
             Exhibit: Pension Plan Investment Strategies, Spring 2009                                                                                              Jul-09
             Allocation Trends                                                                                                                                     Jul-09
             Exhibit: Areas of New U.S. Retail Product Development Being Considered, 2007 vs. 2008                                                                 Jul-09
             Exhibit: Frozen DB Plans’ Investment Strategies, January 2009                                                                                         Jul-09
             Retail Investors Issue: Doing it Wrong                                                                                                                Jun-09
             Exhibit: Mutual Fund Net Flows by Fund Type, 1998–1Q 2009                                                                                             Jun-09
             Retail Investors and the Current Market: Getting to Know You                                                                                          Jun-09
             Exhibit: Advisor Reported Change in Client Communication, 4Q 2008                                                                                     Jun-09
             Exhibit: Percent of Households That Sold Stocks as Result of Recent Financial Events by Household Advice Orientation, December 2008                   Jun-09
             Exhibit: Percent of Investors Identifying Themselves as "Conservative Investors" by Household Investable Asset Range, August 2008 vs. December 2008   Jun-09
             Exhibit: Fixed Annuity Assets and Growth, 2006–2008E                                                                                                  Jun-09
             Retail Investors and Distribution Strategy: Pinpoint Accuracy                                                                                         Jun-09
             Exhibit: Primary Provider Channel by Investable Asset Range, 2008                                                                                     Jun-09
             Exhibit: Core Market by Channel, 1Q 2009                                                                                                              Jun-09
             Exhibit: Percentage of Advisor Clients Receiving Services by Core Market, 1Q 2009                                                                     Jun-09
             Exhibit: Advisor Product Mix by Core Market, 1Q 2009                                                                                                  Jun-09
             Retail Investor and Retirement Opportunities: Paint by Numbers                                                                                        Jun-09
             Exhibit: Projected Annual New IRA Rollover Contributions, 2008E–2013E                                                                                 Jun-09
             Exhibit: Retirement Rollover Product/Services Continuum                                                                                               Jun-09
             Exhibit: Net Flows of Target-Date/Lifecycle and Risk-Based/Lifestyle Funds, 1999–1Q 2009                                                              Jun-09
             Quantitative Insights                                                                                                                                 Jun-09
             Retail Investor Advice Delivery Preferences                                                                                                           Jun-09
             Exhibit: Household Advice Orientation, 2005–2008                                                                                                      Jun-09
             Exhibit: Advice Orientation by Investable Asset Range, 2008                                                                                           Jun-09
             Exhibit: Number of Financial Advisors Used, 2008                                                                                                      Jun-09
             Exhibit: Desire for Written Financial Plan by Investable Asset Range, 2008                                                                            Jun-09
             Exhibit: Percent of Assets with Primary Provider by Primary Provider Channel, 2008                                                                    Jun-09
             Exhibit: Reason for Satisfaction with Primary Advisor by Investable Asset Range, 2008                                                                 Jun-09
             Retail Investor Retirement Planning Preferences                                                                                                       Jun-09
             Exhibit: Consulted Financial Advisor for Retirement Advice by Age, 2008                                                                               Jun-09
             Exhibit: Sources of Retirement Planning Information by Age Range, 2008                                                                                Jun-09
             Alternatives Issue: Storm Swept                                                                                                                       May-09
             Exhibit: Allocation of New Product Development by Investment Strategy, November 2008                                                                  May-09
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             Product Strategy: This Product Is Extremely Hot                                                                                                                     May-09
             Definition Box: Defining Alternatives from a Retail-Third-Party Perspective                                                                                         May-09
             Exhibit: Alternative Investment Product Strategy Dynamics                                                                                                           May-09
             Exhibit: Alternative and Traditional Mutual Fund Net Flows, 2003–February 2009                                                                                      May-09
             Exhibit: Asset Managers’ Targeted Wealth Tiers for Retail Third-Party Alternative Investment Distribution, 2008E                                                    May-09
             Gatekeepers: A Place on the Platform                                                                                                                                May-09
             Case Study: TFS Capital- Up in the Down Market                                                                                                                      May-09
             Exhibit: Products That Asset Managers Say Advisors Are Requesting, November 2008                                                                                    May-09
             Exhibit: Asset Managers Indicate Areas of Demand for Alternatives, 2008                                                                                             May-09
             Exhibit: Level of Difficulty Among Various Support Requirement for Alternatives, 2008                                                                               May-09
             Exhibit: Gatekeepers’ Organizational Structure                                                                                                                      May-09
             Hedge Funds and Fund of Hedge Funds: When the Tide Goes Out…                                                                                                        May-09
             Exhibit: Predicted Shift of Institutional Allocations, 2009                                                                                                         May-09
             Exhibit: Institutional Investors Prefer FoHFs, 2009                                                                                                                 May-09
             Exhibit: Scalable Hedge Fund Strategies, 2009                                                                                                                       May-09
             Case Study: Rydex Investments- It’s Not the Same Old Market                                                                                                         May-09
             Quantitative Insights                                                                                                                                               May-09
             Asset Manager Perspective                                                                                                                                           May-09
             Exhibit: Asset Managers’ Primary Criteria for Defining Alternatives: Strategy, Asset Class, or Vehicle, 2008                                                        May-09
             Exhibit: Asset Manager Consensus in Most Categories Clarifies the Definition of Alternatives, 2008                                                                  May-09
             Product Development                                                                                                                                                 May-09
             Exhibit: Main Drivers of Product Innovation, 2008                                                                                                                   May-09
             Exhibit: Asset Managers Cite the Biggest Challenges to the Development and Delivery of Alternatives (Excluding ETFs) for the Retail Third-Party Marketplace, 2008   May-09
             Exhibit: New U.S. Retail Product Plans: Equity, Fixed-Income, and Alternative Asset Classes, 2007 vs. 2008                                                          May-09
             Exhibit: Asset Managers Report Average Seed Capital Used to Fund Alternative Products (Excluding ETFs) Compared with Traditional Products, 2008                     May-09
             Advisor Perspective                                                                                                                                                 May-09
             Exhibit: Super Users of Alternative Investments, 2008                                                                                                               May-09
             Exhibit: Portfolio-Construction Driven Reasons Advisors Use Certain Alternatives and Other Strategies, 2008                                                         May-09
             Risk Management Issue: Rethinking Risk Management                                                                                                                   Apr-09
             Exhibit: The Impact of Market Volatility on Risk Management Policies, October 2008                                                                                  Apr-09
             Portfolio Management: Safety Nets are de Rigueur                                                                                                                    Apr-09
             Exhibit: Preliminary Stock Market Performance by Sector, 2008                                                                                                       Apr-09
             Exhibit: Market Breadth by Calendar Year, 2000–2008                                                                                                                 Apr-09
             Definition Box: Enterprise Risk Management Defined                                                                                                                  Apr-09
             Exhibit: Apple Inc.—Portfolio Risk Management vs. Enterprise Risk Management, 2008                                                                                  Apr-09
             Exhibit: Integrating Investment Process with Risk Management                                                                                                        Apr-09
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             Enterprise Risk: Risk within Risk                                                                                                               Apr-09
             Exhibit: Risk Measures: Comparison of Value at Risk, Modified Value at Risk, and Conditional Value at Risk                                      Apr-09
             Exhibit: Measuring Risk in Benchmarked Portfolios                                                                                               Apr-09
             Institutional Risk Management: Trouble Sleeping                                                                                                 Apr-09
             Exhibit: S&P 500 Company DB Assets and S&P 500 DB Plan Funding Levels, 1999–2007                                                                Apr-09
             Exhibit: Institutional Managers: Most Important Theme in the Future DB Investment Management, 2008                                              Apr-09
             Exhibit: Sponsors’ Views on Primary LDI Goals, SEI Survey of 226 DB Plan Sponsors, 2008                                                         Apr-09
             Quantitative Update                                                                                                                             Apr-09
             Enterprise Risk Management                                                                                                                      Apr-09
             Exhibit: Most Effective Steps for Succession Planning, 2008                                                                                     Apr-09
             Exhibit: Asset Manager Perspective: Improving Performance Through Attribution Analysis, 2008                                                    Apr-09
             Risk Management Personnel                                                                                                                       Apr-09
             Exhibit: Interaction of Risk Officers and Portfolio Managers, 2008                                                                              Apr-09
             Exhibit: Risk Management through the Interaction of Investment Professionals, 2008                                                              Apr-09
             Risk Management Policies                                                                                                                        Apr-09
             Exhibit: Consistency of Investment Process Across Broad Strategies, 2008                                                                        Apr-09
             Exhibit: Managers’ Risk Control Capabilities, 2008                                                                                              Apr-09
             Product Development                                                                                                                             Apr-09
             Exhibit: Performance of Analyst-Led Research Funds, 2008                                                                                        Apr-09
             Exhibit: Incubation and Paper Trading Prior to Launching Hedging Portfolios, 2Q 2008                                                            Apr-09
             Corporate Organization Issue: And Then There Were Fewer…                                                                                        Mar-09
             Exhibit: Plans for Organizational Change in Asset Managers’ Salesforces, 2008                                                                   Mar-09
             Wirehouses: Shaping Up                                                                                                                          Mar-09
             Exhibit: Percentage of Advisors Working for the 25 Largest Broker/Dealers, 2004–2008E                                                           Mar-09
             Exhibit: Wachovia-Wells Fargo Financial Advisor Organizational Chart, 2009                                                                      Mar-09
             Exhibit: Top 10 Bank Broker/Dealers, 2007 vs. 2009E                                                                                             Mar-09
             Exhibit: Advisor Core Market by Channel, 2008                                                                                                   Mar-09
             Advisor Affiliation: Shipping Out                                                                                                               Mar-09
             Exhibit: Factors Influencing Advisors’ Decision to Choose Independence                                                                          Mar-09
             Exhibit: Advisor Opinion of Dually Registered Business Model, 2008                                                                              Mar-09
             Exhibit: Recent Advisor Consideration of Switching Firms, 4Q 2008                                                                               Mar-09
             Synthetic Intermediation: The Medium Is the Message                                                                                             Mar-09
             Exhibit: The Minefield of Interrelated Risk                                                                                                     Mar-09
             Exhibit: Asset Managers Rank Prevalence of New Product Features of Future Target-DateFunds, 2008                                                Mar-09
             Exhibit: Asset Managers Evaluate Competitive Threat of Investment Consultants’ Construction of Lifecycle and Risk-Based Lifestyle Funds, 2008   Mar-09
             Quantitative Insights                                                                                                                           Mar-09
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             Manager Selection                                                                                                                  Mar-09
             Exhibit: Most Important Factors for Advisors in Choosing to Invest with an Asset Manager, 2008                                     Mar-09
             Exhibit: Number of Asset Managers Used by Advisors, 2008                                                                           Mar-09
             Sales Management                                                                                                                   Mar-09
             Exhibit: Sales Management: Greatest Challenge for Asset Management Industry, 2008                                                  Mar-09
             Exhibit: Sales Management: Rank of Drivers of Future Growth for Asset Managers, 2008                                               Mar-09
             Exhibit: Greatest Challenges Inherent to the Current Sales Organizational Structure, 2008                                          Mar-09
             Exhibit: Expected Change in Salesforce Headcount by Functional Role, 2008                                                          Mar-09
             Managed Accounts                                                                                                                   Mar-09
             Exhibit: Managed Accounts: Reasons to Add a New Manager, 4Q 2008                                                                   Mar-09
             Exhibit: Percentage of Asset Managers Submitting Models to Program Sponsor/Overlay Managers, 2Q 2006–4Q 2008                       Mar-09
             Market Impact Issue: Taking Treasure from the Dragon                                                                               Feb-09
             Exhibit: Historical Dow Jones Industrial Returns, 1897–2008                                                                        Feb-09
             Bear Market Strategies: Fat Tails and Dragon Tales                                                                                 Feb-09
             Exhibit: Fat-Tailed Distribution Dragon                                                                                            Feb-09
             Exhibit: Asset Managers’ Product Development Plans for Investment Solutions, Allocation Solutions, and Portfolio Solutions, 2008   Feb-09
             Exhibit: The Impact of the Financial Crisis on Financial Services Organizations, October 2008                                      Feb-09
             Exhibit: Asset Losers & Gainers: Long-Term Mutual Fund Assets by Morningstar Category, 2008                                        Feb-09
             Mutual Fund Boards: No More Frolicking in the Mist                                                                                 Feb-09
             Exhibit: Anticipated Changes to the Fund Board Role as a Result of Financial Crisis, 2008                                          Feb-09
             Exhibit: Professionals Dedicated to Compliance Function, 2008                                                                      Feb-09
             Exhibit: Communication to Clients During Volatile Markets, October/November 2008                                                   Feb-09
             Variable Annuities: Smaug Should Have Hedged                                                                                       Feb-09
             Exhibit: Selected Variable Annuity Guarantees                                                                                      Feb-09
             Exhibit: Importance of Factors in Advisor Selection of Variable Annuity Provider, 2008                                             Feb-09
             Exhibit: Variable Annuity Pricing Strategy Continuum                                                                               Feb-09
             Quantitative Insights                                                                                                              Feb-09
             Redemptions                                                                                                                        Feb-09
             Exhibit: Redemption Activity in Retail Products, October 2008                                                                      Feb-09
             Exhibit: Redemption Activity on Institutional Products, October 2008                                                               Feb-09
             Markets                                                                                                                            Feb-09
             Exhibit: Projected Length of the Market Correction, October 2008                                                                   Feb-09
             Exhibit: Impact on Firms’ Expansion Plans for the Next 12 Months as a Result of the Market Instability, October 2008               Feb-09
             Impacts                                                                                                                            Feb-09
             Exhibit: Impact of the Financial Crisis, October 2008                                                                              Feb-09
             Exhibit: Departments within Organizations Experiencing Biggest Impact from the Financial Crisis, October 2008                      Feb-09
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             Alternatives                                                                                                                  Feb-09
             Exhibit: Opportunity to Raise Assets and/or Develop New Products in Alternatives, October 2008                                Feb-09
             Exhibit: Share of Total Global Gross Retail Structured Products Sales by Region, 2003–2007                                    Feb-09
             Regulatory Update Issue: Rules of the Game                                                                                    Jan-09
             Exhibit: Areas That Consume the Greatest Time and Resources in Marketing, 2008                                                Jan-09
             Mutual Fund Fees: Landing on Chance                                                                                           Jan-09
             Exhibit: Truth in Labeling: Defining Fund Fees and Charges, 2008                                                              Jan-09
             Exhibit: Disorder in the Court: Recent Fee Lawsuits, 2005–2008                                                                Jan-09
             Exhibit: Consultant Fee Analysis Trends: Comparison of Consultant Types Over Time, 2008                                       Jan-09
             Exhibit: Anticipated Industry Fallout from Economic Instability, October 2008                                                 Jan-09
             Exhibit: The DOL’s Proposed Fee and Expense Information, July 2008                                                            Jan-09
             HNW & UHNW: Troubles on Boardwalk                                                                                             Jan-09
             Exhibit: Federal Estate Taxes, 2002–2011                                                                                      Jan-09
             Definition Box: Grantor Retained Annuity Trust Defined                                                                        Jan-09
             Definition Box Exhibit: GRAT Mechanics, 2008                                                                                  Jan-09
             Definition Box Exhibit: Advisor Usage of GRATs for Wealth Transfer Needs, 1Q 2004 and 3Q 2008                                 Jan-09
             Exhibit: Individuals Claiming Non-Dom Status on Tax Returns, 1996–2008                                                        Jan-09
             Exhibit: Non-Doms’ Most Popular Alternative Destination from Britain, 2008                                                    Jan-09
             Compliance: Paying Rent                                                                                                       Jan-09
             Exhibit: Compliance Gets Squeezed                                                                                             Jan-09
             Exhibit: Areas that Consume the Greatest Time and Resources in Sales Department, 2008                                         Jan-09
             Exhibit: Expectation for Increase in Personnel by Function, 2008                                                              Jan-09
             Exhibit: Area of Organization to Which Marketing Compliance Reports, 2008                                                     Jan-09
             Quantitative Insights                                                                                                         Jan-09
             Marketing Compliance                                                                                                          Jan-09
             Exhibit: Number of Professionals Dedicated to Marketing Compliance, 2008                                                      Jan-09
             Exhibit: Relationship Between Compliance and Marketing, 2008                                                                  Jan-09
             Mutual Fund Fees                                                                                                              Jan-09
             Exhibit: Institutional Investor Sample: Consultant Outlook on Revenue Sharing and Hard-Dollar Fees, 2008                      Jan-09
             Exhibit: Top 20 Mutual Fund or Broker Fines by SEC or NASD for Failing to Adequately Disclose Directed Brokerage Practices    Jan-09
             Registered Investment Advisors                                                                                                Jan-09
             Exhibit: Change in Time Spent on Compliance by AUM, 2007                                                                      Jan-09
             Exhibit: Change in Time Spent on Compliance by Affiliation, 2007                                                              Jan-09
             Compliance and Profitability                                                                                                  Jan-09
             Exhibit: Managed Account Sponsors: Factors with the Most Negative Impact on Firm Profitability, 2008                          Jan-09
             Exhibit: Asset Managers: Factors with the Most Negative Impact on Firm Profitability, 2008                                    Jan-09
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             Year-End Issue: Where Do We Go from Here                                                                                                       Dec-08
             Exhibit: Greatest Business Challenge In 2009                                                                                                   Dec-08
             Salesforce: Eye in the Sky                                                                                                                     Dec-08
             Exhibit: Greatest Salesforce Issue for 2009                                                                                                    Dec-08
             Exhibit: Expected Change in Salesforce Headcount by Functional Role, 2008                                                                      Dec-08
             Exhibit: Comparison of Actual vs. Ideal Breakdown of Wholesaler Compensation, 2008                                                             Dec-08
             The Unified Managed Account: All Hail the UMA                                                                                                  Dec-08
             Exhibit: Watchwords for 2009                                                                                                                   Dec-08
             Exhibit: Advisor Preferences of Managed Account Types, 2008                                                                                    Dec-08
             Exhibit: Advisor Usage of Managed Account Types Based on Client Account Size, 2008                                                             Dec-08
             Exhibit: Fee-Based Advisor Opinion of Unified Managed Accounts by Channel, 2Q 2008                                                             Dec-08
             Target-Date Funds: A Better Mousetrap                                                                                                          Dec-08
             Exhibit: Primary Market Segment Focus for 2009                                                                                                 Dec-08
             Grey Box: Embedded-Advice Funds Defined                                                                                                        Dec-08
             Exhibit: Net Flows of Target-Date and Risk-Based Funds, 2005–September 2008                                                                    Dec-08
             Exhibit: Asset Managers’ Target-Date Fund Portfolio Construction and Use of Alternatives, 2008                                                 Dec-08
             Exhibit: Asset Managers Rank Target-Date Fund Challenges, 2008                                                                                 Dec-08
             Quantitative Update                                                                                                                            Dec-08
             Top 10 for 2009 Survey Results                                                                                                                 Dec-08
             Exhibit: Biggest Business Challenge in 2008                                                                                                    Dec-08
             Exhibit: Market Performance Expectations, 2008 vs. 2009                                                                                        Dec-08
             Product and Organization                                                                                                                       Dec-08
             Exhibit: Primary Vehicle or Product Focus for 2009                                                                                             Dec-08
             Exhibit: Firms’ Efforts Toward Greater Organizational Efficiency in 2009                                                                       Dec-08
             Branding                                                                                                                                       Dec-08
             Exhibit: 2009 Branding Strategy                                                                                                                Dec-08
             Exhibit: Future of Brand’s Importance in the Retail Intermediary Marketplace 2007 vs. 2008                                                     Dec-08
             Professional Buyer Influence                                                                                                                   Dec-08
             Exhibit: Ways Firms Plan to Address the Increased Influence of Professional Buyers in the Sale of Investment Management Capabilities in 2009   Dec-08
             Exhibit: Number of Personnel Dedicated to Professional Buyers, 2008                                                                            Dec-08
             High-Net-Worth Issue: 2 Good 2B 4gotten                                                                                                        Nov-08
             Exhibit: High Net Worth Marketshare by Firm Type, 2007                                                                                         Nov-08
             HNW Financial Advisors: Advice is the New Alpha                                                                                                Nov-08
             Exhibit: Practice by Definitions                                                                                                               Nov-08
             Exhibit: Average Investable Assets Per Client by Advisor Practice Type, 2008                                                                   Nov-08
             Exhibit: Practice Personnel by Practice Type, 2Q 2008                                                                                          Nov-08
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             Exhibit: Services Offered by Practice Type, 2Q 2008                                                                           Nov-08
             Tax Management: Taxing Situations                                                                                             Nov-08
             Exhibit: Top 5 of 16 Wealth Market Concerns Regarding Savings and Investments, 2007                                           Nov-08
             Exhibit: HNW Client Assets by Investment Vehicle, 2008                                                                        Nov-08
             Exhibit: Separate Account Clients Receiving Custom Tax Treatment, 2008                                                        Nov-08
             Case Study: Metamorphosis Money Management                                                                                    Nov-08
             Private Foundations: Beyond Checkbook Giving                                                                                  Nov-08
             Exhibit: Estimated Philanthropic Distributions of U.S. Households: HNW Investors vs. All Households, 2007                     Nov-08
             Exhibit: Four Ways to be Philanthropic, 2008                                                                                  Nov-08
             Exhibit: Philanthropic Considerations, 2008                                                                                   Nov-08
             Exhibit: Asset Allocation for Foundations, 2007                                                                               Nov-08
             Quantitative Update                                                                                                           Nov-08
             HNW Provider Perspectives                                                                                                     Nov-08
             Exhibit: Primary, Secondary, and Outsourced Services Offered at HNW & UHNW Providers, 2008                                    Nov-08
             Exhibit: HNW Provider Challenges, 2008                                                                                        Nov-08
             Exhibit: Open Architecture Estimates Across Private Wealth Channels, 2008                                                     Nov-08
             Exhibit: HNW Providers’ Client Profile, 2008                                                                                  Nov-08
             Exhibit: HNW Providers’ Motivation to Provide Non-Investment Management Services, 2008                                        Nov-08
             Advisor Perspectives                                                                                                          Nov-08
             Exhibit: Practice Type Comparison: Number of Asset Managers Used by Advisors, 2007                                            Nov-08
             Exhibit: Advisor Channels by Practice Type, 2008                                                                              Nov-08
             Exhibit: Method of Financial Plan Creation, 2Q 2008                                                                           Nov-08
             Readers' Choice Issue: Locating Temenos                                                                                       Oct-08
             Exhibit: Adjusted U.S. Assets Under Management, 1997–2007                                                                     Oct-08
             Cash-based Products: Cash Is King                                                                                             Oct-08
             Exhibit: Reaching for Yield, June 2008                                                                                        Oct-08
             Exhibit: Cold Infusion: Selected Money Fund Bailouts, June 2008                                                               Oct-08
             Exhibit: Selected Savings and CD Rates, August 2008                                                                           Oct-08
             Exhibit: Online Banking Accounts: Yield Comparisons, August 2008                                                              Oct-08
             Global Tactical Asset Allocation: World Funds Are Not Flat                                                                    Oct-08
             Grey Box: Global Tactical Asset of Allocation Defined                                                                         Oct-08
             Exhibit: Assets, Flows, and Investment Performance of Worldwide Allocation Funds, July 2008                                   Oct-08
             Exhibit: Asset Managers Intend to Outsource Some or All Asset Allocation, 2008                                                Oct-08
             Exhibit: Impact of Chief Economist on the Portfolio Management Process, 2008                                                  Oct-08
             529 Plans: Varsity Potential                                                                                                  Oct-08
             Exhibit: 529 Savings Plan Assets and Growth, 1999–2007                                                                        Oct-08
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             Exhibit: Top-10 Performing Advisor-Sold 529 Plans, 2008                                                                        Oct-08
             Exhibit: Importance of Factors in Advisors Selecting a 529 Plan Provider, 2Q 2008                                              Oct-08
             Exhibit: 10 States Ranked by 529 Plan Assets, 2007                                                                             Oct-08
             Quantitative Update                                                                                                            Oct-08
             U.S. Asset Managers: Investment Process                                                                                        Oct-08
             Exhibit: Consistency of Process Across Strategies, 2008                                                                        Oct-08
             Exhibit: Explanation for Multiple Investment Processes, 2008                                                                   Oct-08
             U.S. Asset Managers: Dealing With Challenges                                                                                   Oct-08
             Exhibit: Strategies Utilized to Manage Growth, 2008                                                                            Oct-08
             Exhibit: Statements Regarding Investment Performance, 2008                                                                     Oct-08
             Middle East Markets                                                                                                            Oct-08
             Exhibit: Mutual Fund AUM in the Middle East Region, 2007E                                                                      Oct-08
             Exhibit: Number of Banks Operating in the Middle East Region, 2007                                                             Oct-08
             Southeast Asian Markets                                                                                                        Oct-08
             Exhibit: Southeast Asian Mutual Fund Assets Under Management Marketshare by Investment Objective, 2002–2007                    Oct-08
             Exhibit: Southeast Asian Mutual Fund Assets Under Management by Manager Type, 2006–2007                                        Oct-08
             Distribution Issue: Outta Control                                                                                              Sep-08
             Exhibit: Estimate of Percentage of Gross Sales Influenced by the Professional Buyer, 2008                                      Sep-08
             Professional Buyers: Top Chefs                                                                                                 Sep-08
             Exhibit: Gray Matter: How Open Is Open Architecture?, 2008                                                                     Sep-08
             Exhibit: Competency in Hedge Fund Due Diligence: Largest Consulting Firms vs. Regional Consultants, 2008                       Sep-08
             Exhibit: Competency in Asset/Liability Modeling: Largest Consulting Firms vs. Regional Consultants, 2008                       Sep-08
             Dually Registered Advisors: Registered Rep or RIA?                                                                             Sep-08
             Exhibit: Growth Rates of Dually Registered Advisory Firms and Assets, 2004-2007                                                Sep-08
             Exhibit: Product Mix: RIAs vs. Dually Registered Advisors, 2Q 2008                                                             Sep-08
             Exhibit: Asset Levels at Which Asset Managers Will Proactively Target RIAs, 2007                                               Sep-08
             Request for Proposal: RFP PDQ                                                                                                  Sep-08
             Exhibit: Number of Individuals Dedicated to the RFP Process, 2008                                                              Sep-08
             Exhibit: Software Applications Where RFP Resides, 2008                                                                         Sep-08
             Exhibit: RFP Third-Party Technology Tools, 2008                                                                                Sep-08
             Quantitative Update                                                                                                            Sep-08
             Professional Buyer                                                                                                             Sep-08
             Exhibit: Greatest Challenges Facing Key Account Managers, 2008                                                                 Sep-08
             Exhibit: Primary Responsibilities of Team Members Supporting Professional Buyers, 2008                                         Sep-08
             Dually Registered Advisors                                                                                                     Sep-08
             Exhibit: Retail-Focused RIA Market Segmentation, 2007                                                                          Sep-08
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             Exhibit: Most Effective Way for Broker/Dealers to Retain Breakaway Advisors, 2007                                                 Sep-08
             Request for Proposal                                                                                                              Sep-08
             Exhibit: Number of RFPs Completed Per Year, 2008                                                                                  Sep-08
             Exhibit: Departments That Get Involved in RFP Process, 2008                                                                       Sep-08
             Exhibit: Opinions Regarding Staffing in the RFP Group, 2008                                                                       Sep-08
             Exhibit: Markets for Which Asset Management Firms Have a Dedicated RFP Team, 2008                                                 Sep-08
             Solutions Issue: Product for a New Paradigm                                                                                       Aug-08
             Exhibit: Asset Managers Anticipate Demand for Target-Date/Lifecycle Funds, 2008                                                   Aug-08
             Portfolio Solutions: The Solution for all Problems?                                                                               Aug-08
             Exhibit: Asset Managers' Product Development Focus, 2008                                                                          Aug-08
             Exhibit: Trends and Issues Driving the Need for Organizational Changes within the Product Management Group, 2008                  Aug-08
             Case Study: The Phoenix Companies, Inc.                                                                                           Aug-08
             Long-Term Care Insurance: Beyond "Nursing Home Insurance"                                                                         Aug-08
             Exhibit: Top 5 Long-Term Care Insurance Providers with which Agents Wrote the Most Business, 2007                                 Aug-08
             Exhibit: Growth Rates in Individual Long-Term Care Insurance, 1999-2007                                                           Aug-08
             Case Study: John Hancock Financial                                                                                                Aug-08
             Exhibit: Hybrid Insurance Product Growth Opportunities, 2006-2008                                                                 Aug-08
             Variable Annuities: Will the VA Industry Please Adjust?                                                                           Aug-08
             Exhibit: Variable Annuity Industry Asset Growth (Including TIAA-CREF), 1995-2007                                                  Aug-08
             Exhibit: Advisor Recommendation of Variable Annuity Strategies to Provide Retirement Income, Non-Qualified Assets, 2007           Aug-08
             Exhibit: Frequency of Advisor Usage of Various Retirement-Income Strategies, 2007                                                 Aug-08
             Exhibit: Variable Annuity Insurance Carriers and Distributors Share Challenges, 2008                                              Aug-08
             Quantitative Update                                                                                                               Aug-08
             Education                                                                                                                         Aug-08
             Exhibit: Saving Reason: Education (Own, Children's or Grandchildren's), by Wealth Tier, 1989-2004                                 Aug-08
             Exhibit: Saving Reason: Education (Own, Children's or Grandchildren's), by Generation, 1989-2004                                  Aug-08
             Exhibit: Section 529 Savings Plan Assets and Growth, 1998-2007                                                                    Aug-08
             Exhibit: 529 Fund Assets by Type of Fund of Funds, 1Q 2008                                                                        Aug-08
             Retirement                                                                                                                        Aug-08
             Exhibit: Saving Reason: Retirement; Funeral, by Wealth Tier, 1989-2004                                                            Aug-08
             Exhibit: Saving Reason: Retirement; Funeral, by Generation, 1989-2004                                                             Aug-08
             Exhibit: Total IRA Assets and Annual Growth Rates, 1997-2007                                                                      Aug-08
             Exhibit: Mutual Fund Retirement Shares Assets and Net Flows, 1997-2007                                                            Aug-08
             Products & Programs Issue: Beyond Mutual Funds                                                                                    Jul-08
             Exhibit: Total Mutual Fund Asset and Growth, 1997-2007                                                                            Jul-08
             Exchange-traded funds: You've Come a Long Way, Baby                                                                               Jul-08
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             Exhibit: ETFs vs. Index Mutual Funds: Net Assets and Growth, 1993-2007                                                         Jul-08
             Exhibit: Net Assets of ETFs by Objective, 1993-2007                                                                            Jul-08
             Exhibit: Most Successful ETF Launches by Assets, May 2008                                                                      Jul-08
             Product Development: New ETFs Go Beyond Basic Indexes                                                                          Jul-08
             Exhibit: Comparison of ETFs' and Mutual Funds' Current and Potential Growth                                                    Jul-08
             Total Retirement Outsourcing: Thinking Relationships Over                                                                      Jul-08
             Exhibit: Primary Total Retirement Outsourcing Services                                                                         Jul-08
             Exhibit: Single Biggest Advantage of Total Retirement Outsourcing, 2006                                                        Jul-08
             Unified Managed Accounts: We Make, You Sell                                                                                    Jul-08
             Exhibit: The Unified Managed Account                                                                                           Jul-08
             Exhibit: Unified Managed Account Program Assets and Projections, 2004-2011E                                                    Jul-08
             Exhibit: Advantages and Disadvantages of Active, Passive, and Hybrid Overlay                                                   Jul-08
             Exhibit: Summary of Centralized and Distributed Overlay Characteristics                                                        Jul-08
             Quantitative Update                                                                                                            Jul-08
             Exchange-traded Funds                                                                                                          Jul-08
             Exhibit: Total ETF Net New Inflows, 1997-2007                                                                                  Jul-08
             Exhibit: Concentration of U.S. ETF Assets and Growth by Asset Manager, 2004-2007                                               Jul-08
             Collective Investment Trusts                                                                                                   Jul-08
             Exhibit: Share of Collective Trusts in Target-Date Funds by Portfolio Construct, 2007                                          Jul-08
             Exhibit: Average Expense Ratios of Mutual Funds vs. Collective Trusts                                                          Jul-08
             Unified Managed Accounts                                                                                                       Jul-08
             Exhibit: UMA Average Account Size by Channel, 1Q 2008                                                                          Jul-08
             Exhibit: UMA Program Average Annual Client Fee, 2006-1Q 2008                                                                   Jul-08
             Exhibit: Factors in Determining Vehicle Usage in UMAs, 1Q 2008                                                                 Jul-08
             Exhibit: Estimated Number of UMA Program Accounts, 2005-1Q 2008                                                                Jul-08
             Subadvisory Opportunities Issue: Beyond the Box                                                                                Jun-08
             Exhibit: Subadvisors' Greatest Challenges, 2008                                                                                Jun-08
             Collective Investment Trusts: Look Out!                                                                                        Jun-08
             Exhibit: Growth of Transactions in Collective Investment Trusts, 1Q 2007                                                       Jun-08
             Exhibit: Distribution Chain Differss by Channel                                                                                Jun-08
             Box: Gartenberg Test                                                                                                           Jun-08
             Exhibit: Summary of Lawsuit Susceptibility by Product Structure Type                                                           Jun-08
             Managed Accounts: Win Some, Lose Some                                                                                          Jun-08
             Exhibit: Share of Firm Assets Gathered Through Consultant Programs, 1Q 2008                                                    Jun-08
             Exhibit: Separate Account Consultant Program Net Cash Flows                                                                    Jun-08
             Exhibit: UMA Assets by Investment Vehicle, 1Q 2008                                                                             Jun-08
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             Exhibit: Asset Manager Objections to Submitting Model Portfolios, 2007                                                          Jun-08
             Alternative Investment Subadvisory Opportunities: The Phantom Opportunity                                                       Jun-08
             Exhibit: Asset Managers That Consider Alternatives to Be a Core Area of Expertise,2008                                          Jun-08
             Exhibit: A Holistic View of Alternative Investment Subadvisory Opportunities, 2008                                              Jun-08
             Exhibit: Identifying Alternative Investment Subadvisory Opportunities: Vehicles vs. Strategies                                  Jun-08
             Exhibit: Asset Managers' Target Fund Portfolio Construction and Use of Alternatives, 2008                                       Jun-08
             Quantitative Update                                                                                                             Jun-08
             Mutual Funds                                                                                                                    Jun-08
             Exhibit: Marketshare of Total Long-Term Mutual Fund Assets by Affiliation, 2007                                                 Jun-08
             Exhibit: Long-Term Subadvised Fund Assets 2004-2007                                                                             Jun-08
             Exhibit: Long-Term Subadvised Fund Assets by Fund Type, 2004-2007                                                               Jun-08
             Exhibit: Top Sponsors' Marketshare, 2004-2007                                                                                   Jun-08
             Variable Insurance                                                                                                              Jun-08
             Exhibit: Marketshare of Total Subadvised Variable Insurance Funds, 2001-2007                                                    Jun-08
             Exhibit: Subadvised Variable Insurance Assets: Unaffiliated and Affiliated Arrangements, 2001-2007                              Jun-08
             Managed Accounts                                                                                                                Jun-08
             Exhibit: Separate Account Consultant Program Asset Split, Subadvisory and Open, 2004-2007                                       Jun-08
             Exhibit: Separate Account Program Average Account Size, Subadvisory and Open, 2001-2007                                         Jun-08
             Strategic Organizational Development Issue: Navigating Rapids                                                                   May-08
             Exhibit: Drivers of Asset Management Organizational Change, 2008                                                                May-08
             Globalization: This Time, We Mean Business                                                                                      May-08
             Exhibit: Total Mutual Fund Net Flows by Fund Type, 2003-2007                                                                    May-08
             Exhibit: Most Attractive Areas for Global Expansion According to U.S. Asset Managers, 2007                                      May-08
             Exhibit: Middle East Projected Onshore Assets Under Management, 2007E-2012E                                                     May-08
             Exhibit: Selected Methods for Overseas Expansion, 2008                                                                          May-08
             Implemented Investment Consulting: The Implementation Question                                                                  May-08
             Exhibit: Frequency of Investment Consultant Services Demanded by Clients Today vs. Recent Past, 2008                            May-08
             Exhibit: Investment Consultants' Anticipated Manager Selection Methods Most Demanded by Clients Over the Next 5 Years, 2008     May-08
             Asset Management Distribution: Hold On                                                                                          May-08
             Exhibit: Trends Asset Managers Expect to Fuel Innovation in Next 1-3 Years, 2007                                                May-08
             Exhibit: Wholesalers' Greatest Challenges, 2007                                                                                 May-08
             Case Study: MFS                                                                                                                 May-08
             Exhibit: Challenges Inherent to the Sales Organization, 2008                                                                    May-08
             Quantitative Update                                                                                                             May-08
             Asset Manager Perspective                                                                                                       May-08
             Exhibit: Asset Manager Growth Opportunities by Market Segment, 2007                                                             May-08
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             Exhibit: Asset Manager and Provider Perspectives on Improving 401(k) Advisory Services, 2007                                   May-08
             Plan Sponsor Perspective                                                                                                       May-08
             Exhibit: Things to Improve Regarding Servicing Mega Plans, 2007                                                                May-08
             Exhibit: Sponsors' Interest in Future Asset Management Strategies, 2007                                                        May-08
             Retirement Market Opportunities                                                                                                May-08
             Exhibit: In Light of DB: Consultants' Views on Marketplace Opportunities, 2007                                                 May-08
             Exhibit: Strategies Being Considered for Lifecycle Funds, 2007                                                                 May-08
             Global Growth Opportunities                                                                                                    May-08
             Exhibit: Global Comparison of Factors Expected to Promote Industry Growth in 2008                                              May-08
             Exhibit: Addressable Sovereign Wealth Fund Assets by Region, 2008                                                              May-08
             Wealth Management Perspectives Issue: Chicken Soup for the Wealthy Soul                                                        Apr-08
             Exhibit: Cerulli Wealth Tiers, 2008                                                                                            Apr-08
             Exhibit: Net Worth Range Comparison: Household Distribution of Non-Financial Assets, 2004                                      Apr-08
             Exhibit: Frequency with Which Advisors Use an Investment Policy Statement, 2007                                                Apr-08
             Structured Products: The Secret Life of Structured Products                                                                    Apr-08
             Exhibit: Structured Products at a Glance                                                                                       Apr-08
             Exhibit: Sales and Growth of Structured Products, 2007                                                                         Apr-08
             Exhibit: Fund Assets of Exchange-Traded Notes, 2006-2007                                                                       Apr-08
             Exhibit: Difference and Similarities between Exchange-Traded Notes and Exchange-Traded Funds                                   Apr-08
             Exhibit: Structured Products Vary in Complexity and by Target Market                                                           Apr-08
             Mergers & Acquisitions: I Do! I Do!                                                                                            Apr-08
             Exhibit: Wealth Management M&A Data                                                                                            Apr-08
             Exhibit: Regional Concentration of Wealth, 2006                                                                                Apr-08
             Exhibit: Ranking of Primary Sources of New Business, 2006                                                                      Apr-08
             Exhibit: Selected MFO Mergers and Acquisitions by Size, 2007                                                                   Apr-08
             Quantitative Update                                                                                                            Apr-08
             Wealth Tiers                                                                                                                   Apr-08
             Exhibit: Net Worth Range Comparison: U.S. Household Distribution, 2004                                                         Apr-08
             Exhibit: Net Worth Range Comparison: Percentage of Total Net Worth Distribution, 2004                                          Apr-08
             Exhibit: Net Worth Range Comparison: Percentage of Total Investable Assets Distribution, 2004                                  Apr-08
             Exhibit: Net Worth Range Comparison: Household Distribution of Investable Assets, 2004                                         Apr-08
             Practice Types                                                                                                                 Apr-08
             Exhibit: Practice Type Definitions                                                                                             Apr-08
             Exhibit: Practice Type Comparison: Advisor Assets Under Management, 2007                                                       Apr-08
             Exhibit: Practice Type Comparison: Services Currently Provided, 2007                                                           Apr-08
             Exhibit: Practice Type Comparison: Advisor Product Mix, 2007                                                                   Apr-08
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             Multimanager Issue: Under the Microscope                                                                                                Mar-08
             Exhibit: Future Opportunity for Managers of Managers Worldwide                                                                          Mar-08
             Manager-of Managers Research Groups: MOMs' Heart                                                                                        Mar-08
             Exhibit: Average Number of Individuals Employed at Multimanagers                                                                        Mar-08
             Exhibit: Reasons for Manager Termination                                                                                                Mar-08
             Exhibit: Most Important Deliverables for Asset Managers                                                                                 Mar-08
             Exhibit: Multimanagers' Preferred Method of Contact from Subadvisors                                                                    Mar-08
             Manager-of-Managers Firms: Goliaths and Davids                                                                                          Mar-08
             Exhibit: U.S. Manager-of-Managers Institutional Marketshare                                                                             Mar-08
             Exhibit: U.S. Manager-of-Managers Retail Marketshare                                                                                    Mar-08
             Exhibit: U.S. Manager-of-Managers Assets of American Beacon, Managers Funds, and Masters Select                                         Mar-08
             Exhibit: Projected Retail Manager-of-Managers Assets Under Management                                                                   Mar-08
             Niche Subadvisors: Finding the Right Fit                                                                                                Mar-08
             Exhibit: U.S. Multimanager Assets Under Management                                                                                      Mar-08
             Exhibit: Assets in U.S. Embedded-Advice Products                                                                                        Mar-08
             Exhibit: Russell LifePoint (Lifecycle) Funds                                                                                            Mar-08
             Exhibit: Projected Growth of 130/30 Strategy Assets in the United States                                                                Mar-08
             Quantitative Update                                                                                                                     Mar-08
             Products and Fees                                                                                                                       Mar-08
             Exhibit: New Multimanager Products Being Considered                                                                                     Mar-08
             Exhibit: Average Fees Paid to Subadvisors on a $50 Million Mandate                                                                      Mar-08
             Platforms and Structures                                                                                                                Mar-08
             Exhibit: Perception of Manager Platforms                                                                                                Mar-08
             Exhibit: Reasons for Hybrid Structures                                                                                                  Mar-08
             Factors Influencing Institutional Business                                                                                              Mar-08
             Exhibit: Factors Influencing Institutional & Platform Mandates (Besides Performance & Process), North America                           Mar-08
             Exhibit: Factors Influencing Institutional & Platform Mandates (Besides Performance & Process), Europe                                  Mar-08
             Regional Multimanager Growth                                                                                                            Mar-08
             Exhibit: Regional Growth Opportunities for Multimanagers for the Next 2 Years                                                           Mar-08
             Exhibit: Global Multimanager AUM by Product Segment and Domicile                                                                        Mar-08
             Portfolio Construction Issue: Playing with LEGOs                                                                                        Feb-08
             Exhibit: Product-Related Activities That Consume Greatest Resources                                                                     Feb-08
             Product Development: Futura                                                                                                             Feb-08
             Exhibit: The Four Tenets of Next-Generation Product Development                                                                         Feb-08

             Exhibit: Practice Type Comparison: Advisors Who Outsource Any of the Portfolio Construction Process to a Broker/Dealer or Third Party   Feb-08

             Case Study: F-Squared Investments                                                                                                       Feb-08
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             Case Study: Prudential Financial                                                                                                  Feb-08
             Global Multimanager Products: K'NEX, WEDGITS, and Geomag                                                                          Feb-08
             Exhibit: Global Multimanager AUM by Product Segment                                                                               Feb-08
             Exhibit: Largest Managers of Managers by AUM Marketshare                                                                          Feb-08
             Exhibit: 10 Largest Subadvisors Used for Multimanager Products                                                                    Feb-08
             Global Multimanager Marketplace: Global Multimanager At-a-Glance                                                                  Feb-08
             Exhibit: Global Multimanager Assets Under Management                                                                              Feb-08
             Exhibit: Managers of Managers vs. Funds of Funds                                                                                  Feb-08
             Distribution: DUPLO, BIONICLE, and CLIKITS                                                                                        Feb-08
             Exhibit: Result-Oriented Advisor Segmentation                                                                                     Feb-08
             Case Study: Angoss Software Corporation                                                                                           Feb-08
             Quantitative Update                                                                                                               Feb-08
             Growth Opportunities for Traditional Asset Classes                                                                                Feb-08
             Exhibit: Domestic Equity Variable Insurance Funds                                                                                 Feb-08
             Exhibit: Domestic Fixed-Income Variable Insurance Funds                                                                           Feb-08
             Exhibit: International Equity Variable Insurance Funds                                                                            Feb-08
             Exhibit: International Fixed-Income Variable Insurance Funds                                                                      Feb-08
             Growth Opportunities for Emerging Styles                                                                                          Feb-08
             Exhibit: Embedded-Advice Variable Insurance Funds                                                                                 Feb-08
             Exhibit: Target-Risk and Target-Date Funds, Mutual Fund and Variable Insurance                                                    Feb-08
             Exhibit: Fund-of-Funds Assets and Shares As a Percentage of Industry Total                                                        Feb-08
             Exhibit: Hedge-Like Variable Insurance Funds                                                                                      Feb-08
             Alternative Opportunities Issue: The New "Must Haves"?                                                                            Jan-08
             Exhibit: Asset Managers' New Product Plans by Investment Objective                                                                Jan-08
             Derivatives: Homeland Securitization                                                                                              Jan-08
             Exhibit: Structure of a CAT Bond                                                                                                  Jan-08
             Exhibit: Interest in Strategies Going Forward                                                                                     Jan-08
             Exhibit: Perceived Client Appetite for Esoteric Derivatives As a Potential Portfolio Diversifier                                  Jan-08
             Hedge Funds: The Last Straw?                                                                                                      Jan-08
             Exhibit: U.S. Single-Manager Hedge Fund Assets                                                                                    Jan-08
             Exhibit: Hedge Fund Industry Group Formation                                                                                      Jan-08
             Exhibit: Perceived Potential Impact of Regulation on Hedge Fund Asset Growth                                                      Jan-08
             Family Offices: Family Values                                                                                                     Jan-08
             Exhibit: Multi Family Office Growth Rates by Account Size                                                                         Jan-08
             Exhibit: Top 10 Multi Family Offices                                                                                              Jan-08
             Exhibit: Perceived Obstacles to Distribution to Family Offices                                                                    Jan-08
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             Quantitative Update: Alternatives                                                                                                              Jan-08
             Alternative Investments                                                                                                                        Jan-08
             Exhibit: Market Capitalization and Number of Public REITs                                                                                      Jan-08
             Exhibit: Managed Futures Funds Assets                                                                                                          Jan-08
             Exhibit: Venture Capital Investments: Total Amount and Number                                                                                  Jan-08
             Exhibit: U.S. Structured Product New Issuance                                                                                                  Jan-08
             Hedge Funds                                                                                                                                    Jan-08
             Exhibit: Global Single-Manager Hedge Fund Assets                                                                                               Jan-08
             Exhibit: Global Fund-of-Hedge-Fund Assets                                                                                                      Jan-08
             Exhibit: Global Single-Manager Hedge Funds by Sector/Strategy                                                                                  Jan-08
             Exhibit: Global Single-Manager Hedge Funds by Asset Class                                                                                      Jan-08
             Year-End Issue: Beware the Lure of the Sirens                                                                                                  Dec-07
             Exhibit: Biggest Business Challenge of 2008                                                                                                    Dec-07
             Target-Date / Lifecycle Funds: Pandora's Box                                                                                                   Dec-07
             Definition: Glidepath                                                                                                                          Dec-07
             Exhibit: Primary Market Segment Focus for 2008                                                                                                 Dec-07
             Exhibit: Examples of Different Asset Allocation and Glidepath Approaches                                                                       Dec-07

             Exhibit: Assets of Lifecycle / Lifestyle Funds: Top 5 Complexes with In-House Asset Allocation vs. Top 5 Complexes Using Outside Consultants   Dec-07

             Professional Buyers: Petitioning Hercules                                                                                                      Dec-07
             Definition: Professional Buyer                                                                                                                 Dec-07
             Exhibit: Professional Buyers Focus on the Four Ps                                                                                              Dec-07
             Exhibit: Nontraditional Segmentation                                                                                                           Dec-07
             Exhibit: Firm Responses to the Increasing Influence of Professional Buyers                                                                     Dec-07
             Brand Strategy: Mount Olympus Is Power                                                                                                         Dec-07
             Exhibit: 2008 Branding Strategy                                                                                                                Dec-07
             Exhibit: Examples of Asset Managers' Taglines                                                                                                  Dec-07
             Case Study: Citigroup                                                                                                                          Dec-07
             Quantitative Update: Top 10 for 2008                                                                                                           Dec-07
             Home Office                                                                                                                                    Dec-07
             Exhibit: Biggest Business Challenge of 2007                                                                                                    Dec-07
             Exhibit: Market Performance Expectations for 2008                                                                                              Dec-07
             Exhibit: Firm Watchword for 2008                                                                                                               Dec-07
             Exhibit: Firms' Efforts Toward Greater Organizational Efficiency                                                                               Dec-07
             Product                                                                                                                                        Dec-07
             Exhibit: Primary Vehicle or Product Focus for 2008                                                                                             Dec-07
             Exhibit: Newest Vehicle or Product Focus for 2008                                                                                              Dec-07
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             Salesforce                                                                                                                             Dec-07
             Exhibit: Anticipated Most Complicated Salesforce Issue in 2008                                                                         Dec-07
             Exhibit: Historical Comparison of Firms' Most Complicated Salesforce Issues                                                            Dec-07
             Strategic Planning Issue: Fish or Cut Bait                                                                                             Nov-07
             Exhibit: Traditional and Adjusted Asset Manager Addressable Marketplaces Market Sizing                                                 Nov-07
             Asset Manager Addressable Marketplaces: Catch and Release                                                                              Nov-07
             Exhibit: Retail and Institutional Client Assets                                                                                        Nov-07
             Exhibit: Asset Manager Addressable Marketplaces                                                                                        Nov-07
             Exhibit: Adjusted Retail and Institutional Client Assets                                                                               Nov-07
             Manufacturing Strategy: Teach a Man to Fish                                                                                            Nov-07
             Exhibit: Mutual Fund Asset Mix: Marketshare of Embedded-Advice Products vs. All Other Funds                                            Nov-07
             Exhibit: Mergers and Acquisitions by the Top 20 Mutual Fund Complexes                                                                  Nov-07
             Distribution Strategy: Different Bait Required                                                                                         Nov-07
             Exhibit: Wirehouse Client Assets in Managed Account Programs                                                                           Nov-07

             Exhibit: Asset Managers: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers   Nov-07

             Quantitative Update: AMAM                                                                                                              Nov-07
             Profitability                                                                                                                          Nov-07
             Exhibit: Retail Asset Manager: Retail Channel Profitability Rankings                                                                   Nov-07
             Exhibit: Institutional Asset Manager: Retail Channel Profitability Rankings                                                            Nov-07
             Exhibit: Retail Asset Manager: Institutional Channel Profitability Rankings                                                            Nov-07
             Exhibit: Institutional Asset Manager: Institutional Channel Profitability Rankings                                                     Nov-07
             Marketplace Alignment
             Exhibit: Retail Asset Manager: Primary Retail Third-Party Marketplace Alignment                                                        Nov-07
             Exhibit: Institutional Asset Manager: Primary Retail Third-Party Marketplace Alignment                                                 Nov-07
             Personnel
             Exhibit: Retail Asset Manager Personnel Matrix by Firm AUM Tier                                                                        Nov-07
             Exhibit: Institutional Asset Manager Personnel Matrix by Firm AUM Tier                                                                 Nov-07
             Reader's Choice Issue                                                                                                                  Oct-07
             Closed-End Funds: The Dinosaur Keeps Dancing                                                                                           Oct-07
             Exhibit: Total Closed-End Fund AUM and Growth                                                                                          Oct-07
             Exhibit: Closed-End Fund Net Flows by Fund Type                                                                                        Oct-07
             Exhibit: Top Closed-End Fund Asset Managers                                                                                            Oct-07
             Institutional Investing: Small but Meaty                                                                                               Oct-07
             Exhibit: Top 10 Largest Endowments                                                                                                     Oct-07
             Exhibit: Top 10 Largest Foundations                                                                                                    Oct-07
             Exhibit: Insurance General Accounts AUM and Growth                                                                                     Oct-07
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             Exhibit: Unaffiliated Subadvised Mutual Funds and Variable Annuities                                                                   Oct-07
             Distribution Strategy: What Have You Done for Me Lately?                                                                               Oct-07
             Exhibit: Value-Added Program Types                                                                                                     Oct-07
             Exhibit: Wholesalers' Prediction of the Biggest Change to How They Spend Time with Advisors in the Next Three Years                    Oct-07
             Case Study: Rydex Investments                                                                                                          Oct-07
             Exhibit: Profitability Based on Time Spent with Clients                                                                                Oct-07
             Quantitative Update: Reader's Choice                                                                                                   Oct-07
             Exhibit: Client Satisfaction with Mega Plans                                                                                           Oct-07
             Exhibit: Greatest Hurdles That Mega Plans Face                                                                                         Oct-07
             Exhibit: Annuity Net Sales As a Percentage of Gross Sales                                                                              Oct-07
             Exhibit: Total Subadvised U.S. Variable Insurance Assets and Growth                                                                    Oct-07
             Exhibit: Number of 529 Plans Sold by Advisors in 2006                                                                                  Oct-07
             Exhibit: Expected Change of Advisors' Usage of 529 Plans in the Next 12 Months                                                         Oct-07
             Exhibit: Net Cash Flow Comparison: Separate Accounts vs. Mutual Fund Advisory                                                          Oct-07
             Exhibit: Unified Managed Account Assets by Packaging                                                                                   Oct-07
             Gatekeepers & Product Impact Issue: Paramount Product Solutions                                                                        Sep-07
             Exhibit: Multi-Vehicle, Multi-Channel Distribution                                                                                     Sep-07
             Portfolio Construction: Beginning with the End in Mind                                                                                 Sep-07
             Exhibit: The Portfolio Construction Spectrum                                                                                           Sep-07
             Exhibit: Next-Generation Portfolio Construction                                                                                        Sep-07
             Case Study: Janus Investments: Modular Portfolio Construction                                                                          Sep-07
             Professional Buyers: Making the Grade                                                                                                  Sep-07
             Exhibit: Greatest Sources of Frustration with the Consultant Community, Part I                                                         Sep-07
             Exhibit: Primary and Potential Secondary Contacts                                                                                      Sep-07
             Exhibit: Hypothetical Pool of Available Products/Strategies, XYZ Capital Management                                                    Sep-07
             Exhibit: Most Important Deliverable Qualities in an Asset Manager                                                                      Sep-07
             Institutional Asset Management: Paradigm Shift                                                                                         Sep-07
             Exhibit: Largest Institutional Asset Managers                                                                                          Sep-07
             Quantitative Update: Distribution Strategies                                                                                           Sep-07
             Exhibit: Frequency with Which Advisors Outsource Portfolio Construction                                                                Sep-07
             Exhibit: Frequency with Which Advisors Use Various Portfolio Construction Methods                                                      Sep-07

             Exhibit: Asset Managers: Percentage of Mutual Fund and Separate Account Sales Influenced by the Professional Buyer at Broker/Dealers   Sep-07

             Exhibit: Asset Managers: National Account Manager Time Spent with the Professional Buyer in Broker/Dealers                             Sep-07
             Exhibit: Number of Asset Managers Used by Advisors                                                                                     Sep-07
             Exhibit: Frequency of Methods Used by Advisors for Determining Asset Allocation                                                        Sep-07
             Exhibit: Asset Manager Salesforces: Generalist Wholesaler Product Line Responsibilities                                                Sep-07
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             Exhibit: Asset Manager Salesforces: Specialist Wholesaler Product Line Responsibilities                                        Sep-07
             Customization Issue: Three-Fifths Venti Mocha Latte, Flat                                                                      Aug-07
             Exhibit: Mutual Fund Advisory and Long-Term Mutual Fund Assets and Growth                                                      Aug-07
             Structured Products: One Size Does Not Fit All                                                                                 Aug-07
             Exhibit: U.S. Structured Products, New Issuance                                                                                Aug-07
             Exhibit: The Four Principal Types of Structured Products by Investment Objective                                               Aug-07
             Exhibit: Efficient Frontier, Part Deux                                                                                         Aug-07
             Case Study: AIM Investments                                                                                                    Aug-07
             Managed Accounts: Pimp My UMA                                                                                                  Aug-07
             Exhibit: UMA Metrics                                                                                                           Aug-07
             Exhibit: Unified Managed Account Platform                                                                                      Aug-07
             Exhibit: The Three Types of UMA Program Packaging                                                                              Aug-07
             Exhibit: Unified Managed Account Programs                                                                                      Aug-07
             Exhibit: Discretionary vs. Nondiscretionary Managed Accounts                                                                   Aug-07
             Exhibit: Total UMA Industry Assets and Number of Accounts                                                                      Aug-07
             Quantitative Update: Global Markets                                                                                            Aug-07
             Exhibit: Global Asset Management Industry Assets Under Management                                                              Aug-07
             Exhibit: Global Asset Management Industry Assets Under Management by Region                                                    Aug-07
             Exhibit: Global Mutual Fund Assets Under Management                                                                            Aug-07
             Exhibit: Global Mutual Fund Assets Under Management by Country                                                                 Aug-07
             Exhibit: U.K. Mutual Fund Assets Under Management                                                                              Aug-07
             Exhibit: Largest 10 U.K. Mutual Fund Managers                                                                                  Aug-07
             Exhibit: Chinese Mutual Fund Assets Under Management                                                                           Aug-07
             Exhibit: Number of Chinese Mutual Funds by Fund Type                                                                           Aug-07
             Rationalization Issue: The Wisdom of Solomon                                                                                   Jul-07
             Exhibit: Asset Managers Rank Product Development, Product Enhancements, and Product Consolidation by Priority                  Jul-07
             Mutual Funds: Class Action                                                                                                     Jul-07
             Exhibit: Assets by Sales Load                                                                                                  Jul-07
             Exhibit: Managed Account Program Sponsors' Stance on Institutionally Priced Share Classes Being Used in Managed Accounts       Jul-07
             Exhibit: 12b-1 Fees at Fund Firms with the Largest Retirement Share Fund Assets                                                Jul-07
             Exhibit: A Template for Mutual Fund Share Class Pricing Evaluation                                                             Jul-07
             Variable Annuities: Summer School: Expenses 201                                                                                Jul-07
             Exhibit: Components of Variable Annuity Fee and Expense Structure                                                              Jul-07
             Exhibit: Distribution of Variable Annuity Contracts by Insurance Expense Charge                                                Jul-07
             Exhibit: Distribution of Variable Annuity Contracts by Annual Policy Fee Waiver Minimum                                        Jul-07
             Exhibit: Distribution of Variable Annuity Contracts by Surrender Charge Period                                                 Jul-07
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             Distribution: Testing Your Sales IQ                                                                                             Jul-07
             Exhibit: Advisors by Revenue Source                                                                                             Jul-07
             Box: Retail RIAs Are Different                                                                                                  Jul-07
             Quantitative Update: Institutional Sales & Marketing                                                                            Jul-07
             Exhibit: Factors Defining Institutional Accounts                                                                                Jul-07
             Exhibit: Perspectives on Comparing Retail and Institutional Segments                                                            Jul-07
             Exhibit: Vehicle Breakdown of Institutional AUM                                                                                 Jul-07
             Exhibit: Average Institutional Account Size                                                                                     Jul-07
             Exhibit: Business Segmentation                                                                                                  Jul-07
             Exhibit: Desired Type of Performance from Managers                                                                              Jul-07
             Exhibit: Best-Practice Overtures by Asset Managers                                                                              Jul-07
             Exhibit: Frequency of Services Provided vs. Recent Past, Part I                                                                 Jul-07
             Exhibit: Frequency of Services Provided vs. Recent Past, Part II                                                                Jul-07
             Global Warming Issue: Global Focus Heats Up                                                                                     Jun-07
             Exhibit: Top 5 Performing Countries Compared to S&P 500 Performance                                                             Jun-07
             Product: Importing Alpha                                                                                                        Jun-07
             Exhibit: International/Global Fund Assets by Region                                                                             Jun-07
             Exhibit: Growth of International and Global Open-End and Closed-End Mutual Funds and ETFs                                       Jun-07
             Exhibit: Asset Managers' New Product Plans: US vs. Global/International Strategies                                              Jun-07
             Box: Global Warming, Anyone?                                                                                                    Jun-07
             Asset Management: Chinese Fortune                                                                                               Jun-07
             Exhibit: Fully Operational Sino-Foreign and Foreign Invested Fund Managers                                                      Jun-07
             Exhibit: Chinese Mutual Fund Assets Under Management                                                                            Jun-07
             Exhibit: Risks Create Minefield for Asset Managers Doing Business Abroad                                                        Jun-07
             Strategy: Someone to Look Up To                                                                                                 Jun-07
             Exhibit: Global Retail Multimanager AUM as Proportion of Long-Term Mutual Fund AUM by Domicile                                  Jun-07
             Exhibit: Unfettered Fund-of-Funds AUM by Selected Domiciles                                                                     Jun-07
             Quantitative Update: Product Strategy                                                                                           Jun-07
             Exhibit: Trends Expected to Fuel Innovation in the Next 1-3 Years                                                               Jun-07
             Exhibit: Issues Expected to Constrain Innovation in the Next 1-3 Years                                                          Jun-07
             Exhibit: Importance of Factors Influencing Advisors' Decision to Use an Asset Manager                                           Jun-07
             Exhibit: Broker/Dealers' Approach to Working with Asset Managers                                                                Jun-07
             Exhibit: Product-Related Activities That Consume Greatest Resources                                                             Jun-07
             Exhibit: Asset Managers Rank the Attractiveness of Vehicles and Platforms of Investment Distribution                            Jun-07
             Exhibit: Asset Managers' New Product Plans by Investment Objective                                                              Jun-07
             Investment Only Issue: Let the Games Begin                                                                                      May-07
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             Exhibit: Total Investment-Only Market, 2005                                                                                                   May-07
             Exhibit: Percentage of Qualified Plan Assets in Open-Architecture vs. Proprietary Products                                                    May-07
             Strategy: Investment Mostly                                                                                                                   May-07
             Exhibit: Prognosis Given Reduced Opportunity in the Defined Benefit Market                                                                    May-07
             Marketing & Sales: Pedal to the Metal                                                                                                         May-07
             Exhibit: Guide to the Main Gatekeepers for IO Providers                                                                                       May-07
             Asset Management: Intellectual Capital                                                                                                        May-07
             Exhibit: The Six Principal Areas for Innovation                                                                                               May-07
             Managed Account Definitions                                                                                                                   May-07
             Exhibit: Focus on People                                                                                                                      May-07
             Rules & Regs: Advice Rules                                                                                                                    May-07
             Exhibit: Managed Account Programs by Classification                                                                                           May-07
             Quantitative Update: Insurance                                                                                                                May-07
             Exhibit: Annuity Industry Sales Mix by Product Type                                                                                           May-07
             Exhibit: Advisor Use of Products for Retirement Income or Wealth Transfer Needs                                                               May-07
             Exhibit: Advisor Assets Allocated to Annuities by Channel                                                                                     May-07
             Exhibit: Importance of Living Benefits in Advisor Selection of VA Providers                                                                   May-07
             Exhibit: Advisor Product Mix by Wealth Tier                                                                                                   May-07
             Exhibit: Importance of Factors in Advisor's Decision to Put Client's Assets into an Annuity                                                   May-07
             Exhibit: Subadvised Variable Insurance Fund Growth vs. Subadvised Mutual Fund Growth                                                          May-07
             Exhibit: Providers' Likelihood of Developing Annuity Options for 401Ik) Plans, Long-Term Care Combination Products, and Longevity Insurance   May-07
             Big Bucks Issue: And the Money Keeps Rolling In                                                                                               Apr-07
             Exhibit: U.S. Assets under Management in Mutual Funds vs. Select Countries' GDPs                                                              Apr-07
             Product: Supersize It!; Door Closed but Not Locked                                                                                            Apr-07
             Exhibit: Big and Mega Mutual Fund Asset Share of Total Long-Term Open-End Mutual Fund AUM ($ millions)                                        Apr-07
             Exhibit: Industry Breakdown of Funds with Assets Exceeding $1 Billion                                                                         Apr-07
             Exhibit: Top 20 Largest Long-Term Open-End Mutual Funds, January 2007                                                                         Apr-07
             Exhibit: Percent of Funds Closed to New vs. All Investors by Asset Range, January 2007                                                        Apr-07
             Retirement: Profit Among Nonprofits                                                                                                           Apr-07
             Exhibit: Total DC Marketplace vs. 403(b) segments, 2005 ($ billions)                                                                          Apr-07
             Exhibit: High-Paying Occupations with Many Openings, Projected 2002-2012                                                                      Apr-07
             Insurance: From General to Specific                                                                                                           Apr-07
             Exhibit: Insurance General Accounts AUM and Growth ($ billions ), 1995-2005                                                                   Apr-07
             Exhibit: Insurance General Accounts Compound Annual Growth Rates (US-Based Asset Managers Only)                                               Apr-07
             Exhibit: Unaffiliated General Account Assets under Management, 2005 ($ billions)                                                              Apr-07
             Insider: Global Opportunity: Indian Treasure                                                                                                  Apr-07
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             Exhibit: Indian Mutual Fund Assets under Management (US$ billions), 2000-2006                                                    Apr-07
             Exhibit: Large 10 Indian Asset Management Companies, 2006                                                                        Apr-07
             Quantitative Update: Advisor                                                                                                     Apr-07
             Exhibit: Financial Advisors by Channel, 2006                                                                                     Apr-07
             Exhibit: Average Concentration of Advisors by Channel, 2006                                                                      Apr-07
             Exhibit: Channel Comparison: Advisor Specialization, 2006                                                                        Apr-07
             Exhibit: Channel Comparison: Areas of Advisor Team Specialization, 2006                                                          Apr-07
             Exhibit: Advisors by Revenue Source, 2003-2006                                                                                   Apr-07
             Exhibit: Channel Comparison: Advisor Core Market, 2006                                                                           Apr-07
             Exhibit: Channel Comparison: Strategies That Would Ease the Portfolio Construction Process, 2006                                 Apr-07
             Exhibit: Channel Comparison: Level of Support Provided to Advisors in Building Their Retirement Business, 2006                   Apr-07
             Packaging Issue: Come Together, Right Now                                                                                        Mar-07
             Exhibit: Channel Scorecard: Percent of Advisors Surveyed Who Believe Firm Has Strong Brand Recognition                           Mar-07
             Advice: Beware the Ides of March                                                                                                 Mar-07
             Exhibit: The Impact of Star Ratings on Target-Date Funds vs. Crowded Categories. 2006                                            Mar-07
             Exhibit: Lifecycle and Lifestyle Funds with 3-Year Performance                                                                   Mar-07
             Exhibit: Differentiating Embedded-Advice Products                                                                                Mar-07
             Business: Selling Your Image                                                                                                     Mar-07
             Exhibit: Asset Managers' Advertising: Focus on Message                                                                           Mar-07
             Exhibit: Asset Managers with Single- vs. Multi-Brand Strategies                                                                  Mar-07
             Exhibit: Asset Managers' Planned Advertising by Media Outlet                                                                     Mar-07
             Insurance: Stabilizing the Pendulum's Swing                                                                                      Mar-07
             Exhibit: Variable Annuity Pendulum Swings to the Middle                                                                          Mar-07
             Exhibit: Variable Insurance Fund-of-Funds Assets and Net Sales, 2000-2006 ($ billions)                                           Mar-07
             Exhibit: Advisor Recommendation of Variable Annuities to Provide Retirement Income                                               Mar-07
             Insider: Product: Brand New (or Is It?)                                                                                          Mar-07
             Exhibit: Percent of Asset Managers who Prioritize Innovation                                                                     Mar-07
             Exhibit: Hedge Fund Managers' Reasons for Leaving Long-Only Role                                                                 Mar-07
             Quantitative Update: Institutional                                                                                               Mar-07
             Exhibit: Total U.S. Assets under Management, 1995-2005 ($ trillions)                                                             Mar-07
             Exhibit: Total U.S. Institutional Client Assets under Professional Management, 2000-2005 ($ trillions)                           Mar-07
             Exhibit: Total U.S. Institutional Client AUM by Distribution Method, 2000-2005 ($ trillions)                                     Mar-07
             Exhibit: Growth of Institutional Client AUM by Distribution Method, 2000-2005                                                    Mar-07
             Exhibit: Institutional Channel Profitability Rankings, 2005                                                                      Mar-07
             Exhibit: Aggregate Asset Manager Institutional Personnel by Tier, 2005                                                           Mar-07
             Exhibit: Constitution of Institutional Client AUM by AMAM Distribution Method, 2005 ($ billions)                                 Mar-07
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             Exhibit: Constitution of Institutional Client AUM by Marketplace/Vehicle, 2005 ($ billions)                                        Mar-07
             Inspired Investing Issue: Beyond the Bottom Line                                                                                   Feb-07
             Exhibit: Wealth & Generosity Among Affluent Investors, by State ($ billions)                                                       Feb-07
             Socially Responsible Funds: Greed is (Doing) Good                                                                                  Feb-07
             Exhibit: Mutual Fund Assets by Screen Types , 2005 ($ billions)                                                                    Feb-07
             Exhibit: Assets and Number of Socially Screen Mutual Funds, 1996 - October 2006 ($ billions)                                       Feb-07
             Exhibit: SRI Fund Assets by Distribution Channel, October 2006                                                                     Feb-07
             Donor-Advised Funds: An Easy Vehicle to Drive                                                                                      Feb-07
             Exhibit: Donor-Advised Funds Defined                                                                                               Feb-07
             Exhibit: Top 5 Donor-Advised Fund Providers used by Advisors, 2006                                                                 Feb-07
             Exhibit: Top 4 Donor-Advised Funds - Comparison                                                                                    Feb-07
             Exhibit: Top 4 Donor-Advised Funds' Asset Growth vs. S&P 500                                                                       Feb-07
             Exhibit: Advisors Getting on Board with Giving                                                                                     Feb-07
             Exhibit: Channel Comparison: Charitable Giving Services Currently Provided by Advisors, 2004-2006                                  Feb-07
             Foundations: Fiduciary Duty Calls                                                                                                  Feb-07
             Exhibit: Total Foundation Aum and Growth, 1995-2006E ($ billions)                                                                  Feb-07
             Exhibit: Top 20 Foundations, 2005 ($ billions)                                                                                     Feb-07
             Case Study: Innovest Strategic Value Advisors: Socially Responsible Diversification                                                Feb-07
             Exhibit: Philanthropy and Program-Related Investing                                                                                Feb-07
             Quantitative Update: Retail                                                                                                        Feb-07
             Exhibit: Total U.S. Assets under Management, 1995-2005 ($ trillions)                                                               Feb-07
             Exhibit: Total U.S. Retail Client Assets under Professional Management, 2000-2005 ($ trillions)                                    Feb-07
             Exhibit: Total U.S. Retail Client AUM by Distribution Method, 2000-2005 ($ trillions)                                              Feb-07
             Exhibit: Growth of Retail Client AUM by Distribution Method, 2000-2005                                                             Feb-07
             Exhibit: Retail Channel Profitability Rankings, 2005                                                                               Feb-07
             Exhibit: Aggregate Asset Manager Retail Personnel by Tier, 2005                                                                    Feb-07
             Exhibit: Constitution of Retail Client AUM by AMAM Distribution Method, 2005 ($ billions)                                          Feb-07
             Exhibit: Constitution of Retail Client AUM by Marketplace/Vehicle, 2005 ($ billions)                                               Feb-07
             Savings Issue: Good Things Come in Small Packages                                                                                  Jan-07
             Exhibit: Generation C Average Annual Income vs. Expenditures                                                                       Jan-07
             Product: Section 529 Plans: Reform School                                                                                          Jan-07
             Exhibit: Section 529 Plan Assets, 1999-2Q 2006 ($ billions)                                                                        Jan-07
             Exhibit: 529 Savings Plan Assets by Channel, 3Q 2006                                                                               Jan-07
             Exhibit: Education (Their Own, Children's, or Grandchildren's) as a Primary Reason for Savings, 1989-2004                          Jan-07
             Product: Health Savings Accounts: Gesunheit                                                                                        Jan-07
             Exhibit: Population Covered by HSAs by Age Group                                                                                   Jan-07
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             Exhibit: Preferred HSA Providers                                                                                                  Jan-07
             Exhibit: HSA, HRA, Health FSA, and Dependent Care FSA Comparison                                                                  Jan-07
             Exhibit: Highlights: Tax Relief and Health Care Act of 2006                                                                       Jan-07
             Generations X&Y: Start Young, Start Now                                                                                           Jan-07
             Case Study: American Century: Whatever You Want, We Can Help                                                                      Jan-07
             Exhibit: Reasons for Savings Across Generations, 2004                                                                             Jan-07
             Insider: Retirement: Smaller Plans, Bigger Issues                                                                                 Jan-07
             Exhibit: Small/Mid Plan Market Leaders by Average Employer Asset Size, 2005                                                       Jan-07
             Year-End Issue: The Industry Weighs In                                                                                            Dec-06
             Exhibit: Biggest Fear for 2007                                                                                                    Dec-06
             Product: How Big a Bite?                                                                                                          Dec-06
             Exhibit: Total ETF vs. Open-End Mutual Fund Assets and Growth ($ billions), 1995-09/2006                                          Dec-06
             Exhibit: Total Number of ETFs and Percentage with >$5 Billion AUM (1995-09/2006)                                                  Dec-06
             Case Study: Wisdom Tree Investments: Intelligent Design                                                                           Dec-06
             Wholesaling: Broad Coverage for a Better Price                                                                                    Dec-06
             Exhibit: Top 10 Survey Results: Most Complicated Salesforce Issue                                                                 Dec-06
             Exhibit: Asset Managers Implementing the Hybrid Role                                                                              Dec-06
             Exhibit: Role of Activity in Wholesaler Compensation                                                                              Dec-06
             Advice: Drilling Down to the Affluent                                                                                             Dec-06
             Exhibit: Advisor Product Usage for Affluent Clients                                                                               Dec-06
             Exhibit: Total Investable Assets Held by Affluent Investors ($ billions), 1989-2008E                                              Dec-06
             Exhibit: Affluent Market by Generation                                                                                            Dec-06
             Exhibit: Affluent Market by Race                                                                                                  Dec-06
             Hiring: Where Are the Good Guys?                                                                                                  Dec-06
             Exhibit: Annual U.S. Securities Industry Employment (thousands), 1992-09/2006                                                     Dec-06
             Exhibit: Professional Buyer Respondents' Number of Quantitative vs. Qualitative Analysts                                          Dec-06
             401(K): The Amazing Client Retention Race                                                                                         Dec-06
             Exhibit: Customer Management Internal Processes and Learning Perspectives                                                         Dec-06
             Exhibit: Professional Buyer Respondents' Number of Quantitative vs. Qualitative Analysts                                          Dec-06
             Exhibit: Provider Drivers by Plan Size                                                                                            Dec-06
             Exhibit: Retirement Income Leaders Have Yet to Emerge                                                                             Dec-06
             POSTER: Asset Manager Addressable Marketplaces, 2006                                                                              Dec-06
             Growth Issue: Pick Me, I'm Better                                                                                                 Nov-06
             Exhibit: U.S. Assets under Professional Management ($ billions), 1995-2005                                                        Nov-06
             CA Snapshot: Managed Account Assets and Growth Rates, 2Q 2005-2Q 2006                                                             Nov-06
             Private Wealth Groups: Growth on My Mind                                                                                          Nov-06
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             Exhibit: Reasons Why Private Wealth Firms Choose to Outsource                                                                Nov-06
             Exhibit: Approaches Taken by Private Wealth Firms When a Client Becomes Unprofitable                                         Nov-06
             Bank Proprietary Funds: If There's Life, Let Them Grow                                                                       Nov-06
             Exhibit: Bank Proprietary Fund Assets and Flows ($ billions), 1996- 09/2006                                                  Nov-06
             Exhibit: Factors that Cause Asset Managers to Stand Out from Competitors, According to Advisors                              Nov-06
             Insurance: Can I Play Too?                                                                                                   Nov-06
             Exhibit: Channel Comparison: Advisor Product Mix, 2006                                                                       Nov-06
             Insider: Managed Accounts: There's Plenty for Everyone                                                                       Nov-06
             Exhibit: Managed Account Assets by Distribution Channel, 1999-2Q 2006                                                        Nov-06
             Exhibit: Wirehouse Client Assets in Managed Account Programs, 1998-2005 ($ billions)                                         Nov-06
             Exhibit: Total Managed Account Assets and Growth by Channel, 1995-2Q 2006                                                    Nov-06
             Training Issue: Basic Training                                                                                               Oct-06
             Exhibit: Channel Comparison: Impact of Increased Compliance Requirements on Advisors, 2006                                   Oct-06
             CA Snapshot: Channel Comparison: Advisor Assets under Management, 2005 and 2006                                              Oct-06
             Training Advisors: Aiming for the Bull's-Eye                                                                                 Oct-06
             Exhibit: Channel Comparison: Advisor Time Allocation, 2006                                                                   Oct-06
             Exhibit: Channel Comparison: Advisor Licenses and Designations Advisors Currently Hold, 2006                                 Oct-06
             Exhibit: Training: On Demand                                                                                                 Oct-06
             Case Study: TCW Funds: Advisors, Phone (or Click) Home                                                                       Oct-06
             Home Office Role in Training: Teach Them How to Fish                                                                         Oct-06
             Exhibit: Three Tiers of Brokerage Salesforces                                                                                Oct-06
             Exhibit: Fee-Based Marketshare of Retail RIAs vs. Managed Accounts, 1998-2005                                                Oct-06
             Exhibit: Expected Change in Advisor Asset Allocation to Managed Accounts, 2006                                               Oct-06
             Exhibit: The Three Types of Unified Managed Accounts Programs                                                                Oct-06
             Exhibit: Percentage of Broker/Dealer Advisorforce Currently Working as Part of a Team, 2006                                  Oct-06
             Insider: Asset Management: Opening Doors Just by Knocking                                                                    Oct-06
             Exhibit: Level of Pressure from Sponsors to Supply Support/Value Add to Advisors, 2006                                       Oct-06
             Exhibit: Professional Designations Held by Wholesalers vs. Advisors, 2006                                                    Oct-06
             Organization Issue: Connect the Dots                                                                                         Sep-06
             CA Snapshot: Asset Manager Addressable Marketplace: Definitions and Assets for Retail and Institutional Segments             Sep-06
             Organizing Your Sales Force: Dedicating Your Resources                                                                       Sep-06
             Exhibit: Four Major Types of Professional Buyers                                                                             Sep-06
             Exhibit: Top 20 Investment Consulting Firms by Marketshare, 2006                                                             Sep-06
             Exhibit: Marketshare Decline of Top 20 Consulting Firms Ranked by Number of Clients (With Assets >$100M)                     Sep-06
             Exhibit: Pro Buyers By Primary and Secondary Methods of Discovering New Managers, 2005                                       Sep-06
             Exhibit: Pro Buyers' Research Criteria by Level of Importance, 2005                                                          Sep-06
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             Organizing Investment Research: Who Guards the Guardians?                                                                       Sep-06
             Exhibit: Number of Asset Management Companies Advisors Work With                                                                Sep-06
             Exhibit: Types of Research Used by Advisors                                                                                     Sep-06
             Exhibit: Asset Growth: Nonproprietary Funds vs. Proprietary Funds ($ millions) and Growth Rate, 1996-2005                       Sep-06
             Insider: Retirement: You Pay for What you Get                                                                                   Sep-06
             Exhibit: Impact of the Pension Protection Act on the Defined Contribution Industry                                              Sep-06
             Exhibit: Importance of 401(k) Plan Components to Plan Sponsors According to Providers, 2005                                     Sep-06
             Client's Choice Issue                                                                                                           Aug-06
             CA Snapshot: Managed Accounts Assets and Growth Rates, 2004-2006                                                                Aug-06
             Manufacturing: Innovation in the Era of Proliferation                                                                           Aug-06
             Exhibit: Areas of Product Innovation and Examples                                                                               Aug-06
             Exhibit: Number of Annual New Long-Term Open-End Funds, 1980-2005                                                               Aug-06
             Exhibit: Marketplace Dynamics and the Degree of Mutual Fund Innovation                                                          Aug-06
             RIAs: Should I Stay or Should I Go?                                                                                             Aug-06
             Exhibit: Retail RIA Assets ($ billions) and Growth Rate, 1999-2005                                                              Aug-06
             Exhibit: Retail RIA Firms and Growth Rate, 1999-2005                                                                            Aug-06
             Exhibit: Financial Advisors by Channel, 2006                                                                                    Aug-06
             Exhibit: Reasons High-End Advisors (>$100 Million in AUM) Went Independent                                                      Aug-06
             Savings & Retirement Insider: Not By Products Alone                                                                             Aug-06
             Exhibit: Generating Retirement Income From Annuities                                                                            Aug-06
             Exhibit: Generating Retirement Income From Variable Universal Life Insurance                                                    Aug-06
             Exhibit: Frequency With Which Advisors Recommend Retirement Income Methods From Variable Annuities                              Aug-06
             Exhibit: Annuity Sales By Distribution Channel, 2005                                                                            Aug-06
             Asset Management Strategy Issue: Knock Knock                                                                                    Jul-06
             CA Snapshot: Intermediary Definitions                                                                                           Jul-06
             Manufacturing: Investment Performance by Design                                                                                 Jul-06
             Exhibit: Refining Manufacturing Strategy                                                                                        Jul-06
             Exhibit: The Asset Management Manufacturing Spectrum                                                                            Jul-06
             Case Study: Old Mutual, Patient Parent                                                                                          Jul-06
             Exhibit: Crossfacturing                                                                                                         Jul-06
             Subadvisory Opportunity: Behind the Curtain                                                                                     Jul-06
             Exhibit: Total U.S. Unaffiliated Subadvised AUM by Investment Vehicle ($ billions), 2001-2005                                   Jul-06
             Exhibit: Subadvisor Defined                                                                                                     Jul-06
             Exhibit: Model Portfolios: Divergent Opinions                                                                                   Jul-06
             Savings & Retirement Insider: The DaFABS Code                                                                                   Jul-06
             Exhibit: FASB Defined                                                                                                           Jul-06
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             Exhibit: FASB Proposals Summary                                                                                                Jul-06
             Exhibit: Allocation of U.S. Corporate DB Plans, 2005                                                                           Jul-06
             Case Study: GE Asset Management, Expertise in Liability -Driven Investment                                                     Jul-06
             Learning Issue: Divide and Comprehend                                                                                          Jun-06
             Exhibit: Segments Within Emerging Affluent/Affluent Wealth Tiers                                                               Jun-06
             CA Snapshot: Asset Management: Total Retirement Market Assets, 1999-2005                                                       Jun-06
             401(K) Participant Learning: In Defense of Cheating; Defined Contribution Plan Program Enhancements Defined                    Jun-06
             Exhibit: Defined Contribution Plan Program Enhancements Defined                                                                Jun-06
             Exhibit: Percent of 401(k) Account Balances by Size of Account                                                                 Jun-06
             Exhibit: Percent of Plans Offering Automatic Enrollment by Number of Participants                                              Jun-06
             Exhibit: Auto-Anxiety, Automatic Enrollment programs raise concerns for sponsors                                               Jun-06
             Industry Training: Push Me, Pull You; Managed Account Groups Defined; The Ascent of Managed Account Groups                     Jun-06
             Exhibit: Wirehouse Client Assets in Managed Account Programs, 1998-2005 ($ billions)                                           Jun-06
             Exhibit: Managed Account Groups Defined                                                                                        Jun-06
             Exhibit: Fees are good: Adopt Fees                                                                                             Jun-06
             Exhibit: The Ascent of Managed Account Groups, Three Stages of Development                                                     Jun-06
             Exhibit: Total Managed Accounts Assets by Channel Scorecard ($ billions)                                                       Jun-06
             Savings & Retirement Insider: Off to the Races                                                                                 Jun-06
             Exhibit: Advisor Product Usage                                                                                                 Jun-06
             Exhibit: Retirement Income Challenges                                                                                          Jun-06
             Exhibit: Retirement Income Opportunities                                                                                       Jun-06
             Exhibit: Growth and Complexity of Retirement Product Continuum                                                                 Jun-06
             Exhibit: Retirement Income Initiatives                                                                                         Jun-06
             Exchange-Traded Funds Issue: What's It All About? Alpha                                                                        May-06
             Exhibit: Today, the Home Office Increasingly Acts as Asset Allocator                                                           May-06
             CA Shapshot: Managed Accounts: Managed Account Assets and Growth Rates                                                         May-06
             ETFs and Manufacturing: ETF 3.0?; Case Study: AMVESCAP                                                                         May-06
             Exhibit: ETF Assets, 1993 - March 2006 ($ billions)                                                                            May-06
             Exhibit: ETF Sponsors by AUM, March 2006                                                                                       May-06
             Case Study: AMVESCAP, Acquisition of Power Shares                                                                              May-06
             ETFs and Distribution: Lego My ETF; Case Study: QQQ Direct                                                                     May-06
             Exhibit: Channel Comparison: Advisor Usage of Exchange-Traded Funds, 2004 and 2005                                             May-06
             Case Study: QQQDirect, Nasdaq Offers Small Investors Cheap Way to Purchase the QQQ                                             May-06
             Hedge Funds: Will Hedge Funds Go Pedestrian?                                                                                   May-06
             Exhibit: Hedge Fund Firms' Affiliation                                                                                         May-06
             Exhibit: Hedge Funds' Client Base by Percentage of Assets                                                                      May-06
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             Exhibit: Partial Acquisition Rather Than Outright Purchase Makes Sense                                                         May-06
             Savings & Retirement Insider: The Retirement Conundrum                                                                         May-06
             Exhibit: Estimated Number of Baby Boomers in Retirement, 2010-2040 (thousands)                                                 May-06
             Exhibit: Retirement Income Programs Offered by Asset Managers                                                                  May-06
             Exhibit: Expected Change to Advisor Revenue Due to Disseminating Retirement Advice, 2005                                       May-06
             Business Issue: Back to the Future                                                                                             Apr-06
             Exhibit: Catalysts Complicating Vertical Integration in Fund Management                                                        Apr-06
             CA Snapshot: Distribution: Channel Comparison: Advisor Product Mix, 2004 and 2005                                              Apr-06
             Unconstrained Investing: Chasing Alpha in a Crab Market                                                                        Apr-06
             Exhibit: Mutual Fund Companies' Response to Pressures                                                                          Apr-06
             Employee Turnover: Show Me the Money; Case Study: Business Transitions                                                         Apr-06
             Exhibit: Hedge Fund Managers' Reasons for Leaving Long-Only Role                                                               Apr-06
             Exhibit: Pro Buyers' Reasons for Firing Investment Managers                                                                    Apr-06
             Case Study: Business Transitions, Transition and Succession Planning for Fee-Based Advisors                                    Apr-06
             Consumer-Driven Health Care: The Business of Health Care                                                                       Apr-06
             Exhibit: Growth of HAS/HDHP Enrollment, September 2004 - January 2006                                                          Apr-06
             Exhibit: Consumer-Driven Health Plans Glossary                                                                                 Apr-06
             Exhibit: HSAs and Washington, D.C.                                                                                             Apr-06
             Savings & Retirement Insider: Put the Horse Before the Cart                                                                    Apr-06
             Exhibit: Immediate Annuity Sales as Percentage of Total Annuity Sales                                                          Apr-06
             Exhibit: Financial Planning Serves as a Product Flyer                                                                          Apr-06
             Pricing Issue: Price Is Nice (But Not Always Necessary)                                                                        Mar-06
             Exhibit: Manager Selection Research Criteria by Level of Importance                                                            Mar-06
             CA Snapshot: Asset Management: Estimated Total Annuity Sales                                                                   Mar-06
             Product Pricing: The Price Is Right                                                                                            Mar-06
             Exhibit: Weighted Hedge Fund Average Performance, 1996-2005                                                                    Mar-06
             Exhibit: Distribution of VA Contracts by Insurance Expense Charge, December 2005                                               Mar-06
             Advisor Pricing: A Place for [All of] Us                                                                                       Mar-06
             Exhibit: Channel Comparison: Advisor Compensation, 2004 and 2005                                                               Mar-06
             Exhibit: Intermediary Matrix, 2005                                                                                             Mar-06
             Platform Pricing: The Price of a Thing Is What It Will Bring                                                                   Mar-06
             Exhibit: Separate Account Consultant Program Assets and Growth Projections, 1999-2009 ($ billions)                             Mar-06
             Exhibit: Top 10 Separate Account Consultant Program Sponsors ($ millions)                                                      Mar-06
             Exhibit: Consultant Program Industry Revenue, Sponsor vs. Manager, 2005E ($ billions)                                          Mar-06
             Savings & Retirement Insider: Size Matters                                                                                     Mar-06
             Exhibit: Participation in Employer-Sponsored Retirement Plans by Employees in Private Sector, March 2005                       Mar-06
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             Exhibit: Distribution of 401(k) Micro Plans by Top 10 Provider, 2004                                                           Mar-06
             Exhibit: Number of 401(k) plans in the Micro Segment (<100 Participants), 1995-2009E                                           Mar-06
             Savings Issue: It's More Than a Game of Chance                                                                                 Feb-06
             Exhibit: U.S. Personal Savings Rate Remains Paltry, While Spending Shows No Sign of Slowing                                    Feb-06
             CA Snapshot: Managed Accounts: Managed Account Assets and Growth Rates                                                         Feb-06
             Roth 401(k) and 403(b): Never Pay Taxes Again                                                                                  Feb-06
             Exhibit: ROTHs and 401(k)s at a Glance                                                                                         Feb-06
             Exhibit: Percentage of Plan Sponsors Likely to Add Roth 401(k), 2005                                                           Feb-06
             IRA Rollovers: Roll Over Beethoven                                                                                             Feb-06
             Exhibit: Total IRA Assets and Annual Growth Rates, 1994-2010E ($ billions)                                                     Feb-06
             Exhibit: Retailization of Retirement Assets                                                                                    Feb-06
             Exhibit: Rollover Asset Retention and Gathering                                                                                Feb-06
             Tax and Savings Proposals: Legislators Consider Ways to Improve Savings                                                        Feb-06
             Exhibit: Private DC Asset Projections                                                                                          Feb-06
             Exhibit: Percentage of Taxpayers with Dividend Income by Age Group                                                             Feb-06
             Exhibit: U.S. Households Owning Equities                                                                                       Feb-06
             Savings & Retirement Insider: The Medium Is [Not] the Message; Case Study: MassMutual; Case Study: Transamerica                Feb-06
             Exhibit: Percentage of Large DC Plans Using Various Communication Media                                                        Feb-06
             Exhibit: Percentage of DC Plans Offering Investment Advice by Type and Plan Segment, 2004                                      Feb-06
             Exhibit: Importance of 401(k) Plan Components to Plan Sponsors According to Providers, 2005                                    Feb-06
             Case Study: MassMutual, e4                                                                                                     Feb-06
             Case Study: Transamerica, Plus 15 Participation Guarantee                                                                      Feb-06
             Differentiation Issue: Isn't That [Firm] Special?                                                                              Jan-06
             Exhibit: Consumers' Top Three Priorities for Global Financial Services Industry                                                Jan-06
             Differentiation by Branding: Burnish Me Bright                                                                                 Jan-06
             Exhibit: Intermediary-Focused Asset Managers' Emphasis on Branding                                                             Jan-06
             Exhibit: Advisors Rating Fund Company as "Excellent" or "Very Good"                                                            Jan-06
             Differentiation by Client Base: Attracting the Emerging Majority                                                               Jan-06
             Exhibit: U.S. Buying Power Statistics by Race ($ billions)                                                                     Jan-06
             Exhibit: Presence of Diversity Initiatives                                                                                     Jan-06
             Case Study: Merrill Lynch, Multicultural and Diversified Business Development Group                                            Jan-06
             Differentiation by Mutual Funds: Throwing a Wrench in the Machine                                                              Jan-06
             Exhibit: U.S. Large Cap and Small-Cap Mutual Fund Metrics                                                                      Jan-06
             Exhibit: Professional Buyers' Special Procedures for Finding Small-Cap Managers                                                Jan-06
             Differentiation by Customer Service: Private Lives; Case Study: Citibank                                                       Jan-06
             Exhibit: Almost Half of U.S. Households are Willing to Switch Accounts to Firms Offering ID Theft Detection/Alert Services     Jan-06
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             Case Study: Citibank, Citi ® Identity Theft Solutions                                                                         Jan-06
             Savings & Retirement Insider: Insuring the Difference                                                                         Jan-06
             Exhibit: Advertising Themes for the 10 Largest Life Insurance Companies                                                       Jan-06
             Exhibit: Life and Annuity Patent Filings Sampling                                                                             Jan-06
             Year End Issue: The Industry Speaks--Again                                                                                    Dec-05
             Exhibit: Biggest Business Fear for 2006                                                                                       Dec-05
             Exhibit: Biggest Business Challenge for 2006                                                                                  Dec-05
             Survey Says: High Net Worth: The Siren of Financial Services                                                                  Dec-05
             Exhibit: Cerulli Associates Wealth Segmentation Model                                                                         Dec-05
             Exhibit: Wealth Segmentation                                                                                                  Dec-05
             Exhibit: Average Advisors' Client Base Breakdown by Net Worth, 2004                                                           Dec-05
             Survey Says: Organizational Efficiency: Plumbers Need Not Apply                                                               Dec-05
             Exhibit: Firms' Efforts Toward Greater Organizational Efficiency in 2006                                                      Dec-05
             Exhibit: Straight-Through Processing Defined                                                                                  Dec-05
             Exhibit: What Happens to an Institutional Trade                                                                               Dec-05
             Survey Says: Specialist vs. Generalist: I Can Get It for You Wholesale                                                        Dec-05
             Exhibit: Firms Identify Their Most Complicated Salesforce Issue for 2006                                                      Dec-05
             Exhibit: Asset Managers' Current Salesforce Structures, 2005                                                                  Dec-05
             Exhibit: Importance of Asset Manager Offering Particular Services to Broker/Dealers, 2005                                     Dec-05
             Survey Says: Managed Accounts: Everyone Wins                                                                                  Dec-05
             Exhibit: Managed Account Segments Defined                                                                                     Dec-05
             Exhibit: Total Managed Account Assets, 1993-2008E ($ billions)                                                                Dec-05
             Survey Says: Retirement: Boomer[anging] Assets                                                                                Dec-05
             Exhibit: Millions of Baby Boomers Cannot Be Ignored (Baby Boomers in thousands)                                               Dec-05
             Exhibit: Percent of Preretirement Income Needs By Workers and Experience by Retirees                                          Dec-05
             Process Issue: Brainteaser                                                                                                    Nov-05
             Exhibit: Industry Intermediary Interaction                                                                                    Nov-05
             Asset Manager: Life After Open Architecture                                                                                   Nov-05
             Exhibit: Definitions: Manager of Managers, Multiaffiliation, Fund adoption                                                    Nov-05
             Exhibit: A Tale of Two Strategies: Two success stories: American Funds & AMG                                                  Nov-05
             Exhibit: Asset Managers' Reported Core Competencies                                                                           Nov-05
             Exhibit: Asset Managers' Reported Marketing Organizational Changes, 2005                                                      Nov-05
             Distributor: Darlings of Distribution                                                                                         Nov-05
             Exhibit: Global Manager of Managers Product Assets Under Management ($ billions)                                              Nov-05
             Exhibit: Professional Buyers Reach Downmarket                                                                                 Nov-05
             Exhibit: Chemical Reaction: Professional buyers will influence mutual fund buying behavior                                    Nov-05
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             Exhibit: LPL's Research Continues to Innovate                                                                                 Nov-05
             Industry Employment: 30,000 Feet                                                                                              Nov-05
             Exhibit: Annual Securities Industry Employment (thousands)                                                                    Nov-05
             Exhibit: Channel Comparison: Average Administrative and Professional Staff Members                                            Nov-05
             Advisor: Broker? Advisor? Advoker?                                                                                            Nov-05
             Exhibit: Advisors by Revenue Source: Broker/Dealer Advisors Only                                                              Nov-05
             Savings & Retirement Insider: A PC in Every Firm?                                                                             Nov-05
             Exhibit: Institutional Distribution of Assets, 1999-2004                                                                      Nov-05
             Organization Issue: What's in a Name                                                                                          Oct-05
             Exhibit: Asset Manager Addressable Marketplace Segments                                                                       Oct-05
             Organizing Advisory Practices: Just Do It; RIA Frugality                                                                      Oct-05
             Exhibit: Asset Management Delegation Defined                                                                                  Oct-05
             Exhibit: Rep as Portfolio Manager Defined                                                                                     Oct-05
             Exhibit: Specialists Found on Advisor Teams                                                                                   Oct-05
             Exhibit: Advisor Screening Criteria for RPM Program Participation                                                             Oct-05
             Exhibit: Rep as Portfolio Manager Competitive Snapshot                                                                        Oct-05
             Exhibit: Evolution of RIAs                                                                                                    Oct-05
             Organizing Funds: The Plot Thickens                                                                                           Oct-05
             Exhibit: Lifecycle Fund Net Flows ($ billions)                                                                                Oct-05
             Exhibit: Sample of Asset Allocation Funds                                                                                     Oct-05
             Exhibit: Organizing the Message: Describing the Managers, Validating the Structure, Reporting                                 Oct-05
             Savings & Retirement Insider: Organizing Retirement Requirements                                                              Oct-05
             Exhibit: Comparing Broker/Dealer Platforms                                                                                    Oct-05
             Exhibit: Retirement Assets in Mutual Funds ($ billions)                                                                       Oct-05
             Client's Choice Issue                                                                                                         Sep-05
             Electronic Payments: Cashless Cows                                                                                            Sep-05
             Exhibit: Money Flow in the Credit Card Industry                                                                               Sep-05
             Exhibit: Growth of Credit Card and Private-Label Card Transactions ($ billions)                                               Sep-05
             Exhibit: Segmenting Credit Card Customers                                                                                     Sep-05
             Donor-Advised Funds: Chary of Charity                                                                                         Sep-05
             Exhibit: Donor-Advised Funds Defined                                                                                          Sep-05
             Exhibit: Donor-Advised Funds vs. Private Foundations                                                                          Sep-05
             Exhibit: Commercial Donor-Advised Funds Assets and Amount Distributed to Charities                                            Sep-05
             Mutual Fund Revenue Sharing: Continuing Controversy                                                                           Sep-05
             Exhibit: Industry Use of 12b-1 Fees                                                                                           Sep-05
             Managed Accounts: A Star Is Born                                                                                              Sep-05
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             Exhibit: Total Managed Account Asset Growth ($ billions), 1994 - 2Q 2005                                                      Sep-05
             Exhibit: Unified Managed Account Defined                                                                                      Sep-05
             Exhibit: Mutual Fund Advisor Programs Defined                                                                                 Sep-05
             Exhibit: Mutual Fund Advisory Program Assets by Program Type 1996 - 2Q 2005                                                   Sep-05
             Savings & Retirement Insider: I'm Just a Bill                                                                                 Sep-05
             Exhibit: S&P 500 Company DB Assets and S&P 500 DB Plan Funding Levels ($ billions), 1999-2004                                 Sep-05
             Exhibit: DB Contributions as a Percentage of DB Assets, 1980-2008E                                                            Sep-05
             Exhibit: Auto-Pilot Features Chosen by Plan Sponsors                                                                          Sep-05
             Plumbing Issue: Wrenching Decisions                                                                                           Aug-05
             Exhibit: All Outsourcing Opportunities for Broker/Dealers?                                                                    Aug-05
             Outsourcing: Gotta Wear Shades                                                                                                Aug-05
             Exhibit: Clearing Providers Defined                                                                                           Aug-05
             Exhibit: Clearing Firms Ranked by Number of Correspondent Broker/Dealer Clients                                               Aug-05
             Exhibit: Citigroup Asset Manager Solutions                                                                                    Aug-05
             Algorithmic Trading: Look Ma, No Hands                                                                                        Aug-05
             Exhibit: NMS Reforms                                                                                                          Aug-05
             Exhibit: Increase in Algorithmic Trading                                                                                      Aug-05
             Risk Management: Pianos Falling from the Sky                                                                                  Aug-05
             Exhibit: Broker/Dealer Risk Categories Inherent in Business Activities                                                        Aug-05
             Exhibit: Sample Organization of Internal Risk Management Unit                                                                 Aug-05
             Exhibit: Operational Risk Event Types and Examples                                                                            Aug-05
             Prime Brokerage, Direct Market Access, and Risk                                                                               Aug-05
             Exhibit: Prime Brokerage Net Revenue Forecast ($ millions) 2005-2009                                                          Aug-05
             Savings & Retirement Insider: Catch 22(c)-2                                                                                   Aug-05
             Exhibit: The Impact of Regulation 22(c)-2                                                                                     Aug-05
             Exhibit: Sample Retirement Trade                                                                                              Aug-05
             Exhibit: The State of TPAs                                                                                                    Aug-05
             Asset Management Strategy Issue: Terra Nueva                                                                                  Jul-05
             Exhibit: Disintermediation Nation, Reduction in Asset Manager Influence over Advisor                                          Jul-05
             Asset Management Pressures: In a Pinch                                                                                        Jul-05
             Exhibit: Full Court Press, Asset Managers Are Put to the Test                                                                 Jul-05
             Exhibit: Global Asset Management Industry Assets Under Management ($ trillions), 2002-2009E                                   Jul-05
             Asset Management Revenue Sharing: The Field-of-Dreams Approach                                                                Jul-05
             Exhibit: Revenue Sharing Defined                                                                                              Jul-05
             Exhibit: Average Annual Revenue-Sharing Payments Per Top-Tier Distributor, 2004                                               Jul-05
             Exhibit: Asset Managers' Revenue-Sharing Evaluation Processes                                                                 Jul-05
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             Asset Management Priorities: Miracle-Gro                                                                                         Jul-05
             Exhibit: Channel Scorecard: Ranking Factors Influencing Decisions to Use and Asset Manager, 2004                                 Jul-05
             Exhibit: Channel Scorecard: Relative Performance of Most-Used Asset Manager Providing Business-Growing Ideas, 2004               Jul-05

             Exhibit: Compensation Scorecard: Relative Performance of Most-Used Asset Manager Having Strong Brand Recognition, 2004           Jul-05

             Savings & Retirement Insider: The Meek Shall Inherit the Earth                                                                   Jul-05
             Exhibit: Characteristics of 401(k) ETF Providers                                                                                 Jul-05
             Exhibit: Percent of Assets Allocated to ETFs by RIAs, 2001-2005                                                                  Jul-05
             Exhibit: ETF Assets ($ billions), 2000-2004                                                                                      Jul-05
             Distribution Strategy Issue: The Torch                                                                                           Jun-05
             Exhibit: Advisor Time Squeeze                                                                                                    Jun-05
             Advisor Product Usage: Product (In)Flux                                                                                          Jun-05
             Exhibit: Advisor Practice Type Segments Defined                                                                                  Jun-05
             Exhibit: Product Mix by Channel, 2004                                                                                            Jun-05
             Exhibit: Product Mix by Advisor Practice Type, 2004                                                                              Jun-05
             Exhibit: Case Study: Success Metrics                                                                                             Jun-05
             Revenue Sharing: The Fallout Stage                                                                                               Jun-05
             Exhibit: Revenue Sharing Defined                                                                                                 Jun-05
             Exhibit: Broker/Dealers' Justification in Charging Revenue Sharing                                                               Jun-05
             Exhibit: Estimated Cost of Regulation                                                                                            Jun-05

             Exhibit: Majority of Top Producers Willingness to Sell Preferred or Strategic Funds if Revenue-Sharing Disclosure Was Required   Jun-05

             Private Banking: Reinvigorating the Private Bank                                                                                 Jun-05
             Exhibit: Examples of Private Client Group Archetypes                                                                             Jun-05
             Exhibit: Centralized Investment Product Platform                                                                                 Jun-05
             Exhibit: Open Architecture Defined                                                                                               Jun-05
             Exhibit: Evolution of Global Private Banking's Individual Client                                                                 Jun-05
             Savings & Retirement Insider: SEParating Plans Is Not SIMPLE                                                                     Jun-05
             Exhibit: Home-Office Support Offered to Advisors in Building Retirement Business                                                 Jun-05
             Exhibit: Mix of Retirement Plan Assets for Which Advisors Receive Ongoing Compensation                                           Jun-05
             Exhibit: Factors Impacting the Advisor 401(k) Selection Process                                                                  Jun-05
             Segmentation Issue: A Beautiful Mosaic                                                                                           May-05
             Segmenting Advisors: Devil's in the Details                                                                                      May-05
             Exhibit: Financial Advisors by Channel, 2004                                                                                     May-05
             Exhibit: Channel Loyalty Scorecard: Use of the Currently Most-Used Asset Managers vs. Five Years Ago, 2004                       May-05
             Exhibit: Reasons Advisors Do Not Want to Do Business With an Asset Manager                                                       May-05
             Exhibit: Advisors By Revenue Source and Channel: Advisor Satisfaction Survey Respondents, 2004                                   May-05
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             Segmenting Investors: At the Crossroads of the Cross-Sell                                                                          May-05
             Exhibit: Sample Cross-Product Segmentation                                                                                         May-05
             Exhibit: Advisor Profiling Types Stats: Record Review, Statement Review, Interview                                                 May-05
             Segmenting Hedge Funds: All the Stars in the Universe                                                                              May-05
             Exhibit: Estimated U.S. and Offshore Hedge Fund Assets, 2000-2005                                                                  May-05
             Exhibit: Hedge Fund Strategies, Mid-Year 2004                                                                                      May-05
             Exhibit: Distribution of Hedge Fund Assets by Size of Fund, 2004                                                                   May-05
             Exhibit: Global Hedge Fund Characteristics, 2004                                                                                   May-05
             Savings & Retirement Insider: Small-Plan Bandwagon                                                                                 May-05
             Exhibit: 2001 and 2004 R-Share Market Leaders                                                                                      May-05
             Exhibit: Number of Companies Offering R-Shares and Assets in R-Share Classes, 1995-2004                                            May-05
             Exhibit: Concentration of DC Managers Who Also Offer R-Shares                                                                      May-05
             Relationships Issue: He Who Endures                                                                                                Apr-05
             Exhibit: Positive Externalities, Large firms create enduring relationship with client while smoothing revenues                     Apr-05
             Brokerage and Investors: Focus on Fees Paying [Off]; Operating on All Cylinders                                                    Apr-05
             Exhibit: Recurring Revenues in the Merrill Lynch Global Private Client Group                                                       Apr-05
             Exhibit: Example of the Integrated Business Model                                                                                  Apr-05
             Exhibit: Profitability Trends in the U.S. Securities Industry ($ millions), 2001-2004                                              Apr-05
             Asset Management and Investors: The All-in-One Mutual Fund                                                                         Apr-05
             Exhibit: Lifecycle and Asset Allocation Fund Assets ($ billion), 2000-2004                                                         Apr-05
             Exhibit: Lifecycle and Asset Allocation Fund Net Flows ($ billion), 2000-2004                                                      Apr-05
             Sponsors and Subadvisors: Fast-Acting Relief                                                                                       Apr-05
             Exhibit: Subadvisory Defined                                                                                                       Apr-05
             Exhibit: Sponsors' Stance on Fund Adoptions, 2004                                                                                  Apr-05
             Exhibit: Case Study: John Hancock, Filling the Gaps                                                                                Apr-05
             Exhibit: Example of Asset-Based Fee-Sharing Breakpoint Agreement                                                                   Apr-05
             Exhibit: Adopt or Outsource?                                                                                                       Apr-05
             Savings & Retirement Insider: No Automatic Distribution Without Retribution                                                        Apr-05
             Exhibit: Safe Harbor IRA Guidelines                                                                                                Apr-05
             Exhibit: Percent of Participants Chasing Out by Age                                                                                Apr-05
             Exhibit: Percent of 401(k) Distributions Cashed Out for Select Account Balances                                                    Apr-05
             Contingency Issue: Managing the Ifs                                                                                                Mar-05
             Retirement Income: Abracadabra                                                                                                     Mar-05
             Exhibit: Evolving Retirement Income Solutions by Program                                                                           Mar-05
             Exhibit: Different Affluence Level = Different Retirement Needs                                                                    Mar-05
             Wealth Transfer: Heir Tight                                                                                                        Mar-05
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             Exhibit: Types of Training Used by Firms                                                                                    Mar-05
             Exhibit: Summary Analysis: Wealth Transfer Methods                                                                          Mar-05
             Equity-Indexed Annuities: Neither Fish nor Foul                                                                             Mar-05
             Exhibit: Equity-Indexed Annuity Sales ($ billions), 1995-2004                                                               Mar-05
             Exhibit: Comparison of Annuity Types                                                                                        Mar-05
             Long-Term Care: The Third Leg for Life After Retirement                                                                     Mar-05
             Exhibit: Long-Term Care Scope                                                                                               Mar-05
             Exhibit: Long-Term Care Insurance Policy Distribution Channels, 2002                                                        Mar-05
             Savings & Retirement Insider: Let a Million Accounts Bloom?                                                                 Mar-05
             Exhibit: Pros and Cons of Privatization                                                                                     Mar-05
             Channels Issue, Part II: The Davids                                                                                         Feb-05
             Exhibit: Services Provided by Channel, 2002 and 2004                                                                        Feb-05
             Regional Brokerages: Culture Club                                                                                           Feb-05
             Exhibit: Regional Broker/Dealer Business Models, 2002 and 2004                                                              Feb-05
             Exhibit: Advisors Offering Wealth Transfer Services by Channel                                                              Feb-05
             Independent Broker/Dealers: The Price of Independence                                                                       Feb-05
             Exhibit: Cerulli Independent Broker/Dealer Channel Segmentation                                                             Feb-05
             Exhibit: Number of Independent Broker/Dealer Firms by Advisor Headcount                                                     Feb-05
             Exhibit: Product Mix for Independent Broker/Dealer Advisors                                                                 Feb-05
             Intermediary Matrix                                                                                                         Feb-05
             Registered Investment Advisors: Still the One                                                                               Feb-05
             Exhibit: Retail RIA Market Segmentation, 2003                                                                               Feb-05
             Exhibit: Wholesaling and RIA                                                                                                Feb-05
             ATMs: ATMs As a Distribution Channel, Part II                                                                               Feb-05
             Channels Issue, Part I: The Goliaths                                                                                        Jan-05
             Exhibit: Services Provided by Channel (Bank Broker/Dealer, Insurance Broker/Dealer, Wirehouse), 2002 and 2004               Jan-05
             Wirehouse Channel: Kings of the Hill                                                                                        Jan-05
             Exhibit: Wirehouse Firms by Advisor Headcount, 2004                                                                         Jan-05
             Exhibit: Proprietary Net Flows by Channel ($ millions), 1995-2004E                                                          Jan-05
             Intermediary Matrix                                                                                                         Jan-05
             Insurance Channel: Annuity Experts                                                                                          Jan-05
             Exhibit: Average Insurance Rep                                                                                              Jan-05
             Exhibit: Insurance Brokerage Product Mix, 2004                                                                              Jan-05
             Exhibit: Asset-Gathering Strategies Abroad for Insurance Companies                                                          Jan-05
             Case Study: Principal Financial and Retirement                                                                              Jan-05
             Bank Channel: Bank Brokerage for the Masses                                                                                 Jan-05
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             Exhibit: Top 10 Bank Broker/Dealer Firms by Advisor Headcount, 2004                                                            Jan-05
             Exhibit: Advisor Practice Types Within the Bank Broker/Dealer Channel                                                          Jan-05
             ATMs: ATMs As a Distribution Channel                                                                                           Jan-05
             Exhibit: Pros and Cons of ATM Network Ownership                                                                                Jan-05
             Year-End Issue: The Industry Speaks                                                                                            Dec-04
             Exhibit: 2005 DJIA Level as Projected by Clients                                                                               Dec-04
             Survey Says: Teams                                                                                                             Dec-04
             Exhibit: Advisor Practice Types and Teams                                                                                      Dec-04
             Exhibit: Advisor Business Model by Channel (Bank Broker/Dealer, Insurance Broker/Dealer, Independent Broker/Dealer)            Dec-04
             Exhibit: One Example of an Advisory Team                                                                                       Dec-04
             Survey Says: Retirement                                                                                                        Dec-04
             Exhibit: Expected Change to Rollover Budget Components for IRA Providers, 2004                                                 Dec-04
             Exhibit: Marketshare for 401(k) Recordkept Assets and Retained IRA Rollover Assets by Provider Type, 2003                      Dec-04
             Survey Says: Advice                                                                                                            Dec-04
             Exhibit: How Will Advisors Provide Additional Advice Offerings?                                                                Dec-04
             Exhibit: Fee-Based Business Operates Best with Fewer Clients                                                                   Dec-04
             Exhibit: A Comparison of Fee Structures (Asset-Based, A La Carte, Per Plan, Hourly, Retainer)                                  Dec-04
             Exhibit: Number of Asset Managers Used by Compensation Type, 2004                                                              Dec-04
             Survey Says: Systems                                                                                                           Dec-04
             Exhibit: Anticipated Compliance Headaches                                                                                      Dec-04
             Exhibit: Factors Driving Increased Compliance Costs                                                                            Dec-04
             Exhibit: Compliance Budget Allocation                                                                                          Dec-04
             Exhibit: Information Categorized by Type and Purpose                                                                           Dec-04
             Survey Says: Institutional                                                                                                     Dec-04
             Exhibit: Institutional Vehicle Characteristics (Institutional Mutual Fund, Commingled Fund, Separate Account)                  Dec-04
             The Trust Issue: The Ties that Bind Us                                                                                         Nov-04
             Trusting Management: Underwhelmed                                                                                              Nov-04
             Exhibit: Pension Benefit Guaranty Company Facts, 2003                                                                          Nov-04
             Exhibit: Dollar Amounts of Claims to Pension Benefit Guaranty Companies' Single-Employer Program                               Nov-04
             Exhibit: Net Financial Position of the Pension Benefit Guaranty Companies' Single-Employer Program                             Nov-04
             Trusting Employees: Building a Fan Club                                                                                        Nov-04
             Exhibit: Institutional and Retail Decision Making Process for Choosing Asset Managers                                          Nov-04
             Exhibit: Advisor Criteria for Selecting Asset Managers                                                                         Nov-04
             Exhibit: Wholesalers Move Upmarket, Advisors Demand a High-Quality Consultative Sales Process                                  Nov-04
             Trusting Asset Managers: I'll Have What He's Having                                                                            Nov-04
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             Exhibit: Key Market Trends among Investors                                                                                     Nov-04
             Exhibit: Customer Relationship Management Spending by Region                                                                   Nov-04
             Case Study: Bank of America, A Greek Disney?                                                                                   Nov-04
             Trusting the Industry: Warm Fuzzy Feelings                                                                                     Nov-04
             Exhibit: Retail Recovery, Retail Commission Revenues Take Roughly Twice as Long as the Broad Market Index                      Nov-04
             Exhibit: Problems for the Financial Services Industry                                                                          Nov-04
             Exhibit: Factors Important to Regaining Investor Trust in Europe                                                               Nov-04
             Exhibit: Products Likely to be at the Center of an Investment Controversy in Europe over the next Five Years                   Nov-04
             The Organization Issue: When in Rome                                                                                           Oct-04
             Organizing Departments: Jack Be Nimble; Veni, Vidi, Reorganized                                                                Oct-04
             Exhibit: Organization of Asset Management Marketing Department Organization                                                    Oct-04
             Exhibit: Asset Managers Reporting Product Management Group Organizational Changes                                              Oct-04
             Exhibit: Asset Managers' Reported Mutual Fund Consolidation During Past 24 Months                                              Oct-04
             Exhibit: Evolution of the Client-Centric Model                                                                                 Oct-04
             Organizing Advisors: The Skinny on Multiple Affiliation                                                                        Oct-04
             Exhibit: Advisor Scorecard by Channel                                                                                          Oct-04
             Exhibit: Independent Broker/Dealer Segmentation Matrix                                                                         Oct-04
             Exhibit: Raymond James Advisor Business Models                                                                                 Oct-04
             Organizing Products: Freedom with Responsibility                                                                               Oct-04
             Exhibit: Open Architecture in Financial Services ($ millions)                                                                  Oct-04
             Client's Choice Issue                                                                                                          Sep-04
             Regulation: Writer's Block                                                                                                     Sep-04
             Exhibit: A Select List of Final Rules Passed by the SEC in 2004                                                                Sep-04
             Institutional Fund Selection: Bugaboos                                                                                         Sep-04
             Exhibit: Factors to Consider in Fund Selection                                                                                 Sep-04
             Exhibit: Pressure on Fund Expense Ratios                                                                                       Sep-04
             Credit Cards: Big Profits Attract New Players                                                                                  Sep-04
             Exhibit: Credit Card Profits Continue to Climb ($ billions), 1990-2003)                                                        Sep-04
             Exhibit: Investment Firm Credit Card Comparison                                                                                Sep-04
             Case Study: Merrill Lynch, Merrill + Visa = $$$$                                                                               Sep-04
             Exhibit: Merrill's Reward Points for Mortgages and Closing Costs                                                               Sep-04
             Registered Investment Advisors: Indy 12,000                                                                                    Sep-04
             Exhibit: RIA Market Segmentation                                                                                               Sep-04
             Exhibit: Retail RIA Assets ($ millions), 1998-2003                                                                             Sep-04
             Exhibit: Wealth Managers Control the Majority of Retail RIA Assets                                                             Sep-04
             Total Benefits Outsourcing: Outsource Me                                                                                       Sep-04
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             Exhibit: Total Retirement Outsourcing, Total Benefits Outsourcing, Human Resources Outsourcing Defined                          Sep-04
             Exhibit: Partially and Fully Outsourced Services                                                                                Sep-04
             The Retirement Issue: Reversal of Fortune                                                                                       Aug-04
             Exhibit: Top 10 Hot Cities for Reverse Mortgages, FY 2003 (# loans)                                                             Aug-04
             The Industry in Assets: Follow the Bouncing Balls                                                                               Aug-04
             Exhibit: Retirement Assets in IRAs DC, DB, Federal Pension, Annuities                                                           Aug-04
             Exhibit: The Future of Hybrid Plans: Will They Take Hold?                                                                       Aug-04
             Exhibit: Annual Growth Rate of Retirement Assets                                                                                Aug-04
             Exhibit: Investment-Only Distribution Trend                                                                                     Aug-04
             Exhibit: Percent of Total Retirement Assets                                                                                     Aug-04
             Micro-Plans: Mini Me                                                                                                            Aug-04
             Exhibit: 401(k) Plans by Segment (2001-2006E)                                                                                   Aug-04
             Retirement Income: Taking the Pedal Off the Metal                                                                               Aug-04
             Exhibit: Addressable Market Assets in Retirement Mode and Retirement Mode Assets as % of the Addressable Market                 Aug-04
             Exhibit: Addressable Market Assets in Retirement Mode by Generation                                                             Aug-04
             Exhibit: Addressable Market Outflows by Generation                                                                              Aug-04
             Exhibit: Retirement and Wealth Transfer Portfolio                                                                               Aug-04
             Private DC Plan Products: Great Taste, Less Filling                                                                             Aug-04
             Exhibit: Retail Mutual Fund ABCs and I's and R's (Breakdown of A, B, C, R, I, and Z shares)                                     Aug-04
             Case Study: Retirement Shares: Shares 'R' Use                                                                                   Aug-04
             Exhibit: 401(k) Assets in Institutional Mutual Funds                                                                            Aug-04
             Exhibit: Increased Regulatory Scrutiny Keeps Focus on Fees                                                                      Aug-04
             Asset Management Strategy Issue: The Active Ingredient                                                                          Jul-04
             Asset Managers as Subcontractors: And the Beat Goes On                                                                          Jul-04
             Exhibit: Asset Managers in a Subcontractor Role                                                                                 Jul-04
             Exhibit: Distribution Dynamic: Platforms have changed the competitive landscape for asset managers.                             Jul-04
             Managed Account Marketplace: Of MAGs, UMAs, and Other Acronyms                                                                  Jul-04
             Exhibit: Managed Account Segments Defined                                                                                       Jul-04
             Exhibit: Unified Managed Account Defined                                                                                        Jul-04
             Exhibit: Managed Account Group Defined                                                                                          Jul-04
             Exhibit: Managed Account Assets and Growth Rates, 2002-2004                                                                     Jul-04
             Exhibit: Relative Importance of Factors Driving Advisor Usage of Separate Accounts                                              Jul-04
             Mutual Funds: From Flagships to Dinghies                                                                                        Jul-04
             Exhibit: Fading Flagship Mutual Funds                                                                                           Jul-04
             Exhibit: Asset Managers' Reported Mutual Fund Consolidation During Past 24 Months                                               Jul-04
             Expansive Strategies: Big                                                                                                       Jul-04
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             Exhibit: Asset Managers Planning to Add Investment Capabilities by Method                                                      Jul-04
             Exhibit: Pure Asset Management M&A Transactions Worldwide                                                                      Jul-04
             Research Roundup: Activating Traders                                                                                           Jul-04
             Exhibit: Total Media Spending by Brokerage Category and Active Trader Specific                                                 Jul-04
             Exhibit: Media Mix Active Trader Specific: $73.9 Million                                                                       Jul-04
             The Distribution Strategy Issue: Sticky Fingers                                                                                Jun-04
             Advisor Product Usage: The (Alter)Natives are Restless                                                                         Jun-04
             Exhibit: Product Mix by Channel, 2Q 2004 (Bank, IBD, Insurance, Regional, RIA, Wirehouse)                                      Jun-04
             Exhibit: Alternative Investments Defined                                                                                       Jun-04
             Exhibit: Average Allocation o ETFs by Distribution Channel                                                                     Jun-04
             Exhibit: Projected Change in Alternative Investments Usage Across Channels                                                     Jun-04
             Asset-Liability Management: Spinning Gold from Straw; FinancialCircuit's MoneyFind Active                                      Jun-04
             Exhibit: Customer Profiling Method for Advisors                                                                                Jun-04
             Exhibit: Estimated Number of Online Brokers, 2Q 1997-2004                                                                      Jun-04
             Exhibit: Components of Investable Assets and Net Worth                                                                         Jun-04
             Online Brokers: Blast from the Past                                                                                            Jun-04
             Exhibit: Estimated Number of Online Brokers, 2Q 1997-2004                                                                      Jun-04
             Bank Brokerage: Branching Out, So Watch Out                                                                                    Jun-04
             Exhibit: Advisor Compensation by Channel, 2Q 2004                                                                              Jun-04
             Exhibit: Number of Proprietary Fund Families by Channel, May 2003                                                              Jun-04
             Back Page Sage: Come On, Be Smart                                                                                              Jun-04
             The Wealth Issue: Serving Mr. Howell                                                                                           May-04
             Exhibit: Advisor Practice Types                                                                                                May-04
             Channel Analysis: Everyone and Their Brother                                                                                   May-04
             Exhibit: Services Currently Offered by Channel                                                                                 May-04
             Exhibit: Client Net Worth by Channel                                                                                           May-04
             Private Equity: Art of the Deal                                                                                                May-04
             Exhibit: The Rise and Fall of Private Equity Commitments ($ millions), 1995-2003E                                              May-04
             Exhibit: Private Equity Fund of Funds Marketshare of All Private Equity Commitments, 1995-2003E                                May-04
             Exhibit: Benefits of Private Equity Fund of Funds                                                                              May-04
             Commercial Donor Advised Funds: Philanthropic Profit                                                                           May-04
             Exhibit: Top 10 Commercial Donor Advised Funds                                                                                 May-04
             Exhibit: The Donor Advised Fund Tax Advantage                                                                                  May-04
             Platform-Based Distribution: If the Shoe Fits                                                                                  May-04
             Exhibit: Platform Components                                                                                                   May-04
             Exhibit: Private Client Group Platform Evolution                                                                               May-04
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             Exhibit: Private Client Group Approaches to Open Architecture                                                                    May-04
             Exhibit: Bullish on Wealth Management Platforms                                                                                  May-04
             The Operations Issue: You're Fired                                                                                               Apr-04
             Exhibit: Plumbers in the Mutual Fund Industry: Utilities and Third-Party Service Providers                                       Apr-04
             Retirement: Big Fingers for a Big Pie (Large TPAs stake claim in 401(k) processing)                                              Apr-04
             Exhibit: Percent of 401(k) Assets Recordkept by Type of Provider, 2003E                                                          Apr-04
             Exhibit: Pre-Clearinghouse Platform: Tough to untangle roles of different players                                                Apr-04
             Exhibit: 1-2-3s of Tri-Party Trading                                                                                             Apr-04
             Exhibit: Defined Contribution Clearance & Settlement Tri-Party Trading Process                                                   Apr-04
             Exhibit: 401(k) Marketshare Versus Marketshare of Annual Rollover IRA Contributions, 2002                                        Apr-04
             Trustlynx: So TPAs Don't Get Rolled Over                                                                                         Apr-04
             Exhibit: 401(k) Marketshare Versus Marketshare of Annual Rollover IRA Contributions, 2002                                        Apr-04
             Retirement: The Key to the Kingdom (rollover assets)                                                                             Apr-04
             Exhibit: Traditional IRA Asset Projections ($ billions), 2003-2012E                                                              Apr-04
             Mutual Fund Processing Services: You've Come a Long Way, Baby                                                                    Apr-04
             Exhibit: Commission Settlement                                                                                                   Apr-04
             Exhibit: Networking                                                                                                              Apr-04
             Exhibit: Fund/SERV                                                                                                               Apr-04
             Exhibit: Fund/SPEED                                                                                                              Apr-04
             Exhibit: Mutual Fund Profile Service                                                                                             Apr-04
             In the Spotlight: Version 5.0? (Reforming the National Market System)                                                            Apr-04
             Exhibit: Proposed Changes in Regulation National Market System (NMS)                                                             Apr-04
             In the Spotlight: Prime Rib (Hedge funds get the choice cut of services)                                                         Apr-04
             Exhibit: Prime Brokerage Marketshare by Number of Funds, 2002                                                                    Apr-04
             Exhibit: Broker/Dealer Firm Alternative Investment Assets by Product Type                                                        Apr-04
             Client's Choice: Decision Time (Entering the mass market)                                                                        Apr-04
             The Product Packaging Issue: Greetings, Earthling                                                                                Mar-04
             Exhibit: 2003 Assets in ETFs, Hedge Funds, Variable Annuities, Managed Accounts, Long-Term Open-End Mutual Funds                 Mar-04
             Risk Management: The Elephant in the Room                                                                                        Mar-04
             Exhibit: Assets in U.S. Exchange-Traded Funds ($ millions), 1993-2003                                                            Mar-04
             Exhibit: U.S. Hedge Fund Assets ($ billions), 1999-2003E                                                                         Mar-04
             Exhibit: Advisor Software, Inc. (ASI)                                                                                            Mar-04
             Wholesaling: One Inch Wide and 90 Feet Deep                                                                                      Mar-04
             Exhibit: Advisor and Wholesaler Evolution                                                                                        Mar-04
             Exhibit: CIMA: Wholesaler Designation of Choice                                                                                  Mar-04
             Case Study: mWholesaler: Where the Rubber Meets the Road: Wholesaling Technology                                                 Mar-04
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             Branding: Golf Balls and Emotion                                                                                                Mar-04
             Exhibit: Cycles of Asset Manager Branding                                                                                       Mar-04
             Exhibit: The Relative Importance of Branding                                                                                    Mar-04
             Exhibit: Mutual Fund Industry: Measured Advertising Expenditures                                                                Mar-04
             European Advice: Embedder than Nothing                                                                                          Mar-04
             Exhibit: Global Multimanager AUM ($ billions), 2002-2003: France, Germany, and Italy                                            Mar-04
             Exhibit: Multimanager Defined                                                                                                   Mar-04
             Research Roundup: Separateus Accountus                                                                                          Mar-04
             Exhibit: Separate Accounts and Long-Term Mutual Funds Industry Growth Rates, 2000-2003                                          Mar-04
             Exhibit: Separate Accounts and Long-Term Mutual Funds Industry Redemption Rates, 2003                                           Mar-04
             Savings Issue: Oh, Behave                                                                                                       Feb-04
             Exhibit: Household Savings Rates for Select Countries (Japan, Germany, France, Canada, U.S., Australia)                         Feb-04
             Demographics: Shaving Square Pegs                                                                                               Feb-04
             Exhibit: Percentage of Families that Saved by Age of Head of Household, 1992-2001                                               Feb-04
             Exhibit: Select Savings Special Events, 1971-2004                                                                               Feb-04
             Exhibit: Percent of Families that Saved by Race, 1992-2001                                                                      Feb-04
             Exhibit: Savings by Percentile of Income and Year, 1992-2001                                                                    Feb-04
             Case Study: Vesdia Corp.: Spoon-Fed Savings                                                                                     Feb-04
             Health Savings Accounts: Financial Cure for Medical Headaches                                                                   Feb-04
             Exhibit: Consumer-Driven Medical Savings Plan Types: Pros and Cons                                                              Feb-04
             Money Market Funds: Giving "Sweep" Accounts New Meaning                                                                         Feb-04
             Exhibit: FDIC-Insured Sweep Accounts                                                                                            Feb-04
             Exhibit: Money Market Accounts vs. Money Funds ($ billions), 1974-2003                                                          Feb-04
             Annuities: What a Difference a Day Makes                                                                                        Feb-04
             Exhibit: Variable Annuity Net Flows ($ billions), 1995-2003E                                                                    Feb-04
             Exhibit: Median Defined Contribution Balances for Families with Selected Employer-Based Retirement Plans, 1992-2001             Feb-04
             Exhibit: Immediate Annuity Premium Flows ($ billions), 2000-2032E                                                               Feb-04
             College and Retirement: Swimming in Da Nile                                                                                     Feb-04
             Exhibit: Defined Contribution Plan Contributions and Distributions ($ billions), 1995-2008E                                     Feb-04
             Exhibit: 529 Savings Plan Assets and Growth Rates ($ millions), 2000-2003E                                                      Feb-04
             Guidance and Advice Issue: The Visible Hand                                                                                     Jan-04
             Exhibit: Advice and Guidance Intersect                                                                                          Jan-04
             Exhibit: Advice and Guidance Defined: What's the Difference?                                                                    Jan-04
             Exhibit: Investor Types and Levels of Advice and Guidance                                                                       Jan-04
             Home Office: I'll Pay You Tuesday for Advice Today                                                                              Jan-04
             Exhibit: Hybrid Home Office Model                                                                                               Jan-04
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             Direct Marketers: Those Left Standing                                                                                           Jan-04
             Exhibit: Mutual Fund Assets by Distribution Channel, 1995-2003E                                                                 Jan-04
             Exhibit: Vanguard's Retail Business Model                                                                                       Jan-04
             Affinity Groups: Safety in Numbers                                                                                              Jan-04
             Exhibit: Select Affinity Groups                                                                                                 Jan-04
             Exhibit: Total Assets in Select Affinity Group Mutual Funds ($ billions), 1985-10/2003                                          Jan-04
             Plan Participants: Do Nothing and Prosper                                                                                       Jan-04
             Exhibit: Number of Private 401(k) and Private Defined Benefit Plans (Thousands), 1990-2002                                      Jan-04
             Exhibit: Defined Contribution Assets and Contributions ($ billions), 1995-2005E                                                 Jan-04
             Backpage Sage: Doing the Due (Diligence)                                                                                        Jan-04
             Exhibit: Information Gatekeepers                                                                                                Jan-04
             Year-End Reflections and Projections: New World Order                                                                           Dec-03
             Asset Management: Skate to Where the Puck Is Going                                                                              Dec-03
             Asset Manager-Distributor Relationships                                                                                         Dec-03
             Clearing the Way for RIAs                                                                                                       Dec-03
             Distribution: Heavy the Head that Wears the Crown                                                                               Dec-03
             Easy as DBC                                                                                                                     Dec-03
             Governance: The Eradication of Preferred Lists?                                                                                 Dec-03
             Investor Demands: Shareholders of the World, Unite!                                                                             Dec-03
             IRAs: Rolling Over, but Nowhere Near Dead                                                                                       Dec-03
             Mutual Fund Subadvisory: Ante Up                                                                                                Dec-03
             Revenue Sharing, What Is?                                                                                                       Dec-03
             Service Agent Offerings: Everything, and the Kitchen Sink Too                                                                   Dec-03
             Shareholders of the World, Unite!                                                                                               Dec-03
             TD Waterhouse Enhances Veo Platform                                                                                             Dec-03
             Technology: One Client at a Time                                                                                                Dec-03
             Intermediary Salesforce Issue: Economies of Sales                                                                               Nov-03
             Compensation: Achieving Maximum Profitability                                                                                   Nov-03
             Compliance: Compliance Dollars Making Business Sense                                                                            Nov-03
             Deferred Compensation Plans Under Scrutiny                                                                                      Nov-03
             Financial Planning: The Game of Life                                                                                            Nov-03
             Research Roundup: 529 Savings Plans: Assets continue to rise, but are all boats rising?                                         Nov-03
             Rules Recently Passed by the SEC                                                                                                Nov-03
             Team Practices: Retail Brokerage Business Retools                                                                               Nov-03
             Top Producers: They Ain't What They Used to Be                                                                                  Nov-03
             Insurance Issue: Insuring the Future                                                                                            Oct-03
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             Banks: Expanding Horizons                                                                                               Oct-03
             Distribution: RIAs: Ready for the Competition; Banks: Expanding Horizons                                                Oct-03
             DTCC Insurance Services                                                                                                 Oct-03
             Focus on Investment Consultants (Client's Choice)                                                                       Oct-03
             Insurance Products: Variable Annuities; Long-Term Care                                                                  Oct-03
             Investment Consultants                                                                                                  Oct-03
             Liability Management Software                                                                                           Oct-03
             Long-Term Care                                                                                                          Oct-03
             Online Insurance Providers: Increasing Traffic                                                                          Oct-03
             Ready for the Competition                                                                                               Oct-03
             RIAs: Ready for the Competition                                                                                         Oct-03
             Variable Annuities                                                                                                      Oct-03
             Institutional Issue: Seeking the Silver Lining                                                                          Sep-03
             529 Plans: Quest for Stability                                                                                          Sep-03
             Defined Benefit Plans: DB Underfunding: A Perfect Storm                                                                 Sep-03
             International: Japanese Pension Crisis                                                                                  Sep-03
             Lifecycle Funds: Delivering Advice and Asset Allocation                                                                 Sep-03
             MassMutual                                                                                                              Sep-03
             Quest for Stability                                                                                                     Sep-03
             Research Roundup: Managed Accounts                                                                                      Sep-03
             Subadvisory Trends: Selling Slots                                                                                       Sep-03
             Technology and Information Issue: Information Influx                                                                    Aug-03
             Advice and Guidance: Reaching Downmarket                                                                                Aug-03
             Fidelity's Fund Lineup                                                                                                  Aug-03
             Financial Engines; QuickSolve                                                                                           Aug-03
             Information Services: News and Information                                                                              Aug-03
             Institutional Marketplace: The Search is On                                                                             Aug-03
             InvestorForce                                                                                                           Aug-03
             Managed Accounts: Platform of the Future                                                                                Aug-03
             Private Clients Groups                                                                                                  Aug-03
             Subadvisory Issue: Assembly Required                                                                                    Jul-03
             Advisor Products and Services (Research Roundup)                                                                        Jul-03
             Affiliated Managers Group (AMG)                                                                                         Jul-03
             Europe: Help Wanted                                                                                                     Jul-03
             Holding Company Model: Affiliated Managers Group                                                                        Jul-03
             International: Europe: Help Wanted; Japan: Desperately Seeking Subadvisory                                              Jul-03
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             Japan: Desperately Seeking Subadvisory                                                                                         Jul-03
             M&A: Alternative to Subadvisory                                                                                                Jul-03
             Managed Accounts: Subadvisory Arrangements                                                                                     Jul-03
             Research Roundup: Advisor Products and Services                                                                                Jul-03
             Subadvisory Arrangements (Managed Accounts)                                                                                    Jul-03
             Subadvisory Strategy: Weighing the Pros and Cons; M&A: Alternative to Subadvisory                                              Jul-03
             Summing Up Its Parts: FleetBoston Financial                                                                                    Jul-03
             Variable Annuities: Be Our Guest                                                                                               Jul-03
             Client's Choice Issue: Is Institutionalization Dead?                                                                           Jun-03
             Advisor Trends: Fee-Based Pricing: Home-Office Support                                                                         Jun-03
             Distribution: Revenue-Sharing: A Power Shift; Platforms Go Global                                                              Jun-03
             Institutional Markets: Is Institutionalization Dead?                                                                           Jun-03
             Managed Accounts: Keeping Pace                                                                                                 Jun-03
             Platforms Go Global                                                                                                            Jun-03
             Revenue-Sharing: A Power Shift                                                                                                 Jun-03
             Socially Responsible Investing: Balancing Beliefs with Returns                                                                 Jun-03
             Wealth Management Issue: Seeking the Holy Grail                                                                                May-03
             Banks: Private Client Opportunities                                                                                            May-03
             Client Net Worth Analysis: Capturing Affluent Assets                                                                           May-03
             Client's Choice: Global Asset Management                                                                                       May-03
             Family Office Exchange                                                                                                         May-03
             Family Offices: Family Ties                                                                                                    May-03
             Finaplex                                                                                                                       May-03
             Foundation Source                                                                                                              May-03
             Insurers: Expanding Territory                                                                                                  May-03
             MyCFO                                                                                                                          May-03
             Private Client Opportunities                                                                                                   May-03
             RIAs: Successful Efforts                                                                                                       May-03
             Technology: State of the Art Services                                                                                          May-03
             Mellon Financial Services                                                                                                      May-03
             Bank Issue: Competition Intensifies                                                                                            Apr-03
             529 Account Growth (Research Roundup)                                                                                          Apr-03
             Asset Management: Bank Proprietary Funds                                                                                       Apr-03
             Bank and Insurance Securities Association                                                                                      Apr-03
             Bank Brokerage: A Strategy Unraveled                                                                                           Apr-03
             Bank Proprietary Funds                                                                                                         Apr-03
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             Capturing Walletshare                                                                                              Apr-03
             Commercial Banks: Sticking to the Knitting                                                                         Apr-03
             Competition Intensifies                                                                                            Apr-03
             Distribution: Role of Platform Reps; Managed Accounts                                                              Apr-03
             Fleet Boston Financial                                                                                             Apr-03
             Managed Accounts: High Hurdles                                                                                     Apr-03
             Nonbank Competition: Capturing Walletshare                                                                         Apr-03
             Piper Jaffray                                                                                                      Apr-03
             Research Roundup: 529 Account Growth                                                                               Apr-03
             Robertson Stephens                                                                                                 Apr-03
             Role of Platform Reps                                                                                              Apr-03
             Sticking to the Knitting                                                                                           Apr-03
             Strategy Unraveled                                                                                                 Apr-03
             Total Merrill                                                                                                      Apr-03
             USAA: Serving a Niche                                                                                              Apr-03
             U.S. Bancorp                                                                                                       Apr-03
             Wells Fargo: The Wagon in the Lead                                                                                 Apr-03
             Operations Issue: Operational Control                                                                              Mar-03
             Advisors: RIAs Face Growth Constraints                                                                             Mar-03
             Centralized Systems, Need for                                                                                      Mar-03
             Client's Choice: Targeting Women                                                                                   Mar-03
             College Savings: Platform Development for 529 Plans                                                                Mar-03
             Custody of Global Assets                                                                                           Mar-03
             Demand for EB Outsourcing                                                                                          Mar-03
             Employee Benefit Outsourcing                                                                                       Mar-03
             FocusPoint Solutions                                                                                               Mar-03
             Fund/SERV                                                                                                          Mar-03
             Global Trends: Custody of Global Assets; Need for Centralized Systems                                              Mar-03
             Institutional: Demand for EB Outsourcing                                                                           Mar-03
             LPL Marches to its Own Beat                                                                                        Mar-03
             Need for Centralized Systems                                                                                       Mar-03
             Operational Control                                                                                                Mar-03
             RIAs Face Growth Constraints                                                                                       Mar-03
             State Street Corp.                                                                                                 Mar-03
             Targeting Women (Client's Choice)                                                                                  Mar-03
             Total Benefits Outsourcing                                                                                         Mar-03
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             Total Retirement Outsourcing                                                                                                      Mar-03
             Product Usage Issue: The Advisor's Toolbox                                                                                        Feb-03
             10 Years and Growing                                                                                                              Feb-03
             Advisor's Toolbox                                                                                                                 Feb-03
             Annuities: Turning the Tide                                                                                                       Feb-03
             Distribution: Mixing it Up                                                                                                        Feb-03
             Exchange-Traded Funds: 10 Years and Growing                                                                                       Feb-03
             Fixed-Income ETFs                                                                                                                 Feb-03
             Funds of Hedge Funds                                                                                                              Feb-03
             Hedge Fund Regulation                                                                                                             Feb-03
             Hedge Funds: Increasing Assets and Scrutiny                                                                                       Feb-03
             Increasing Assets and Scrutiny                                                                                                    Feb-03
             Managed Accounts (Research Roundup)                                                                                               Feb-03
             Managed Accounts: Unifying the Platform                                                                                           Feb-03
             Mixing it Up                                                                                                                      Feb-03
             Mutual Funds: Still a Core Component                                                                                              Feb-03
             Still a Core Component                                                                                                            Feb-03
             Turning the Tide                                                                                                                  Feb-03
             Unifying the Platform                                                                                                             Feb-03
             College Savings Issue: Facing the Challenge                                                                                       Jan-03
             529 Marketplace: Evolution of 529 Plan Structures; Profitability Could Prove Elusive                                              Jan-03
             ADP: Integrated Payroll Deduction                                                                                                 Jan-03
             BabyMint                                                                                                                          Jan-03
             College Savings Options: ESAs: Taking Another Look; The Demise of Prepaid Plans?                                                  Jan-03
             College Savings Tax Relief: EGTRRA                                                                                                Jan-03
             Coverdell Education Savings Accounts                                                                                              Jan-03
             Demise of Prepaid Plans?                                                                                                          Jan-03
             Distribution: Focus on Advisors                                                                                                   Jan-03
             Education Savings Accounts (see ESA)                                                                                              Jan-03
             ESAs: Taking Another Look                                                                                                         Jan-03
             Evolution of 529 Plan Structures                                                                                                  Jan-03
             Facing the Challenge                                                                                                              Jan-03
             Fidelity Investments                                                                                                              Jan-03
             Focus on Advisors                                                                                                                 Jan-03
             Integrated Payroll Deduction                                                                                                      Jan-03
             Microinvesting: Online Savings                                                                                                    Jan-03
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             Profitability Could Prove Elusive                                                                                      Jan-03
             Putnam Investments                                                                                                     Jan-03
             Qualified State Tuition Programs                                                                                       Jan-03
             Readership Survey Results                                                                                              Jan-03
             Schoolhouse Capital                                                                                                    Jan-03
             Technology: Microinvesting: Online Savings                                                                             Jan-03
             TIAA-CREF                                                                                                              Jan-03
             Upromise                                                                                                               Jan-03
             Utah                                                                                                                   Jan-03
             Year-End Reflections and Projections: Optimism Amid Uncertainty                                                        Dec-02
             Balancing Act                                                                                                          Dec-02
             Changing Nature of Retirement Services                                                                                 Dec-02
             Citigroup                                                                                                              Dec-02
             Distribution Channel Assessment                                                                                        Dec-02
             Embracing Open-Architecture                                                                                            Dec-02
             Global M&A Trends                                                                                                      Dec-02
             Independent Financial Advisors                                                                                         Dec-02
             Institutional Markets: Changing Nature of Retirement Services                                                          Dec-02
             Intermediary Distribution: Balancing Act; Distribution Channel Assessment                                              Dec-02
             International: Embracing Open Architecture; Global M&A Trends                                                          Dec-02
             Into the Spotlight                                                                                                     Dec-02
             Managed Account Groups                                                                                                 Dec-02
             Managed Accounts: Into the Spotlight                                                                                   Dec-02
             Optimism Amid Uncertainty                                                                                              Dec-02
             Raymond James Financial                                                                                                Dec-02
             Traditional Advisors                                                                                                   Dec-02
             Corporate Strategy Issue: Managing in Turbulent Times                                                                  Nov-02
             Advancing Sales Methodologies                                                                                          Nov-02
             Alternatives to M&A                                                                                                    Nov-02
             Distribution: Advancing Sales Methodologies                                                                            Nov-02
             Growth Strategies: Alternatives to M&A; Strengthening Core Businesses                                                  Nov-02
             International: Opportunity for Expansion                                                                               Nov-02
             Managing in Turbulent Times                                                                                            Nov-02
             Met Life/State Street Research                                                                                         Nov-02
             Opportunity for Expansion                                                                                              Nov-02
             Products: Revamping Development Efforts                                                                                Nov-02
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             Research Roundup: Focus on Advisors                                                                                            Nov-02
             Revamping Development Efforts                                                                                                  Nov-02
             Strategic Investment Consulting Group Model                                                                                    Nov-02
             Strengthening Core Businesses                                                                                                  Nov-02
             Turner Investment Partners                                                                                                     Nov-02
             Funding Retirement Income Issue: Demographics Portend Change                                                                   Oct-02
             Advent of a Retirement Income Market                                                                                           Oct-02
             Advice Strategies                                                                                                              Oct-02
             Annuities                                                                                                                      Oct-02
             Assessment of Industry Participants                                                                                            Oct-02
             Client's Choice: Reaching for the Stars                                                                                        Oct-02
             Demographics Portend Change                                                                                                    Oct-02
             Direct-Sold Mutual Fund Companies                                                                                              Oct-02
             Education & Training                                                                                                           Oct-02
             Fidelity Investments                                                                                                           Oct-02
             Fixed-Income Securities                                                                                                        Oct-02
             Intermediary Support: Advice Strategies; Education & Training                                                                  Oct-02
             Morningstar                                                                                                                    Oct-02
             Plan Components                                                                                                                Oct-02
             Products: Plan Components                                                                                                      Oct-02
             Reaching for the Stars (Client's Choice)                                                                                       Oct-02
             Retirement Service Providers                                                                                                   Oct-02
             Reverse Mortgages                                                                                                              Oct-02
             Systematic Withdrawal Programs                                                                                                 Oct-02
             TIAA-CREF                                                                                                                      Oct-02
             Financial Planning Issue: Migrating Toward Financial Planning                                                                  Sep-02
             Cannon Financial                                                                                                               Sep-02
             Client's Choice: Global Multimanager Trends                                                                                    Sep-02
             Creating Financial Plans: Facilitating the Process                                                                             Sep-02
             Determining a Pricing Structure                                                                                                Sep-02
             Facilitating the Process                                                                                                       Sep-02
             Fees, Pricing, and Compensation: Determining a Price Structure                                                                 Sep-02
             Fee Structure and Advisor Compensation by Channel                                                                              Sep-02
             Financial Planning Models: Scalable Models Define Success; Home Office Structures                                              Sep-02
             Global Multimanager Trends (Client's Choice)                                                                                   Sep-02
             Home Office Structures: Centralized; Decentralized; Hybrid; Outsourced; Choosing a Model                                       Sep-02
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             Instilling the Planning Mentality                                                                                           Sep-02
             Migrating Toward Financial Planning                                                                                         Sep-02
             RIAs and Pricing Challenges                                                                                                 Sep-02
             Scalable Financial Planning Model                                                                                           Sep-02
             Scalable Models Define Success                                                                                              Sep-02
             Training & Incentives: Instilling the Planning Mentality                                                                    Sep-02
             Outsourcing Issue: Outsourcing Mania                                                                                        Aug-02
             Alliance Capital Management                                                                                                 Aug-02
             Asset Management: Subadvisory Relationships Gain Popularity                                                                 Aug-02
             Building Advisor Websites                                                                                                   Aug-02
             Client's Choice: Five Years of The Cerulli Edge                                                                             Aug-02
             Demand for IT Services Increases                                                                                            Aug-02
             Distribution: TPMs" Boosting Banks' Service                                                                                 Aug-02
             Five Years of The Cerulli Edge (Client's Choice)                                                                            Aug-02
             John Hancock's New Offering                                                                                                 Aug-02
             Managed Accounts: TPVs                                                                                                      Aug-02
             Online Advice & Guidance                                                                                                    Aug-02
             Outsourcing Mania                                                                                                           Aug-02
             PFPC Moves into Managed Accounts: Asset Directions                                                                          Aug-02
             STP a Priority                                                                                                              Aug-02
             Subadvisors                                                                                                                 Aug-02
             Subadvisory Relationships Gain Popularity                                                                                   Aug-02
             Technology: Online Advice & Guidance; Mgd Accts: TPVs; Demand for IT Services; Advisor Websites                             Aug-02
             TPMs: Boosting Banks' Service                                                                                               Aug-02
             TPVs                                                                                                                        Aug-02
             Strategic Positioning Issue: Core Markets Shifting                                                                          Jul-02
             Acquisition Trends                                                                                                          Jul-02
             Bank Brokerage: Identifying Strategies                                                                                      Jul-02
             Broadening Retail Appeal                                                                                                    Jul-02
             Broker Training                                                                                                             Jul-02
             Client's Choice: TIPS: Inflation Protection                                                                                 Jul-02
             Distribution Trends: The New Model for Broker Training                                                                      Jul-02
             First Union                                                                                                                 Jul-02
             Heated Competition for Assets                                                                                               Jul-02
             Hedge Funds: Broadening Retail Appeal                                                                                       Jul-02
             Identifying Strategies                                                                                                      Jul-02
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             Institutional Firms: Moving into Managed Accounts; New Face of Pension Consulting                                              Jul-02
             IRA Rollover: Heated Competition for Assets                                                                                    Jul-02
             Managed Accounts, Moving into                                                                                                  Jul-02
             Moving into Managed Accounts                                                                                                   Jul-02
             New Face of Pension Consulting                                                                                                 Jul-02
             Pension Consulting, New Face of                                                                                                Jul-02
             TIPS: Inflation Protection (Client's Choice)                                                                                   Jul-02
             Training, Broker                                                                                                               Jul-02
             Client's Choice Issue: Advising the Affluent                                                                                   Jun-02
             Advice: Regulatory Uncertainty                                                                                                 Jun-02
             Advising the Affluent                                                                                                          Jun-02
             Continued Growth in Fee-Based Products                                                                                         Jun-02
             Germany: Platform-Based Fund Distribution                                                                                      Jun-02
             International: Germany: Platform-Based Fund Distribution; Japan: Client Servicing Requirements                                 Jun-02
             IRA Growth Trends                                                                                                              Jun-02
             Japan: Client Servicing Requirements                                                                                           Jun-02
             Managed Accounts: Continued Growth in Fee-Based Products                                                                       Jun-02
             Platform-Based Fund Distribution                                                                                               Jun-02
             Retirement Market Update: IRA Growth Trends; Advice: Regulatory Uncertainty                                                    Jun-02
             Tax-Managed Funds                                                                                                              Jun-02
             Wealth Management: Advising the Affluent                                                                                       Jun-02
             Retirement Issue: Retirement Markets Dominate                                                                                  May-02
             401(k) Plans: Contradictory Trends; Pursuit of Profitability; Going Solo                                                       May-02
             Client's Choice: The Lure of Tax-Managed Funds                                                                                 May-02
             Going Solo                                                                                                                     May-02
             IRA Update: Rollover Trends                                                                                                    May-02
             Life Insurance for the Affluent                                                                                                May-02
             Lure of Tax-Managed Funds (Client's Choice)                                                                                    May-02
             Pursuit of Profitability                                                                                                       May-02
             Retirement Markets Dominate                                                                                                    May-02
             Rollover Trends                                                                                                                May-02
             Solo 401(k)                                                                                                                    May-02
             Contradictory Trends                                                                                                           May-02
             Challenges in the Full-Service Recordkeeping Business                                                                          May-02
             Wealth Management Issue: Quest to Service the Affluent                                                                         Apr-02
             Buying Wealth Management Capabilities                                                                                          Apr-02
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             Client's Choice: Online College Savings: BabyMint                                                                              Apr-02
             Defining Wealth                                                                                                                Apr-02
             Emerging Affluent                                                                                                              Apr-02
             Family Offices: New Business Models                                                                                            Apr-02
             Managed Accounts Broaden Appeal                                                                                                Apr-02
             Managed Account, Unified                                                                                                       Apr-02
             Market Segmentation: Defining Wealth                                                                                           Apr-02
             Mergers & Acquisitions: Buying Wealth Management Capabilities                                                                  Apr-02
             Morgan Online                                                                                                                  Apr-02
             Multiple Style Account                                                                                                         Apr-02
             National Life Insurance Company                                                                                                Apr-02
             New Business Models                                                                                                            Apr-02
             Phoenix Life Insurance                                                                                                         Apr-02
             Quest to Service the Affluent                                                                                                  Apr-02
             Unified Managed Account (UMA)                                                                                                  Apr-02
             Wealth Products: Life Insurance for the Affluent; Managed Accounts Broaden Appeal                                              Apr-02
             Wealth Tiers                                                                                                                   Apr-02
             Registered Investment Advisor Issue: Market at a Crossroads                                                                    Mar-02
             Advisor Network                                                                                                                Mar-02
             Client's Choice: Unsafe Harbors in Japan                                                                                       Mar-02
             Hybrid RIAs                                                                                                                    Mar-02
             Independent Broker/Dealer RIAs                                                                                                 Mar-02
             Independent Financial Advisors                                                                                                 Mar-02
             Industry Trends: Life Planning; Marketing Tools                                                                                Mar-02
             Institutional Money Managers                                                                                                   Mar-02
             Krisan's BackOffice                                                                                                            Mar-02
             Life Planning                                                                                                                  Mar-02
             Market at a Crossroads                                                                                                         Mar-02
             Marketing Tools                                                                                                                Mar-02
             Market Segmentation: Methodology Revised                                                                                       Mar-02
             Methodology Revised                                                                                                            Mar-02
             Portfolio Management Desktop Software                                                                                          Mar-02
             Private Client Offices                                                                                                         Mar-02
             Recent Initiatives: Schwab: Partner or Competitor?                                                                             Mar-02
             RIA Marketing Programs                                                                                                         Mar-02
             Schwab: Partner or Competitor                                                                                                  Mar-02
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             Stepping Up to Serve                                                                                                     Mar-02
             Understanding the RIA Channel                                                                                            Mar-02
             Unsafe Harbors in Japan (Client's Choice)                                                                                Mar-02
             Wholesaling: Understanding the RIA Channel                                                                               Mar-02
             Service Agents: Stepping Up to Serve                                                                                     Mar-02
             Annuity Issue: Struggling to Compete                                                                                     Feb-02
             Alternative Uses of Annuities                                                                                            Feb-02
             Annuities for Income: Planning for Retirement                                                                            Feb-02
             Annuities, Types of: Beyond the Variable Annuity                                                                         Feb-02
             Beyond the Variable Annuity                                                                                              Feb-02
             Bundled vs. Unbundled (VA products)                                                                                      Feb-02
             Client's Choice: The Impact of the Euro                                                                                  Feb-02
             Equity-Index Annuities                                                                                                   Feb-02
             Euro, Impact of the (Client's Choice)                                                                                    Feb-02
             Fixed Annuities                                                                                                          Feb-02
             Guaranteed Death Benefits                                                                                                Feb-02
             Guaranteed Living Benefits                                                                                               Feb-02
             Immediate Annuities                                                                                                      Feb-02
             Impact of the Euro (Client's Choice)                                                                                     Feb-02
             Integrating Fee-Based Strategies                                                                                         Feb-02
             Long-Term Care Benefits                                                                                                  Feb-02
             Planning for Retirement                                                                                                  Feb-02
             Product Features: VA Benefits, Bells, and Whistles; Long-Term Care Benefits                                              Feb-02
             Research Roundup: Managed Accounts                                                                                       Feb-02
             RIA Sales Models                                                                                                         Feb-02
             Struggling to Compete                                                                                                    Feb-02
             Trends in VAs: Integrating Fee-Based Strategies                                                                          Feb-02
             Types of Annuities: Beyond the Variable Annuity                                                                          Feb-02
             VA Benefits, Bells, and Whistles                                                                                         Feb-02
             Planning Programs Issue: Devising a Plan                                                                                 Jan-02
             Asset Managers: Building Planning Programs for Advisors                                                                  Jan-02
             Building Planning Programs for Advisors                                                                                  Jan-02
             Charitable Trusts                                                                                                        Jan-02
             Client's Choice: Online Regulatory Information                                                                           Jan-02
             College Savings: Planning for Education / 529 Plan                                                                       Jan-02
             Coverdell Education Savings Accounts                                                                                     Jan-02
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             Devising a Plan                                                                                                      Jan-02
             Donor Advised Funds                                                                                                  Jan-02
             EGTRRA                                                                                                               Jan-02
             Foundation Source                                                                                                    Jan-02
             Increasing Priority                                                                                                  Jan-02
             Online Regulatory Information (Client's Choice)                                                                      Jan-02
             Planning for Education                                                                                               Jan-02
             Private Foundations                                                                                                  Jan-02
             Qualified State Tuition Programs                                                                                     Jan-02
             Retirement Planning: An Increasing Priority                                                                          Jan-02
             Vehicles for Giving                                                                                                  Jan-02
             Wealth Planning: Vehicles for Giving                                                                                 Jan-02
             Year-End Issue: Determining Addressable Markets                                                                      Dec-01
             AMVESCAP                                                                                                             Dec-01
             Asset Manager Addressable Marketplace (AMAM)                                                                         Dec-01
             Asset Managers: Determining Addressable Markets                                                                      Dec-01
             Banks (Channel Trends, 2001)                                                                                         Dec-01
             Channel Trends: RIA, NFS, IBD, Banks                                                                                 Dec-01
             Defined Benefit (Year-End 2001)                                                                                      Dec-01
             Defined Contribution (Year-End 2001)                                                                                 Dec-01
             Determining Addressable Markets                                                                                      Dec-01
             Distribution Trends: Financial Planning: A Relationship-Driven Business                                              Dec-01
             Exchange-Traded Funds (Year-End 2001)                                                                                Dec-01
             Fee-Based Pricing                                                                                                    Dec-01
             Financial Engines                                                                                                    Dec-01
             Financial Planning: A Relationship-Driven Business                                                                   Dec-01
             IBD and Insurance B/D (Channel Trends, 2001)                                                                         Dec-01
             Intermediary Channel Profile                                                                                         Dec-01
             Markets Update (Year-End 2001)                                                                                       Dec-01
             Merrill Lynch                                                                                                        Dec-01
             Morningstar                                                                                                          Dec-01
             Mutual Funds (Year-End 2001)                                                                                         Dec-01
             National Full-Service (NFS)                                                                                          Dec-01
             Private Client Groups (Year-End 2001)                                                                                Dec-01
             Regional Broker/Dealers                                                                                              Dec-01
             Relationship-Driven Business                                                                                         Dec-01
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             RIA (Channel Trends, 2001)                                                                                                   Dec-01
             Variable Annuities (Year-End 2001)                                                                                           Dec-01
             Technology Issue: Integral Role                                                                                              Nov-01
             Advice in the Age of Technology                                                                                              Nov-01
             Client's Choice: Tax Reform                                                                                                  Nov-01
             Integral Role                                                                                                                Nov-01
             Intermediaries: Technology for Wholesalers                                                                                   Nov-01
             Managed Accounts: Outsourcing Options                                                                                        Nov-01
             Monte Carlo Simulation                                                                                                       Nov-01
             Online Brokerage: Segment in Transition                                                                                      Nov-01
             Outsourcing Options                                                                                                          Nov-01
             Scalable Advice: Advice in the Age of Technology                                                                             Nov-01
             Segment in Transition                                                                                                        Nov-01
             Tax Reform (Client's Choice)                                                                                                 Nov-01
             Technology for Wholesalers                                                                                                   Nov-01
             Merger & Acquisition Issue: M&A Activity Broadens                                                                            Oct-01
             529 Plan (Client's Choice)                                                                                                   Oct-01
             Affiliated Managers Group (AMG)                                                                                              Oct-01
             Asset Management, Global                                                                                                     Oct-01
             Attractive Targets                                                                                                           Oct-01
             Banks: Decade of Consolidation                                                                                               Oct-01
             Client's Choice: Update: The 529 Plan                                                                                        Oct-01
             Decade of Consolidation                                                                                                      Oct-01
             Distribution: Retirement Service Providers; Assessment of Industry Participants                                              Oct-01
             Global Asset Management: Organic Growth vs. Merger; The Urge to Merge                                                        Oct-01
             Insurance: Maintaining their Position                                                                                        Oct-01
             JP Morgan (see also Morgan Online)                                                                                           Oct-01
             M&A Activity Broadens                                                                                                        Oct-01
             Maintaining Their Position                                                                                                   Oct-01
             Organic Growth vs. Merger                                                                                                    Oct-01
             Scalable Advice Through Acquisition                                                                                          Oct-01
             Technology: Scalable Advice Through Acquisition                                                                              Oct-01
             Urge to Merge                                                                                                                Oct-01
             U.S. Asset Managers: Attractive Targets                                                                                      Oct-01
             Zurich Financial Services                                                                                                    Oct-01
             Insurance Industry Issue: Building Scale                                                                                     Sep-01
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             Adopting the IBD Model                                                                                                        Sep-01
             AON's Maestro: Alternative Insurance for HNW Clients                                                                          Sep-01
             Bonus VAs                                                                                                                     Sep-01
             Client's Choice: Privacy Rules                                                                                                Sep-01
             Core VAs                                                                                                                      Sep-01
             Demutualization                                                                                                               Sep-01
             Distribution: Adopting the IBD Model                                                                                          Sep-01
             Growing Reinsurance Market                                                                                                    Sep-01
             IBD Model, Adopting the                                                                                                       Sep-01
             Industry Update: Structural Changes: Demutualization; Growing Reinsurance Market                                              Sep-01
             Mutual Insurance Firms                                                                                                        Sep-01
             Privacy Rules (Client's Choice)                                                                                               Sep-01
             Product Variations                                                                                                            Sep-01
             Reinsurance                                                                                                                   Sep-01
             Structural Changes: Demutualization                                                                                           Sep-01
             Trends in a Changing Industry                                                                                                 Sep-01
             Variable Annuities: Trends in a Changing Industry; Product Variations                                                         Sep-01
             Bank Brokerage Issue: Historical Perspective                                                                                  Aug-01
             Client's Choice: Tax Efficiency                                                                                               Aug-01
             Consolidation Reshapes the Bank Channel                                                                                       Aug-01
             Distribution: Limited by Traditional Structures                                                                               Aug-01
             E*Trade                                                                                                                       Aug-01
             Gaining Attention from Bank Reps                                                                                              Aug-01
             Gramm-Leach-Bliley                                                                                                            Aug-01
             Historical Perspective                                                                                                        Aug-01
             Legal & Regulatory: Gramm-Leach-Bliley                                                                                        Aug-01
             Limited by Traditional Structures                                                                                             Aug-01
             Market Sizing: Consolidation Reshapes the Bank Channel                                                                        Aug-01
             Online Banking: Shifting Strategies                                                                                           Aug-01
             Shifting Strategies                                                                                                           Aug-01
             Targeting Bank/Broker Reps                                                                                                    Aug-01
             Tax-Efficiency (Client's Choice)                                                                                              Aug-01
             Wholesaling into Banks: Gaining Attention from Bank Reps; Targeting Bank/Broker Reps                                          Aug-01
             Mutual Fund Alternatives Issue: Uncharted Territory                                                                           Jul-01
             Broader Access to Venture Capital                                                                                             Jul-01
             Client's Choice: Investment-Only 401(k) Distribution                                                                          Jul-01
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             Closed-End Funds: Staging a Comeback?                                                                    Jul-01
             Exchange-Traded Funds: Gaining Ground Rapidly                                                            Jul-01
             Folio Advisor                                                                                            Jul-01
             FOLIOfn                                                                                                  Jul-01
             Folios                                                                                                   Jul-01
             Gaining Ground Rapidly                                                                                   Jul-01
             Hedge Fund Management                                                                                    Jul-01
             Hedge Funds: Hedge-Like Mutual Funds; Hedge Fund Management                                              Jul-01
             Investment-Only 401(k) Distribution                                                                      Jul-01
             Private Equity: Broader Access to Venture Capital                                                        Jul-01
             Staging a Comeback?                                                                                      Jul-01
             Steady Decline                                                                                           Jul-01
             Technology: Folios                                                                                       Jul-01
             Uncharted Territory                                                                                      Jul-01
             Variable Annuities: Steady Decline                                                                       Jul-01
             Venture Capital                                                                                          Jul-01
             VIPER                                                                                                    Jul-01
             Client's Choice Issue: Refining the Concept                                                              Jun-01
             401(k): Asset Growth Retreats                                                                            Jun-01
             Asset Growth Retreats                                                                                    Jun-01
             Banks: Banks Emphasize Investment Sales                                                                  Jun-01
             Banks Emphasize Investment Sales                                                                         Jun-01
             Donor Advised Funds                                                                                      Jun-01
             DST Vision                                                                                               Jun-01
             Fair-Value Pricing                                                                                       Jun-01
             Fund Supermarkets in Europe                                                                              Jun-01
             Growth Remains Solid                                                                                     Jun-01
             ICI Evaluation Guidelines                                                                                Jun-01
             Intermediary Product Update: DST Vision                                                                  Jun-01
             International: Fund Supermarkets in Europe                                                               Jun-01
             Legal & Regulatory: Fair-Value Pricing                                                                   Jun-01
             Managed Accounts: Growth Remains Solid                                                                   Jun-01
             Nonbanks Enter the Banking Fray                                                                          Jun-01
             Obstacles to a Pan-European Fund Supermarket                                                             Jun-01
             Refining the Concept                                                                                     Jun-01
             Scalable Advice: Refining the Concept                                                                    Jun-01
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             Technology: Intermediary Product Update: DST Vision                                                                          Jun-01
             High Net Worth Issue: Distribution Channels                                                                                  May-01
             Aggregators and Consolidators                                                                                                May-01
             Charitable Giving: Vital Component of Financial Management; Donor-Advised Funds                                              May-01
             Client's Choice: IBD Firm Marketing Efforts                                                                                  May-01
             Community Foundations: The Boston Foundation                                                                                 May-01
             Consolidators, Aggregators and                                                                                               May-01
             Estate Planning: Sharpening Skills                                                                                           May-01
             Extended Single Family Office                                                                                                May-01
             Family Offices                                                                                                               May-01
             Full-Service Brokerage Firms: Taking the Lead                                                                                May-01
             IBD Firm Marketing Efforts (Client's Choice)                                                                                 May-01
             Northern Trust                                                                                                               May-01
             Technology: Aggregators and Consolidators                                                                                    May-01
             Trust Companies: Expanding Competition                                                                                       May-01
             Wilmington Trust                                                                                                             May-01
             Independent Broker/Dealer Issue: Diverse Characteristics                                                                     Apr-01
             Aggregators: Building Scale                                                                                                  Apr-01
             Aggregators in Pursuit of Acquisitions                                                                                       Apr-01
             Client's Choice: Cryptoproprietary Funds                                                                                     Apr-01
             CPA Firms: Beyond Accounting                                                                                                 Apr-01
             Facing Challenges                                                                                                            Apr-01
             H.D. Vest                                                                                                                    Apr-01
             Hybrid IBDs: American Express Financial Advisors; Waddell & Reed                                                             Apr-01
             IBD Reasons for Agreeing to be Acquired                                                                                      Apr-01
             Insurance IBDs: Shifting Away from Agency Distribution                                                                       Apr-01
             Succession Planning: Preparing to Transition or Sell                                                                         Apr-01
             True Independents: Facing Challenges                                                                                         Apr-01
             Mutual Fund Manufacturers Issue: Industry in Flux                                                                            Mar-01
             Banks: Performance Exceeds Perception                                                                                        Mar-01
             Broker/Dealer: Proprietary Mutual Funds; Legg Mason                                                                          Mar-01
             Client's Choice: Four-firm Mutual Fund Portal                                                                                Mar-01
             Direct Marketers: Shifting Distribution Strategies                                                                           Mar-01
             External Players: Nontraditional Fund Sponsors                                                                               Mar-01
             Franklin Templeton                                                                                                           Mar-01
             Future of Wholesale Distribution                                                                                             Mar-01
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             Insurers: Insurance Channel in Transition                                                                                   Mar-01
             Performance Exceeds Perception                                                                                              Mar-01
             Putnam Investments                                                                                                          Mar-01
             Wholesaling Issue: Future of Wholesale Distribution                                                                         Feb-01
             401(k) Wholesaling: Seeking Long-term Assets                                                                                Feb-01
             Client's Choice: Scudder Weisel Capital                                                                                     Feb-01
             Registered Investment Advisors: Wholesaling Dilemma                                                                         Feb-01
             Technology: Leveraging Technology; Internet-based Wholesaling; Virtual Wholesaling                                          Feb-01
             Territories: Smaller and Smarter                                                                                            Feb-01
             Third-Party Marketers: Variation on Wholesaling Theme                                                                       Feb-01
             Retirement Issue: 401(k) and IRA Drive Market                                                                               Jan-01
             Advice & Guidance                                                                                                           Jan-01
             Client's Choice: Long-term Care Insurance                                                                                   Jan-01
             Defined Benefit: Murky Future                                                                                               Jan-01
             Financial Engines                                                                                                           Jan-01
             International: Hybrid Solutions to Japan's Pension Problem                                                                  Jan-01
             Internet-Based Plans: Aiding Small-Market Penetration                                                                       Jan-01
             mPower                                                                                                                      Jan-01
             Morningstar Clear Future                                                                                                    Jan-01
             Online Advice & Guidance                                                                                                    Jan-01
             Quicken 401(k) Advisor                                                                                                      Jan-01
             Rollover IRA Market: How 401(k) Providers Will Fare                                                                         Jan-01
             Tax-Exempt Market: Insurance Companies Dominate Small Plan Sector                                                           Jan-01
             Year-End Reflections and Projections: Integrating Scalable Advice                                                           Dec-00
             Attracting Future Investors                                                                                                 Dec-00
             Integrating Scalable Advice                                                                                                 Dec-00
             International: Performance Differentiation in the U.K.                                                                      Dec-00
             Internet Pure-Plays: High Tech Adds High Touch                                                                              Dec-00
             Managed Accounts: Institutional Manager Perspective; Using VAs Within Wraps                                                 Dec-00
             Marketing: Attracting Future Investors                                                                                      Dec-00
             Performance Differentiation in the U.K.                                                                                     Dec-00
             Retirement: Assets Shift to IRA Rollover                                                                                    Dec-00
             Using VAs Within Wraps                                                                                                      Dec-00
             Wholesaling: Tackling New Challenges                                                                                        Dec-00
             RIA Issue: Tough Road Ahead for IFAs                                                                                        Nov-00
             AssetMark Investment Services                                                                                               Nov-00
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             Bingham Legg Advisers                                                                                                         Nov-00
             Client's Choice: Analyzing Revenue Sharing                                                                                    Nov-00
             Evensky, Brown & Katz                                                                                                         Nov-00
             Financial Planning Association of Malaysia                                                                                    Nov-00
             Hanson McClain                                                                                                                Nov-00
             Horizon Cash Management                                                                                                       Nov-00
             Internet-Based Alternatives for Back-Office Administration                                                                    Nov-00
             IRA Rollover: IFA Opportunities to Gain Access to IRA Rollover Assets                                                         Nov-00
             Market Sizing: Segmenting the Diverse Range of RIAs                                                                           Nov-00
             Technology: Relying on Service Agents to Custody..; Internet-based Alternatives..Back-office Admin.                           Nov-00
             Trade Organizations: Unified Voice to Represent IFAs Around the Globe                                                         Nov-00
             Unified Voice to Represent IFAs Around the Globe                                                                              Nov-00
             Wrap and Managed Account Issue: Going Mainstream                                                                              Oct-00
             Client's Choice: Spotlight on Social Security                                                                                 Oct-00
             Consultant Wrap in Japan                                                                                                      Oct-00
             Consultant Wraps: Extending Appeal                                                                                            Oct-00
             Fee-Based Brokerage: Growing Rapidly in Response to Online Trading                                                            Oct-00
             Internet: Online Consultant Wraps                                                                                             Oct-00
             Japan, Consultant Wrap in                                                                                                     Oct-00
             Mutual Fund Wraps: Early Favorites                                                                                            Oct-00
             Netfolio                                                                                                                      Oct-00
             Offshore/Overseas Wrap: Slow Progress                                                                                         Oct-00
             Rep as Portfolio Manager: Emerging Segment                                                                                    Oct-00
             Third-Party Vendors: TPVs Find Opportunities in IBD Channel                                                                   Oct-00
             Multimanager Issue: Multimanager Concept Permeates the Industry                                                               Sep-00
             Client's Choice: A Conscious Choice                                                                                           Sep-00
             Embedding Advice into Manager Selection Process                                                                               Sep-00
             Fund of Funds: Variation on Hedge Fund                                                                                        Sep-00
             International: South Africa; Pension Consultants Leverage Data                                                                Sep-00
             Manager of Managers: Embedding Advice into Manager Selection Process                                                          Sep-00
             Multimanager Concept Permeates the Industry                                                                                   Sep-00
             Mutual Funds: Multimanaged Fund Portfolios; Lifecycle Funds                                                                   Sep-00
             Intermediary Distribution Issue: Crossing Channels                                                                            Aug-00
             Client's Choice: College Planning Market                                                                                      Aug-00
             Crossing Channels                                                                                                             Aug-00
             Intermediary Matrix                                                                                                           Aug-00
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             International: U.K. Polarization Regime                                                                                   Aug-00
             Internet: Moving Toward Full Integration                                                                                  Aug-00
             Mergers & Acquisitions: Extending Capabilities Through Mergers                                                            Aug-00
             National Financial Partners                                                                                               Aug-00
             Products: Seeking IRA Rollover Assets                                                                                     Aug-00
             Recruitment: Sign-on Bonus Bonanza                                                                                        Aug-00
             Sales Forces: Wirehouse Reps Team Up                                                                                      Aug-00
             Variable Annuity Issue: IBDs Lead Distribution                                                                            Jul-00
             1035 Exchanges: Obscuring Growth Picture                                                                                  Jul-00
             Annuity Innovation for Retiring DC Participants                                                                           Jul-00
             Bonus Products: Increasing Popularity                                                                                     Jul-00
             Client's Choice: Wholesaler Compensation                                                                                  Jul-00
             Direct Sales: Quest for Lower Costs                                                                                       Jul-00
             External Managers: Outside Advisory Relationships Thrive                                                                  Jul-00
             IBDs Lead Distribution                                                                                                    Jul-00
             Immediate Annuities: Baby Boomers Fuel IVA Market Expansion                                                               Jul-00
             International: British Variable Products                                                                                  Jul-00
             Jackson National Life                                                                                                     Jul-00
             Outside Advisory Relationships Thrive                                                                                     Jul-00
             Wholesaler Compensation                                                                                                   Jul-00
             Client's Choice Issue: Gaining Momentum                                                                                   Jun-00
             Decimalization                                                                                                            Jun-00
             Exchange-Traded Funds: Gaining Momentum                                                                                   Jun-00
             International: Asset Growth in India                                                                                      Jun-00
             Legal & Regulatory: Financial Patents Gain Popularity                                                                     Jun-00
             Making Sense of Decimalization                                                                                            Jun-00
             Online Roadshows Tapped in Fund Launches                                                                                  Jun-00
             Readership Survey Results                                                                                                 Jun-00
             Retirement: Cash Balance Plans                                                                                            Jun-00
             Technology: Making Sense of Decimalization; Online Roadshows Tapped in Fund Launches                                      Jun-00
             Wraps and Fee-Based Programs: Expanding Assets                                                                            Jun-00
             Private Banking Issue: Evolving Environment                                                                               May-00
             Alternative Distributors: Brokerages Poised to Gain                                                                       May-00
             Banks: Bringing Down Silos                                                                                                May-00
             Bringing Down Silos                                                                                                       May-00
             Charitable Giving: Putting Wealth to Work                                                                                 May-00
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             Client's Choice: Exporting Stars                                                                                            May-00
             Evolving Environment                                                                                                        May-00
             Internet: Online Access and Services                                                                                        May-00
             Marketing: Nontraditional Methods                                                                                           May-00
             Morningstar                                                                                                                 May-00
             Online Access and Services                                                                                                  May-00
             PNC Advisors                                                                                                                May-00
             Trust: Trust Primer; Banks Losing Ground                                                                                    May-00
             International Issue: Venturing Overseas                                                                                     Apr-00
             Australia: U.S. Funds Down Under                                                                                            Apr-00
             Europe: Stumbling Toward Pan-Europa; U.K.'s Individual Savings Accounts; Swedish Pension Reform                             Apr-00
             Japan: Still on Shaky Ground                                                                                                Apr-00
             Morgan Online (Client's Choice)                                                                                             Apr-00
             South Africa: Robust Growth                                                                                                 Apr-00
             Taiwan: Crisis or Opportunity?                                                                                              Apr-00
             Venturing Overseas                                                                                                          Apr-00
             Retirement Issue: Focus on 401(k)                                                                                           Mar-00
             Asset Allocation: Examining Preferences                                                                                     Mar-00
             CitiStreet                                                                                                                  Mar-00
             Client's Choice: End of an Era                                                                                              Mar-00
             Focus on 401(k)                                                                                                             Mar-00
             Glass-Steagall Act of 1933                                                                                                  Mar-00
             Index Funds                                                                                                                 Mar-00
             Institutionalization: Moving Towards Tailored Products                                                                      Mar-00
             International: DC in Japan; Stakeholder Pensions in the UK                                                                  Mar-00
             Internet: Advice and Guidance; Online Plans                                                                                 Mar-00
             Rollover IRAs: Rollover IRA Opportunities; Growth Prospects                                                                 Mar-00
             Stakeholder Pensions in the UK                                                                                              Mar-00
             Internet Issue: Internet Integration Speeds Up                                                                              Feb-00
             Client's Choice: Schwab Sets Sights on Affluent                                                                             Feb-00
             International: Opportunities in Latin America                                                                               Feb-00
             Internet Integration Speeds Up                                                                                              Feb-00
             Intuit Provides Compelling Formula                                                                                          Feb-00
             Legal & Regulatory: Placing Value on Personal Information                                                                   Feb-00
             Nontraditional Competitors: Consumers' Quest for Aggregated Information                                                     Feb-00
             Online Banking: Banks' Big Chance                                                                                           Feb-00
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             Privacy Concerns                                                                                                                Feb-00
             Technology: Tracking Website Visitors                                                                                           Feb-00
             Discount Brokerage Issue: On the Move                                                                                           Jan-00
             Online Consultant Wraps                                                                                                         Jan-00
             Client's Choice: Focused Investing                                                                                              Jan-00
             Discount Brokerage in Japan                                                                                                     Jan-00
             European Discounters                                                                                                            Jan-00
             Full-Service Firms: Inching into Discount Brokerage Territory; Discover Brokerage Direct                                        Jan-00
             High Net Worth: New Targets                                                                                                     Jan-00
             Inching into Discount Brokerage Territory                                                                                       Jan-00
             International: Discount Brokerage in Japan; European Discounters                                                                Jan-00
             Internet: Online Brokerage Emerges                                                                                              Jan-00
             Online Brokerage Emerges                                                                                                        Jan-00
             On the Move                                                                                                                     Jan-00
             Product Array: Supermarket Stalwarts; Taking on I-Banking                                                                       Jan-00
             Supermarkets in the UK                                                                                                          Jan-00
             Year-End Reflections and Projections: Choice Reigns Supreme                                                                     Dec-99
             Choice Reigns Supreme                                                                                                           Dec-99
             Client's Choice: Uncertainty Abounds                                                                                            Dec-99
             Direct Marketers Make Bolder Moves                                                                                              Dec-99
             Hedge Funds: Few Effects of LTCM                                                                                                Dec-99
             International: Universal Banking; Seeking Out Islamic Investors                                                                 Dec-99
             Load Fund Complexes Tread Lightly                                                                                               Dec-99
             Mutual Funds: Interest Rises to New Heights                                                                                     Dec-99
             Mutual Fund Wraps: Asset Growth Continues                                                                                       Dec-99
             Retirement: Pricing and Technology Dominate                                                                                     Dec-99
             SEC Studies Online Brokerage                                                                                                    Dec-99
             Sharia Law                                                                                                                      Dec-99
             Technology: Fund Firms Join Party; Load Fund Complexes Tread..; Direct-Marketers Make Bolder Moves                              Dec-99
             Uncertainty Abounds (Client's Choice)                                                                                           Dec-99
             United Asset Management                                                                                                         Dec-99
             Wirehouses/National Full-Service Brokerage Issue: Full-Service Fights Back                                                      Nov-99
             Broker Workstations                                                                                                             Nov-99
             Client's Choice: Group Annuities Losing Steam                                                                                   Nov-99
             Edward Jones International                                                                                                      Nov-99
             Fee-Based Business: Wirehouse Firms Dominate Wraps                                                                              Nov-99
                                                                                                   c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls

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             Full-service Fights Back                                                                                                         Nov-99
             Full-service Online                                                                                                              Nov-99
             Group Annuities Losing Steam (Client's Choice)                                                                                   Nov-99
             High Net Worth: Primary Targets                                                                                                  Nov-99
             International: Merrill Forges Ahead                                                                                              Nov-99
             Making Websites Personal                                                                                                         Nov-99
             Merrill Forges Ahead                                                                                                             Nov-99
             Primary Targets                                                                                                                  Nov-99
             Technology: Wirehouses Move Online and Embrace Fee-based Business; Broker Workstations                                           Nov-99
             Wirehouse Firms Dominate Wraps                                                                                                   Nov-99
             Wirehouses Move Online and Embrace Fee-based Business                                                                            Nov-99
             Independent Broker/Dealer Issue: Alive and Kicking                                                                               Oct-99
             Alive and Kicking                                                                                                                Oct-99
             American Express                                                                                                                 Oct-99
             Australia's Version of IBDs                                                                                                      Oct-99
             Change Underway at American Express Financial Advisors                                                                           Oct-99
             Client's Choice: Japan's Big Bang                                                                                                Oct-99
             Facilitating Productivity                                                                                                        Oct-99
             Growing More Popular Among IBD Reps                                                                                              Oct-99
             IAFP & ICFP Merge                                                                                                                Oct-99
             Industry Groups: IAFP & ICFP Merge                                                                                               Oct-99
             ING Group Emerges                                                                                                                Oct-99
             International: Taking Baby Steps to Reach Global Investors; Australia's Version of IBDs                                          Oct-99
             Japan's Big Bang (Client's Choice)                                                                                               Oct-99
             LPL Stands Out                                                                                                                   Oct-99
             Profiles: LPL Stands Out; Change Underway at American Express Financial Advisors; ING Group Emerges                              Oct-99
             Taking Baby Steps to Reach Global Investors                                                                                      Oct-99
             Technology: Facilitating Productivity                                                                                            Oct-99
             Wall Street Financial Group                                                                                                      Oct-99
             Mutual Fund Wraps: Growing More Popular Among IBD Reps                                                                           Oct-99
             Insurance Issue: Insurers Focus on Nontraditional Products and Distribution                                                      Sep-99
             Client's Choice: Cross-Border Joint Ventures                                                                                     Sep-99
             Cross-border Joint Ventures (Client's Choice)                                                                                    Sep-99
             European Insurers Seeking Bond Management Expertise                                                                              Sep-99
             Half-hearted Embrace                                                                                                             Sep-99
             Insurers Focus on Nontraditional Products and Distribution                                                                       Sep-99
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             International: European Insurers Seeking Bond Management Expertise                                                           Sep-99
             Internet: Half-Hearted Embrace                                                                                               Sep-99
             Long-Term Care: Poised for Growth; Overcoming Roadblocks                                                                     Sep-99
             Overcoming Roadblocks                                                                                                        Sep-99
             Poised for Growth                                                                                                            Sep-99
             Teaming Up with Aggregators                                                                                                  Sep-99
             TIAA-CREF                                                                                                                    Sep-99
             VA Market Trends                                                                                                             Sep-99
             VA Sales Expand Less Rapidly                                                                                                 Sep-99
             Variable Annuities: VAs Continue to Add Spark to Insurance Industry; VA Market Trends; VA Sales Expand Less Rapidly          Sep-99
             VAs Continue to Add Spark to Insurance Industry                                                                              Sep-99
             Bank Issue: Slow Integration                                                                                                 Aug-99
             Banks Play Role in Expanding Fund Market                                                                                     Aug-99
             Brick-and-Mortar Banks Online                                                                                                Aug-99
             Changing TPM Landscape                                                                                                       Aug-99
             Client's Choice: Putnam Partnership with Lee                                                                                 Aug-99
             E-Banks Evolve                                                                                                               Aug-99
             Image Adjustment                                                                                                             Aug-99
             Integrating Wraps into Bank Culture                                                                                          Aug-99
             Japan: Banks Play Role in Expanding Fund Market                                                                              Aug-99
             Online Banking: Brick-and-Mortar Banks Online; Portal Plays; E-Banks Evolve                                                  Aug-99
             Portal Plays                                                                                                                 Aug-99
             Private Banking: Image Adjustment                                                                                            Aug-99
             Putnam Partnership with Lee (Client's Choice)                                                                                Aug-99
             Slow Integration                                                                                                             Aug-99
             Wraps: Integrating Wraps into Bank Culture                                                                                   Aug-99
             Third-Party Marketers: Changing TPM Landscape                                                                                Aug-99
             Supermarkets: Distribution Powerhouses                                                                                       Jul-99
             401(k) Plans: Incompatible with Supermarkets                                                                                 Jul-99
             Anatomy of Supermarket Fees                                                                                                  Jul-99
             Building Stickier Assets                                                                                                     Jul-99
             Client's Choice: Money Managers Look to Wraps                                                                                Jul-99
             Distribution Powerhouses                                                                                                     Jul-99
             E*Trade's Supermarket                                                                                                        Jul-99
             Fees: Anatomy of Supermarket Fees                                                                                            Jul-99
             Fidelity's FundsNetwork Xchange                                                                                              Jul-99
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             Financial Advisors: Using NTF Programs; Taking Aim at Timers                                                                  Jul-99
             Incompatible with Supermarkets                                                                                                Jul-99
             Money Managers Look to Wraps (Client's Choice)                                                                                Jul-99
             Online Supermarkets: Building Stickier Assets                                                                                 Jul-99
             Profiles: Schwab's Mutual Fund Marketplace; Fidelity's FundsNetwork Xchange                                                   Jul-99
             Reviewing Rule 12b-1                                                                                                          Jul-99
             Schwab's Mutual Fund Marketplace                                                                                              Jul-99
             Society of Asset Allocators and Fund Timers                                                                                   Jul-99
             Taking Aim at Timers                                                                                                          Jul-99
             Using NTF Programs                                                                                                            Jul-99
             Client's Choice Issue: Mutual Fund Industry Matures                                                                           Jun-99
             Asset Managers: IPOs Becoming More Common                                                                                     Jun-99
             Britain's System in the Works                                                                                                 Jun-99
             Client's Choice: Hedge Fund Regulation                                                                                        Jun-99
             CPAs and Lawyers Join the Fray                                                                                                Jun-99
             Crossing Channels                                                                                                             Jun-99
             Distribution: Crossing Channels; CPAs and Lawyers Join the Fray                                                               Jun-99
             Goldman Treads on Internet Waters                                                                                             Jun-99
             Hedge Fund Regulation (Client's Choice)                                                                                       Jun-99
             Internet: Goldman Treads into Internet Waters                                                                                 Jun-99
             IPOs Becoming More Common                                                                                                     Jun-99
             Marketing: Using Sports Sponsorships to Rally Customers                                                                       Jun-99
             Merrill Lynch Bolsters Internet Platform with Acquisition                                                                     Jun-99
             Mutual Fund Industry Matures                                                                                                  Jun-99
             Mutual Funds: Mutual Fund Industry Matures; Unlikely Suspects Face Uphill Battle                                              Jun-99
             Pension Reform: Britain's System in the Works                                                                                 Jun-99
             Unlikely Suspects Face Uphill Battle                                                                                          Jun-99
             Using Sports Sponsorships to Rally Customers                                                                                  Jun-99
             Merger & Acquisition Issue: Merger Wave Continues                                                                             May-99
             Advantages of Growth Through Acquisition                                                                                      May-99
             AEGON Buys Transamerica to Strengthen its U.S. Operations                                                                     May-99
             Challenges of Growth Through Acquisition                                                                                      May-99
             Client's Choice: Scudder Reverses Course in Canada                                                                            May-99
             Consolidators: Holding Company Concept Expands; Hedge Fund Consolidator                                                       May-99
             Culture Brings Northwestern and Frank Russell Together                                                                        May-99
             Discount Brokerage: TD Goes on Global Buying Spree                                                                            May-99
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             European Cross-border M&A Likely to Pick Up Steam                                                                                                                                May-99
             Fund Management                                                                                                                                                                  May-99
             Hedge Fund Consolidator                                                                                                                                                          May-99
             Holding Company Concept Expands                                                                                                                                                  May-99
             If You Can't Build It, Buy It                                                                                                                                                    May-99
             Insurers: No Formula for M&A; Culture Brings Northwestern and Frank Russell Together; If You Can't Build It, Buy It; AEGON Buys Transamerica to Strengthen Its U.S. Operations   May-99
             International: European Cross-border M&A Likely to Pick Up Steam                                                                                                                 May-99
             Merger Wave Continues                                                                                                                                                            May-99
             No Formula for M&A                                                                                                                                                               May-99
             Scudder Reverses Course in Canada (Client's Choice)                                                                                                                              May-99
             TD Goes on Global Buying Spree                                                                                                                                                   May-99
             Innovation Issue: Managing Change                                                                                                                                                Apr-99
             AEFA Develops New Affiliation Options                                                                                                                                            Apr-99
             Annuities: EIAs Provide Variation on Annuity Theme                                                                                                                               Apr-99
             Client's Choice: Full-service and Online Brokerage                                                                                                                               Apr-99
             Coming of Age                                                                                                                                                                    Apr-99
             Death Benefits: Insurance on Mutual Funds                                                                                                                                        Apr-99
             Down But Not Out                                                                                                                                                                 Apr-99
             EIAs Provide Variation on Annuity Theme                                                                                                                                          Apr-99
             E*Trade Rolls Out Online Index Funds                                                                                                                                             Apr-99
             Full-Service and Online Brokerage (Client's Choice)                                                                                                                              Apr-99
             Index Funds: Coming of Age; E*Trade Rolls Out Online Index Fund                                                                                                                  Apr-99
             Insurance on Mutual Funds                                                                                                                                                        Apr-99
             Internet Tapped to Penetrate 401(k) Micro-Market                                                                                                                                 Apr-99
             Managing Change                                                                                                                                                                  Apr-99
             Market-Neutral Funds: Down But Not Out                                                                                                                                           Apr-99
             Retirement Products: Internet Tapped to Penetrate 401(k) Micro-Market                                                                                                            Apr-99
             Sales Force Management: AEFA Develops New Affiliation Options                                                                                                                    Apr-99
             Internet Issue: Internet Fever                                                                                                                                                   Mar-99
             Account Growth Likely to Slow                                                                                                                                                    Mar-99
             Broker Value: I(ntermediary) Will Survive                                                                                                                                        Mar-99
             Broker Workstations: Clearing Firms Level Playing Field                                                                                                                          Mar-99
             Clearing Firms Level Playing Field                                                                                                                                               Mar-99
             Client's Choice: Exchange Funds                                                                                                                                                  Mar-99
             E-mail with Clients                                                                                                                                                              Mar-99
             Exchange Funds (Client's Choice)                                                                                                                                                 Mar-99
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             I(ntermediary) Will Survive                                                                                                  Mar-99
             Internet Fever                                                                                                               Mar-99
             Internet Investment Banks: Latest Online Twist                                                                               Mar-99
             Latest Online Twist                                                                                                          Mar-99
             Merrill Lynch's Policy for Individual E-mail                                                                                 Mar-99
             Online Brokerage: Account Growth Likely to Slow                                                                              Mar-99
             Regulatory & Compliance: E-mail with Clients                                                                                 Mar-99
             High Net Worth Issue: Distributors Compete for HNW Clients                                                                   Feb-99
             Affluent Investors Outside the U.S.                                                                                          Feb-99
             Banks Under Pressure                                                                                                         Feb-99
             Catering to Very HNW Clients                                                                                                 Feb-99
             Client's Choice: Schwab in Canada                                                                                            Feb-99
             Direct Access to Hedge Funds                                                                                                 Feb-99
             Distributors Compete for High-Net-Worth Clients                                                                              Feb-99
             Estate Planning: Relationships Rule                                                                                          Feb-99
             Family Office Exchange                                                                                                       Feb-99
             Family Offices: Catering to Very HNW Clients                                                                                 Feb-99
             Global High Net Worth: Affluent Investors Outside the U.S.                                                                   Feb-99
             Hedge Funds: Direct Access to Hedge Funds                                                                                    Feb-99
             HNW RIA Characteristics                                                                                                      Feb-99
             Relationships Rule                                                                                                           Feb-99
             RIAs: RIAs Build Relationships with HNW Investors; HNW RIA Characteristics                                                   Feb-99
             RIAs Build Relationships with HNW Investors                                                                                  Feb-99
             Schwab in Canada (Client's Choice)                                                                                           Feb-99
             Trusts: Banks Under Pressure                                                                                                 Feb-99
             International Issue                                                                                                          Jan-99
             Client's Choice: Cerulli Edge Readership Survey Results                                                                      Jan-99
             Egyptian Market Holds Promise                                                                                                Jan-99
             Emerging Opportunities                                                                                                       Jan-99
             Euro Conversion Sparks Change                                                                                                Jan-99
             European Pension Systems: Euro Conversion Sparks Change; Pension Rebalancing                                                 Jan-99
             Israel Leads Middle Eastern Fund Markets                                                                                     Jan-99
             Japan: Regulatory Reform Has Limited Initial Impact; Joint Ventures in Japan                                                 Jan-99
             Joint Ventures in Japan                                                                                                      Jan-99
             Middle East: Emerging Opportunities; Israel Leads Middle Eastern Fund Markets; Egyptian Market Holds Promise                 Jan-99
             Offshore Fund Strategies                                                                                                     Jan-99
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             Offshore: Offshore Fund Strategies                                                                                           Jan-99
             Pension Rebalancing                                                                                                          Jan-99
             Regulatory Reform Has Limited Initial Impact                                                                                 Jan-99
             UCITS Falls Short of Promise                                                                                                 Jan-99
             1998 Year-End Review and Projections                                                                                         Dec-98
             Client's Choice: Disclosure is Crucial                                                                                       Dec-98
             Consolidation Gives More Power to Distributors                                                                               Dec-98
             Deciding How to Wholesale                                                                                                    Dec-98
             Direct Marketers Seek Out Nontraditional Distribution                                                                        Dec-98
             Disclosure is Crucial (Client's Choice)                                                                                      Dec-98
             Distribution Trends: Direct Marketers Seek Out Nontraditional Distribution                                                   Dec-98
             European Monetary Union: Post-Euro Asset Management Industry; Performance Presentation of Funds                              Dec-98
             Financial Advisors: Managed Accounts Become More Popular                                                                     Dec-98
             Hedge Funds: Here to Stay                                                                                                    Dec-98
             Here to Stay                                                                                                                 Dec-98
             Managed Accounts Become More Popular                                                                                         Dec-98
             Mergers & Acquisitions: Consolidation Gives More Power to Distributors                                                       Dec-98
             Opportunities in the Micro-Plan Market                                                                                       Dec-98
             Performance Presentation of Funds                                                                                            Dec-98
             Post-Euro Asset Management Industry                                                                                          Dec-98
             Retirement Market: Opportunities in the Micro-Plan Market                                                                    Dec-98
             Simple IRA Plans                                                                                                             Dec-98
             Variable Annuities: Deciding How to Wholesale                                                                                Dec-98
             Wrap Issue: Understanding the Wrap Market                                                                                    Nov-98
             Against the Odds                                                                                                             Nov-98
             Asset Manager Issues                                                                                                         Nov-98
             Asset Retention: Holding onto the Assets                                                                                     Nov-98
             Client's Choice: Reacting to Choppy Markets                                                                                  Nov-98
             Consultant Wraps: Making Sense of the Market; Pricing Schedules; Asset Manager Issues                                        Nov-98
             Direct-Sold Wrap Sponsors: Against the Odds                                                                                  Nov-98
             Gaining Momentum                                                                                                             Nov-98
             Holding onto the Assets                                                                                                      Nov-98
             KeyCorp                                                                                                                      Nov-98
             Lockwood Financial                                                                                                           Nov-98
             LPL                                                                                                                          Nov-98
             Making Sense of the Market                                                                                                   Nov-98
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             Mutual Fund Wraps in Context                                                                                                    Nov-98
             Mutual Fund Wraps: Segmentation Analysis; MF Wraps in Context                                                                   Nov-98
             Offshore Wraps: Gaining Momentum                                                                                                Nov-98
             Pricing Schedules                                                                                                               Nov-98
             Reacting to Choppy Markets (Client's Choice)                                                                                    Nov-98
             Salomon Smith Barney                                                                                                            Nov-98
             Segmentation Analysis                                                                                                           Nov-98
             Understanding the Wrap Market                                                                                                   Nov-98
             Wrap Sponsor Profiles                                                                                                           Nov-98
             Financial Advisor Issue: FAs Emerge as Alternate Distribution Channel                                                           Oct-98
             Britain's IFA Community                                                                                                         Oct-98
             Client's Choice: Retirement Wholesaling                                                                                         Oct-98
             European Independent F.A.s: Britain's IFA Community; F.A.s in Continental Europe                                                Oct-98
             Getting their Attention                                                                                                         Oct-98
             Industry Organizations: Trade Groups for F.A.s                                                                                  Oct-98
             Internet Usage                                                                                                                  Oct-98
             Investment Product Selection: Range of Investment Vehicle Choices; Getting their Attention                                      Oct-98
             Legal & Regulatory: States Oversee Regulation of Most F.A.s                                                                     Oct-98
             Practice Management Issues: Price of Independence                                                                               Oct-98
             Price of Independence                                                                                                           Oct-98
             Range of Investment Vehicle Choices                                                                                             Oct-98
             Service Agents: Technology and Products                                                                                         Oct-98
             Technology: Internet Usage                                                                                                      Oct-98
             Retirement Issue: Defined Contribution Plans Dominate Retirement Landscape                                                      Sep-98
             401(b) Market Leaders                                                                                                           Sep-98
             403(b) Plans: Outlining the Market; Relationship-based Sales Process Factors into Distribution                                  Sep-98
             Advice and Guidance: Plan Participants Drive Demand for Advice; Internet-based Advice and Guidance                              Sep-98
             Client's Choice: Defining Hedge Funds                                                                                           Sep-98
             Institutionalization: Private Funds Become More Popular with Large Plan Sponsors                                                Sep-98
             Pricing: DOL Survey Reveals Obscure Pricing Practices                                                                           Sep-98
             Private Funds Become More Popular with Large Plan Sponsors                                                                      Sep-98
             Roth IRAs: Opportunity to Gain New Business                                                                                     Sep-98
             Total Benefits Outsourcing: TBO Scales Back                                                                                     Sep-98
             Trust Company of the West                                                                                                       Sep-98
             Insurance Issue: Insurers Face Transition                                                                                       Aug-98
             AIG's Overseas Network                                                                                                          Aug-98
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             Client's Choice: Simplifying the Prospectus                                                                                           Aug-98
             Global Expansion: U.S. Insurers Pursue International Markets                                                                          Aug-98
             Industry Trends: Mutual Insurers Restructure; Opportunities for Asset Managers                                                        Aug-98
             Malaysia's Insurance Industry Goes Online                                                                                             Aug-98
             Managing Overseas Insurance Assets                                                                                                    Aug-98
             Opportunities for Asset Managers                                                                                                      Aug-98
             Slow Progress on Internet                                                                                                             Aug-98
             Stepped-up Wholesaling Efforts                                                                                                        Aug-98
             Technology: Slow Progress on the Internet                                                                                             Aug-98
             VA Product Development Focuses on Asset Accumulation                                                                                  Aug-98
             Variable Insurance: VA Product Development Focuses on Asset Accumulation; Challenges to VL/VUL Growth                                 Aug-98
             Wholesaling: Wholesalers Play Major Role                                                                                              Aug-98
             Social Security Reform Issue: Opportunities in Social Security Systems Worldwide                                                      Jul-98
             Advisory Council on Social Security                                                                                                   Jul-98
             Asia: China Begins to Unify Its Social Security System                                                                                Jul-98
             Asset Gathering: Deciding How to Accumulate Assets                                                                                    Jul-98
             Client's Choice: Asset Allocation Funds                                                                                               Jul-98
             Europe: European Initiatives; Hungary's New System; The Czech Republic                                                                Jul-98
             Latin America: The Chilean Model; Pension Reform in Mexico                                                                            Jul-98
             United States: Financial Firms Stand to Benefit from Privatization; Lobbying for Privatization                                        Jul-98
             Client's Choice: 1998                                                                                                                 Jun-98
             Asset Retention: Wrap Assets and Staying Power                                                                                        Jun-98
             Client's Choice: No-load Supermarkets in Canada                                                                                       Jun-98
             Contests: American Express Sweepstakes                                                                                                Jun-98
             Financial Advisors: Market Timing Could Become an Issue in a Weak Market                                                              Jun-98
             Market Timing Could Become an Issue in a Weak Market                                                                                  Jun-98
             Mergers: Citigroup: Distribution or Technology?; No-load/Load Partnerships                                                            Jun-98
             Multicultural Marketing Efforts: Targeting Ethnic and Minority Groups                                                                 Jun-98
             Schwab Rolls Out Extranet                                                                                                             Jun-98
             Targeting Ethnic and Minority Groups                                                                                                  Jun-98

             Technology: Reaching Investors through Branches and Technology; More Firms Outsource Support Services; E-Mail and Fund Call Centers   Jun-98
             Wholesaling Issue: The Changing Wholesaling Landscape                                                                                 May-98
             Banks: Wholesaling Investment Products to Bank Reps; How Bank Reps View Wholesalers                                                   May-98
             Client's Choice: Distributors Seek Higher Fees                                                                                        May-98
             Distributing Offshore Through Merrill Lynch                                                                                           May-98
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             Financial Advisors: Reaching Financial Advisors; FA Efforts Underway                                                                    May-98
             How Bank Reps View Wholesalers                                                                                                          May-98
             Offshore: U.S. Firms Ramp Up to Sell Offshore Funds                                                                                     May-98
             Technology: Sales Tracking Systems; On the Internet                                                                                     May-98
             Training: Wholesaler Training Alternatives                                                                                              May-98
             Wholesaler Compensation: Wholesaler Earnings Increase                                                                                   May-98
             Wholesaling Investment Products to Bank Reps                                                                                            May-98
             Wirehouses and Regionals: Access to Wirehouses is a Challenge for Wholesalers                                                           May-98
             Wirehouses and Regionals Issue: Blurring Line Between WH & Reg Brokerages; Packaged Product Sales Thru WH                               Apr-98
             Asset-Based Business: Fee-based Strategies; Outsourcing Fund Wrap Clearing Functions                                                    Apr-98
             Asset Retention Programs                                                                                                                Apr-98
             Client's Choice: Smaller Banks Seek Alliances                                                                                           Apr-98
             Compliance: Brokerages Face Heightened Regulatory Scrutiny; Portability Becomes More Common                                             Apr-98
             Fee-Based Strategies                                                                                                                    Apr-98
             Internet Trading Poses Challenges                                                                                                       Apr-98
             Mergers & Acquisitions: Merger Activity Runs High; Internet Trading Poses Challenges                                                    Apr-98
             Outsourcing Fund Wrap Clearing Functions                                                                                                Apr-98
             Sales Reps: Wirehouses Battle Rep Attrition; Regionals Step Up Sales Support and Technology                                             Apr-98
             Strategic Alliances: Wirehouses Partner with Banks                                                                                      Apr-98
             Wirehouses Spend to Heighten Brand Recognition                                                                                          Apr-98
             Independent Broker/Dealer Issue: Independence & Entrepreneurialism                                                                      Mar-98
             Advertising: Few IBDs Advertise Heavily                                                                                                 Mar-98
             American Express F.A.s Acquisition of Securities America                                                                                Mar-98
             Client's Choice: Revenue-Sharing Fees are Increasing                                                                                    Mar-98
             Compensation: Broker/Dealers Restructure Payouts to Reflect IBD Competition                                                             Mar-98
             Fee-Based Business: IBDs Count on Fee-based Sales, Especially in a Market Downturn                                                      Mar-98

             IBDs and Support: IBD Clearing Relationships May Lead to de Facto Short Lists; IBD Channel Provides Unique Challenges for Wholesalers   Mar-98
             LPL's Retirement Edge                                                                                                                   Mar-98
             Mergers & Acquisitions: Insurers Acquire IBDs for Inroad into Financial Services                                                        Mar-98
             Retirement: IBDs Favor Small Plans and Group Annuities                                                                                  Mar-98
             Bank Distribution Issue: Bank Industry Overview                                                                                         Feb-98
             Banks and Insurance: Banks Selling Life Insurance; VA Sales Through Banks                                                               Feb-98
             Bank Trusts: Banks Face Stiff Competition from Nonbank Competitors                                                                      Feb-98
             Bank Wholesaling Thrives                                                                                                                Feb-98
             Client's Choice: Money Manager Holding Companies                                                                                        Feb-98
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             Investment Product Distribution: Acquire or Build Distribution?; Short Lists; Fund Supermarkets                                Feb-98
             Low Fees and Mediocre Marketing Hamper Bank Trusts                                                                             Feb-98
             Offshore Annuities                                                                                                             Feb-98
             Online Banking: First Internet-based Bank                                                                                      Feb-98
             Sales Rep Compensation                                                                                                         Feb-98
             Sales Rep & Wholesaler Compensation: Sales Rep Compensation; Bank Wholesaling Thrives                                          Feb-98
             Financial Services Technology Issue: Evolving Technologies; The Year 2000 Issue                                                Jan-98
             Broker Tools: Money Star; BrokerConnect; CD-ROMs                                                                               Jan-98
             Client's Choice: Offshore Annuities                                                                                            Jan-98
             Data Mining: The New Wave of Database Marketing                                                                                Jan-98
             Electronic Commerce: Electronic Transactions; Smart Cards; Clearing and Execution of Trades                                    Jan-98
             IM&R's Pulse 2000                                                                                                              Jan-98
             MoneyStar                                                                                                                      Jan-98
             New Wave of Database Marketing                                                                                                 Jan-98
             Royal Alliance's Vision 2020                                                                                                   Jan-98
             Skandia Software                                                                                                               Jan-98
             T. Rowe Price's VA Software                                                                                                    Jan-98
             Web-based Products: InsWeb; Liberty Financial--Websaver Annuity                                                                Jan-98
             1997 Year-End Review and Projections                                                                                           Dec-97
             401(k) Administration                                                                                                          Dec-97
             401(k) Fee Sharing                                                                                                             Dec-97
             Advice and Guidance: Hybrid and Open Wraps Flourish; Schwab's FA Referral Program                                              Dec-97
             Bank Mergers' Impact on Distribution                                                                                           Dec-97
             Canada                                                                                                                         Dec-97
             Client's Choice: Load Funds and Supermarkets                                                                                   Dec-97
             Consolidation: The Clearing Business; 401(k) Administration; Bank Acquisitions and Partnerships                                Dec-97
             Hedge Funds: Hedge Funds Broaden Appeal                                                                                        Dec-97
             Load Funds and Supermarkets (Client's Choice)                                                                                  Dec-97
             Offshore: Offshore Markets Promise Growth                                                                                      Dec-97
             Product Development: Hedge-like Mutual Funds; Shares Offset VA Revenue Sharing                                                 Dec-97
             Revenue Sharing & Partnering: Short Lists Make a Difference; 401(k) Fee Sharing                                                Dec-97
             Variable Annuities: VAs Hit Critical Juncture                                                                                  Dec-97
             Fund Supermarkets Issue: Supermarket Mania; Fund Manufacturer's Perspective                                                    Nov-97
             401(k): Soaring Account Balances Trigger Demand for Multimanaged 401(k)s                                                       Nov-97
             Advice and Guidance: The Schwab "Short List"                                                                                   Nov-97
             Client's Choice: Compensating Reps to Reach FAs                                                                                Nov-97
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             Electronic Supermarkets: Who's Investing Online?                                                                                Nov-97
             Financial Consultants: Advisors Take Issue; Firms Train Reps to Sell Wraps                                                      Nov-97
             Firms Train Reps to Sell Wraps                                                                                                  Nov-97
             Race for Assets: Sizing up the Supermarket Giants                                                                               Nov-97
             Supermarket Alternatives: What's on the Shelves?                                                                                Nov-97
             Who's Investing On-line?                                                                                                        Nov-97
             Pricing & Distribution Issue: Fee-based Sales Yield Limited Upside                                                              Oct-97
             Citibank                                                                                                                        Oct-97
             Client's Choice: Tax Changes Impact the HNW Market                                                                              Oct-97
             Competing Effectively                                                                                                           Oct-97
             International Retirement Distribution                                                                                           Oct-97
             Internet: The Internet as Intermediary; Three Internet Usage Models; Schwab's Hong Kong Internet Play                           Oct-97
             Merrill Lynch's NRA Distribution Network                                                                                        Oct-97
             No-loads Expand into Load World                                                                                                 Oct-97
             Overseas Distribution: Competing Effectively; Third-party Distribution; International Retirement Distribution                   Oct-97
             Pricing Shifts: No-loads Expand..; DC Pricing Targets Sales Reps; Flexible Pricing ..Revenue-sharing                            Oct-97
             High Net Worth Issue: Segmenting the Market                                                                                     Sep-97
             Bank Trust                                                                                                                      Sep-97
             Big Bank Trust Players                                                                                                          Sep-97
             Boston Private Bank                                                                                                             Sep-97
             Competition: The Changing Bank Trust Landscape                                                                                  Sep-97
             Edward Jones                                                                                                                    Sep-97
             High Net Worth Offshore: The New Breed of Wealth                                                                                Sep-97
             Non-bank Player Profiles                                                                                                        Sep-97
             PaineWebber/Comerica Bank Alliance                                                                                              Sep-97
             Reaching the Assets: Financial Consultants and the High Net Worth Market; Reaching HNW Brokers                                  Sep-97
             Tax-Efficient Products: Consultant Wraps; Charitable Gifting; Tax-managed Funds                                                 Sep-97
                           c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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                                       PRIMARY THEME                        SECONDA
  ISSUE NO.                                                                 RY THEME


     111                           Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
     111                            Investment Trusts Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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     111                            Investment Trusts Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     110                    Global Agricultural Commodities Issue
     109                           Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     109                            Emerging Markets Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     108                        Multimanager/Middle East Issue
     107                                Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     107                                 Outlook Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
     106                             Asset Servicing Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     106                              Asset Servicing Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     105                         Alternative Investments Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     104                        Global Regulatory Change Issue
     103                          Platform Distribution Issue
     103                           Platform Distribution Issue
     103                           Platform Distribution Issue
     103                           Platform Distribution Issue
     103                           Platform Distribution Issue
     103                           Platform Distribution Issue
     103                           Platform Distribution Issue
     103                           Platform Distribution Issue
     103                           Platform Distribution Issue
     103                           Platform Distribution Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     103                          Platform Distribution Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
     102                          Multi-Asset Investing Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     102                           Multi-Asset Investing Issue
     101                              Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     101                               Hedge Funds Issue
     100                         Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
     100                          Exchange-Traded Funds Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     100                         Exchange-Traded Funds Issue
     99                          Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
      99                         Mergers & Acquisitions Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
      99                       Mergers & Acquisitions Issue
     98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
      98           Environmental, Social, and Governanace Investing Issue
     97                           Product Strategy Issue
      97                           Product Strategy Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue

                                     Product Strategy Issue
      97
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue

                                     Product Strategy Issue
      97
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
      97                             Product Strategy Issue
     96                              Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
      96                             Business Models Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
      96                              Business Models Issue
     95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
      95                                  Outlook Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      95                                 Outlook Issue
      95                                 Outlook Issue
      95                                 Outlook Issue
      95                                 Outlook Issue
     94                          Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
      94                         Global Asset Gathering Issue
     93                               Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
      93                              Cost Trends Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
      93                               Cost Trends Issue
     92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
      92                        Shariah Asset Management Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      92                        Shariah Asset Management Issue
     91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
      91                                Subadvisory Issue
     90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
      90                            Individual Pensions Issue
     89                              Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
      89                             Frontier Markets Issue
     88                          Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
      88                         Alpha vs. Beta Products Issue
     87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
      87                           Independent Advisor Issue
     86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
      86                                   Fee Trends
     85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
      85                               Investor Protection
     84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
      84                             Sovereign Wealth Funds
     83                                   2008 Outlook
      83                                  2008 Outlook
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                  2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
      83                                 2008 Outlook
     82                           Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
      82                          Global Expansion Strategies
     81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
      81                               Product Strategy
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      81                                Product Strategy
      81                                Product Strategy
     80                                   Wholesaling
      80                                  Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
      80                                   Wholesaling
     79                                     Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
      79                                    Branding
                                                                       Retiremen
                                            Pensions
     78                                                                     t
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
      78                                    Pensions
     77                                   Multimanager
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
      77                               Multimanager
     76                            New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
      76                           New Distribution Trends
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
      76                            New Distribution Trends
     75                                   Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
      75                                  Insurance
     74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
      74                                  April 2007
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
      74                                   April 2007
     73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
      73                                   March 2007
     72                                  February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
      72                                 February 2007
     71                                  January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
      71                                 January 2007
     70                                 December 2006
      70                                December 2006
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
      70                                December 2006
     69                                 November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
      69                                November 2006
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
      69                                 November 2006
     68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
      68                                  October 2006
     67                                 September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
      67                                September 2006
     66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
      66                                  August 2006
     65                                    July 2006
      65                                   July 2006
      65                                   July 2006
      65                                   July 2006
      65                                   July 2006
      65                                   July 2006
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
      65                                    July 2006
     64                                    June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
      64                                   June 2006
     63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
      63                                    May 2006
     62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
      62                                    April 2006
     61                                    March 2006

                                           March 2006
      61
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
      61                                   March 2006
     60                                  February 2006
      60                                 February 2006
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
Click for Cerulli Website
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
      60                                 February 2006
     59                                  January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
      59                                 January 2006
     58                                 December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
      58                                December 2005
     57                                 November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
      57                                November 2005
     56                                  October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
      56                                 October 2005
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




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     55                                 September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
      55                                September 2005
     54                                   August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
      54                                  August 2005
     53                                    July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
      53                                   July 2005
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




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      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
      53                                    July 2005
     52                                    June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
      52                                   June 2005
     51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
      51                                    May 2005
     50                                    April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
      50                                   April 2005
     49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
      49                                   March 2005
     48                                  February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
      48                                 February 2005
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      48                                 February 2005
      48                                 February 2005
     47                                  January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
      47                                 January 2005
     46                                 December 2004
      46                                 December 2004
      46                                 December 2004
      46                                 December 2004
      46                                 December 2004
     45                                 November 2004
      45                                 November 2004
      45                                 November 2004
      45                                 November 2004
      45                                 November 2004
      45                                 November 2004
     44                                  October 2004
      44                                  October 2004
      44                                  October 2004
      44                                  October 2004
      44                                  October 2004
      44                                  October 2004
     43                                 September 2004
      43                                September 2004
      43                                September 2004
      43                                September 2004
      43                                September 2004
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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     42                                   August 2004
      42                                   August 2004
      42                                   August 2004
      42                                   August 2004
      42                                   August 2004
     41                                     July 2004
      41                                    July 2004
      41                                    July 2004
      41                                    July 2004
      41                                    July 2004
      41                                    July 2004
     40                                    June 2004
      40                                    June 2004
      40                                    June 2004
      40                                    June 2004
      40                                    June 2004
      40                                    June 2004
     39                                     May 2004
      39                                    May 2004
      39                                    May 2004
      39                                    May 2004
      39                                    May 2004
     38                                    April 2004                    Spain;
      38                                    April 2004                   Poland
      38                                    April 2004
      38                                    April 2004
      38                                    April 2004                    India
      38                                    April 2004                    Chile
     37                                    March 2004                   France;
                                           March 2004                    Spain
                                           March 2004
                                           March 2004
                                           March 2004                    China
                                           March 2004
     36                                  February 2004
                                         February 2004
                                         February 2004                 France; Spain
                                         February 2004                 Argentina
                                         February 2004
                                         February 2004
     35                                  January 2004
                                          January 2004                 Singapore
                                          January 2004                 Defined Contribution
                                          January 2004                 Italy; U.K.
                                                                                   c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




                                                      The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
                                                      Click for Cerulli Website
                                                                                                 January 2004
                                                                                                 January 2004
Note: Beginning in January 2004 The Cerulli Edge--Global Edition shifted to a country-specific format from thematic design.
                                                            34                                  Year-End Issue
                                                                                                Year-End Issue
                                                                                                Year-End Issue                China
                                                                                                Year-End Issue
                                                                                                Year-End Issue
                                                                                                Year-End Issue                U.K.; Germany; France
                                                                                                Year-End Issue                Japan
                                                                                                Year-End Issue                Mexico; Chile; Peru
                                                                                                Year-End Issue
                                                                                                Year-End Issue
                                                            33                                Bank Distribution
                                                                                               Bank Distribution              Singapore
                                                                                               Bank Distribution              France; Germany; Italy; Austria
                                                                                               Bank Distribution
                                                                                               Bank Distribution
                                                                                               Bank Distribution
                                                                                               Bank Distribution
                                                            32                    Alternative Asset Management Strategies
                                                                                  Alternative Asset Management Strategies
                                                                                  Alternative Asset Management Strategies     Germany; Italy
                                                                                  Alternative Asset Management Strategies     Belgium; Sweden
                                                                                  Alternative Asset Management Strategies
                                                                                  Alternative Asset Management Strategies
                                                            31                                  Bancassurance                 Unit-Linked Products
                                                                                                Bancassurance                 Singapore
                                                                                                Bancassurance
                                                                                                Bancassurance                 Sweden; France
                                                                                                Bancassurance
                                                                                                Bancassurance
                                                                                                Bancassurance
                                                                                                Bancassurance
                                                            30                              Platform Distribution
                                                                                             Platform Distribution
                                                                                             Platform Distribution
                                                                                             Platform Distribution            Germany; U.K.
                                                                                             Platform Distribution
                                                                                             Platform Distribution
                                                                                             Platform Distribution
                                                                                             Platform Distribution
                                                                                             Platform Distribution
                                                            29                               Client's Choice Issue
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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                                      Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue            Brazil
                                      Client's Choice Issue
                                      Client's Choice Issue
                                      Client's Choice Issue
     28                               Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
                                      Defensive Strategies
     27                                    Retirement
                                           Retirement                  Korea
                                           Retirement
                                           Retirement
                                           Retirement                  Switzerland; U.K.; Germany
                                           Retirement
                                           Retirement
                                           Retirement                  Mexico
     26                               Cross-Border Funds
                                       Cross-Border Funds              Taiwan; Singapore
                                       Cross-Border Funds
                                       Cross-Border Funds
                                       Cross-Border Funds
                                       Cross-Border Funds
                                       Cross-Border Funds
     25                                Multimanagement
                                       Multimanagement
                                       Multimanagement
                                       Multimanagement
                                       Multimanagement
                                       Multimanagement
                                       Multimanagement
                                       Multimanagement                 Mexico
                                       Multimanagement
                                       Multimanagement
     24                             Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
     23                                 Advice Delivery
                                         Advice Delivery
                                         Advice Delivery
                                         Advice Delivery
                                         Advice Delivery               U.K.; Spain; Germany
                                         Advice Delivery
                                         Advice Delivery
                                         Advice Delivery
     22                                  Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
     21                         Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
     20                            Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
                                    Unit-Linked Investments
     19                                 Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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                                         Private Banking
                                         Private Banking
                                         Private Banking
                                         Private Banking
     18                                   Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
     17                              Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
                                      Platform Distribution
     16                                Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
                                        Bank Distribution
     15                                Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts                Canada; U.K.; Australia; Asia
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
     14                                       UCITS
                                              UCITS
                                              UCITS
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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                                              UCITS
                                              UCITS
                                              UCITS
                                              UCITS
                                              UCITS
                                              UCITS
     13                             Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A               U.K.
                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
                                    Asset Management M&A
     12                                Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
                                       Guaranteed Funds
     11                                  Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                                          Tax Wrappers
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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                                          Tax Wrappers
     10                                  Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
                                         Year-End Issue
      9                                  Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
                                         Bancassurance                 Unit-Linked Products
      8                                   Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                                          Multimanager
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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      7                         Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
                                 Socially Responsible Investing
      6                                 Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
                                        Offshore Markets
      5                                   Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
                                           Retirement
      4                                Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
                                       Managed Accounts
      3                               Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
                                       Fund Supermarkets
      2                                Online Brokerage
                                        Online Brokerage
                            c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




The Cerulli Edge--Global Edition Topic Index (updated through May 2010)
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                                        Online Brokerage
                                        Online Brokerage
                                        Online Brokerage
      1                         Independent Financial Advisors
                                Independent Financial Advisors
                                Independent Financial Advisors
                                Independent Financial Advisors
                                Independent Financial Advisors
                                Independent Financial Advisors
                                Independent Financial Advisors
                                                                                                  c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)



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                                 ISSUE/ARTICLES                                                                                                                                ISSUE DATE



                                 Investment Trusts Issue: Overview: Cautious Optimism                                                                                           May-10
                                 Exhibit: European REIT Market Capitalization by Country, 2009                                                                                  May-10
                                 Exhibit: Number of European REITs by Country, June 2006–December 2009                                                                          May-10
                                 Exhibit: European REIT Market Capitalization by Country, 2009                                                                                  May-10
                                 Editorial: Embracing Change                                                                                                                    May-10
                                 Distribution: Where There’s a Will...                                                                                                          May-10
                                 Exhibit: Biggest Hurdle in Increasing Uptake of Investment Trusts Among Investors                                                              May-10
                                 Exhibit: Key Channel for Selling Investment Trusts in the Future, 2009                                                                         May-10
                                 Exhibit: Typical Investment Company Owners by Type, 2009                                                                                       May-10
                                 Exhibit: Top-10 Investment Trust Managers by Total Assets, February 2010                                                                       May-10
                                 Products: Adapting for Survival                                                                                                                May-10
                                 Exhibit: Investment Company Industry Total Assets by Structure, February 2010                                                                  May-10
                                 Exhibit: Overview of Split Capital Investment Company Industry, February 2010                                                                  May-10
                                 Exhibit: Performance Difference between Investments Trusts, Unit Trusts, and OEICs for Selected Fund Sectors, 2009 and April 2010 YTD          May-10
                                 Multi-Asset: Multi-Asset Strategies                                                                                                            May-10
                                 Exhibit: Total European Multi-Asset Mutual Fund Assets Under Management and Net New Inflows, 2004–2009                                         May-10
                                 Exhibit: Total European Multi-Asset Mutual Fund Assets Under Management and Net New Inflows, 2004–2009                                         May-10
                                 Exhibit: Cerulli Survey Respondents' Views on Projected Multi-Asset Investment Assets Under Management Growth in the Next Three Years, 2010     May-10
                                 Exhibit: Defining Multi-Asset Investment Opportunities by Client Segment                                                                        May-10
                                 Exhibit: Performance Returns of Selected Funds in U.K. Cautious Managed Sector, 2005–February 2010 YTD                                          May-10
                                 United States: Collective Memory                                                                                                                May-10
                                 Exhibit: Importance of Factors in Decision to Develop CTFs, 2009                                                                                May-10
                                 Exhibit: Top-5 U.S. Collective Trust Fund Managers and Total Assets, 4Q 2008–2Q 2009                                                            May-10
                                 Exhibit: Deciding Factors in Selection of a Third-Party Trustee by CTF Managers, 2009                                                           May-10
                                 Quantitative Insights: Canada                                                                                                                   May-10
                                 Exhibit: Canadian Asset Management Marketplace Overview                                                                                         May-10
                                 Exhibit: Canadian Mutual Fund Assets Under Management, 2005–2009                                                                                May-10
                                 Exhibit: Canadian Trusteed Pension Assets, 2005–June 2009                                                                                       May-10
                                 Exhibit: Canadian Trusteed Pension Assets by Investment Objective, 2005–June 2009                                                               May-10
                                 Exhibit: Canadian Mutual Fund Assets Under Management by Investment Objective, 2005–2009                                                        May-10
                                 Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective, 2005–2009                                                                May-10
                                 Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective, 2005–2009                                                                May-10
                                 Quantitative Update: Global Metrics                                                                                                             May-10
                                 Exhibit: Mutual Fund AUM, 2006–February 2010                                                                                                    May-10
                                                                                   c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Mutual Fund AUM, 2006–February 2010                                                                          May-10
                      Global Agricultural Commodities Issue: Overview: Land Ambitions                                                       Apr-10
                      Exhibit: Arable Land Values for the United Kingdom, Poland, and Romania, 2000–2009                                    Apr-10
                      Exhibit: Russian Freehold Values and Ukrainian Medium Term Leasehold Rights, 2000–2009                                Apr-10
                      Exhibit: Output of the Agricultural Industry and Basic Price, 1999–2009E                                              Apr-10
                      Editorial: The Farming Bug                                                                                            Apr-10
                      United States: Golden Harvest                                                                                         Apr-10
                      Exhibit: Advisors' Expected Change in Product Allocation, 2Q 2009                                                     Apr-10
                      Exhibit: Top-15 Agriculture Commodity Exchange-Traded Products, January 2009 and January 2010                         Apr-10
                      Exhibit: Primary Method of Developing In-House Alternatives Skill Set, 2010                                           Apr-10
                      Exhibit: Financial Advisor Use of ETF Types by Core Market, 2009                                                      Apr-10
                      Structured Products: Plain Vanilla                                                                                    Apr-10
                      Exhibit: Global Retail Structured Product Assets Under Management and Net New Sales, 2005–2009                        Apr-10
                      Exhibit: Global Retail Structured Product Assets Under Management Breakdown by Region, 2005–2009                      Apr-10
                      Exhibit: Total European Retail Structured Product Assets Under Management by Type, 2005–2009                          Apr-10
                      Structured Products: A Regulatory Minefield                                                                           Apr-10
                      Exhibit: Global Retail Structured Products Net New Inflows by Underlying Asset Class, 2005–2009                       Apr-10
                      Exhibit: Global Retail Structured Assets Distribution Channel Breakdown by Region, 2009                               Apr-10
                      Exhibit: Global Retail Structured Assets Sales by Channel, 2005–2009                                                  Apr-10
                      Australia: Two Distinct Approaches                                                                                    Apr-10
                      Exhibit: Ownership of Total Plantation Estate by Category, 2005–2008                                                  Apr-10
                      Exhibit: Number of Registered Managed Investment Schemes, 2005–2009                                                   Apr-10
                      Exhibit: Value of Selected Australian Agricultural Exports By Category, 2009                                          Apr-10
                      Quantitative Insights: Italy                                                                                          Apr-10
                      Exhibit: Italian Asset Management Marketplace Overview                                                                Apr-10
                      Exhibit: Italian Mutual Fund Assets Under Management, 2005–2009                                                       Apr-10
                      Exhibit: Italian Defined-Contribution Retirement Fund Assets Under Management by Plan Type, 2005–2009                 Apr-10
                      Exhibit: Italian Mutual Fund Assets Under Management by Investment Objective, 2005–2009                               Apr-10
                      Exhibit: Italian Mutual Fund Net New Inflows by Investment Objective, 2005–2009                                       Apr-10
                      Exhibit: Largest 10 Italian Mutual Fund Managers, 2007–2009                                                           Apr-10
                      Exhibit: Largest 10 Italian Mutual Fund Managers by Net New Inflows, 2007–2009                                        Apr-10
                      Quantitative Update: Global Metrics                                                                                   Apr-10
                      Exhibit: Mutual Fund AUM                                                                                              Apr-10
                      Exhibit: Mutual Fund NNI                                                                                              Apr-10
                      Emerging Markets Issue: Overview: Ringing the Changes                                                                 Mar-10
                      Exhibit: U.S. and European Emerging Market ETF Assets Under Management Breakdown by Geographic Focus, December 2009   Mar-10
                      Exhibit: European- and U.S.-Listed Emerging Market ETF and Mutual Fund Assets by Net New Inflows, 2005–2009           Mar-10
                      Editorial: Moving On                                                                                                  Mar-10
                      Eastern Europe: All to Play For                                                                                       Mar-10
                      Exhibit: Central and Eastern European Mutual Fund Assets Under Management, 2004–November 2009                         Mar-10
                      Exhibit: Central and Eastern European Mutual Fund New Net Inflow Breakdown by Country, November 2009                  Mar-10
                      Exhibit: Total Hedge Fund Assets Under Management by Investment Location, 2006–September 2009                         Mar-10
                      India: In a State of Flux                                                                                             Mar-10
                      Exhibit: Indian Mutual Fund Revenue by Investor Type, March 2007–March 2009                                           Mar-10
                      Exhibit: Indian Mutual Fund Assets Under Management by Distribution Channel, 2007–June 2009                           Mar-10
                      Latin America: Real Estate Rebound                                                                                    Mar-10
                                                                                     c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Global Closed-End Real Estate Funds that Invest in Latin America, 2006–2009                          Mar-10
                      Exhibit: Annual Latin American Securitization Issuance, 2004–2009                                             Mar-10
                      Exhibit: Mortgage Loans Funding in Brazil, 2000–2009E                                                         Mar-10
                      Exhibit: Overview of Real Estate Industry in Brazil, 2005–September 2009                                      Mar-10
                      Africa: A Potential Goldmine                                                                                  Mar-10
                      Exhibit: International Mutual Funds Investing in Africa by Assets Under Management, 2005–2009                 Mar-10
                      Exhibit: International Mutual Funds Investing in Africa by Net New Inflows, 2005–2009                         Mar-10
                      Exhibit: Top-10 European Mutual Funds Investing into Africa by Assets Under Management, 2007–2009             Mar-10
                      Exhibit: Key Economic Indicators for Selected Countries in Africa, 2009 Estimates                             Mar-10
                      Quantitative Insights: Taiwan                                                                                 Mar-10
                      Exhibit: Taiwanese Asset Management Marketplace Overview                                                      Mar-10
                      Exhibit: Taiwanese Mutual Fund Assets Under Management, 2005–2009                                             Mar-10
                      Exhibit: Taiwanese Retirement Fund Assets Under Management, 2005–2009                                         Mar-10
                      Exhibit: Taiwanese Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2005–2009   Mar-10
                      Exhibit: Taiwanese Mutual Fund Net New Inflows by Investment Objective, 2005–2009                             Mar-10
                      Exhibit: Largest 10 SITE Managers, 2007–2009                                                                  Mar-10
                      Exhibit: Taiwanese Mutual Fund Assets Under Management by Distribution Channel, 2007–June 2009                Mar-10
                      Quantitative Update: Global Metrics                                                                           Mar-10
                      Exhibit: Mutual Fund AUM, 2005–December 2009                                                                  Mar-10
                      Exhibit: Mutual Fund NNI, 2005–2009 YTD                                                                       Mar-10
                      Multimanager/Middle East Issue: Overview: An Evolving Sector                                                  Feb-10
                      Exhibit: European Fund-of-Funds Net New Inflows by Country/Region, 2004–YTD October 2009                      Feb-10
                      Exhibit: European Multimanager Assets Under Management, 2004–2008                                             Feb-10
                      Editorial: Recognizing Priorities                                                                             Feb-10
                      France: Vive la France! Vive la multigestion!                                                                 Feb-10
                      Exhibit: European Fund-of-Funds Assets Under Management by Country/Region, 2004–October 2009                  Feb-10
                      Exhibit: European Fund-of-Funds Assets Under Management by Affiliation, 2004–October 2009                     Feb-10
                      Exhibit: Largest 10 European Fund-of-Funds Managers by Assets Under Management, 2007–October 2009             Feb-10
                      Middle East: What has Gone Wrong?                                                                             Feb-10
                      Exhibit: Comparison of Middle East TASI Index Against the U.S. S&P 500 Index, 2007–2009                       Feb-10
                      Exhibit: Top-14 Middle Eastern Sovereign Wealth Funds, December 2009                                          Feb-10
                      Exhibit: Mutual Fund AUM in the Region, September 2009                                                        Feb-10
                      Exhibit: AUM as a Percentage of Market Capitalization in Saudi Arabia, 2005–September 2009                    Feb-10
                      Sukuk: A Young Industry                                                                                       Feb-10
                      Exhibit: Value and Number of Global Sukuk Issues, 1996–2Q 2009                                                Feb-10
                      Exhibit: Global Sukuk Issues by Country, 2008–September 2009 YTD                                              Feb-10
                      United States: Model Behavior                                                                                 Feb-10
                      Exhibit: Target-Date and Risk-Based Fund Assets, 1998–2Q 2009                                                 Feb-10
                      Exhibit: Marketshare of Variable Annuity Target-Risk and Target-Date Funds, 2006 vs. 2Q 2009                  Feb-10
                      Exhibit: Variable Annuity Fund Styles Expected to Experience Greatest Growth Next 1-3 Years, 2009             Feb-10
                      Quantitative Insights: France                                                                                 Feb-10
                      Exhibit: French Asset Management Marketplace Overview                                                         Feb-10
                      Exhibit: French Mutual Fund Assets Under Management, 2005–October 2009                                        Feb-10
                      Exhibit: French Retirement Fund Assets Under Management, 2004–2008                                            Feb-10
                      Exhibit: French Mutual Fund Assets Under Management by Investment Objective, 2005–October 2009                Feb-10
                      Exhibit: French Mutual Fund Net New Inflows by Investment Objective, 2005–October 2009 YTD                    Feb-10
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: 10 Largest French Mutual Fund Managers, 2007–October 2009                                                           Feb-10
                      Exhibit: 10 Largest French Mutual Fund Managers by Net New Inflows, 2007–October 2009 YTD                                    Feb-10
                      Quantitative Update: Global Metrics                                                                                          Feb-10
                      Exhibit: Mutual Fund AUM, 2005–November 2009                                                                                 Feb-10
                      Exhibit: Mutual Fund NNI, 2005–November 2009                                                                                 Feb-10
                      Outlook Issue: Overview: Back to Basics                                                                                      Jan-10
                      Exhibit: Global Long-Term Mutual Fund Net New Inflows by Region, 2005–3Q 2009                                                Jan-10
                      Exhibit: European Mutual Fund Net New Inflows, 2005–3Q 2009                                                                  Jan-10
                      Exhibit: Top Five Countries with the Highest YTD September 2009 Net New Inflows and Outflows                                 Jan-10
                      Editorial: Competition Heats Up                                                                                              Jan-10
                      United States: Money in Motion                                                                                               Jan-10
                      Exhibit: Percent of Equity Mutual Fund Assets by Total Fee Quartile, 2004–2008                                               Jan-10
                      Exhibit: Mutual Fund Net New Flows by Morningstar Rating, 2003–October 2009 YTD                                              Jan-10
                      Exhibit: Advisors’ Expected Change in Product Allocation, 2Q 2009                                                            Jan-10
                      GAM Survey 2009—Cost & Earnings: Back On Track                                                                               Jan-10
                      Exhibit: Investment Managers’ Views Toward Changes in Total Revenue from Previous Year, 2009                                 Jan-10
                      Exhibit: Investment Managers’ Views Toward Changes to Organisation’s Cost by Current Year-End, 2009                          Jan-10
                      Exhibit: Investment Managers’ Views Toward Expected Profitability for Current Year, 2009                                     Jan-10
                      GAM survey 2009—European Focus: Asset Classes, Product Development and Regulation                                            Jan-10
                      Exhibit: Investment Managers’ Views Toward 2010 Growth Potential by Country, 2009                                            Jan-10
                      Exhibit: Investment Managers’ Views Toward Product Development by Regions Over the Next 12 Months, 2009                      Jan-10
                      Exhibit: Investment Managers’ Views Toward Product Threat to Mutual Fund Flows in 2010                                       Jan-10
                      Asia-Pacific: Back to the Future                                                                                             Jan-10
                      Exhibit: Asia (Including Japan) Mutual Fund Assets Under Management as Percentage of Household Financial Assets, 2004–2008   Jan-10
                      Exhibit: Asia Ex-Japan Mutual Fund Assets Under Management by Distribution Channel, 2007–June 2009                           Jan-10
                      Quantitative Insights: Germany                                                                                               Jan-10
                      Exhibit: German Asset Management Marketplace Overview                                                                        Jan-10
                      Exhibit: German Mutual Fund Assets Under Management, 2005–September 2009                                                     Jan-10
                      Exhibit: German Retirement Fund Assets Under Management, 2004–2008E                                                          Jan-10
                      Exhibit: German Mutual Fund Assets Under Management by Investment Objective, 2005–September 2009                             Jan-10
                      Exhibit: German Mutual Fund Net New Inflows by Investment Objective, 2005–YTD September 2009                                 Jan-10
                      Exhibit: Largest 10 German Mutual Fund Managers, 2007–September 2009                                                         Jan-10
                      Exhibit: Largest 10 German Mutual Fund Managers by Net New Inflows, 2007–September 2009                                      Jan-10
                      Quantitative Update: Global Metrics                                                                                          Jan-10
                      Exhibit: Mutual Fund AUM                                                                                                     Jan-10
                      Exhibit: Mutual Fund NNI                                                                                                     Jan-10
                      Asset Servicing Issue: Overview: Rich Pickings                                                                               Dec-09
                      Exhibit: Global Custodian Overview, 2Q 2009                                                                                  Dec-09
                      Editorial: Taking Stock                                                                                                      Dec-09
                      Hedge Fund Administration: Feeling The Pinch                                                                                 Dec-09
                      Exhibit: Global Single-Manager Hedge Fund Assets, 1998–3Q 2009                                                               Dec-09
                      Exhibit: Single-Manager Hedge Fund Assets by Manager Location, 2004–3Q 2009                                                  Dec-09
                      Exhibit: Hedge Fund Managers’ Views on the Impact of Market Turmoil on Hedge Funds                                           Dec-09
                      Exhibit: Top-20 Hedge Fund Administrators by Assets Under Administration, 1Q 2009                                            Dec-09
                      Regulation: Affirmative Action                                                                                               Dec-09
                      Exhibit: Comparing Global Regulatory Responses to the Financial Crisis, 2009                                                 Dec-09
                                                                                        c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Risk Management: The Way Forward                                                                                                                  Dec-09
                      Exhibit: Asset Managers’ Views on OTC Operational Issues, 2009                                                                                    Dec-09
                      Exhibit: Views on Importance of Providers’ Attributesin Securities Lending Programs, September 2009                                               Dec-09
                      Exhibit: Chief Operating Officers’ Views on Data Management Risk, 2009                                                                            Dec-09
                      Technology: A Steep Curve                                                                                                                         Dec-09
                      Exhibit: Global Custodian Overview-Performance Measurement, June 2009                                                                             Dec-09
                      Exhibit: Global Custodian Overview-Risk Monitoring, June 2009                                                                                     Dec-09
                      Exhibit: Chief Operating Officers’ Views on Whether Data, IT Systems and Management Information Are Fit for Purpose, 2009                         Dec-09
                      Outsourcing: From Crisis to Opportunity                                                                                                           Dec-09
                      Exhibit: Asset Managers’ Views on Drivers for Outsourcing, 2009                                                                                   Dec-09
                      Exhibit: Asset Managers’ Views on the Actual Benefits of Outsourcing, 2009                                                                        Dec-09
                      Exhibit: Overview of Investment Lifecycle, 2009                                                                                                   Dec-09
                      Quantitative Insights: Japan                                                                                                                      Dec-09
                      Exhibit: Japan Asset Management Marketplace Overview                                                                                              Dec-09
                      Exhibit: Japanese Mutual Fund Assets Under Management by Domicile, 2004–August 2009                                                               Dec-09
                      Exhibit: Japanese Occupational Pension Assets Under Management by Plan Type, March 2005–March 2009                                                Dec-09
                      Exhibit: Japanese Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2004–August 2009                                         Dec-09
                      Exhibit: Japanese Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2004–August 2009                                 Dec-09
                      Exhibit: 10 Largest Japanese Investment Trust Management Companies, 2007–August 2009                                                              Dec-09
                      Exhibit: 10 Largest Foreign-Affiliated Investment Trust Management Companies in Japan, 2007–August 2009                                           Dec-09
                      Quantitative Update: Global Metrics                                                                                                               Dec-09
                      Exhibit: Mutual Fund AUM, 2005–September 2009                                                                                                     Dec-09
                      Exhibit: Mutual Fund NNI, 2005–September 2009                                                                                                     Dec-09
                      Alternative Investments Issue: Global: On the Road to Recovery                                                                                    Nov-09
                      Exhibit: Total Global Alternative Mutual Fund AUM Breakdown by Region, 2004–June 2009                                                             Nov-09
                      Exhibit: Total European Alternative Mutual Fund Net New Inflows by Asset Classes, 2004–June 2009                                                  Nov-09
                      Editorial: Challenges Ahead                                                                                                                       Nov-09
                      United States: Alternatives and Public Relations                                                                                                  Nov-09
                      Exhibit: Advisors' Expected Change in Product Allocation, 2Q 2009                                                                                 Nov-09
                      Exhibit: Asset Managers’ Targeted Wealth Tiers for Retail Third-Party Alternative Investment Distribution, 2008E                                  Nov-09
                      Exhibit: Asset Managers Cite the Biggest Challenges to the Development and Delivery of Alternatives (Excluding ETFs) for the Retail Third-Party   Nov-09
                      Marketplace, 2008
                      Europe: Regulatory Challenges                                                                                                                     Nov-09
                      Exhibit: Top 20 European Alternative Mutual Fund Managers by AUM, 2007–June 2009                                                                  Nov-09
                      Exhibit: Total Assets Under Management, Net New Inflows, and Number of European Alternative Mutual Funds, 2004–June 2009                          Nov-09
                      Europe: Licking of Wounds                                                                                                                         Nov-09
                      Exhibit: U.K. Defined Benefit Pension Funds’ Strategic Asset Allocation 2006–2008                                                                 Nov-09
                      Exhibit: Top 20 European Alternative Mutual Fund Managers by AUM, 2007–June 2009                                                                  Nov-09
                      Asia-Pacific (Excluding Japan): Hoping For Recovery                                                                                               Nov-09
                      Exhibit: Asia Ex-Japan Alternative Mutual Fund Assets Under Management by Country, 2004–June 2009                                                 Nov-09
                      Exhibit: Largest 10 Alternative Mutual Fund Managers in Asia Ex-Japan, 2008–June 2009                                                             Nov-09
                      Quantitative Insights: Mexico                                                                                                                     Nov-09
                      Exhibit: Mexican Asset Management Marketplace Overview                                                                                            Nov-09
                      Exhibit: Mexican Mutual Fund Assets Under Management, 2005–July 2009                                                                              Nov-09
                      Exhibit: Mexican Retirement Fund Assets Under Management, 2005–July 2009                                                                          Nov-09
                      Exhibit: Mexican Mutual Fund Assets Under Management by Investment Objective, 2005–July 2009                                                      Nov-09
                      Exhibit: Mexican Mutual Fund Net New Inflows by Investment Objective, 2005–July 2009                                                              Nov-09
                                                                                        c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Largest 10 Mexican Mutual Fund Managers, 2007–July 2009                                                           Nov-09
                      Exhibit: Mexican Afore Metrics, 2007–July 2009                                                                             Nov-09
                      Quantitative Update: Global Metrics                                                                                        Nov-09
                      Exhibit: Mutual Fund AUM, 2005–August 2009                                                                                 Nov-09
                      Exhibit: Mutual Fund NNI, 2005–August 2009                                                                                 Nov-09
                      Global Regulatory Change Issue: Global: Playing by the Rules                                                               Oct-09
                      Exhibit: U.S. and European Long-Term Mutual Fund Assets Under Management and Net New Investment, 2004–June 2009            Oct-09
                      Editorial: Multiple Impact                                                                                                 Oct-09
                      Europe: Seeking Harmony                                                                                                    Oct-09
                      Exhibit: Comparison of Mutual Fund and Structured Products Assets Under Management in Europe, 2004–2008                    Oct-09
                      Exhibit: Disclosure and Selling Rules in European Community Law for Packaged Retail Investment Products, 2009              Oct-09
                      Report Spotlight: Global Multimanager Products 2009                                                                        Oct-09
                      Exhibit: Global Multimanager Assets Under Management, 2004–2008                                                            Oct-09
                      Exhibit: Global Fund-of-Funds Assets Under Management by Domicile, 2004–2008                                               Oct-09
                      Exhibit: Comparative Analysis: Managers of Managers vs. Funds of Funds                                                     Oct-09
                      Exhibit: Global Fund-of-Funds Assets Under Management by Affiliation, 2004–2008                                            Oct-09
                      Exhibit: Global Retail Multimanager AUM as a Proportion of Long-Term Mutual Fund AUM, 2004–2008                            Oct-09
                      Exhibit: Non-U.S. Retail Multimanager AUM as a Proportion of LTMF Assets Under Management, 2004–2008                       Oct-09
                      United States: Protecting the Buck                                                                                         Oct-09
                      Exhibit: Mutual Fund Assets by Subset: Long Term, Short Term, and Closed End, 1998–2008                                    Oct-09
                      Exhibit: Short-Term Mutual Funds by Subset, 2003–2008                                                                      Oct-09
                      Exhibit: Top Short-Term Mutual Fund Asset Managers, 2008                                                                   Oct-09
                      Asia-Pacific: A Wave of Change                                                                                             Oct-09
                      Exhibit: Indian Mutual Fund Assets Under Management by Distribution Channel, 2007–June 2009                                Oct-09
                      Exhibit: Australian Superannuation Fund Assets Under Management, 2004–March 2009                                           Oct-09
                      Quantitative Insights: China                                                                                               Oct-09
                      Exhibit: Chinese Asset Management Marketplace Overview                                                                     Oct-09
                      Exhibit: Chinese Mutual Fund Assets Under Management, 2004–June 2009                                                       Oct-09
                      Exhibit: Chinese Social Security Fund Assets Under Management, 2004–2008                                                   Oct-09
                      Exhibit: Chinese Open-End Mutual Fund Assets Under Management by Investment Objective, 2004–June 2009                      Oct-09
                      Exhibit: Chinese Open-End Mutual Fund Net New Inflows by Investment Objective, 2004–June 2009 YTD                          Oct-09
                      Exhibit: Competitive Analysis of Top 10 Mutual Fund Managers in China, 2008–June 2009                                      Oct-09
                      Exhibit: Competitive Analysis of Top 10 Sino-Foreign Joint Venture Mutual Fund Managers in China, 2008–June 2009           Oct-09
                      Quantitative Update: Global Metrics                                                                                        Oct-09
                      Exhibit: Mutual Fund AUM, 2005–July 2009                                                                                   Oct-09
                      Exhibit: Mutual Fund NNI, 2005–July 2009                                                                                   Oct-09
                      Platform Distribution Issue: Global: Growing Strength                                                                      Sep-09
                      Exhibit: Possible Changes to the British Platform Charging Model Following the FSA’s Retail Distribution Review            Sep-09
                      Exhibit: U.K. Managers' Views on the Importance of Various Criteria in Platform Selection, 2Q 2009                         Sep-09
                      Editorial: A Costly Business                                                                                               Sep-09
                      United States: Power Play                                                                                                  Sep-09
                      Exhibit: Breakdown of Estimated Annual Revenue Generated by Managed Accounts Industry, 1Q 2008                             Sep-09
                      Exhibit: Asset Managers' Reprioritization of Strategy for Distributing Through Different Managed Accounts Programs, 2009   Sep-09
                      Exhibit: Importance of Investment Manager Attributes, 2009                                                                 Sep-09
                      Exhibit: Sponsor Methods for Discovering Managers for Managed Account Platforms, 2009                                      Sep-09
                      Special Report—Platform Distribution in the United Kingdom: Changing Landscape                                             Sep-09
                                                                                       c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Proportion of Mutual Fund Assets Distributed via Platforms by U.K. Manufacturers, 2Q 2009                                   Sep-09
                      Exhibit: Managers' Views on Expected Growth of Mutual Fund Distribution via Platforms Over the Next Two Years, 2Q 2009               Sep-09
                      Exhibit: Maximum and Minimum Amounts of Annual Management Charge Rebated to Platforms and Advisors, 2Q 2009                          Sep-09
                      Exhibit: U.K. Managers' Views on the Effectiveness of Various Factors for Getting Funds onto a Platform, 2Q 2009                     Sep-09
                      Special Report—Platform Distribution in the United Kingdom: All Change                                                               Sep-09
                      Exhibit: Total U.K. Platform Assets Under Administration, 2007–March 2009                                                            Sep-09
                      Exhibit: British Platforms' Expectations for AUA Growth Over the Next Three Years, 2009                                              Sep-09
                      Australia: The Inquisition                                                                                                           Sep-09
                      Exhibit: Assets Under Management Through Platforms in Australia, March 2007–March 2009                                               Sep-09
                      Exhibit: Typical Fee Flows Through the Use of Platforms in Australia, June 2009                                                      Sep-09
                      Quantitative Insights: United Kingdom                                                                                                Sep-09
                      Exhibit: U.K. Asset Management Marketplace Overview                                                                                  Sep-09
                      Exhibit: U.K. Mutual Fund Assets Under Management, 2004–June 2009                                                                    Sep-09
                      Exhibit: U.K. Retirement Fund Assets Under Management by Plan Type, 2003–2007                                                        Sep-09
                      Exhibit: U.K. Mutual Fund Assets Under Management by Investment Objective, 2004–June 2009                                            Sep-09
                      Exhibit: U.K. Mutual Fund Net New Inflows by Investment Objective, 2004–June 2009                                                    Sep-09
                      Exhibit: 10 Largest U.K. Mutual Fund Managers, 2007–June 2009                                                                        Sep-09
                      Exhibit: 10 Largest U.K. Mutual Fund Managers by Net New Inflows, 2007–May 2009                                                      Sep-09
                      Quantitative Update: Global Metrics                                                                                                  Sep-09
                      Exhibit: Mutual Fund AUM, 2005–June 2009                                                                                             Sep-09
                      Exhibit: Mutual Fund NNI, 2005–June 2009                                                                                             Sep-09
                      Multi-Asset Investing Issue: Global: Multiplicity                                                                                    Aug-09
                      Exhibit: United States and European Multi-Asset Fund Assets Under Management, 2004–May 2009                                          Aug-09
                      Exhibit: United Kingdom Assets Under Management by Multi-Asset Investing Marketshare, 2008                                           Aug-09
                      Editorial: A Tall Order                                                                                                              Aug-09
                      United States: Turbulence                                                                                                            Aug-09
                      Exhibit: Disparity in 2010 Target-Date Fund Asset Allocation and Total Returns, May 2009                                             Aug-09
                      Exhibit: Use of Selected Investments in Target-Date and Risk-Based Funds’ Portfolio Construction, 2009                               Aug-09
                      Exhibit: DC Provider Perspective: Expected Enhancements to Target-Date Funds Over the Next Five Years, 2007                          Aug-09
                      Exhibit: Top 15 Target-Date Managers, April 2009                                                                                     Aug-09
                      Europe: Paying Your Dues                                                                                                             Aug-09
                      Exhibit: Institutional Mandate Searches in Europe (Excluding the United Kingdom) by Category, 2008                                   Aug-09
                      Exhibit: European Mixed-Asset/Balanced Mutual Fund Assets Under Management and Net New Investment, 2004–May 2009                     Aug-09
                      Exhibit: Amount of Assets Placed in Balanced/Multi-Asset Mandates in Europe (Excluding the United Kingdom), 2002–2008                Aug-09
                      Asia: Do It Yourself                                                                                                                 Aug-09
                      Exhibit: Asset Managers’ Views on the Importance of Multi-Asset Funds for Product Development in the Asia-Pacific in 2009, 2Q 2009   Aug-09
                      Exhibit: Asian Muti-Asset Mutual Fund Assets Under Management by Country, 2006–May 2009                                              Aug-09
                      Latin America: Multimarket Troubles                                                                                                  Aug-09
                      Exhibit: Brazilian Locally Domiciled Net New Inflows by Investment Objective, 2004–2008                                              Aug-09
                      Exhibit: Monthly Returns of Brazilian Fixed-Income and Multimarket Funds, July 2008–May 2009                                         Aug-09
                      Exhibit: 10 Largest Percentage Declines in Multimarket AUM Among Managers in Brazil, May 2008–May 2009                               Aug-09
                      Quantitative Insights: Chile                                                                                                         Aug-09
                      Exhibit: Chilean Mutual Fund Assets Under Management, 2004–May 2009                                                                  Aug-09
                      Exhibit: Chilean Retirement Fund Assets Under Management, 2004–May 2009                                                              Aug-09
                      Exhibit: Chilean Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2004–May 2009                        Aug-09
                      Exhibit: Chilean Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2004–May 2009                                Aug-09
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Largest 10 Chilean Local Mutual Fund Managers, 2007–May 2009                                                              Aug-09
                      Exhibit: Largest 10 Cross-border Fund Vendors By AFP Assets Under Management by Geographic Objective, May 2009                     Aug-09
                      Quantitative Update: Global Metrics                                                                                                Aug-09
                      Exhibit: Mutual Fund AUM, 2005–May 2009                                                                                            Aug-09
                      Exhibit: Mutual Fund NNI, 2005–May 2009                                                                                            Aug-09
                      Hedge Funds Issue: Global: Resurrection                                                                                            Jul-09
                      Exhibit: Global Single-Manager Hedge Fund Assets, 1998–2008                                                                        Jul-09
                      Exhibit: Summary of the Hedge Fund Share Class Terms Desired by the Utah Retirement Systems, 2009                                  Jul-09
                      Editorial: Shaping Up                                                                                                              Jul-09
                      United States: Hedge Trimming                                                                                                      Jul-09
                      Exhibit: Alternative Mutual Fund Assets in the United States, 2003–2008                                                            Jul-09
                      Exhibit: Top 25 Alternative Mutual Fund Managers Ranked by AUM, 2008                                                               Jul-09
                      Exhibit: U.S. Alternative Investment Assets, 2008                                                                                  Jul-09
                      Europe: Convergence                                                                                                                Jul-09
                      Exhibit: Total AUM, NNI, and Number of Funds in Grouping of European Mutual Funds Offering Hedge-Fund-Like Strategies, 2004–2008   Jul-09
                      Exhibit: Top 20 Managers by AUM of Hedge-Fund-Like Mutual Funds, 2007–April 2009                                                   Jul-09
                      Exhibit: Global Performance of Hedge Funds Compared with the MSCI World Stock Market Index, March 2006–March 2009                  Jul-09
                      Global - Special Report—July 2009: Structured Products After the Storm                                                             Jul-09
                      Off the Ropes                                                                                                                      Jul-09
                      Exhibit: Global Retail Structured Products Assets and Gross Sales, 2004–2008                                                       Jul-09
                      Exhibit: Global Retail Structured Products Assets by Region, 2004–2008                                                             Jul-09
                      Exhibit: Global Retail Structured Product Assets by Product Type, 2004–2008                                                        Jul-09
                      Exhibit: Comparison of Equity Exposure Globally in Structured Products and Mutual Funds Industries, 2004–2008                      Jul-09
                      Europe - Special Report—July 2009: Structured Products After the Storm                                                             Jul-09
                      Competitive Threat                                                                                                                 Jul-09
                      Exhibit: Global Retail Structured Products Assets by Wrapper, 2004–2008                                                            Jul-09
                      Exhibit: Comparison of European Structured Product and Mutual Fund AUM and Net New Investment, 2004–2008                           Jul-09
                      Quantitative Insights: Korea                                                                                                       Jul-09
                      Exhibit: Korean Asset Management Marketplace Overview                                                                              Jul-09
                      Exhibit: Korean Mutual Fund Assets Under Management, 2004–2008                                                                     Jul-09
                      Exhibit: Korean National Pension System Assets, 2003–November 2007                                                                 Jul-09
                      Exhibit: Korean Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2004–2008                           Jul-09
                      Exhibit: Korean Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2004–2008                                   Jul-09
                      Exhibit: Largest 10 Korean Local Mutual Fund Managers, 2006–2008                                                                   Jul-09
                      Exhibit: Largest 10 Korean Mutual Fund Managers for OITF, 2006–2008                                                                Jul-09
                      Quantitative Update: Global Metrics                                                                                                Jul-09
                      Exhibit: Mutual Fund AUM 2005–April 2009                                                                                           Jul-09
                      Exhibit: Mutual Fund NNI 2005–April 2009                                                                                           Jul-09
                      Exchange-Traded Funds Issue: Global: Passive-Aggressive                                                                            Jun-09
                      Exhibit: Global ETF Assets Under Management and Marketshare, 2004–2008                                                             Jun-09
                      Exhibit: ETF and Long-Term Mutual Fund NNI in Europe and the United States, 2005–2008                                              Jun-09
                      Exhibit: Global ETF Assets Under Management by Country, February 2009                                                              Jun-09
                      Editorial: A Watchful Eye                                                                                                          Jun-09
                      United States: The Long View                                                                                                       Jun-09
                      Exhibit: Asset Managers’ Plans for ETFs, 2008                                                                                      Jun-09
                      Exhibit: Primary Reason Advisors Use ETFs, 2008                                                                                    Jun-09
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Advisors’ Expected Change in Product Mix, 2Q 2008                                                                Jun-09
                      Special Report—June 2009: Global and European Asset Management Surveys: Paradise Lost                                     Jun-09
                      Exhibit: Global Mutual Fund Assets Under Management, 2004–2009E                                                           Jun-09
                      Exhibit: Asset Managers’ Views on Expected Changes in Revenue, 2009                                                       Jun-09
                      Exhibit: Asset Managers’ Views on the Importance of Different Product Development Categories in the U.S. in 2009          Jun-09
                      Special Report—June 2009: Global and European Asset Management Surveys: Inflexion Point                                   Jun-09
                      Exhibit: European Mutual Fund Assets Under Management, 2004–2009E                                                         Jun-09
                      Exhibit: Asset Managers’ Views on the Number of Fund Firms in Europe Over the Next Three Years, 2009                      Jun-09
                      Exhibit: Asset Managers’ Views on the Products Posing the Greatest Threat to European Mutual Fund Flows in 2009           Jun-09
                      Exhibit: Asset Managers’ Views on which Regions Offer the Best Prospects for AUM Growth Over the Next Three Years, 2009   Jun-09
                      Asia-Pacific: Growth Spurt                                                                                                Jun-09
                      Exhibit: Asia-Pacific ETF Net New Investment, 2005–2008                                                                   Jun-09
                      Exhibit: Total Asia ex-Japan ETF Assets by Country, 2009                                                                  Jun-09
                      Exhibit: Asset Class Exposure of ETFs in Asia ex-Japan, 2009                                                              Jun-09
                      Exhibit: The Growth in Institutional Users of ETFs in Asia ex-Japan, Dec-97–Sep-08                                        Jun-09
                      Quantitative Insights: Canada                                                                                             Jun-09
                      Exhibit: Canadian Asset Management Marketplace Overview                                                                   Jun-09
                      Exhibit: Canadian Mutual Fund Assets Under Management, 2004–2008                                                          Jun-09
                      Exhibit: Canadian Trusteed Pension Assets, 2004–June 2008                                                                 Jun-09
                      Exhibit: Canadian Mutual Fund Assets Under Management by Investment Objective, 2004–2008                                  Jun-09
                      Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective, 2004–2008                                          Jun-09
                      Exhibit: Mutual Fund Sponsors’ Growth Metrics, 2007–2008                                                                  Jun-09
                      Exhibit: Largest 10 Canadian Pension Fund Managers, 2007–2008                                                             Jun-09
                      Quantitative Insights: Global Metrics                                                                                     Jun-09
                      Exhibit: Mutual Fund AUM, 2005–March 2009                                                                                 Jun-09
                      Exhibit: Mutual Fund Net New Inflows, 2005–March 2009                                                                     Jun-09
                      Mergers & Acquisitions Issue: Global: Deal or No Deal?                                                                    May-09
                      Exhibit: Global Investment Management M&A, 2005–2008                                                                      May-09
                      Exhibit: Mutual Fund Net New Inflows in Europe and the United States, 2004–February 2009                                  May-09
                      Editorial: The Uncertainty Principle                                                                                      May-09
                      Europe: Fighting for Life                                                                                                 May-09
                      Exhibit: Leading European Asset Management M&A Deals, July 2008–April 2009                                                May-09
                      Exhibit: European Asset Management M&A Disclosed Deal Size by Type of Acquirer, July 2008–April 2009                      May-09
                      Exhibit: European Mutual Funds Net New Inflows by Domicile, 2006-February 2009                                            May-09
                      United States: Sobering Up                                                                                                May-09
                      Exhibit: Percentage of Asset Managers Submitting Models to Program Sponsor/Overlay Managers, 2Q 2006–4Q 2008              May-09
                      Exhibit: Percentage of Advisors Working for the 25 Largest Broker/Dealers, 2004–2008E                                     May-09
                      Exhibit: Largest Institutional Investment Consultants by Assets Under Advisement, 1Q 2008                                 May-09
                      Exhibit: Asset Managers That Consider Asset Allocation as a Core Area of Investment Expertise, 2008                       May-09
                      Report Spotlight: Shariah Investing—Market Sizing and Analysis                                                            May-09
                      Exhibit: Shariah Mutual Fund Assets Under Management, 2003–October 2008                                                   May-09
                      Exhibit: Number of Funds by Inception Year, 2000–October 2008                                                             May-09
                      Exhibit: International Manager’s Share of Global Shariah Mutual Fund Assets, October 2008                                 May-09
                      Exhibit: International Survey Respondents’ Views on Challenges, 2008                                                      May-09
                      Exhibit: Islamic Funds by Type, October 2008                                                                              May-09
                      Exhibit: Survey Respondents’ Views on Retail vs. Institutional Interest in Shariah Investment, 2008                       May-09
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Asia-Pacific: Hunting for Prey                                                                                               May-09
                      Exhibit: Countries in Which Asian Asset Managers Are Likely to Make an Acquisition                                           May-09
                      Exhibit: Country of Origin of Likely Buyers in Cross-Border Asian M&A                                                        May-09
                      Quantitative Insights: Australia                                                                                             May-09
                      Exhibit: Australian Asset Management Marketplace Overview                                                                    May-09
                      Exhibit: Australian Retail Fund Assets Under Management, 2004–2008                                                           May-09
                      Exhibit: Australian Superannuation Fund Assets Under Management, 2004–2008                                                   May-09
                      Exhibit: Australian Retail Fund Assets Under Management by Investment Objective, 2004–2008                                   May-09
                      Exhibit: Australian Retail Fund Net New Inflows by Investment Objective, 2004–2008                                           May-09
                      Exhibit: Largest 10 Retail Fund Managers in Australia, 2006–2008                                                             May-09
                      Exhibit: Largest 10 Australian Platform Vendors by Assets Under Administration, 2006–2008                                    May-09
                      Quantitative Insights: Global Metrics                                                                                        May-09
                      Exhibit: Mutual Fund AUM, 2005–February 2009                                                                                 May-09
                      Exhibit: Mutual Fund Net New Inflows, 2005–February 2009                                                                     May-09
                      Environmental, Social, and Governanace Investing Issue: Global: Do the Right Thing                                           Apr-09
                      Exhibit: Global ESG Assets Under Management, 2007                                                                            Apr-09
                      Exhibit: European ESG Mutual Fund Launches, 2004–2008                                                                        Apr-09
                      Editorial: Shifting Morals                                                                                                   Apr-09
                      Europe: Shiny Halo                                                                                                           Apr-09
                      Exhibit: European Asset Management Industry ESG AUM, 2007                                                                    Apr-09
                      Exhibit: European ESG Mutual Fund Assets Under Management, 2004–2008                                                         Apr-09
                      Exhibit: Top 10 ESG Retail Fund Managers in Europe, 2006–2008                                                                Apr-09
                      United States: Penitence                                                                                                     Apr-09
                      Exhibit: Total Assets and Growth Rates of U.S. Socially Conscious Mutual Funds, 1998–2008                                    Apr-09
                      Exhibit: Annual Performance of U.S. Socially Responsible Equity Funds Versus All Other Equity Funds, 1999–2008               Apr-09
                      Exhibit: Annual Performance of U.S. Socially Responsible Fixed-Income Funds Versus All Other Fixed-Income Funds, 1999–2008   Apr-09
                      Australia: Growing Thirst                                                                                                    Apr-09
                      Exhibit: Responsible Investment Managed Portfolio AUM in Australia, 2004–June 2008                                           Apr-09
                      Exhibit: Top 10 Managers for Responsible Investment Managed Portfolios in Australia, 2006–June 2008                          Apr-09
                      Exhibit: Responsible Investment Managed Portfolios in Australia by Type, 2007–June 2008                                      Apr-09
                      South Africa: Atonement                                                                                                      Apr-09
                      Exhibit: South African ESG Mutual Fund Assets Under Management, 2004–2008                                                    Apr-09
                      Exhibit: South African ESG Mutual Fund Assets Under Management by Asset Class, 2004–2008                                     Apr-09
                      Quantitative Insights: Spain                                                                                                 Apr-09
                      Exhibit: Spanish Asset Management Marketplace Overview                                                                       Apr-09
                      Exhibit: Spanish Mutual Fund Assets Under Management, 2004–2008                                                              Apr-09
                      Exhibit: Spanish Retirement Fund Assets Under Management by Plan Type, 2004–2008                                             Apr-09
                      Exhibit: Spanish Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2004–2008                    Apr-09
                      Exhibit: Spanish Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2004–2008                            Apr-09
                      Exhibit: Largest 10 Spanish Mutual Fund Managers, 2006–2008                                                                  Apr-09
                      Exhibit: Largest 10 Spanish Pension Fund Managers, 2006–2008                                                                 Apr-09
                      Quantitative Update: Global Metrics                                                                                          Apr-09
                      Exhibit: Mutual Fund AUM, 2005–January 2009                                                                                  Apr-09
                      Exhibit: Mutual Fun Net New Inflows, 2005–January 2009                                                                       Apr-09
                      Product Strategy Issue: Global: Taking Aim                                                                                   Mar-09
                      Exhibit: Total Protected and Guaranteed Fund AUM in Europe, 2004–2008                                                        Mar-09
                                                                                       c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: U.K .Total/Absolute-Return Mutual Fund AUM, 2004–2008                                                                                           Mar-09
                      Editorial: Tackling the Bear                                                                                                                             Mar-09
                      United States: Growing Pains                                                                                                                             Mar-09
                      Exhibit: Total Assets in Lifecycle Funds, 1998–2013E                                                                                                     Mar-09
                      Exhibit: Asset Managers Rate Opportunity for Target-Date/Lifecycle and Risk-Based/Lifestyle Funds, 2008                                                  Mar-09
                      Exhibit: Asset Managers Estimate Industrywide Usage of Subadvisors for Asset Allocation or Manager Selection Component of Target-Date and Lifestyle
                                                                                                                                                                               Mar-09
                      Funds Management, 2008
                      Middle East: The Next Wave                                                                                                                               Mar-09
                      Exhibit: Middle East Capital-Protected Products by Launch Date, 2005–2008                                                                                Mar-09
                      Exhibit: Gulf Capital-Protected Assets by Investment Type, October 2008                                                                                  Mar-09
                      Germany: Stepping Carefully                                                                                                                              Mar-09
                      Exhibit: German Mutual Fund Assets by Fund Type, 2005–2008                                                                                               Mar-09
                      Exhibit: German Insurance Premium Business Marketshare by Distribution Channel, 1985–2015E                                                               Mar-09
                      Exhibit: Number of Protected and Guaranteed Funds in Germany, 2004–2008                                                                                  Mar-09
                      Exhibit: Total Number of German Funds of Funds, and Multimanager Product Launches, 2008                                                                  Mar-09
                      Japan: Cash Hoarders                                                                                                                                     Mar-09
                      Exhibit: Japanese Household Financial Assets by Investment Vehicle, March 2006–March 2008                                                                Mar-09
                      Exhibit: Japanese Corporate Pension Assets Under Management by Investment Objective, 2003–2007                                                           Mar-09
                      Exhibit: Top 10 Funds in Japan Ranked by Net New Cashflow, Jan–Dec 2008                                                                                  Mar-09
                      Exhibit: Cerulli Survey Respondents’ Views on the Importance of Products with Regard to Their Contribution to Product Expansion Over the Next 3 Years,
                                                                                                                                                                               Mar-09
                      2008
                      Quantitative Insights: India                                                                                                                             Mar-09
                      Exhibit: Indian Asset Management Marketplace Overview                                                                                                    Mar-09
                      Exhibit: Indian Mutual Fund Assets Under Management, 2004–2008                                                                                           Mar-09
                      Exhibit: Indian Mutual Fund Assets Under Management by Manager Type, 2004–2008                                                                           Mar-09
                      Exhibit: Indian Mutual Fund Assets Under Management by Investment Objective, 2004–2008                                                                   Mar-09
                      Exhibit: Indian Mutual Fund Net New Inflows by Investment Objective, 2004–2008                                                                           Mar-09
                      Exhibit: Largest 10 Indian Mutual Fund Managers, 2006–2008                                                                                               Mar-09
                      Exhibit: Indian Mutual Fund Assets Under Management by Distribution Channel, 2005–2007                                                                   Mar-09
                      Quantitative Update: Global Metrics                                                                                                                      Mar-09
                      Exhibit: Mutual Fund AUM, 2004–December 2008                                                                                                             Mar-09
                      Exhibit: Mutual Fund NNI, 2004–December 2008                                                                                                             Mar-09
                      Business Models Issue: Global: An Attractive Model                                                                                                       Feb-09
                      Exhibit: Views on Which Firms Are Best Placed to Weather 2009’s Business Environment, 4Q 2008 Survey                                                     Feb-09
                      Exhibit: Largest 20 Asset Managers by Global Assets Under Management, December 2007                                                                      Feb-09
                      Exhibit: BNP Paribas Investment Partners’ Multi-Boutique Structure, January 2009                                                                         Feb-09
                      Editorial: Straws in the Wind                                                                                                                            Feb-09
                      Europe: Felling Funds                                                                                                                                    Feb-09
                      Exhibit: Number of Mutual Funds and AUM in Europe, 2002–November 2008                                                                                    Feb-09
                      Exhibit: Average Fund Size in Europe, 2002–November 2008                                                                                                 Feb-09
                      Exhibit: Number of Funds Launched in Key European Countries and Fund Hubs, 2003–October 2008                                                             Feb-09
                      Asia-Pacific: Mixed Marriages                                                                                                                            Feb-09
                      Exhibit: Largest 10 Chinese Mutual Fund Managers, 2007–June 2008                                                                                         Feb-09
                      Exhibit: Number and AUM of Foreign Joint Ventures in China, 2006–2008                                                                                    Feb-09
                      Exhibit: Largest 10 Korean Local Mutual Fund Managers, 2006–June 2008                                                                                    Feb-09
                      Exhibit: Largest 10 Indian Mutual Fund Managers, 2006–2008                                                                                               Feb-09
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Latin America: At Arm’s Length                                                                                                                  Feb-09
                      Exhibit: Private Latin American Pension Fund Allocations to International Mutual Funds                                                          Feb-09
                      Exhibit: Chilean Administradoras de Fondos de Pensión Allocations to Global Mutual Funds and ETFs by Sponsor AUM, November 2008                 Feb-09
                      Exhibit: Regional Breakdown of Chilean Administradoras de Fondos de Pensión Allocations to International Mutual Funds and ETFs, November 2008   Feb-09
                      United States: Under Pressure                                                                                                                   Feb-09
                      Exhibit: How Will Product Development Budgets Fare Relative to Budgets For Other Areas, 4Q 2008 Survey                                          Feb-09
                      Exhibit: AUM Transacted in Asset Management Merger and Acquisition Activity, 2006–2008                                                          Feb-09
                      Quantitative Insights: Brazil                                                                                                                   Feb-09
                      Exhibit: Brazilian Asset Management Marketplace Overview                                                                                        Feb-09
                      Exhibit: Brazilian Mutual Fund Assets Under Management, 2004–November 2008                                                                      Feb-09
                      Exhibit: Brazilian Retirement Fund Assets Under Management and Net New Inflows, 2003–November 2008                                              Feb-09
                      Exhibit: Brazilian Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2003–November 2008                            Feb-09
                      Exhibit: Brazilian Locally Domiciled Net New Inflows by Investment Objective, 2003–November 2008                                                Feb-09
                      Exhibit: Largest 10 Managers of Brazilian Mutual Funds, 2006–2008                                                                               Feb-09
                      Exhibit: Brazilian Mutual Fund AUM Marketshare by Distribution Channel, 2002–2007                                                               Feb-09
                      Quantitative Update: Global Metrics                                                                                                             Feb-09
                      Exhibit: Mutual Fund AUM, November 2008                                                                                                         Feb-09
                      Exhibit: Mutual Fund NNI, November 2008                                                                                                         Feb-09
                      Outlook Issue: Global: Fear and Hope                                                                                                            Jan-09
                      Exhibit: Global Mutual Fund Net New Inflows by Investment Objective, 2003–2007                                                                  Jan-09
                      Exhibit: The Impact of the Financial Crisis, 4Q 2008 Survey                                                                                     Jan-09
                      Exhibit: When the Stock Market Will Begin Recovering, 4Q 2008 Survey                                                                            Jan-09
                      Editorial: The Cautious Investor                                                                                                                Jan-09
                      Europe: Cash Is King                                                                                                                            Jan-09
                      Exhibit: Europe’s Money Market Funds AUM as a Share of Total Fund Assets, 2003–September 2008                                                   Jan-09
                      Exhibit: Average Portfolio Composition of IMMFA Money Market Funds, September–December 2008                                                     Jan-09
                      Exhibit: Assets Under Management at U.K.-Domiciled Money Market Funds, 2000–3Q 2008                                                             Jan-09
                      Special Report—January 2009: Structured Products in Turmoil: Broken Promises                                                                    Jan-09
                      Exhibit: Total Assets in Retail Structured Products, 2003–2007                                                                                  Jan-09
                      Exhibit: Share of Total Global Gross Retail Structured Product Sales by Region, 2003–2007                                                       Jan-09
                      Exhibit: Top 10 Structured Product Providers by Region                                                                                          Jan-09
                      Exhibit: Total Retail Structured Product Assets by Wrapper, 2003–2007                                                                           Jan-09
                      Special Report—January 2009: Asia-Pacific: Tumult in the Orient                                                                                 Jan-09
                      Exhibit: Asia Ex-Japan Structured Product Assets and Gross Sales, 2003–2007                                                                     Jan-09
                      Exhibit: Asia Ex-Japan Structured Product Assets Under Management by Product Type, 2003–2007                                                    Jan-09
                      United States: Looking to Rebuild                                                                                                               Jan-09
                      Exhibit: Total U.S. Mutual Fund Assets by Fund Type, 2004–October 2008                                                                          Jan-09
                      Exhibit: Total Fund Net Flows by Fund Type, YTD October 2008                                                                                    Jan-09
                      Exhibit: Managed Account Assets and Growth, 1999–3Q 2008                                                                                        Jan-09
                      Quantitative Insights: France                                                                                                                   Jan-09
                      Exhibit: French Asset Management Marketplace Overview                                                                                           Jan-09
                      Exhibit: French Mutual Fund Assets Under Management, 2004–September 2008                                                                        Jan-09
                      Exhibit: French Retirement Fund Assets Under Management, 2003–2007                                                                              Jan-09
                      Exhibit: French Mutual Fund Assets Under Management by Investment Objective, 2004–September 2008                                                Jan-09
                      Exhibit: French Mutual Fund Net New Inflows by Investment Objective, 2004–YTD September 2008                                                    Jan-09
                      Exhibit: Largest 10 French Mutual Fund Managers, 2006–September 2008                                                                            Jan-09
                                                                                     c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Largest 10 French Mutual Fund Managers by Net New Inflows, 2006–September 2008                         Jan-09
                      Quantitative Update: Global Metrics                                                                             Jan-09
                      Exhibit: Mutual Fund AUM, October 2008                                                                          Jan-09
                      Exhibit: Mutual Fund NNI, October 2008                                                                          Jan-09
                      Global Asset Gathering Issue: Global: The Crash Diet                                                            Dec-08
                      Exhibit: Global Asset Management Industry Assets Under Management, 2003–2007                                    Dec-08
                      Exhibit: Global Managers’ Views on Asset Growth in 2008 for Developed Markets, June 2008 vs. October 2008       Dec-08
                      Exhibit: United States Mutual Fund Industry Employment by Job Function, 2007                                    Dec-08
                      Exhibit: Global Managers’ Views on Asset Growth in 2008 for Developing Markets, June 2008 vs. October 2008      Dec-08
                      Editorial: Separating Winners and Losers                                                                        Dec-08
                      Asia-Pacific: Decoupling Tested                                                                                 Dec-08
                      Exhibit: Asia Ex-Japan Mutual Fund Net Inflows, 3Q 2007–3Q 2008                                                 Dec-08
                      Exhibit: QDII Fund Net New Inflows, 2007–June 2008                                                              Dec-08
                      Exhibit: Korean Regular Savings Plan AUM by Asset Class, 2006–September 2008                                    Dec-08
                      Exhibit: Taiwanese Onshore Mutual Fund Assets Under Management by Distribution Channel, 2006–March 2008         Dec-08
                      United States: Deep Impact                                                                                      Dec-08
                      Exhibit: Total U.S. Fund Net Flows by Fund Type, 2005–September 2008                                            Dec-08
                      Exhibit: Fund Managers’ Views on the Impact of the Market Crisis, October 2008                                  Dec-08
                      Europe: Crunch Time                                                                                             Dec-08
                      Exhibit: European Mutual Fund Net Inflows, January 2008–September 2008                                          Dec-08
                      Exhibit: Mutual Fund Net Inflows in Key Countries, YTD September 2008                                           Dec-08
                      Latin America: Surviving the Crisis                                                                             Dec-08
                      Exhibit: Chilean AFP Allocations to Cross-Border Funds by Manager, June 2008 and October 2008                   Dec-08
                      Exhibit: Equity Exposure of Latin American Mutual Fund Industries, September 2008                               Dec-08
                      Quantitative Update: Japan                                                                                      Dec-08
                      Exhibit: Japanese Asset Management Marketplace Overview                                                         Dec-08
                      Exhibit: Japanese Mutual Fund Assets Under Management by Domicile, 2003–June 2008                               Dec-08
                      Exhibit: Japanese Occupational Pension Assets Under Management by Plan Type, March 2002–March 2008              Dec-08
                      Exhibit: Japanese Mutual Fund Assets Under Management Marketshare by Investment Objective, 2003–June 2008       Dec-08
                      Exhibit: Japanese Locally Domiciled Mutual Fund Net New Inflows by Investment Objective, 2003–June 2008         Dec-08
                      Exhibit: Largest 10 Japanese Investment Trust Management Companies, December 2007–June 2008                     Dec-08
                      Exhibit: Largest 10 Cross-Border Fund Vendors by Japanese Client Assets Under Management, June 2007–June 2008   Dec-08
                      Quantitative Update: Global Metrics                                                                             Dec-08
                      Exhibit: Mutual Fund AUM, September 2008                                                                        Dec-08
                      Exhibit: Mutual Fund NNI, September 2008                                                                        Dec-08
                      Cost Trends Issue: United States: Down but Not Out                                                              Nov-08
                      Exhibit: Compensation Structure for Buy-Side Investment Professionals, 2007                                     Nov-08
                      Exhibit: Mean Total Compensation and Percentage Change, 2005–2007                                               Nov-08
                      Exhibit: Managers’ Compensation Factors, 2008                                                                   Nov-08
                      Exhibit: Reported Mean Total Compensation for CFA Charterholders by Job Function, 2007                          Nov-08
                      Editorial: Cost Considerations                                                                                  Nov-08
                      Europe: Balancing the Balance Sheet                                                                             Nov-08
                      Exhibit: Most Expensive Office Markets, May 2008                                                                Nov-08
                      Exhibit: Self-Reported Increase in Total Compensation, 2006                                                     Nov-08
                      Asia: Getting In … For Less                                                                                     Nov-08
                      Exhibit: Asset Managers’ Views on Operational Cost Breakdown in Asia, 2007                                      Nov-08
                                                                                       c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Portfolio Managers’ Reported Total Median Compensation, 2006                                                                  Nov-08
                      Exhibit: Asia Ex-Japan Office Rental Cost Analysis, 2008                                                                               Nov-08
                      Australia: For Sale                                                                                                                    Nov-08
                      Exhibit: Investment Managers’ Cost-to-Income Ratios for the Retail Segment, 2007 vs. 2010                                              Nov-08
                      Exhibit: Investment Managers’ Views on Salary Increases, Last Three Years vs. Next Three Years, 2007                                   Nov-08
                      Exhibit: Investment Managers’ Concerns with Regard to Cost Controls                                                                    Nov-08
                      Exhibit: Managers’ Views on Total Spend as a Percentage of Revenue for Selected Functions                                              Nov-08
                      Latin America: Boom and Bust?                                                                                                          Nov-08
                      Exhibit: Median Salary Increase Budgets by Country, 2007                                                                               Nov-08
                      Exhibit: Total Annual Occupancy Costs in Selected Latin American Cities and 12-Month Change, May 2008                                  Nov-08
                      Quantitative Update: Mexico                                                                                                            Nov-08
                      Exhibit: Mexican Asset Management Marketplace Overview                                                                                 Nov-08
                      Exhibit: Mexican Mutual Fund Assets Under Management, 2003–July 2008                                                                   Nov-08
                      Exhibit: Mexican Retirement Fund Assets Under Management, 2003–July 2008                                                               Nov-08
                      Exhibit: Mexican Mutual Fund Assets Under Management by Investment Objective, 2003–July 2008                                           Nov-08
                      Exhibit: Mexican Mutual Fund Net New Inflows by Investment Objective, 2003–July 2008                                                   Nov-08
                      Exhibit: Largest 10 Mexican Mutual Fund Managers, 2006–July 2008                                                                       Nov-08
                      Exhibit: Mexican Afore Metrics, 2006–July 2008                                                                                         Nov-08
                      Quantitative Update: Global Metrics                                                                                                    Nov-08
                      Exhibit: Mutual Fund AUM, August 2008                                                                                                  Nov-08
                      Exhibit: Mutual Fund NNI, August 2008                                                                                                  Nov-08
                      Shariah Asset Management Issue: Europe: Testing the Limits                                                                             Oct-08
                      Exhibit: Illustration of Deutsche Bank’s Wa’d Structure                                                                                Oct-08
                      Editorial: Keeping the Faith                                                                                                           Oct-08
                      SPECIAL REPORT – Shariah: A global industry: Room to Grow                                                                              Oct-08
                      Exhibit: Shariah Assets Under Management by Region, July 2008                                                                          Oct-08
                      Exhibit: Breakdown of Global Shariah Assets by Asset Class, July 2008                                                                  Oct-08
                      Green Shoots                                                                                                                           Oct-08
                      Exhibit: Breakdown of Shariah Funds by Region, July 2008                                                                               Oct-08
                      Exhibit: Growth in the Total Number of Global Shariah Funds, 2004–April 2008                                                           Oct-08
                      Kink in the Chain                                                                                                                      Oct-08
                      Exhibit: Islamic Bank Deposits in Malaysia and Shariah Fund Assets as a Percentage of Islamic Bank Deposits, December 2007–June 2008   Oct-08
                      Guide to Shariah Asset Management: Global Markets Summary                                                                              Oct-08
                      South Africa: Sweetening the Pot                                                                                                       Oct-08
                      Exhibit: Shariah Funds in South Africa as of June 2008                                                                                 Oct-08
                      Exhibit: Total Shariah Assets and as a Percentage of Total Collective Investment Assets, June 2003 and June 2008                       Oct-08
                      Quantitative Update: China                                                                                                             Oct-08
                      Exhibit: Chinese Asset Management Marketplace Overview                                                                                 Oct-08
                      Exhibit: Chinese Mutual Fund Assets Under Management, 2003–June 2008                                                                   Oct-08
                      Exhibit: Chinese Social Security Fund Assets Under Management, 2003–2007                                                               Oct-08
                      Exhibit: Chinese Open-End Mutual Fund Assets Under Management by Investment Objective, 2003–June 2008                                  Oct-08
                      Exhibit: Chinese Open-End Mutual Fund Net New Inflows by Investment Objective, 2004–YTD June 2008                                      Oct-08
                      Exhibit: Largest 10 Chinese Mutual Fund Managers, 2007–June 2008                                                                       Oct-08
                      Exhibit: Chinese Mutual Fund Assets Under Management Marketshare by Distribution Channel, 2006–March 2008                              Oct-08
                      Quantitative Update: Global metrics                                                                                                    Oct-08
                      Exhibit: Mutual Fund AUM, July 2008                                                                                                    Oct-08
                                                                                       c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Mutual Fund NNI, July 2008                                                                                                             Oct-08
                      Subadvisory Issue: United States: Big Market for Small Fry                                                                                      Sep-08
                      Exhibit: Subadvised Mutual Fund Assets by Investment Objective and International Equity as a Percentage of Total Subadvised Assets, 2004–2007   Sep-08
                      Exhibit: Sample of Funds Subadvised by Non-U.S. Managers                                                                                        Sep-08
                      Exhibit: Responses to Sponsor Survey on the Use of Subadvisors: Drivers, 2008                                                                   Sep-08
                      Editorial: It Pays to Plug the Gaps                                                                                                             Sep-08
                      Europe: Glacial Change                                                                                                                          Sep-08
                      Exhibit: Number of Subadvised Funds and Subadvised Assets as a Percentage of Total Fund Assets by Domicile, 2007                                Sep-08
                      Exhibit: Allocation of Top Subadvised Sectors by Assets, 2007                                                                                   Sep-08
                      United Kingdom: A Hard Nut to Crack                                                                                                             Sep-08
                      Exhibit: Total Manager-of-Managers (MOM) Assets, 2003-2006                                                                                      Sep-08
                      Exhibit: Total Fund-of-Funds (FOF) Assets Under Management and Quarterly Net Sales, 1Q 2006–1Q 2008                                             Sep-08
                      Australia: Subadvising the Subadvisors                                                                                                          Sep-08
                      Exhibit: Manager-of-Managers AUM Marketshare by Vendor, 2005–2006                                                                               Sep-08
                      Exhibit: Asset Allocation of Outsourced Funds, 2007                                                                                             Sep-08
                      Japan: Foreign Managers in Favor                                                                                                                Sep-08
                      Exhibit: Nomura Asset Management’s Outsourced Assets and Number of Outsourced Funds, March 2004–March 2008                                      Sep-08
                      Exhibit: Extent of Outsourcing by Nikko Asset Management, 2006 and 2007                                                                         Sep-08
                      Exhibit: Japanese Manager-of-Managers (MOM) Assets Under Management, 2002–2007                                                                  Sep-08
                      Quantitative Update: United Kingdom                                                                                                             Sep-08
                      Exhibit: U.K. Asset Management Marketplace Overview                                                                                             Sep-08
                      Exhibit: U.K. Mutual Fund Assets Under Management, 2004–June 2008                                                                               Sep-08
                      Exhibit: U.K. Retirement Fund Assets Under Management by Plan Type, 2003–2007E                                                                  Sep-08
                      Exhibit: U.K. Mutual Fund Assets Under Management by Investment Objective, 2004–June 2008                                                       Sep-08
                      Exhibit: U.K. Mutual Fund Net New Inflows by Investment Objective, 2004–June 2008                                                               Sep-08
                      Exhibit: Largest 10 U.K. Mutual Fund Managers, 2006–June 2008                                                                                   Sep-08
                      Exhibit: Largest 10 U.K. Mutual Fund Managers by Net New Inflows, 2006–May 2008                                                                 Sep-08
                      Quantitative Update: Global Metrics                                                                                                             Sep-08
                      Exhibit: Mutual Fund AUM, June 2008                                                                                                             Sep-08
                      Exhibit: Mutual Fund NNI, June 2008                                                                                                             Sep-08
                      Individual Pensions Issue: United States: I Did It My Way                                                                                       Aug-08
                      Exhibit: Total IRA Assets and Annual Growth Rates                                                                                               Aug-08
                      Exhibit: Components of Traditional IRA Asset Growth Over Selected Periods                                                                       Aug-08
                      Exhibit: Total IRA Assets by Investment Product                                                                                                 Aug-08
                      Exhibit: Top 10 401 (k) Providers by Recordkept Assets and IRA Providers                                                                        Aug-08
                      Editorial: Me, Myself, and I                                                                                                                    Aug-08
                      Australia: Too Good to Be True?                                                                                                                 Aug-08
                      Exhibit: Self-Managed Super Fund Total Assets                                                                                                   Aug-08
                      Exhibit: Number and Membership of SMSFs                                                                                                         Aug-08
                      Exhibit: Asset Allocation of SMSFs                                                                                                              Aug-08
                      Europe: On the Move                                                                                                                             Aug-08
                      Exhibit: Projected Growth of the SIPPs, Stakeholder, and Personal Pensions Market                                                               Aug-08
                      Asia: Following in Japan's Footsteps                                                                                                            Aug-08
                      Exhibit: Japan's Variable Annuity Assets and Growth Rate                                                                                        Aug-08
                      Exhibit: Korea's Variable Annuity First-Year Premiums, Total Premiums, and Assets                                                               Aug-08
                      Latin America: An Uphill Task                                                                                                                   Aug-08
                                                                                       c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: AUM of Supplemental Retirement Savings Plans                                                       Aug-08
                      Exhibit: Brazilian Retirement Fund Assets Under Management and Net New Inflows                              Aug-08
                      Quantitative Update: Chile                                                                                  Aug-08
                      Exhibit: Chilean Asset Management Marketplace Overview                                                      Aug-08
                      Exhibit: Chilean Mutual Fund Assets Under Management                                                        Aug-08
                      Exhibit: Chilean Retirement Fund Assets Under Management                                                    Aug-08
                      Exhibit: Chilean Locally Domiciled Mutual Fund Assets Under Management by Investment Objective              Aug-08
                      Exhibit: Chilean Locally Domiciled Mutual Fund Net New Inflows by Investment Objective                      Aug-08
                      Exhibit: Chilean 10 Chilean Local Mutual Fund Managers                                                      Aug-08
                      Exhibit: Chilean 10 Cross-Border Fund Vendors by AFP Assets Under Management and AFP                        Aug-08
                      Quantitative Update: Global Metrics                                                                         Aug-08
                      Exhibit: Mutual Fund AUM, May 2008                                                                          Aug-08
                      Exhibit: Mutual Fund NNI, May 2008                                                                          Aug-08
                      Frontier Markets Issue: Eastern Europe: Arrested Development                                                Jul-08
                      Exhibit: Assets Under Management of Open-End UCITS Funds in Romania, 2004-May 2008                          Jul-08
                      Editorial: Pushing the Envelope                                                                             Jul-08
                      Middle East: Under Fire, Overlooked                                                                         Jul-08
                      Exhibit: Middle East Facts and Figures                                                                      Jul-08
                      Special Report: South Africa: A Well-Kept Secret                                                            Jul-08
                      Exhibit: Net Balance of Survey Respondents' Views on Asset Class Demand, 1Q 2003-3Q 2007                    Jul-08
                      Guide to Asset Management of South Africa                                                                   Jul-08
                      Border Crossings                                                                                            Jul-08
                      Exhibit: Trends in the Management of South African Institutional Funds                                      Jul-08
                      Exhibit: Collective Investments by Asset and Fund Type                                                      Jul-08
                      Ebb and Flow                                                                                                Jul-08
                      Latin America: Beyond the Horizon                                                                           Jul-08
                      Exhibit: International Investments of Pension Funds in Chile, Peru and Columbia                             Jul-08
                      Quantitative Update: Sweden                                                                                 Jul-08
                      Exhibit: Swedish Asset Management Marketplace Overview                                                      Jul-08
                      Exhibit: Swedish Murtual Fund Assets Under Management, 2004- March 2008                                     Jul-08
                      Exhibit: Swedish Premiepension Assets Under Management, 2003-2007                                           Jul-08
                      Exhibit: Swedish Mutual Fund Assets Under Management by Investment Objective, 2004-March 2008               Jul-08
                      Exhibit: Swedish Mutual Fund Net New Inflows by Investment Objective, 2004-March 2008                       Jul-08
                      Exhibit: Largest 10 Swedish Mutual Fund Managers, 2006-March 2008                                           Jul-08
                      Exhibit: Largest 10 Swedish Mutual Fund Managers by Net New Inflows, Jan-Mar 2008                           Jul-08
                      Quantitative Update: Global Metrics                                                                         Jul-08
                      Exhibit: Mutual Fund AUM, April 2008                                                                        Jul-08
                      Exhibit: Mutual Fund NNI, April 2008                                                                        Jul-08
                      Alpha vs. Beta Products Issue: Australia: Off-Center Investing                                              Jun-08
                      Exhibit: HESTA Superfund's Default (Core Pool Option) Strategic Asset Allocation, November 2007             Jun-08
                      Exhibit: Fact File on EFTs Listed on the Australian Securities Exchange, April 2008                         Jun-08
                      Exhibit: Asset Class Returns of the HESTA Superfund as of June 30, 2007                                     Jun-08
                      Exhibit: Selection of Third-Party Active and Passive Investment Products and Fees Offered by Sunsuper       Jun-08
                      Editorial: A Balance of Opposites                                                                           Jun-08
                      Europe: New Powers, Old Ways                                                                                Jun-08
                      Exhibit: IMA's Absolute Return Sector                                                                       Jun-08
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: U.K. Absolute/Total Return Retail Fund Assets, 2004-March 2008                                                                   Jun-08
                      Passive Pursuits                                                                                                                          Jun-08
                      Exhibit: Growth of ETF Assets and Primary Listings in Europe, 2003-2007                                                                   Jun-08
                      Exhibit: European Institutions Holding U.S.- and Europe-Listed ETFs, 2004-2006                                                            Jun-08
                      United States: Is the Future Long or Short?                                                                                               Jun-08
                      Exhibit: Top 10 U.S. 130/30 Managers by Institutional Assets, March 31, 2008                                                              Jun-08
                      Exhibit: Total Retail Assets of 130/30 Funds, March 2007-March 2008                                                                       Jun-08
                      Japan: ETFs Take Hold                                                                                                                     Jun-08
                      Exhibit: Japan-Listed ETF Assets Under Management, 2003-March 2008                                                                        Jun-08
                      Exhibit: Japan-Listed ETF Net New Inflows, 2003-March 2008                                                                                Jun-08
                      Quantitative Update: Australia                                                                                                            Jun-08
                      Exhibit: Australian Asset Management Marketplace Overview                                                                                 Jun-08
                      Exhibit: Australian Retail-Offer Fund Assets Under Management, 2003-2007                                                                  Jun-08
                      Exhibit: Australian Superannuation Fund Assets Under Management, 2003-2007                                                                Jun-08
                      Exhibit: Australian Retail-Offer Fund Assets Under Management by Investment Objective, 2003-2007                                          Jun-08
                      Exhibit: Australian Retail-Offer Fund Net New Inflows by Investment Objective, 2003-2007                                                  Jun-08
                      Exhibit: Largest 10 Retail-Offer Fund Managers in Australia, 2006-2007                                                                    Jun-08
                      Exhibit: Largest 10 Australian Platform Vendors by Assets Under Administration, 2006-2007                                                 Jun-08
                      Quantitative Update: Global Metrics                                                                                                       Jun-08
                      Exhibit: Mutual Fund AUM, March 2008                                                                                                      Jun-08
                      Exhibit: Mutual Fund NNI, March 2008                                                                                                      Jun-08
                      Independent Advisor Issue: United Kingdom: Advice Redefined                                                                               May-08
                      Exhibit: Fact File: The United Kingdom's Independent Advisor Industry                                                                     May-08
                      Exhibit: Summary of the FDA's Retail Distribution Review                                                                                  May-08
                      Exhibit: Views of Survey Respondents on the Extent that CAR Will Increase Fee-Based Advice Across the Industry                            May-08
                      Editorial: Paying the Price for Advice                                                                                                    May-08
                      Australia: Transition to Advisory Fees                                                                                                    May-08
                      Exhibit: Views of Survey Respondents on Whether Financial Advice Has Become More Expensive for Clients in the Last Two Years March 2008   May-08
                      Exhibit: Views of Survey Respondents on Whether Fee-Based Advisory Services Will Increase Further in the Next Three Years                 May-08
                      Exhibit: Findings of ASIC's Superannuation Switching Surveillance                                                                         May-08
                      Exhibit: Annual Compliance Costs Calculated by a Small Financial Planner                                                                  May-08
                      United States: Winning Over Hearts and Minds                                                                                              May-08
                      Exhibit: Number of Asset Managers Used by RIAs                                                                                            May-08
                      Exhibit: Reasons RIAs Choose to Use Asset Managers, 2Q 2008                                                                               May-08
                      Exhibit: How RIAs Believe Portfolio Construction Has Changed in the Last 12 Months, 2Q 2008                                               May-08
                      Exhibit: External Asset Managers Most Frequently Used by RIAs, 2007                                                                       May-08
                      Germany: Advisor Resurrection                                                                                                             May-08
                      Exhibit: German Assets Split by Distribution Channel, 2006                                                                                May-08
                      India: A Chance to Change                                                                                                                 May-08
                      Exhibit: Mutual Fund Assets Under Management by Distribution Channel, 2005-2007                                                           May-08
                      Exhibit: Fund Managers' Views on Whether Consumer and Intermediary Distribution Platforms Will Be Successful                              May-08
                      Exhibit: Distribution Channels' Importance to Asset Managers in 2011                                                                      May-08
                      Quantitative Update: Canada                                                                                                               May-08
                      Exhibit: Canadian Asset Management Marketplace Overview                                                                                   May-08
                      Exhibit: Canadian Mutual Fund Assets Under Management, 2003-2007                                                                          May-08
                      Exhibit: Canadian Trusteed Pension Assets, 2003-2007                                                                                      May-08
                                                                                     c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Canadian Mutual Fund Assets Under Management by Investment Objective, 2003-2007                       May-08
                      Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective, 2003-2007                               May-08
                      Exhibit: Mutual Fund Sponsors' Growth Metrics, 2006-2007                                                       May-08
                      Exhibit: Largest 10 Canadian Pension Fund Managers, 2006-2007                                                  May-08
                      Quantitative Update: Global Metrics                                                                            May-08
                      Exhibit: Mutual Fund AUM, February 2008                                                                        May-08
                      Exhibit: Mutual Fund NNI, February 2008                                                                        May-08
                      Fee Trends: Europe: Rewarding Performance                                                                      Apr-08
                      Exhibit: Use of Performance-Related Fees in the United Kingdom, December 2006                                  Apr-08
                      Exhibit: Management and Performance Fee Structures, December 2007                                              Apr-08
                      Exhibit: Fulcrum Fee Table for the Dunham Short-Term Bond Fund                                                 Apr-08
                      Power Shift                                                                                                    Apr-08
                      Exhibit: Estimated Distribution Fees for Actively Managed Equity Funds, December 2007                          Apr-08
                      Editorial: Fee Pressure? Yes and No                                                                            Apr-08
                      United States: 401(k): What Are You Paying For?                                                                Apr-08
                      Exhibit: Mutual Fund Fees by Investment Style in 401(k) Plans, 2005                                            Apr-08
                      Exhibit: 401(k) Fee Breakdown by Number of Plan Participants, 2006                                             Apr-08
                      A Maturing Market                                                                                              Apr-08
                      Exhibit: Number of Hedge Funds and Average Management and Performance Fees in the U.S. Market                  Apr-08
                      Exhibit: Hedge Fund Survey Respondents' Views on Greatest Net Income Pressures Over the Next Two Years, 2007   Apr-08
                      Exhibit: Hedge Fund Survey Respondents' Views on Greatest Net Income Pressures Over the Next Two Years, 2007   Apr-08
                      Asia-Pacific: The Cost of Exotic Pursuits                                                                      Apr-08
                      Exhibit: Management Fee Range for Hong Kong-Registered Mutual Funds, 2006 vs. 2007                             Apr-08
                      Exhibit: Global Hedge Fund Fee Structure                                                                       Apr-08
                      Japan's Fee Immunity                                                                                           Apr-08
                      Exhibit: Channel Share of Publicly Offered Mutual Funds in Japan, 1999-2007                                    Apr-08
                      Exhibit: ITMC and Distributor Share of Total Management Fees, (FY2005 vs. FY2006)                              Apr-08
                      Quantitative Update: Brazil                                                                                    Apr-08
                      Exhibit: Brazilian Asset Management Marketplace Overview                                                       Apr-08
                      Exhibit: Brazilian Mutual Fund Assets Under Management, 2003-2007                                              Apr-08
                      Exhibit: Brazilian Retirement Fund Assets Under Management and Net New Inflows, 2003-2007                      Apr-08
                      Exhibit: Brazilian Locally Domiciled Mutual Fund Assets Under Management by Investment Objective, 2003-2007    Apr-08
                      Exhibit: Brazilian Locally Domiciled Net New Inflows by Investment Objective , 2003-2007                       Apr-08
                      Exhibit: Largest 10 Managers of Brazilian Mutual Funds, December 2007                                          Apr-08
                      Exhibit: Brazilian Mutual Fund AUM Marketshare by Distribution Channel, 2002-2006                              Apr-08
                      Quantitative Update: Global Metrics                                                                            Apr-08
                      Exhibit: Mutual Fund AUM, January 2008                                                                         Apr-08
                      Exhibit: Mutual Fund NNI, January 2008                                                                         Apr-08
                      Investor Protection Issue: Europe: Better Late Than Never                                                      Mar-08
                      Exhibit: Top 5 Laggards Among EU Member States                                                                 Mar-08
                      Exhibit: Key Investor-Protection Measures                                                                      Mar-08
                      Exhibit: Number and Percentage of Internal Market Directives Yet to Be Transposed                              Mar-08
                      Editorial: Busy Time for Regulators                                                                            Mar-08
                      United States: Advisory Battleground                                                                           Mar-08
                      Exhibit: Program Marketshare of Managed Accounts Industry                                                      Mar-08
                      Exhibit: Advisors by Revenue Source                                                                            Mar-08
                                                                                        c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Fee-Based Brokerage Program Assets and as a Percentage of Total Managed Account Assets                                 Mar-08
                      Asia-Pacific: Tough Times                                                                                                       Mar-08
                      Exhibit: Indian Mutual Fund Assets by Distribution Channel                                                                      Mar-08
                      Exhibit: Risk Category and Expense Ratio of CPF List A Funds                                                                    Mar-08
                      Exhibit: Latest Available Figures for Median Expense Ratios (%) of CPFIS Unit Trusts and Investment-Linked Insurance Products   Mar-08
                      Exhibit: Average, Highest, and Lowest FER of All Constituent Funds                                                              Mar-08
                      Japan: Not All Bad                                                                                                              Mar-08
                      Exhibit: Japanese Mutual Fund Inflows and Outflows                                                                              Mar-08
                      Exhibit: Sales of Publicly Offered Mutual Funds                                                                                 Mar-08
                      Latin America: In Tune with the Times                                                                                           Mar-08
                      Quantitative Update: India                                                                                                      Mar-08
                      Exhibit: Indian Retail Fund Marketplace Overview                                                                                Mar-08
                      Exhibit: Indian Mutual Fund Assets Under Management                                                                             Mar-08
                      Exhibit: Indian Mutual Fund Net New Inflows                                                                                     Mar-08
                      Exhibit: Indian Mutual Fund Assets Under Management by Investment Objective                                                     Mar-08
                      Exhibit: Indian Mutual Fund Net New Inflows by investment Objective                                                             Mar-08
                      Exhibit: Largest 10 Indian Mutual Fund Managers                                                                                 Mar-08
                      Exhibit: Indian Mutual Fund Assets Under Management Marketshare by Distribution Channel                                         Mar-08
                      Exhibit: Mutual Fund AUM, December 2007                                                                                         Mar-08
                      Exhibit: Mutual Fund NNI, December 2007                                                                                         Mar-08
                      Sovereign Wealth Funds Issue: Global: Billion-Dollar Club                                                                       Feb-08
                      Exhibit: Sovereign Wealth Funds Assets Under Management by Region                                                               Feb-08
                      Exhibit: Addressable Sovereign Wealth Fund Assets by Region                                                                     Feb-08
                      Exhibit: Guide to Sovereign Wealth Fund Assets and Outsourcing Potential                                                        Feb-08
                      Europe: Open for Business                                                                                                       Feb-08
                      Exhibit: Norway's Government Pension Fund--Global                                                                               Feb-08
                      Exhibit: The GPF--Global's International Portfolio                                                                              Feb-08
                      Exhibit: Portfolio Returns as Measured in NOK                                                                                   Feb-08
                      Exhibit: Distribution of Assets, Asset Risk, and Costs Between Internal and External Management                                 Feb-08
                      Exhibit: Stabilization Fund of the Russian Federation Assets                                                                    Feb-08
                      Middle East: Secrecy Rules                                                                                                      Feb-08
                      Asia-Pacific: Tiger Funds                                                                                                       Feb-08
                      Exhibit: Selected Asian Sovereign Wealth Funds and foreign Exchange Reserves                                                    Feb-08
                      Exhibit: Projected Foreign Exchange Reserves and Percentage Growth                                                              Feb-08
                      Quantitative Update: France                                                                                                     Feb-08
                      Exhibit: French Retail Fund Marketplace Overview                                                                                Feb-08
                      Exhibit: French Mutual Fund Assets Under Management                                                                             Feb-08
                      Exhibit: French Mutual Fund Assets by Foreign Exposure                                                                          Feb-08
                      Exhibit: French Mutual Fund Assets Under Management by Investment Objective                                                     Feb-08
                      Exhibit: French Mutual Fund Net New Inflows by Investment Objective                                                             Feb-08
                      Exhibit: Largest 10 French Mutual Fund Managers                                                                                 Feb-08
                      Exhibit: Largest 10 French Mutual Fund Managers by Net New Inflows                                                              Feb-08
                      Exhibit: Mutual Fund AUM, November 2007                                                                                         Feb-08
                      Exhibit: Mutual Fund NNI, November 2007                                                                                         Feb-08
                      2008 Outlook: Global: Different… and the Same                                                                                   Jan-08
                      Exhibit: Global Comparison of Factors that Survey Respondents Expect to Promote Industry Growth in 2008                         Jan-08
                                                                                       c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Global Comparison of Factors that Survey Respondents Expect to Prevent Industry Growth in 2008                            Jan-08
                      Editorial: The Year of the Global Manager                                                                                          Jan-08
                      Europe: Happier New Year?                                                                                                          Jan-08
                      Exhibit: French Net New Inflows                                                                                                    Jan-08
                      Exhibit: German Net New Inflows                                                                                                    Jan-08
                      Exhibit: U.K. Net New Inflows                                                                                                      Jan-08
                      Japan: More of the Same                                                                                                            Jan-08
                      Exhibit: Japanese Locally Domiciled Mutual Fund Net New Inflows                                                                    Jan-08
                      Exhibit: Fund Manager Views on the Growth Prospects for Their Japanese Business in 2008 Compared to 2007                           Jan-08
                      Asia: Onwards and Upwards                                                                                                          Jan-08
                      Exhibit: Fund Manager Views on the Growth Prospects for Their Asian Business in 2008 Compared to 2007                              Jan-08
                      Exhibit: Fund Managers' Top Three Factors Most Likely to Promote Growth of Asian Mutual Fund Net New Inflows in 2008, by Country   Jan-08
                      Exhibit: Fund Managers' Top Three Factors Most Likely to Prevent Growth of Asian Mutual Fund Net New Inflows in 2008, by Country   Jan-08
                      India: The End of Easy Pickings                                                                                                    Jan-08
                      Exhibit: Factors Expected to Promote Industry Growth in 2008                                                                       Jan-08
                      Exhibit: Factors Expected to Prevent Industry Growth in 2008                                                                       Jan-08
                      United States: Reality Check                                                                                                       Jan-08
                      Exhibit: Fund Manager Views on the Growth Prospects for Their U.S. Business in 2008 Compared to 2007                               Jan-08
                      Exhibit: Total U.S. Private Defined Contribution Assets                                                                            Jan-08
                      Quantitative Update: Taiwan                                                                                                        Jan-08
                      Exhibit: Taiwanese Asset Management Marketplace Overview                                                                           Jan-08
                      Exhibit: Taiwanese Mutual Fund Assets Under Management                                                                             Jan-08
                      Exhibit: Taiwanese Retirement Fund Assets Under Management                                                                         Jan-08
                      Exhibit: Taiwanese Locally Domiciled Mutual Fund AUM by Investment Objective                                                       Jan-08
                      Exhibit: Taiwanese Locally Domiciled Mutual Fund NNI by Investment Objective                                                       Jan-08
                      Exhibit: Largest 10 SITE Managers                                                                                                  Jan-08
                      Exhibit: Taiwanese Mutual Fund AUM Marketshare by Distribution Channel                                                             Jan-08
                      Exhibit: Mutual Fund AUM, October 2007                                                                                             Jan-08
                      Exhibit: Mutual Fund NNI, October 2007                                                                                             Jan-08
                      Global Expansion Strategies Issue: Global: Global Footprints                                                                       Dec-07
                      Exhibit: CA Survey Respondents' Views on New Business Growth Over the Next Three Years by Region                                   Dec-07
                      Exhibit: CA Survey Respondents' Views on Expected Asset Management Revenue Over the Next Three Years by Region                     Dec-07
                      Exhibit: CA Survey Respondents' Country Expansion Plans Over the Next 12 Months                                                    Dec-07
                      Editorial: Balanced Growth                                                                                                         Dec-07
                      Europe: The East-West Divide                                                                                                       Dec-07
                      Exhibit: Eastern European Mutual Fund Assets Under Management                                                                      Dec-07
                      Exhibit: Eastern European Mutual Fund AUM Marketshare by Investment Objective                                                      Dec-07
                      Exhibit: Largest 10 Eastern European Mutual Fund Managers                                                                          Dec-07
                      Asia: Promise, Caution                                                                                                             Dec-07
                      Exhibit: Asia Ex-Japan Mutual Fund Assets Under Management by Country                                                              Dec-07
                      Exhibit: CA Survey Respondents' Views on Existing and Expected Asset Management Operations in China and India                      Dec-07
                      Exhibit: CA Survey Respondents' Views on Product Expansion Constraints in Asia ex-Japan Over the Next 1-3 Years                    Dec-07
                      Middle East: Stab in the Dark                                                                                                      Dec-07
                      Exhibit: Sovereign Funds in the Gulf                                                                                               Dec-07
                      Exhibit: Middle East Market Capitalization                                                                                         Dec-07
                                                                                       c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Banks in the Gulf States                                                                                 Dec-07
                      Latin America: Overlooked and Underestimated?                                                                     Dec-07
                      Exhibit: Latin American Mutual Fund Assets Under Management                                                       Dec-07
                      Exhibit: Latin American Mutual Fund AUM As a Percentage of Country GDP                                            Dec-07
                      Exhibit: CA Survey Respondents' Views on Product Expansion Constraints in Latin America Over the Next 1-3 Years   Dec-07
                      Quantitative Update: Switzerland                                                                                  Dec-07
                      Exhibit: Swiss Mutual Fund Assets Under Management                                                                Dec-07
                      Exhibit: Swiss Mutual Fund AUM by Selected Asset Classes                                                          Dec-07
                      Exhibit: Swiss Mutual Fund Assets by Foreign Exposure                                                             Dec-07
                      Exhibit: Swiss Mutual Fund AUM by Investment Objective                                                            Dec-07
                      Exhibit: Largest 10 Swiss Mutual Fund Managers                                                                    Dec-07
                      Exhibit: Largest 10 Swiss Mutual Fund Managers by Net New Inflows                                                 Dec-07
                      Exhibit: Mutual Fund AUM by Domicile, September 2007                                                              Dec-07
                      Exhibit: Global Mutual Fund Statistics, September 2007                                                            Dec-07
                      Product Strategy Issue: Asia-Pacific: Portfolio Optimization                                                      Nov-07
                      Exhibit: Equity Fund Assets As a Percentage of Total Mutual Fund Assets                                           Nov-07
                      Exhibit: Ranking of Net New Inflows by Fund Type                                                                  Nov-07
                      Exhibit: CA Survey Respondents' Views on Impact of Market Issues in Asia                                          Nov-07
                      Exhibit: Selected Asset Class Ranking by Net Sales in Hong Kong                                                   Nov-07
                      Exhibit: Top 10 Fund Managers in Hong Kong by Number of Funds                                                     Nov-07
                      Editorial: Solutions, Not Products                                                                                Nov-07
                      United States: Peaceful Co-Existence                                                                              Nov-07
                      Exhibit: Total ETF vs. Long-Term Open-End Mutual fund Assets and Growth                                           Nov-07
                      Exhibit: Asset Managers' Plans for Product Launches by Vehicle and Structure                                      Nov-07
                      Exhibit: Number of New Exchange-Traded Funds                                                                      Nov-07
                      Exhibit: Correlation of Total Expense Ratios to Net New Flows of Funds                                            Nov-07
                      Europe: X-treme Investing                                                                                         Nov-07
                      Exhibit: U.K. Mutual Fund Net New Inflows by Investment Objective                                                 Nov-07
                      Exhibit: French Mutual Fund Net New Inflows by Investment Objective                                               Nov-07
                      Exhibit: German Mutual Fund Net New Inflows by Investment Objective                                               Nov-07
                      Less Risk, More Choices                                                                                           Nov-07
                      Exhibit: U.K. Mutual Fund Assets Under Management by Investment Objective                                         Nov-07
                      Exhibit: French Mutual Fund Assets Under Management by Investment Objective                                       Nov-07
                      Exhibit: German Mutual Fund Assets Under Management by Investment Objective                                       Nov-07
                      Japan: New Era of Transparency                                                                                    Nov-07
                      Exhibit: Japanese Locally Domiciled Mutual Fund NNI                                                               Nov-07
                      Exhibit: Japanese Fund-of-Funds AUM and As a Percentage of Total MF AUM                                           Nov-07
                      Exhibit: Japanese Fund-of-Funds NNI and As a Percentage of Total MF NNI                                           Nov-07
                      Quantitative Update: Mexico                                                                                       Nov-07
                      Exhibit: Mexican Mutual Fund Assets Under Management                                                              Nov-07
                      Exhibit: Mexican Retirement Fund Assets Under Management                                                          Nov-07
                      Exhibit: Mexican Mutual Fund AUM Marketshare by Geographical Focus                                                Nov-07
                      Exhibit: Mexican Mutual Fund Net New Inflows by Investment Objective                                              Nov-07
                      Exhibit: Mexican Mutual Fund AUM Marketshare by Investment Objective                                              Nov-07
                      Exhibit: Mexican Mutual Fund AUM Marketshare by Distribution Channel                                              Nov-07
                      Exhibit: Largest 10 Mexican Mutual Fund Managers                                                                  Nov-07
                                                                                        c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Mutual Fund AUM by Domicile, August 2007                                                                                              Nov-07
                      Exhibit: Global Mutual Fund Statistics, August 2007                                                                                            Nov-07
                      Wholesaling Issue: Europe: Taking on the Gatekeepers                                                                                           Oct-07
                      Exhibit: European Intermediaries' Views of Most Important Attributees When Selecting an Asset Manager                                          Oct-07
                      Exhibit: European Fund Manager Views of Most Important Attributes When Securing a Distribution Relationship                                    Oct-07
                      United States: Consultative Wholesaling                                                                                                        Oct-07
                      Exhibit: What U.S. Wholesalers Believe Will Be the Biggest Change to Time Spent with Advisors in the Next Three Years                          Oct-07
                      Exhibit: U.S. Sales Management: Obstacles to Acting Consultatively with Advisors                                                               Oct-07
                      Asia-Pacific: Performance, and What Else?                                                                                                      Oct-07
                      Exhibit: Asian Distributors' Views on Selection Process for Fund Managers                                                                      Oct-07
                      Exhibit: Fund Manager Views on Future Strategies in Asia                                                                                       Oct-07
                      Special Report: MiFID Directive: Passport to Europe                                                                                            Oct-07
                      Exhibit: MiFID Implementation Timelines: Actual or Intended Date of Notification of Complete Transposition of Level 1 and Level 2 Directives   Oct-07
                      Exhibit: The Timetable for Implementation of MiFID                                                                                             Oct-07
                      Exhibit: Guide to the Financial Services Impacted by MiFID                                                                                     Oct-07
                      More Gloss, Less Shine?                                                                                                                        Oct-07
                      Japan: Partners or Strangers?                                                                                                                  Oct-07
                      Exhibit: Japanese Retail Assets of Pictet and Fidelity Investments                                                                             Oct-07
                      Quantitative Update: Japan                                                                                                                     Oct-07
                      Exhibit: Japanese Mutual Fund Assets under Management                                                                                          Oct-07
                      Exhibit: Japanese Locally Domiciled Mutual Fund Assets under Management                                                                        Oct-07
                      Exhibit: Japanese Cross-Border Funds Assets under Management                                                                                   Oct-07
                      Exhibit: Japanese Locally Domiciled Mutual Fund AUM by Investment Objective                                                                    Oct-07
                      Exhibit: Japanese Locally Domiciled Mutual Fund Net New Inflows by Investment Objective                                                        Oct-07
                      Exhibit: Largest 10 Japanese Investment Trust Management Companies                                                                             Oct-07
                      Exhibit: Japanese Locally Domiciled Mutual Fund AUM by Distribution Channel                                                                    Oct-07
                      Exhibit: Mutual Fund AUM by Domicile, July 2007                                                                                                Oct-07
                      Exhibit: Global Mutual Fund Statistics, July 2007                                                                                              Oct-07
                      Branding Issue: United States: What's in a Name?                                                                                               Sep-07
                      Exhibit: Total Advertising Expenditure by the 25 Highest Spending U.S. Mutual Fund Managers                                                    Sep-07
                      Exhibit: Top 10 Mutual Fund Companies in 1Q 2007 by Advertising Spending                                                                       Sep-07
                      Exhibit: Retail Third-Party Distribution-Focused Asset Managers' Current Emphasis on Branding                                                  Sep-07
                      Exhibit: Asset Managers with Third-Party Distribution Anticipated Emphasis on Advertising                                                      Sep-07
                      Europe: FOFs: Does Branding Matter?                                                                                                            Sep-07
                      Exhibit: U.K. Fund-of-Fund Assets Under Management                                                                                             Sep-07
                      Exhibit: U.K. Fund-of-Fund Net New Inflows                                                                                                     Sep-07
                      Exhibit: U.K. Advertising Expenditure by Medium                                                                                                Sep-07
                      Japan: Taking Retirement Seriously                                                                                                             Sep-07
                      Exhibit: Average Financial Assets by Householder Age                                                                                           Sep-07
                      Exhibit: Number of Births and Year of Retirement                                                                                               Sep-07
                      Exhibit: Japan's GDP and Advertising Expenditure in the Four Major Media                                                                       Sep-07
                      Exhibit: Finance/Insurance Industry Advertising Expenditure                                                                                    Sep-07
                      Exhibit: FOF AUM as a Percentage of Total Publicly Offered Mutual Fund Assets                                                                  Sep-07
                      Asia-Pacific: Bang for the Buck                                                                                                                Sep-07
                      Exhibit: Advertising Expenditure of the Investment/Fund Sector in Singapore                                                                    Sep-07
                      Exhibit: Advertising Expenditure by Taiwan's Fund and Investment Trust Sector                                                                  Sep-07
                                                                                        c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Advertising Expenditure by Fund Managers in Korea                                                   Sep-07
                      Quantitative Update: Korea                                                                                   Sep-07
                      Exhibit: Korean Mutual Fund Assets Under Management                                                          Sep-07
                      Exhibit: Korean Mutual Fund Assets Under Management by Domicile                                              Sep-07
                      Exhibit: Overseas Exposure of Korean Mutual Fund Assets Under Management                                     Sep-07
                      Exhibit: Korean Locally Domiciled Mutual Fund AUM by Investment Objective                                    Sep-07
                      Exhibit: Korean Locally Domiciled MF Net New Inflows by Investment Objective                                 Sep-07
                      Exhibit: Largest 10 Korean Local Mutual Fund Managers                                                        Sep-07
                      Exhibit: Korean Locally Domiciled MF AUM Marketshare by Distribution Channel                                 Sep-07
                      Exhibit: Mutual Fund AUM by Domicile, June 2007                                                              Sep-07
                      Exhibit: Global Mutual Fund Statistics, June 2007                                                            Sep-07

                      Pensions Issue: United States: A Glimpse into the Future                                                     Aug-07

                      Exhibit: Sources of Income for the U.S. Population Aged 65 and Older                                         Aug-07
                      Exhibit: U.S. Private and Public Retirement Fund Marketplace                                                 Aug-07
                      Exhibit: Defined Contribution Assets                                                                         Aug-07
                      Europe: Changing the Guard                                                                                   Aug-07
                      Exhibit: European Retirement Fund Assets Under Management                                                    Aug-07
                      Exhibit: Growth of Swedish PPM Assets Under Management                                                       Aug-07
                      Exhibit: Growth of German Occupational Retirement Plan Assets Under Management                               Aug-07
                      Exhibit: U.K. Retirement Fund Assets Under Management by Fund Type                                           Aug-07
                      Exhibit: Growth of French Retirement Assets Under Management                                                 Aug-07
                      Exhibit: Growth of Italian Defined Contribution Fund Assets Under Management                                 Aug-07
                      Asia-Pacific: The Clock Is Ticking                                                                           Aug-07
                      Exhibit: Asian Retirement Fund Assets Under Management                                                       Aug-07
                      Exhibit: Insurance/Pension Assets as a Percentage of Total HHFA                                              Aug-07
                      Exhibit: Old Age Dependency Ratio by Country                                                                 Aug-07
                      Exhibit: Key Pension Schemes in Asia                                                                         Aug-07
                      Japan: Occupational Hazards                                                                                  Aug-07
                      Exhibit: Japanese Occupational Pension AUM by Plan Type                                                      Aug-07
                      Exhibit: Top 10 Japanese Plan Administrators by Number of Subscribers                                        Aug-07
                      Exhibit: Investment Objectives of Japanese EBP Assets                                                        Aug-07
                      Latin America: Good for Some                                                                                 Aug-07
                      Exhibit: Chilean Retirement Fund Assets Under Management                                                     Aug-07
                      Exhibit: Percentage of Pension System Contributors by Age Group                                              Aug-07
                      Quantitative Update: Canada                                                                                  Aug-07
                      Exhibit: Canadian Mutual Fund Assets Under Management                                                        Aug-07
                      Exhibit: Canadian Mutual Fund Assets Under Management by Foreign Exposure                                    Aug-07
                      Exhibit: Canadian Trusteed Pension Assets                                                                    Aug-07
                      Exhibit: Canadian Mutual Fund Assets Under Management by Investment Objective                                Aug-07
                      Exhibit: Canadian Mutual Fund Net New Inflows by Investment Objective                                        Aug-07
                      Exhibit: Largest 10 Mutual Fund Sponsors' Growth Metrics                                                     Aug-07
                      Exhibit: Largest 10 Canadian Pension Fund Managers                                                           Aug-07
                      Exhibit: Mutual Fund AUM by Domicile, May 2007                                                               Aug-07
                      Exhibit: Global Mutual Fund Statistics, May 2007                                                             Aug-07
                      Multimanager Issue: United States: Now Let's Go Play Golf                                                    Jul-07
                                                                                        c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: U.S. Lifecycle Fund Assets within Employer-Sponsored Defined Contribution Plans                     Jul-07
                      Europe: The U.K. Way                                                                                         Jul-07
                      Exhibit: U.K. Fund-of-Funds Assets Under Management and Net New Inflows                                      Jul-07
                      Exhibit: U.K. Manager-of-Managers AUM Marketshare by Vendor (Institutional & Retail)                         Jul-07
                      Exhibit: Largest U.K. Fund-of-Funds Managers by AUM Marketshare                                              Jul-07
                      European Commentary                                                                                          Jul-07
                      Exhibit: Growth of UCITS Assets                                                                              Jul-07
                      The Gulf States: A Wealth of Opportunities; Spoilt for Choice                                                Jul-07
                      Exhibit: Assets Under Management in Kuwait, Saudi Arabia, and Bahrain                                        Jul-07
                      Exhibit: Guide to the Investments Industry in the Gulf States                                                Jul-07
                      Exhibit: Largest Funds in the GCC                                                                            Jul-07
                      Japan: A Multitude of Asset Classes                                                                          Jul-07
                      Exhibit: Fund-of-Funds Assets and Annual Growth Rate                                                         Jul-07
                      Exhibit: Japan Fund-of-Funds Assets as a Percentage of Total Publicly Offered Fund Assets                    Jul-07
                      Asia-Pacific: A Long Haul                                                                                    Jul-07
                      Exhibit: Multimanager Assets in Australia Versus Asia-Pacific                                                Jul-07
                      Quantitative Update: United Kingdom                                                                          Jul-07
                      Exhibit: U.K. Mutual Fund Assets Under Management                                                            Jul-07
                      Exhibit: U.K. Mutual Fund Assets Under Management by Geographical Focus                                      Jul-07
                      Exhibit: U.K. Retirement Fund Assets Under Management by Plan Type                                           Jul-07
                      Exhibit: U.K. Mutual Fund Assets Under Management by Investment Objective                                    Jul-07
                      Exhibit: U.K. Mutual Fund Net New Inflows by Investment Objective                                            Jul-07
                      Exhibit: Largest 10 U.K. Mutual Fund Managers                                                                Jul-07
                      Exhibit: Largest 10 U.K. Mutual Fund Managers by Net New Inflows                                             Jul-07
                      Exhibit: Mutual Fund AUM by Domicile, April 2007                                                             Jul-07
                      Exhibit: Global Mutual Fund Statistics, April 2007                                                           Jul-07
                      New Distribution Trends Issue: Europe: Advisors' Resurrection                                                Jun-07
                      Exhibit: Share of Retail AUM by Distribution Channel of Survey Respondents                                   Jun-07
                      Exhibit: Share of Retail Fund Net Sales by Distribution Channel of Survey Respondents                        Jun-07
                      401(k), European Style                                                                                       Jun-07
                      Exhibit: European Pensions AUM                                                                               Jun-07
                      Exhibit: PERCO Assets Under Management                                                                       Jun-07
                      Japan: Can the Post Deliver?                                                                                 Jun-07
                      Exhibit: Japan Post Assets Under Management                                                                  Jun-07
                      Exhibit: Share of Investment Fund AUM: Japan Post vs. Top 10 Distributors                                    Jun-07
                      Exhibit: Yucho Savings                                                                                       Jun-07
                      Asia-Pacific: Private Banking: Hits and Misses                                                               Jun-07
                      Exhibit: Asia-Pacific High-Net-Worth Wealth Distribution by Market                                           Jun-07
                      Exhibit: Global Wealth Growth                                                                                Jun-07
                      United States: Looking Up                                                                                    Jun-07
                      Exhibit: Total Investable Assets Distribution by Net Worth Tier                                              Jun-07
                      Exhibit: Retail Registered Investment Advisor Market Segmentation                                            Jun-07
                      Quantitative Update: Australia                                                                               Jun-07
                      Exhibit: Australian Retail-Offer Fund Assets Under Management                                                Jun-07
                      Exhibit: Australian Retail-Offer Fund Assets Under Management by Tax Structure                               Jun-07
                      Exhibit: Australian Superannuation Fund Assets Under Management                                              Jun-07
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Australian Retail-Offer Fund Assets Under Management by Investment Objective                                            Jun-07
                      Exhibit: Australian Retail-Offer Fund Net New Inflows by Investment Objective                                                    Jun-07
                      Exhibit: Largest 10 Retail-Offer Fund Managers in Australia                                                                      Jun-07
                      Exhibit: Largest 10 Australian Platform Vendors by Assets Under Management                                                       Jun-07
                      Exhibit: Mutual Fund AUM by Domicile, March 2007                                                                                 Jun-07
                      Exhibit: Global Mutual Fund Statistics, March 2007                                                                               Jun-07
                      Insurance Issue: Asia-Pacific: Coming of Age                                                                                     May-07
                      Exhibit: Total Investable Insurance Assets                                                                                       May-07
                      Exhibit: Outsourced Insurance Assets by Count                                                                                    May-07
                      Exhibit: Addressable Insurance Assets                                                                                            May-07
                      European Commentary                                                                                                              May-07
                      Europe: Brave New World                                                                                                          May-07
                      Exhibit: Total Investments of European Life Insurers                                                                             May-07
                      Exhibit: Percentage of Population Who View Pensions as a Government Responsibility                                               May-07
                      Japan: Forbidden Fruit                                                                                                           May-07
                      Exhibit: Growth of the VA Market                                                                                                 May-07
                      Exhibit: Variable Annuities AUM Share, by Insurer                                                                                May-07
                      United States: A Break with the Past                                                                                             May-07
                      Exhibit: Variable Annuity Industry Asset Growth                                                                                  May-07
                      Latin America: Retirement Benefits                                                                                               May-07
                      Exhibit: Marketshare of Chile's APV Retirement Assets                                                                            May-07
                      Exhibit: AUMs of Brazil's Complementary Pension Plans                                                                            May-07
                      Quantitative Update: Chile                                                                                                       May-07
                      Exhibit: Chilean Mutual Fund Assets Under Management                                                                             May-07
                      Exhibit: Chilean Mutual Fund AUM Marketshare by Geographical Focus                                                               May-07
                      Exhibit: Chilean Retirement Fund Assets Under Management                                                                         May-07
                      Exhibit: Chilean Mutual Fund AUM Marketshare by Investment Objective                                                             May-07
                      Exhibit: Chilean Mutual Fund Net New Inflows by Investment Objective                                                             May-07
                      Exhibit: Top 10 Chilean Mutual Fund Managers                                                                                     May-07
                      Exhibit: Chilean Mutual Fund AUM Marketshare by Distribution Channel                                                             May-07
                      Exhibit: Mutual Fund AUM by Domicile, February 2007                                                                              May-07
                      Exhibit: Global Mutual Fund Statistics, February 2007                                                                            May-07
                      April 2007                                                                                                                       Apr-07
                      Asia Pacific: Property Mania                                                                                                     Apr-07
                      Exhibit: Average AUM of Global Property Funds over the Last Three Years, 2004-2006 (A$ millions)                                 Apr-07
                      Exhibit: Geographical Allocation of Funds, Year-End 2006                                                                         Apr-07
                      Exhibit: Sectorial Allocation of Funds, Year-End 2006                                                                            Apr-07
                      Europe: Think Local, Go Regional; Fighting Back                                                                                  Apr-07
                      Exhibit: Survey Respondent Retail Assets under Management by Distribution Channels in France, 2003-2005 (% of AUM)               Apr-07
                      Exhibit: Survey Respondent Retail Assets under Management by Distribution Channels in Germany, 2003-2005 (% of AUM)              Apr-07
                      Exhibit: Survey Respondent Retail Assets under Management by Distribution Channels in Italy, 2003-2005 (% of AUM)                Apr-07
                      Exhibit: Survey Respondent Retail Assets under Management by Distribution Channels in Spain, 2003-2005 (% of AUM)                Apr-07
                      Exhibit: Survey Respondent Retail Assets under Management by Distribution Channels in Switzerland, 2003-2005 (% of AUM)          Apr-07
                      Exhibit: Survey Respondent Retail Assets under Management by Distribution Channels in the United Kingdom, 2003-2005 (% of AUM)   Apr-07
                      Japan: No-Loads' Resurrection                                                                                                    Apr-07
                      Exhibit: Vanguard's Funds Provided Through FOFs of Saison Asset Management                                                       Apr-07
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Japan's Recent Fund AUM Growth, 2001-2006                                                                                                  Apr-07
                      Quantitative Update: China                                                                                                                          Apr-07
                      Exhibit: Chinese Mutual Fund AUM by Fund Type, 2000-2006 (RMB billions)                                                                             Apr-07
                      Exhibit: Chinese Mutual Fund AUM Marketshare by Investor Type, 2005E-2010E                                                                          Apr-07
                      Exhibit: Chinese Open-End Mutual Fund AUM Marketshare by Investment Objective, 2002-2006                                                            Apr-07
                      Exhibit: Chinese Open-End Mutual Fund Launches, 4Q 2006                                                                                             Apr-07
                      Exhibit: Chinese Retail Mutual Fund AUM Marketshare by Distribution Channel, 2005E-2010E                                                            Apr-07
                      Exhibit: Competitive Analysis of Top 10 Mutual Fund Managers in China, 2006                                                                         Apr-07
                      Exhibit: Top 10 Fully Operational Joint Venture AUM, 2006                                                                                           Apr-07
                      Exhibit: Mutual Fund AUM by Domicile (US$ billions), 1/2007                                                                                         Apr-07
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 1/2007                                                                                       Apr-07
                      March 2007                                                                                                                                          Mar-07
                      European Mutual Fund Distribution: Dissecting the Dynamics; Second Coming of the UK Offshores                                                       Mar-07
                      Exhibit: European Mutual Fund Assets under Management (€ billions), 2002-2005                                                                       Mar-07
                      Exhibit: Survey Respondent AUM in Subadvisory Mandates for Third-Party Mutual Funds in Europe (% of Total Firm's AUM), 2003-2005                    Mar-07
                      Exhibit: Survey Respondent Mutual Fund AUM by Investor Type, 2003-2005                                                                              Mar-07
                      Exhibit: Survey Respondent Mutual Fund AUM in Funds of Funds, 2003-2005 (% of Total Firm's AUM), 2003-2005                                          Mar-07
                      Exhibit: Survey Respondent Subadvised AUM as Percentage of Mutual Fund AUM, 2003-2005 (% of Total Firm's AUM)                                       Mar-07
                      Exhibit: Survey Respondent Retail Assets under Management by Distribution Channel, 2003-2005 (% of AUM)                                             Mar-07
                      Exhibit: Survey Respondent Mutual Fund Net Sales by Investor Category, 2003-2005 (% of Net Sales)                                                   Mar-07
                      Exhibit: Survey Respondent Retail Fund Net Sales Marketshare by Distribution Channel, 2003-2005 (% of Net Retail Sales)                             Mar-07
                      Exhibit: Survey Respondents' Average Retrocessions (% of Annual Management Fee) Paid to Distributors by Fund Category, December 2005 (% of Annual   Mar-07
                      Management Fee)
                      Exhibit: Jersey, Guernsey, and Isle of Man AUM/AUA (US$ billions), 1999-2006                                                                        Mar-07
                      Mexico: Mexico Inches Toward Open Architecture                                                                                                      Mar-07
                      Exhibit: Mexican Mutual Fund AUM, 2000-2006 (MXP billions)                                                                                          Mar-07
                      India: Developing Distribution                                                                                                                      Mar-07
                      Exhibit: Indian Mutual Fund AUM Marketshare by Distribution Channel, June 2006                                                                      Mar-07
                      Japan: On the Up and Up                                                                                                                             Mar-07
                      Exhibit: Post's Fund Sales vs. Banks and Brokerages (¥ billions)                                                                                    Mar-07
                      Exhibit: The Post's Fund Lineup                                                                                                                     Mar-07
                      Quantitative Update: Sweden                                                                                                                         Mar-07
                      Exhibit: Swedish Mutual Fund Assets under Management (€ billions), 2002-11/2006                                                                     Mar-07
                      Exhibit: Largest 10 Swedish Mutual Fund Managers , 2003-11/2006                                                                                     Mar-07
                      Exhibit: Swedish Mutual Fund AUM Marketshare by Geographical Focus, 2002-11/2006                                                                    Mar-07
                      Exhibit: Swedish Mutual Fund AUM Marketshare by Investment Objective, 2002-11/2006                                                                  Mar-07
                      Exhibit: Swedish Mutual Fund Net New Inflows by Investment Objective (€ billions), 2002-11/2006                                                     Mar-07
                      Exhibit: Swedish Fund-of-Funds Assets under Management (€ millions), 2002-11/2006                                                                   Mar-07
                      Exhibit: Swedish Fund-of-Funds Net New Inflows (€ millions), 2002-11/2006                                                                           Mar-07
                      Exhibit: Mutual Fund AUM by Domicile (US$ billions), 12/2006                                                                                        Mar-07
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 12/2006                                                                                      Mar-07
                      February 2007                                                                                                                                       Feb-07
                      Global Asset Management M&A: Boom for M&A in the USA?; View from the Top Down                                                                       Feb-07
                      Exhibit: Estimated Assets under Management Acquired by Buyer Type (US$ billions), 1997-2006                                                         Feb-07
                      Exhibit: Estimated Assets under Management Acquired by Buyer Location (US$ billions), 1997-2006                                                     Feb-07
                      Exhibit: U.S. Banks with Proprietary Funds                                                                                                          Feb-07
                      Exhibit: International M&A Activity through 2006 (US$)                                                                                              Feb-07
                                                                                         c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Asset Management Company IPOs in 2006 by Size (US$ millions)                                                       Feb-07
                      Europe: Analyze This!; Finally a Real Take Off                                                                              Feb-07
                      Exhibit: The Interplay of Investment Research Legislation                                                                   Feb-07
                      Exhibit: The Investment Fund Market in Norway                                                                               Feb-07
                      Japan: Who Wants Intermediaries?                                                                                            Feb-07
                      Exhibit: Major Securities Intermediary Relationships in Japan                                                               Feb-07
                      Exhibit: Japanese Household Financial Assets (¥ trillions), 2001-2006                                                       Feb-07
                      Exhibit: Marketshare of Japanese Financial Assets by Investment Vehicle, March 2006                                         Feb-07
                      Asia: It's About Time                                                                                                       Feb-07
                      Exhibit: Central Provident Fund New Rules                                                                                   Feb-07
                      Quantitative Update: Brazil                                                                                                 Feb-07
                      Exhibit: Brazilian Mutual Fund Assets under Management (R$ billions), 2001-11/2006                                          Feb-07
                      Exhibit: Largest 10 Brazilian Mutual Fund Managers (R$ billions), 11/2006                                                   Feb-07
                      Exhibit: Brazilian Mutual Fund Net New Inflows by Investment Objective (R$ billions), 2002-11/2006                          Feb-07
                      Exhibit: Brazilian Mutual Fund AUM Marketshare by Investment Objective, 2001-11/2006                                        Feb-07
                      Exhibit: Brazilian Mutual Fund Marketshare by Geographical Focus, 2002-11/2006                                              Feb-07
                      Exhibit: Brazilian Mutual Fund AUM Marketshare by Distribution Channel, 2002-2005                                           Feb-07
                      Exhibit: Brazilian Mutual Fund AUM Marketshare by Client Type, 2002-2005                                                    Feb-07
                      Exhibit: Mutual Fund AUM by Domicile (US$ billions), 11/2006                                                                Feb-07
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 11/2006                                                              Feb-07
                      January 2007                                                                                                                Jan-07
                      Global Multimanagement: Stronger Than Ever                                                                                  Jan-07
                      Exhibit: Global Multimanager Assets under Management (US$ billions), 1999-2005                                              Jan-07
                      Exhibit: Global Multimanager Assets under Management (including Funds of Hedge Funds) (US$ billions), 2000-2005             Jan-07
                      Europe: Time to Fix UCITS, Bit by Bit                                                                                       Jan-07
                      Exhibit: Timeline: EU Initiatives in the Pipeline                                                                           Jan-07
                      Chile: Going International, At Home                                                                                         Jan-07
                      Exhibit: Chilean Mutual Fund Industry Allocation to International Managers                                                  Jan-07
                      Exhibit: Chilean Mutual Fund Investment in International Funds by Regional Allocation (US$ millions), 09/2006               Jan-07
                      India: Indian Bazaar                                                                                                        Jan-07
                      Exhibit: Indian Mutual Fund Distribution Network                                                                            Jan-07
                      Exhibit: National Distributors in India                                                                                     Jan-07
                      Japan: Not All Bad News                                                                                                     Jan-07
                      Exhibit: Total Japanese Client Assets under Management (¥ trillions), 03/2002-03/2006                                       Jan-07
                      Exhibit: Japanese Mutual Fund Assets under Management by Domicile (¥ billions), 2001-2010E                                  Jan-07
                      Quantitative Update: India                                                                                                  Jan-07
                      Exhibit: Largest 10 Indian Mutual Fund Managers                                                                             Jan-07
                      Exhibit: Indian Mutual Fund AUM Marketshare by Public-Sector Affiliation                                                    Jan-07
                      Exhibit: Indian Mutual Fund AUM Marketshare by Investment Objective                                                         Jan-07
                      Exhibit: Indian Mutual Fund Net New Inflows by Investment Objective (Rs billions), 2000-10/2006                             Jan-07
                      Exhibit: Indian Mutual Fund of Funds Assets under Management (Rs billions), 2003-10/2006                                    Jan-07
                      Exhibit: Indian Mutual Fund AUM Marketshare by Distribution Channel                                                         Jan-07
                      Exhibit: Mutual Fund AUM by Domicile (US$ billions), 10/2006                                                                Jan-07
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 10/2006                                                              Jan-07
                      December 2006                                                                                                               Dec-06
                      Real Estate Investment Trusts: REITs on the Rise in Europe; REITs for the Masses in the U.S.; Asia's Changing REIT Market   Dec-06
                                                                                       c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: The Listed Property Market in Europe, 2005                                                                      Dec-06
                      Exhibit: The Listed Property Market in Europe, 2011E                                                                     Dec-06
                      Exhibit: REIT Market Capitalization, Select Countries (US$ billions)                                                     Dec-06
                      Exhibit: U.S. REIT Mutual Fund Assets and Net Flows (US$ millions)                                                       Dec-06
                      Exhibit: Number of REITs Available in the Asia-Pacific Region                                                            Dec-06
                      Europe: On Your Marke                                                                                                    Dec-06
                      Exhibit: German Cross-Border Mutual Fund AUM (€ billions), 2001-06/2006                                                  Dec-06
                      Australia: Preparing for the Future                                                                                      Dec-06
                      Exhibit: Australia's Future Fund Timeline                                                                                Dec-06
                      Japan: Private Offerings                                                                                                 Dec-06
                      Exhibit: Japanese Locally Domiciled Private Placement Fund Assets under Management (¥ billions), 2000-06/2006            Dec-06
                      Exhibit: Largest Privately Placed Funds in Japan (¥ billions), July 2006                                                 Dec-06
                      Quantitative Update: Germany                                                                                             Dec-06
                      Exhibit: Market Summary                                                                                                  Dec-06
                      Exhibit: German Mutual Fund Assets under Management (€ billions), 2001-09/2006                                           Dec-06
                      Exhibit: Largest 10 German Mutual Fund Managers, 09/2006                                                                 Dec-06
                      Exhibit: German Mutual Fund AUM Marketshare by Geographical Focus, 2001-09/2006                                          Dec-06
                      Exhibit: German Mutual Fund AUM Marketshare by Investment Objective, 2001-09/2006                                        Dec-06
                      Exhibit: German Mutual Fund Net New Inflows by Investment Objective, 2002-09/2006                                        Dec-06
                      Exhibit: German Funds of Funds AUM (€ billions), 2002-09/2006                                                            Dec-06
                      Exhibit: German Cross-Border Mutual Fund AUM Marketshare by Distribution Channel, 2002-2004                              Dec-06
                      Exhibit: Mutual Fund AUM by Domicile (US$ billions), 09/2006                                                             Dec-06
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 09/2006                                                           Dec-06
                      November 2006                                                                                                            Nov-06
                      Exchange Traded Funds: Taking Center Stage                                                                               Nov-06
                      Exhibit: Global Exchange-Traded Fund Assets under Management (US$ billions), 1999-2Q 2006                                Nov-06
                      Exhibit: Asian ETFs                                                                                                      Nov-06
                      Exhibit: Global ETF Assets under Management, U.S. vs. Non-U.S. (US$ billions), 1999-2Q 2006                              Nov-06
                      Exhibit: Global ETF Assets under Management by Region, June 2006                                                         Nov-06
                      Exhibit: European ETF Issuers by Assets under Management, March 2006                                                     Nov-06
                      Exhibit: Breakdown of Assets under Management for European ETS, 1Q 2006                                                  Nov-06
                      Europe: Luxembourg on a Role; A Different Sort of Convergence                                                            Nov-06
                      Exhibit: Trends in the Luxembourg Fund Market (€ billions), 2003-06/2006                                                 Nov-06
                      Exhibit: Mutual Fund Assets under Management in Europe (US$ billions): France, Italy, U.K., Germany Switzerland, Spain   Nov-06
                      Latin America: Making a Start                                                                                            Nov-06
                      Exhibit: Cross-Border Allocation of Colombian Pension System, June 2006                                                  Nov-06
                      Exhibit: Colombian Obligatory Funds' Cross-Border Holdings by Fund Type, 2003-2005                                       Nov-06
                      Asia-Pacific: A Shaky Beginning                                                                                          Nov-06
                      Exhibit: QDII Developments                                                                                               Nov-06
                      Japan: Stepping Up                                                                                                       Nov-06
                      Exhibit: Growth in the Size of DC AUM and DC- Oriented Funds (¥ billions), 03/2003-03-2006                               Nov-06
                      Quantitative Update: Mexico                                                                                              Nov-06
                      Exhibit: Market Summary                                                                                                  Nov-06
                      Exhibit: Mexican Mutual Fund Assets under Management (MXP$ billions)                                                     Nov-06
                      Exhibit: Largest 10 Mexican Mutual Fund Managers, 08/2006                                                                Nov-06
                      Exhibit: Mexican Mutual Fund Net New Inflows by Investment Objective (MXP$ billions)                                     Nov-06
                                                                                      c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Mexican Mutual Fund AUM Marketshare by Investment Objective, 2002-08/2006                                               Nov-06
                      Exhibit: Mexican Mutual Fund AUM Marketshare by Geographical Focus, 2002-08/2006                                                 Nov-06
                      Exhibit: Mexican Mutual Fund AUM Marketshare by Distribution Channel, 2002-2005                                                  Nov-06
                      Exhibit: Mexican Mutual Fund AUM Marketshare by Client Type, 2002-2005                                                           Nov-06
                      Exhibit: Mutual Fund AUM by Domicile (US$ billions), 08/2006                                                                     Nov-06
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 08/2006                                                                   Nov-06
                      October 2006                                                                                                                     Oct-06
                      International Managed Accounts: Global Growth; Around the Corner                                                                 Oct-06
                      Exhibit: Managed Account Product Offerings in Japan                                                                              Oct-06
                      Exhibit: Managed Accounts Defined                                                                                                Oct-06
                      Exhibit: Managed Account Offerings in Australia                                                                                  Oct-06
                      Exhibit: Rank of Dealer Groups' Perceived Advantages of Individually Managed Accounts (IMA) Structures Conveyed to Clients       Oct-06
                      Exhibit: Reasons for Not Offering Managed Accounts                                                                               Oct-06
                      Exhibit: Respondents' Views on Most Important Reason for Not Offering Managed Accounts                                           Oct-06
                      Exhibit: Inherent Weaknesses of Managed Accounts to Offer                                                                        Oct-06
                      Exhibit: Respondents' Views as to the Most Important weakness Inherent in IMAs and Separately Managed Accounts (SMAs) on Offer   Oct-06
                      Exhibit: Plans to Put Clients into Managed Accounts in Future                                                                    Oct-06
                      Exhibit: Reasons for Offering Managed Accounts in Future                                                                         Oct-06
                      Europe: A Problem with the Plumbing; What's Left to Ponder?; When the Levee Breaks                                               Oct-06
                      Exhibit: Clearing and Settlement Costs in Europe vs. United States (€)                                                           Oct-06
                      Exhibit: Eastern Europe Mutual Fund Assets under Management (€ billions), 2001-07/2006                                           Oct-06
                      Exhibit: Largest 10 Italian Mutual Fund Managers - Post Merger (€)                                                               Oct-06
                      United States: Asset Management, Circa 2006                                                                                      Oct-06
                      Exhibit: The Forces That Are Redefining "Product"                                                                                Oct-06
                      Exhibit: Asset Managers Are Wearing Many Different Hats                                                                          Oct-06
                      Quantitative Update: Taiwan                                                                                                      Oct-06
                      Exhibit: Market Summary                                                                                                          Oct-06
                      Exhibit: Taiwanese Locally Domiciled Mutual Fund Assets under Management (AUM), 2001-07/2006 (NT$ billions)                      Oct-06
                      Exhibit: Largest 10 Taiwanese SITE Managers, 2006 (NT$ billions)                                                                 Oct-06
                      Exhibit: Taiwanese Locally Domiciled Mutual Fund AUM Marketshare by Investment Objective, 2001-07/2006                           Oct-06
                      Exhibit: Taiwanese Locally Domiciled Mutual Fund AUM by Foreign Asset Class (NT$ billions), 2001-07/2006                         Oct-06
                      Exhibit: Taiwanese Locally Domiciled Fund AUM by Selected Investment Type, 4Q 2003 - 2Q 2006 (NT$ billions)                      Oct-06
                      Exhibit: Taiwanese Locally Domiciled Mutual Fund Net New Inflow by Investment Objective (NT$ billions), 2001-07/2006             Oct-06
                      Exhibit: Taiwanese Mutual Fund AUM Marketshare by Distribution Channel, 2005-2010E                                               Oct-06
                      Exhibit: Mutual Fund AUM by Domicile (US$ billions), 07/2006                                                                     Oct-06
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 07/2006                                                                   Oct-06
                      One ISO to Rule Them All                                                                                                         Sep-06
                      Exhibit: Inflows to Retail Funds via U.K. IFAs (£ millions), 6/2005-6/2006                                                       Sep-06
                      Europe: Hungary's Commission Conundrum; Hola Hedge Funds!                                                                        Sep-06
                      Exhibit: Publicly Offered Open-End Investment Funds in Hungary (€ millions), 11/2005-4/2006                                      Sep-06
                      Exhibit: Spanish Investment Fund Assets by Category (€ millions)                                                                 Sep-06
                      Japan: Thinking Locally                                                                                                          Sep-06
                      Exhibit: Major Regional Banks' Fund Sales (¥ billions), 3/2004-3/2006                                                            Sep-06
                      Exhibit: Fund Selection by Regional Bank (Yokohama, Chiba, Joyo, Hiroshima)                                                      Sep-06
                      Asia-Pacific: China's QDII                                                                                                       Sep-06
                      Exhibit: QDII: Future Growth: Possible sources of QDII investment                                                                Sep-06
                                                                                         c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: QDII Mutual Funds: First Movers (Bank of China, ICBC, HSBC, Bank of East Asia)                                 Sep-06
                      Latin America: More Elections, More Questions                                                                           Sep-06
                      Exhibit: Latin American Pension Fund Assets under Management by Country (US$ billions), 2006-2010E                      Sep-06
                      Exhibit: Latin Markets Growing Toward US$1.4 Trillion                                                                   Sep-06
                      Quantitative Update: United States                                                                                      Sep-06
                      Exhibit: Market Summary                                                                                                 Sep-06
                      Exhibit: U.S. Mutual Fund Assets under Management (AUM), 2001-6/2006 (US$ billions)                                     Sep-06
                      Exhibit: Largest 10 U.S. Mutual Fund Managers, 2003-6/2006 (US$ billions)                                               Sep-06
                      Exhibit: U.S. Equity Fund AUM Marketshare by Key Asset Class, 2001-6/2006                                               Sep-06
                      Exhibit: U.S. Mutual Fund AUM Marketshare by Investment Objective, 2001-6/2006                                          Sep-06
                      Exhibit: U.S. Mutual Fund Net New Inflows by Investment Objective (US$ billions), 2001-6/2006                           Sep-06
                      Exhibit: U.S. Funds-of-Funds Assets under Management (US$ billions), 2001-06/2006                                       Sep-06
                      Exhibit: U.S. Proprietary Fund Assets under Management (AUM) Marketshare by Distribution Channel, 2001-2005             Sep-06
                      Exhibit: Mutual Fund Assets under Management (AUM) by Domicile (US$ billions), 06/2006                                  Sep-06
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 06/2006                                                          Sep-06
                      The Coming Storm                                                                                                        Aug-06
                      Exhibit: Assets under Management in Luxembourg (US$ billions), 2003-04/2006                                             Aug-06
                      Europe: Christmas in July                                                                                               Aug-06
                      Exhibit: The Case for Fund Merger in Europe                                                                             Aug-06
                      Japan: Smooth Sailing Ahead                                                                                             Aug-06
                      Exhibit: Japanese Locally Domiciled Mutual Fund Assets under Management by Investment Objective, 2000-2005              Aug-06
                      Exhibit: The Road to the Financial Product Transaction Law                                                              Aug-06
                      Poland: The Effects of a Polish Meg-Regulator                                                                           Aug-06
                      Exhibit: Asset Management Companies in Poland Ranked by Marketshare, 2003-2005                                          Aug-06
                      India: India's Pension Reform                                                                                           Aug-06
                      Exhibit: Possible Asset Allocation Options for the New Pension Scheme                                                   Aug-06
                      Latin America: Teaching an Old Dog New Tricks                                                                           Aug-06
                      Exhibit: AFP Assets under Management System Investments by Region (US$ millions)                                        Aug-06
                      Exhibit: Chilean Mutual Fund Net New Inflows by Investment Objective, 2002-2005 (CLP billions)                          Aug-06
                      Quantitative Update: France                                                                                             Aug-06
                      Exhibit: Market Summary                                                                                                 Aug-06
                      Exhibit: French Mutual Fund Assets under Management (AUM), 2001-05/2006 (€ billions)                                    Aug-06
                      Exhibit: Largest 10 French Mutual Fund Managers, 2003-05/2006 (€ millions)                                              Aug-06
                      Exhibit: French Mutual Fund Assets under Management (AUM) Marketshare by Geographical Focus, 2001-05/2006               Aug-06
                      Exhibit: French Mutual Fund Assets under Management (AUM) Marketshare by Investment Objective, 2001-05/2006             Aug-06
                      Exhibit: French Mutual Fund Net New Inflows by Investment Objective (€ billions), 2001-05/2006                          Aug-06
                      Exhibit: French Funds-of-Funds Assets under Management (AUM) (€ billions), 2001-05/2006                                 Aug-06
                      Exhibit: French Cross-Border Mutual Fund Assets under Management (AUM) Marketshare by Distribution Channel, 2002-2004   Aug-06
                      Exhibit: Mutual Fund Assets under Management (AUM) by Domicile (US$ billions), 05/2006                                  Aug-06
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 05/2006                                                          Aug-06
                      The Name Is Bond                                                                                                        Jul-06
                      Exhibit: Italian Mutual Fund Net New Inflows by Key Asset Class (€ millions), 2002-2005                                 Jul-06
                      Europe: Over the Hedge; Opportunity or Threat?                                                                          Jul-06
                      Exhibit: European Hedge Fund Assets under Management (AUM) (US$ billions), 1994-2005                                    Jul-06
                      Exhibit: German Actively Managed Funds Development on Exchange Trading (08/2002-10/2005)                                Jul-06
                      Japan: The Acorn May Become a Mighty Oak                                                                                Jul-06
                                                                                        c131f261-1f9b-4eb0-ac13-dd8d65ee76d3.xls




dex (updated through May 2010)

                      Exhibit: Major Socially Responsible Investment (SRI) Funds in Japan                                                                            Jul-06
                      Canada: Growing Pains                                                                                                                          Jul-06
                      Exhibit: Canadian Trusteed Pension Assets by Investment Objective, 1999-2005E                                                                  Jul-06
                      Exhibit: Canadian Hedge Fund Assets under Management (C$ billions), 1999-2005                                                                  Jul-06
                      Asia-Pacific: Korean Investors Hit the Town                                                                                                    Jul-06
                      Exhibit: Korean Assets under Management (AUM) by Investment Exposure (W trillions)                                                             Jul-06
                      Quantitative Update: Korea                                                                                                                     Jul-06
                      Exhibit: Market Summary                                                                                                                        Jul-06
                      Exhibit: Korean Mutual Fund Assets under Management (AUM), 2001-04/2006 (W billions)                                                           Jul-06
                      Exhibit: Korean Locally Domiciled Contractual Mutual Fund AUM Marketshare by Investor Type                                                     Jul-06
                      Exhibit: Korean Cross-Border Fund Assets under Management (W trillions), 2001-04-2006                                                          Jul-06
                      Exhibit: Korean Locally Domiciled Mutual Fund Net New Inflows by Investment Objective (W trillions), 20001-02/2006                             Jul-06
                      Exhibit: Korean Funds-of-Funds Assets under Management (AUM) (W billions), 2001-04/2006                                                        Jul-06
                      Exhibit: Korean Locally Domiciled Mutual Fund Assets under Management (AUM) Marketshare by Investment Objective, 2001-04/2006                  Jul-06
                      Exhibit: Korean Investment Trust Sales by Distribution Channel, 20001-04/2006                                                                  Jul-06
                      Exhibit: Mutual Fund Assets under Management (AUM) by Domicile (US$ billions), 04/2006                                                         Jul-06
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 04/2006                                                                                 Jul-06
                      Taxing Questions                                                                                                                               Jun-06
                      Exhibit: Swiss and Singaporean Mutual Fund Assets under Management (US$ billions), 2001-2010E                                                  Jun-06
                      Europe: Show Me the Money!; An Offshore Haven Emerges                                                                                          Jun-06
                      Exhibit: Annual Unreclaimed Tax on Securities (US$ billions) (US, UK, France, Luxembourg, Germany, Ireland, Netherlands, Italy, Switzerland)   Jun-06
                      Exhibit: Number of the AFAMCR Member Open-Ended Funds, 1997-1Q 2006                                                                            Jun-06
                      Exhibit: Assets under Management of AFAMCR Member Open-Ended Funds (CZK millions)                                                              Jun-06
                      Japan: Growing, but Sustainable?                                                                                                               Jun-06
                      Exhibit: Investment Trust Assets under Management (AUM) in Japan (¥ trillions)                                                                 Jun-06
                      Exhibit: Who Sells Most, Brokerage or Bank?, 2000-2006                                                                                         Jun-06
                      Exhibit: 10 Largest Investment Trust Management Companies, March 2006                                                                          Jun-06
                      Editor's Spotlight: Argentina: A Breath of Fresh Air                                                                                           Jun-06
                      Exhibit: Largest Argentine AFJP Pension Fund Investments in Local Mutual Funds, 2005                                                           Jun-06
                      Exhibit: Argentine Mutual Fund Assets under Management (AUM) Marketshare by Client Type, 2002-2005                                             Jun-06
                      Asia-Pacific: China's QDII: Opening the Floodgates                                                                                             Jun-06
                      Exhibit: NCSSF: First Mover                                                                                                                    Jun-06
                      Quantitative Update                                                                                                                            Jun-06
                      Exhibit: Mutual Fund Assets under Management (AUM) by Domicile (US$ billions), 03/2006                                                         Jun-06
                      Exhibit: Mutual Fund New Net Inflows, Excluding Cross-Border Funds (US$ billions), March 2006                                                  Jun-06
                      Exhibit: Global Mutual Fund Statistics (US$ billions), 03/2006                                                                                 Jun-06
                      We Don't Need No Education?                                                                                                                    May-06
                      Exhibit: U.S. Banks' Distribution Mix by Product Type                                                                                          May-06
                      Europe: Times Are Changing; The Return of the Polish Plumber                                                                                   May-06
                      Exhibit: Property Funds in Europe (€ billions), 2002-2005                                                                                      May-06
                      Exhibit: Total Pension Fund Assets by Country (US$ millions)                                                                                   May-06
                      Editor's Spotlight: Spain: Siesta or Fiesta?                                                                                                   May-06
                      Exhibit: Spanish Mutual Fund Assets under Management by Investment Objective, 2001-2005                                                        May-06