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Checklist for Contents of Private Placement Memorandums[1]

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Shared by: Lisa Baker
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This document should be used as a checklist for items to be considered for inclusion in a Private Placement Memorandum for a securities offering. The following text of this document should be reviewed and edited to fit your purposes. [Find, then fill-in, or delete text in brackets like this: “[NNN]” If there are dates in this document, they will automatically change to today’s date. Otherwise the following text should be reviewed and edited as needed:Checklist for Contents of Private Placement Memorandums 1. Cover Page 2. Securities Legends 3. Suitability Standards for Investors 4. Summary of the Securities Offering 5. Risk Factors 6. Capitalization of the Company 7. Use of Proceeds from the Securities Offering 8. Dilution 9. Plan of Distribution of the Securities 10. Selected Financial Data 11. Management’s Discussion and Analysis of Financial Condition and Results of Operation 12. The Business of the Company 13. Management and Compensation 14. Certain Transactions (transactions between the Company and its shareholders, officers, directors or affiliates) 15. Principal Shareholders 16. Terms of the Securities Offered 17. Description of Capital Stock of the Company 18. Tax Matters 19. Legal Matters 20. Experts 21. Documents Available for Inspection 22. Financial Statements 23. Projections 24. Exhibits
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