2001 Budget of the United States Government - Balances of Budget Authority

BALANCES OF BUDGET AUTHORITY Budget for Fiscal Year 2001 Budget Review and Concepts Division Budget Concepts Branch TABLE OF CONTENTS Page NARRATIVE Balances of Budget Authority in the FY 2001 Budget . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Bridges from Balances of Budget Authority to Cash Balances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Credit Reform - Financing Accounts with Unobligated Balances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . TABLES Federal and Trust Fund 1 2 Summary of Unexpended Balances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Total Unexpended Balances, by Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Funds 3 4 5 Federal Fund Obligated Balances, by Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Fund Unobligated Balances, by Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Fund Unobligated Balances, by Agency and Program, Detail Legislative Branch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Judicial Branch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Agriculture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Commerce . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Defense - Military . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Education . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Health and Human Services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Housing and Urban Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Interior . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 13 14 15 16 19 20 34 35 24 41 25 9 10 1 75 78 Department of Justice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Labor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Transportation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Treasury . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Department of Veterans Affairs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Corps of Engineers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Other Defense--Civil Programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Environmental Protection Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Executive Office of the President . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Emergency Management Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . General Services Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . International Assistance Programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . National Aeronautics and Space Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . National Science Foundation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Office of Personnel Management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Small Business Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Social Security Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Other Independent Agencies: Appalachian Regional Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Broadcasting Board of Governors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Corporation for National and Community Services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Defense Nuclear Facilities Safety Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Delta Regional Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . District of Columbia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Equal Employment Opportunity Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Export-Import Bank of the United States . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Farm Credit Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Farm Credit System Financial Assistance Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Farm Credit System Insurance Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Communications Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Deposit Insurance Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 29 31 38 32 46 50 49 37 47 54 40 48 43 58 44 45 34 51 64 63 51 65 51 51 52 52 53 53 53 54 6 Federal Drug Control Programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Financial Institutions Examination Council Appraisal Sub . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Housing Finance Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Mediation and Conciliation Service . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Trade Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Intelligence Community Management Account . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Institute of Museum and Library Services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . International Trade Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Morris K. Udall Scholarship and Excellence in National Environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . National Archives and Records Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . National Credit Union Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . National Endowment of the Arts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . National Endowment for the Humanities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . National Transportation Safety Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Nuclear Regulatory Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Office of Navajo and Hopi Indian Relocation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Other Commissions and Boards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Panama Canal Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Presidio Trust . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Resolution Trust Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Securities and Exchange Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Smithsonian Institution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . State Justice Institute . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Tennessee Valley Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . United States Holocaust Memorial Council . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . United States Enrichment Corporation Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Government-wide totals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Federal Fund Unavailable Collections, by Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 55 55 56 56 62 63 56 63 56 57 58 58 59 59 59 64 59 64 60 60 61 62 62 62 63 65 67 Trust Funds 7 8 9 10 11 Trust Fund Obligated Balances, by Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 Trust Fund Obligated Balances, by Major Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 Trust Fund Unobligated Balances, by Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 Trust Fund Unobligated Balances, by Major Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 Trust Fund Unavailable Collections, by Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73 Other Tables 12 13 14 Federal Fund Bridge from Balances of Budget Authority to Cash Balances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 Trust Fund Bridge from Balances of Budget Authority to Cash Balances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 Credit Reform Financing Accounts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 GENERAL NOTES ó ó ó ó All years in the tables are fiscal years. Because of rounding, the detailed amounts in tables and charts may not add to the totals. Data for the off-budget Postal Service Fund (a Federal fund) and the two off-budget social security trust funds (Federal Old-Age and Survivors Insurance (OASI) and Federal Disability Insurance (DI)) are included in this report. Data for the non-budgetary Credit Reform financing accounts are included in a separate table in this report. This report is available on the Internet at the http://www.gpo.gov/usbudget/index.html Also, this report is available for purchase from the: National Technical Information Service (NTIS) Attn: Document Sales 5285 Port Royal Road Springfield, VA 22161 or call: (703) 605-6000 1-800-553-6847 NTIS Home Page: http://www.ntis.gov BUDGET REVIEW AND CONCEPTS DIVISION, BUDGET CONCEPTS BRANCH BALANCES OF BUDGET AUTHORITY Budget for Fiscal Year 2001 Government agencies are permitted to enter into obligations that result in immediate or future outlays only when they have been granted authority to do so by law. This authority is recorded as budget authority in the year that it first becomes available. Not all budget authority enacted for a fiscal year results in obligations and outlays in the same year. This analysis presents information on the unexpended balances of budget authority for the end of fiscal years 1999, 2000, and 2001 as shown in the fiscal year 2001 budget. Unexpended balances of budget authority are the sum of obligated and unobligated balances. ó ó Unobligated balances are the amounts of budget authority that have not yet been obligated. Obligated balances are the amounts of obligations already incurred (for example, contracts signed) for which payment has not yet been made but for which payments will be required. Unobligated balances of budget authority (appropriations, contract authority, and authority to borrow) are carried forward from one year to the next only when authority to incur obligations in a succeeding period is specifically provided in law. Amounts that are obligated are carried as obligated balances until the obligations are paid or the authority is canceled. In the aggregate, unexpended balances are the result of a lag between the time budget authority becomes available (for example, when an appropriation is enacted) and the actual outlay of funds, which usually occurs when Treasury disburses funds in payment of an obligation. For most Government accounts, the interval between enactment of appropriations, the obligation of funds, and the related outlays is relatively short. For annual accounts, appropriations are made available for only one year and any unobligated amounts expire at the end of that fiscal year. However, the obligated, but not yet paid, portions of the expired annual appropriations are normally carried forward for five years after which the balances are permanently canceled. In some cases, the Congress enacts appropriations or other forms of budget authority for a specified number of years (multiple-year authority) or until the objectives of the program have been achieved (no-year authority). It is in these instances that unobligated balances earmarked for specific programs are carried forward. When the budget authority of multi-year funds expire, the obligated, but not yet paid, portions are carried forward for five fiscal years after which the balances are permanently canceled. No-year authority may be canceled by the head of the agency or the President if the purposes for which the funds were provided have been carried out and there has been no disbursement from the authority for two fiscal years. To the extent that balances have been canceled, old bills can be paid from up to one percent of the balances in any unexpired account available for the same purpose as the canceled accounts. Total unexpended balances are estimated to approach a trillion dollars by the end of fiscal 2001. As the following chart indicates 70% will be obligated. Such balances are the normal result of the budget process, as explained in the following pages. CHART 1 UNOBLIGATED: $290 BILLION OBLIGATED: $699 BILLION Of the trillion dollars, $290 billion will be unobligated balances. As Chart 2 shows, $57 billion, which represents 20% of the unobligated balances, will be earmarked for trust funds. For more information on trust fund obligated and unobligated balances by agency and major trust funds, see tables 7, 8, 9, and 10, beginning on page 69. CHART 2 TRUST FUNDS: $57 BILLION FEDERAL FUNDS: $234 BILLION See Table 1, Summary of Unexpended Balances, on page 9 for a distribution between Federal and trust funds for fiscal years 1999, 2000, and 2001. For a distribution of unexpended balances by agency, see Table 2, Total Unexpended Balances by Agency on page 10. The remaining $234 billion will be unobligated balances in Federal fund accounts. Of this amount, nearly 90% will be earmarked for critical reserves and capital investments. CHART 3 OTHER PROGRAMS: $26 BILLION = 11% CAPITAL: $43 BILLION = 18% CRITICAL RESERVES: $165 BILLION - 71% The categories used in Chart 3 are CRITICAL RESERVES, CAPITAL, and OTHER PROGRAMS. Each is explained below. CRITICAL RESERVES The following balances are classified as critical reserves: o international monetary programs; o insurance and other programs; and o credit liquidating accounts. International Monetary Programs -- These reserves are used to automatically fund U.S. balance of payment financing needs and for intervening in the foreign exchange market on behalf of the U.S. dollar. The unobligated balances in the U.S. Quota accounts represent amounts that have been transferred from the Treasury and deposited with the International Monetary Fund (IMF) for the U.S. share of its quota to the IMF, in return for international monetary reserves denominated in Special Drawing Rights (SDRs). These reserves are held at the IMF. This is somewhat akin to moving balances from one checking account to another, both of which are owned by the U.S. Other SDR denominated assets appear as unobligated balances in the Exchange Stabilization Fund (ESF). These SDRs are used in the same manner as dollar assets and foreign currency assets in the ESF. The Secretary of Treasury is authorized to use the ESF to intervene in the foreign exchange market on behalf of the U.S. dollar. The principal sources of the ESF’s income have been profits on foreign exchange transactions, interest on foreign exchange swap transactions, and interest on investments held by the fund. The estimated balances in the ESF are subject to considerable variances, as the amount and composition of assets and the interest rate earned on investments can change dramatically. Insurance and Other Programs -- The Federal Government provides insurance in certain areas (notably deposit insurance, pension guarantees, and emergencies) and conducts other programs where there is a natural lag between the time funds are collected and provided and the time funds are needed (for example, callable capital on U.S. shares in multilateral financial institutions and amounts to reduce threats from The Independent States of the Former Soviet Union). For these kinds of programs, appropriations and other budget authority provide for contingency backup, reserves, and debt redemption or funding sources pending sequential events, such as negotiations with other countries and certification by Congress. The unobligated balances are carried forward to the extent such authority is not used or expires under the terms of the appropriations. Credit Liquidating Accounts -- Pursuant to the Federal Credit Reform Act of 1990, the cash flows associated with pre-1992 direct loan obligations and loan guarantee commitments are reported on a cash basis in liquidating accounts. Normally at the end of each year, the balances in credit liquidating accounts are returned to the Treasury because the amounts can only be used to liquidate obligations incurred in the year the amounts are collected. Therefore, any balances that remain are reserves needed to pay claims should there be a default on a loan that was guaranteed before the end of fiscal year 1991. CAPITAL The following types of Federal unobligated balances are classified as capital investments: o major procurement and construction programs; and o other revolving funds. Procurement and Construction Programs -- Budget authority for most major procurement and construction projects covers the entire cost estimated when the projects are initiated, even though work will take place and outlays will be made over a period extending beyond the year for which the budget authority is enacted. For these projects, the unobligated balances are needed to complete the project or program. Also, these balances reflect the long lead times required for such procurement. Real property projects in this category involve direct Federal Government land acquisition and improvement, and construction of facilities, which become capital assets. Other Revolving Funds -- There are other revolving fund balances that do not meet the criteria established for the other categories. These are maintained as working capital to keep the fund revolving. These funds provide goods and services to other Federal Government accounts or to the public. OTHER PROGRAMS The final 2.6% of the total unexpended balances are classified as other programs because they do not fit either of the other categories or represent a category on their own. This category, which is estimated at $26 billion in unobligated balances in Federal funds, includes: o o o o $5.2 billion for research and development programs; $5.2 billion for programs with forward or advance funding; $1.1 billion for subsidized housing programs, and $14.5 billion for other miscellaneous programs, including < $2 billion for HHS contingency funds; < $1.1 billion for Labor, special benefits; < $2.1 billion for FCC Spectrum auction program account. For more detail on the $14.5 billion classified as “other miscellaneous programs” see Table 5, Federal Fund Unobligated Balances, by Agency and Program which begins on page 14. Research and Development Programs -- To a large extent, this category includes balances associated with programs authorized to develop, design, test, and evaluate new or improved weapons systems and related equipment. It also includes balances attributable to research and development programs concerned with the following: spaceflight; domestic energy sources; and physical, biomedical, and environmental sciences. Multi-year appropriations of budget authority are frequently provided, and balances occur in these programs, because in some cases it is difficult to precisely determine the time or resources required to meet program objectives. Forward Funded, Advance Appropriations, and Advance Funded Programs -- Forward funding is budget authority that is made available for obligation beginning in the last quarter of the fiscal year for the financing of on-going grant programs during the next fiscal year. The budget authority for such programs is included in the budget totals for the year in which it is appropriated. This type of funding is often used for education, training, and employment programs so that obligation grants can be made prior to the beginning of the next school year. Advance funding is budget authority that is to be charged to the appropriation in the succeeding year but which authorizes obligations to be incurred in the last quarter of the fiscal year if necessary to meet higher than anticipated benefit payments in excess of the specific amount appropriated for the year. When such budget authority is used, an adjustment is made to increase the budget authority for the fiscal year in which it is used and to reduce the budget authority of the succeeding fiscal year. Essentially, this is a device to avoid supplemental requests late in the fiscal year; advance funding is used for some benefits programs. The Appendix to the Budget of the United States Government contains more information on advance appropriations, advance funding, and forward funded programs. Subsidized Housing Programs -- Budget authority for large portions of the subsidized housing programs of the Department of Housing and Urban Development is equal to the Government’s estimated obligation to pay subsidies under contracts. These contracts may extend for periods of up to 40 years. A large portion of the unobligated balances reflect budgetary resources for subsidized housing commitments that are not yet legal obligations. As contracts are signed, the amounts are obligated and become part of the obligated balances. These balances are earmarked to subsidize capital advances for housing for the elderly and disabled; for the development or acquisition costs of public and Indian housing; to assist with rental payments for low income families; and to assist with the removal of lead and lead-based paint. _______________________________________________________________________________________________________ FEDERAL AND TRUST FUNDS _______________________________________________________________________________________________________ TABLE 1 SUMMARY OF UNEXPENDED BALANCES (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Description 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Federal funds: Obligated balances........................... Unobligated balances......................... Total Federal fund unexpended balances..... Trust funds: Obligated balances........................... Unobligated balances......................... Total trust fund unexpended balances....... Total Federal and trust funds: Obligated balances........................... Unobligated balances......................... Total unexpended balances.................. 531,874 251,948 _________ 783,822 555,786 223,049 _________ 778,835 575,430 233,511 _________ 808,941 115,216 49,346 _________ 164,562 119,076 52,154 _________ 171,230 123,387 56,822 _________ 180,209 647,090 301,294 _________ 948,384 674,862 275,203 _________ 950,065 698,817 290,333 _________ 989,150 TABLE 2 TOTAL UNEXPENDED BALANCES, BY AGENCY (In millions of dollars) ____________________________________________________________________________________________________________________________________ Start 1999 obliunobligated gated End 1999/ Start 2000 obliunobligated gated End 2000/ Start 2001 obliunobligated gated End 2001 obliunobligated gated Department or other unit ____________________________________________________________________________________________________________________________________ Legislative Branch Judicial Branch Department of Agriculture Department of Commerce Department of Defense--Military Department of Education Department of Energy Department of Health and Human Services Department of Housing and Urban Development Department of the Interior Department of Justice Department of Labor Department of State Department of Transportation Department of the Treasury Department of Veterans Affairs Corps of Engineers Other Defense Civil Programs Environmental Protection Agency Executive Office of the President Federal Emergency Management Agency General Services Administration International Assistance Programs National Aeronautics and Space Administration National Science Foundation Office of Personnel Management Small Business Administration Social Security Administration Other Independent Agencies TOTAL...................................... 1,017 464 16,297 3,753 180,906 28,882 8,085 51,901 112,867 3,666 12,640 7,292 2,352 49,098 18,730 7,567 1,839 2,744 11,502 54 7,457 5,419 52,285 5,686 3,825 6,726 989 37,921 _______ 26,648 668,612 1,457 700 15,048 459 26,499 3,697 2,362 11,478 39,257 3,280 3,334 11,528 628 20,907 27,086 2,582 2,804 133 1,918 20 2,438 4,172 39,969 786 86 24,258 689 155 _______ 52,078 299,808 760 511 15,141 3,673 147,010 28,268 7,636 56,230 106,999 3,280 14,341 9,177 3,087 52,497 18,481 7,055 632 2,831 11,418 52 7,337 469 65,189 5,254 4,218 5,943 995 38,810 _______ 29,796 647,090 1,807 665 5,685 765 32,362 5,210 3,010 7,592 36,610 3,407 2,577 12,276 2,256 24,987 28,966 3,096 1,957 139 2,084 16 1,209 3,545 42,664 748 110 24,616 420 62 _______ 52,453 301,294 751 339 15,003 4,911 157,974 26,437 8,809 63,753 102,660 3,706 16,842 6,433 3,801 58,141 19,218 8,421 328 2,936 13,742 69 6,056 914 66,898 5,539 4,687 6,226 1,083 40,212 _______ 28,973 674,862 1,409 550 5,236 68 28,570 3,053 1,957 3,902 25,324 2,456 1,038 12,756 1,535 26,402 29,219 2,065 1,911 139 --7 2,485 2,596 41,497 621 14 25,738 106 17 _______ 54,532 275,203 794 373 13,598 4,986 166,357 31,436 9,819 69,700 99,602 4,229 15,665 5,665 3,686 64,428 19,910 8,426 510 3,039 13,461 67 4,535 1,445 66,315 5,873 5,355 6,520 1,100 41,742 _______ 30,181 698,817 1,429 542 6,641 48 29,186 3,330 1,530 3,372 29,686 2,509 1,059 14,635 979 29,358 30,235 1,650 1,879 139 --7 5,094 2,412 41,446 646 14 26,875 106 -256 _______ 55,782 290,333 MEMORANDUM Federal funds.............................. Trust funds................................ 552,989 115,623 253,312 46,496 531,874 115,216 251,948 49,346 555,786 119,076 223,049 52,154 575,430 123,387 233,511 56,822 ____________________________________________________________________________________________________________ FEDERAL FUNDS ____________________________________________________________________________________________________________ TABLE 3 FEDERAL FUND OBLIGATED BALANCES, BY AGENCY (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year _______________________________________________________________ Department or other unit 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Legislative Branch Judicial Branch Department of Agriculture Department of Commerce Department of Defense--Military Department of Education Department of Energy Department of Health and Human Services Department of Housing and Urban Development Department of the Interior Department of Justice Department of Labor Department of State Department of Transportation Department of the Treasury Department of Veterans Affairs Corps of Engineers Other Defense Civil Programs Environmental Protection Agency Executive Office of the President Federal Emergency Management Agency General Services Administration International Assistance Programs National Aeronautics and Space Administration National Science Foundation Office of Personnel Management Small Business Administration Social Security Administration Other Independent Agencies TOTAL...................................... 754 511 15,100 3,673 146,417 28,268 7,631 55,513 106,999 2,958 14,323 8,401 3,075 8,782 18,241 5,408 511 23 9,034 52 7,337 469 47,927 5,254 4,205 436 995 586 _________ 28,991 531,874 747 339 14,923 4,911 157,458 26,437 8,804 62,877 102,660 3,378 16,829 5,684 3,790 11,437 18,978 6,716 236 24 10,911 69 6,056 914 51,123 5,539 4,674 455 1,083 586 _________ 28,148 555,786 794 373 13,573 4,986 165,878 31,436 9,814 69,136 99,602 3,906 15,647 4,882 3,675 15,052 19,670 6,677 468 24 10,494 67 4,535 1,445 50,569 5,873 5,342 480 1,100 583 _________ 29,349 575,430 TABLE 4 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ____________________________________________________ Department or other unit 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Legislative Branch Judicial Branch Department of Agriculture Department of Commerce Department of Defense--Military Department of Education Department of Energy Department of Health and Human Services Department of Housing and Urban Development Department of the Interior Department of Justice Department of Labor Department of State Department of Transportation Department of the Treasury Department of Veterans Affairs Corps of Engineers Other Defense Civil Programs Environmental Protection Agency Executive Office of the President Federal Emergency Management Agency General Services Administration International Assistance Programs National Aeronautics and Space Administration National Science Foundation Office of Personnel Management Small Business Administration Social Security Administration Other Independent Agencies TOTAL...................................... 1,717 219 5,244 764 32,201 5,210 3,010 7,544 36,610 2,901 2,478 12,220 2,160 3,886 28,901 2,945 1,836 10 1,561 16 1,207 3,545 42,659 748 96 28 420 62 _________ 51,750 251,948 1,311 58 4,838 67 28,426 3,053 1,957 3,855 25,324 2,325 944 12,695 1,442 2,676 29,150 1,929 1,760 10 --7 2,483 2,596 41,494 621 --20 106 17 _________ 53,885 223,049 1,318 4 6,489 47 29,114 3,330 1,530 3,325 29,686 2,385 961 14,569 885 1,635 30,160 1,530 1,678 10 --7 5,092 2,412 41,443 646 --20 106 15 _________ 55,114 233,511 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ AGENCY: __________________ Legislative Branch CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Capitol buildings, salaries and expenses Capitol grounds Senate office buildings House office buildings Capitol power plant Library buildings and grounds, structural and mechanical care Judiciary office building development and operations fund PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Senate revolving funds House revolving funds Cooperative acquisitions program revolving fund Government Printing Office revolving fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS House of Representatives:Salaries and expenses Security enhancements General expenses, Capitol police Capitol visitor center Botanic Garden:Salaries and expenses 99 93 5 100 4 99 28 4 85 4 97 9 3 --1 4 8 2 54 68 619 4 7 2 42 55 575 4 7 2 37 50 570 16 16 12 19 7 7 474 551 8 7 15 8 3 5 474 520 9 1 22 5 3 6 474 520 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Library of Congress:Salaries and expenses Copyright Office: Salaries and expenses Furniture and furnishings Payments to copyright owners General Accounting Office:Salaries and expenses Census monitoring board United States Commission on International Religious Freedom Other Legislative Branch Boards and Commissions OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________ Judicial Branch 10 2 2 772 2 3 3 3 1,098 1,098 1,717 11 2 1 497 1 1 --3 736 736 1,311 12 2 --620 1 ----3 748 748 1,318 CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Care of the building and grounds Judiciary information technology fund PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Supreme Court of the United States:Salaries and expenses Courts of Appeals, District Courts, and other Judicial Services: Defender services Fees of jurors and commissioners Court security Judiciary filing fees United States Sentencing Commission:Salaries and expenses 1 16 36 9 8 76 1 ----4 ----31 ----------------2 70 72 72 3 20 23 23 4 --4 4 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _________________________ Department of Agriculture CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Commodity credit corporation guaranteed loans liquidating accoun Rural telephone bank liquidating account Rural economic development loans liquidating account Rural development loan fund liquidating account Expenses, Public Law 480, foreign assistance programs, Agricultu CREDIT LIQUIDATING PROGRAMS Subtotal............................. INSURANCE AND OTHER PROGRAMS Federal crop insurance corporation fund Special supplemental nutrition program for women, infants, and c INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Buildings and facilities Buildings and facilities Resource conservation and development Infrastructure Management of national forest lands for subsistence uses Range betterment fund Land acquisition accounts 147 147 219 35 35 58 ----4 59 508 1 1 75 644 --609 ------609 --760 ------760 1,124 2 1,126 1,770 600 --600 1,209 669 --669 1,429 86 5 1 119 3 1 150 73 5 1 111 --1 90 53 3 1 100 --1 41 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Working capital fund Inspection and weighing services Commodity credit corporation fund Alternative agricultural research and commercialization corporat Working capital fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS SUBSIDIZED HOUSING PROGRAMS Rural housing assistance grants Mutual and self-help housing grants Rural housing insurance fund program account SUBSIDIZED HOUSING PROGRAMS Subtotal............................. RESEARCH AND DEVELOPMENT PROGRAMS Agricultural Research Service Research and education activities Buildings and facilities Scientific activities overseas (foreign currency program) Forest and rangeland research RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Office of the Secretary Office of the chief information officer Agriculture buildings and facilities and rental payments Hazardous materials management Extension activities 365 281 199 23 6 559 1 115 704 1,069 23 6 619 --98 746 1,027 23 6 2,216 --85 2,330 2,529 4 1 1 6 1 ----1 --------- 1 66 3 1 13 84 --15 --1 15 31 --15 --1 17 33 2 7 7 1 2 2 7 --1 --- 5 7 --1 --- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Animal and Plant Health Inspection Service:Salaries and expenses Food Safety and Inspection Service:Salaries and expenses Marketing services Perishable Agricultural Commodities Act fund Funds for strengthening markets, income, and supply (section 32) Agricultural credit insurance fund program account Commodity Credit Corporation export loans program account Agricultural conservation program Emergency conservation program Conservation reserve program Conservation operations Watershed and flood prevention operations Wetlands reserve program Great plains conservation program Colorado river basin salinity control program Water bank program Wildlife habitat incentive program Forestry incentives program Rural clean water program Rural community advancement program Distance learning and telemedicine program Rural empowerment zones/enterprise community grants National sheep industry improvement center Rural economic development grants Public law 480 title I ocean freight differential grants P.L. 480 Title I Food for Progress Credits, program account P.L. 480 program account P.L. 480 Grants - Titles II and III Foreign agricultural service and general sales manager Food donations programs Food stamp program Commodity assistance program Child nutrition programs State, private and international forestry National forest system Southeast Alaska economic disaster assistance fund Wildland fire management Healthy investments in rural environments Road and trail fund 35 2 40 6 113 14 330 40 73 1 15 74 3 3 1 1 2 5 5 5 1 15 20 7 93 4 603 128 24 1 74 8 56 27 86 --113 ----- 31 --40 4 300 14 999 40 32 --------3 1 1 ----5 ------10 4 --------24 --166 --419 24 51 12 117 ----- 16 --40 2 300 14 999 40 ----------3 1 1 ----5 ------10 2 --------24 --210 --3 10 12 5 255 430 6 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Forest Service permanent appropriations OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ______________________ Department of Commerce CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Economic development revolving fund liquidating account Federal ship financing fund, fishing vessels liquidating account CREDIT LIQUIDATING PROGRAMS Subtotal............................. TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Procurement, acquisition and construction Construction of research facilities Technology Opportunity Grants PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Working capital fund Census working capital fund Economics and statistics administration revolving fund Coastal zone management fund Damage assessment and restoration revolving fund NTIS revolving fund Working capital fund OTHER REVOLVING FUNDS Subtotal................................... 268 2,315 2,405 5,244 263 2,570 2,602 4,838 97 2,498 2,531 6,489 6 8 14 14 --------- --------- 42 120 1 163 --------- --------- 3 9 2 1 16 5 41 77 3 --2 ------41 46 3 --2 ------41 46 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ TOTAL, CAPITAL................................................ OTHER PROGRAMS RESEARCH AND DEVELOPMENT PROGRAMS Operations, research, and facilities Promote and develop fishery products and research pertaining to Scientific and technical research and services RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Departmental Management:Salaries and expenses Emergency oil and gas guaranteed loan program account Emergency steel guaranteed loan program account Franchise fund Economic Development Administration:Salaries and expenses Economic development assistance programs Periodic censuses and programs Economic and Statistical Analysis:Salaries and expenses Operations and administration Operations and administration Minority business development Fishermen’s contingency fund Patent and Trademark Office:Salaries and expenses Industrial technology services National Telecommunications and Information Administration:Salar Public telecommunications facilities, planning and construction OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________ Department of Defense--Military CRITICAL RESERVES 240 46 46 98 2 7 107 --------- --------- 5 125 145 1 2 18 2 2 12 11 3 1 3 69 3 1 403 510 764 ------1 ------------------20 ----21 21 67 ------1 ------------------------1 1 47 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ INSURANCE AND OTHER PROGRAMS Disaster relief Former Soviet Union threat reduction account Reserve mobilization income insurance fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Operation and maintenance, Navy Reserve Procurement, Defense-wide National guard and reserve equipment Defense production act purchases Coastal defense augmentation Chemical agents and munitions destruction, Army Procurement, Marine Corps Aircraft procurement, Navy Weapons procurement, Navy Procurement of ammunition, Navy and Marine Corps Shipbuilding and conversion, Navy Other procurement, Navy Aircraft procurement, Army Missile procurement, Army Procurement of weapons and tracked combat vehicles, Army Procurement of ammunition, Army Other procurement, Army Aircraft procurement, Air Force Procurement of ammunition, Air Force Missile procurement, Air Force Other procurement, Air Force Base realignment and closure account Military construction transfer fund 9 529 210 15 1 63 171 1,035 274 69 6,439 582 169 127 356 320 385 1,578 79 621 733 361 181 --510 80 16 1 104 289 1,412 296 93 6,299 649 245 206 414 318 520 1,964 120 595 840 426 ----575 18 15 1 79 315 1,150 287 79 7,637 569 247 177 464 278 539 2,227 140 769 865 677 --2 569 17 588 588 2 648 17 667 667 2 508 17 527 527 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Military construction, Defense-wide Foreign currency fluctuations, construction North Atlantic Treaty Organization Security Investment Program Military construction, Navy Military construction, Naval Reserve Military construction, Army Military construction, Army National Guard Military construction, Army Reserve Military construction, Air Force Military construction, Air Force Reserve Military construction, Air National Guard Family housing, Army Family housing, Navy and Marine Corps Family housing, Air Force Family housing, Defense-wide Army conventional ammunition working capital fund National defense stockpile transaction fund PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Homeowners assistance fund, Defense National defense sealift fund Working capital fund, Army Working capital fund, Navy Working capital fund, Air Force Working capital fund, Defense Commissary Agency Working capital fund, Defense wide Buildings maintenance fund Pentagon reservation maintenance revolving fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS FORWARD FUNDED, ADVANCE APPROPRIATIONS, AND ADVANCE FUNDED PROGRAMS Depot level maintenance and repair transfer fund 391 171 105 148 11 693 101 41 139 8 87 111 483 184 1 59 162 17,202 497 171 105 387 12 737 152 42 327 28 209 69 402 258 --10 217 19,020 572 171 105 421 9 784 106 39 294 16 141 61 293 190 --10 233 20,553 29 500 1,277 2,462 364 -141 2,079 12 16 6,598 23,800 9 622 --2,390 345 53 231 10 21 3,681 22,701 9 628 --2,312 288 141 -403 6 13 2,994 23,547 455 --- --- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ FORWARD FUNDED, ADVANCE APPNS, AND ADV FUNDED PROGRAMS Subtotal.. RESEARCH AND DEVELOPMENT PROGRAMS Research, development, test, and evaluation, Defense-wide Developmental test and evaluation, Defense Operational test and evaluation, Defense Research, development, test, and evaluation, Navy Research, development, test, and evaluation, Army Research, development, test, and evaluation, Air Force RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Operation and maintenance, Defense-wide Overseas contingency operations transfer account Defense health program Military Training, Equipment and Associated Support Transfer Fun Spares, Repairs, and Associated Logistical Support Transfer Fund Foreign currency fluctuations, Defense Overseas humanitarian, disaster and civic aid Emergency response fund Support for international sporting competitions, Defense Quality of Life Enhancements, Defense OPLAN 34A-35 P.O.W. Payments Defense vessel transfer program account Operation and maintenance, Marine Corps Payment to kaho’olawe Operation and maintenance, Navy Operation and maintenance, Army Operation and maintenance, Army National Guard Operation and maintenance, Army Reserve Operation and maintenance, Air Force Operation and maintenance, Air National Guard Overseas military facility investment recovery Miscellaneous Special Funds Department of Defense, Family Housing Improvement Fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... 455 --- --- 1,465 23 7 758 814 1,428 4,495 1,479 26 3 597 325 1,634 4,064 1,613 --20 520 329 1,574 4,056 22 544 108 57 779 647 48 12 14 94 17 107 18 21 48 71 16 9 34 1 5 134 57 2,863 7,813 ----127 ----647 6 12 3 --10 ----21 ------------5 135 28 994 5,058 ----136 ----647 7 12 ----5 ----21 ------------5 135 16 984 5,040 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________________ Department of Health and Human Services CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Health Resources and Services Medical facilities guarantee and loan fund Health maintenance organization loan and loan guarantee fund CREDIT LIQUIDATING PROGRAMS Subtotal............................. TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS National Institutes of Health PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Revolving fund for certification and other services HHS service and supply fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS RESEARCH AND DEVELOPMENT PROGRAMS Health care policy and research 32,201 28,426 29,114 50 48 11 109 109 48 40 11 99 99 48 30 10 88 88 161 161 161 161 161 161 3 57 60 221 3 57 60 221 3 57 60 221 2 2 --- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Food and Drug Administration:Salaries and expenses Vaccine injury compensation Indian Health Services Indian health facilities Disease control, research, and training Program management Grants to States for Medicaid Payments to states for child support enforcement and family supp Refugee and entrant assistance Contingency fund Children and families services programs Temporary assistance for needy families Children’s research and technical assistance General departmental management Office of the Inspector General OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: __________________________ Department of the Interior 2 2 --- 106 115 115 72 43 88 1,117 1,920 2 1,958 1 1,561 8 105 1 7,212 7,214 7,544 106 64 115 72 22 67 ----2 1,958 --1,122 4 --1 3,533 3,535 3,855 108 64 115 72 27 67 ----2 1,958 --600 2 --1 3,016 3,016 3,325 CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Bureau of Land Management:Construction Land acquisition Range improvements Abandoned mine reclamation fund United States Fish and Wildlife Service:Construction Land acquisition Migratory bird conservation account 14 40 2 52 157 74 22 14 12 --72 118 43 22 14 12 --92 84 59 20 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ North American wetlands conservation fund Construction and major maintenance Land acquisition and State assistance Bureau of Indian Affairs:Construction Everglades watershed protection Everglades restoration account Trust Territory of the Pacific Islands Compact of free association Natural resource damage assessment fund PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Helium fund Working capital fund Working capital fund Special foreign currency program Interior Franchise Fund Working capital fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS FORWARD FUNDED, ADVANCE APPROPRIATIONS, AND ADVANCE FUNDED PROGRAMS Operation of Indian programs FORWARD FUNDED, ADVANCE APPNS, AND ADV FUNDED PROGRAMS Subtotal.. RESEARCH AND DEVELOPMENT PROGRAMS Surveys, investigations and research RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Management of lands and resources 12 460 148 72 33 4 1 19 80 1,190 3 473 155 73 --1 --19 84 1,089 4 468 188 88 --1 --19 87 1,136 36 19 44 1 48 51 199 1,389 36 23 33 1 34 12 139 1,228 36 19 32 1 25 13 126 1,262 345 345 348 348 349 349 21 21 13 13 13 13 32 6 --- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Oregon and California grant lands Central hazardous materials fund Wildland fire management Service charges, deposits, and forfeitures Miscellaneous permanent payment accounts Permanent operating funds Royalty and Offshore minerals Regulation and technology Water and Related Resources Bureau of reclamation loan program account California Bay-Delta restoration Lower Colorado River Basin development fund Upper Colorado River Basin fund Working capital fund Colorado River dam fund, Boulder Canyon project Central Utah Project Completion Account Utah reclamation mitigation and conservation account Resource management Multinational species conservation fund Non-game wildlife state grants Federal aid in wildlife restoration National wildlife refuge fund Cooperative endangered species conservation fund Wildlife conservation and appreciation fund Recreational fee demonstration program Miscellaneous permanent appropriations Operation of the national park system National recreation and preservation Historic preservation fund Other permanent appropriations Recreation fee permanent appropriations Indian land and water claim settlements and miscellaneous paymen Operation and maintenance of quarters Miscellaneous permanent appropriations Departmental Management:Salaries and expenses Management of Federal lands for subsistence uses Assistance to territories Office of the Solicitor Office of the Special Trustee for American Indians 3 9 55 9 2 39 3 1 85 5 48 118 112 30 8 4 3 48 2 --41 6 6 1 3 3 10 1 24 67 187 8 3 69 6 7 9 1 21 --9 118 7 2 41 3 3 ------5 10 20 1 --3 49 2 --41 6 7 1 3 3 ----24 67 187 --2 69 6 --6 ----- --9 100 3 2 42 3 5 ------5 10 17 1 --3 49 2 50 41 6 10 1 3 3 ----24 67 187 --2 69 6 --6 ----- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Indian land consolidation pilot Tribal special fund Miscellaneous permanent appropriations National Indian Gaming Commission:Salaries and expenses National Indian Gaming Commission, gaming activity fees OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _____________________ Department of Justice 3 --47 2 5 1,146 1,512 2,901 --30 ----5 736 1,097 2,325 --30 ----5 761 1,123 2,385 CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Federal Bureau of Investigation:Salaries and expenses Federal Bureau of Investigation:Construction Drug Enforcement Administration:Construction Immigration and Naturalization Service:Construction Buildings and facilities PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Working capital fund Federal Prison Industries, Incorporated OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS General Administration:Salaries and expenses 13 8 6 116 50 166 784 61 47 108 553 41 18 59 580 89 25 13 18 473 618 1 --13 --431 445 1 --13 --507 521 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Counterterrorism fund Telecommunications carrier compliance fund Office of Inspector General Administrative review and appeals Salaries and expenses, General Legal Activities Fees and expenses of witnesses Salaries and expenses, Antitrust Division Salaries and expenses, United States Attorneys Salaries and expenses, United States Marshals Service Federal prisoner detention Justice prisoner and alien transportation system, U.S. Marshals Assets forfeiture fund United States trustee system fund Interagency crime and drug enforcement Drug Enforcement Administration:Salaries and expenses Diversion control fee account Immigration and Naturalization Service:Salaries and expenses Immigration emergency fund Immigration support Federal Prison System:Salaries and expenses Weed and seed program fund Justice assistance Public safety officers’ benefits State and local law enforcement assistance Juvenile justice programs Crime victims fund Violent crime reduction programs, State and local law enforcemen Community oriented policing services OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ___________________ Department of Labor CRITICAL RESERVES INSURANCE AND OTHER PROGRAMS 23 43 1 5 21 31 22 27 3 22 15 354 10 9 15 7 54 1 93 97 4 163 8 35 63 35 202 318 1,694 1,694 2,478 24 --1 4 ----21 4 ----21 152 1 9 33 7 ----103 ------3 ----------391 391 944 24 --2 3 ----21 4 ----27 152 1 9 33 7 ----91 ------1 ----------381 381 961 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Pension benefit guaranty corporation fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL OTHER REVOLVING FUNDS Working capital fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS FORWARD FUNDED, ADVANCE APPROPRIATIONS, AND ADVANCE FUNDED PROGRAMS Training and employment services State unemployment insurance and employment service operations FORWARD FUNDED, ADVANCE APPNS, AND ADV FUNDED PROGRAMS Subtotal.. OTHER MISCELLANEOUS PROGRAMS Welfare to work jobs Payments to the unemployment trust fund Employment Standards Administration:Salaries and expenses Employment Standards Administration:Special benefits Panama Canal Commission compensation fund Mine Safety and Health Administration:Salaries and expenses Bureau of Labor Statistics:Salaries and expenses Departmental Management:Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** 9,215 9,215 9,215 10,430 10,430 10,430 11,933 11,933 11,933 13 13 13 7 7 7 2 2 2 1,486 94 1,580 967 107 1,074 1,405 121 1,526 187 5 3 1,130 79 1 5 2 1,412 2,992 12,220 --5 3 1,096 80 ------1,184 2,258 12,695 --5 3 1,021 79 ------1,108 2,634 14,569 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ AGENCY: ___________________ Department of State CRITICAL RESERVES INSURANCE AND OTHER PROGRAMS Fishermen’s guaranty fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Embassy security, construction, and maintenance Security and maintenance of United States missions (special fore Construction, IBWC PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Working capital fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Diplomatic and consular programs Capital investment fund International information programs USIA buying power maintenance 517 49 8 8 177 ------125 ------79 79 669 76 76 286 76 76 413 581 1 8 590 202 --8 210 329 --8 337 3 3 3 3 3 3 3 3 3 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Technology fund Protection of foreign missions and officials Emergencies in the diplomatic and consular service Buying power maintenance International conferences and contingencies Arrearage payments United States emergency refugee and migration assistance fund Educational and cultural exchange programs International narcotics control and law enforcement Migration and refugee assistance Fishermen’s protective fund International Center, Washington, D.C. International litigation fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: __________________________ Department of the Treasury CRITICAL RESERVES INTERNATIONAL MONETARY PROGRAMS Exchange stabilization fund INTERNATIONAL MONETARY PROGRAMS Subtotal......................... INSURANCE AND OTHER PROGRAMS Energy security reserve Federal Reserve Bank reimbursement fund Check forgery insurance fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL 5 1 8 8 2 475 185 29 22 168 1 1 1 1,488 1,488 2,160 --1 6 12 2 826 98 --29 --1 1 --1,153 1,153 1,442 --1 6 12 2 244 48 --29 --1 1 --469 469 885 25,992 25,992 27,446 27,446 28,973 28,973 304 51 4 359 26,351 304 51 --355 27,801 --51 --51 29,024 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ PROCUREMENT AND CONSTRUCTION PROGRAMS Treasury buildings and annex repair and restoration Acquisitions, construction, improvements, and related expenses Customs facilities, construction, improvements and related expen Bureau of Engraving and Printing fund Information systems Acquisition, construction, improvements and related expenses PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Federal Financing Bank United States mint public enterprise fund Federal tax lien revolving fund Office of Thrift Supervision OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS FORWARD FUNDED, ADVANCE APPROPRIATIONS, AND ADVANCE FUNDED PROGRAMS Information technology investments FORWARD FUNDED, ADVANCE APPNS, AND ADV FUNDED PROGRAMS Subtotal.. RESEARCH AND DEVELOPMENT PROGRAMS Biomass energy development RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Departmental Offices:Salaries and expenses Department-wide systems and Capital Investments Programs Counterterrorism Fund 22 9 --9 9 --9 9 25 55 55 6 6 10 10 480 480 206 206 5 5 37 6 3 142 188 423 37 6 3 142 188 306 37 6 3 142 188 223 29 13 15 147 22 9 235 --4 7 76 21 10 118 ------15 20 --35 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ United States community adjustment and investment program Community development financial institutions fund program accoun Treasury franchise fund Presidential election campaign fund Department of the Treasury forfeiture fund Violent crime reduction program Federal Law Enforcement Training Center:Salaries and expenses Financial Management Service:Salaries and expenses Bureau of Alcohol, Tobacco and Firearms:Salaries and expenses United States Customs Service:Salaries and expenses Operation and maintenance, air and marine interdiction programs Refunds, transfers, and expenses of operation, Puerto Rico Customs services at small airports Administering the public debt Processing, assistance, and management United States Secret Service:Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ______________________________ Social Security Administration FORWARD FUNDED, ADVANCE APPROPRIATIONS, AND ADVANCE FUNDED PROGRAMS Supplemental security income program Special benefits for disabled coal miners FORWARD FUNDED, ADVANCE APPNS, AND ADV FUNDED PROGRAMS Subtotal.. OTHER MISCELLANEOUS PROGRAMS Payments to social security trust funds OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________ Department of Education 9 10 29 166 191 85 13 14 11 877 109 1 2 10 13 21 1,592 2,127 28,901 ----29 9 50 19 5 13 6 680 1 --1 ------831 1,043 29,150 ----29 68 50 ----33 4 669 1 --1 ------898 913 30,160 44 2 46 --2 2 ------- 16 16 62 62 15 15 17 17 15 15 15 15 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS College housing and academic facilities loans liquidating accoun Federal family education loan liquidating account CREDIT LIQUIDATING PROGRAMS Subtotal............................. TOTAL, CRITICAL RESERVES...................................... OTHER PROGRAMS FORWARD FUNDED, ADVANCE APPROPRIATIONS, AND ADVANCE FUNDED PROGRAMS Reading excellence Education Reform Education for the disadvantaged School improvement programs Special education Vocational and adult education Student financial assistance FORWARD FUNDED, ADVANCE APPNS, AND ADV FUNDED PROGRAMS Subtotal.. OTHER MISCELLANEOUS PROGRAMS Impact aid Chicago litigation settlement Higher education Howard University Federal direct student loan program, program account Program administration OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________ Department of Energy 24 2 11 4 12 2 55 4,968 5,210 19 --6 --12 --37 3,053 3,053 17 --6 --12 --35 3,330 3,330 27 133 16 4 119 60 4,554 4,913 --64 ----1 48 2,903 3,016 --------1 119 3,175 3,295 33 209 242 242 ----------------- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ CRITICAL RESERVES INSURANCE AND OTHER PROGRAMS Geothermal resources development fund Alternative fuels production INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Defense nuclear waste disposal Strategic petroleum reserve Clean coal technology Non-defense environmental management Isotope production and distribution program fund Nuclear waste disposal fund Departmental administration PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Bonneville Power Administration fund Colorado river basins power marketing fund, Western Area Power A Working capital fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS RESEARCH AND DEVELOPMENT PROGRAMS 800 58 7 865 1,467 800 58 2 860 1,253 800 58 4 862 950 85 19 372 3 3 89 31 602 85 2 212 --3 81 10 393 ----3 --3 81 1 88 1 3 4 4 --3 3 3 --2 2 2 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Weapons activities Other Defense Activities Fossil energy research and development Energy conservation Science Energy supply RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Other nuclear security activities Defense environmental restoration and waste management Defense environmental management privatization Defense facilities closure projects Energy information administration Naval petroleum and oil shale reserves SPR petroleum account Payments to States under Federal Power Act Operation and maintenance, Southeastern Power Administration Operation and maintenance, Southwestern Power Administration Construction, rehabilitation, operation and maintenance, Western Office of the Inspector General OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________ Environmental Protection Agency 544 14 23 22 31 90 724 483 --9 ------492 483 --1 ------484 257 33 397 1 2 52 33 3 6 --30 1 815 1,539 3,010 111 34 ------31 21 3 1 1 7 --209 701 1,957 66 --------10 14 3 ----1 --94 578 1,530 CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Buildings and facilities PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... 9 9 --------- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER REVOLVING FUNDS Reregistration and expedited processing revolving fund Working capital fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS RESEARCH AND DEVELOPMENT PROGRAMS Science and technology RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS State and Tribal Assistance Grants Environmental Programs and Management Office of the Inspector General OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________________ Department of Transportation CRITICAL RESERVES INSURANCE AND OTHER PROGRAMS Aviation insurance revolving fund War risk insurance revolving fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... 76 31 107 107 79 32 111 111 82 33 115 115 1,264 131 4 1,399 1,533 1,561 ------------------------134 134 --------12 7 19 28 ----------------- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Acquisition, construction, and improvements Alteration of bridges Appalachian development highway system Miscellaneous appropriations Northeast corridor improvement program Local rail freight assistance Interstate transfer grants-transit Washington metropolitan area transit authority Formula grants Capital Investment Grants Maritime guaranteed loan (Title XI) program account PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Coast Guard yard fund Job Access and Reverse Commute Grants Vessel operations revolving fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS RESEARCH AND DEVELOPMENT PROGRAMS Research, development, test, and evaluation Operations and research Next generation high-speed rail Railroad research and development Transit planning and research Research and special programs Working capital fund, Volpe National Transportation Systems Cent 1 2 2 6 18 2 134 --------9 2 134 --------9 16 134 3 61 37 101 2,974 --20 37 57 2,039 ----37 37 1,326 356 27 90 254 3 1 10 50 1,077 934 71 2,873 346 27 --196 --------946 467 --1,982 336 ----138 --------815 ----1,289 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Office of the Secretary:Salaries and expenses Transportation planning, research, and development Transportation administrative service center Operating expenses Environmental compliance and restoration Operations Administrative services franchise fund State infrastructure banks Safety and operations Capital grants to the National Railroad Passenger Corporation Administrative expenses Research, training, and human resources Miscellaneous expired accounts Saint Lawrence Seaway Development Corporation Pipeline safety Emergency preparedness grants Office of Inspector General:Salaries and expenses Surface Transportation Board:Salaries and expenses Ready reserve force Maritime security program OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________ General Services Administration 165 145 159 7 1 9 187 3 17 1 4 4 366 --1 4 13 2 3 1 1 13 3 640 805 3,886 ----9 --2 --------343 ------14 3 3 --1 6 --381 526 2,676 ----9 --1 ----------1 ----14 3 3 --1 3 --35 194 1,635 CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Federal buildings fund General supply fund 2,361 407 1,719 398 1,732 378 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Information technology fund Working capital fund Federal consumer information center fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Real property relocation Policy and operations OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ___________________________________________ Department of Housing and Urban Development CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Nonprofit sponsor assistance liquidating account FHA-Mutual mortgage and cooperative housing insurance funds liqu FHA-General and special risk insurance funds liquidating account Housing for the elderly or handicapped fund liquidating account Guarantees of mortgage-backed securities liquidating account CREDIT LIQUIDATING PROGRAMS Subtotal............................. INSURANCE AND OTHER PROGRAMS Low-rent public housing--loans and other expenses 2,768 2,117 2,110 687 36 1 724 3,492 442 36 1 479 2,596 265 36 1 302 2,412 11 42 53 53 3,545 --------2,596 --------2,412 6 14,736 393 900 5,826 21,861 --18,973 ------18,973 --23,716 ------23,716 20 20 20 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Public housing capital fund Brownfields redevelopment Urban empowerment zones Revolving fund (liquidating programs) Housing for special populations PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Rental housing assistance fund Homeownership assistance fund Flexible Subsidy Fund Lead hazard reduction Working capital fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS SUBSIDIZED HOUSING PROGRAMS Annual contributions for assisted housing Drug elimination grants for low-income housing Revitalization of severely distressed public housing (HOPE VI) Native American housing block grant Section 8 reserve preservation account Housing certificate fund Community development block grants 20 21,881 20 18,993 20 23,736 2,464 50 7 93 2,749 5,363 2,289 ----76 2,380 4,745 2,333 ----63 2,014 4,410 1 84 264 62 32 443 5,806 1 84 286 ----371 5,116 1 84 305 ----390 4,800 753 322 680 175 11 3,185 931 ----------103 --- ----------103 --- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Supplemental assistance for facilities to assist the homeless Supportive housing program Homeless assistance grants Shelter plus care Home investment partnership program Housing opportunities for persons with AIDS Rural housing and economic development Section 8 moderate rehabilitation, single room occupancy Homeownership and opportunity for people everywhere grants (HOPE Other assisted housing programs Nehemiah housing opportunity fund SUBSIDIZED HOUSING PROGRAMS Subtotal............................. RESEARCH AND DEVELOPMENT PROGRAMS Research and technology RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Public housing operating fund Indian housing loan guarantee fund program account Emergency shelter grants program FHA-General and special risk program account Manufactured home inspection and monitoring Fair housing activities Office of Inspector General OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _____________________________________________ National Aeronautics and Space Administration 1 35 1,072 3 191 57 32 65 14 1,060 3 8,590 ----------------3 1,083 --1,189 ----------------3 1,019 --1,125 12 12 ----- ----- 12 13 1 250 9 26 10 321 8,923 36,610 --13 --4 9 ----26 1,215 25,324 --13 --4 8 ----25 1,150 29,686 CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Construction of facilities PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... TOTAL, CAPITAL................................................ OTHER PROGRAMS RESEARCH AND DEVELOPMENT PROGRAMS Science, Aeronautics and Technology Mission support RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Human space flight OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ______________________________ Office of Personnel Management 13 13 13 ------- ------- 281 86 367 278 69 347 294 76 370 368 368 735 748 274 274 621 621 276 276 646 646 CAPITAL OTHER REVOLVING FUNDS Revolving fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS 20 20 20 20 20 20 20 20 20 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER MISCELLANEOUS PROGRAMS Office of Personnel Management:Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _____________________________ Small Business Administration CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Pollution control equipment fund liquidating account Disaster loan fund liquidating account Business loan fund liquidating account CREDIT LIQUIDATING PROGRAMS Subtotal............................. INSURANCE AND OTHER PROGRAMS Surety bond guarantees revolving fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Small Business Administration:Salaries and expenses Office of Inspector General Disaster loans program account Business loan program account OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** 3 1 81 76 161 161 420 ----50 53 103 103 106 ----50 53 103 103 106 4 4 259 3 3 3 3 3 3 --15 240 255 ----------------8 8 8 28 ------20 ------20 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ AGENCY: ______________________________ Department of Veterans Affairs CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Veterans Housing Benefit Program Fund Liquidating Account CREDIT LIQUIDATING PROGRAMS Subtotal............................. INSURANCE AND OTHER PROGRAMS Veterans insurance and indemnities Servicemembers’ group life insurance fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Medical care Medical facilities revolving fund Construction, major projects Construction, minor projects Pershing hall revolving fund Parking revolving fund Supply fund PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Canteen service revolving fund Special therapeutic and rehabilitation activities fund Miscellaneous veterans housing loans program account 14 13 6 17 15 41 17 17 35 1,082 5 565 44 1 14 152 1,863 1,005 4 445 28 1 12 152 1,647 909 4 309 27 1 7 152 1,409 2 1 3 117 --1 1 1 --1 1 1 114 114 --------- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Franchise fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS RESEARCH AND DEVELOPMENT PROGRAMS Medical and prosthetic research Medical center research organizations RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Readjustment benefits Compensation Reinstated entitlement program for survivors under Public Law 97 Grants for construction of State extended care facilities Grants for the construction of State veterans cemeteries OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _________________________________ Executive Office of the President White house repair and restoration Salaries and expenses Armstrong resolution account Unanticipated needs for natural disasters OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _____________________________ Federal Drug Control Programs Special forfeiture fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ 18 51 1,914 18 91 1,738 18 87 1,496 28 18 46 15 18 33 15 18 33 35 769 2 53 9 868 914 2,945 35 122 ------157 190 1,929 ------------33 1,530 --8 2 6 16 16 16 1 ----6 7 7 7 1 ----6 7 7 7 20 20 20 20 20 20 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _________________________________ International Assistance Programs CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Economic assistance loans - liquidating account Housing and other credit guaranty programs liquidating account Overseas Private Investment Corporation liquidating account CREDIT LIQUIDATING PROGRAMS Subtotal............................. INTERNATIONAL MONETARY PROGRAMS Economic support fund Central America and the Caribbean emergency disaster recovery fu United States quota, International Monetary Fund Loans to International Monetary Fund INTERNATIONAL MONETARY PROGRAMS Subtotal......................... INSURANCE AND OTHER PROGRAMS Contribution to the Inter-American Development Bank Contribution to the Asian Development Bank Contribution to the International Bank for Reconstruction and De Overseas Private Investment Corporation noncredit account INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Advance acquisition of property--revolving fund 20 20 20 20 20 20 67 6 26 99 --------- --------- 201 115 19,166 9,710 29,192 ----19,166 9,710 28,876 ----19,166 9,710 28,876 3,797 748 7,663 147 12,355 41,646 3,797 748 7,663 166 12,374 41,250 3,797 748 7,663 173 12,381 41,257 1 1 1 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Peacekeeping operations Nonproliferation and Disarmament Fund Non-proliferation, anti-terrorism, demining, and related program Debt restructuring International affairs technical assistance program Micro and small enterprise development program account Operating expenses of the Agency for International Development Operating expenses of AID, Office of Inspector General Assistance for Eastern Europe and the Baltic States Development fund for Africa Sustainable development assistance program International disaster assistance Sub-Saharan Africa disaster assistance Assistance for the independent states of the former Soviet Union Child survival and disease programs Development credit authority program account Property management fund Overseas private investment corporation program account Trade and Development Agency Peace Corps Inter-American Foundation Special defense acquisition fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________________ Other Defense Civil Programs CRITICAL RESERVES 1 1 1 1 1 1 1 1 35 79 3 1 31 7 150 39 133 72 7 238 28 1 3 68 18 13 21 63 1,012 1,012 42,659 --1 38 --1 --26 4 50 ------7 ------2 42 ----9 63 243 243 41,494 ----38 --4 --12 1 ----15 --7 --------42 1 --2 63 185 185 41,443 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ INTERNATIONAL MONETARY PROGRAMS Foreign currency fluctuations INTERNATIONAL MONETARY PROGRAMS Subtotal......................... TOTAL, CRITICAL RESERVES...................................... OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Wildlife conservation Forest products program OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: __________________ Corps of Engineers 3 3 6 6 10 3 3 6 6 10 3 3 6 6 10 4 4 4 4 4 4 4 4 4 CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Flood control, Mississippi River and tributaries Construction, general Washington aqueduct Formerly utilized sites remedial action program PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Revolving fund OTHER REVOLVING FUNDS Subtotal................................... 495 495 495 495 495 495 3 830 18 6 857 3 880 --16 899 3 914 --16 933 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS General investigations Operation and maintenance, general General expenses Flood control and coastal emergencies Regulatory program OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________ Appalachian Regional Commission Appalachian regional commission OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________________ Defense Nuclear Facilities Safety Board Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________ District of Columbia Federal support for economic development and management reforms OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________________ Equal Employment Opportunity Commission 1,352 1,394 1,428 36 34 16 394 4 484 484 1,836 33 159 9 161 4 366 366 1,760 36 280 2 -72 4 250 250 1,678 20 20 20 20 --------- --------- 2 2 2 2 1 1 1 1 1 1 1 1 49 49 49 49 --------- --------- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ CAPITAL OTHER REVOLVING FUNDS EEOC Education, technical assistance and training revolving fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________________ Export-Import Bank of the United States CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Export-Import Bank of the United States liquidating account CREDIT LIQUIDATING PROGRAMS Subtotal............................. TOTAL, CRITICAL RESERVES...................................... OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Export Import Bank loans program account OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: __________________________ Farm Credit Administration 480 480 480 1,533 292 292 292 1,200 266 266 266 881 1,053 1,053 1,053 908 908 908 615 615 615 2 2 2 2 2 2 2 2 3 3 3 3 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ CAPITAL OTHER REVOLVING FUNDS Revolving fund for administrative expenses OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ___________________________________________________ Farm Credit System Financial Assistance Corporation CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Financial assistance corporation assistance fund, liquidating ac CREDIT LIQUIDATING PROGRAMS Subtotal............................. TOTAL, CRITICAL RESERVES...................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ________________________________________ Farm Credit System Insurance Corporation INSURANCE AND OTHER PROGRAMS Farm credit system insurance fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _________________________________ Federal Communications Commission 1,502 1,502 1,502 1,502 1,611 1,611 1,611 1,611 1,727 1,727 1,727 1,727 1,562 1,562 1,562 1,562 1,546 1,546 1,546 1,546 1,612 1,612 1,612 1,612 10 10 10 10 9 9 9 9 9 9 9 9 OTHER PROGRAMS TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER MISCELLANEOUS PROGRAMS Salaries and expenses Spectrum auction program account Universal service fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _____________________________________ Federal Deposit Insurance Corporation CRITICAL RESERVES INSURANCE AND OTHER PROGRAMS Bank insurance fund Savings association insurance fund FSLIC resolution fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ___________________________________ Federal Emergency Management Agency Disaster relief INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS National flood mitigation fund 11 ----938 938 938 2,469 2,469 2,469 5,078 5,078 5,078 27,436 10,217 2,841 40,494 40,494 40,494 27,271 10,556 2,926 40,753 40,753 40,753 28,110 10,901 2,915 41,926 41,926 41,926 19 ----19 19 19 2 1,779 337 2,118 2,118 2,118 1 1,773 321 2,095 2,095 2,095 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Working capital fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Salaries and expenses Emergency management planning and assistance Disaster assistance direct loan program account Disaster assistance for unmet needs Radiological emergency preparedness fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ________________________________________________________________ Federal Financial Institutions Examination Council Appraisal Sub 11 --- --- 7 7 18 ------- ------- 2 4 14 230 1 251 251 1,207 ----14 ----14 14 2,483 ----14 ----14 14 5,092 CAPITAL OTHER REVOLVING FUNDS Registry fees OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _____________________________ Federal Housing Finance Board Federal housing finance board 1 1 1 3 3 3 3 3 3 3 3 3 3 3 3 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: __________________________________________ Federal Mediation and Conciliation Service 1 1 1 1 1 1 1 1 1 OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ________________________ Federal Trade Commission Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ______________________________ International Trade Commission Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________________________________ National Archives and Records Administration 3 3 3 3 ----------------3 3 3 3 3 3 3 3 3 3 3 3 1 1 1 1 1 1 1 1 1 1 1 1 CAPITAL TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ PROCUREMENT AND CONSTRUCTION PROGRAMS Repairs and restoration PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Records center revolving fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Operating expenses National historical publications and records commission OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________________________ National Credit Union Administration CRITICAL RESERVES INSURANCE AND OTHER PROGRAMS Credit union share insurance f INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL 4,162 4,162 4,162 4,491 4,491 4,491 4,830 4,830 4,830 14 4 18 18 39 14 --14 14 51 14 --14 14 51 ----21 17 17 37 17 17 37 21 21 20 20 20 20 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER REVOLVING FUNDS Operating fund Community development credit union revolving loan fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________ National Endowment for the Arts 2 3 5 5 4,167 2 1 3 3 4,494 2 --2 2 4,832 OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS National endowment for the arts: Grants and administration OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _____________________________________ National Endowment for the Humanities National endowment for the humanities: Grants and administration OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ___________________________ National Science Foundation RESEARCH AND DEVELOPMENT PROGRAMS Research and related activities Major research equipment RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS 2 68 70 ------------5 5 5 5 5 5 5 5 5 5 5 5 3 3 3 3 3 3 3 3 3 3 3 3 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Education and human resources OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________________________ National Transportation Safety Board Salaries and expenses Emergency fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _____________________________ Nuclear Regulatory Commission Salaries and expenses Office of Inspector General OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ___________________________________________ Office of Navajo and Hopi Indian Relocation 26 26 96 96 --------- --------- 2 2 4 4 4 --2 2 2 2 --2 2 2 2 29 1 30 30 30 ----------- ----------- CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Salaries and expenses PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________ Panama Canal Commission 7 7 7 7 1 1 1 1 1 1 1 1 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER REVOLVING FUNDS Panama Canal revolving fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Panama Canal Commission Dissolution Fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________________ Resolution Trust Corporation CRITICAL RESERVES INSURANCE AND OTHER PROGRAMS RTC revolving fund INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: __________________________________ Securities and Exchange Commission Investment in Securities Investor Protection Corporation INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... OTHER PROGRAMS 1,000 1,000 1,000 1,000 1,000 1,000 1,000 1,000 1,000 4 4 4 4 ----------------7 7 7 157 2 2 2 28 --------150 150 150 26 26 26 ------- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER MISCELLANEOUS PROGRAMS Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________ Smithsonian Institution 36 36 36 1,036 36 36 36 1,036 36 36 36 1,036 CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Repair, restoration, and renovation of buildings, National Galle Construction, JFK center for the performing arts PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... TOTAL, CAPITAL................................................ OTHER PROGRAMS RESEARCH AND DEVELOPMENT PROGRAMS Museum programs and related research (special foreign currency p RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Salaries and expenses Repair, restoration and alteration of facilities Construction Salaries and expenses, National Gallery of Art OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... 14 6 38 1 59 60 14 6 38 --58 59 12 6 38 --56 57 1 1 1 1 1 1 4 16 20 20 1 16 17 17 1 16 17 17 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________ State Justice Institute State Justice Institute: Salaries and expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: __________________________ Tennessee Valley Authority 80 76 74 2 2 2 2 --------- --------- CAPITAL OTHER REVOLVING FUNDS Tennessee Valley Authority fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ________________________________________ United States Holocaust Memorial Council 259 259 259 259 277 277 277 277 203 203 203 203 OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS Holocaust Memorial Council OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _________________________________________ Intelligence Community Management Account Intelligence community management account 6 5 4 2 2 2 2 ----------------- TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ________________________________________ Institute of Museum and Library Services Office of Museum Services: Grants and administration Office of Libraries: Grants and administration OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ______________________________________________ Corporation for National and Community Service National and community service programs, operating expenses OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _________________________________________ United States Enrichment Corporation Fund 6 6 6 5 5 5 4 4 4 1 5 6 6 6 1 6 7 7 7 1 6 7 7 7 168 168 168 168 100 100 100 100 100 100 100 100 CAPITAL OTHER REVOLVING FUNDS United States Enrichment Corporation Fund OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ________________________________________________________________ Morris K. Udall Scholarship and Excellence in National Environme 482 482 482 482 477 477 477 477 465 465 465 465 OTHER PROGRAMS TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER MISCELLANEOUS PROGRAMS Environmental dispute resolution fund OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________________ Other Commissions and Boards Other commissions and boards OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ______________ Presidio Trust 2 2 2 2 2 2 2 2 --------3 3 3 3 2 2 2 2 1 1 1 1 CAPITAL OTHER REVOLVING FUNDS Presidio Trust OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: _______________________________ Broadcasting Board of Governors PROCUREMENT AND CONSTRUCTION PROGRAMS Broadcasting capital improvements PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... TOTAL, CAPITAL................................................ 4 4 4 ------------37 37 37 37 47 47 47 47 17 17 17 17 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ OTHER PROGRAMS OTHER MISCELLANEOUS PROGRAMS International broadcasting operations Broadcasting to Cuba Buying Power Maintenance OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ________________________ Delta Regional Authority Delta regional authority OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** AGENCY TOTAL, ALL PROGRAMS ** AGENCY: ____________________________ ** Government-wide totals ** CRITICAL RESERVES CREDIT LIQUIDATING PROGRAMS Subtotal............................. INTERNATIONAL MONETARY PROGRAMS Subtotal......................... INSURANCE AND OTHER PROGRAMS Subtotal............................ TOTAL, CRITICAL RESERVES...................................... CAPITAL PROCUREMENT AND CONSTRUCTION PROGRAMS Subtotal................... OTHER REVOLVING FUNDS Subtotal................................... TOTAL, CAPITAL................................................ OTHER PROGRAMS SUBSIDIZED HOUSING PROGRAMS Subtotal............................. 8,596 1,190 1,125 35,559 11,826 47,385 33,689 8,341 42,030 33,744 8,844 42,588 25,953 55,188 71,884 153,025 22,135 56,326 74,891 153,352 26,791 57,853 80,266 164,910 ----------------27 27 27 27 20 3 --23 23 27 ----4 4 4 4 ----4 4 4 4 TABLE 5 FEDERAL FUND UNOBLIGATED BALANCES, BY AGENCY and PROGRAM (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ______________________________________________ Program 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ FORWARD FUNDED, ADVANCE APPNS, AND ADV FUNDED PROGRAMS Subtotal.. RESEARCH AND DEVELOPMENT PROGRAMS Subtotal....................... OTHER MISCELLANEOUS PROGRAMS Subtotal............................ TOTAL, OTHER PROGRAMS......................................... ** TOTAL, FEDERAL FUND UNOBLIGATED BALANCES ** 7,819 6,283 28,840 51,538 251,948 4,646 5,134 16,697 27,667 223,049 5,175 5,159 14,554 26,013 233,511 ____________________________________________________________________________________________________________________________________ TABLE 6 FEDERAL FUND UNAVAILABLE COLLECTIONS, BY AGENCY (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ____________________________________________________ Department or other unit 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Department of Agriculture Department of Commerce Department of Defense--Military Department of Energy Department of Housing and Urban Development Department of the Interior Department of Justice Department of State Department of Transportation Department of Veterans Affairs Corps of Engineers Environmental Protection Agency Federal Emergency Management Agency General Services Administration International Assistance Programs Social Security Administration Other Independent Agencies TOTAL...................................... 887 433 806 9,697 708 18,550 1,318 7 17 551 36 63 7 301 2,757 2 _______ 1,254 37,394 1,415 546 806 11,168 7,229 19,099 1,417 15 15 525 37 74 --359 2,961 2 _______ 1,710 47,378 2,535 658 833 12,482 8,346 20,570 756 4 15 491 1,860 94 --334 3,181 2 _______ 2,264 54,425 ____________________________________________________________________________________________________________ TRUST FUNDS _______________________________________________________________________________________________________ TABLE 7 TRUST FUND OBLIGATED BALANCES, BY AGENCY (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year _______________________________________________________________ Department or other unit 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Legislative Branch Judicial Branch Department of Agriculture Department of Defense--Military Department of Energy Department of Health and Human Services Department of the Interior Department of Justice Department of Labor Department of State Department of Transportation Department of the Treasury Department of Veterans Affairs Corps of Engineers Other Defense Civil Programs Environmental Protection Agency International Assistance Programs National Science Foundation Office of Personnel Management Social Security Administration Other Independent Agencies TOTAL...................................... 6 --41 593 5 717 322 18 776 12 43,715 240 1,647 121 2,808 2,384 17,262 13 5,507 38,224 _________ 805 115,216 4 --80 516 5 876 328 13 749 11 46,704 240 1,705 92 2,912 2,831 15,775 13 5,771 39,626 _________ 825 119,076 ----25 479 5 564 323 18 783 11 49,376 240 1,749 42 3,015 2,967 15,746 13 6,040 41,159 _________ 832 123,387 TABLE 8 TRUST FUND OBLIGATED BALANCES, BY MAJOR FUNDS (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ___________________________________________________________________ Description 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Foreign national employees separation pay Federal hospital insurance trust fund Sport fish restoration Unemployment trust fund Federal old-age and survivors insurance trust fund Federal disability insurance trust fund Hazardous substance superfund Trust fund share of FAA operations Grants-in-aid for airports (Airport and airway trust fund) Facilities and equipment (Airport and airway trust fund) Research, engineering and development (Airport and airway trust Federal-aid highways Operations and research (Highway trust fund) Highway traffic safety grants Expanded intercity rail passenger service fund Discretionary grants (Highway trust fund, Mass transit account) Civil service retirement and disability fund National Service Life Insurance fund Foreign military sales trust fund Military retirement fund Railroad social security equivalent benefit account Rail Industry Pension Fund Other NON-REVOLVING TRUST FUNDS Subtotal................. Surcharge collections, sales of commissary stores, defense Assessment funds Employees and retired employees health benefits funds Veterans special life insurance fund Other REVOLVING TRUST FUNDS Subtotal..................... TOTAL, TRUST FUND OBLIGATED BALANCES............... 268 465 293 776 31,320 6,904 2,409 3 2,882 1,530 154 35,565 78 210 --2,872 3,796 1,390 17,249 2,794 519 237 _________ 983 112,697 216 240 1,671 229 _________ 163 2,519 _________ 115,216 268 564 306 749 32,382 7,244 2,825 702 2,884 1,763 130 38,700 69 207 --1,898 4,014 1,432 15,759 2,894 534 243 _________ 1,015 116,582 101 240 1,716 244 _________ 193 2,494 _________ 119,076 268 291 305 783 33,580 7,579 2,848 772 2,648 2,233 115 41,446 151 203 421 966 4,244 1,459 15,729 2,997 540 244 _________ 1,057 120,879 62 240 1,692 259 _________ 255 2,508 _________ 123,387 TABLE 9 TRUST FUND UNOBLIGATED BALANCES, BY AGENCY (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year _______________________________________________________________ Department or other unit 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Legislative Branch Judicial Branch Department of Agriculture Department of Commerce Department of Defense--Military Department of Health and Human Services Department of the Interior Department of Justice Department of Labor Department of State Department of Transportation Department of the Treasury Department of Veterans Affairs Corps of Engineers Other Defense Civil Programs Environmental Protection Agency Federal Emergency Management Agency International Assistance Programs National Science Foundation Office of Personnel Management Social Security Administration Other Independent Agencies TOTAL...................................... 90 446 441 1 161 48 506 99 56 96 21,101 65 151 121 129 523 2 5 14 24,588 --_______ 703 49,346 98 492 398 1 144 47 131 94 61 93 23,726 69 136 151 129 --2 3 14 25,718 --_______ 647 52,154 111 538 152 1 72 47 124 98 66 94 27,723 75 120 201 129 --2 3 14 26,855 -271 _______ 668 56,822 TABLE 10 TRUST FUND UNOBLIGATED BALANCES, BY MAJOR FUNDS (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ___________________________________________________________________ Description 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Judicial survivors’ annuities fund Judicial officers’ retirement fund Forest service trust funds Miscellaneous trust funds Hazardous substance superfund Grants-in-aid for airports (Airport and airway trust fund) Facilities and equipment (Airport and airway trust fund) Federal-aid highways Discretionary grants (Highway trust fund, Mass transit account) Rivers and harbors contributed funds Gifts and contributions Other NON-REVOLVING TRUST FUNDS Subtotal................ Employees life insurance fund Employees and retired employees health benefits funds Other REVOLVING TRUST FUNDS Subtotal.................... TOTAL, TRUST FUND UNOBLIGATED BALANCES............ 318 120 369 304 495 136 355 20,100 340 189 398 _______ 1,447 24,571 20,446 4,142 _______ 187 24,775 _______ 49,346 340 144 327 ----50 360 23,175 --196 332 _______ 1,318 26,242 21,843 3,875 _______ 194 25,912 _______ 52,154 364 164 83 ----312 409 26,856 --225 347 _______ 993 29,753 23,102 3,753 _______ 214 27,069 _______ 56,822 TABLE 11 TRUST FUND UNAVAILABLE COLLECTIONS, BY AGENCY (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year ____________________________________________________ Department or other unit 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Department of Agriculture Department of Defense--Military Department of Health and Human Services Department of the Interior Department of Justice Department of Labor Department of State Department of Transportation Department of the Treasury Department of Veterans Affairs Corps of Engineers Other Defense Civil Programs Environmental Protection Agency International Assistance Programs National Aeronautics and Space Administration National Science Foundation Office of Personnel Management Social Security Administration Other Independent Agencies TOTAL...................................... 3 830 184,820 1 --76,943 10,156 33,969 4 12,072 2,261 149,830 2,916 --15 --477,477 816,778 _________ 19,796 1,787,871 4 827 208,644 2 1 85,108 10,700 35,760 8 11,879 2,341 156,487 3,171 --15 3 507,804 964,708 _________ 20,605 2,008,067 6 825 243,075 3 2 92,827 11,268 37,282 13 11,663 647 162,931 4,703 --15 5 537,100 1,123,532 _________ 21,191 2,247,088 BRIDGES FROM BALANCES OF BUDGET AUTHORITY TO CASH BALANCES Bridges From Balances of Budget Authority to Cash Balances The following tables provide bridges from the balances of budget authority in expenditure1 accounts to the associated cash balances in both expenditure and receipt2 accounts. The previous tables in this report provide information on the balances of budget authority that are shown in the “Program and Financing” (P&F) schedule of each expenditure account in the Appendix to the budget. Balances of budget authority consist of balances from: amounts appropriated; offsetting collections credited to expenditure accounts; and contract authority. Balances of appropriations represent cash balances. No further legal action is needed to obtain cash to liquidate obligations incurred against appropriations. Balances of offsetting collections credited to expenditure accounts also represent cash balances. They result from laws that authorize the crediting of certain collections of cash (generally from business-like transactions, for example, the selling of stamps) directly to the expenditure accounts. However, balances of unfunded contract authority do not represent cash balances. These result from laws that provide the authority to obligate the Federal Government in anticipation of cash. In addition, there are cash balances in special and trust fund receipt accounts that are “earmarked” by law for one or more programs (for example, the cash balances in the social security trust fund receipt accounts). Cash balances of unappropriated receipts or receipts that are precluded from obligation because of a provision of law, such as a benefit formula or limitation on obligations, are shown in the “Unavailable Collections” (N) schedules in the Appendix to the budget. These schedules are placed as close as possible to the P&F schedules of the expenditure accounts for which the collections have been earmarked. A “Status of Funds” (J) schedule covering all the cash balances is shown in the Appendix when the cash balances are large. In the case of programs with unfunded contract authority, the “N” schedules do not represent cash balances. Therefore, an adjustment must be made to arrive at cash balances. 1 2 The Federal Government spends money out of "expenditure accounts", also known as appropriation or fund accounts. Collections are deposited in "receipt" accounts, except when authorized by law to be credited to expenditure accounts. The amounts in the receipt accounts are eventually appropriated to expenditure accounts. TABLE 12 FEDERAL FUND BRIDGE FROM BALANCES OF BUDGET AUTHORITY TO CASH BALANCES (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year _____________________________________________________ Description 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Federal fund balances of budget authority..... Unfunded contract authority: Working capital fund, Army Working capital fund, Navy Working capital fund, Air Force Working capital fund, Defense Commissary Agency Working capital fund, Defense wide Annual contributions for assisted housing Housing certificate fund Other assisted housing programs Other Sub-total, contract authority................ Cash balances in expenditure accounts.......... Unavailable collections: Funds for strengthening markets, income, and su Forest Service permanent appropriations Salaries and expenses National defense stockpile transaction fund Abandoned mine reclamation fund Reclamation fund Federal aid in wildlife restoration Land and water conservation fund Historic preservation fund Crime victims fund Nuclear waste disposal fund Uranium enrichment decontamination and decommis Elk Hills school lands fund Federal buildings fund Guarantees of mortgage-backed securities loan g Veterans reopened insurance fund Overseas Private Investment Corporation noncred Federal supplemental District of Columbia Pensi Salaries and expenses Other Sub-total, unavailable collections........... Total Federal fund cash balances............... 783,822 1,233 3,727 3,297 309 5,446 43,430 --11,669 61 69,172 714,650 358 274 431 774 1,443 2,070 207 12,371 2,086 988 7,821 1,612 262 195 701 466 2,757 614 614 1,350 ________ 37,394 752,044 778,835 1,233 3,727 3,297 309 5,446 --43,430 10,998 61 68,501 710,334 895 282 544 774 1,489 2,188 215 12,805 2,002 1,060 8,917 1,987 262 249 7,222 452 2,961 831 866 1,377 ________ 47,378 757,712 808,941 1,233 3,727 3,297 309 5,446 --42,430 10,287 61 66,790 742,151 1,980 292 657 774 1,572 2,410 225 13,105 1,930 347 9,883 2,335 262 186 7,934 436 3,181 1,060 1,093 4,763 ________ 54,425 796,576 TABLE 13 TRUST FUND BRIDGE FROM BALANCES OF BUDGET AUTHORITY TO CASH BALANCES (In millions of dollars) ____________________________________________________________________________________________________________________________________ Balances, end of year _____________________________________________________ Description 1999 2000 2001 actual estimate estimate ____________________________________________________________________________________________________________________________________ Trust fund balances of budget authority........ Unfunded contract authority: Aviation trust funds........................... Foreign military sales trust fund.............. Highway trust funds............................ Other trust funds ............................. Sub-total, contract authority............... Cash balance in expenditure accounts........... Unavailable collections: Aviation trust funds........................... Aquatic resources trust funds.................. Education benefits fund........................ Federal disability insurance trust fund........ Federal employee retirement funds.............. Federal hospital insurance trust fund.......... Federal old-age and survivors insurance........ Federal supplementary medical insurance........ Foreign military sales trust fund.............. Harbor maintenance trust fund.................. Hazardous substance superfund.................. Highway trust funds............................ Leaking underground storage tank trust fund.... Military retirement funds...................... Oil spill liability trust funds................ Railroad retirement trust funds................ Unemployment trust funds....................... Vaccine improvement program trust fund......... Veterans life insurance funds.................. Voluntary separation incentive fund............ Other trust funds ............................. Sub-total, unavailable collections........... Adjustments (see page for explanation) Total Trust Fund cash balances................. 164,562 2,494 11,740 54,011 136 68,381 96,181 8,591 1,358 796 85,724 487,612 137,807 731,054 45,615 --1,736 1,539 23,696 1,377 149,135 839 16,482 76,921 1,398 12,072 786 3,333 1,787,871 -8,091 1,875,961 171,230 2,504 10,250 58,135 172 71,061 100,169 8,837 1,416 900 105,956 518,495 162,730 858,752 44,386 --1,758 1,594 25,134 1,577 155,686 935 17,563 85,105 1,528 11,879 786 3,050 2,008,067 -8,393 2,099,843 180,209 2,450 10,220 63,900 173 76,743 103,466 9,016 1,504 1,016 127,457 548,360 200,831 996,075 40,629 ----2,913 26,509 1,790 162,013 868 18,440 92,824 1,615 11,663 786 2,779 2,247,088 -9,724 2,340,830 TABLE 14 CREDIT REFORM - FINANCING ACCOUNTS WITH UNOBLIGATED BALANCES Under the Federal Credit Reform Act of 1990 (FCRA), new account structures were established for post-1991 direct loan obligations and loan guarantee commitments. All estimated subsidy costs from new direct loan obligations and loan guarantee commitments are recorded in accounts that are called “program” accounts and all cash flows are recorded in separate financing accounts. The net cash flows for these transactions are recorded outside the budget totals as a means of financing the deficit. Hence, these accounts are called “financing” accounts. In other words, only the un-reimbursed costs of making or guaranteeing new loans --- the subsidy costs, on a net present value basis, and administrative expenses, on a cash basis --- are counted in the budget totals. The FCRA authorizes financing authority, which permits obligations to be incurred and is parallel to the concept of budget authority This table presents the unobligated balances of financing authority in the credit financing accounts. The unobligated balances in the direct loan financing accounts are needed to repay Treasury for the amounts borrowed in the past to make loans. These balances also provide working capital to pay the costs of foreclosing, managing, and selling collateral due to default. The unobligated balances in the loan guarantee financing accounts are needed to pay interest subsidies, claims to lenders when a borrower of a federally guaranteed loan is delinquent or in default, and to provide working capital to pay the costs of foreclosing, managing, and selling collateral due to default. TABLE 14 CREDIT REFORM - FINANCING ACCOUNTS ____________________________________________________________________________________________________________________________________ Unobligated balances, end of year Description (In millions of dollars) (By percent) ____________________________________________________________________ 1999 2000 2001 1999 2000 2001 DIRECT LOAN UNOBLIGATED BALANCES: Agricultural credit insurance fund direct loan financing ac Rural housing insurance fund direct loan financing account P.L. 480 Direct credit financing account Business direct loan financing account Disaster direct loan financing account Veterans Housing Benefit Program Fund Direct Loan Financing Debt reduction, financing account Export-Import Bank direct loan financing account Other DIRECT LOAN UNOBLIGATED BALANCES Subtotal............ LOAN GUARANTEE UNOBLIGATED BALANCES: Agricultural credit insurance fund guaranteed loan financin Commodity credit corporation export guarantee financing acc Rural housing insurance fund guaranteed loan financing acco Rural business and industry guaranteed loans financing acco Emergency oil and gas guaranteed loan financing account Emergency steel guaranteed loan financing account Health education assistance loans financing account Federal family education loan program, financing account Maritime guaranteed loan (Title XI) financing account Community development loan guarantees financing account FHA-General and special risk guaranteed loan financing acco FHA-Mutual mortgage insurance guaranteed loan financing acc Guarantees of mortgage-backed securities financing account Business guaranteed loan financing account Veterans Housing Benefit Program Fund Guaranteed Loan Finan Loan guarantees to Israel financing account Urban and environmental credit guaranteed loan financing ac Overseas private investment corporation guaranteed loan fin Export-Import Bank guaranteed loan financing account Other LOAN GUARANTEE UNOBLIGATED BALANCES Subtotal......... 104 1,539 210 107 ----295 5,338 190 16 1,907 2,980 496 815 4,438 550 67 372 4,312 _______ 78 23,814 _______ TOTAL, DIRECT LOAN AND LOAN GUARANTEE BALANCES....... 32,336 --463 216 127 128 149 303 5,528 457 32 2,455 3,377 570 663 5,011 581 80 447 4,931 _______ 101 25,619 _______ 29,944 --478 226 127 134 156 307 4,285 533 53 2,578 379 631 586 4,709 612 90 531 5,807 _______ 181 22,403 _______ 24,724 0.3 4.7 0.6 0.3 ----0.9 16.5 0.5 * 5.8 9.2 1.5 2.5 13.7 1.7 0.2 1.1 13.3 _______ 0.2 73.6 _______ 100.0 --1.5 0.7 0.4 0.4 0.4 1.0 18.4 1.5 0.1 8.1 11.2 1.9 2.2 16.7 1.9 0.2 1.4 16.4 _______ 0.3 85.5 _______ 100.0 --1.9 0.9 0.5 0.5 0.6 1.2 17.3 2.1 0.2 10.4 1.5 2.5 2.3 19.0 2.4 0.3 2.1 23.4 _______ 0.7 90.6 _______ 100.0 95 101 188 311 5,124 908 66 1,550 _______ 179 8,522 ----108 --4,169 --5 --_______ 43 4,325 ----108 --2,143 --9 --_______ 61 2,321 0.2 0.3 0.5 0.9 15.8 2.8 0.2 4.7 _______ 0.5 26.3 ----0.3 --13.9 --* --_______ 0.1 14.4 ----0.4 --8.6 --* --_______ 0.2 9.3