Ladies and gentlemen, that is that is not the Enforcement Division?s function. The Enforcement Division?s function is akin to a securities fraud policeman, investigating issues after they arise and bringing cases where appropriate. Asking, ?Where was the SEC?? after financial fraud has occurred or a financial crisis has developed is like asking, ?Where was the police department?? when you come home to find that your house has been robbed.
Pages to are hidden for
"Making a Case for the SEC's Enforcement Division"Please download to view full document