Implementing the New Affiliate Marketing Rules by drk68785


									Implementing the New Affiliate
Marketing Rules
           Webinar January 24, 2008, 1:30-3:30 CT
Compliance is mandatory October 1, 2008. This seminar explains all the new provisions and provides the
information needed to build a successful compliance program.
The bank regulatory agencies recently published final regulations             to an A/V projector. No special hardware is needed. You may still participate
implementing Section 214 of the Fair and Accurate Credit Transac-             by phone only. The program consists of 90 minutes of instruction and 30
tion Act (FACT Act). The new rules prohibit a person from using               minutes live Q&A. Each registration provides 1 connection to the webinar,
information received from an affiliate to make a solicitation for market-     materials and access to the 30-Day Replay. You may have unlimited
ing purposes to a consumer, unless the consumer is given notice               listeners on your connection by speaker phone and PC. You will receive
and a reasonable opportunity and a reasonable and simple method to            a confirmation with your PIN, materials and instructions. If you do not
opt out. Compliance is mandatory on October 1, 2008.                          receive a confirmation at least 2 days prior to the event call 888-262-
                                                                              7701. You may also purchase the CD and materials.
An affiliate includes any person related to a company by common
ownership or corporate control. Every financial institution must iden-        30-Day Replay - Within 5 working days after the broadcast, you will receive a
tity its affiliates. Then it should review current sharing practices and      URL providing unlimited access to a recorded copy of the presentation for 30
determine if such sharing will require an opt-out notice in the future.       days. This enables you to participate in the live webinar, train additional staff and
Then it must either modify its sharing practices to avoid coverage or         review the material as needed.
establish an effective program to assure compliance with all of the           Transmission, retransmission or republishing of the audio portion of the seminar is
requirements of the new regulations.                                          prohibited. Your registration entitles you to 1 connection at 1 location with permission
                                                                              to copy materials for participants. Complete one registration per location. Multiple site
Why Participate?                                                              discounts are available for NDBA members, call Melissa at 888-262-7701 for details.
Violations of the FACT Act may result in liability. Building a proper
program to assure compliance with the new rules helps limit the             Registration Information and Form                              SW2-1168
liability. This webinar provides the information needed to build a          Implementing the New Affiliate Marketing Rules January 24, 2008
successful program. Participants receive a detailed manual that             Webinar/materials (live hookup)          $250
explains all of the new provisions.                                         CD/written materials                     $270
                                                                            We cannot guarantee registration for incomplete and/or illegible registration
Highlights                                                                  forms received. Please complete the form and type or write carefully.
   Who is and who is not an affiliate;                                      _____________________________________________________
   When an opt-out is required;                                             Name                                       il
   The content of an opt-out notice;                                        Bank
   What is considered a reasonable opportunity to opt out;                  _____________________________________________________
   The timing and duration of an opt-out notice;                            Mailing Address
   The rules regarding the renewal of an opt out;                           _____________________________________________________
   How to establish an effective program to assure proper sharing of

   information with affiliates.
Presenter                                                                   E-mail
Jack Holzknecht, a principal with Pegasus Educational Services,                               Preferred Payment Method: Online or e-Check
LLC, has provided training to thousands of bankers and examiners              Payment Must Accompany Registration - Invoices are Not Provided
for 25 years. Jack’s career began as a federal bank examiner. He            Four Ways to Register
also headed the form and software division of a regional consulting         Online: Visit or
company and spent 7 years in charge of their education division.            Fax:      Fax completed form with credit card information to 512-381-1571
Jack has been an instructor at compliance schools presented by the          Mail: Mail completed form with check to Bankers Ed, 5700 S. Mopac,
Kentucky, Pennsylvania, New York and Texas bankers associations.                      #C310, Austin, TX 78749 by January 14
He also developed and delivered training for the FDIC and OTS.              Phone: Call Bankers Ed at 888-262-7701
                                                                            Late Registration: Please register online when registering 2 days prior to the
Audience                                                                    event (credit cards & e-Checks accepted). Call 888-262-7701 for assistance.
Compliance officers, auditors, security officers, and operation             Method of Payment (check one):
personnel.                                                                    Check payable to Bankers Ed (must be accompanied by registration form)
CE Applied: 2.5 hours CRCM/CLBB with the Institute of Certified Bankers       Discover Card          MasterCard          VISA           AMEX
                                                                            Card Number                                                          Security Code
What is a Webinar?                                                          _____________________________________________________
A webinar is an enhanced telephone seminar. The audio portion is            Signature                                                            Exp. Date

delivered by speaker phone; however, you may now view a                                 Questions? Contact the ND Bankers Association
corresponding PowerPoint presentation using a PC or PC connected                            education department at (701) 223-5303.
                                                                                                  Please route this brochure.

To top