Old Shelf Registrations May Quietly Expire Soon by ProQuest


The types of registrations subject to the three-year sunset include automatic shelf registrations filed by well-known seasoned issuers that become effective without SEC review; registration statements filed by non-WKSIs eligible to file on Form S-3 for offerings on a delayed or continuous basis; registration statements covering continuous offerings, such as for direct stock purchase or dividend reinvestment plans; and registration statements covering mortgage-related securities, says Edward Smith, a partner...

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