Key Information Memorandum (KIM) Cum Application Form - Download Now PDF by aov20617

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									                                                       Key Information Memorandum (KIM)
                                                       Cum Application Form




EDELWEISS ELSS FUND
(An Open Ended Equity Linked Savings Scheme)
Offer of units at Rs. 10/- each during the NFO Period and at
applicable NAV plus Entry Load, if any, upon reopening




INVESTORS SHOULD NOTE THAT:                                                     MUTUAL FUND:
                                                                                Edelweiss Mutual Fund
                                                                                Registered Office: 14th Floor Express Towers,
1. This Key Information Memorandum (KIM) sets forth the information, which      Nariman Point, Mumbai - 400021
                                                                                Corporate Office: 10th Floor
a prospective investor ought to know before investing. For further details of   Chandermukhi, Nariman Point,
                                                                                Mumbai - 400021
the scheme/Mutual Fund, due diligence certificate by the AMC, Key               www.edelweissmf.com
Personnel, investors’ rights & services, risk factors, penalties & pending
litigations etc. investors should, before investment, refer to the Scheme       TRUSTEE:
                                                                                Edelweiss Trusteeship Company Limited.
Information Document and Statement of Additional Information available free     Registered Office: 14th Floor Express Towers,
                                                                                Nariman Point, Mumbai - 400021
of cost at any of the Investor Service Centres or distributors or from the      Corporate Office: 10th Floor
                                                                                Chandermukhi, Nariman Point,
website www.edelweissmf.com.                                                    Mumbai - 400021


2. The Scheme particulars have been prepared in accordance with Securities      SPONSOR:
                                                                                Edelweiss Capital Limited.
and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till    14th Floor Express Towers,
                                                                                Nariman Point,
date, and filed with Securities and Exchange Board of India (SEBI). The units   Mumbai - 400021
                                                                                www.edelcap.com
being offered for public subscription have not been approved or disapproved
by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.           INVESTMENT MANAGER:
                                                                                Edelweiss Asset Management Limited.
                                                                                Registered Office: 14th Floor Express Towers,
                                                                                Nariman Point, Mumbai - 400021
                                                                                Corporate Office: 10th Floor
                                                                                Chandermukhi, Nariman Point,
This KIM is dated December 19, 2008                                             Mumbai - 400021
EDELWEISS ELSS FUND


 Investment Objective               The primary objective of the scheme is to generate long-term capital appreciation with an option of periodic payouts at the end of lock in periods
                                    from a portfolio that invests predominantly in equity and equity related instruments.
                                    However, there is no assurance that the investment objective of the Scheme will be realized and the Scheme does not assure or guarantee any
                                    returns.
 Asset Allocation Pattern           The Asset Allocation pattern of the Scheme under normal circumstances would be as under:
                                        Asset Class                                                           Allocation (% of Corpus)                         Risk Profile
                                        Equity & Equity related instruments                                           80% - 100%                                   High
                                        Short Term Debt & Money Market instruments*                                    0% - 20%                               Low to Medium
                                    *Money Market Instruments include CPs, commercial bills, Corporate Debt, T-Bills, and Government securities having an unexpired maturity
                                    upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by
                                    the RBI from time to time. Short Term Debt instruments include debt instruments with daily to monthly put/call options, debt instruments with
                                    maturity less than one year and other like debt instruments.
 Risk Profile                       Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before
                                    investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risks mentioned in SAI/SID
                                    which are summarized below:
                                    1. Due to the lock in requirements under ELSS Guidelines, the ability of investors to realise returns is restricted for the first three years.
                                    2. The Scheme proposed to invest in Equity & Equity related instruments. Investment in such instruments involve risks such as Liquidity Risk,
                                       Risks related to Capital Markets, Macro Factors Risk, Price Risk, Execution Risk, Redemption Risk, Substantial Holding Risk, NAV below
                                       par.
                                    3. Risk associated with investments in Fixed Income and Money Market Instruments which involve Interest rate risk, Spread risk, Credit risk or
                                       default risk, Liquidity & Settlement Risk, Reinvestment risk, Performance Risk, Prepayment Risk, Market risk etc.
                                    4. Scheme may invest in domestic securitized debt such as asset backed securities (ABS) or mortgage backed securities (MBS) which
                                       involves risks like Prepayment Risk, Market risk etc.
 Plans and Options                  The Scheme will have a Single Plan (ELSS Plan) with Dividend and Growth Option. Dividend option shall have Reinvestment, Payout & Sweep
                                    Facility. The AMC reserves the right to introduce further Plans / Options, as and when deemed fit.
                                    In case, if the investor fails to mention the Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case,
                                    if the investor selects Dividend Option but fails to mention facility, it will be deemed that the investor has opted for dividend reinvestment facility.
                                    Note: 1.Investors should note that till the units in the Plan are locked-in, only dividend reinvestment option will be available to the investors opting
                                    for Dividend Plan.
                                    2. If Dividend under the Dividend Payout Option is less than or equal to Rs. 100 than it will be by default Reinvested under the Dividend
                                       Reinvestment Option.
 Applicable NAV (after the scheme   (a) Cut off Timing for Subscriptions
 opens for repurchase and sale)
                                    •   In respect of valid purchase applications accepted at an Official Point of Acceptance upto 3.00 p.m. with a local cheque or demand draft
                                        payable at par at the place where it is received – closing NAV of the day of receipt of application;
                                    •   In respect of valid Purchase applications accepted at an Official Point of Acceptance after 3.00 p.m. with a local cheque or demand draft
                                        payable at par at the place where it is received – closing NAV of the next Business Day ; and
                                    Where the application is received with an outstation cheque or demand draft which is not payable on par at the place where it is received – closing
                                    NAV of day on which the cheque or demand draft is credited.
                                    (b) Cut off Timing for Redemptions:
                                    V of valid applications received upto 3 p.m. by the Mutual Fund, the closing NAV of the day of receipt of application.
                                    In respect
                                    V of valid applications received after 3 p.m. by the Mutual Fund, closing NAV of the next Business Day shall be applicable.
                                    In respect
                                    Note: Valid applications for 'switch-out' shall be treated as applications for Redemption and for 'switch-in' shall be treated as applications for
                                    Purchase, and the provisions of the Applicable NAV and cut-off time as mentioned above shall be applied respectively to the 'switch-in' and
                                    'switch-out' applications.
 Minimum Application /                  Purchase                                                                     Additional Purchase
 Additional Amount
                                        Minimum of Rs. 500/- per application & in                                    Minimum of Rs. 500/- per application & in
                                        multiples of Rs. 500/-                                                       multiples of Rs. 500/-

 Minimum Redemption Amount          Minimum of Rs. 500* per application
                                    * Redemption of Units can be made only after a period of 3 years of lock-in period from the date of allotment of the Units proposed to be
                                    redeemed.

  Despatch of Repurchase
 (Redemption) Request               Within 10 working days of the receipt of the redemption request at the designated Investor Service Center of Edelweiss Mutual Fund.
 Benchmark Index                    BSE 500.
                                    The fund reserves the right to change the benchmark for evaluation of the performance of the Scheme from time to time, subject to SEBI
                                    Regulations and other prevailing guidelines if any.

 Dividend Policy                    Dividends will be declared subject to availability of distributable surplus and at the discretion of the AMC/Trustee. On payment of Dividends, the
                                    NAV will stand reduced by the amount of dividend.
 Name of the Fund Manager           Mr. Tarbir Shahpuri

 Name of the Trustee Company        Edelweiss Trusteeship Company Limited
EDELWEISS ELSS FUND                                                                                                                                                                       3


 Performance of the scheme             This scheme does not have any performance track record
 Expenses of the Scheme                (i) Load Structure:
                                           Entry Load: 2.25% of the Applicable NAV
                                           Exit Load: Nil
                                       (ii) Recurring expenses:
                                           As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged
                                           to the Scheme shall be subject to a percentage limit of average weekly net assets as given in the table below. Subject to the SEBI
                                           Regulations, expenses over and above the prescribed ceiling will be borne by AMC.
                                              First Rs. 100 Crores*                  Next Rs. 300 Crores*                  Next Rs. 300 Crores*               Over Rs. 700 Crores*
                                              2.50%                                  2.25%                                 2.00%                              1.75%
                                           * Of the average weekly net assets

 Waiver of Load for Direct             No entry load will be levied on ‘Direct Applications’ for first time purchase, subsequent purchase, SIP, STP and switch-in transactions in the
                                       Scheme. Direct applications, for this purpose, shall mean applications which are not routed through a distributor/agent/broker, and received at
 Applications
                                       the ISCs/collection centres/official points of acceptance of AMC or the Registrar. For details on the procedure, investors are requested to view
                                       Statement of Additional Information.
  Tax treatment for the Investors      Investor will be advised to refer to the details in the Statement of Additional Information and also independently refer to his tax advisor.
 (Unitholders)
 Daily Net Asset Value (NAV)           The NAV will be declared on a daily basis and will be sent to press for publication in newspapers on a daily basis. NAV can also be viewed on
 Publication                           www.edelweissmf.com and www.amfiindia.com. Investors can also call up at our toll free number 1800 425 0090 (MTNL/BSNL) and non toll free
                                       number 04023310090 for non MTNL/BSNL land line, mobile users and investors outside India.

 For Investor Grievances please
                                       Name and Address of Registrar                              Name and Address of Edelweiss Mutual Fund
 contact:
                                       M/s. Karvy Computershare Private Limited - UNIT            Edelweiss Mutual Fund
                                       EMF, Karvy Plaza, 21, Road No. 4, Street No.1,             10th Floor Chandermukhi,
                                       Banjara Hills, Hyderabad 500 034                           Nariman Point,
                                       (Tel No. 040- 23312454).                                   Mumbai - 400021.
                                                                                                  Telephone no : 022-44218800 Fax No.022-44218816
                                                                                                  Email investor.amc@edelcap.com.
                                                                                                  Customer Service Center:
                                                                                                  Toll free number : 1800 425 0090
                                                                                                  Alternate Number: 04023310090.
                                                                                                  For non MTNL/BSNL land line, mobile users and investors outside India.

 Unitholders’ Information              On a regular basis, account statements will be forwarded to the mandated email address or same may be generated and issued along with
                                       the Portfolio Statement of Annual Report of the Scheme. Half yearly
                                       Scheme portfolio will be published in one national English daily newspaper and in a regional newspaper published in the language of the
                                       region where the Head Office of Edelweiss Mutual Fund is situated.


                                                                                                                                                             Date: December 19, 2008

 N.B. Data and information is not older than 30 days from the date of KIM.
                                          I R S E F LP P N
                                          N I T S ON EC O
                                           S ON SI G A T R
                                           T NV
                                            U O O F U PIF
                                            C I T R
                                            T    R L T L
                                                    I   A M
                                                      HI O

I. GENERAL INSTRUCTIONS                                                                                                       8. In case of investment through electronic mode ( RTGS/ Transfer letter ), you are requested to contact
     1. Please read the Key Information Memorandum, Scheme Information Document (SID) and Statement of                             the nearest AMC/ Karvy ISC for the Bank Account Number to which the purchase/additional purchase
           Additional Information (SAI) containing the terms of offer carefully before investing. In the SID your                  amount is to be credited.
           attention is particularly drawn to the risk factors of investing in the scheme and also the sections “Who          9. NRI / FII’s
           can’t invest” and “Important note on Anti Money Laundering, KYC & investor protection”.                                 Repatriation basis: -Payments by NRIs/FIIs may be made by way of cheques drawn on non-resident
     2. All applicants are deemed to have accepted the terms subject to which the offer is being made and bind                     external accounts payable at par and payable at the cities where the Investor Service Centers are
           themselves to the terms upon signing the Application Form and tendering the payment.                                    located.
     3. Application Form should be filled legibly in ENGLISH in BLOCK letters using Black or Dark Blue ink.                        Non-Repatriation basis:- NRIs investing on a non repatriable basis may do so by issuing cheques
           Incomplete application forms are liable to be rejected. Please refer to the checklist at the end of the                 drawn on Non-Resident Ordinary (NRO) account payable at the cities where the Investor Service
           application form to ensure that the requisite details and documents have been provided in order to avoid                Centers are located.
           unnecessary delays and / or rejection of your application.                                                         10. If the scheme name on the application form and on the cheque is different then the units will be allotted
     4. Please strike out any section that is not applicable. Correction/Cancellation on any of the mandatory                      as per the scheme name mentioned in the cheque.
           information should be countersigned by the investor.                                                           VII.EMAIL COMMUNICATION
II. APPLICANT INFORMATION                                                                                                     Account Statements will be sent to Unit holders by Under Certificate of Post (UCP) for NFO subscriptions.
     1. Name should be given in full without any abbreviations. Preferably write exactly as it appears in your                 Subsequent Account Statements / Newsletters / Annual Reports / Other statutory information (as
           Bank Account or as it appears in the incorporation document as the case may be.                                     permitted under SEBI (Mutual Funds) Regulations, 1996) will be sent to each Unit holder by e-mail.
     2. Name and date of birth of the Minor is mandatory for investment on behalf of Minor applicant.                          Investors are requested to provide their e-mail address for the same and this will also help us resolve your
                                                                                                                               queries more promptly. Unit holders who have provided e-mail will be sent all documents by email only and
     3. Name of the Contact Person, email and Telephone no. should be mentioned in case of investments by                      no physical documents will be sent. Any change in the e-mail address should be communicated to AMC.
           Company, Body Corporate, Trust, Society, FII and other non-individual applicants.                                   EMF / Registrars are not responsible for e-mail not reaching the investor and for all consequences thereof.
     4. The signature should be in English or in any of the Indian languages. Thumb Impressions must be                        Should the Unit holder experience any difficulty in accessing the electronically delivered documents, the
           attested by a magistrate or a notary public or a special executive magistrate under his/her official seal.          AMC will arrange for the same through physical mode on receipt of request for the same. It is deemed that
           Application by minor should be signed by the guardian. In case of H. U. F., the Karta should sign on                the Unitholder is aware of all security risks including possible third party interception of the documents and
           behalf of the H. U. F.                                                                                              contents of the documents becoming known to third parties.
     5. The designated Investors Service Centre/ Collection Center will stamp and return the                              VIII. PAYMENT OF REDEMPTION /DIVIDEND
           acknowledgement slip from the application form, to acknowledge receipt of the application. No
                                                                                                                              Investors are requested to provide the following details along with the mandatory requirement of bank
           separate receipt will be issued for the application money.
                                                                                                                               account details (bank, branch address, account type and account no.) in the application form for electronic
     6. Please fill in the fields marked as ‘MANDATORY’ to prevent rejection of your Application Form. Please                  fund transfer (EFT)of dividend / redemption amount to the unit holders bank account. AMC will
           refer to the checklist provided at the end of the Application Form to ensure that the necessary details             automatically extend this facility to all unit holders in case the bank account as communicated by the unit
           and attachments are made available. The application complete in all respects along with the cheque/                 holder is with any of the bank providing EFT facility. 1. The 11 digit IFSC (Indian Financial System) Code 2.
           fund transfer instructions must be submitted to the nearest designated Investor Service                             The 9-digit MICR (Magnetic Ink Character Recognition) number appearing next to the cheque number in
           Centre/Collection Center. Applications which are incomplete, invalid in any respect or not accompanied              the cheque leaf (Please attach copy of the cancelled cheque for verification) Based on the above
           by cheque or fund transfer instructions for the amount payable are liable to be rejected                            information AMC will enable secure transfer of your redemption and dividend payouts via the various
     7. Investors must write the Application Form number / Folio number on the reverse of the cheques                          electronic mode of transfers (RTGS / NEFT / Direct Credit mode that are available in the banking system).
           accompanying the Application Form.                                                                                  We are currently offering Direct Credit facility with the following Banks:
     8. Direct application - Investors are requested to mention the correct distributor Code in the Application               1. ABN Amro Bank 2. Axis Bank 3. BNP Paribas Bank 4. CITI Bank 5. Deutsche Bank 6. Development
           Form. In case, the investor is directly applying, then they should clearly mention “DIRECT” in the                  Credit Bank 7. HDFC Bank 8. HSBC 9. ICICI Bank 10. IDBI Bank 11. IndusInd Bank 12. ING Vysya Bank
           column mentioned Name and Distributor Code, in all such cases where applications are not routed                     13. Kotak Mahindra Bank 14. State Bank of India 15. Standard Chartered Bank 16. Yes Bank
           through any distributor/agent/broker. In cases where unit holder uses a pre-printed Broker Code , unit             If Investor is having bank account with any of the above mentioned bank, He/ She will receive
           holder should cancel the ARN No/ Broker Code, write ‘DIRECT’ in the said column and it should also be               Redemption/Dividend proceeds via Direct Credit to their respective bank accounts.
           counter signed by the First unit holder.
                                                                                                                              This facility of EFT is safe and fast and eliminates the potential risk of loss of instruments in transit through
     9. Non-Resident Indians residing in the United States of America and Canada cannot invest in the                          physical mode. The Mutual Fund, however, reserves the right to issue a cheque / demand draft to unit
           Schemes of EMF. Your complete postal address should be stated. P.O. Box address alone is not                        holders residing at locations where this facility is not available
           sufficient. NRIs/ FIIs should necessarily state their overseas address failing which application will be
           rejected. In addition, Indian address should be stated for correspondence. It should be noted that NRI             If the remittance is delayed or not affected for reasons of incomplete or incorrect information, AMC cannot
           resident in any Financial Action Task Force non-compliant countries or territories cannot invest in                 be held responsible.
           scheme.                                                                                                            ELECTRONIC CLEARING SERVICE (ECS) - ECS facility is available only in respect of dividend payments
     10. Investment through constituted Attorney should necessarily be signed by the constituted Power of                      and not in the case of Redemption of Units. Based on the bank particulars, investors will receive a direct
           Attorney holder.                                                                                                    credit of the amount due to them in their notified account with intimation to the unit holder.
     11. Some additional details are required for validating your identity for certain transactions /                     IX. NOMINATION DETAILS
           Communications. Hence please fill the parent’s name in case of first applicant and date of birth of all unit       Applicants applying for Units singly/jointly can make a nomination at the time of initial investment or during
           holders.                                                                                                            subsequent investments.
     12. Please provide email ID & Mobile Number, this will help us send investment / product related                         1. The nomination can be made only by individuals applying for /holding units on their own singly or jointly.
           communication and resolve any queries more promptly.                                                                    Non-individuals including society, trust (other than a religious or charitable trust), body corporate,
     13. In the event the application has more than one investor and the mode of holding is not specified in the                   partnership firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate. If the
           application form, the default option for holding would be considered to be “anyone or survivor”.                        units are held jointly, all joint holders will have to sign the nomination form.
           However, in all such cases, communications, proceeds of all dividend/redemption will be paid to the first          2. A minor can be nominated and in that event, the name and address of the guardian of the minor
           named holder.                                                                                                           nominee shall be provided by the Unit Holder. Nomination can also be made in favor of the Central
III. BANK ACCOUNT DETAILS                                                                                                          Government, State Government, a local authority, any person designated by virtue of his office or a
                                                                                                                                   religious or charitable trust.
     SEBI Regulations have made it mandatory for investors to mention the bank name and account number in
     their application / Redemption request in order to protect the interest of investors from fraudulent                     3. A Non-Resident Indian can be a Nominee subject to the exchange control regulations in force, from
     encashment of cheques.                                                                                                        time to time.
                                                                                                                              4. Nomination in respect of the units stands rescinded upon the redemption/ transfer/ transmission of
IV. PAN DETAILS
                                                                                                                                   units.
     It is mandatory for all investors to quote their Permanent Account Number (PAN) and submit certified copy
                                                                                                                              5. Transmission of units in favour of a Nominee shall be a valid discharge by the Asset Management
     of the PAN card issued by the Income Tax Department, irrespective of the amount of investment,
                                                                                                                                   Company (AMC) against the legal heir.
     whilemaking an application for Purchase of Units. In case of joint holding, PAN details of all holders should
     be submitted. In case the application is on behalf of minor, PAN details of the Guardian must be submitted.              6. Investor can nominate maximum three nominees as nominee. If investor wants to nominate more than
     Investors residing in the state of Sikkim are exempt from the mandatory requirement of PAN proof                              one nominee, please fill separate Nomination Form which is available at any of the ISC.
     submission, however sufficient documentary evidence shall have to be submitted for verifying that they are               7. The cancellation of nomination can be made only by those individuals who hold units on their own
     residents of the State of Sikkim. Applications without the aforesaid details are liable to be rejected without                behalf singly or jointly and who made the original nomination. On cancellation of the nomination, the
     any reference to the investors.                                                                                               nomination shall stand rescinded and the AMC/ Fund/ Trustees shall not be under any obligation to
V. INVESTMENT DETAILS                                                                                                              transmit the units in favour of the Nominee.
     Investors should indicate the Option (Dividend/Growth/Sweep)/ Frequency for which the application is                 X. PREVENTION OF MONEY LAUNDERING AND KNOW YOUR CUSTOMER (KYC)
     made. In case Investors wish to opt for both the Options, separate Application form will have to be filled. In           According to SEBI Guidelines under ‘The Prevention of Money Laundering Act, 2002, Mutual Funds are
     case applications are received where option/ sub-option/Frequency for investment is not selected the                      required to follow enhanced know your customer (KYC) norms. Accordingly , it is made mandatory for all
     default option/ Sub option/Frequency as prescribed in SID will be applicable.                                             investors to be KYC compliant while making an application for subscription of units, amounting to Rs.
     Investors have the option to invest their dividend in any other open ended scheme of the Fund at the                      50,000 and above, w.e.f. February 1, 2008.To facilitate KYC process, Mutual Fund Industry has
     applicable NAV based prices, subject to the minimum investment and eligibility requirements of the                        collectively entrusted this responsibility of collection of documents relating to identity and address of
     scheme in which the dividend is being invested , failing which such amount will be re-invested in the same                investors and record keeping to an independent agency CDSL Ventures Limited (“CVL”). CVL, on having
     scheme/plan/option, unless the criteria is waived at the discretion of the AMC. This facility will be available           verified the identity and address, will issue a KYC confirmation letter to investor who submits an application
     only to investors who have opted for Monthly Dividend option i.e. this facility will not be available for                 and the required documents at the designated Point of Service (POS). Investors can visit AMC /Karvy ISC
     Daily,Weekly, Fortnightly options.                                                                                        or may visit www.edelweissmf.com, www.amfiindia.com and www.cdslindia.com to know detailed
                                                                                                                               procedure for KYC compliance. Applications for subscriptions of value of Rs. 50,000 and above without a
VI. MODE OF PAYMENT
                                                                                                                               valid KYC compliance may be rejected. Provided further, where it is not possible to verify the KYC
     1. Resident Investors may make payment by cheque payable locally in the city where the application form                   compliance status of the investor at the time of allotment of units, the AMC shall verify the KYC compliance
           is submitted at AMC/Karvy ISC’s.                                                                                    status of the investor within a reasonable time after the allotment of units. In the event of non compliance of
     2. The cheque should be drawn on any bank which is situated at and is a member/sub member of the                          KYC requirements, the AMC reserves the right to freeze the folio of the investor(s) for any kind of
           bankers clearing house. Cheque drawn on the bank not participating in the clearing house will not be                transactions or affect mandatory redemption of unit holdings of the investors at the applicable NAV,
           accepted.                                                                                                           subject to payment of exit load, if any and recovery of unamortized NFO expenses. Investors, who have
     3. Payment through Stock invest, outstation cheques and cash will not be accepted.                                        obtained MIN allotment letter by submitting the PAN copy, are deemed to be KYC compliant. Investors
                                                                                                                               should note that on completion of KYC Compliance all details of the investor in the Mutual Fund records will
     4. The cheque should be drawn in favor of “Edelweiss Mutual Fund & PAN ________ (number)” or                              be replaced by the details as given in KYC Application Form by the investor to the CVL. Any change in this
           Edelweiss __________(Scheme name) & PAN _______ (number)” and should be crossed ‘Account                            details like change of Name / Address / Status /Signature, etc. should be given by Investor directly to CVL
           Payee Only’.                                                                                                        (POS) in the prescribed Change request form quoting the KYC acknowledgement number / PAN number.
     5. Returned cheques will not be presented again for collection and the accompanying application will be
                                                                                                                          XI PIN AGREEMENT
           rejected.
                                                                                                                              Investors applying for a Personal Identification Number (PIN) by ticking the box in section 11 can access
     6. Single cheque for investments in multiple schemes and multiple cheques for investments in Single
                                                                                                                               his/her account information via the internet and phone. By applying for this facility, the investor
           Scheme will not be accepted.
                                                                                                                               acknowledges that he/she has received, read, understood and agreed to be legally bound by this
     7. If the dividend amount under Dividend payout option is less than or equal to Rs. 100, the same will be                 Agreement. (Please refer page no. 7 for PIN agreement).
           reinvested.
D SF
E L DPI F
 L
E IE N A TO
 W U
 ES
  SS   LI O
        C R
       PNA M
(An Open Ended Equity Linked Savings Scheme)                                                                                                M u t u a l                   F u n d
    Sponsor: Edelweiss Capital Limited. Trustee Company: Edelweiss Trusteeship Company Limited. Investment Manager: Edelweiss Asset Management Limited.
    Corporate Office: 10th Floor, Chandermukhi, Nariman Point, Mumbai 400 021. Registered Office: 14th Floor Express Towers,Nariman Point, Mumbai - 400021

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  Name & Distributor Code  Sub-Broker Code                                                E- Code           Registrar/Bank Serial No.  Date of Receipt             Time of Receipt



    Please read the instructions carefully, before filling up the application (all columns marked* are mandatory). Use this form If you are making a one time investment. For SIP
    investment use the separate SIP Form (All sections to be filled in English and in BLOCK LETTERS).
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     1st Applicant /Guardian        PAN         M A N D A T O R Y                     Yes           (please submit proof)        No         (please submit KYC Application Form)
     2nd Applicant                  PAN         M A N D A T O R Y                     Yes           (please submit proof)        No         (please submit KYC Application Form)
     3rd Applicant                  PAN         M A N D A T O R Y                     Yes           (please submit proof)        No         (please submit KYC Application Form)
     POA Holder                     PAN         M A N D A T O R Y                     Yes           (please submit proof)        No         (please submit KYC Application Form)

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    A
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      F I R c .T I
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                  E OT
    Name of Sole /1st Applicant                 Mr.       Ms.                M/s.   Others Please Specify                                                          Date of Birth
                                                                                                                                                                 D D M M Y Y
    Parent Name of 1st Applicant /Guardian - (in case of Minor)/Contact person (for non individual applicant)                             Relationship with 1st Applicant /Minor


    Name of 2nd Applicant                 Mr.      Ms.                M/s.                                                                                           Date of Birth
                                                                                                                                                                 D D M M Y Y
    Name of 3rd Applicant                 Mr.      Ms.                M/s.                                                                                           Date of Birth
                                                                                                                                                                 D D M M Y Y
      o o
       d d
    MlgSingle
        e i
          on
           fH                           Joint          Any one or survivor(s)(Default option in case of more than one applicant)
     co
    Oi  u
       cnpat  Business        Service         Professional           Agriculturist               House Wife           Student          Defence         Bureaucrat
              Forex Dealer        Unlisted Company            Body Corporate                   Listed Company            Politically Exposed Person
              Dealers in High Value Commodities (Traders in Precious Metals, Jewellery & Antique Dealers)                           Please Specify
                                                                                                              Others ___________________________________
     ea
    Lt as
      gu  S
        l t   Resident Individual       FII’s          Society/Club              AOP/BOI                  NRI/PIO             FI                       Please Specify
                                                                                                                                               Others ____________
    Please (3
            ) Partnership Firm          HUF            Minor                     Bank                     Trust               Company/Body Corporate
    Mailing Address of Sole/First Applicant (P.O. Box alone may not be sufficient) Overseas Investor must provide Indian Address



     City                                    State                                                                    Country     I N D I A          Pin code
    Contact Details of Sole/ First Applicant
    Tel No -   STD Code                                 Res.                                               Off.                                   Fax
    Mobile No.                                         Email ID
    Overseas Address # (mandatory for NRI/FII applicant).                                           Address for correspondence (for NRI applicants)             Indian       Overseas



     City                                                                                    Country                                                 Zip code
    # Document proof for foreign address to be provided. If investment amount <= 50,000/- (self certified copy of bank account statement/Passbook will serve as proof of address. In case
    the documents are in foreign language, the same to be translated to English and certified by Govt. authority in country of residence or the Indian Embassy.)

 5 E TE
  O AY
  WO
   R R
    F
 PO NT (POA)
    POA Name Mr./Ms.
    Address
                                                                                    City                                                                  Pin
    Name of POA holder (If investment is being made by a Constitutional Attorney please furnish name of POA Holder)

                                                  C EEP
                                                  K DT
                                                   NG S
                                                   OE L
                                                   WN I
                                                  A LM(To be filled in by the investor)
            M u t u a l   F u n d                                                                           lt o
                                                                                                             i
                                                                                                             c :
                                                                                                             a L
                                                                                                            pn
                                                                                                            p oE
                                                                                                            AiN
                                                                                                                                                 Collection Centre’s Stamp &
  Received from: Mr. / Ms. / M/s_______________________________________________ an application for allotment                                       Receipt Date and Time
  of units under scheme __________________________________________________Plan _____________________
  Option ___________________ Cheque No _______________________ Dated ____/____/________
  Amount (Rs.) __________________ Drawn on Bank and Branch _________________________________________.
  Please note: All purchases are subject to realization of cheques and as per applicable load structure (please refer Scheme Information Document)


                                                            SM S

   TOLL FREE                               SMS
                                                            IQ to
                                                          575759
                                                                  0      NON TO LL FREE                              WEBSITE                             EMAIL : INVESTORS
1800 425 0090                    IQ to 5757590                          +91 40 23310090                 www.edelweissmf.com                       investor.amc@edelcap.com
 B C E (Refer Instruction No. III) (Refer list of banks with Direct Credit Facility)
  A OT
    NU I
6 K NL   CD
       AT S        A  *
A/c Type [please 3
                 ] SB  Current NRO     NRE           FCNR                                                                            PAY
                                                                                                                                         EE
                                                                                                                               A/c
  Account No                                                                                                                    PAY            EDELWEISS ELSS FUND : PAN XXXXXXXX                         OR BEARER

  Bank Name                                                                                                                     RUPEES
                                                                                                                                                                                                  Rs.
  Branch
                                                                                                                                                IFSC Code                 9 Digit MICR Code
  Branch Address
                                                                                                                                                      IFSC HIJK 1234567
   City                                                                       Pin
                                                                                                                                                            "3598745"      987650421': 123456" 23
  IFSC Code                                                              MICR Code
  Mode of Payment: Preferred mode of payment-Electronic Direct Credit/RTGS/NEFT/ECS (ECS only for dividend payout). (Please attach blank cancelled cheque/Copy of cheque)
I T E
 NE A
 V NL
 E TI
  M S
    T*
7 S D (Refer Instruction No. V)
     c
     e
     h
     Sme                                                                                          w u
                                                                                                 li L d
                                                                                                 e En
                                                                                                 ds F
                                                                                                 Es S
                                                                                                  eS
     l
     a
     Pn                                                       Dividend                                                                                             Growth
     p
     t
     Oo
      in                                  Payout*             Sweep* Re-investment
  *Dividend payout & sweep facility will be available only after the completion of the lock-in period
  Dividend Sweep to Scheme __________________________________________________________________________________________________________
  Plan_____________________________Option______________________________
 PT L
 AD
 Y E
  EA
  N S
    T
8MI(Refer Instruction No. VI)
 ho
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  q
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 CN                                                                                                                                                                               Date :      D   D   M    M   Y   Y
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  u
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  t          CR                F
                              R R
  N OI
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    MEN T
       A A
         T          L
9 I I D(If you wish to nominate more than one nominee request you to fill up separate form for nomination) (Refer instruction no. IX)
I/We hereby nominate the under mentioned nominee to receive the amounts to my/our credit in event of my/our death. I/We also understand that all
payments and settlements made to such Nominee shall be a valid discharge by the AMC/Mutual Fund/ Trustees.
  Name of Nominee                                                                                                                             Date of Birth (if nominee is minor) D D M M Y Y
  Address
                                                                                     City                                                                                      Pin Code
  Name of Guardian/Parent                                                                                                                         Relationship with
  (If Nominee is minor)                                                                                                                           nominee
  Address of Guardian
                  City                                                                                                                                                        Pin Code
0 IOI I (Refer Instruction No. VII) [please 3
1 A MN
 M
 ECN
 - L U
    MO
     CA
      T                                     ]                                                              1 O N I N ( ) Instruction XI (please 3
                                                                                                            E L I OB
                                                                                                            RI F NE
                                                                                                             N E
                                                                                                           1 SD AU I
                                                                                                                I
                                                                                                            P ATT MRefer
                                                                                                                 C  RPN                         )
  I/we wish to receive the following document via email in lieu of physical document(s)                              I would like to apply for a PIN (This PIN will allow you access your account via the internet
     Account Statement       News Letter   Annual Report       Other Statutory Information                           and phone.)

1 R R : did you come to know about Edelweiss Mutual Fund ?
2 C M
 S I
 ONT
 UON
  E A
    F I How
      O                                                                                                            Advertisement   Friend/Relative   Sales Team
       Distributor (Name & ARN Code                                                                                      )                            Please Specify
                                                                                                                              Others _________________________________________
3U N (a om m :
 D NOe ) a e ct
 O T S e t b o s Resolution/ Authorisation to invest
  M
1C E E s Tu f u
  EL P
    C l
     D    no e
          l rdn                                                                                                                                    List of authorised signatories with specimen
     signatures        Memorandum & Articles of Association              Trust Deed          Bye-laws         Partnership Deed          Overseas Auditor Certificatev         Notorised POA
     Proof of Address        Copy of PAN Card             KYC in case of investment >=50,000/-              PIO Card        Foreign Inward Remittance Certificate         SIP Form     STP Form
     Trigger Form        ECS / Direct debit Mandate Form             SI Form
   DTN T )
     E I AN :
       C N G ( Having read and understood the contents of the Scheme Information Document of the scheme and Statement of Additional Information and
         LOS R
          A DU
           R A              I   A     E S
   subsequent amendments thereto including the section on who cannot invest,“Prevention of Money Laundering” and “Know Your Customer”, I/We hereby apply to the Trustee of Edelweiss
   Mutual fund for units of the scheme as indicated above and agree to abide by the terms and conditions , rules and regulations of the Scheme. I/We further declare, I am authorised to invest
   the amount & that the amount invested by me/us in the above mentioned scheme is derived through legitimate sources and is not held or designed for the purpose of contravention of any
   acts, rules, regulations or any statute or legislation or any other applicable laws or notifications, directions issued by the governmental or statutory authority from time to time. It is expressly
   understood that I/We have the express authority from our constitutional documents to invest in the units of the scheme and the AMC/Trustee/Fund would not be responsible if the
   investment is ultra vires thereto and the investment is contrary to the relevant constitutional documents. I/We agree that in case my/our investment in the Scheme is equal to or more than
   25% of the corpus of the plan, then Edelweiss Asset Management Ltd., Investment Manager to the Edelweiss Mutual Fund, has full right to refund the excess to me/us to bring my/our
   investment below 25%. I/We have not received nor been induced by any rebate or gifts, directly or indirectly in making this investments. I /We hereby authorise Edelweiss Mutual Fund, its
   Investment Manager and its agents to disclose details of my investment to my bank(s) / Edelweiss Mutual Fund’s bank(s) and / or Distributor / Broker / Investment Advisor. I/We authorise
   this Fund to reject the application, revert the units credited/redeem units created at applicable NAV, restrain me/us from making any further investment in any of the schemes of the fund,
   recover/debit my/our folios(s) with the penal interest and take any appropriate action against me/us in case the cheque(s)/payment instrument is/are returned by my/our banker for any
   reason whatsoever. I/We undertake that these investments are my/our own and acknowledge that AMC reserves the right to call for such other additional information/documents as
   required to comply with KYC norms. I/We hereby, further agree that the Fund can directly credit all the dividend payouts and redemption amount to my bank details given above. I/We hereby
   declare that the particulars above are correct.
   Applicable to NRI only: I/We confirm that I am / we are Non Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad
                                                                                                                                        ) (Including
   through approved banking channels from funds in my/our Non-Resident External/Ordinary Account/FCNR Account. Please (3amount of Additional Purchase Transaction made
   in future)              Repatriation          Non Repatriation
                                                                                           Sr g(n)
                                                                                             i ts a u e




    Sole/1st applicant/Guardian / Authorised Signatory / POA Signatory               2nd applicant / Authorised Signatory                                        3rd applicant / Authorised Signatory

                                                                                                                                                     D__
                                                                                                                                                     a __
                                                                                                                                                     t__
                                                                                                                                                     e __ P ___
                                                                                                                                                      ___
                                                                                                                                                      ___ l :___
                                                                                                                                                          a ___
                                                                                                                                                           c __
                                                                                                                                                           e __
                                                                                                                                                            ___



  CHECKLIST ( Please submit the following documents with your application (where applicable). All documents should be original/true copies certified by a Director/Trustee /Company Secretary /Authorised signatory
  / Notary Public.)
    Dt c
      o sum en                                                                    Iv Ci S s t h s ve uAr
                                                                                  na m o P ii
                                                                                   dl o e c a p
                                                                                     iui
                                                                                       d              pa
                                                                                                       n            eti
                                                                                                          s ier s r I st g        e mt t
                                                                                                                                   r
                                                                                                                                 nF n n h               e hP T
                                                                                                                                                           m         o
                                                                                                                                                                    r O u NI P         ts I FI
                                                                                                                                                                                      s R sO            I
    Resolution/ Authorisation to invest                                                               33 3                                                                           3                 3
    List of authorised signatories with specimen signatures                                           33 3                                                       3                   3                 3
    Memorandum & Articles of Association                                                              3
    Trust Deed                                                                                                                                                                       3
    Bye-laws                                                                                                       3
    Partnership Deed                                                                                                                 3
    Overseas Auditor Certificate                                                                                                                                                                       3
    Notorised POA                                                                                                                                                3
    Proof of Address                                                                                                                                                                                           3
    Copy of PAN Card                                                                  3 33 3                                                                     3                   3         3       3
    KYC in case of investment >=50,000/-                                              3 33 3                                                                     3                   3         3       3
    PIO Card                                                                                                                                                                                                   3
    Foreign Inward Remittance Certificate,                                                                                                                                                     3 3
                                                                         I GN R NN
                                                                         NM
                                                                         P E FAI O
                                                                          A E TA N
                                                                           RT
                                                                           E OS
                                                                             R C -E
                                                                                T L
                                                                               NG I
                                                                                                                                                                                                                                        7
PIN Agreement for Transacting On-line over Internet and Telephone                                                            The
                                                                                                                         • unit holder agrees and authorizes the Fund, its service provider to execute, comply with all or any
The terms and conditions set out in this Agreement are a binding contract between yourself and Edelweiss                     instruction(s) given to the Fund through use of the facilities available on the website
Mutual Fund (the Fund) for use of Personal Identification Number (PIN) for Transacting On-line through                       Any
                                                                                                                         • instruction given to the Fund through use of the internet facility and through the PIN, User Name,
internet on Fund's website www.edelweissmf.com and through telephone at Fund's Call Centre using the                         Password (hereinafter referred to as the “Instructions”) shall be deemed to have been given by the unit
PIN facility offered by Edelweiss Mutual Fund through its Investment Manager, Edelweiss Asset                                holder/s to the Fund / service provider and the Fund/service provider shall be entitled to assume that the
Management Ltd (EAML) and Registrar, Karvy Computershare Pvt. Ltd. This form can be submitted at                             said instructions are given by the unit holder/s and the Fund/Registrar shall be protected from acting
designated centers of Edelweiss Mutual Fund.                                                                                 thereon. The unit holder agrees that if any unauthorized person gains access to the Facility by using the
TERMS OF SERVICES                                                                                                            unit holders PIN/Username and password, the unit holder agrees to at all times indemnify the
Unit holder's Authorization & consent for the Online Transactions:                                                           Fund/EAML, its officers, employees, successors and assigns from and against all actions, proceedings,
• Unit holder hereby authorizes the Fund, who in turn, may authorize any of its service providers, to
   The                                                                                                                       claims and demands whatsoever for or on account of or in relation to any unauthorized use of the PIN,
   extend the PIN Facility for the Designated Account(s) of the Unit holder, including an irrevocable                        user name and password facility and from and against all damages, costs, charges and expenses in
   authorization to the Fund to act upon any electronic or telephonic instructions given to the Fund by the Unit             respect thereof, unless the same is caused by gross negligence , bad faith or willful default on the part of
   holder through use of the PIN facility, username, password in connection with the Online Transactions                     the Fund
   (hereinafter referred to as the “Instructions'),including viewing of Designated Accounts and performing               •   It shall be the sole responsibility of the unit holder to ensure adequate protection, confidentiality and
   the Online Transactions under the accounts through the Fund's website or over telephone at the Call                       secrecy of the user name and password and the PIN and any disclosure thereof to any other person shall
   Centre and as may be permitted by the Fund under the PIN facility from time to time                                       be entirely at the unit holder's risk. The unit holder shall take all possible care to prevent discovery of the
•the purpose of this Agreement, Website shall mean www.edelweissmf.com and the Call centre shall
   For                                                                                                                       user name and password by any other person. EAML will not accept any kind of responsibility or liability for
   mean the Telephonic helpline connected to the Fund's Telephone Number 1800 425 0090 or such other                         any loss, damage or harm in such cases
   telephone number or numbers which EAML may announce from time to time. Master Account shall mean                          The
                                                                                                                         • unit holder shall not use his/ her user name and password after the disclosure of the same to any
   the Folio Number allotted to the unit holder and hereinafter referred to as “Folio Number”. EAML reserves                 third party. The PIN, user name and password shall be kept secret/safe and the unit holder shall ensure
   the right to change, amend or modify the Funds website and /or telephone numbers as may be intimated                      that the joint unit holders do not disclose their PIN, login names or password to any other unauthorized
   from time to time                                                                                                         person(s)
   Usage
• of, or subscription to, the said PIN facility shall be in addition to, and not in substitution of, the                     EAML
                                                                                                                         • or its service provider shall be notified immediately, if a record of the PIN or password is lost or
   existing procedure for conducting the transactions, the services of which are available through the Online                stolen or if the user is aware or suspects that another unauthorized person has come to know of or has
   Transaction as well                                                                                                       used his/ her PIN or password without authority. Upon receiving a written request from the unit holder in
• Fund shall not be responsible for any errors that may be committed by the Unit holder in the process
   The                                                                                                                       such an event, EAML/its service provider will cancel the PIN or password and arrange to generate and
   of conducting any online transaction of for any error or failure of the transaction over internet due to any              issue a new PIN/password in the interest of the unit holder
   network problems. The Unit holder shall make only one application for each transaction, either in physical                The
                                                                                                                         • unit holder hereby releases the Fund and the service provider from any liabilities whatsoever against
   or electronic form                                                                                                        misuse of the PIN, user name and password. Further, neither the Fund not the Registrar shall be liable at
PROCEDURE                                                                                                                    all for any misuse, if any, of any data placed on the internet by third parties “hacking” or unauthorized
Issuance of PIN, Security & Confidentiality of the information:                                                              accessing the server. The Fund/Registrar will not be liable for any failure to act upon instructions or to
• holder registering for this facility shall be issued a PIN by the service provider against each Folio
   A unit                                                                                                                    provide any facility for any cause that is beyond the Fund /Registrar's control
   Number, after, EAML / its service provider satisfies itself that the signature on the PIN Agreement                       The
                                                                                                                         • unit holder shall take responsibility for all the transactions conducted by using the Facility and will
   matches with the signature of the Unit holders in the records of EAML. A Unit holder having multiple folios               abide by the record of the transactions generated by Fund. Further such records generated by the Fund
   with the Fund shall be issued a separate/specific PIN for each folio                                                      shall be conclusive proof and binding for all purposes and may be used as conclusive evidence in any
•Folio is held by more than one unit holder, separate PIN shall be issued to each joint holder under the
   If a                                                                                                                      proceedings
   folio. If the holding basis of the folio is “Joint”, PIN of each unit holder will be required to be entered for any       The
                                                                                                                         •unit holder shall be fully liable to the Fund/its service provider for every transaction entered into using
   transaction. If the holding basis of the Folio is “Anyone or Survivor”, PIN of any unit holder will be sufficient         the Facility, whether, with or without the knowledge of the unit holder. In no event will the Fund or its
   for conducting any transaction                                                                                            service provider be liable to the unit holder for any special, direct, indirect, consequential or incidental
•Unit holder agrees that pursuant to this Agreement, the Fund/its service provider will dispatch the PIN
   The                                                                                                                       loss or damages even if the unit holder has advised the Fund or its service provider of such possibility
   allotted to the Unit holder, by courier or post, entirely at the risk of the Unit holder                                  The
                                                                                                                         • unit holder shall be solely responsible for ensuring adequate security measures to help prevent
•PIN will be dispatched to the Unit holder's address as recorded with the Fund/its service provider
   The                                                                                                                       unauthorized access or use of this facility to their transactions and bank accounts and EAML/its
                                                                                                                             registrars shall not be liable of any such unauthorized access and protection of his/her computer against
   The
• Fund will record a change in the Unit holder's address only on the basis of written instructions from                      any computer virus
   the Unit holder, subject to signature verification/validation as per normal procedure                                     The
                                                                                                                         • unit holder undertakes to comply with all applicable laws and statutory requirements and agrees to
   The
• Unit holder will be responsible to confirm the receipt of the PIN to the Fund/its service provider and                     be bound by and to diligently follow and ensure compliance with the applicable rules, regulations of SEBI
   notify forthwith, in the event of evidence of tampering with the PIN in the course of post or non-receipt of              or any other regulatory authority from time to time
   the PIN, as the case may be. In such an event or in the event of loss of PIN by the Unit holder or due to unit            The
                                                                                                                         • Fund/service provider may not acknowledge receipt of any instructions nor shall be responsible to
   holder having forgotten the PIN, a request for issue of a duplicate PIN shall be considered only on receipt
   of a written request from the Unit holder(s) subject to signature verification/validation                                 verify any instructions. The Fund/service provider shall endeavor to give effect to instructions on a best
                                                                                                                             effort basis and as soon as practically possible, as permitted by the regulations form time to time. In the
   The
• Unit holder shall use the PIN to generate a user name and password with which to carry out                                 event of any instructions being capable of execution in two or more ways, the Fund/service provider may
   transactions through the website and shall keep the same confidential at all times. The Unit holder may                   execute the instructions in any way as it may, in its sole judgment decide
   use the same PIN to access various services provided by the Fund over the Internet as well as telephone                   The
                                                                                                                         • unit holder agrees that the use of the facilities is prone risk of any loss or interception of information
   in respect of this folios
                                                                                                                             over internet, notwithstanding the secure method of transmitting information adopted by the Fund/its
   The
•unit holder shall have a facility/choice to change the PIN allotted by the service provider to a PIN of his                 service provider and that such a risk will be borne by the unit holder and that the Fund/service provider
   choice and to make the PIN's uniform, in the event of having multiple folios or multiple PIN's                            shall not be liable for the same
•  It shall be the sole responsibility of the unit holder to ensure adequate protection, confidentiality and                 The
                                                                                                                         •Fund, the EAML and the Trustees, along with its directors, employees, agents, executors, successors
   secrecy of the user name, password as well as the PIN and any disclosure thereof to any other person                      and assigns shall not be liable for any damages or injuries arising out of or in connection with the use of
   shall be entirely at the unit holder's risk. EAML in such cases will not accept any kind of responsibility or             the website and Call Centre or its non-use including non-availability or failure of performance, loss or
   liability for any loss, damage or harm                                                                                    corruption of data, loss of or damage to property (including profit and goodwill), work stoppage, compute
Access to the Facility:                                                                                                      failure or malfunctioning or interruption of business. Error omission, deletion, defect, delay in operation or
In order to access the Facility for the first time through the website, the unit holder shall be required to create          transmission, communication line failure or for any failure to act upon Electronic or Telephonic
a unique login name (user name) and password at the Fund's web site. The user may thereafter map other                       instructions or to provide any facility for any cause that is beyond the control of the Fund or its Registrars
folio numbers using the corresponding PIN's. The unit holder may then access the facility by entering his                •   All records of the Fund/service provider, whether in electronic form , magnetic medium, documents or any
unique username and password on the Fund's web site.                                                                         other with respect to instructions received for use of the facilities or instructions received through use of
Services Offered:                                                                                                            the facility shall be conclusive evidence of such instructions and shall be binding on the unit holder
The unit holder may access the following services using PIN, the user name and password facility                         •   In case of any discrepancy in the details of any transaction carried out in respect of the unit holder's
(hereinafter referred to as the “Facility”).                                                                                 account, the unit holder shall intimate the service provider/ Fund within ten days of receipt of the
(A) Through Internet                                                                                                         statement of account or information thereof, failing which the transaction will be deemed to be correct
   •   Subscription and Additional subscription to various schemes of the Fund including any new schemes                     and accepted by the unit holder
       launched by the Fund from time to time and which are tagged with the existing schemes by the Fund for             NO WAIVER
       the purpose of conducting such online transactions                                                                No forbearance, delay or failure on part of the Fund/service provider to exercise any power or right under
   •   Switching units from one scheme to another                                                                        these terms and conditions shall operate as a waiver of such power or right nor shall any single or partial
   •   Redemption of units                                                                                               exercise of such power or rights preclude any further exercise of that or any other power or right.
                                                                                                                         DISCLAIMER
   •   Change of PIN and password                                                                                        The Offer Documents provided on the website set forth concisely the information about the schemes that an
   •   Viewing portfolio and transaction history                                                                         investor should know before investing. The particulars of the scheme have been prepared in accordance
   •   Printing of Account Statements, including facility to request for email/fax back thereof                          with the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 as amended till date and
(B) Through Telephone:                                                                                                   filed with SEBI and the units being offered for public subscription have not been approved or disapproved by
   •   Account Balance & Current Value of Investments                                                                    SEBI nor has SEBI certified the accuracy and adequacy of the Offer Documents. The Offer Documents shall
                                                                                                                         remain effective till a “Material Change”(other than a change in the Fundamental attributes and within the
   •   Details of last five transactions                                                                                 purview of the Offer Documents) occurs, and thereafter, the changes, shall be filed , with SEBI and circulated
   •   Changing of investors PIN                                                                                         to the users along with the quarterly / half yearly reports. All users of the Fund website are notified that any
The Fund, through its service providers may offer a facility of Transacting on investor's account via telephone          information thereon should be used in conjunction with traditional investment techniques, which may
in due course and the unit holders agrees to the terms and conditions of this agreement will be binding upon             include obtaining applicable legal, accounting, tax or other professional advice or services. EAML
him/her for availing of such a facility.                                                                                 indemnifies itself from any omissions, errors, or investment consequences arising from the use of this
The unit holder hereby agrees and confirms that the services mentioned herein above are only an inclusive                material by any user of the Fund website.
list and the Fund may add or remove any services it may in its absolute discretion decide,, which services               CONFIDENTIALITY
the unit holder may use the PIN facility to access and utilize. In addition to the information and services              The Fund/EAML/its service provider shall keep the information relating to the transactions of the unit
mentioned above, the unit holder may also, as and when the facility is extended to other services provided               holders using the facility, confidential. Provided however that the Fund is entitled to disclose any information
by the Fund, use such facility to access and utilize any such services provided by the Funds website or                  or particulars pertaining to the unit holder to any authority, statutory or otherwise as may be required by law.
through the Telephone.                                                                                                   PRIVACY
EAML WARRANTIES                                                                                                          EAML or its service provider shall not sell or market any personal information or personalized data of its
• will take best efforts to keep the website updated on a daily basis, so as to provide most current
   EAML                                                                                                                  customers to unaffiliated organizations. EAML shall maintain the user's personal information and data
   information to the unit holders. The unit holder also agrees that the look and feel of the web screens and            according to strict standards of security and confidentiality.
   outputs there from may differ based on the nature of the software used by the unit holder to browse the               TERMINATION
   website                                                                                                               The unit holder may terminate the PIN facility by making an application, (hereinafter referred to as “the said
• agrees to take best efforts to protect security of the data placed on the Internet and has for this
   EAML                                                                                                                  Application”) to the Fund/service provider in writing and signed by her/him along with other joint holders, if
                                                                                                                         the unit holder wishes to terminate this Agreement and disable the PIN. The Fund shall disable the user id
   purpose, required the service provider to sign a confidentiality agreement specifying confidentiality of the          and the PIN granted to such joint unit holders at any time within a period of 10 business days from the date
   data and to restrict external access to the database on the Internet                                                  of receipt of the said Application.
   The
• Fund/its service provider shall ask the unit holder to enter his/her username and password and PIN                     The Fund is authorized to terminate the PIN facility without prior notice on the occurrence of any event, which
   or any other transaction specific details before accepting instructions on behalf of the Fund                         in the sole opinion of the Fund, may have a material Adverse Impact on the Designated Account or on the
   The
• Fund/its service provider may, in the interest of the unit holder, request a fax confirmation of the                   operations of the Fund, including but not limited to:
   instructions and any additional information the Fund may require. In such an event, the Fund shall not be             1. Non-compliance of the Terms and Conditions setout herein.
   bound to act on electronic instructions received, until the said fax confirmation and additional information          2. Death, insolvency, bankruptcy or liquidation of the unit holder.
   is received from the unit holder, in a form and manner acceptable to the Fund                                         3. Any other cause arising out of operation of law.
   The
• unit holder confirms and agrees that he shall at all times be bound by any modification and /or                        4. Closing of unit holders account
   variations made to the Terms and Conditions hereof and as notified on the website. The Fund shall not be              5. Such other reason(s) as the Fund may in its sole and absolute discretion deem proper.
   required to give the unit holder individually any separate notice of any of the modification and /or                  6. Receipt of a written application from a joint unit holder for termination
   variations that have been notified on the website                                                                     For the purpose of interpretation, an event having a Material Adverse Impact shall include any event, which in
   EAML
• shall have the absolute discretion to amend or supplement any of the terms any time and will                           the opinion of the Fund, shall impact the reputation of the Fund, its functioning, any potential losses to the
   endeavor to give prior notice on the website/through email for such changes wherever feasible.                        Fund, any event which in the opinion of the Fund would amount to a fraud on the Designated Account, or
   The
•Fund/its service providers may, in its absolute discretion decide not to carry out any such instructions                any other event which the Fund may in its absolute discretion decide would have a material adverse impact
   on where the service provider or the Fund has reason to believe that the instructions are not genuine, are            on its operations, provided, however, that any electronic instructions received by the Fund, through the PIN
   unclear, are such as to raise a doubt are otherwise improper or there is ground to believe that the same is           facility or any Online Transaction executed by the unit holder before the termination of this Agreement and
   in contravention of any statute/laws in India and cannot be put into effect                                           disabling of PIN facility shall be considered to be a valid instruction to the Fund to execute such Online
EAML DISCLAIMERS                                                                                                         Transaction.
•  Neither EAML nor the service providers shall be liable for any unauthorized usage of the PIN & the unit               GOVERNING LAW & JURISDICTION
   holder hereby fully indemnifies and holds the EAML and the service provider harmless against any action,              This Agreement is governed by and construed in accordance with the laws of India. The Courts of Mumbai
   suit, proceedings, initiated against it or any loss, cost or damage incurred by it as a result thereof.               shall have exclusive jurisdiction over any disputes arising out of or in connection with this dispute. The PIN
   Further, neither the Fund nor EAML not its service provider shall be liable at all for any misuse if any, of any      and all the transactions carried out through PIN are subject to the terms and conditions of the Offer
   data accessed through the call centre by third parties                                                                Documents of the schemes of Edelweiss Mutual Fund, read with the addenda issued from time to time.
•  Without prejudice to any other provisions of this Agreement, EAML and its service provider shall not be               Any dispute arising out of or in connection with these Terms and conditions will be referred to the arbitration
   liable for any loss or damage whatsoever caused arising directly or indirectly in connection with the                 of a sole arbitrator to be appointed by EAML, in accordance with the Arbitration & Conciliation Act, 1996.
   services and /or this Agreement, including without limitation any:                                                    These Terms and Conditions are subject to Securities and Exchange Board of India (Mutual Funds)
   1. Loss of data                                                                                                       Regulations, 1996 and guidelines issued there under as amended from time to time and other laws, rules
   2. Interruption or stoppage to the customer's access to and/or use of the call centre                                 and regulations issued by the Government of India relating to mutual Funds and provisions of the PIN facility.
                                                                                                                         NOTICE:
   EAML
• and its service provider shall not be responsible for any failure on the part of the unit holder to                    Any notice, communication or documents required to be given by either Party to the other under the terms of
   utilize the facility due to the unit holder not being within the geographical range within which the facility is      this Agreement, may be given by personal delivery, registered post, by fax, or by other electronic medium as
   offered                                                                                                               agreed by both parties from time to time at the following address:
   EAML
• have the absolute discretion to withdraw/amend the services provided, or amend or supplement                           If to the Fund:
   any of the above terms and conditions at any time without prior notice to the unit holder                             Edelweiss Asset Management Ltd
UNIT HOLDER COVENANTS                                                                                                    10th Floor, Chandermukhi, Nariman Point, Mumbai - 400 021.
   The
• unit holder hereby agrees that access of any facility by use of the user name, password or the PIN as                  Fax No.: 022 – 40979970 • Email id: investor.amc@edelcap.com
   the case may be, will be deemed acceptance of the other terms and conditions as posted on the website                 If to the Unit holder: At the address of the unit holder as recorded with the Fund.
   and the unit holder will unequivocally be bound by such terms and conditions                                          The notice, communication or document shall be deemed to be effective if given by personal delivery when
• unit holder confirms and agrees that he shall at all times be bound by any modification and /or
   The                                                                                                                   so delivered, if given by post on expiration of seven days after the notice, communication or document is
   variations made to the other Terms and Conditions and as notified on the website. The Fund shall not be               delivered to the post office for onward dispatch, if given by fax or telex upon transmission thereof. Provided
   required to give the unit holder individually any separate notice of any of the modification and /or                  that any notice, communication or document given by fax shall be followed by a confirmation in writing.
   variations that have been notified on the website
                                                     INVESTOR SERVICE CENTER / DESIGNATED COLLECTION CENTERS

                                                                 EDELWEISS INVESTOR SERVICE LOCATIONS

• Ahmedabad- 402, Third Eye 1, Near Panchvati Circle, C.G.Road. Ahmedabad - 380006 Tel - 079 - 44218800 • Bangalore - Pan Asia Business Services, Executive Centre, 4/1, Millers
Road,High Grounds, Bangalore - 560 052 Tel - 080-41718997 • Chandigarh - M/s. Selz Communications,Unit No. 1, Cabin No. 202,SCO 333-334, Sector 35-B, Chandigarh – 160022 Tel -
0172-4421880 Tel - 0172-4421880 • Chennai -No 3/2,Collage Lane (Near SBI Circle) Nungambakkam, Chennai – 600 006 Tel - 044-42899128 • Delhi- 10th Floor, Hindustan Times House,
18-20, Kasturbha Gandhi Marg, New Delhi - 110 001 Tel - 011-44218800 • Hyderabad- MB Tower, 2nd Floor ,Plot No. 5, MCH No. 8.2.120/86/7, Near L.V. Prasad Eye Hospital, Road No.
2,Banjara Hills, Hyderabad - 500016 • Indore- Unit No.212-A City Centre, 570 M G Road, Indore – 452003 Tel - 0731-4421880/3926335 • Jaipur- Office Number 404, 4th floor, DBC
Towers, M. I. Road, Jaipur – 302001 Tel - 0141-4421880 • Kanpur - Cabin No. 711, Kan Chember, 14/113 Civil Lines, Kanpur - 208001. Tel - 0512-3912777 • Kolkata- Savitri Tower,2nd
Floor, 3A Upper Wood Street, Kolkatta – 700017 Tel - 033-44218800 • Mumbai - 10th Floor Chandermukhi, Nariman Point, Mumbai - 400 021 Tel -022-44218800 Fax - 44218870 • Pune -Unit
No.28, "C" Wing, First floor, Sreenath Plaza, F.C.Road, Pune -411004 Tel - 020-44218800 • Vadodara - Office No.108, Avanti Chambers, 1st Floor,Behind Express Hotel, R.C. Dutt Road,
Vadodara. Tel - 0265-6643344/6643366

                                                           KARVY COMPUTERSHARE PRIVATE LIMITED LOCATIONS

• Agra - 0562-2526663 • Ahmedabad - 079-26400527/528 • Ajmer - 0145-2628055 / 2628065 / 5120725 • Aligarh - 0571-2509106 to 08 • Allahabad - 0532-3294280 • Ambala -
0171-2640669 / 2631324 • Amritsar - 0183 - 5053802 / 5053804 • Anand - 02692 - 248980 • Ankleshwar - 02646-227348 / 227349 • Asansol - 0341-2214625 • Aurangabad -
0240- 2363517 / 2363523 • Balasore - 06782-265492 / 329233 • Bangalore - 080 - 25320085 • Bareilly - 0581 - 2476809 • Baroda - 0265 - 6640870 / 6640871 • Begusarai -
06243-243696 / 243551 • Belgaum - 0831 - 2402722 • Berhampur - 6803-205010 • Bhagalpur - 0641-2302768 • Bharuch - 02642 - 225207 / 225208 • Bhavnagar - 0278 - 2567006
• Bhilai - 0788 - 2295329 • Bhopal - 0755-3010731 / 3010723 / 24/ 25 / 26 • Bhubaneshwar - 0674 - 2547531 / 2547532 • Bokaro - 06542 - 233330/ 31/ 32 • Burdwan - 0342 2550801 /
0840/ 0219 • Calicut - 0495 - 2742107 • Chandigarh - 0172-5071726 / 5071727 • Chennai - 044 - 28277383 • Cochin - 0484 - 2310884 / 2322152 • Coimbatore - 0422 - 4382770 •
Cuttack - 0671-2613906 • Dehradun - 0135 - 3958246 • Dhanbad - 0326 - 2301045 / 2301046 • Dharwad - 0836-3299866 • Durgapur - 0343 - 2586376 / 2586377 • Erode - 0424 -
2225616 / 2225617 • Faridabad - 0129 - 4024441 / 4024442 • Gandhidham - 02836 - 228630 / 228640 • Gaya - 0631 - 2220065 • Ghaziabad - 0120 - 2701886 / 2701891 • Panjim (
Goa ) - 0832 - 2426874 • Gorakhpur - 0551 - 3297817 • Guntur - 0863-2326684 • Gurgaon - 0124-51511627, 0124-41511627 • Guwahati - 0361 - 2608016 • Gwalior - 0751-
4069001 / 4069002 • Haldwani - 05946-282635, 05946-284523 • Hissar - 01662-225845/68/36 • Hubli - 0836 - 2356201 / 356202 • Hyderabad - 040 - 23312454 Ext : 124 • Indore -
0731- 3014204/ 5 • Jaipur - 0141-2375039 / 2363321 • Jalandhar - 0181 - 5000771 / 5000772 • Jalgaon - 0257 - 2226761 • Jalpaiguri - 03561-224207 / 225351 • Jammu - 0191 -
2475037/2477994 • Jamnagar - 0288-3298794 • Jamshedpur - 0657-2487045 • Jhansi - 0510 - 3200668 • Jodhpur - 0291 - 5103026 / 5103046 • Jorhat - 0376 - 2301923 •
Kanpur - 0512-3292333 • Karaikudi - 04565 - 237193 • Karur - 04324 - 241893 / 241894 • Kharagpur - 03222-242507 / 242512 • Kolhapur - 0231-2520650/55 • Kolkata - 033 -
24659263 / 24659267 • Kota - 0744-2365145/46 • Kottayam - 0481 - 2302420 / 2302421 • Lucknow - 0522-2236819/20 • Ludhiana - 0161-3018445 • Malda - 03512-221342,
223153 • Madurai - 0452 - 2600853/54/55 • Mangalore - 0824 - 2492302 • Margoa - 0832 - 2731822 • Mathura - 0565-2463172-74 • Meerut - 0121-3252943 • Mehsana - 02762-
242949 / 242950 • Moradabad - 0591 - 3099643 / 2310470 • Mumbai - 022 - 56382666 / 22842666 • Muzaffarpur - 0621-3204090 • Mysore - 0821 - 2441520 • Nadiad - 0268-
2563245 / 2563248 • Nagpur - 0712 - 5656102 / 5656103 • Nasik - 0253 - 6602542 / 5602543 • Navsari - 02637 - 324832 / 326096 • New Delhi - 011 - 23324401 • Panipat - 0180-
2644308 / 3295717 • Patiala - 0175 - 5051726 / 5051727 • Patna - 0612 - 2321354 • Pondicherry - 0413 - 2220636 / 2220633 • Pune - 020-25533795 / 25533592 • Raipur - 0771 -
2236696 / 2236694 • Rajahmundry - 0883 - 2437494 • Rajkot - 0281 - 2239338 • Ranchi - 0651 - 2330386 / 2330394 • Rohtak - 01262-253597 / 271984 / 230258 • Rourkela - 0661
- 2510770 / 2510771 • Saharanpur - 0132-2725106 / 3297451 • Salem - 0427 - 4020300 / 2210835 / 36 • Sambalpur - 0663-2522105 / 106 / 2230195/0663-3291038 • Shillong - 0364 -
2224175 / 2228172 • Shimla - 0177 - 2624453 / 3102055 • Shimoga - 08182 - 228795 / 227485 • Silchar - 03842-247334 • Siliguri - 0353 - 2526393 to 97 • Surat - 0261-3067166 /
67 • Tirunelveli - 0462 - 2335136 • Tirupur - 0421 - 2214319 • Trichur - 0487 - 2322493 / 2322494 • Trichy - 0431 - 2792800 • Trivandrum - 0471 - 2725990 / 2725989 • Udaipur -
0294-5101601 / 5101602 • Valsad - 02632 - 326901 / 326902 • Vapi - 0260 - 3093480 / 3296397 • Varanasi - 0542-2227259 • Vijayawada - 0866-2495588 • Visakhapatnam - 0891 -
2752915 / 2752916 • Warangal - 0870-2551484
                                                                                                                                                                                       08PF03V1




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          C e : Floor, Chandermukhi, Nariman Point, Mumbai 400 021. R d : Floor Express Towers,Nariman Point, Mumbai - 400021
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