VIEWS: 2 PAGES: 4 CATEGORY: Business & Economics POSTED ON: 6/25/2010
"By cooperating with the SEC, a company might get a smaller fine or lesser sanction, but there's usually still some enforcement action brought and the Commission's complaint lays out a view of the facts that's not very kind to the company," [Thomas Gorman] says. "An NPA would avoid the adverse publicity that comes even with a lesser sanction."
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"More Details on SEC Enforcement Overhaul"Please download to view full document