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Download Franklin Templeton FTFTF (Fixed Term Plan) 3 Years - Series 14 - Plan A Application Form. No Entry Load. NFO Ending on 30-June-2010.
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PVT LTD Franklin Templeton Fixed Tenure Fund - FRANKLIN TEMPLETON MUTUAL FUND Series XIV - Plan A (FTFTF - XIV - A) KEY INFORMATION MEMORANDUM AND APPLICATION FORM A Closed - End Income Fund (3 Years Plan) Offer of Units of Rs.10 each for cash during the New Fund Offer New Fund Offer Opens on: 01-06-2010 New Fund Offer Closes on: 30-06-2010 Date of Allotment: 21-07-2010 The Key Information Memorandum is dated May 25, 2010. This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the Scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the website www.franklintempletonindia.com. The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM. INVESTMENT OBJECTIVE PLANS AND OPTIONS EXPENSES OF THE FUND FTFTF – XIV is a closed end income scheme seeking to generate Growth Option and Dividend Option (with Payout facility only). (i) Load Structure returns and reduce interest rate volatility, through a portfolio of fixed MATURITY DATE New Fund Offer Period: Entry Load: Nil income securities that are maturing on or before the maturity of the Tenure: 3 Years from the Date of Allotment CDSC/Exit Load: Not Applicable Scheme along with capital appreciation through equity exposure. Maturity Date: July 20, 2013 Continuous Offer Not Applicable ASSET ALLOCATION PATTERN OF THE FUND The Plan shall mature at the end of its specified tenure, unless rolled (ii) Recurring expenses Instruments Risk Profile As % of over. Upon maturity, the Units outstanding under the Plan will be The maximum annual recurring expenses that can be charged to the Net Assets automatically redeemed at the NAV of the date of maturity and fund shall be within the prescribed limits and subject to a percentage (Min – Max) proceeds will be paid to the Unitholder, without any further limit of Daily/Weekly Average Net Assets as follows Debt securities and Money reference from the Unitholder. Please note that if the Maturity Date First Next Next Over Market Instruments* Low to Medium 80% - 100% falls on a Non-Business Day or if the banks / stock exchanges remain Rs. 100 crores Rs. 300 crores Rs. 300 crores Rs. 700 crores Equities and Equity closed on account of strike or any other unforeseen reason on the Linked instruments Medium to High 0% - 20% maturity Date, then the Scheme / Plan will mature on the following 2.25% 2.00% 1.75% 1.50% * including Securitised Debt up to 100% Business Day. The total expenses of the fund excluding issue or redemption LIQUIDITY - LISTING AND REPURCHASE expenses,but including the investment management and the advisory • The Scheme / each Plan will invest in a portfolio of fixed income fee shall not exceed the prescribed limits. securities that are maturing on or before the maturity of the Being a closed - end scheme, as per SEBI guidelines, the Units of respective Plans. the Scheme will be listed on recognised stock exchange(s). Buying TAX TREATMENT FOR THE INVESTORS (UNITHOLDERS) • The scheme does not intend to invest in such debt securities that or selling of Units by investors can be done from the secondary Investors are advised to refer to the details given in the Statement of may have a coupon or payout linked to the performance of an market on the stock exchange(s) at market prices. It may please be Additional Information & Scheme Information Document under the equity/equity index as an underlying (popularly known as ‘equity noted that trading in the Units over the stock exchange will be section "Taxation". However, the information provided therein is for linked debentures’). permitted in electronic (dematerialised) form only. It is proposed to general information purpose only and is based on the prevailing tax list the Units on National Stock Exchange of India Ltd. (NSE). The laws. In view of the individual nature of the implications, each RISK PROFILE OF THE FUND investor is advised to consult with his or her own tax advisors with AMC has received in-principle approval from NSE for listing of Mutual Fund Units involve investment risks including the possible Units. respect to the specific tax and other implications arising out of his or loss of principal. Please read the SID carefully for details on risk Further, the AMC / Mutual Fund shall not repurchase the Units her participation in the schemes. factors before investment. Scheme specific Risk Factors are before the maturity of the Scheme/Plan. Investors wishing to exit may DAILY NET ASSET VALUE (NAV) PUBLICATION summarized below: do so through stock exchange mode. The NAV will be normally determined for all business days and Different types of securities in which the scheme would invest carry released to the press (atleast 2 newspapers). The NAV can also be APPLICABLE NAV different levels and types of risks. Accordingly the scheme's risk may viewed on www.franklintempletonindia.com and www.amfiindia.com. increase or decrease depending upon its investment pattern. Purchases including switch ins: The Units are being offered at Rs.10 per unit. You can also telephone us at 1-800-425 4255 or 6000 4255 (please Investments in debt instruments are subject to various risks such as Redemptions including switch outs: Not Applicable. prefix the city STD code if calling from a mobile phone) Local call credit/default risk, interest rate risk, reinvestment risk, liquidity risk rates apply. etc. E.g. corporate bonds carry a higher amount of risk than MINIMUM APPLICATION AMOUNT/ NUMBER OF UNITS Government securities. Further even among corporate bonds, bonds FOR INVESTOR GRIEVANCES PLEASE CONTACT Rs.10,000/- or any amount in multiples of Rs.10/- thereafter. Please Karvy Computershare Private Limited, Unit: Franklin Templeton which are AAA rated are comparatively less risky than bonds which note that applications accompanied with cheque/draft for amount are AA rated. Mutual Fund, Karvy Plaza, H. No.8-2-596, Street No.1, Banjara Hills, not in multiple of Rs.10/- may, at the discretion of the AMC, be Hyderabad 500034. Tel: +91 - 40 - 23312454 . Liquidity Risk: Although Units will be listed on stock exchange(s), rejected or accepted only for amount in multiples of Rs.10/- with there can be no assurance that an active secondary market will Fax: +91 - 40 – 23420886, E-mail: firstname.lastname@example.org. balance being refunded to the investor. For switch from any develop or be maintained. Trading on the stock exchange(s) may be Name and Address of Registrar: Karvy Computershare Private Franklin Templeton scheme to FTFTF-XIV-A during the NFO, the halted because of market conditions or for reasons that in the view of Limited, Unit: Franklin Templeton Mutual Fund, Karvy Plaza, H. amount switched (irrespective of whether the switch request the market authorities or SEBI, trading in the Units is not advisable. No.8-2-596, Street No.1, Banjara Hills, Hyderabad 500034. Tel: +91 - specifies a certain Rupee amount or number of Units – including All In addition, trading is subject to trading halts caused by extraordinary 40 - 23312454 Fax: +91 - 40 – 23420886 . Units) will be restricted to multiple of Rs.10/- and the balance market volatility and pursuant to stock exchange and SEBI ‘circuit E-mail: email@example.com. amount would, at the discretion of the AMC, be retained in the filter’ rules. There can be no assurance that the requirements of the Name of the Mutual Fund: Franklin Templeton Mutual Fund source scheme or paid to the investor. market necessary to maintain the listing of the Units will continue to Address: Franklin Templeton Asset Management (India) Pvt. Ltd., be met or will remain unchanged. DESPATCH OF REPURCHASE (REDEMPTION) PROCEEDS ON Franklin Templeton Centre, No. 7, 3rd Cross Street, Kasturba Nagar, Credit risk: The scheme may predominantly invest in AA / A rated MATURITY Adyar, Chennai 600020. securities which carry a higher credit risk compared to AAA rated The redemption cheque will be despatched to the unitholders within UNITHOLDERS’ INFORMATION securities. These securities carry relatively higher possibility of a the statutory time limit of 10 business days from the date of maturity. Commission to distributor default - but the historical default rates for investment grade BENCHMARK INDEX The upfront commission on investment made by the investor, if any, securities (BBB and above) have been low. 20% S&P CNX 500 + 70% Crisil Composite Bond Fund Index + 10% shall be paid to the ARN Holder (AMFI registered distributor) directly Interest rate risk: As the scheme will also invest in securities whose Crisil Liquid Fund Index by the investor, based on the investor’s assessment of various factors market value changes in line with market conditions (change in DIVIDEND POLICY including service rendered by the ARN Holder. interest rate expectations). This may expose the scheme to possible Dividends are distributed based on the availability of adequate Allotment capital erosion and the Fund seeks to mitigate this risk by investing in securities that are maturing on or before the maturity of the scheme. distributable surplus in the scheme. The Trustee may, at its sole As the scheme will be listed on stock exchange(s), Units issued under Different types of Securitised Debts in which the scheme would invest discretion declare dividends in the fund at any time. Although there the Scheme shall be allotted in dematerialised form and credited to carry different levels and types of risks. Presently, secondary market is every intention to declare dividend in Dividend Plan/Option, there the investor’s Depository Account. An intimation/allotment advice for securitised papers is not very liquid. There is no assurance that a is no assurance or guarantee as to the frequency or quantum of specifying the number of units allotted will be dispatched to the deep secondary market will develop for such securities. Money dividends nor that would the dividends be regularly paid. investor. In case the investor does not wish to get his/her Units market securities, while fairly liquid, lack a well-developed secondary NAME OF THE FUND MANAGER(S) converted/allotted in electronic form or the AMC is not able to credit market, which may restrict the selling ability of the scheme. the Units to the depository account of the investor for any reason Debt portion - Mr. Vivek Ahuja and Mr. Pallab Roy Trading volumes, settlement periods and transfer procedures may whatsoever, the AMC shall issue Account Statement specifying the Equity portion - Mr. Anand Radhakrishnan and Ms. Roshi Jain restrict liquidity of investments in equity and equity-related Units allotted to the investor. (dedicated for investment in foreign securities). securities. The Account Statement is non-transferable. The Unitholders can NAME OF THE TRUSTEE COMPANY dematerialise the units held in physical form (represented by Account In case of investments in foreign securities, there may be risks associated Franklin Templeton Trustee Services Pvt. Ltd., a company set up Statement) at any time by making an application to the Registrar / AMC by with currency movements, restrictions on repatriation and transaction under the Companies Act 1956, and approved by SEBI to act as the filling up the Conversion Request Form (CRF) and surrendering the procedures in overseas market as well as country related risks. Trustee to the funds of Franklin Templeton Mutual Fund. Account Statement(s) along with a copy of the Client Master Report (CMR) There is no assurance or guarantee that the objectives of the scheme will be achieved. The past performance of the mutual funds managed PERFORMANCE OF THE FUND or the Transaction Statement (the page reflecting name and holding pattern). by the Franklin Templeton Group and its affiliates is not necessarily Being a new scheme/plan, this scheme/plan does not have any Annual Financial Reports indicative of future performance of the scheme. performance track record. As required by the SEBI Regulations, the Fund will mail/e-mail (if an 1 e-mail address is provided with the consent of the unitholder), as Prevention of Money Laundering 2009 has conveyed that systematic investment plans (SIP) of mutual soon as practical after 31st March each year but not later than four In terms of the Prevention of Money Laundering Act, 2002, the Rules funds up to Rs.50,000/- per year per investor shall be exempted from months thereafter, as the Trustee may decide, an abridged scheme- / guidelines/circulars issued there under (AML Laws), Mutual Funds the requirement of PAN. Thus, submission of PAN is mandatory for wise annual report to all the unitholders. The full annual report of the are required to formulate and implement a client identification all existing as well as prospective investors (including all joint Fund will be furnished to the Unitholders upon a written request and programme, to collect, verify and maintain the record of identity and applicants/holders, guardians in case of minors, PoA holders and will be available at the Head Office of the Investment Manager for address(es) of investors. NRIs but except for the categories mentioned above) for investing inspection. The Fund will make all disclosures required by the SEBI It is mandatory for all investors (including joint holders, NRIs, POA with mutual funds from this date. Investors are required to register Regulations, including information about the entire portfolio held by holders and guardians in the case of minors) to furnish such their PAN with the Mutual Fund by providing the PAN card copy the Fund under this Scheme. documents and information as may be required to comply with the (along with the original for verification which will be returned across Half Yearly Disclosures Know Your Customers (KYC) policies under the AML Laws. the counter). All investments without PAN (for all holders, The Fund shall before the expiry of one month from the close of Applications without such documents and information may be including Guardians and PoA holders) are liable to be rejected. each half year that is on 31st March and 30th September, publish rejected. All investments in Franklin Templeton Mutual Fund need to comply its financial results, containing details specified in Regulation 59 Submission of PAN: with the PAN and KYC requirements as noted above. read with Twelfth Schedule of SEBI Regulations, in one English In terms of SEBI circulars dated April 27, 2007, April 03, 2008 and NSE Disclaimer: newspaper circulating in the whole of India and in one regional June 30, 2008 read with SEBI letter dated June 25, 2007, Permanent It is to be distinctly understood that the permission given by NSE should newspaper circulating in the region where the head office of the Account Number (PAN) would be the sole identification number for Fund is situated. In addition, the Scheme shall mail/e-mail (if an not in any way be deemed or construed that the Scheme Information all participants transacting in the securities market, irrespective of the e-mail address is provided with the consent of the unitholder) or Document has been cleared or approved by NSE nor does it certify the amount of transaction, except (a) investors residing in the state of publish the complete portfolio to the investors before the expiry of correctness or completeness of any of the contents of the Scheme Sikkim; (b) Central Government, State Government, and the officials one month from 31st March and 30th September each year. These appointed by the courts e.g. Official liquidator, Court receiver etc. Information Document. the investors are advised to refer to the Scheme shall also be displayed on the web site of the Mutual Fund and that (under the category of Government) and (c) investors participating Information Document for the full text of the 'Disclaimer Clause of NSE'. of AMFI. only in micro-pension. SEBI, in its subsequent letter dated June 19, Please refer to the Scheme Information Document for any further details INSTRUCTIONS Attorney or the relevant resolution or authority to make the application, as the case JOINT holders, all the unit holders must have signed the form else the Please read the Scheme Information Document containing the terms of offer. All may be, or a duly certified copy thereof, alongwith a certified copy of the application will be rejected. applicants are deemed to have accepted the terms subject to which the offer is being Memorandum and Articles of Association [where applicable] and/or bye law may • In case the amount of the cheque, instrument or payment advice differs from made and bind themselves to the terms upon signing the Application Form and be lodged alongwith the application form. The signature must be duly attested by the amount of the application, the same would be processed for the amount of tendering the payment. a notary public. the cheque, instrument or payment advice only. 1. The application form must be completed in BLOCK LETTERS in ENGLISH. 6. The nomination details should be filled up only by investors who opt for allotment • The investors must clearly and unambiguously indicate their choice of the 2. Signatures should be in English or in any of the Indian languages. Thumb in physical (non demat) form. In case of units held in electronic (demat) form, the Option (Growth or Dividend) in the relevant space provided for in the impressions must be attested by a Gazetted Officer/Notary Public under his/her nomination details as recorded for the depository account shall be applicable. Application Form. In the absence of such clear and unambiguous instructions, official seal. In case of HUF, the Karta will sign on behalf of the HUF 7. Applications that are incomplete or inaccurate are termed as Not in Good Order it will be assumed that the investors has opted for the following Default Option 3. Mode of payment:- (NIGO). NIGO applications are processed or rejected in accordance with the and the application will be processed accordingly: Default Option - Growth During NFO guidelines as mentioned on our website www.franklintempletonindia.com as Option. a. For Resident Investors - by local cheque/draft deposited with any Franklin amended from time to time. All applications are accepted “Subject to Verification”. • If the Fund name in the application is different from the fund name in the Templeton branch or collection centre. Applications can be therefore rejected at the counter itself, or subsequently at the cheque, the transaction will be processed as per the application. - Applicants from places where there is no Franklin Templeton branch or time of a good order review either at the branch or at the back office. Redemptions/Exchanges: collection centre can deduct DD charges from the application amount 8. As the Units of the Scheme/Plan will be listed on stock exchange, the Fund will • If the number of units and All units is mentioned in the request for redemption provided these drafts are payable at locations where the application is follow the terms and conditions of the listing agreement as applicable to mutual or Switch, the number of units (Cleared units) will be considered. Where the submitted to a Franklin Templeton branch or collection centre. Applicants funds, in addition to the SEBI regulations. number of units and an amount is mentioned, the number of units (cleared may send their application alongwith bank draft to the Investor Service 9. In order to pay the investor the redemption amount (including switch outs) units) will be considered. Centre. However, DD charges shall be limited to the bank charges requested for (in Rupees) Franklin Templeton will redeem that many units as • If neither units nor amount are mentioned in the request, ALL units (Cleared stipulated by The State Bank of India. The AMC will not accept any request would give the investor the net redemption amount requested for, after deducting units) will be considered. for refund of Demand Draft charges. Securities Transaction Tax and exit load/CDSC as applicable. • Switch transactions will be processed only if the day is a BUSINESS DAY for - Investors are instructed NOT to make cash payments along with the 10. In case any investor who has applied in the scheme does not receive the Account both the Source and Destination Funds. application. Statement/Allotment Advice indicating allotment of units or refund in case of non- • If the existing account details are not provided in the destination account field, - Cheques should be drawn in favour of the fund name. “Franklin Templeton acceptance of application, is advised to contact the Investor Service units / amount will be transferred to a New Account. Fixed Tenure Fund - Series XIV - Plan A”. The fund is not obliged to Centre/Registrar within 30 days from the date of allotment of the scheme failing General represent dishonoured cheques or inform the investor/ investor’s agent which, Franklin Templeton Investments shall not be responsible and liable to investor for any claims of compensation for any loss, damage etc. in connection • Broker codes will be processed under UNKNOWN in the following situations: about it. with applying in the scheme. a) Broker code is corrected but not countersigned by the investor in the b. For Non-Resident Investors: application - by NRE/NRO account cheque from a bank located at places having a 11. Investors are requested to contact the nearest Investor Service Centre in case of non receipt of requisite documents (Account Statement / Letter confirmations) within b) If there are multiple broker codes mentioned in the application Franklin Templeton branch or collection centre. Please provide a 30 days from the date of your lodging with the Investor Service Centre/Registrar, c) If the broker code is not clear in the application photocopy of the cheque alongwith the application form if investment is made through a NRE/NRO account. failing which it would be deemed to be resolved to the satisfaction of the investor. Instructions on RTGS, NEFT, MICR codes - by Rupee draft purchased abroad payable at locations where the 12. In case the Fund/AMC suffers any loss or incurs any costs/expenses on account of • Investors are requested to provide their bank's Indian Financial System code application is submitted to Franklin Templeton branch or collection return / dishonour of cheque or non processing of the RTGS / Transfer instructions (IFSC), Real Time Gross Settlement (RTGS) or National Electronic Fund centre. given by the investor or otherwise does not receive the credit of the subscription Transfer (NEFT) / Magnetic Ink Character Recognition (MICR) code(s). - by inward remittance through normal banking channels money in its account for any reason whatsoever, the investor shall be liable to the • Investors need to provide a copy of cheque leaf (where the IFSC/MICR code is Fund/AMC for compensating the loss and reimbursing the costs/expenses incurred printed) or banker's confirmation for verification of the code. c. Foreign Institutional Investors and International Multilateral Agencies shall on account of the same. • Investors are requested to note that RTGS and NEFT codes may be different for pay their subscription by direct remittance from abroad or out of their special Non Resident Account, maintained with a designated bank in India. FIIs, Know Your Customer (KYC): the same bank/branch. Please contact your bank for the details of the same. Trusts must also provide the Overseas Auditor’s Certificate Currently it is mandatory for all investors for investments of value Rs.50,000/- and • Payment through RTGS can only be made when the amount paid is not less 4. A switch from any Franklin Templeton fund to FTFTF - XIV - A will be effected by above (including joint holders, NRIs, POA holders and guardians in the case of minors) than Rs.1,00,000 Payment through NEFT / ECS can be made for all payments redeeming units from the Fund in which the units are held on the Applicable NAV to submit a copy of the KYC acknowledgement received from CVL (CDSL Ventures irrespective of value. for Redemption, subject to the applicable load/CDSC and investing the net Ltd.) or printout of KYC status downloaded from CVL website (www.cvlindia.com) to • RTGS / NEFT / ECS are facilities offered by Reserve Bank of India (RBI), for proceeds in FTFTF - XIV - A. All the switch requests would be deemed to have been comply with the Know Your Customers (KYC) policies under the AML Laws. facilitating better customer service by direct credit of dividend/redemption to received on the last day of the New Fund Offer and processed accordingly. Applications without such documents and information may be rejected. an investor’s bank account through electronic credit. This helps in avoiding However, in case the last date of the NFO is a non-business day for the source New Purchases: loss of dividend/redemption warrant in transit or fraudulent encashment. scheme, the application will be deemed to have been received on the last business • Where the mode of holding is not mentioned, an application be treated as Payments made through ECS/RTGS/NEFT are subject to applicable rules and day of the source scheme immediately preceeding the last day of the NFO and will either SINGLE or JOINT based on the number of applicants/ number of policies of RBI and the working of banking system. The Mutual Fund will be processed accordingly. In case the Source Scheme is a closed-end scheme which signatures on the form. endeavour to arrange such facility for payment of dividend/redemption offers limited redemption facility, which is available only during the stipulated • In case the status of the investor is not available, the default status would be proceeds to the Unit holders. It may be noted that there is no commitment from redemption periods, the switch application received during a redemption window individual, HUF or Company based on the information available in the the Mutual Fund that this facility will be made available to the Unit holders for which closes prior to the last day of the NFO will be deemed to have been received application form. payment of dividend/redemption proceeds. on the last day of the relevant redemption window and processed accordingly. • In case more than one investor’s name appears in the application form, but the • Any charges levied by the investor's bank for receiving payment through 5. In case of an Application Form under a Power of Attorney or by a limited company form has been signed by the first holder only, the same will be processed with ECS/RTGS/NEFT will be borne by the investor. The Mutual Fund / AMC will or a body corporate or a registered society, or a Trust, the relevant Power of the mode of holding as SINGLE in favour of the first holder. However, for not accept any request for refund of such bank charges. Franklin Templeton Branch Offices: Ahmedabad: 202, 2nd Floor, Abhijeet-III, Opp. Mayor’s Bungalow, (Near Mithakali Six Roads), Ahmedabad 380 009 ; Bangalore: Niton Compound, 11, Palace Road, Entrance from Cunningham Road, Near Carmel College, Bangalore 560 052.; Bhubaneswar: No.77, Kharavel Nagar, Unit III, Janapath, Bhubaneswar 751 001; Chandigarh: S.C.O. 373-374, 1st Floor, Sector 35-B, Chandigarh 160 022; Chennai: Century Centre, 75, T.T.K Road, Alwarpet, Chennai 600 018; Cochin: 41/418-C, First Floor, Chicago Plaza, Rajaji Road, Ernakulam, Cochin - 682035.; Coimbatore: 424-C, Red Rose Towers, 2nd Floor, D.B.Road, R.S.Puram, Coimbatore 641 002.; Dehradun: Pokhrial House 1st floor, 67/3 Rajpur Road opp meedo Plaza Dehradun-248001.; Hyderabad: First Floor, Amit Plaza, No.6-3-885/7C, Somajiguda Circle, Hyderabad 500082.; Indore: 101, Starlit Towers, 29/1 Y.N Road, Opp. State Bank Of Indore Head Office, Indore - 452001.;Jaipur: 250, 2nd Floor, Ganpati Plaza, M I Road, Jaipur 302 001.; Jalandhar: BX III 455, Shakti Tower, Upper Basement, Below Vishal Mega Mart, G. T. Road, Jalandhar 144001.; Kanpur: Office No.208-09, 14/113, KAN Chambers, Civil Lines, Kanpur- 208001; Kolkatta: 2D & 2E, Landmark Building, 2nd Floor, 228-A, A.J.C Bose Road, Kolkatta 700 020.; Lucknow: 2, Uttam Palace, 1st Floor, 3 Sapru Marg, Lucknow 226 001; Ludhiana: SCO-37, 1st Floor, Feroze Gandhi Market, Ludhiana 141 001; Madurai: No.210/20, 1st Floor,Petchiamman Padithurai Road, Near AR Plaza, Madurai – 625001.; Mangalore: 1st Floor, Manasa Towers, M.G. Road Kodialbail, Mangalore 575 003; Mumbai: Mittal Tower, Office No. A/31, A/32 & A/35, 3rd Floor Mittal Tower – ‘A’ Wing Opp. Vidhan BhavanNariman Point, Mumbai 400021 Bandra Kurla Complex, Level 4, Wockhardt Towers, East Wing, Mumbai 400 051.; Nagpur: Shop No. 3 & 4, Ground Floor, Maharshi Shivpad Complex, Plot No. 262, West High Court Road, Bajaj Nagar, Nagpur 440 010.; Nasik: S-6, Suyojit Trade Centre, Opp. Rajiv Gandhi Bhavan, Sharanpur Road, Nasik 422 002.; New Delhi: F-126, 12th Floor, Himalaya House, Kasturba Gandhi Marg, New Delhi 110 001.; Patna: 505, Ashiana Hariniwas Apartments, Dak Bungalow Road, Patna 800 001. ; Pune: 401, Karan Salene, 187, Bhandarkar Road, Pune 411 004.; Rajkot: 528, Star Plaza, 5th Floor, Phulchhab Chowk, Rajkot 360 001.; Raipur: 244, Rishabh Complex, 2nd Floor, M.G. Road, Raipur 492 001.; Salem: 214 / 215, Second Floor, Kandaswarna Shopping Mall, Sarada College Road, Salem 636 016.; Surat: 404-405, Lalbhai Contractor Complex, Opp. Library, Nanpura, Surat 395 001.; Trichy: Jenne Plaza, Ground Floor, 5/C, 28 Bharathiar Salai, Contonment, Trichy 620 001.; Vadodara: First Floor-Spentha Complex, Opp. Pizza Hut, Near Ambedkar Circle, Race Course, VADODARA-390007.; Varanasi: 4th Floor, Kuber Complex, Rathyatra Crossing, Varanasi 221 010.; Vijayawada: "White House" 1st Floor, Room #2 M.G.Road, Vijayawada 520 010.; Visakhapatnam: 204, First Floor, Eswar Plaza, Dwarakanagar, Visakhapatnam 530016. Collection Centres: Designated branch offices of Karvy Computershare Private Limited (Karvy) and Computer Age Management Services Private Limited (CAMS). For the list of Collection Centres and their addresses, please visit the Franklin Templeton Investments website (www.franklintempletonindia.com) under section Contact Us. For any queries, our investor line is available to assist you at 1-800-425 4255 or 6000 4255 (please prefix the city STD code if calling from a mobile phone) Local call rates apply, from 8 a.m to 9 p.m, Monday to Saturday. Alternatively, you can also e-mail us at firstname.lastname@example.org 2 New Fund Offer Opens on 01-06-2010 Franklin Templeton Fixed Tenure Fund - New Fund Offer Closes on 30-06-2010 Series XIV - Plan A (3 Years Plan) W99999 Date of Allotment 21-07-2010 Distributor information For Office Use Only Advisor Code* Sub-Advisor Code* : 101541 Application received ARN - 29345 Branch : * AMFI Registered Distributors Representative : The upfront commission on investment made by the investor, if any, shall be paid to the ARN Holder (AMFI registered distributor) directly by the investor, based on the investor’s assessment of various factors including service rendered by the ARN Holder. Unit Holder Information (To be filled in Block Letters. Use one box for one alphabet leaving one box blank between name and surname) Name of First/Sole Applicant Proof of KYC enclosed* s Date of Birth# D D M M Y Y Y Y PAN No. (Mandatory)$ Enclosed: s PAN Card Copy l Gender s Male s Female Status: s Resident Individual s NRI/PIO s Company/Body Corporate s Partnership s Trust s Society s HUF s Bank s AOP s Sole Proprietorship s Minor through Guardian# s FI s FII s Others (Please specify)_______________________________________ Nationality and Country of Residence_____________________________________________________________________________________________ Name of Second Applicant Proof of KYC enclosed* s Date of Birth# D D M M Y Y Y Y PAN No. (Mandatory)$ Enclosed: s PAN Card Copy l Gender s Male s Female Status: s Resident Individual s NRI/PIO s Minor through Guardian# s Others (Please specify)_________________________________ Nationality and Country of Residence_____________________________________________________________________________________________ Name of Third Applicant Proof of KYC enclosed* s Date of Birth# D D M M Y Y Y Y PAN No. (Mandatory)$ Enclosed: s PAN Card Copy l Gender s Male s Female Status: s Resident Individual s NRI/PIO s Minor through Guardian # s Others (Please specify)_________________________________ Nationality and Country of Residence_____________________________________________________________________________________________ Name of Guardian Proof of KYC enclosed* s Date of Birth D D M M Y Y Y Y PAN No. (Mandatory)$ Enclosed: s PAN Card Copy l Gender s Male s Female Status: s Resident Individual s NRI/PIO s Others (Please specify)_____________________________________________________________ Nationality and Country of Residence_______________________________________________ Relationship with Minor s Parent s Guardian *Please provide copy of the KYC acknowledgement issued by CVL (Mandatory for all Investors for investments of value Rs. 50,000 & Above). $PAN: In terms of SEBI circular dated April 27, 2007, verification of PAN is mandatory for all Unitholders (including joint holders, guardians in case of minors and NRIs) w.e.f. July 2, 2007 irrespective of the amount of transaction. Please submit photocopy of the PAN card (alongwith the original for verification, which will be returned across the counter). #Date of Birth - mandatory for Minors. Mode of Operation s Single s Joint s Either or Survivor(s) Power of Attorney (POA) Details Name of POA Holder Proof of KYC enclosed* s PAN No. (Mandatory)$ Enclosed: s PAN Card Copy Date of Birth D D M M Y Y Y Y Status: s Resident Individual s NRI/PIO s Others (Please specify)_________________________________Gender s Male s Female £ Investment Details Fund Name Option Amount Net Amount Payment Details Invested Paid Cheque/DD No. Bank,Bank A/c No. and Branch FTFTF-Series XIV - s Dividend Payout Plan A s Growth Less DD Charges: Minimum Investment: Rs. 10,000/- or any amount in multiples of Rs.10/- thereafter; Default Option: Growth Option. Switch Request Scheme Name____________________________________________________ Folio No./Account No.__________________________________________ Please transfer ___________________________ units or Rs._______________________ to FTFTF XIV – A. Plan/Option_________________________ Acknowledgement W99999 Received from _____________________________________________________________________________________________Pin______________ Fund Name Option Payment Details FTFTF-Series XIV - Plan A s Dividend Payout Amount _______________________ Cheque/DD No. ______________________ Date ________________ s Growth Bank and Branch details _____________________________________________________________________ 3 Address (Mandatory if you have not completed your KYC process via CVL, else the address of the 1st Holder as registered with CVL will be automatically updated in our records) City State Country Pincode Overseas Address for NRIs/PIOs City State Country Pin/Zip Contact Details (Please provide your contact details even if you have already submitted your KYC acknowledgement) If the Applicant is Sole Proprietorship Firm, please provide the name of Sole Proprietor. If HUF, please provide the name of Karta. In case of other Non-Individuals, please provide the details of Contact Person. Name Tel STD Code Office Residence Fax Email__________________________________________________________________________ Mobile Depository Account Details The units are offered for subscription in electronic as well as in physical form. If you wish to subscribe to units in electronic form, please fill the ‘DEPOSITORY ACCOUNT DETAILS’ below. If such details are not given, it would be deemed that you have opted for subscribing unit(s) in physical form and in such cases Account Statement would be issued for valid applications. Please ensure that the sequence of names as mentioned in this Application Form matches with the sequence of names in the Demat account. Depository Name s National Securities Depository Limited (Please tick) s Central Depository Services (India) Limited (Please tick) Depository Participant Name DP ID I N Beneficiary Account Number (16 digit beneficiary A/c No. to be mentioned above) Bank Details (Mandatory) - For payment through electronic mode, please attach a cancelled cheque leaf or a copy of the cheque. Bank Name (Do not abbreviate) Account No. Branch/City Please provide the full account number Branch Address Account type For Residents s Savings s Current For Non-Residents s NRO s NRE s Others _______________________________________ s Repatriable s Non-Repatriable *RTGS code *NEFT code *MICR code *Note: For more details on RTGS/NEFT/MICR codes, please refer detailed instructions on page 2. Direct Credit Facility is currently available with: ABN Amro Bank, Citibank, Centurion Bank of Punjab, Development Credit Bank, Deutsche Bank, HDFC Bank, HSBC Bank, IDBI Bank, ICICI Bank, Kotak Mahindra Bank, Standard Chartered Bank, YES Bank & AXIS Bank. Please provide a cancelled, signed cheque of the bank account you wish to register for Direct Credit. If you do not provide a cancelled and signed cheque, Franklin Templeton will record the new bank details as provided, but reserves the right to effect payments of dividends and redemptions by way of a cheque or payment instrument till such time that the account details provided can be verified. I/We DO NOT wish to avail direct credit facility (Please tick) s Please verify and ensure the accuracy of the bank details provided above. Franklin Templeton cannot be held responsible for delays or errors in processing your request if the information provided is incomplete or inaccurate. Nomination Details (Refer Instruction No. 6) Nominee Name & Address_________________________________________________________________________________________________________ Guardian name & address (if nominee is a minor)______________________________________________________________________________________ Signature of Nominee_____________________________________________ Signature of Guardian________________________________________ Declaration Having read and understood the contents of the Scheme Information Document of the Fund, the Key Information Memorandum and the Addenda issued till date, I / We hereby apply to the Trustees of Franklin Templeton Mutual Fund for units of Franklin Templeton Mutual Fund as indicated above, and agree to abide by the terms, conditions, rules and regulations of the Signatures : Fund as on the date of this investment and confirm that the monies invested in the fund legally belong to me / us. I / We have not received nor been induced by any rebate or gifts, directly or indirectly in making this investment. ______________________________________ * I / We confirm that I am / we are Non-Resident Indians / Persons of Indian Origin but not United States persons within the meaning of Regulation (S) under the United States Securities First/Sole Applicant/Guardian Act of 1933, as amended from time to time, and I / We hereby further confirm that the monies are remitted from abroad through approved banking channels or from my/our monies in my/our NRE/NRO Account. ______________________________________ I/We hereby declare that all the particulars given herein are true, correct and complete to the best of my/our knowledge and belief. I further agree not to hold Franklin Templeton Investments Second Applicant liable for any consequences in case of any of the above particulars being false, incorrect or incomplete.I hereby undertake to promptly inform the mutual fund of any changes to the information provided hereinabove and agree and accept that the Mutual Funds, their authorised agents, representatives, distributors ('the Authorised Parties') are not liable or responsible for any losses, costs, damages arising out of any actions undertaken or activities performed by them on the basis of the information provided by me as also due to my not intimating / delay ______________________________________ in intimating such changes. I hereby authorize the mutual fund to disclose, share, remit in any form, mode or manner, all / any of the information provided by me to Authorised Parties Third Applicant including Financial Intelligence unit-India (FIU-IND) including all changes, updates to such information as and when provided by me without any obligation of advising me/us of the same. I hereby agree to provide any additional information / documentation that may be required by the Authorised Parties, in connection with this application." I/We confirm and declare that I/ We have read and understood the terms and conditions for HPIN usage and online transactions/ TPIN/ Email Services and also the disclaimer and terms and conditions as posted on the website, www.franklintempletonindia.com. I/ We agree and shall abide by the norms, terms and conditions for HPIN usage and online transactions/ TPIN/ Email services and agree not to hold Franklin Templeton Investments responsible for any action relating to the use of HPIN/ TPIN/ Email services facility. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us Date:______________________________Place ______________________________________________________________________________ * Applicable to Non-Resident investors Disclaimer: In the event of any KYC Application Form being subsequently rejected for lack of information / deficiency / insufficiency of mandatory documentation, the investment transaction may be cancelled and the amount may be redeemed at applicable NAV, subject to payment of exit load, wherever applicable. However, in case of subscriptions in scheme where Units are under a lock – in period as prescribed in the respective Scheme Information Documents (including ELSS Schemes) or a New Fund Offer, allotment may be done only on confirmation from the Central Agency that the KYC is final and if the Central Agency informs that the KYC is cancelled, the original amount invested may be refunded. For investment related enquiries, please contact: Franklin Templeton Investments Service Centres Ph: 1-800-425 4255 (For MTNL/BSNL users only. Local call rates apply) or 6000 4255 (For non-MTNL/non-BSNL users, please prefix the city STD code if calling from a mobile phone) Email: email@example.com www. franklintempletonindia.com CHECK LIST: Please ensure the following : • Application form is complete in all respects and signed by all Applicants • Bank Account details are filled • You have registered Permanent Account Number (PAN) for all holders, including joint holders, guardians, PoA holders & NRIs and submitted the necessary proof (refer instructions) • Appropriate Options are filled up • Cheques/DDs should be drawn in favour of Franklin Templeton Fixed Tenure Fund - Series XIV - Plan A . • For payments by demand draft of Rs. 50,000 & above, please attach proof of debit to your bank account by way of a copy of the DD request evidencing debit to your account or a letter from your banker confirming the account debited for issue of the DD. • If the payment is not made from the investor's account, issuers of the payment instrument must complete a "3rd Party Declaration". • You have provided a copy of the KYC acknowledgement or submitted the KYC Application and entered the application No. for all applicants, guardians for minors and POA holders (Refer Instructions) 4
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"Franklin Templeton FTFTF Series-14 Plan-A (3 Years) Application Form"Please download to view full document