December 9, 2008
NANCY FALLON-HOULE, P.C.
ATTORNEY AT LAW
5449 BENDING OAKS PLACE
DOWNERS GROVE, ILLINOIS 60515-4456
firstname.lastname@example.org 630-963-0439 x 22 www.nfhlaw.com
Business Law, Transactional, Corporate and Securities Law
Business Formations and Small Business Entrepreneurs: Start-Ups, Early-Stage, and
Emerging Companies, Incorporations, General Corporate Matters, and Business Contracts.
Transactional, Business Ventures, Partnerships, LLCs, Corporate Split-Ups, Small to
Mid-Sized Companies: Business Contracts and transactions negotiated & documented.
General Corporate: Corporate matters, Corporate maintenance and clean-up, qualifications to
do business, annual reports, resolutions and general corporate agreements.
Founder’s/Owners Agreements: Shareholder Agreements/LLC Agreements, or Buy Sell
Agreements, for large and small corporations; partner additions; partner buy-outs.
Buying or Selling a Business: Corporate & transactional legal negotiations and agreements,
Stock Purchase, Asset Purchase, Due Diligence, buying or selling small businesses.
Small Businesses Raising Capital: Prepare Securities Offering Memos, Investor Agreements,
Negotiate Investor Equity Financing Transactions, Due Diligence Responses by Issuer. Early
long- term preparation for IPO or acquisition. SEC and state Filings, Investor qualification.
Securities Funds / Hedge Funds/Futures Funds: Early-Stage and Emerging Funds,
securities Offering Memos, entity formation, operational and investor agreements, regulatory
compliance; Securities and futures registrations and notice filings, with SEC, NFA, CFTC and state
Blue Sky and Regulation D Fund Compliance: SEC Regulation D 506 and State Securities
law compliance for funds, fund managers & multi-fund managers; SEC EDGAR electronic filings.
Investment Advisers: Form ADV preparation and filing with SEC and state securities
commissions. IARD, WebCRD electronic filings, compliance and maintenance. Adviser Formation.
Blue Sky and Regulation D Rule 506 Compliance: Blue Sky law (state securities law) for
private placements and public offerings, and all sizes and types of Blue Sky clearance. Securities
law interpretation issues before state securities regulators and SEC. Blue Sky co-counsel to your
public securities counsel, for state registration, negotiation and clearance of exchange offerings,
rights offerings, SCORs, DPOs, Regulation A Offerings, and SEC EDGAR electronic filings.
SEC Filer Compliance: EDGAR Filer compliance (buyers and sellers of public shares, as well
as Officers and Directors of public companies), under SEC Section 13 and 16. Preparation and
EDGAR filing of Schedule 13D, 13G, Form 3, 4 and 5.