Date by decree

VIEWS: 26 PAGES: 14

									                                   ON CLIENT’S BUSINESS LETTERHEAD
                              (Business Name – Address – Phone – Fax – E-Mail)
Transaction Code:
Contract Code:

Date:

To: The Program Manager / Trade Organization

From:         (NAME) Owner of Funds/Authorized Signatory

Re:         Private Placement

         Sir.
         I am sending this submission package to you as I would like to engage in a private transaction for the
following as described below. I understand that I must submit a complete package before my request will be
processed. I agree to follow the procedures that are outlined below and understand that changes to the
procedures and the documents attached herein are not allowed and will result to an immediate disqualification.
This submission package includes the following attachments and all of it is complete.

      1.    Letter of Intent (LOI)
      2.    Client Information Sheet (Funds Owner Trustee)
      3.    Passport copy in color      (Funds Owner & Trustee)
      4.    Attestation, NC/ND, Non Solicitation, Signatory Control
      5.    Proof of Funds
      6.    History of Funds (Give Specifics on how money was earned. Note Products/Services sold)
      7.    Exclusive Right to Contract
      8.    Corporate Resolution (If necessary)
      9.    Authorization to Verify and Authenticate Funds
      10.   (OPTIONAL) Add List/Summary of Humanitarian Projects & Business Goals you will use Generated
            Profits for.

I will provide any additional information if requested.

I am submitting this Submission Package under penalty of perjury and agree that I have submitted this
package under my own Free Will and without any Solicitation of any kind.

Thank you,


____________________
(Signature)

NAME:                       – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No:    / Country:




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                                                  Attachment 1
                                           LETTER OF INTENT

Date:

To: The Program Manager / Trade Organization


From:      (NAME) Owner of Funds/Authorized Signatory




RE:     PRIVATE PLACEMENT – LETTER OF INTENT

      With Full Authority and responsibility, we are submitting this Letter Of our Intent to enter into an
Agreement with a Transaction Manager to generate moderate to higher returns, Utilizing Private Banking.

          We understand that only upon an invitation and approval will additional information and related
agreements be forwarded. A copy of our most recent tear sheet/bank statement from the (BANK NAME)
confirming availability of funds is enclosed herewith. These funds are of good, clean, non-criminal origin,
free of liens, encumbrances and available immediately for transfer, if necessary.

          It is understood and agreed this letter is non-binding and that participation is by "Invitation Only". We
also affirm that this Letter of Intent is not the result of any Solicitation of any form from your behalf and we
solemnly and sincerely swear that we will maintain the Confidentiality of all matters pertaining to all
information disclosed to Principals, Partners, and Clients that I may become aware of, regardless of whether
the information was available through the performance of my business or occasionally and/or inadvertently
obtained. If approved for entry, please, forward any Agreements and Instructions.

        I would like to participate in a Private Placement Program with USD $.00 in cash.
Yours truly,

__________________________
(Signature)

NAME:                       – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No:    / Country:



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                                                 Attachment 2
                                  CLIENT INFORMATION SHEET

In accordance with the Patriot Act of October 26, 2001, and amendments thereto; Articles 2 and 5 of the Due
Diligence and Federal Banking Commission Circular of December 1999 and its amended articles, concerning
the prevention of money laundering, and Article 305 of the Swiss Criminal Code, the following information may
be supplied to banks and to financial institutions for purposes of verification and identification regarding these
matters.

All parties are obligated to respect professional secrecy and take all appropriate precautions to protect the
confidentiality of the information it holds in respect of their activities per the NC/ND agreement. This legal
obligation shall remain in effect at all times.

                          The below information is needed for each Signatory Control

Date of Information:
   1. Client Information
             a. Client Name:
             b. Nationality:
             c. Passport
                        i. Number:
                       ii. Date of Issue:
                      iii. Expiration Date:
                     iv. Issued by:
             d. Passport
                        i. Number:
                       ii. Date of Issue:
                      iii. Expiration Date:
                     iv. Issued by:
             e. Date and Place of Birth:
             f. Home Address (please provide if not same as business)
                        i. Street:
                       ii. City:
                      iii. State:
                     iv. Postal Code:
                       v. Home Telephone No.:
                     vi. Cellular No.:
                     vii. Home Fax No.:
                   viii. Email (copy 1):
                     ix. Email (copy 2):
   2. Business Information: Please provide a current Certificate of Good Standing from the State/Country
         where the Corporation/Business Entity was Incorporated/Formed.
             a. Business Name:
             b. TIN/EIN:

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          c. Registration Office:
          d. Registered Address:
                     i. Street:
                    ii. City:
                   iii. State:
                  iv. Postal Code:
          e. Business Telephone No.:
          f. Business Fax No.:
          g. Business Email (copy 1):
          h. Business Email (copy 2):
   3. Legal Advisor/Mandate (if none please state):
          a. Name:
          b. Company Name:
          c. Company Address
                     i. Street:
                    ii. City:
                   iii. State:
                  iv. Postal Code:
          d. Company Phone No.:
          e. Company Fax No.:
          f. Email (copy 1):
          g. Email (copy 2):
   4. Principal Funds Information
          a. Amount of Funds:
          b. Currency (3 digit ID):
          c. Date Funds were transferred into Account:
          d. Bank where Funds are on deposit:
          e. Bank Address:
          f. Bank Officer Name:
          g. Account Name:
          h. Account Number:
          i. Bank SWIFT/ABA No.:
          j. Account Signatory:
          k. Are Funds free and clear without liens:
          l. If Funds have not been in the above account for three (3) years or more please list previous
              accounts
                     i. Amount of Funds:
                    ii. Currency (3 digit ID):
                   iii. Date Funds were transferred into Account:
                  iv. Bank Name where Funds were:
                    v. Bank Address:
                  vi. Bank Officer Name:
                  vii. Account Name:
                 viii. Account Number:


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                     ix. Bank SWIFT/ABA No.:
                      x. Account Signatory:
Certification
    1. There are no affiliates of Applicant who will benefit from this transaction, nor any interrelated parties
         that could affect the outcome of this contemplated transaction.
    2. Applicant hereby declares that the undersigned is the Authorized Signatory or owner of the Funds, or
         the duly appointed representative with full Signatory power on the bank account to transfer, assign,
         pledge or reserve the cash upon terms satisfactory to Applicant, further that vested with fully authority
         to execute all documents and agreements relating to the same. (Please provide Corporate
         Resolution in Attachment 8 signed and sealed.)
    3. Applicant hereby grants permission to contact all parties and institutions named within this document
         including the Authorization to Verify Funds (Attachment 9) at Applicant’s Bank.

I hereby swear, under penalty of perjury, the information given hereon is accurate and true.




_____________________
(Signature)

NAME:                                               – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No: / Country:




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                                            Attachment 3
                                        IDENTIFICATION

Please provide a COLOR Copy of Passport of the Owner of the Funds. Please enlarge.

                      PLEASE SEE ATTACHED PASSPORT COPY




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                                                Attachment 4
        ATTESTATION – NON CIRCUMVENTION – NON DISCLOSURE – NON
                              SOLICITATION
                          SIGNATORY CONTROL
Date:

To: The Program Manager / Trade Organization

From:      (NAME) Owner of Funds/Authorized Signatory

Re:      PRIVATE PLACEMENT - NON SOLICITATION AND REQUEST FOR INFORMATION

I, (NAME) as Trustee and/or Owner of the Funds, do hereby affirm that I have requested specific Confidential
Information and Documentation from your organization regarding Private Placement Investment Programs for
my interest and purposes. I solemnly and sincerely swear that I will maintain the confidentiality of all matters
pertaining to any/all individuals, principals, employees, partners, and clients that I may become aware of,
regardless of whether the information was available through the performance of my business or occasionally
and/or inadvertently obtained.

I hereby declare that I am fully aware that the information received or to be received from you is in direct
response to my request and it is not considered or intended to be a solicitation or offering of any kind. It is
intended solely for my general knowledge. I further attest that I requested this information of my own free will
and accord.

I affirm that the Funds on deposit to be placed with the program for the purposes herein referenced will be
done so at our specific request and authorization.

It is agreed that an E-Mail and/or Facsimile Copy of this Letter, or any Associated Documents to this
Transaction, are to be considered as valid and as Legally Acceptable as the Original.
Signed this ______________ day of ____________, 2008.



_____________________
(Signature)

NAME:                       – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No:    / Country:




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                                              Attachment 5
                                        PROOF OF FUNDS
Documents required:
    Cash
          o Fresh tear sheet or
          o Up-to-date Bank Statement or
          o Official letter from the bank where the Funds are lodged, signed by two (2) Bank Officers

All documents should be dated within 5 business days.

         PLEASE SEE ATTACHED BANK LETTER & BANK STATEMENT




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                                                Attachment 6
                                        HISTORY OF FUNDS

Date:


To: The Program Manager / Trade Organization

From:     (NAME) Owner of Funds/Authorized Signatory

Re: BANK ACCOUNT NUMBER:

Dear Sir,
        I, (NAME), under penalty of perjury make the following statements about the above           referenced
Account for a contemplated Private Banking Transaction.

    1. How, when and by whom the Funds/Asset were generated?

    2. If Funds/Asset have been assigned, why, when and to whom?

    3. Who is the current owner of the Funds/Asset?
    4. Length of time that the Funds/Asset have been in the current account (If less than three (3) years
       please state previous accounts)?
           a.
    5. Who is the Signatory on the account?
           a.
    6. Additional statements about the Funds/Asset.
           a. Authentic, genuine, confirmed and an operative instrument if asset is an instrument
           b. Clean, Cleared from non-criminal, non-terrorist origin, and non-anti social purpose and free
               and clear of any liens and/or encumbrances
           c. Funds/Asset may be blocked for the contemplated transaction

        Under full responsibility and penalty of perjury, I make the above statements for the Funds/Asset that I
        wish to use in the contemplated transaction.


_______________________________
(Signature)

NAME:                       – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No:    / Country:



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                                                 Attachment 7
                              EXCLUSIVE RIGHT TO CONTRACT
Date:

To: The Program Manager / Trade Organization

From:      (NAME) Owner of Funds/Authorized Signatory


Re:     PRIVATE PLACEMENT - EXCLUSIVE RIGHT TO CONTRACT

        I, (NAME) hereby swear under penalty of perjury that all other parties that have received this
information have received a Cease & Desist Order letter and that they will no longer work to complete the
transaction that has been brought forward to their principal.

        I hereby confirm that I have the Funds currently available under my control to block for this transaction
and that they are not encumbered in any way.




_________________________________
(Signature)

NAME:                       – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No:    / Country:




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                                                Attachment 8
                                   CORPORATE RESOLUTION
Reference: A. Minutes of the Directors meeting held on <date>
               B. Articles of Incorporation of the Corporation
A Meeting of the Board of Directors of (COMPANY NAME) was held in accordance with the Articles of
Incorporation.
Present at the meeting were the following Directors: (CHAIRMAN’S NAME), Chairman of the Board of

Directors

Present at the meeting was the Secretary of the Board of Directors (NAME)

The Meeting of the Board of Directors undertook the following Corporate Resolution which has been recorded
as "Reference A" in the Minutes of the Corporation Meeting Book. It has been Unanimously Resolved and
Approved that (NAME), the Secretary of the Board of Directors of (BUSINESS NAME); be Duly appointed, to
serve as Trustee and the Sole Authorized Signatory of the Company, and…

To Utilize Funds on Deposit in the amount of, (WRITTEN AMOUNT) Billion United States Dollars (USD $ .00)
on Deposit in (BANK NAME), located at: (FULL ADDRESS & COUNTRY, ACCOUNT NUMBER), for a
Private Placement Contract.

Additionally, the Trustee / Secretary and, Sole Authorized Signatory, as Trustee of the Funds, is hereby
Authorized to open and operate Corporate Bank Accounts, enter into Project Funding and/or Fee Agreements
to receive and distribute all profits from the programs, enter into Agreements as necessary, and to make
selections as to which Program(s) will best suit the placement of these Funds/Assets so as to assure financial
returns.

The Authorized Signatory doesn’t have the Authority to withdraw Funds from the Company’s Bank Account (s)
without a Written Authorization signed by another Director of the Company.

It is therefore resolved that the Trustee / Secretary shall have the Authority to negotiate all
details and sign the Final Contract with the Trading and Bank Officers. There being no
further business, the meeting was declared closed, and in witness thereof, the Directors
signed below on the date first written above.




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____________________
(Signature)

Name: (ACTUAL FUNDS OWNER) Title:                  Chairman of the Board Of Directors
COMPANY NAME: OWNER OF FUNDS
Passport No:      Country:



_________________                                                         CORPORATE SEAL
+     NOTARY SERVICE
(Signature)

Name: NAME:                                         – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No:    / Country:




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                                       Attachment 9
        AUTHORIZATION TO VERIFY & AUTHENTICATE FUNDS/ASSETS
   NOTE: OWNER OF THE FUNDS MUST ALSO SEND A COPY OF THIS LETTER TO HIS/HER BANK
                OFFICER TO ALLOW FOR BANK-TO-BANK COMMUNICATION.

Date:

To: The Program Manager / Trade Organization

From:    (NAME) Owner of Funds/Authorized Signatory

Re: INVESTOR’S REFERENCE CODE:

I, (NAME), AM THE TRUSTEE / AUTRHORIZED SIGNATORY &, (NEW TRUST NAME) IS THE OWNER
OF THE FUNDS DESCRIBED AS, (NAME OF BANK), (AMOUNT) UNITED STATES DOLLARS ($.00 USD),
HOLDING PASSPORT NO:        , ISSUED BY   , DO HEREBY AUTHORIZE YOUR BANK, OR, BANK
OFFICER OR PROGRAM MANAGER, TO OBTAIN VERIFICATION OF OUR CLEARED AND OF NON-
CRIMINAL ORIGIN FUNDS/ASSETS CURRENTLY HELD ON DEPOSIT AT (NAME AND ADDRESS OF
BANK), ON A BANK TO BANK BASIS, UPON PROVIDING ME WITH DUE AND TIMELY NOTICE OF THE
COORDINATES OF THE INQUIRING PARTY(IES).
       BANK NAME:
       BANK ADDRESS:
       BANK OFFICER:
       POSITION:
       TELEPHONE:
       NAME OF ACCOUNT:
       ACCOUNT NUMBER:
       SIGNATORY OF ACCOUNT:
       BANK SECURITY CODE:
       S.W.I.F.T. CODE:




_____________________________

NAME:                       – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No:    / Country:




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                                       Attachment 10
     (OPTIONAL) DETAILED LIST OF HUMANITARIAN PROJECTS WITH
                            LOCATIONS




______________________________             CORPORATE SEAL
(Signature)

NAME:                       – TITLE
(COMPANY NAME): OWNER OF FUNDS
Passport No:    / Country:




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