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									Instructions for filling up and completing the account opening documents

Separate account opening forms are enclosed for individuals and entities other than individuals. The member client agreement
is common for both
1 Please ensure that the form is properly filled up, attached with copies of the required documents and complete in all
     respects.
2 Pin code is compulsory in the address.
3 Please affix full signature where ever an X mark is found.
4 EACH CLIENT should use a separate registration form. If Members of a family wish to open accounts, each MEMBER
     should fill up a separate form. Accounts cannot be opened in joint names. Members of a family can also exercise the
     option to sign the enclosed letter of approval to be treated as one family account for the purpose of transactions.
5 please produce original documents for verification at the time of submission of the form.

List of Documents to be submitted :

1   A passport size photograph.
2   Proof of the Demat Account and Bank Account.
3   Photocopy of PAN card or declaration as per enclosed format if not in possession of PAN card, with Photocopies of
    relevant documents indicated therein,
4 NRI CLIENTs should furnish a copy of the Reserve Bank of India's permission for dealing in securities through a stock
    broker.
5 Photocopies of any combination of documents to establish proof of personal identity, signature and address. To guide you
    on the documents which meet these requirements you can take the help of the exhibit below.
Exhibit showing valid documents for proof of personal identity, address and signature.
    Documents (Ensure Clear Copies)                 Establishes Personal Establishes            Establishes
                                                    identity?              Address ?            Signature
    PAN card (front and back)                           Yes                     No                 Yes
    Driving License (name, address and Photo Pages) Yes                        Yes                 Yes
    Passport (copy of name, address and Photo Pages) es Y                      Yes                 Yes
    Voter's identity card (front and back)              Yes                    Yes                  No
    Ration card                                          No                    Yes                  No
    Bank passbook                                        No                    Yes                  No
    Bank letter (as per format enclosed)                Yes                     No                 Yes
    Credit card with Photo                              Yes                     No                 Yes

6   Copy of last years income Tax return.
7   In the case of a minor, the following documents would also be required
    I) Birth certificate.
    II) Letter signed by guardian as per format enclosed.

B. ENTITIES OTHER THAN INDIVIDUALS
   Sole Proprietorship
   1 Same as for individuals, and
   2 A declaration on the letterhead of the firm as per format enclosed.
   Partnership firms
   1 Certified True copy of the partnership Deed.
   2 Proof of personal identity, address and signature of authorized partner (refer exhibit above).
   3 Passport size photograph of the authorised partner.
   4 Proof of the Demat Account.
   5 A declaration on the letterhead of the firm as per format attached.
   6 Copy of most recent Income Tax Return filed.
   Corporates
   1 Certified true copy of Certificate of Incorporation and the Memorandum and Articles of Association.
   2 Certified true copy of Annual Report for the last two years.
   3 Copy of last years Income Tax return.
   4 Certified true copy of a resolution passed by the Board of Directors as per format enclosed (signed by company
     secretary / chairman or a director who is not named and authorised person).
   5 Proof of address, personal identity and signatures of the persons named in and signing the resolution (refer exhibit
     above for valid documents in this regard)
   6 Proof of the Demat Account of the company.
   7 Net worth (Certificate).
                        Document is voluntary.

                                                  From:




Date :          /   /

To ,
Gopani Securities & Investments Pvt.Ltd.
Member : The Stock Exchange, Mumbai.
SEBI REGN.No. INB011229631, CLG. No. 3040
Ashirwad, 4B, Basement,
Ahmedabad Street, Carnac Bunder
Mumbai - 400 009.

Dear Sir,

Reg : Operating of our account with you.

This has reference to our account with you. As you have observed we are trading
very frequently with you and hence it becomes difficult for us to maintain our
account with you as per bills.

We, therefore request you to treat our account as current account, we shall review
the account periodically and settle it accordingly. We hereby authorise you to retain
credits if any in our account, pending such settlement.

We also authorise you to retain the shares received in pay out of one settlement
which are sold by us in subsequent settlement / settlements.

You are requested to accept all our buy / sell orders over the telephone / fax conveyed
by Mr.                           Who is duly authorised by us, and thus no
need to take our orders in writing every time. All such orders and trades will be binding
on us.

We do not require your order modification / confirmation / cancellation slips and trade
confirmation slips. Your Contract cum bill notes provides us full details as required by
us.

We hereby authorise the undersigned Mr./Ms.
to collect & Acknowledge on our behalf the Bills and Contracts of our daily transactions.

Thanking You,

Yours Truly
    X
( ___________________________________ )
                                    Client Code




GOPANI SECURITIES & INVESTMENTS PVT. LTD.

                       MEMBER : BSE / NSE

 BSE SEBI Registration No. - INB011229631
 NSE SEBI Registration No. - INB231229635(Capital Market)
 NSE SEBI Registration No. - INF231229635(Future & Option)



  Ashirwad, 4B, Basement, Ahmedabad Street, Carnac Bunder, Mumbai 400 009.

        Tele No.: 6633 3201 / 202, 2373 5074. Fax : 91-22-2373 5075

                    E - Mail :              gopani@hathway.com
                    WEB Site :              www.gopanisec.com



    Client Registration Form & Agreement


           (NON - INDIVIDUAL CLIENT)



 Name of Client :
                                    Client Code




GOPANI SECURITIES & INVESTMENTS PVT. LTD.

                       MEMBER : BSE / NSE

 BSE SEBI Registration No. - INB011229631
 NSE SEBI Registration No. - INB231229635(Capital Market)
 NSE SEBI Registration No. - INF231229635(Future & Option)



  Ashirwad, 4B, Basement, Ahmedabad Street, Carnac Bunder, Mumbai 400 009.

        Tele No.: 6633 3201 / 202, 2373 5074. Fax : 91-22-2373 5075

                    E - Mail :   gopani@hathway.com
                    WEB Site : www.gopanisec.com



    Client Registration Form & Agreement


             (INDIVIDUAL CLIENT)



 Name of Client :
                                        UNIQUE CLIENT CODE DETAILS


Dated : ___ /___ /_____


To,
GOPANI SEC. & INV. PVT. LTD.
Ashirwad, 4B, Basement,
Ahmedabad Street, Carnac Bunder,
Mumbai - 400 009.


Sub : Details of the Unique Client Code.


Dear Sir,

I submit here under the following details.


PROOF                 NUMBER                 DATE OF ISSUE          PLACE OF ISSUE   EXPIRY DATE
PASSPORT
DRIVING LICENSE
VOTERS ID
RATION CARD
PAN NO.



I have attached the certified true copy of the relevant documents as proof.


I, Mr. / Ms. ____________________________________________ do hereby declare that what is stated
above is true to the best of knowledge and belief.




                                                                              X
Date :

Place :                                                                              Signature




                                                                                                   5
      DECLARATION BY ( SOLE PROP. ) CONCERN ON LETTERHEAD OF THE CONCERN

Dated :



To,
GOPANI SEC. & INV. PVT. LTD.
Ashirwad, 4B, Basement,
Ahmedabad Street, Carnac Bunder,
Mumbai - 400 009.

Dear Sir,

I refer to the trading account opened with you in the name of ______________________________
and declare and authorise you as under.

I recognise that a beneficiary account cannot be opened with a depository participant in the name
of a Sole Proprietorship firm as per Regulations. To facilitate the operation of the above trading
account with you and for the purpose of completing the share transfer obligations pursuant to the
trading operations, I authorise you to recognize the beneficiary account No. __________________
with depository _______________________ opened in the name of the undersigned who is the sole
proprietor of the concern

I agree that the obligation for shares purchased and / or sold by the firm will be handled and
completed through transfers to / from the above mentioned account. I recognise and accept
transfers made by you to the beneficiary account as complete discharge of obligations by you in
respect of trades executed in the above trading account of the concern.

Further I, the undersigned am the sole proprietor of the concern and am solely responsible for the
liabilities thereof. I shall advise you in writing of any change that takes place in the constitution of
the concern and I will be personally liable to you for all the obligations that the concern may incur
in the course of dealings with you and undertake to personally discharge such liabilities.


Yours truly,




X
Signature ( Please sign with stamp of the Concern )
1 Please sign where is " X "

2 Kindly send zerox copy of PAN card.

3 Kindly send zerox copy of Address proof i.e.
  ( Ration card, Voter ID, Passport, Driving License )

4 Kindly send the zerox copy of Identification proof i.e.
  ( Voter ID, Passport, Driving License, PAN card, Mapin card )

5 Kindly send the zerox copy of Bank Statement & Cancelled Cheque.

6 Kindly send the zerox copy of Depository Statement.
                           BOARD RESOLUTION

CERTIFIED TRUE COPY OF THE RESOLUTION PASSED AT THE MEETING OF
BOARD OF DIRECTORS OF ____________________________________________
AND HAVING ITS REGISTERED OFFICE AT _______________________________
_____________________________________________________________________.
HELD ON ____ DAY OF _____, 200__

"Resolved that the Company be registered as CLIENT with GOPANI SECURITIES &
INVESTMENTS PVT.LTD. Member of The National Stock Exchage of India, (NSE) for the
purpose of dealing in equities, derivatives, debentures and the said Member be and is
hereby authorized to honor instruction oral or written, given on behalf of the Company
by any of the under noted authorised signatories."

 SR.NO.               NAME                  DESIGNATION




Who are authorize to sell, purchase, transfer endorse, negotiate and /or otherwise
deal with / through deal through GOPANI SECURITIES & INVESTMENTS PVT.LTD.
on behalf of the Company.

"Resolved further that ________________________________________________
 authorized to sign, execute and submit such applications, undertakings
 agreements and other require documents, writings and deeds as may deemed
 necessary or expedient to give effect to this resolution."

And Resolved further that, the common seal of the Company be affixed, wherever
necessary, in the presence of any Directors or of any one director and Company
Secretary, who shall sign the same in token of their presence."

For




Signature & Common Seal

								
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