The Private Equity Practice Simpson Thacher s expertise in private by mrleitner

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									The Private Equity Practice
Simpson Thacher’s expertise in private equity transactions is exceptional in its depth as well as its breadth. This specialized expertise has grown as a natural extension of the firm’s broader experience in the fields of mergers and acquisitions, commercial and investment banking, investment management, capital markets and general corporate representation and commercial transactions. Simpson Thacher is one of the leading global law firms in leveraged buyout transactions, with a unique combination of expertise in the representation of leveraged buyout firms and similar entities, senior bank lenders, subordinated and bridge lenders, management and financial investors and underwriters. The firm has been a pioneer in the development of various acquisition and financing techniques in the leveraged buyout field, and has engineered many of the largest leveraged acquisitions ever completed. Simpson Thacher is also called upon to work on international leveraged acquisitions, representing clients seeking to apply leveraged buyout techniques in Europe, Asia, Canada, and other foreign locales, as well as non U.S. clients seeking acquisitions of or significant investments in companies in the United States. Clients represented by the firm regularly as principals in leveraged acquisitions include Kohlberg, Kravis Roberts & Co. L.P., Blackstone Capital Partners L.P., Lehman Brothers Inc., Hellman & Friedman, LLC, Silver Lake Partners, L.P., The Carlyle Group. Vestar Capital Partners, Inc., Cypress Merchant Banking Partners L.P., Ripplewood, Quadrangle Capital Partners LP, Blum Capital Partners, L.P., Evercore Capital Partners L.P. and Lightyear Capital Management L.L.C. In its representation of J.P. Morgan Chase & Co. and other leading banks, Simpson Thacher is one of a select group of law firms that regularly serves as lead bank counsel for large syndicated acquisition financings. In addition, the firm regularly represents lenders of bridge financing and investors in long term subordinated debt and preferred equity. Simpson Thacher has a unique level of experience in organizing private equity funds and has represented numerous sponsors of such funds as well as lead investors. Such experience covers U.S. as well as non-U.S. funds and funds with various investment criteria, including real estate funds, venture capital funds, mezzanine funds, fund of funds and distressed debt funds. Regardless of the type of client served, the firm commonly plays a lead role in structuring such funds to avoid unnecessary regulation and to reflect the legal and structural demands of the marketplace. The firm has also been actively involved in establishing various other types of private investment funds, including a broad variety of hedge funds. To best represent its private equity clients, the firm draws upon all areas of its expertise and practice groups. Bank lawyers regularly serve on teams representing borrowers or subordinated lenders; bankruptcy and workout lawyers are involved in new and innovative financing structures and in acquisitions of interests in troubled companies; tax lawyers play a major role in the structuring and tax planning aspects of mergers and acquisitions, financings and fund formations; ERISA and compensation lawyers play a critical role in advising on most fund formation and investment transactions regarding plan asset issues and management equity programs as well as technical

issues; and the firm’s real estate, labor, antitrust and environmental lawyers are commonly enlisted to assist in due diligence activities and to advise on particular issues. As a result of its extensive practice, over the years Simpson Thacher has developed a unique ability to represent the specific interests of its clients in a wide variety of private equity activities and transactions. Such interests may vary significantly depending on whether a transaction involves a debt or equity investment, a controlling or minority position, domestic or international operations, regulated or asset intensive industries, or a hostile or friendly transaction.

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Private Equity Clients
The following is a partial list of clients that Simpson Thacher has represented in private equity fund transactions.
AEA INVESTORS THE ALFRED P. SLOAN FOUNDATION ALTOR EQUITY PARTNERS AMERICAN INTERNATIONAL GROUP, INC. AMERICAN INDUSTRIAL PARTNERS AMERICAN SECURITIES CORPORATION APAX PARTNERS BABCOCK & BROWN INC. THE BLACKSTONE GROUP BLUM CAPITAL PARTNERS, L.P. BRAIT S.A. BROWN BROTHERS HARRIMAN & CO. CANDOVER INVESTMENTS PLC THE CARLYLE GROUP CARNEGIE CORPORATION OF NEW YORK CASTLE CREEK CAPITAL LLC CENTERBRIDGE ADVISORS, LLC ALFRED CHECCHI ASSOCIATES CHEROKEE INVESTMENT PARTNERS J.W. CHILDS ASSOCIATES L.P. CIBC OPPENHEIMER CITIGROUP ALTERNATIVE INVESTMENTS LLC COLUMBIA UNIVERSITY COMPASS PARTNERS INTERNATIONAL LTD. CREDIT SUISSE FIRST BOSTON CORPORATION CRIMSON CAPITAL MANAGEMENT THE CYPRESS GROUP L.L.C. DRAPER FISHER JURVETSON EVERCORE CAPITAL PARTNERS FERRER FREEMAN & CO., LLC FIRST RESERVE CORPORATION J.C. FLOWERS & CO. THE FREMONT GROUP FORUM CAPITAL PARTNERS GENERAL ELECTRIC CAPITAL CORPORATION GROVE INTERNATIONAL PARTNERS LLP HARVEST PARTNERS INC. HEARTLAND INDUSTRIAL PARTNERS L.P. HELLMAN & FRIEDMAN LLC HOWARD HUGHES MEDICAL INSTITUTE H&Q ASIA PACIFIC LTD. THE INVUS GROUP J. P. MORGAN CHASE & CO. AND AFFILIATED ENTITIES KOHLBERG KRAVIS ROBERTS & CO., L.P. KSL CAPITAL PARTNERS LLC LAZARD FRERES & CO. LEEDS WELD & CO. LEHMAN BROTHERS INC. LEXINGTON CAPITAL PARTNERS INC. LIGHTYEAR CAPITAL MANAGEMENT L.L.C. THE MAYO FOUNDATION MEMORIAL SLOAN-KETTERING CANCER CENTER THE METROPOLITAN MUSEUM OF ART MOORFIELD INVESTMENT MANAGEMENT LIMITED NASSAU CAPITAL PARTNERS, L.P. NEW MOUNTAIN CAPITAL, LLC NOMURA SECURITIES INTERNATIONAL INC. PALLADIUM EQUITY PARTNERS L.L.C. PANTHEON VENTURES PLATINUM EQUITY PROMONTORY FINANCIAL GROUP L.L.C. PROVIDENCE CAPITAL INC. QUADRANGLE GROUP LLC RIPPLEWOOD HOLDINGS L.L.C. J.E. ROBERT COMPANY ROCKEFELLER UNIVERSITY ROSEWOOD CAPITAL ASSOCIATES, L.L.C. ROYAL LONDON PRIVATE EQUITY, LTD. SENTIENT GROUP, LTD. THE SHANSBY GROUP SILVER LAKE TECHNOLOGY MANAGEMENT L.L.C. SOROS REAL ESTATE INVESTORS, C.V. SQUARE MILE CAPITAL MANAGEMENT LLC STERLING INVESTMENT PARTNERS TERRA FIRMA CAPITAL PARTNERS LIMITED TEXAS PACIFIC GROUP THE TORONTO-DOMINION BANK THOMAS H. LEE PARTNERS, L.P. TRANSPORTATION RESOURCE ADVISORS, L.L.C. THE TRUSTEES OF PRINCETON UNIVERSITY VESTAR CAPITAL PARTNERS, INC. WESTBROOK PARTNERS, L.L.C.

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

AMERICAN INDUSTRIAL PARTNERS CAPITAL FUND IV, L.P. AND PRIOR FUND AMERICAN SECURITIES PARTNERS II L.P. AND PRIOR
FUND

Private equity investment fund

Outside counsel to fund

Private equity investment fund

Outside counsel to fund

BLACKSTONE CAPITAL PARTNERS V L.P. AND PRIOR
FUNDS

Private equity investment fund

Outside counsel to fund

BLUM STRATEGIC PARTNERS IV, L.P. AND PRIOR FUNDS CAI PARTNERS AND COMPANY II, L.P. AND PRIOR FUND

Private equity investment fund

Outside counsel to fund

Merchant banking fund for investments in Canada and the U.S. Private equity investment fund

Outside counsel to fund

CARLYLE PARTNERS V, L.P. AND
PRIOR FUNDS

Outside counsel to fund

CASTLE CREEK CAPITAL PARTNERS III, L.P. CENTERBRIDGE CAPITAL PARTNERS CRESTVIEW CAPITAL PARTNERS, L.P. CYPRESS MERCHANT BANKING PARTNERS II L.P. AND PRIOR
FUND

Private equity investment fund focused on banking institutions Private equity investment fund

Outside counsel to fund

Outside counsel to fund

Private equity investment fund

Outside counsel to fund

Merchant banking fund

Outside counsel to fund

EVERCORE CAPITAL PARTNERS II, L.P. AND PRIOR FUND FFC PARTNERS III, L.P. AND
PRIOR FUNDS

Private equity fund

Outside counsel to fund

Fund for private equity investments in the health care industry

Outside counsel to fund

North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

FLEXPOINT FUND L.P. FREMONT PARTNERS III, L.P.
AND PRIOR FUND

Private equity fund Private equity investment fund

Outside counsel to fund Outside counsel to fund

HARVEST PARTNERS IV L.P.

Buyout fund focused on middle market companies Fund for private equity investments in industrial companies headquartered in North America Private equity investment fund

Outside counsel to fund

HEARTLAND INDUSTRIAL PARTNERS L.P.

Outside counsel to fund

HELLMAN & FRIEDMAN CAPITAL PARTNERS VI, L.P.
AND PRIOR FUNDS

Outside counsel to fund

ICV PARTNERS, L.P.

Private equity investment fund focused on inner city and ethnic minority investment opportunities Private equity fund focused on financial institutions Private equity investment fund Private equity investment fund

Outside counsel to fund

J.C. FLOWERS II, L.P. AND PRIOR
FUND

Outside counsel to fund

JMH CAPITAL PARTNERS L.P. J.P. MORGAN CAPITAL PARTNERS KKR 2006 FUND L.P. AND
PRIOR FUNDS

Outside counsel to fund Outside counsel on certain projects Co-counsel to fund

Private equity investment fund

KSL CAPITAL PARTNERS II, L.P.
AND PRIOR FUND

Private equity investment fund focused on travel and leisure Merchant banking fund

Outside counsel to fund

LEHMAN BROTHERS MERCHANT BANKING PARTNERS IV, L.P.
AND PRIOR FUNDS

Outside counsel to fund

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

LEXINGTON CAPITAL PARTNERS VI NASSAU CAPITAL PARTNERS III L.P. AND PRIOR FUNDS NEW MOUNTAIN PARTNERS III, L.P. AND PRIOR FUNDS PALLADIUM EQUITY PARTNERS III L.P. AND PRIOR FUND

Private equity investment fund

Outside counsel to fund

Private equity and venture capital fund Private equity investment fund

Outside counsel to fund

Outside counsel to fund

Private equity investment fund focused on restructuring industrial companies Private equity investment fund

Outside counsel to fund

PHAROS CAPITAL PARTNERS, L.P. PLATINUM EQUITY CAPITAL PARTNERS II, L.P. AND PRIOR
FUND

Outside counsel to fund

Private equity investment fund

Outside counsel to fund

PROVENDER OPPORTUNITIES FUND, L.P.

Private equity investment fund focused on financial businesses and franchises Private equity investment fund

Outside counsel to fund

REDWOOD GROVE INTERNATIONAL ROSEWOOD CAPITAL V, L.P.
AND PRIOR FUNDS

Outside counsel to fund

Private equity investment fund

Outside counsel to fund

SG MERCHANT BANKING FUND L.P. (SPONSORED BY SOCIÉTÉ GÉNÉRALE) SILVER LAKE PARTNERS III, L.P.
AND PRIOR FUNDS

Private equity investment fund

Outside counsel to fund

Fund for private equity investments in the technology industry Private equity investment fund

Outside counsel to fund

STERLING INVESTMENT PARTNERS, II L.P. AND PRIOR
FUND

Outside counsel to fund

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

TRANSPORTATION RESOURCE PARTNERS, L.P. (SPONSORED BY PENSKE CORPORATION) TSG CAPITAL FUND III, L.P.

Fund to make private equity investments in transportation and related industries

Outside counsel to fund

Private equity investment fund targeted at businesses that service minority communities Private equity investment fund

Outside counsel to fund

TSG5 L.P. AND PRIOR FUNDS (SPONSORED BY THE SHANSBY GROUP) VESTAR CAPITAL PARTNERS V, L.P. AND PRIOR FUNDS

Outside counsel to fund

Private equity investment fund

Represented investors in fund and regularly serve as outside counsel to fund for transactions Outside counsel to fund

VISTA EQUITY PARTNERS FUND III, L.P. 1903 EQUITY FUND, L.P. ADLER & SHAYKIN FUND II, L.P. AND PRIOR FUND ADVENT DOMESTIC PRIVATE EQUITY IV, L.P. ALPINE INVESTORS II L.P. AMERICAN SECURITIES PARTNERS IV, LP APOLLO INVESTMENT FUND VII, L.P. B IV CAPITAL PARTNERS, L.P.

Private equity investment fund

Private equity investment fund Private equity investment fund

Represented investor in fund Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund Private equity investment fund

Represented investor in fund Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund focused on distressed debt situations

Represented investors in fund

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

BAIN CAPITAL FUND VIII, L.P., PRIOR FUNDS AND COINVESTMENT FUNDS

Private equity investment fund

Represented investors in fund

BERKSHIRE FUND VI, LIMITED PARTNERSHIP AND PRIOR FUNDS BRENTWOOD ASSOCIATES BUYOUT FUND III, L.P. AND
PRIOR FUND

Private equity investment fund

Represented investors in fund

Private equity investment fund

Represented investor in fund

BRERA CAPITAL PARTNERS LIMITED PARTNERSHIP BRUCKMANN, ROSSER, SHERRILL & CO. II, L.P. CAPITAL INTERNATIONAL PRIVATE EQUITY FUND IV CHARTERHOUSE EQUITY PARTNERS, L.P. CHS PRIVATE EQUITY V L.P. CLAYTON, DUBILIER & RICE FUND VII LIMITED PARTNERSHIP AND PRIOR FUNDS THE CORSAIR PARTNERSHIP, L.P. (SPONSORED BY J.P. MORGAN) CORPORATE PARTNERS, L.P.

Private fund established to invest in buyouts Private equity investment fund

Represented investor in fund

Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund Private equity investment fund

Represented investor in fund Represented investors in fund

Fund for substantial investments in financial institutions Fund for minority equity investments in established companies Private equity investment fund

Represented investor in fund

Represented investor in fund

CRESTVIEW CAPITAL PARTNERS, L.P.

Represented investor in fund

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

THE DLJ MERCHANT BANKING FUND II, L.P. AND PRIOR FUND FCP SOUTHEAST INVESTORS V, L.P. AND PRIOR FUNDS FORTRESS INVESTMENT FUND III, L.P. FRANCISCO PARTNERS II, L.P. FULHAM INVESTORS II, L.P. GENERAL ATLANTIC LP GENERATION CAPITAL PARTNERS II, L.P. AND PRIOR
FUND

Merchant banking fund

Represented investor in fund

Private equity investment fund

Represented lead investor in fund Represented investor in fund

Private equity investment fund

Private equity investment fund Private equity investment fund Evergreen private equity fund Private equity/venture capital fund

Represented investor in fund Represented investor in fund Represented investor in fund Represented lead investor in fund

GOLDEN GATE CAPITAL INVESTMENT FUND II, L.P. AND
PRIOR FUND

Fund for private equity investments in the technology industry Private equity investment fund

Represented investors in the fund

GENERAL CATALYST GROUP III, L.P. GENSTAR CAPITAL PARTNERS V, L.P. AND PRIOR FUND GREAT HILL EQUITY PARTNERS III, L.P. GREEN EQUITY INVESTORS V, L.P. GRYPHON PARTNERS II, L.P.
AND PRIOR FUND

Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund

Represented investor in fund

GS CAPITAL PARTNERS, L.P. GTCR FUND VIII, L.P.

Private equity investment fund Private equity investment fund

Represented investor in fund Represented investor in fund

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

HELLMAN & FRIEDMAN CAPITAL PARTNERS III, L.P.
AND PRIOR FUNDS

Private equity investment fund

Represented investors in fund and have served as outside counsel to fund for transactions Represented investor in fund

HERITAGE FUND III L.P. AND
PRIOR FUND

Private equity investment fund

HIGHLAND CAPITAL PARTNERS VII, L.P. JH INVESTMENT PARTNERS, L.P. J.W. CHILDS EQUITY PARTNERS III, L.P. AND PRIOR FUND KELSO INVESTMENT ASSOCIATES V, L.P. AND PRIOR
FUNDS

Private equity investment fund

Represented investor in fund

Private equity investment fund Private equity investment fund

Represented investors in fund Represented investors in fund

Private equity investment fund

Represented investor in fund

LAKE CAPITAL PARTNERS II, L.P. LIME ROCK PARTNERS III, L.P. LITTLEJOHN FUND III, L.P. AND
PRIOR FUNDS

Private equity investment fund

Represented investor in fund

Private equity investment fund Private equity investment fund

Represented investor in fund Represented investor in fund

MADISON DEARBORN CAPITAL PARTNERS IV, L.P. AND PRIOR
FUNDS

Private equity investment fund

Represented investor in fund

MAVERON EQUITY PARTNERS III, L.P. MCCOWN DE LEEUW & CO. IV, L.P. MERRILL LYNCH CAPITAL APPRECIATION FUND II AND
PRIOR FUND

Private equity investment fund

Represented investors in fund

Private equity investment fund

Represented investors in fund

Private equity investment fund

Represented investor in fund

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

MORGAN STANLEY CAPITAL PARTNERS III L.P. AND PRIOR
FUNDS

Fund for leveraged buyouts and other private equity investments Private equity investment fund focused on distressed situations Private equity investment fund

Represented investor in fund

OCM OPPORTUNITIES FUND V, L.P. AND PRIOR FUND OLYMPUS GROWTH FUND V, L.P. ONEX PARTNERS II, L.P. PEGASUS PARTNERS III, L.P.

Represented investors in fund

Represented investor in find

Private equity investment fund Private equity investment fund focused on distressed situations Private equity investment fund

Represented investor in fund Represented investor in fund

THE PEERS-GE STRATEGIC ALLIANCE FUND, L.P. REGIMENT CAPITAL III, L.P. RESOURCES CAPITAL ASSOCIATES III, L.P. ROARK CAPITAL PARTNERS, L.P. ROCKPORT CAPITAL PARTNERS FUND II, L.P. SHOREVIEW CAPITAL PARTNERS, L.P. SPLIT ROCK PARTNERS L.P. STONINGTON PARTNERS, L.P. (FORMERLY CALLED FIRST CAPITAL APPRECIATION 1994 FUND, L.P.) SUMMIT PARTNERS PRIVATE EQUITY FUND VII, L.P.

Represented co-sponsor and investor in fund Represented investor in fund Represented investor in fund

Private equity investment fund Natural resources private equity fund Private equity investment fund

Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund Private equity investment fund

Represented investor in fund Represented investor in fund

Private equity investment fund

Represented investor in fund

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

SYMPHONY CAPITAL PARTNERS, L.P. TCV, VI, L.P. TELEGRAPH HILL PARTNERS II L.P. THOMA CRESSEY FUND VIII, L.P. THOMAS H. LEE EQUITY FUND VI, L.P. AND PRIOR FUND

Private equity investment fund focused on biotechnology Private equity investment fund Private equity investment fund

Represented investor in fund

Represented investor in fund Represented investor in fund

Private equity investment fund

Represented investor in fund

Private equity investment fund

Represented investor in fund and have served as outside counsel to fund for transactions Represented investor in fund

TINICUM CAPITAL PARTNERS II, L.P. TPG PARTNERS V, L.P. AND
PRIOR FUNDS

Private equity investment fund

Private equity investment fund

Represented investors in fund and have served as outside counsel to fund for transactions Represented investor in fund Represented investor in fund Represented investor in fund

TRIMARAN FUND II, L.L.C. TRIUMPH PARTNERS III, L.P. T3 L.P (SPONSORED BY TPG)

Private equity investment fund Private equity investment fund Fund for technology related private equity investments Private equity investment fund

WARBURG PINCUS PRIVATE EQUITY VIII, L.P. WASSERSTEIN PERELLA PARTNERS, L.P.

Represented investors in fund

Merchant banking fund

Represented investor in fund and have served as outside counsel to fund for transactions Represented investors in fund

WELSH, CARSON, ANDERSON & STOWE X, L.P. AND PRIOR
FUNDS

Fund for management buyouts and other private equity investments

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North America Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

WELLSPRING CAPITAL PARTNERS IV, L.P. J.H. WHITNEY VI, L.P. WHITNEY EQUITY PARTNERS IV, L.P. AND PRIOR FUNDS WILLIS STEIN & PARTNERS III, L.P. AND PRIOR FUNDS

Private equity investment fund

Represented investor in fund

Private equity investment fund Private equity investment fund

Represented investors in fund Represented investor in fund

Private equity investment fund

Represented investors in fund

Media and Communications Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

BLACKSTONE COMMUNICATIONS PARTNERS I L.P. LEEDS WELD EQUITY PARTNERS IV, L.P. LEHMAN BROTHERS COMMUNICATIONS PARTNERS L.P. QUADRANGLE CAPITAL PARTNERS II LP AND PRIOR
FUND

Private investment fund in media and communications

Outside counsel to fund

Private equity fund focused on the “knowledge” industry Private investment fund in media and communications

Outside counsel to fund

Outside counsel to fund

Private investment fund in media and communications

Outside counsel to fund

TVG CAPITAL PARTNERS FUND III, L.P. ABRY PARTNERS V, L.P.

Fund to make communications investments in Asia Private investment fund in media and communications Private investment fund in media and communications

Outside counsel to fund

Represented investor in fund

PROVIDENCE EQUITY PARTNERS V L.P. AND PRIOR FUND

Represented investors in fund and have served as outside counsel to fund for transactions

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Media and Communications Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

QUETZAL/CHASE COMMUNICATIONS PARTNERS, L.P.

Private equity investment fund focused on ethnic minority and women-owned media, telecommunications, information technology and entertainment properties Venture capital fund for investment in the telecommunications industry Private investment fund in media and communications

Represented lead industry investors in fund

TELECOM PARTNERS III, L.P.
AND PRIOR FUND

Represented investors in fund

VS&A COMMUNICATIONS PARTNERS III L.P. AND PRIOR
FUND

Represented investor in fund

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Venture Capital Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

CARLYLE VENTURE PARTNERS III, L.P. DRAPER FISHER JURVETSON FUND VII, L.P. EVERCORE VENTURE PARTNERS L.P. ERICSSON VENTURE PARTNERS C.V.

Venture capital fund

Outside counsel to fund

Early stage venture capital fund

Outside counsel to fund

Venture capital fund

Outside counsel to fund

Early and mid stage investment fund focused on wireless web applications Late stage venture capital fund

Counsel to the General Partner/Advisor

LEHMAN VENTURE PARTNERS III, L.P. AND PRIOR FUNDS ACACIA VENTURE PARTNERS, L.P.

Outside counsel to fund

Venture capital fund for investment in health care industry Venture capital fund Venture capital fund Venture capital fund

Represented lead investor in fund

ABERDARE VENTURES III, L.P. ALLOY VENTURES 2005, L.P. ARCH VENTURE FUND VI (ROCKEFELLER) AUGUST CAPITAL IV, L.P. AND
PRIOR FUND

Represented investor in fund Represented investor in fund Represented investor in fund

Venture capital fund

Represented investors in fund

ACCEL IX, L.P AND PRIOR
FUNDS

Venture capital fund

Represented investor in fund

ATA VENTURES I, LP BAIN CAPITAL VENTURE FUNDS BOSTON VENTURES LIMITED PARTNERSHIP III AND PRIOR
FUNDS

Venture capital fund Venture capital fund Private equity investment fund

Represented investor in fund Represented investor in fund Represented investor in fund

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Venture Capital Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

BRENTWOOD ASSOCIATES IX, L.P. CADUCEUS PRIVATE INVESTMENTS II, L.P. CANAAN VII, L.P. CARDINAL HEALTH PARTNERS II L.P. AND PRIOR FUND

Early stage venture capital fund

Represented investor in fund

Private equity investment fund focused on biotechnology Venture capital fund Early stage venture capital fund for investment in health care industry Venture capital fund

Represented investor in fund

Represented investor in fund Represented investor in fund

CHARLES RIVER PARTNERSHIP XII, L.P. AND PRIOR FUND COURT SQUARE VENTURES II, L.P. CROSSPOINT HEALTH CARE FUND II L.P. DOMAIN PARTNERS VII, L.P.
AND PRIOR FUNDS

Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investor in fund

DOVER STREET VI, L.P. EMERGENCE CAPITAL PARTNERS, L.P. ENTERPRISE PARTNERS III, L.P.
AND PRIOR FUND

Venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund

Venture capital fund

Represented investor in fund

FORWARD VENTURES IV L. P. FRAZIER HEALTHCARE V, L.P.

Venture capital fund Venture capital fund to invest in healthcare companies Venture capital fund

Represented investor in fund Represented investor in fund

GENERAL CATALYST GROUP IV, L.P. GMS CAPITAL PARTNERS, L.P.

Represented investor in fund

Venture capital fund

Represented investor in fund

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Venture Capital Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

GRANITE VENTURES II, L.P. GREYLOCK XII LIMITED PARTNERSHIP HIGHLAND CAPITAL PARTNERS IV LIMITED PARTNERSHIP AND
PRIOR FUND

Venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund

Venture capital fund

Represented investor in fund

HUMMER WINBLAD VENTURE PARTNERS IV, L.P. AND PRIOR
FUNDS

Venture capital fund

Represented investor in fund

IDEALAB! CAPITAL PARTNERS II L.P. IDG VENTURES ATLANTIC II, L.P. INSIGHT VENTURE PARTNERS VI, L.P. AND PRIOR FUND INSTITUTIONAL VENTURE PARTNERS VIII, L.P. JLL PARTNERS FUND V, L.P. KATALYST VENTURE PARTNERS I, L.P. KLEINER PERKINS CAUFIELD & BYERS IX KODIAK VENTURE PARTNERS III, L.P. LATTERELL VENTURE PARTNERS III, L.P. LIGHTSPEED VENTURE PARTNERS FUND VII, L.P.

Venture capital fund focused on internet companies Venture capital fund

Represented investor in fund

Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investors in fund

Venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investor in fund

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Venture Capital Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

MADRONA VENTURE FUND I-A, L.P. MAYFIELD XI, A CALIFORNIA LIMITED PARTNERSHIP AND
PRIOR FUNDS

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investor in fund

MDV VIII, LP MENLO VENTURES X, L.P. NEW ENTERPRISE ASSOCIATES 12, LIMITED PARTNERSHIP AND
PRIOR FUNDS

Venture capital fund Venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund Represented investor in fund

OAK INVESTMENT PARTNERS IX, LIMITED PARTNERSHIP AND
PRIOR FUNDS

Venture capital fund

Represented investor in fund

PALLADIUM VENTURE CAPITAL I, L.P. (MERGER OF BRENTWOOD AND IVP’S HEALTHCARE GROUPS) POLARIS VENTURE PARTNERS V, L.P. QUELLOS FINANCIAL VENTURES II, LP REDPOINT VENTURES II L.P. (MERGER OF BRENTWOOD AND IVP’S TECHNOLOGY GROUPS)
AND PRIOR FUND

Venture capital fund to invest in healthcare companies

Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investor in fund

Early stage venture fund focused on technology and Internet companies

Represented investors in fund

RHO VENTURES V, L.P. ROCK CREEK PARTNERS II, LTD. SARATOGA PARTNERS, L.P. (SPONSORED BY DILLON READ)

Venture capital fund Late stage venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund Represented investor in fund

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Venture Capital Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

SEQUOIA CAPITAL IX AND
PRIOR FUND

Venture capital fund

Represented investors in fund

SEQUOIA GROWTH FUND III, L.P. SEVIN ROSEN FUND IX

Venture capital fund

Represented investor in fund

Venture capital fund focused on early stage technology Venture capital fund

Represented investor in fund

SIERRA VENTURES V LIMITED PARTNERSHIP SKYLINE VENTURE PARTNERS IV, L.P. SPROUT HEALTHCARE VENTURES I, L.P. STORM VENTURES FUND III, L.P. SUMMIT PARTNERS VENTURE CAPITAL FUND II, L.P. SUTTER HILL VENTURES SVE STAR VENTURES ENTERPRISES GMBH & CO. NO. IX KG TA/ADVENT VIII L.P. TRIDENT CAPITAL FUND VI L.P. TRINITY VENTURE PARTNERS IX, L.P. UPSTART CAPITAL L.P. U.S. VENTURE PARTNERS IX L.P. AND PRIOR FUND

Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund

Represented investor in fund

Venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund

Venture capital fund Venture capital fund focused on high-tech investments

Represented investor in fund Represented investor in fund

Venture capital fund Venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund Represented investor in fund

Venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund

Page 19

Venture Capital Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

VENROCK ASSOCIATES IV, L.P. VERSANT VENTURE CAPITAL III, L.P.

Venture capital fund Venture capital fund

Represented investor in fund Represented investor in fund

European Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

ALTOR 2003 FUND

Fund to make private equity investments in Scandinavia Fund to make private equity investments primarily in the U.K. Fund to make private equity investments in Europe Fund to make private equity investments in Italy Fund for private equity investments in Spain Global venture capital fund

U.S. counsel to fund

CANDOVER 2006 FUND

U.S. counsel to fund

CARLYLE EUROPE PARTNERS II, L.P. CHASE-MITTEL CAPITAL FUND II B.V. THE CITIUS PRIVATE EQUITY FUND, L.P. DRAPER FISHER JURVETSON
EPLANET VENTURES, L.P.

Outside counsel to fund

Outside counsel to fund

Outside counsel to fund

Outside counsel to fund

THE EMERGING EUROPE PRIVATE EQUITY FUND III, L.P. (SPONSORED BY CIBC AND TDA CAPITAL) EUROPEAN DIRECT CAPITAL INVESTORS, LTD.

Fund to make private equity investments primarily in Central Europe

Outside counsel to the fund

Fund for private equity investments in Central and Eastern Europe Fund to make private equity investments in Europe

Counsel to co-sponsor of fund

JER EUROPE FUND III, L.P.

Outside counsel to fund

Page 20

European Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

KKR EUROPEAN FUND II, LIMITED PARTNERSHIP AND
PRIOR FUND

Fund to make private equity investments in Europe

Co-Counsel to fund

LEHMAN BROTHERS MERCHANT BANKING PARTNERS EUROPE MURRAY JOHNSTONE PRIVATE ACQUISITIONS PARTNERSHIP II
AND PRIOR FUNDS

Fund to make private equity investments in Europe Acquisition financing fund for investments in the U.K.

Outside counsel to fund

Outside counsel to fund

RL PRIVATE EQUITY FUND

Fund to make private equity investments primarily in the U.K. Fund to make private equity investments in Europe Fund for private equity investments in Europe Fund for private equity investments in France and Germany Fund to principally invest in buyouts in Europe

U.S. counsel to fund

TERRA FIRMA CAPITAL PARTNERS III, L.P. ADVENT INTERNATIONAL GPE V-D LIMITED PARTNERSHIP ALPHA PRIVATE EQUITY FUND IV AND PRIOR FUNDS

U.S. counsel to fund

Represented investor in fund

Represented investor in fund

APAX EUROPE VI L.P. AND
PRIOR FUND

Represented outside investor in fund and have served as outside counsel to fund for transactions Represented investor in fund

APAX GERMANY II, L.P., APAX U.K. VI-A, L.P.

Funds to make private equity investments in Germany and the United Kingdom European venture capital fund Fund to make private equity investments in Central and Eastern Europe

BAIN CAPITAL FUND VIII LP BANCROFT EASTERN EUROPE FUND, L.P. (CO-SPONSORED BY BANCROFT AND OPIC)

Represented investor in fund Represented a lead investor in the fund

Page 21

European Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

BC EUROPEAN CAPITAL FUND VIII L.P. AND PRIOR FUND C.V.C. EUROPEAN EQUITY PARTNERS III L.P. DUKE STREET CAPITAL IV, L.P.

Fund to make private equity investments in Europe Fund to make private equity investments in Europe Fund to make private investments in Europe Fund to make private equity investments in Europe Fund to make private equity investments in Northern Europe Fund to make private equity investments in Europe

Represented investor in fund

Represented investor in fund

Represented investor in fund

ELECTRA EUROPEAN FUND II L.P. AND PRIOR FUND EQT IV AND PRIOR FUND

Represented investor in fund

Represented investor in fund

FORTRESS RESIDENTIAL INVESTMENT DEUTSCHLAND (FUND B) L.P. HIBERNIA DEVELOPMENT CAPITAL PARTNERS II LP

Represented investor in fund

Fund to make private equity investments primarily in Ireland Fund to make private equity investments in Europe Fund for private equity investments primarily in Italy Fund for private equity investments in Germany

Represented lead investor in fund

INNISFREE PFI FUND III

Represented investor in fund

INVESTORI ASSOCIATI III

Represented investor in fund

MATUSCHKA GERMAN PRIVATE COMPANIES FUND, L.P.

Represented private placement agent for offering

Page 22

Latin American Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

AIG-GE CAPITAL LATIN AMERICAN INFRASTRUCTURE FUND L.P. THE ARGENTINA PRIVATE EQUITY FUND II L.P. (COSPONSORED BY OPPENHEIMER & CO., INC. AND THE EXXEL GROUP S.A.) THE BRAZIL PRIVATE EQUITY FUND L.P. (SPONSORED BY OPPENHEIMER AND PATRIMONIO) SUL AMÉRICA PRIVATE EQUITY FUND, L.P. PACTUAL ELECTRA INTERNATIONAL, L.P. DARBY EMERGING MARKETS FUND, L.P.

Fund to make direct investments in infrastructure projects in Latin America Fund for private equity investments in Argentina

Represented co-sponsor of fund

Represented co-sponsor of fund

Fund to make private equity investments in Brazil

Outside counsel to fund

Fund for private equity investments in Brazil Fund for private equity investments in Brazil Fund to make private equity investments in emerging market countries with a focus on Latin America Fund for private equity investments in the Mercosur countries, with a focus on Argentina and Brazil Fund for private equity investments in Brazil Private equity investment fund

Outside counsel to fund

Represented co-sponsor of fund

Represented lead investor in fund

EXXEL CAPITAL PARTNERS V, L.P.

Represented investor in the fund

GP CAPITAL PARTNERS L.P.

Represented investor in fund

LATIN AMERICA CAPITAL PARTNERS II L.P. LATIN AMERICA ENTERPRISE FUND, L.P.

Represented investor in fund

Fund to make private equity investments in Latin America

Represented lead investor in fund

Page 23

Latin American Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

LATIN AMERICAN ENERGY AND ELECTRICITY FUND I, L.P. NEWBRIDGE LATIN AMERICA L.P. SOUTH AMERICA PRIVATE EQUITY GROWTH FUND L.P.

Fund to make private electricity investments in Latin America Fund for private equity investments in Latin America Fund for private equity investments in South America

Represented lead investor in fund Represented investor in fund

Represented placement agent for OPIC-guaranteed debt of fund

Asian/Australian Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

ASIA PACIFIC GROWTH FUND V, L.P. AND PRIOR FUND (SPONSORED BY H&Q ASIA PACIFIC LTD.) CAPITAL Z ASIA PARTNERS II, L.P. AND PRIOR FUND CARLYLE ASIA PARTNERS II, L.P. AND PRIOR FUND

Fund to make private equity investments in the Asia Pacific region

Outside counsel to fund

Fund to make private equity investments in Asia Fund to make private equity investments in Asia, India and Australia Fund to make private equity investments in Japan Fund to make private equity investments in China

Outside counsel to fund

Outside counsel to fund

CARLYLE JAPAN PARTNERS II, L.P. AND PRIOR FUND CHINA RENAISSANCE INDUSTRIES, L.P. (SPONSORED BY THE CHAN FAMILY OF HONG KONG AND THE MORNINGSIDE GROUP) CLEARWATER CAPITAL PARTNERS FUND, L.P.

Outside counsel to fund

Outside counsel to fund

Fund to make investments in the distressed debt and securities of Asian issuers

Outside counsel to fund

Page 24

Asian/Australian Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

CRIMSON CAPITAL PARTNERS III, L.P.AND PRIOR FUNDS

Fund to make private equity investments in Asia Pacific region

Outside counsel to fund

EXCELSIOR CAPITAL ASIA PARTNERS III, L.P. GENESIS PARTNERS II LDC AND PRIOR FUND (MANAGED BY CIBC OPPENHEIMER AND E. SHALEV LTD.) THE INDIA PRIVATE EQUITY FUND L.P. (CO-SPONSORED BY OPPENHEIMER, CHASE, PATHFINDER AND OPIC) THE INDOCEAN FUND, L.P. (COSPONSORED BY CHEMICAL BANK AND SOROS FUND MANAGEMENT) NEW HORIZON CHINA, L.P. RHJ INDUSTRIAL PARTNERS, L.P. (SPONSORED BY RIPPLEWOOD) SCM GROWTH FUND II L.P. Fund to make private equity investments in Japan Outside counsel to fund Fund for making high-tech investments in Israel Outside counsel to fund

Fund to make private equity investments in India

Outside counsel to fund

Fund for private equity investments in Indian subcontinent

Outside counsel to fund

Fund to make private equity investments principally in Greater China Fund to make private equity investments in Thailand Fund to make private equity investments in Israel Fund to make direct investments in infrastructure projects in Asia

Outside counsel to fund

SIAM INVESTMENTS FUND II, L.P. THE CHALLENGE FUNDETGAR, L.P. AIG ASIAN INFRASTRUCTURE FUND II, L.P. AND PRIOR FUND

Counsel to sponsor of fund; cocounsel to fund Represented co-sponsor of fund

Represented investor in fund

Page 25

Asian/Australian Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

AP CAYMAN PARTNERS I LP

Fund to make real estate investments in Japan Fund to make private equity investments in the ASEAN region Fund to make direct investments in infrastructure projects in Asia

Represented investor in fund

ASC ASIAN EQUITY FUND

Represented investors in fund

THE ASIAN INFRASTRUCTURE FUND LTD. (SPONSORED BY PEREGRINE INVESTMENT HOLDINGS, SOROS FUND MANAGEMENT, FRANK RUSSELL, IFC AND ADB) BAIN CAPITAL PACIFIC FUND, L.P.

Designated investors’ counsel

Fund to make private equity investments principally in Australia and New Zealand Fund to make private equity investments in Indonesia

Represented investor in fund

BATAVIA INVESTMENT FUND II LIMITED (CO-SPONSORED BY CAPITAL Z INVESTMENTS, L.P.) CHASE ASIA INVESTMENT PARTNERS, L.P./ASIA OPPORTUNITY FUND, L.P. GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND LTD. NEW VERNON INDIA (CAYMAN) FUND LP ORCHID ASIA II, L.P.

Counsel to co-sponsor of fund

Fund to make private equity investments in Asia

Represented investor in fund

Fund to make investments in distressed situations in Asia Fund to make private equity investments in India Fund to make private equity investments in Asia Fund to make venture capital investments in Asia Fund to make private equity investments in Asia

Represented investor in fund

Represented investor in fund

Represented investor in fund

PACVEN WALDEN VENTURES V L.P. PRUDENTIAL ASIA PRIVATE EQUITY LIMITED PARTNERSHIP II

Represented investor in fund

Represented investor in fund

Page 26

Asian/Australian Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

REXITER KOREA MID CAP EQUITY FUND, LLC

Private equity investment fund focused on mid cap Korean companies Fund to make venture capital investments in Asia Fund to make venture capital investments in Asia Fund to make venture capital investments in India

Represented investor in fund

SB ASIA INVESTMENT FUND II L.P. SEQUOIA CAPITAL CHINA L.P.

Represented investor in fund

Represented investor in fund

WESTBRIDGE VENTURES II, LLC

Represented investor in fund

African Private Equity Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

THE MOROCCO FUND, L.P. (CO-SPONSORED BY SALOMON BROTHERS AND ONA) BRAIT IV, L.P. AND PRIOR
FUNDS

Fund to make private equity investments in Morocco

Outside counsel to fund

Fund to make private equity investments primarily in South Africa Fund to make private equity investments in South Africa (OPIC guaranteed)

Outside counsel to fund

NEW AFRICA OPPORTUNITY FUND L.P.

Counsel to General Partner

Page 27

Mezzanine Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

BLACKSTONE MEZZANINE PARTNERS II L.P. AND PRIOR
FUND

Fund to make mezzanine investments

Outside counsel to fund

CARLYLE MEZZANINE PARTNERS L.P. CITIGROUP MEZZANINE PARTNERS I L.P. GARMARK PARTNERS, L.P. (SPONSORED BY MARK SOLOW AND E. GARRETT BEWKES, III) LEHMAN BROTHERS EUROPEAN MEZZANINE PARTNERS L.P. BAIN CAPITAL V MEZZANINE FUND, L.P. FORSTMAN LITTLE SUBORDINATED DEBT AND EQUITY MANAGEMENT BUYOUT PARTNERSHIP IV AND PRIOR
FUNDS

Fund to make mezzanine investments Fund to make mezzanine investments Fund to make mezzanine investments

Outside counsel to fund

Outside counsel to fund

Outside counsel to fund

European mezzanine investment fund Fund to make mezzanine investments Fund for mezzanine financing for leveraged buyouts

Outside counsel to fund

Represented investor in fund

Represented investor in fund

MEZZANINE LENDING ASSOCIATES I, L.P. SANKATY CREDIT OPPORTUNITIES II L.P. AND
PRIOR FUND

Fund for mezzanine financing for leveraged buyouts Fund to make mezzanine investments

Represented investor in fund

Represented investor in fund

WESRAY CAPITAL INVESTMENT PARTNERSHIP

Fund for mezzanine financing for leveraged buyouts

Represented private placement agent for offering

Page 28

Bridge Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

MANUFACTURERS HANOVER SENIOR DEBT BRIDGE FUND WASSERSTEIN PERELLA BRIDGE INVESTMENT PROGRAM WASSERSTEIN PERELLA BRIDGE INVESTMENT PROGRAM

Fund for senior debt bridge financing for acquisitions Fund for subordinated bridge financing for leveraged buyouts Fund for subordinated debt bridge financing for acquisitions

Outside counsel to fund

Outside counsel to fund

Represented investor in fund

Energy/Infrastructure/Natural Resource Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

FIRST RESERVE FUND XI AND
PRIOR FUNDS

Fund for private equity investments in the energy industry Fund to make investments in power projects and related facilities in emerging market countries Fund for acquisitions of power generation facilities Natural resources private equity fund Fund to make direct investments in infrastructure projects in Latin America Fund to make direct investments in infrastructure projects in Asia

Outside counsel to fund

GLOBAL POWER INVESTMENTS, L.P. (SPONSORED BY GECC, IFC AND SOROS FUND MANAGEMENT) THE INDECK NORTH AMERICAN POWER FUND, L.P. SENTIENT GLOBAL RESOURCES FUND II, L.P. AND PRIOR FUND AIG-GE CAPITAL LATIN AMERICAN INFRASTRUCTURE FUND L.P. AIG ASIAN INFRASTRUCTURE FUND II, L.P. AND PRIOR FUND

Outside counsel to fund

Outside counsel to fund

Outside counsel to fund

Represented co-sponsor of fund

Represented investor in fund

Page 29

Energy/Infrastructure/Natural Resource Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

ARC ENERGY VENTURE FUND IV

Fund for private equity investments in the energy industry Fund for investment in power, utility and energy industries and infrastructure Fund for investment in energyrelated companies and assets

Represented investor in fund

ARCLIGHT ENERGY PARTNERS FUND IV L.P. AND PRIOR FUND

Represented investor in fund

BEACON GROUP ENERGY INVESTMENT II FUND L.P. AND
PRIOR FUND

Represented investor in the fund

BLACK STONE ACQUISITION PARTNERS II, L.P.

Fund for private equity investment in the mineral industry Fund for private equity investment in the energy industry Fund for private equity investment in the energy industry Fund for private equity investment in the energy industry Fund for private equity investment in the energy industry Funds for private equity investment in the energy industry Funds for private equity investment in the energy industry

Represented investors in fund

ENCAP ENERGY FUND V, LP

Represented investor in fund

ENVERVEST FUND X

Represented investor in fund

HATFIELD PARTNERS, L.P.

Represented investor in fund

LS POWER EQUITY PARTNERS, L.P.

Represented investor in fund

MERIT ENERGY PARTNERS E-I, L.P. AND E-II, L.P. AND PRIOR
FUND

Represented investor in fund

MERIT ENERGY PARTNERS F-I, L.P. AND F-II, L.P. AND PRIOR
FUND

Represented investor in fund

Page 30

Energy/Infrastructure/Natural Resource Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

R. CHANEY PARTNERS IV L.P.
AND PRIOR FUND

Fund for venture capital investments in the energy industry Fund for private equity investment in the minerals and mining industry Fund for private equity investments in the energy and equipment industry Private equity investment fund focused on investing in U.S. electric utility and power projects

Represented investor in fund

RESOURCE CAPITAL FUND III

Represented investor in fund

SCF-V, L.P.

Represented investor in fund

UNITED STATES POWER FUND II, L.P. AND PRIOR FUNDS

Represented investor in fund

Real Estate Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

BLACKSTONE REAL ESTATE PARTNERS VI L.P. AND PRIOR FUNDS BLACKSTONE REAL ESTATE PARTNERS INTERNATIONAL II L.P. AND PRIOR FUND BROWNFIELDS REAL ESTATE INVESTMENT FUND CARLYLE ASIAN REAL ESTATE PARTNERS L.P. CARLYLE REALTY PARTNERS V L.P. AND PRIOR FUNDS

Real estate investment fund

Outside counsel to fund

Real estate investment fund

Outside counsel to fund

Real estate investment fund

Outside Counsel to the Fund

Real estate investment fund

Outside counsel to fund

Real estate investment fund

Outside counsel to fund

Page 31

Real Estate Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

CARLYLE EUROPE REAL ESTATE PARTNERS, L.P. CHEROKEE INVESTMENT PARTNERS IV, L.P. THE CITY INVESTMENT FUND, L.P. CYPRESS GROVE INTERNATIONAL L.P. (FORMER SOROS REAL ESTATE PRIVATE EQUITY TEAM) LF STRATEGIC REALTY INVESTORS II L.P. (SPONSORED BY LAZARD FRÉRES) JER REAL ESTATE PARTNERS IV L.P. AND PRIOR FUNDS JER REAL ESTATE PARTNERS EUROPE, III, L.P. AND PRIOR
FUND

European real estate fund

U.S. counsel to fund

Real estate investment fund

Outside Counsel to the Fund

New York City real estate investment fund Global real estate investment fund

Counsel to lead investor

Outside counsel to fund

Real estate investment fund

Outside counsel to fund

Real estate investment fund

Outside counsel to fund

European real estate investment fund

Outside counsel to fund

MARBLETON PROPERTY FUND, L.P. LEHMAN REAL ESTATE CAPITAL PARTNERS L.P. SOROS REAL ESTATE INVESTORS, C.V. SQUARE MILE PARTNERS LP

Russian real estate investment fund Real estate investment fund

Outside counsel to fund

Co-counsel to fund

Global (non-U.S.) real estate investment fund Principally US real estate fund, with a focus on performing and non-performing real estate related debt investments Real estate investment fund

Outside counsel to fund

Outside counsel to fund

STERLING AMERICAN PROPERTY II L.P.

Advisor to fund/represented investor in fund

Page 32

Real Estate Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

ACACIA CREDIT FUND 10 AND
PRIOR FUNDS

Real estate investment fund

Represented investors in fund

ACADIA STRATEGIC FUND II, L.L.C. AP CAYMAN PARTNERS I, L.P.

Real estate investment fund

Represented investor in fund

Japanese real estate investment fund Real estate investment fund

Represented investor in fund

THE ARGO PARTNERSHIP L.P. (CO-SPONSORED BY J.P. MORGAN AND O’CONNOR SECURITIES) BAYNORTH REALTY FUND VI, LIMITED PARTNERSHIP BLACKACRE INSTITUTIONAL PARTNERS L.P. BRCP REALTY, L.P. I (BROADREACH) BROOKDALE INVESTORS FIVE L.P. CABOT INDUSTRIAL VALUE FUND II, L.P. AND PRIOR FUND CARMEL PARTNERS INVESTMENT FUND COLONY INVESTORS III L.P. CYPRESS REALTY V LIMITED PARTNERSHIP DAVINCI JAPAN REAL ESTATE PARTNERS III, L.P. AND PRIOR
FUNDS

Represented major investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund Real estate investment fund

Represented investor in fund Represented investor in fund

Japanese real estate investment fund

Represented lead investor in fund

Page 33

Real Estate Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

DOUGLAS EMMETT REALTY FUND 2005 DRA GROWTH AND INCOME FUND V, LLC DRAWBRIDGE LONG DATED VALUE FUND GREEN COURTE REAL ESTATE PARTNERS LLC GREENFIELD ACQUISITION PARTNERS IV, L.P. GUGGENHEIM PLUS II L.P. HAMPSTEAD INVESTMENT PARTNERS HAMPSHIRE PARTNERS FUND VI, L.P. HEARTWOOD FORESTLAND FUND V LP HEI HOSPITALITY FUND L.P. JAPAN REAL ESTATE RECOVER FUND, L.P. HIGHCROSS REGIONAL U.K. FUND LBA REALTY FUND II, L.P. LUBERT-ADLER REAL ESTATE FUND IV, L.P. M&H REALTY PARTNERS VI, L.P.

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investors in fund

Real estate investment fund

Represented investors in fund

Real estate investment fund Real estate investment fund

Represented investors in fund Represented major investor in fund Represented investor in fund

Real estate investment fund

Real estate investment fund

Represented investor in fund

Real estate investment fund Real estate investment fund

Represented investor in fund Represented investor in fund

United Kingdom real estate investment fund Real estate investment fund Real estate investment fund

Represented investor in fund

Represented investor in fund Represented investors in fund

Real estate investment fund

Represented investor in fund

Page 34

Real Estate Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

MORGAN STANLEY REAL ESTATE INVESTMENT FUND IV (INTERNATIONAL) L.P. NCH NEW EUROPE PROPERTY FUND, L.P. REALTY FINANCIAL HOLDING PARTNERS VI RUBENSTEIN PROPERTIES FUND, L.P. SECURITY CAPITAL REALTY INCORPORATED SHORENSTEIN 7 REAL ESTATE INVESTORS L.P. SSC II, L.P. THACKERAY PARTNERS REAL ESTATE FUND L.P. THOR URBAN RETAIL FUND, L.P. WESTBROOK REAL ESTATE FUND L.P. (WESTBROOK REAL ESTATE PARTNERS) WHITEHALL REAL ESTATE LIMITED PARTNERSHIPS III, IV, V, AND VI (SPONSORED BY GOLDMAN SACHS)

Non-U.S. real estate investment fund

Represented lead investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented investor in fund

Real estate investment trust

Represented investor in trust

Real estate investment fund

Represented investors in fund

Real estate investment fund Real estate investment fund

Represented investors in fund Represented investors in fund

Real estate investment fund

Represented investor in fund

Real estate investment fund

Represented major investor in fund/transaction counsel to fund Represented major investor in fund

Real estate investment fund

Page 35

Fund of Funds
NAME OF FUND TYPE OF FUND FIRM’S ROLE

CIBC OPPENHEIMER PRIVATE EQUITY PARTNERS II, L.P. CREDIT SUISSE FIRST BOSTON FUND INVESTMENTS VII, L.P. GFG NEXT GENERATION FUND, L.L.C. K2 CAPITAL PARTNERS LEHMAN BROTHERS DIVERSIFIED PRIVATE EQUITY FUND L.P. AND PRIOR FUND LEHMAN BROTHERS PARTNERSHIP ACCOUNT 2000/2001 L.P. NASSAU CAPITAL FUNDS L.P.

Private equity fund of funds

Outside counsel to fund

Private equity fund of funds

Outside counsel to fund

Venture capital fund of funds

Outside counsel to fund

Private equity fund of funds Private equity fund of funds

Outside counsel to fund Outside counsel to fund

Private equity fund of funds

Outside counsel to fund

Private equity and venture capital fund of funds Private equity fund of funds

Outside counsel to fund

TIFF V, LLC

Represented investor in fund August 2007

Page 36


								
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