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Stock Brokerage Agency Agreement

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This is an agreement between a registered stockbroker and a client for brokerage services. The client appoints the broker as their attorney-in-fact to buy, sell, and trade in stocks, bonds or other securities in the client’s name. In addition, this agreement provides for the commission percentage the broker will receive for any purchase or sale of securities. This agreement can be used by brokers or by individuals or entities that want to hire a broker to help invest capital in securities.

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									This is an agreement between a registered stockbroker and a client for brokerage
services. The client appoints the broker as their attorney-in-fact to buy, sell, and trade
in stocks, bonds or other securities in the client’s name. In addition, this agreement
provides for the commission percentage the broker will receive for any purchase or sale
of securities. This agreement can be used by brokers or by individuals or entities that
want to hire a broker to help invest capital in securities.
       STOCK BROKERAGE AGENCY AGREEMENT
THIS AGREEMENT is made on this _______ day of ___________________, 20_____
[Instruction: Insert Date] (the “Effective Date”), by and between _____________ [Instruction:
Insert Name of Principal], _____________________ [Instruction: Insert Address]
(hereinafter called the “Principal”) and _________ [Instruction: Insert Name of Agent],
____________ [Instruction: Insert Address] (hereinafter called the “Agent”).

In consideration of the promises and other good and valuable consideration set forth herein, the
Parties hereto agree as follows:

1. AUTHORITY OF AGENT

The Principal hereby authorizes the Agent to act as its agent and attorney-in-fact to buy, sell and
trade in stocks, bonds and any other securities or commodities, on behalf of the Principal.
Provided that the Principal has provided prior approval of the actions taken by the Agent, the
Principal hereby agrees to be bound by any lawful or bonafide act or business done or supposed
to be done by the Agent in making such transactions of the stocks, bonds and securities, as if it
were done or supposed to be done by the Principal itself.

2. INSTRUCTIONS

In connection with the services to be rendered by the Agent, the Agent shall act in accordance
with the instructions given from time to time by the Principal over the telephone, email,
facsimile, letter and/or other means of communication.

3. TERM

This agreement shall commence from the date above written and shall remain in effect until
terminated by either Party by giving thirty (30) day’s written notice to the other Party. Such
termination will not affect any liability resulting from transactions initiated prior to such
termination.

4. COMPENSATION

The Principal agrees to pay ________ percent (___ %) [Instruction: Insert Percentage] of the
amount of securities or stock or bond purchased or sold as compensation for the services
performed by the Agent.

5. MISCELLANEOUS

    A. This Agreement shall be governed and construed under the laws of the State of
_____________________ _____________, [Instruction: Insert State], applicable to
agreements to be wholly performed therein, with jurisdiction exclusive to the Federal and State
courts located in the County of _____________ [Instruction: Insert County], State of
______________ [Instruction: Insert State].

© Copyright 2011 Docstoc Inc.                                                             2
    B. All notices, correspondence, writings, statements or other communication required or
permitted to be given hereunder by either of the parties to the other of them shall be given, made
or communicated, as the case may be, by personally delivering the same, by facsimile, email, or
by registered or certified mail, first-class, postage prepaid, return receipt requested, addressed to
the recipient at the addresses first set forth above, or at such other address as may be designated,
in writing, by any party in a notice to the other.

    C. This Agreement constitutes the entire Agreement between the parties and supersedes any
prior or contemporaneous Agreements. Nothing herein contained shall be binding upon the
parties until this Agreement has been executed by an officer of each party. This agreement may
not be modified or supplemented except in writing signed by both parties.

    D. This Agreement shall be binding upon and inure to the benefit of the Parties, their
predecessors, assigns, successors in interest, personal representatives, their past and present
attorneys, principals, employees, independent contractors, officers, directors, shareholders,
parents, issue, subsidiaries, agents, servants, estates, heirs, administrators, executors,
conservators, trustees, legatees, and other affiliated entities of each of the Parties hereto.

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the year and
date first above written.


AGENT:


________________________________ [Instruction: sign]
By: ___________________________ [Instruction: Insert Name of Signatory]
Title: ___________________________ [Instruction: Insert Title of Signatory]


PRINCIPAL:


________________________________ [Instruction: sign]
By: ___________________________ [Instruction: Insert Name of Signatory]
SSN: ___________________________ [Instruction: Insert Social Security Number




© Copyright 2011 Docstoc Inc.                                                              3

								
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