AN INEQUALITY FOR LINEAR TRANSFORMATIONS WITH EIGENVALUES BY C

AN INEQUALITY FOR LINEAR TRANSFORMATIONS WITH EIGENVALUES BY C. A. SWANSON Communicated by R. P. Boas, September 14, 1961 The purpose of this announcement is to state theorems concerning bounded linear transformations on Hilbert space which are far more general than the recent theorems of H. D. Block and W. H. J. Fuchs [2]. Our theorems are more general even in the case that the transformation is a matrix, as in [2]. The basic idea involved in these theorems was first communicated to the author by Professor H. F. Bohnenblust in 1957, and has been applied meanwhile to various perturbation problems for ordinary and partial differential equations, [l; 4 ] . The theorems in essentially their present form were enunciated by the author in an unpublished manuscript sent to Professor Bohnenblust in July, 1960. THEOREM 1. Let T be a bounded linear transformation on Hilbert space & having a complete orthonormal set of eigenelements yit Let a be an arbitrary complex number and let e be a nonnegative real number. Let P(e) be the projection operator from § onto the subspace %(e) spanned by all the yi whose corresponding eigenvalues Xt lie in the open disk |X — a\ <€. Then for any # £ § , (1) \\T*~ *X\\ M l * - F (*)4- PROOF. By hypothesis, Tyi=\iyi and (yi, y3) = 5y. It is easily verified that (Tx —ax, yi) = Q. Then P(25)# = 0 implies # = 0. Hence dim g ( 2 5 ) è d i m £ ) and a t least m eigenvaluesX,- of THe in the disk |X,-—ct\ <25. In the applications, one usually has additional information from which one can deduce t h a t there are exactly m eigenvalues in this disk. Also, various properties of eigenelements can be obtained by these methods. REFERENCES 1. H. F. Bohnenblust, C. R. DePrima and C. A. Swanson, Elliptic operators with perturbed domains, to appear. 2. H. D. Block and W. H. J. Fuchs, An enclosure theorem for eigenvalues, Bull. Amer. Math. Soc. vol. 67 (1961), pp. 425-426. 3. C. A. Swanson, Differential operators with perturbed domains, J. Rational Mech. Anal. vol. 6 (1957), pp. 823-846. 4. , Asymptotic estimates for limit circle problems, Pacific J. Math., to appear. THE UNIVERSITY OF BRITISH COLUMBIA

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