Chart SEC v. Cutillo, et al

							                                                     Arthur Cutillo
                                                     Ropes & Gray



                                                                                     Avaya, 3Com,
                                                                                        Axcan


                                                    Jason Goldfarb




                                                          Zvi Goffer                                                     Michael
                                                                                                                        Kimelman
                                                  Proprietary Trader                               3Com                   Trader
                                                  Schottenfeld Group                                                   Lighthouse
                                                                                                                     Financial Group
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                               David Plate                             Gautham Shankar                                    Emanuel Goffer
  Craig Drimal
                            Proprietary Trader                          Proprietary Trader                                     Trader
     Trader
                            Schottenfeld Group                         Schottenfeld Group                                 Spectrum Trading
      Avaya, 3Com,
         Axcan




                                                                                      3Com




Portfolio Manager                                                       Portfolio Manager

  Hedge Fund                                                              Hedge Fund
   Adviser 1                                                               Adviser 2