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Cleantech Venture Capital Presentation

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Keynote Presentation at "The Future of Energy: How Cleantech Entrepreneurs Will Reshape the Economy" event for the Pepperdine's Graziadio School of Management. Event was on 2/12/2009 at Toyota USA corporate headquarters in El Segundo, CA. Topic was Cleantech Venture Capital by John Babcock, partner at Rustic Canyon Partners.

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Cleantech Venture Capital Pepperdine University Graziadio School of Business and Management Toyota Motors USA Headquarters February 12, 2009 Prerequisite Cleantech Slides Blue Marble Shot McKinsey Chart The CFL Polar Bear Cleantech Markets Today • • • • • Rustic Canyon Environmental issues Market opportunities Market challenges Examples John Babcock • Partner, Rustic Canyon Partners • Board Member – Foodlink – Leads360 – Pentadyne – Serious Materials – SiliconSystems – Transonic Combustion Rustic Canyon Partners • • • • • Spun out of Times Mirror in 1999 $800MM under management Investing out of Rustic Canyon III 7 partners, 7 other professionals 2 offices – Santa Monica – Silicon Valley Yeah, right. Is Climate Change real? Are you sure? Yes. 400 390 380 370 360 350 340 330 320 310 2 CO levels are rising. 300 1958 1963 1968 1973 1978 1983 1988 1993 1998 2003 2008 CO2 measurements at Mauna Loa Observatory, Hawaii Source: National Oceanic & Atmospheric Administration Yes. Temperatures are rising. • Does the CO2 cause rising temperatures? Yes. • Does human activity cause the CO2? Yes. • Do other issues effect the temperatures? Yes. • Are all of the issues understood? No. • Is this “actionable intelligence”? Yes. 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 10000 BC 6500 BC 4000 BC 2000 BC 500 BC 200 BC 200 500 700 900 1100 1250 1340 1500 World Population 1650 1750 1850 1910 1930 1950 1970 1990 2010 The Tragedy of the Commons Coal is really cheap US Electricity Production Billion kWh 4,500 4,000 3,500 3,000 2,500 2,000 Other Gases Other Other Renewables Hydroelectric Nuclear 1,500 1,000 Natural Gas Petroleum Coal 500 0 1996 1998 2000 2002 2004 2006 U.S. Electricity Production Costs 1995-2007, In 2007 cents per kilowatt-hour 2007 Coal - 2.47 Gas - 6.78 Nuclear - 1.76 Petroleum - 10.26 12.0 10.0 8.0 6.0 4.0 2.0 0.0 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 Production Costs = Operations and Maintenance Costs + Fuel Costs Source: Global Energy Decisions Updated: 5/08 Energy growth > Population growth Worldwide Electricity Consumption 4,500 4,000 3,500 3,000 Billion Kwh United States Europe China Japan South America Canada 2,500 2,000 1,500 1,000 500 0 China builds 2 coal plants a week Overgrazed Energy security is valued. Why Cleantech now? Enormous Markets Government Imperatives Cleantech Technology Advances Management Teams Everybody in! Cleantech VC $9,000 $8,000 $7,000 $6,000 $5,000 $4,000 $3,000 $2,000 $1,000 $0 2001 2002 2003 2004 2005 2006 2007 2008 Source: PriceWaterhouseCoopers Money Tree Report, January 2009 Cleantech definition Cleantech is a term used to describe knowledge-based products or services that improve operational performance, productivity, or efficiency while reducing costs, inputs, energy consumption, waste, or pollution. Its origin is the increased consumer, regulatory and industry interest in clean forms of energy generation— specifically, perhaps, the rise in awareness of global warming and the impact on the natural environment from the burning of fossil fuels. The term cleantech is often associated with venture capital funds. Source: Wikipedia.com Cleantech is diverse Source: greentechmedia.com VC has distinct sectors • Software – Traditional – SaaS • Life sciences – Device – Drug • Hardware – System – Fabless semiconductor VC is formulaic. • High gross margins:60% - 90% • Capital efficiency: $5 - 50MM • Creating new markets (often) Cleantech doesn’t fit old VC formula • Gross margins: 20% - 50% • Capital intensive: $50 - $250MM • Entering established markets (often) Cleantech VC, 2008 $2,240 $3,300 Solar Biofuels Transportation Wind Smart Grid Agriculture Water Other $148 $166 $345 $502 $795 $904 Amount Invested ($MM) Source: Cleantech Group, LLC The McKinsey Chart Source: McKinsey & Co, “Reducing U.S. Greenhouse Gas Emissions: How Much at What Costs?” The McKinsey Chart Solar Source: McKinsey & Co, “Reducing U.S. Greenhouse Gas Emissions: How Much at What Costs?” The McKinsey Chart Fulcrum Bioenergy Transonic Combustion Transonic Combustion Serious Materials Source: McKinsey & Co, “Reducing U.S. Greenhouse Gas Emissions: How Much at What Costs?” U.S. Energy Demand 51% 27% 22% Built Environment Source: EIA, CalStar analysis Transport Industry U.S. Energy Demand Built Environment 51% Residential 22% Commercial 17% Operations 39% Buildings 9% Source: EIA, CalStar analysis Infra 3% Materials 12% Embodied Energy To Build One House • 1 Billion BTU’s • 8,000 Gallons of gas • Drive around the world 6 times Source: Deconstruction Institute Saves more energy than any other window, period Technology – a gap in performance : the frame and spacer Poorly insulated home Well insulated, ‘high-performance’ home The effect of the full frame degradation can be seen in the IR photographs. • First/only Cleantech drywall replacement – – – – Advanced material science Higher performance in every aspect Uses 80% recycled content (no gypsum) Hangs just like gypsum drywall • Virtually zero energy in manufacturing – No heaters, no dryers, no calcining, no CO2 • Plant has 97% less greenhouse gas emissions 38 Replacing the old Industry Gypsum Drywall Manufacturing Volume: 1.3 Billion Panels/yr Energy: 200 Trillion BTU’s NG/yr CO2 Released: 20 Billion pounds/yr Process Invented: 1917 EcoRock Manufacturing Volume: 1.3 Billion panels/yr Energy: Zero BTU’s NG/yr CO2 Released: Zero pounds/yr Process Invented: 2007 39 Our Mission We will enable dramatically higher fuel efficient passenger vehicles with our fuel injection systems. Near-term our technology operates on regular gasoline; long-term on renewable, zero-net carbon bio-fuels at an economical cost per mile. Our Investors Our investors include Venrock, Khosla Ventures and Rustic Canyon. Originally funded August 2006, the company is currently transitioning from R&D into product commercialization phase. • Investors: Rustic Canyon and USRG • Converts Municipal Solid Waste to Ethanol • Has very large long term supply agreements Questions? THANK YOU. Solar is expensive.

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