Date: September 26, 2008
Subject: Lehman Brothers Inc. Prime Brokerage Arrangements
Based upon a Court Order entered on September 19, 2008 in the United States District Court,
Southern District of New York (the “Order”), a trustee has been appointed under the Securities
Investor Protection Act with respect to the Lehman Brothers Inc. (“Lehman”) which is now being
liquidated in the Bankruptcy Court under the auspices of United States Bankruptcy Judge James
With respect to prime brokerage arrangements, the Trustee is assisting with the establishment of a
procedure for the transfer of fully paid securities and customer free credit balances to such
account as may be designated in writing by such customers. These procedures will only be
available for securities that are fully paid, and customer free credit balances. Any notice to
transfer such property should be sent to:
This procedure will commence at the beginning of next week, and each transfer will be completed
as promptly as practicable. This procedure only applies to securities held in whole in the U.S.
brokerage, not to securities held in whole, or in part, by Lehman Brothers International (Europe)
over which the Trustee has no jurisdiction.