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Regulatory Seminars TRUST COMPANY BUSINESS ANTI-MONEY LAUNDERING

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					                         Regulatory Seminars

              TRUST COMPANY BUSINESS
                            Thursday 22 July 2010

                ANTI-MONEY LAUNDERING
                          Friday 23 July 2010 (am)

The Jersey Financial Services Commission is pleased to advise industry that it will be holding two
regulatory seminars in July 2010.
The first seminar is a full day dedicated to trust company business and will be relevant to trust
company business employees of all levels. The subjects to be covered include a summary of
common findings from on-site examinations, a case study charting the demise of a trust company
to illustrate the use of regulatory powers and other topical matters.
The second seminar is scheduled for the morning only and has the theme of anti-money laundering
and will be of interest to all sectors of the finance industry.




                                     To be held at
                                The Great Hall
                          Hotel de France, St Helier




         Full programme details and registration forms are included below and also
                available on the Commission’s website at www.jerseyfsc.org
TRUST COMPANY BUSINESS
Thursday 22 July 2010




 8:30     Registration
 9:00     Welcome and introduction                                                       Debbie Sebire
          Opening address to include common examination findings and a policy            Director - Trust Company Business
          development update
 9:25     High risk jurisdictions                                                        John Harris
          The Director General’s perspective on doing business with high risk            Director General
          jurisdictions
 9:45     Case study “ A downward spiral” (part 1)                                       Matthew Chambers
          A case study exploring the regulatory demise of a trust company and the        Senior Manager - Trust Company Business
          impact on its principal persons following serious findings identified during
          an on-site examination. The case study will illustrate the safe-guarding       Nicola Crowell
          measures taken and sanctions typically imposed by the Commission in            Senior Examiner - Trust Company Business
          such cases.
 10:30    Refreshments
 11:00    Case study “ A downward spiral” (part 2)                                       Matthew Chambers
                                                                                         Senior Manager - Trust Company Business

                                                                                         Nicola Crowell
                                                                                         Senior Examiner - Trust Company Business
 11:45    “Let’s go make lots of money!”                                                 Chris Cooke
          A review of fee billing practices and principles 2 and 4 of the Trust          Deputy Director - Trust Company Business
          Company Business Codes of Practice
 12:15    Span of control                                                                Jon Le Sueur
          Demystifying the requirements of span of control and determining who is        Manager - Trust Company Business
          a principal person
 12:30    Questions & Answers
 12:45    Lunch
 13:45    “Where does tax planning cross the line?”                                      Janice Kearsey
          An overview of the Commission’s expectations where structures are              Senior Examiner - Trust Company Business
          established for tax planning purposes
 14:30    Politically Exposed Persons (PEPs)                                             Nicholas Troy
          Appropriate risk management and other considerations when dealing              Deputy Director - Anti-Money Laundering Unit
          with PEPs
 15:15    Refreshments
 15:45    “Who wants my registered office only business?”                                David Oliver
          Sector specific guidance, risk mitigators and some thoughts                    Senior Analyst - Trust Company Business
          on exit strategies
 16:15    “Conflict - what conflict?”                                                    Chris Cooke
          Conflicts of interest - practical examples                                     Deputy Director - Trust Company Business
 16:45    Questions & Answers
 17:00    Closing remarks                                                                Debbie Sebire
                                                                                         Director - Trust Company Business

Cost £100 per delegate (including lunch)
ANTI-MONEY LAUNDERING
Friday 23 July 2010 (am)




 8:30     Registration

 9:00     AML/CFT Handbook: introduction to the new trust company business          Andrew Le Brun
          sector specific section                                                   Director - International & Policy
 9:30     An A[ngola] to Z[imbabwe] of international sanctions                      Nicholas Troy
                                                                                    Deputy Director - Anti-Money Laundering Unit
 10:15    Proposed new legislation (countermeasures and terrorist asset freezing)   Andrew Le Brun
          and Schedule D of AML/CFT Handbook                                        Director - International & Policy
 10:45    Refreshments


 11:15    Money Laundering (Jersey) Order 2008:                                     Andrew Le Brun
          Guide to Articles 15 to 17                                                Director - International & Policy
          • Concessions for introduced and intermediary business
          • Enhanced customer due diligence measures
 12:15    Politically Exposed Persons (PEPs)                                        Nicholas Troy
                                                                                    Deputy Director - Anti-Money Laundering Unit
 13:00    Questions & Answers

 13:30    Close


Cost £50 per delegate
Registration Form(s)
Regulatory Seminars


For multiple delegates please complete the Multiple Registration Form.


 Title:           First Name:

 Surname:

 Position:

 Company:

 Address:




 E-mail:

 Telephone:




Please TICK which session(s) you wish to attend:

TRUST COMPANY BUSINESS
                                         £100 per delegate
Thursday 22 July 2010

ANTI-MONEY LAUNDERING
                                         £50 per delegate
Friday 23 July 2010 (am)

Cost of session(s) to be attended   Please complete £

Please make your cheque payable to Jersey Financial Services Commission
Completed registration forms and remittance MUST be received by 9 July 2010.

PLEASE RETURN ALL COMPLETED FORMS AND REMITTANCE TO HUMAN RESOURCES,
JERSEY FINANCIAL SERVICES COMMISSION, PO BOX 267, 14-18 CASTLE STREET, ST HELIER, JERSEY, JE4 8TP
Multiple Registration Form
Regulatory Seminars




 Company:

 Address:



 Contact Name:                                                   Telephone:




 Title:           First Name:

 Surname:

 Position:

 E-mail:

 Session:                 Trust Company Business        £100 per delegate     Anti-Money Laundering   £50 per delegate
 (please tick)


Cost of session(s) to be attended   Please complete £


 Title:           First Name:

 Surname:

 Position:

 E-mail:

 Session:                 Trust Company Business        £100 per delegate     Anti-Money Laundering   £50 per delegate
 (please tick)


Cost of session(s) to be attended   Please complete £


 Title:           First Name:

 Surname:

 Position:

 E-mail:

 Session:                 Trust Company Business        £100 per delegate     Anti-Money Laundering   £50 per delegate
 (please tick)


Cost of session(s) to be attended   Please complete £
Multiple Registration Form
Regulatory Seminars




 Title:           First Name:

 Surname:

 Position:

 E-mail:

 Session:                 Trust Company Business          £100 per delegate    Anti-Money Laundering   £50 per delegate
 (please tick)


Cost of session(s) to be attended   Please complete £


 Title:           First Name:

 Surname:

 Position:

 E-mail:

 Session:                 Trust Company Business          £100 per delegate    Anti-Money Laundering   £50 per delegate
 (please tick)


Cost of session(s) to be attended   Please complete £


 Title:           First Name:

 Surname:

 Position:

 E-mail:

 Session:                 Trust Company Business          £100 per delegate    Anti-Money Laundering   £50 per delegate
 (please tick)


Cost of session(s) to be attended   Please complete £



Total cost of sessions to be attended Please complete £

Please make your cheque payable to Jersey Financial Services Commission
Completed registration forms and remittance MUST be received by 9 July 2010.

PLEASE RETURN ALL COMPLETED FORMS AND REMITTANCE TO HUMAN RESOURCES,
JERSEY FINANCIAL SERVICES COMMISSION, PO BOX 267, 14-18 CASTLE STREET, ST HELIER, JERSEY, JE4 8TP
Booking Information


RESERVATIONS
Bookings should be made on the official Registration Form provided.
PLEASE RETURN COMPLETED REGISTRATION FORM(S) AND REMITTANCE BY 9 JULY 2010:
Email to: bookings@jerseyfsc.org
Post to:
Human Resources
Jersey Financial Services Commission
PO Box 267
14-18 Castle Street
St Helier
JERSEY
JE4 8TP
Telephone: 01534 822163 or 822179
An email confirmation will be sent to acknowledge receipt of your registration and confirm your place(s).

DELEGATE PLACES
Delegate places will be issued on a first come, first served basis. Whilst every effort will be made to accommodate all
applicants, the Jersey Financial Services Commission reserves the right to limit the number of delegates per organisation.

CONFERENCE PROGRAMME
Please note that timings of the seminar sessions may be subject to change without prior notice.

HANDOUTS
In order to keep costs to a minimum, printed handouts will not be provided. Copies of slides and any other relevant material
will be e-mailed to delegates at the beginning of the week commencing 19 July.

LUNCH AND REFRESHMENTS
Refreshments are included. Lunch is included for delegates on the TCB seminar.

CANCELLATIONS / REFUNDS
No refunds will be made but substitutions can be made if a delegate is unable to attend.

CONFERENCE VENUE
The Great Hall
Hotel de France
St Helier
Jersey
JE2 3NF

DATA PROTECTION STATEMENT
Personal data provided to the Commission – a data controller as defined in the Data Protection (Jersey) Law 2005 –
will be used by the Commission to discharge its statutory, administrative and operational functions. Further information
may be found in the Commission’s Data Protection policy, copies of which are available on request from the Commission
and which may also be found on www.jerseyfsc.org.