Insurance, Adjuster, and Securities Licensing by pcu59739

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									Insurance, Adjuster, and
Securities Licensing


                    2007
                    July–November




                                    Texas
    Kaplan Financial Equips You To Be                                                                                                                  NEW!
    a Financial Services Professional                                                                                                            Texas Insurance
                                                                                                                                                License Exam Prep
                                                                                                                                                   Virtual Class.

    Insurance                                                                                   Adjusters
    The Texas Department of Insurance regulates the sale of                                     There are two types of TX Adjusters licenses—Worker’s
    insurance in Texas, and requires sales representatives to be                                Compensation and Property/Casualty. Kaplan Financial offers
    licensed. The Life/Accident/Health license authorizes you to sell                           the courses you need to get started in this lucrative career.
    life, health, disability and long term care insurance, annuities,
    and related coverage. The Property/Casualty license allows you
    to sell auto and homeowners insurance, as well as commercial
                                                                                                Kaplan for Life
    property and liability coverage.                                                            Once you have earned your insurance or securities license
                                                                                                Kaplan Financial will be your education partner for life. You
    Kaplan Financial offers insurance exam prep courses that                                    select from a giant library of continuing education on every
    will allow you to successfully pass your state licensing exam.                              subject. And, we partner with most of the largest financial
    Our customers tell us that convenience is crucial so we have                                services companies in the country to provide their employees
    developed a variety of class formats to fit every schedule—from                             with training and maintain compliance records.
    classroom to online.
                                                                                                So whether you are looking to add another license line, or
    Classroom education has many benefits, whether you choose                                   renew an existing license, look to Kaplan Financial for all your
    virtual classroom taken on computer or come to one of our                                   education needs. Certified Financial Planner programs are
    many locations throughout Texas. Experienced instructors                                    just one of the ways professionals are making themselves more
    expose you to a broad array of insurance concepts. The                                      valuable to their clients, and Kaplan Financial has a robust
    curriculum will explain exactly how insurance works in                                      program to assist you in earning your CFP® certification.
    Texas and provide insight into various types of policies.
    Our classes prepare you to pass the state test on your first
    attempt with the utmost confidence. Students leave our classes                              Campus Locations
    with a solid foundation upon which to build a career in the
    insurance business.                                                                            Arlington                                  Fort Worth
                                                                                                   1900 Ballpark Way                          2001 Beach St.
                                                                                                   Suite 106                                  Suite 620
    Securities                                                                                     Arlington, TX 76006                        Fort Worth, TX 76103
                                                                                                   Office Hours:
    In order to sell stocks, bonds, mutual funds, and insurance                                    Mon–Fri 8:00 am–4:30 pm                    Houston—Bay Area
    products a person must be licensed by the National Association                                                                            16821 Buccaneer Ln.
    of Securities Dealers (NASD). The licensing process includes                                   Austin                                     Suite 240
                                                                                                   University of Phoenix                      Houston, TX 77058
    passing the appropriate securities series examination(s).
    While there is no mandatory education, many people lack                                        10801 N. Mopac, Bldg. 2                    Houston—Main
                                                                                                   Suite 300
    the necessary experience in the securities industry to pass the                                                                           1250 W. Sam Houston Pkwy., S.
                                                                                                   Austin, TX 78759                           Suite 150
    required exams without prior preparation. To assist you Kaplan
    Financial has developed exam preparation courses for the                                       Carrollton                                 Houston, TX 77042
                                                                                                   4100 Midway Rd.                            Office Hours:
    securities exams.                                                                                                                         Mon–Fri 8:00 am–4:30 pm
                                                                                                   Suite 1055
    Kaplan Financial has the study format to match your busy                                       Carrollton, TX 75007                       Houston—North
    schedule. Classroom education, whether taken virtually over the                                Office Hours:                              110 Cypress Station Dr.
    computer or in one of our many locations, allows you to engage                                 Mon–Fri 8:00 am–4:30 pm                    Suite 210
    with an expert and study with discipline. Course materials are                                 Dallas—Central                             Houston, TX 77090
    packed with the information you will need to pass the exam                                     10500 Steppington Dr.                      San Antonio
    in a format that is easy to read. And practice exams round out                                 Suite 110
    the experience.                                                                                Dallas, TX 75230                           Texas Community
                                                                                                   Office Hours:                              Bank Building
                                                                                                   Mon–Fri 8:00 am–4:30 pm                    85 NE Loop 410
                                                                                                                                              Suite 135
                                                                                                                                              San Antonio, TX 78216
    Texas Workforce Commission Refund Policy
    1. Refund computations will be based on the period of enrollment computed on             5. A full refund of all tuition and fees is due in each of the following cases:
       basis of course time (clock hours).                                                         a. an enrollee is not accepted by the school;
    2. The effective date of termination for refund purposes will be the earliest of the           b. if the seminar of instruction is discontinued by the school, and this
       following:                                                                                      prevents the student from completing the seminar; or
          a. the last date of attendance; or                                                       c. if the student’s enrollment was procured as a result of any
          b. the date of receipt of written notice from the student                                    misrepresentation by the owner or the representatives of the school.
    3. If tuition and fees are collected in advance of entrance, and the student does not    6. Refunds will be totally consummated within 60 days after the effective date of
       enter school, not more than $100 shall be retained by the school.                        termination.
    4. If the student fails to enter the seminar, withdraws, or is discontinued at any       Please forward any complaints to:
       time before completion of the seminar, the student will be refunded the pro-rata         Texas Workforce Commission, Careers Schools and Colleges
       portion of the tuition, fees, and other charges that the number of class hours           101 E. 15th St., Suite 104T, Austin, TX 78778-0001
       remaining in the seminar after the effective date of termination bears to the total      Ph: 1-512-936-3100 • Fax: 1-512-936-3111
       number of class hours in the seminar.
                                                             www.kaplanfinancial.com • 1-800-772-5334
Insurance Licensing Classes
How to Obtain Your Insurance License
1. You must be at least 18 years of age and have prior work experience   4. Submit the appropriate license application and required forms, which
   to attend our classes.                                                   include certification that required exams have been successfully passed
2. Request your licensing information bulletin from Thomson                 and remit the appropriate fees to Thomsen-Prometric. Finger print
   Prometric, formerly Experior Assessments (the exam administrator),       receipts must be submitted along with the license application.
   at www.prometric.com or by calling 1-866-267-0455.                    5. Take your test within five days of class (test completion is not necessary
3. Enroll in a Kaplan Financial exam prep class by calling Kaplan           for those obtaining a temporary license) and pass with confidence!
   Financial Customer Service at 1-800-772-5334 or enrolling online at
   www.kaplanfinancial.com.

Kaplan Financial’s newly revised exam prep classes are totally exam focused. You’ll have no surprises on test day with our dynamic,
no-nonsense review courses that follow the state exam outlines. Using proven test-taking techniques, lectures, and simulated tests, you
have a much greater chance of passing your exam the first time.


                                                                             Insurance Licensing
                                                                             Classroom Package
                                                                             This comprehensive package includes everything you need
                                                                             to help you successfully prepare for the state licensing exam.
                                                                             The package includes:
                                                                               • Classroom Exam Prep Course
                                                                                 (choose either Life and Health or
                                                                                 Property and Casualty)
                                                                               • License Exam Manual
                                                                               • Audio Review on Compact Disc
                                                                               • Drill & Practice CD-ROM
                                                                             Tuition: $299


                                                                             Virtual Class System Requirements:
NEW! Texas Life and Health                                                   To participate in this exciting virtual class your computer
Virtual Classroom Package                                                    must meet these requirements:
Our virtual class experience is an internet-delivered alternative               • Windows 2000 or Windows XP (Windows Vista is not
for a traditional class, ideal for busy professionals who are not                 yet compatible with this system)
located near a classroom facility. Virtual classes are taught by the
                                                                                • Internet Explorer 5.01, Netscape 7.2, Firefox 1.0 or later
same expert instructors who lead our traditional classes.
                                                                                • 56 kbps or faster Internet connection
Virtual Classes allow lively interaction among the instructor
and students. Learners raise their hands and ask questions.                     • P350+ MHz, 128+ MB memory
The intructor uses interactive tools including a blackboard to                  • 800x600 16-bit color display or better
communicated concepts. The instructor polls the students for
                                                                                • Sound card
yes/no answers on critical test points. After the class, students
can access a playback feature to review the session. For students               • Headset with microphone is provided when you enroll
without easy access to a classroom, the virtual class provides an
excellent way to learn what they need to know to pass the test.
                                                                                  Life and Health Virtual Classroom Schedule
Virtual Classroom Package includes:
                                                                                        Three days, two 4-hour sessions per day
  • Life and Health Virtual Classroom Exam Prep Course
                                                                                        8:00 am–12:00 pm CDT and
  • License Exam Manual                                                                 1:00 pm–5:00 pm CDT
  • Student Notebook                                                                         Jul 16–18
  • Drill & Practice CD-Rom                                                                  Aug 13–15
  • Audio Review on Compact Disc                                                             Sep 17–19
  • Headset with built-in microphone                                                         Oct 22–24
Tuition: $299                                                                                Nov 26–28

                                               www.kaplanfinancial.com • 1-800-772-5334                                                                  
    Insurance Licensing Classes

    Life, Accident, and Health Exam Prep (22.5 Clock Hours)
                                                              Number of hours                                                         Number of hours
         Main Topics                                           on each topic Main Topics                                               on each topic
         General Insurance                                         2 hrs        Regulations                                                 2 hrs
         Life Insurance Plans                                      2 hrs        Health Insurance and HMO’s                                  3 hrs
         Life Insurance Porvisions and Riders                      2 hrs        Insurance for Seniors                                       1 hr
         Annuities                                                1.5 hrs       Long Term Care                                              1 hr
         Taxes and Retirement Plans                               2.5 hrs       Group Insurance                                             1 hr
                                                                                Quizzes, Practice Tests & Reviews                          4.5 hrs
         Exam prep with materials: $99

         Class and Information                                    Location                Jul            Aug             Sep          Oct            Nov
                                                                  Arlington	         16–18	              13–15	         10–12	        8–10	           5–7
         Life, Accident, and Health                               	                     	                27–29	         24–26	       22–24	          26–28
         Exam Prep                                                Austin	             9–11	               6–8	           4–6	          1–3	          12–14
         Exam prep class with materials: $299                     	                  23–25	              20–22	         17–19	       15–17
         Exam prep class without materials: $219                  	                     	                   	              	         29–31
         Class length: 3 days          8:00 am–4:30 pm            Dallas–Central	     9–11	               6–8	           5–7	         1–3	           12–14
         E = Evening Class                                        	                  23–25	              20–22	         17–19	       15–17	
         Class length: 6 days          6:00 pm–9:45 pm            	                     	                   	              	         29–31
                                                                  Fort	Worth	       30–Aug	1
                                                                  Houston–Bay	Area	 16–18	               27–29
                                                                  Houston–Main	       9–11	               6–8	           4–6	         1–3	           12–14
                                             New!
                                                                  	                  23–25	              20–22	         17–19	       15–17	          26–28
                                      Virtual Classroom           	                     	                   	              	         29–31
                                        Study Option              Houston–North	     23–25	              13–15	         10–12	       8–10	            5–7
                                                                  San	Antonio	       16–18	              13–15	         10–12	        8–10	           5–7
                                                                  	                 30–Aug	1	            27–29	         24–26	       22–24	          26–28

                                                                  VIRTUAL	CLASS	        16–18	           13–15	         17–19	       22–24	          26–28



    Property and Casualty Exam Prep (27 Clock Hours)
                                                              Number of hours                                                             Number of hours
         Main Topics                                           on each topic         Main Topics                                           on each topic
         What is an Insurance Agent                                2 hrs             Dwelling and Homeowners                                    3 hrs
         What is Insurance                                         2 hrs             Other Coverage and Options                                 2 hrs
         Insurance Contracts                                       2 hrs             Commercial Package Policy and Forms                        2 hrs
         Property and Casualty Basics                              2 hrs             Commercial General Lines                                   2 hrs
         Automobile Insurance                                     2.5 hrs            Worker’s Compensation                                      2 hrs
                                                                                     Quizzes, Practice tests and Reviews                       5.5 hrs
         Exam prep with materials: $99

         Class and Information                                    Location                Jul            Aug             Sep          Oct            Nov
                                                                  Arlington	             9–11	            6–8	           5–7	          1–3	          12–14
         Property and Casualty                                    	                        	             20–22	         17–19	       29–31	
         Exam Prep                                                Austin	               16–18	           13–15	         10–12	        8–10	           5–7
                                                                  	                    30–Aug	1	         27–29	         24–26	       22–24	          26–28
         General Lines Property and Casualty Agents               Dallas–Central	       16–18	           13–15	         10–12	        8–10	           5–7
         and Insurance Service Representatives                    	                    30–Aug	1	         27–29	         24–26	       22–24	          26–28
                                                                  Fort	Worth	           23–25	              	              	         15–17	
         Exam prep class with materials: $299                     Houston–Main	         16–18	           13–15	         10–12	       8–10	            5–7
         Exam prep class without materials: $219                  	                    30–Aug	1	         27–29	         24–26	       22–24	          19–21
         Class length: 3 days          8:00 am–6:00 pm            Houston–North	         9–11	            6–8	          17–19	       15–17	          12–14
                                                                  San	Antonio	           9–11	            6–8	           4–6	          1–3	          12–14
         E = Evening Class                                        	                     23–25	           20–22	         17–19	       15–17	
         Class length: 8 days        6:00 pm–9:30 pm              	                        	                	              	         29–31

    Pricing, class dates, and locations are subject to change without notice.                                     Course schedule continues on the next page.
    All classes have 10 minute breaks each hour and full day classes have a one hour lunch break.
    Please arrive 15 minutes early to class. If you must miss a portion of class, please discuss make-
    up with your instructor.

                                                        www.kaplanfinancial.com • 1-800-772-5334
Insurance Special License Classes

Increase your marketability as an insurance producer with Kaplan Financial’s valuable special license courses!

      Class and Information                                       Location           Jul          Aug           Sep           Oct           Nov
                                                                  Dallas–Central	    26	            	             	             	            29
      Limited Lines (8 Clock Hours)
      Exam prep class with materials: $99
      Class length: 1 day             8:00 am–5:00 pm
      Needed to consolidate a Life and Health
      and Property & Casualty license.

                                                                  Dallas–Central	     	            16
      Surplus Lines (9 Clock Hours)
      Exam prep class with materials: $99
      Class length: 1 day               8:00 am–6:00 pm
      Needed to place coverage with insurance
      carriers that are not allowed to sell insurance in Texas.


Pricing, class dates, and locations are subject to change without notice.
These special license courses do not earn any CE credit hours.
All classes have 10 minute breaks each hour and full day classes have a one hour lunch break.




Adjuster Licensing Classes
How to Obtain Your Adjuster License
Applicants can comply with the licensing requirements in one of two ways: (1) by passing the state-required exam or (2) being
certified by successfully completing a Kaplan Financial approved course (which includes passing the state-administered exam at the
end of class).
Certificates are granted for two specific licenses: Adjuster—Workers’ Compensation and Adjuster—Property and Casualty. A student
will be certified by the state upon attending licensing classroom time, which includes 90% attendance of classroom required hours,
and scoring at least 70% on the final exam.
These courses are regulated and approved by the Texas Department of Insurance and are not regulated by the Texas Workforce
Commission.

      Class and Information                                       Location           Jul          Aug           Sep           Oct           Nov
                                                                  Arlington	          	            	              	             	          26–29
      Adjuster—Workers’ Compensation                              Austin	             	           6–9	
      Exam prep class with materials: $399                        Houston–Main	       	            	              	          15–18
      Class length: 4 days          8:00 am–5:30 pm




                                                                  Arlington	           	         27–31	           	          15–19	
      Adjuster—Property and Casualty                              Austin	           16–20	          	          17–21	       29–Nov	2
      Exam prep class with materials: $449                        Dallas–Central	   23–27	          	          10–14	          1–5	         5–9
      Class length: 5 days          8:00 am–6:00 pm               Houston–Main	     9–13	           	          10–14	            	         12–16
                                                                  San	Antonio	        	          13–17	          	            8–12	




Pricing, class dates, and locations are subject to change without notice.
All classes have 10 minute breaks each hour and full day classes have a one hour lunch break.
Please arrive 15 minutes early to class. If you must miss a portion of class, please discuss make-up with your instructor.
Students may enroll in class up to start of first day of class.
Students may retake classes after failed test attempt within 1 year of class purchase.
We reserve the right to remove disruptive students from class. Refunds will be given on a prorated basis. Readmission is taken on a case-by-case basis.


                                                        www.kaplanfinancial.com • 1-800-772-5334                                                          
    Insurance Self-Study and Correspondence Packages


                       Kaplan Financial offers self-study
                              correspondence sets for self-motivated,
                                                                                Life and Health                                    Property and Casualty
                                   independent learners. These sets             Insurance Licensing                                Insurance Licensing
                                     are superior because they contain          Gold .........................$89                  Gold .........................$89
                                      expertly written, current content         Each set includes:                                 Each set includes:
                                      based on each state’s examination                                                            • P&C License Exam Manual
                                                                                • L&H License Exam Manual
                                      outline. These exam-focused                                                                  • P&C Drill & Practice CD
                                                                                • L&H Drill & Practice CD
                                      materials contain all of the
                                    information needed to prepare the
                                learner to pass the state exam. Each            Platinum................ $109                      Platinum................ $109
                       set also contains a powerful exam simulator.             The Platinum Set is ideal for the self-directed,   The Platinum Set is ideal for the self-directed,
                                                                                highly motivated learner. Each set includes:       highly motivated learner. Each set includes:
                       Students who use Kaplan Financial study sets
                       consistently pass the exam on the first attempt.         • L&H License Exam Manual                          • P&C License Exam Manual
                                                                                • L&H Drill & Practice CD                          • P&C Drill & Practice CD
                                                                                • L&H Audio Review CD                              • P&C Audio Review CD




    Insurance Study Aids May Be Purchased Separately
                     State License Exam    these convenient CDs. The audio         weighting of each state exam,                      provide students with a simulated
                     Manual $9            experience provides excellent           according to the state outline.                    classroom experience. Students’
                     Our redesigned,       reinforcement and fully integrates      The Drill & Practice Test Bank                     test-taking readiness will be
                     state-specific        with the companion Kaplan               produces an exam to challenge the                  enhanced by this superior study
                     License Exam          Financial study materials.              learner much like the actual exam.                 experience as they watch, listen,
                     Manual combines                                               Both general insurance questions                   and learn from Kaplan’s top
                                           Drill & Practice Test Bank $9
                     general insurance                                             and state-specific material are                    instructors. This
                                           (Online or CD-ROM)
                     concepts and state-                                           included in this powerful study                    interactive product
                                           Learners will benefit from
    specific insurance laws/regulations                                            tool. Choose online or CD-ROM.                     should not be used
                                           this database of exam-focused
    in one convenient text. Helpful                                                                                                   as the sole source
                                           questions from which they can           Recorded Video Webcast $79*
    study tips are featured through                                                                                                   for the license exam;
                                           customize a nearly unlimited            These innovative study tools
    Take Note icons, Test Topic Alerts,                                                                                               students should
                                           number of practice exams. Drill         provide a recorded, instructor-led
    and unit tests.                                                                                                                   use the Webcast in
                                           & Practice products                     overview of the most testable
                                                                                                                                      conjunction with the
    Audio Review $9                       are customized                          points for the state insurance
                                                                                                                                      State License Exam
    Professional                           by state. Our                           licensing exam. They are
                                                                                                                                      Manual and a Drill & Practice
    voices relay the                       proprietary exam                        conveniently accessible 24/7 to
                                                                                                                                      product.
    most testable                          simulator is                            accommodate busy schedules.
    information in a                       able to precisely                       The Webcasts combine a video                       Correspondence Exam $9
    Q&A format on                          simulate the                            and PowerPoint® presentation to
                                                                                                                                                              *Life and Health only




                                                    www.kaplanfinancial.com • 1-800-772-5334
Securities Licensing Classes

How to Obtain Your Securities License
1. You must be at least 18 years of age and have prior work experience     4. Schedule an appointment for the licensing exam with Prometric
   to attend our classes.                                                     Testing Centers at 1-800-578-6273 three to four weeks before the
2. Submit your Form U-4 to your employer pursuant to the employer’s           class begins. The appointment will be canceled if the examinee is not
   requirements. A window to take the exam will not be opened                 approved for testing on the basis ofsubmission of the Form U-4.
   without a U-4 submission.                                               5. For optimum results, plan to do some pre-/post-study. Plan for
3. Enroll in a Kaplan Financial securities licensing course, four to six      homework questions each night. Plan two to three days of review
   weeks before the class date by calling Kaplan Financial customer           before taking your licensing exam.
   service at 1-800-772-5334 or enrolling online at                        6. Take your test within five days of completing the class and pass
   www.kaplanfinancial.com.                                                   with confidence!

 For class dates and locations, see pages 10 and 11.

Series  (18.5 Clock Hours)                                                Series 7 (37.5 Clock Hours)
Investment Company Products/Variable Contracts Limited                     General Securities Representative: Required of individuals soliciting
Representative: Required of individuals soliciting the purchase or sale    the purchase or sale of corporate, municipal and U.S. government
of redeemable securities (mutual funds), variable contracts (variable      securities, options, direct participation programs, investment
annuities) and insurance premium funding programs (variable life)          company products and variable contracts.
issued by insurance companies.                                                                                                Number of hours
                                                  Number of hours          Main Topics                                          on each topic
Main Topics                                         on each topic          Course Intro/Testing Techniques                          1 hr
Intro, Equity and Debt Securities                    2.5 hrs               Equities                                                1.5 hrs
Securities Markets                                    1 hr                 Debt Securities                                         4.5 hrs
Investment Risk Types, Investment Companies          1.5 hrs               Municipal Securities                                     5 hrs
Mutual Funds                                          3 hrs                Options                                                 5.5 hrs
Variable Annuities, Life Contracts, Retirement Plans 2.5 hrs               Accounts, Customer and Margin                            2 hrs
Securities Regulations                                2 hrs                Issuing and Trading Securities                           5 hrs
Homework Review                                       1 hr                 Brokerage Support Services,
Final Review                                          1 hr                   Invest. Company Products                               3 hrs
Practice Tests and Final Practice Exam                4 hrs                Retirement Plans, Variable Annuities                     2 hrs
Class with materials: $9                          Class only: $199       Direct Participation Programs                            1 hr
                                                                           Economics and Analysis                                   2 hrs
Series  (4 Clock Hours)                                                  US Government Rules and Regulations                      1 hr
                                                                           Homework Review, Practice Test &
Uniform Securities Agent: Required of individuals soliciting the             Final Practice Exam                                    4 hrs
purchase or sale of securities within a state. The exam may be
required in addition to other exams.                                       Class with materials: $19                         Class only: $99
Class with materials: $89                           Class only: $9
                                                                           Series  (15 Clock Hours)
                                                                           Uniform Investment Advisor: Required of individuals acting as or
                                                                           soliciting for the service of investment advisers. This exam may be
                                                                           required in addition to other exams.
                                                                                                                               Number of hours
                                                                           Main Topics                                           on each topic
                                                                           Securities                                              1.5 hrs
                                                                           Bonds, Cash & Cash Equivalents                           1 hr
                                                                           Annuity Plans, Options,
                                                                             Dir. Part. Prog. Invest., Comp. Sec                    1 hr
                                                                           Trading Securities, Retirement Plans                    1.5 hrs
                                                                           Profiles, Risks, Economics, Quantitative Evaluation     2.5 hrs
                                                                           Invest. Advisors Act of 1940, Unethical Practices       2.5 hrs
                                                                           Uniform Securities Act                                  3.5 hrs
                                                                           Federal Securities Regulations                          1.5 hrs
                                                                           Class with materials: $9                         Class only: $19


                                                                                  Please arrive 15 minutes early to class. If you must miss a portion
                                                                                              of class, please discuss make-up with your instructor.


                                                 www.kaplanfinancial.com • 1-800-772-5334                                                               7
    Securities Licensing Classes (cont.)

    Series  (7.5 Clock Hours)                                                       For class dates and locations,
    Uniform Combined State Law: Required of individuals acting as or                  see pages 10 and 11.
    soliciting for the service of investment advisers and soliciting the
    purchase or sale of securities within a state.
    Class with materials: $19                        Class only: $19

    Series  (15 Clock Hours)                                                Series  (15 Clock Hours)
    National Commodities Futures: Required for registration with the         General Securities Principal: Required of individuals responsible for
    national commodity exchanges in order to solicit and sell commodity      the management or supervision of a member’s investment banking or
    futures and options on futures.                                          securities business. The Series 24 qualifies an individual as a General
                                                     Number of hours         Securities Principal.
    Main Topics                                        on each topic                                                           Number of hours
                                                                             Main Topics                                         on each topic
    Futures – Trading, Speculation, Options,
                                                                             Supervision of Investment Banking                        3 hrs
     Interest Rates                                          7.5 hrs
                                                                             Supervision of Investment Company Offerings              1 hr
    Hedging                                                   1 hr
                                                                             Secondary Markets                                       2.5 hrs
    Markets                                                   .5 hr
                                                                             Supervision of Brokerage Operations                      3 hrs
    Spreads and Analysis                                      2 hrs
                                                                             Supervision of Sales and Compliance                      3 hrs
    Regulations                                               2 hrs
                                                                             Supervision of Finance and Administration               2.5 hrs
    Review and Practice Test                                  2 hrs
                                                                             Class with materials: $9                        Class only: $19
    Class with materials: $09                          Class only: $9

    Series  (7.5 Clock Hours)                                               Series  (15 Clock Hours)
                                                                             Investment Company Products/Variable Contracts Limited Principal:
    Registered Options Principal: Required for an individual to act as
                                                                             Required of individuals, who will supervise individuals soliciting the
    a Registered Options Principal. The licensee may be designated
                                                                             purchase or sale of redeemable securities, variable contracts and
    by a member to serve as a Senior Registered Options Principal, a
                                                                             insurance premium funding programs issued by insurance companies.
    Compliance Registered Options Principal, etc.
                                                                                                                               Number of hours
    Class with materials: $9                       Class only: $9        Main Topics                                         on each topic
                                                                             Regulation of Investment Companies                      4 hrs
    Series 9/10 (22.5 Clock Hours)                                           Client Account Procedures                              3.5 hrs
    General Securities Sales Supervisor: Required of individuals             Supervision of Brokerage Operations                     2 hrs
    responsible for the supervision of sales activities in corporate,        Supervision of Sales and Compliance                     3 hrs
    municipal and options securities, investment company products,
                                                                             Supervision of Finance and Administration              2.5 hrs
    variable contracts, and direct participation programs.
                                                        Number of hours      Class with materials: $79                        Class only: $9
    Main Topics                                           on each topic
    Options and Hedging                                       4 hrs          Series 7/8 (15 Clock Hours)
    Margin and Taxation, Customer Accts & Margin              3 hrs          Financial and Operations Principal: Tests a candidate’s
    Opening Accounts Trading and Advertising                  1 hr           knowledge and understanding of financial responsibility rules and
    Supervision, Supervisory Issues &                                        record-keeping requirements.
                                                                                                                              Number of hours
      Sales Supervision                                      3.5 hrs         Main Topics                                        on each topic
    Management of Customer Accounts
      and Uniform Practice                                   2.5 hrs         Net Capital and AI                                      3 hrs
    Trading and Market Making                                1.5 hrs         Record Keeping and Recording                            1 hr
    Investment Banking & Companies                            2 hrs          Extension of Credit                                     2 hrs
    Retirement Plans                                          .5 hr          Customer Protection                                    1.5 hrs
    Municipal Registration, Syndicates, & Trading             3 hrs          Regulations, Uniform Protection, MSRB Rules             5 hrs
    MSRB Regulations                                         1.5 hrs         Trial Balance Computation                              1.5 hrs
                                                                             Review                                                  1 hr
    Class with materials: $9                          Class only: $19
                                                                             Class with materials: $99                        Class only: $9

                                                                             Series  (7.5 Clock Hours)
                                                                             Municipal Securities Principal: Required of individuals
                                                                             who as principal will supervise the activities of municipal
                                                                             securities representatives
                                                                             Class with materials: $9                         Class only: $9


    Please arrive 15 minutes early to class. If you must miss a portion of
    class, please discuss make-up with your instructor.


8                                                    www.kaplanfinancial.com • 1-800-772-5334
Study Anywhere, Anytime with Kaplan Financial’s
NEW Virtual Classes for Securities Licensing Exam Prep

Kaplan Financial has                                                                  Virtual Class Materials
a solution for you!                                                                   License Exam Study Manual
Our new virtual class experience is an Internet-delivered                             An exam-focused textbook study manual
alternative for a traditional class, ideal for exam candidates                        complete with current content, interactive
in remote areas who do not have access to a live class. These                         exercises, Quick Quizzes, and Test Topic Alerts.
interactive virtual classes feature the same engaging Kaplan
Financial instructors that our traditional classes do.                Drill & Practice Test Bank (CD)
                                                                      A robust database of test questions that
Why partner with Kaplan Financial?                                    enables learners to customize an unlimited
Candidates prepare to pass the first time with all the benefits of    number of practice exams. Learners will
our signature live classes. Corporate managers are empowered          sharpen test-taking skills and increase
to deliver high-quality, consistent programs that help candidates     comprehension with this easy-to-use tool.
get to market and produce revenue more quickly, while saving          It contains detailed rationales and practice final exams that
time and boosting productivity.                                       simulate the actual exam in proportional topic and weighting.

Solution Overview                                                                      Student Notebook
This new and innovative virtual class experience engages                               A concise, easy-to-use tool that includes
learners from the moment the class begins. Expert instructors                          important study notes and highlights critical
present the material live while learners follow along with a                           exam-focused content. This resource provides
PowerPoint® presentation and Student Notebook. Frequent                                a convenient note-taking opportunity for
interactive opportunities throughout each presentation engage                          organized, post-class review.
learners and maximize retention of test-critical material.
Students can ask questions by raising their hand and speaking
                                                                      Enrichment Exams
through their headset microphone or by sending a question             This concise collection showcases practice questions built
through private text chat to the instructor or to the entire class.   on the most newly tested topics and is frequently updated to
                                                                      address the latest regulations and testable concepts. It is strongly
Key Features                                                          recommended that learners carefully review all Enrichment
  Outstanding instructors deliver an engaging and interactive         Exam questions and rationales before testing to ensure the best
   learning experience.                                               possible exam performance.
  Frequent comprehension checks, test prep questions, test tips,      Mastery Exams (optional)
    and assessments give learners the edge in testing skill.          Learners test exam readiness with this predictive exam
  Continual opportunities for learner feedback and comments           experience that gives a final reading of areas of strength and
    encourage participation, including yes/no polls, hand claps,      weakness. Designed and rigorously field tested to simulate the
    and text chats.                                                   exam in topic coverage and degree of difficulty, this exam is
                                                                      an outstanding follow-up for self-study, classroom or virtual
  Sharp graphics illustrate key concepts for maximum
                                                                      classroom courses.
    retention.
  Recorded class playbacks provide an unlimited opportunity
    to review and reinforce key concepts for 45 days after class.
  Knowledge Center offers fingertip access to a comprehensive
                                                                      Support Services
    suite of support resources, including the following:              Guided Study Calendar features recommended daily study
                                                                      activities that follow Kaplan Financial’s proven study system.
       •   Daily study calendar
       •   Assignments                                                Instructor Chat before each daily class session.
       •   Class resources                                            AnswerPhoneSM connects learners to Kaplan Financial’s team of
       •   Links to Audio Reviews and diagnostic exams                subject matter experts for assistance in mastering material.



    Headset Offer
    For complete interactivity with the instructor and others
    attending the virtual class, we offer a headset with built-in
    microphone for only $19. Order when you enroll in class.



                        To order securities materials, call 1-800-521-3395 or visit www.kaplanfinancial.com.                                 9
     Securities Licensing Classes

           Class and Information                                   Location                Jul           Aug           Sep          Oct         Nov
                                                                   Arlington	               	            1–3	         26–28	
          Series                                                  Austin	                9–11	            	          24–26	          	        12–14
          Class with materials: $239   Class only: $199            Dallas–Central	       18–20	         29–31	        12–14	       24–26	      28–30
          Class length: 2½ days        Days 1–2: 8:30 am–5:00 pm   Houston–Bay	Area	        	             	            4–6	        29–31	
                                       Day 3: 8:30 am–12:00 pm     Houston–Main	          9–11	         13–15	        10–12	       8–10	        5–7
                                                                   Houston–North	           	              	          24–26	          	        19–21
                                                                   San	Antonio	          23–25	            	             	         15–17	


          Class with materials: $219                               VIRTUAL	CLASS	         16–19	        13–16	        10–13	       15–18	      12–15
          Class length: 4 days         1:00 pm–5:00 pm ET          	                     14–15W	       11–12W	        8–9W	       13–14W	     10–11W
          W=Weekend, 2 days            11:00 am–8:00 pm ET

                                                                   Arlington	               	              3	           28	
          Series                                                 Austin	                 11	             	            26	           	         14
          Class with materials: $89    Class only: $69             Dallas–Central	         20	            31	           14	          26	        30
          Class length: ½ day          12:30 pm–5:00 pm            Houston–Bay	Area	        	              	            6	           31	
                                                                   Houston–Main	           11	            15	           12	          10	        7
                                                                   Houston–North	           	              	            26	           	         21
                                                                   San	Antonio	            25	              	            	           17	

          Class with materials: $79    12:00 pm–2:30 pm ET and     VIRTUAL	CLASS	          20	            17	           14	          19	         16
          Class length: 2 days         3:30 pm–5:30 pm ET          	                      21W	           18W	          15W	         20W	        17W
          W=Weekend, 2 days            Same hours

                                                                   Arlington	            23–27	
          Series 7                                                 Austin	                  	           13–17	           	          8–12	
          Class with materials: $419   Class only: $299            Dallas–Central	        9–13	         13–17	        17–21	        8–12	      12–16
          Class length: 5 days         8:30 am–5:00 pm             Houston–Bay	Area	        	             	             	           1–5	
                                                                   Houston–Main	         16–20	         20–24	        17–21	       15–19	      12–16
                                                                   Houston–North	           	           27–31	          	          22–26	
                                                                   San	Antonio	          16–20	            	          10–14	          	        26–30

          Class with materials: $419   9:00 am–12:30 pm ET and     VIRTUAL	CLASS	      10–Aug	2E	       7–30E	        4–27E	      9–Nov	1E	   6–Dec	4E
          Class length: 5 days         1:30 pm–4:30 pm ET                                23–27          20–24         24–28        22–26       26–30
          E = 8 days, Tue & Thu        6:00 pm–9:30 pm ET

                                                                   Arlington	               	              	          24–25	
          Series                                                 Austin	                  	            2–3	            	            	        15–16
          Class with materials: $249   Class only: $139            Dallas–Central	       23–24	            	             	            	        26–27
          Class length: 2 days         8:30 am–5:00 pm
                                                                   Houston–Main	         12–13	         16–17	          	          11–12	
                                                                   San	Antonio	            	              	             	          18–19



          Class with materials: $229                               VIRTUAL	CLASS	        11–13	          9–11	        12–14	        3–5	        7–9
          Class length: 3 days         12:00 pm–5:00 pm ET         	                     25–27	            	          26–28	          	        28–30


                                                                   Arlington	               	               	           24	
          Series                                                 Austin	                  	              2	            	            	         15
          Class with materials: $219   Class only: $129            Dallas–Central	         23	              	            	            	         26
          Class length: 1 day          8:30 am–5:00 pm             Houston–Main	           12	            16	            	           11
                                                                   San	Antonio	             	              	             	           18	


          Class with materials: $199                               VIRTUAL	CLASS	         9–10	          6–7	         10–11	        1–2	        5–6
          Class length: 2 days         12:30 pm–5:00 pm ET         	                     23–24	            	          24–25	          	        26–27


     Pricing, class dates, and locations are subject to change without notice.
     All classes have 10 minute breaks each hour and full day classes have a one hour lunch break.
     Please arrive 15 minutes early to class. If you must miss a portion of class, please discuss make-up with your instructor.
     Students may enroll in class up to start of first day of class.
     Students may retake classes after failed test attempt within 1 year of class purchase.

10                                                        www.kaplanfinancial.com • 1-800-772-5334
Securities Licensing Classes (cont.)

      Class and Information                                       Location                    Jul              Aug             Sep              Oct            Nov
                                                                  Dallas–Central	                 	               	            5–6	
     Series 
     Class with materials: $309    Class only: $249
     Class length: 2 days          8:30 am–5:00 pm

                                                                  Dallas–Central	                 	               6	                	              	             5
     Series                                                      Houston–Main	                   	              27	
     Class with materials: $369    Class only: $259
     Class length: 1 day           8:30 am–5:00 pm

                                                                  Dallas–Central	                 	            6–8	                 	              	            5–7
     Series 9/10 (Previously registered as Series 8)              Houston–Main	                   	           27–29	
     Class with materials: $669    Class only: $419
     Class length: 3 days          8:30 am–5:00 pm

                                                                  Dallas–Central	            16–17	              	                  	          22–23	
     Series                                                     Houston–Main	                	              30–31	
     Class with materials: $429    Class only: $319
     Class length: 2 days          8:30 am–5:00 pm

                                                                  Dallas–Central	                     	           	           10–11	               	            5–7
     Series                                                     Houston–Main	                       	           	           24–25	
     Class with materials: $379    Class only: $269
     Class length: 2 days          8:30 am–5:00 pm

     Class with materials: $349                                   VIRTUAL CLASS              23–26            20–23           17–20            22–25          12–15
     Class length: 4 days          2:00 pm–5:00 pm ET

                                                                  Dallas–Central	                 	           27–28	
     Series 7/8
     Class with materials: $499    Class only: $339
     Class length: 2 days          8:30 am–5:00 pm

                                                                  Dallas–Central	                 	               8	                	              	             7
     Series                                                     Houston–Main	                   	              29	
     Class with materials: $369    Class only: $239
     Class length: 1 day           8:30 am–5:00 pm

Pricing, class dates, and locations are subject to change without notice.
All classes have 10 minute breaks each hour and full day classes have a one hour lunch break.
Please arrive 15 minutes early to class. If you must miss a portion of class, please discuss make-up with your instructor.
Students may enroll in class up to start of first day of class.
Students may retake classes after failed test attempt within 1 year of class purchase.




Planning Calendar
Use this handy calendar when registering for courses and scheduling your exam. If you have questions or comments, call our
experienced customer service professionals at 1-800-521-3395.

July 2007                         August 2007                     September 2007                          October 2007                        November 2007
Sun Mon Tue Wed Thu Fri   Sat     Sun Mon Tue Wed Thu Fri   Sat    Sun Mon Tue Wed Thu Fri    Sat         Sun Mon Tue Wed Thu Fri       Sat   Sun Mon Tue Wed Thu Fri   Sat

 1 2 3 4 5 6 7                                 1 2 3 4                                        1               1 2 3 4 5 6                                      1 2 3

 8 9 10 11 12 13 14                5 6 7 8 9 10 11                  2 3 4 5 6 7 8                         7 8 9 10 11 12 13                   4 5 6 7 8 9 10

15 16 17 18 19 20 21              12 13 14 15 16 17 18              9 10 11 12 13 14 15                   14 15 16 17 18 19 20                11 12 13 14 15 16 17

22 23 24 25 26 27 28              19 20 21 22 23 24 25             16 17 18 19 20 21 22                   21 22 23 24 25 26 27                18 19 20 21 22 23 24

29 30 31                          26 27 28 29 30 31                 30
                                                                         24 25 26 27 28 29                28 29 30 31                         25 26 27 28 29 30


     boxes indicate School holidays and our offices are closed


                                                       www.kaplanfinancial.com • 1-800-772-5334                                                                               11
     Securities Licensing Self-Study Courses and Study Aids

      Series Options                                                                 Price              Series Options                                                                 Price
       Series  Manual with Online Drill & Practice . . . . . . . . . . . . $139                         Series  Manual with Online Drill & Practice . . . . . . . . . . . . $199
                    Manual with Drill & Practice CD-ROM . . . . . . . . . . $139                                      Manual with Drill & Practice CD-ROM . . . . . . . . . . $199
                    Complete Online Course—includes Online                                               Series  Manual with Online Drill & Practice . . . . . . . . . . . . $229
                    Manual and Online Drill & Practice . . . . . . . . . . . . . . . $139                             Manual with Drill & Practice CD-ROM . . . . . . . . . . $229
                    Audio Review CD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $39
                                                                                                         Series 9 Manual with Online Drill & Practice . . . . . . . . . . . . $109
       Series 7 Manual with Online Drill & Practice . . . . . . . . . . . . $249                                      Manual with Drill & Practice CD-ROM . . . . . . . . . . $109
                    Manual with Drill & Practice CD-ROM . . . . . . . . . . $249
                    Complete Online Course—includes Online                                             Series 10 Manual with Online Drill & Practice . . . . . . . . . . . . $259
                    Manual and Online Drill & Practice . . . . . . . . . . . . . . . $249                             Manual with Drill & Practice CD-ROM . . . . . . . . . . $259
                    Audio Review CD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $39      Series  Manual with Online Drill & Practice . . . . . . . . . . . . $249
     Series  Manual with Online Drill & Practice . . . . . . . . . . . . . $49                                      Manual with Drill & Practice CD-ROM . . . . . . . . . . $249
                    Manual with Drill & Practice CD-ROM . . . . . . . . . . . $49                                     Audio Review CD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $39
                    Complete Online Course—includes Online                                             Series  Manual with Online Drill & Practice . . . . . . . . . . . . $189
                    Manual and Online Drill & Practice . . . . . . . . . . . . . . . $49                              Manual with Drill & Practice CD-ROM . . . . . . . . . . $189
                    Audio Review CD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $39                     Audio Review CD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $39
     Series  Manual with Online Drill & Practice . . . . . . . . . . . . $149                     Series 7/8 Manual with Online Drill & Practice . . . . . . . . . . . . $309
                    Manual with Drill & Practice CD-ROM . . . . . . . . . . $149                                      Manual with Drill & Practice CD-ROM . . . . . . . . . . $309
                    Audio Review CD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $39
                                                                                                       Series 1 Manual with Online Drill & Practice . . . . . . . . . . . . . .$99
     Series  Manual with Online Drill & Practice . . . . . . . . . . . . $139                                       Manual with Drill & Practice CD-ROM . . . . . . . . . . . .$99
                    Manual with Drill & Practice CD-ROM . . . . . . . . . . $139
                                                                                                       Series 1 Manual with Online Drill & Practice . . . . . . . . . . . . $129
                    Audio Review CD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $39
                                                                                                                      Manual with Drill & Practice CD-ROM . . . . . . . . . . $129
                                                                                                       Series  Manual with Online Drill & Practice . . . . . . . . . . . . $229
                                                                                                                      Manual with Drill & Practice CD-ROM . . . . . . . . . . $229
                                                                                                       Series  Manual with Online Drill & Practice . . . . . . . . . . . . $189
                                                                                                                      Manual with Drill & Practice CD-ROM . . . . . . . . . . $189




                                 Kaplan Financial Exam Prep                                                           Audio Review—Compact Disc
                           Includes the interactive Study Manual and                                               Audio Review is an excellent add-on study tool,
                           Drill & Practice CD. The Drill & Practice                                               reinforcing the most testable points presented in
                           CD contains a database of exam-focused                                                  Kaplan Financial’s study materials. It provides
                           questions from which students can create                                 an overview of the most critical information from each lesson in
                           an unlimited number of practice exams.                                   audio CD format.
     Exams are proportional in topic and weight to the actual exam.
     Most sets include print exams.
                                                                                                                007 Pocket Tables........................$7.0
                                                                                                               Be the first to inform your clients of new tax rate and
     Online Courses for Series 7, , and                                                                     benefit schedules in 2007 by providing them with
                                                                                                               Kaplan Financial’s 2007 Pocket Tables. It is a quick tax
     Our courses for Series 7, 6, and 63 offers students a fully                                               reference tool they will value and keep throughout the
     interactive and engaging study experience in an online                                                    year. It covers major changes in the tax landscape that
     environment. Each course features an online study manual with                                  become effective for the first time in 2007. Pocket Tables content
     clearly defined learning objectives, alerts for highly testable                                is prepared by an experienced editorial staff of highly qualified
     subjects, audio clips to reinforce learning, bookmarking, Quick                                legal and tax professionals. Attach your business card or imprint
     Quizzes, an unlimited number of customizable practice exams,                                   your company name and use as a promotional mailer to your
     and a final exam that simulates the actual testing experience.                                 clients and centers of influence. The retail price reflects one
                                                                                                    packet of 50 Pocket Table brochures.




1                                                                www.kaplanfinancial.com • 1-800-772-5334
Sit for the July 008 CFP® Certification Examination

Classes begin as early as September 2007 for the July 2008 exam
cycle. Kaplan Financial offers three high-quality, CFP Board-
registered programs to help your associates obtain the required
                                                                       To Prepare for the November 007 Exam,
education to sit for the CFP® Certification Examination. Choose        Attend This LIVE Review Class
from one of the following programs:
                                                                       Location:        Allstate Financial           Kaplan Financial
  • Accelerated Certificate in Financial Planning
  • Executive Certificate in Financial Planning                                         8675 Freeport Pkwy.          1250 W. Sam Houston
                                                                                        Irving, TX 75066             Pkwy. S., Suite 150
  • Online Certificate in Financial Planning
                                                                                                                     Houston, TX 77042

Why Pursue CFP® Certification?                                         Dates:           6 days,
                                                                                        September 21–23 &
                                                                                                                     5 days,
                                                                                                                     October 10–14
 • The 2004 FPA Financial Performance Study results show CFP®                           October 12–14                Wed-Sat:
   certification boosts revenue and owner income.*
                                                                                        Fri-Sat:                     8:00 am–5:00 pm
 • Solo CFP® professionals earned nearly $20,000 more than                              8:00 am–5:30 pm              and Sun:
   those without CFP® certification.                                                    and Sun:                     8:00 am–3:00 pm
 • CFP Board research shows that consumers increasingly rely                            8:00 am–4:00 pm
   on credentials when selecting a financial adviser.
                                                                       Deadline         September 7                  September 26
Accelerated Certificate in Financial Planning
This CFP Board-Registered Program blends a highly effective             Class dates and locations are subject to change without notice.
methodology of self-study and classroom instruction for an
excellent learning experience. Choose from virtual or traditional
classroom programs. Associates can select from classes offered
in six major cities across the United States or participate in our
                                                                     Executive Certificate in Financial Planning
innovative Web-based virtual classes.                                University Programs are offered through leading institutions
                                                                     across the country like Fordham and Georgetown Universities.
 • Traditional classroom combines live instruction with self-        The Executive Certificate in Financial Planning Program
   study. This accelerated program consists of six courses and       (University Programs) is designed to meet the schedule
   can be completed in just nine months—less than half the           demands of working professionals. The program benefits both
   time required for typical programs.                               experienced professionals seeking to advance their careers and
 • Virtual classroom is an instructor-led, Web-based program         those entering the field for the first time. Programs are available
   that provides all the benefits of a traditional classroom from    in 9-month and 12-month curriculums.
   the convenience of the learner’s home or office or on the
   road. The playback feature offers a convenient method for
                                                                     Online Certificate in Financial Planning
   making up missed classes or reviewing key lectures. This          This fully self-paced program designed by Kaplan University
   program, which comprises six courses, can be completed in         is our self-study option. Study anytime, anywhere. Instructors
   just nine months.                                                 are available via class message boards and through email. The
                                                                     program can be completed in 12 months or less and includes six
                                                                     courses, each consisting of 10 units. There is one online quiz per
                                                                     lesson and an online final exam at the end of each course.
                                                                     Review Course Options
                                                                     Ready to sit for the exam but need an intensive review? Review
                                                                     courses are available in traditional, virtual, and online formats.
                                                                     We offer more than 30 classes in 18 states across the country.
                                                                     If you prefer self-study with textbooks, ask about our newly
                                                                     updated materials in our money-saving Platinum package.




                                            www.kaplanfinancial.com • 1-800-772-5334                                                       1
     Sit for the July 008 CFP® Certification Examination (cont.)


     Ensure pass rate success by enrolling in one of our leading programs today!
              Class Information                                                                  FP101                  FP10                 FP10                 FP10                  FP10                 FP10
                                                                  Chicago                       Sep 6–9              Oct 11–14           Nov 29–Dec 2             Jan 10–13  Feb 21–24    Apr 3–6
            Traditional Live Class                                Dallas                       Sep 27–30             Nov 8–11             Dec 13–16               Jan 24–27 Mar 13–16 Apr 24–27
            July 008                                             Houston                       Sep 6–9              Oct 18–21           Nov 29–Dec 2             Jan 10–13  Feb 21–24    Apr 3–6
                                                                  Los Angeles                  Sep 27–30             Nov 8–11             Dec 13 –16              Jan 24–27 Mar 13–16 Apr 24–27
            Certification Exam
                                                                  New York                      Sep 6–9              Oct 11–14           Nov 29–Dec 2             Jan 10–13 Feb 28–Mar 2 Apr 24–27
                                                                  San Francisco                 Sep 6–9              Oct 18–21           Nov 29–Dec 2             Jan 10–13  Feb 21–24    Apr 3–6
                                                                  Class 1                          Sep 6                Oct 15                 Nov 26                  Jan 9                Feb 20                Apr 7
            Virtual Class                                         Class 2                         Sep 10                Oct 17                 Nov 28                 Jan 10                Feb 21                Apr 9
            July 008                                             Class 3                         Sep 12                Oct 18                 Nov 29                 Jan 14                Feb 25                Apr 10
                                                                  Class 4                         Sep 13                Oct 22                 Dec 3                  Jan 16                Feb 27                Apr 14
            Certification Exam                                    Class 5                         Sep 17                Oct 24                 Dec 6                  Jan 17                Feb 28                Apr 16
                                                                  Class 6                         Sep 19                Oct 25                 Dec 10                 Jan 21                 Mar 3                Apr 17
                                                                  Class 7                         Sep 20                Oct 29                 Dec 12                 Jan 23                 Mar 5                Apr 21
                                                                  Class 8                         –––––                 –––––                  Dec 13                 Jan 24                 Mar 6                Apr 23

     Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP      ® in the U.S., which it awards to individuals who successfully complete
     CFP Board’s initial and ongoing certification requirements. Kaplan University does not certify individuals to use the CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP ®, certification marks. CFP       ® certification is granted
     only by Certified Financial Planner Board of Standards Inc. to those persons who, in addition to completing an educational requirement such as this CFP Board-Registered Program, have met its ethics, experience and
     examination requirements. Kaplan Financial and Kaplan University are review course providers for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards Inc. CFP Board does
     not endorse any review course or receive financial remuneration from review course providers.
     *Reprinted with permission from The Financial Planning Association. To purchase a copy of the study from The Financial Planning Association, visit www.fpanet.org/products.




     Now Available!
     Qualified Financial Advisor (QFA) Online Course
     Catapult your career into one of
      the hottest markets—financial planning.
     Whether you’re new to the field or just want to expand your knowledge
     base, this outstanding program is your choice. The components of Kaplan
     Financial’s QFA program ensure a solid foundation in the wealth management
     process, and will help you provide superior service to your clients.
     QFA curriculum focuses on:
        •       the fundamentals of personal investment management and
                integrated financial planning
        •       the broad range of financial issues confronting those seeking
                to increase their wealth and the planning intricacies of high net
                worth individuals
        •       the foundation for those interested in the CFP certification. Those
                who earn their QFA designation will receive credit toward their
                mandatory education for the CFP Certification Exam.
     The QFA program is self-directed, so you can learn at your own pace. No
     textbooks or offline study materials are required.
     To begin the QFA course or for more information, call 1-888-694-3568 or
     visit us online at www.kaplanfinancial.com/QFA.




                                          Enroll today by calling Kaplan Financial Customer Service at 1-888-694-3568.
1                              To view class schedules and download enrollment forms, please visit www.kaplanfinancial.com.
Quality Insurance Designation Study Materials
from a Trusted Provider
Insurance Achievement®
In July 2004, Kaplan Professional acquired Insurance Achievement®, a nationally recognized provider of self-study professional
designation materials for the financial services industry. Insurance Achievement was founded in 1969 and provides learning programs
to individuals working toward professional designations—specifically: ChFC®,CLU®, CASL™,RHU®, REBC®, CPCU®, ARM®, and
AIC®.The acquisition enables Kaplan Financial to augment its professional designation offering portfolio and target customers
looking for these designation programs. All study materials are designed with the goal of mastering the required subject matter so that
candidates pass their exams on the first attempt.
  •   Personalized strategies are available to every candidate.
  •   Courses include a variety of formats to enhance the learning experience.
  •   Personal counselors are available to assist candidates in earning their designations.
  •   Exclusive warranty allows unsuccessful candidates to receive updated materials at no cost.

CPCU®, ARM® and AIC® are marks owned by the American Institute for CPCU® and the Insurance Institute of America.
CLU®, ChFC®, Registered Health Underwriter®, RHU® and REBC® are registered marks and Chartered Life Underwriter™, Chartered Financial Consultant™, Registered Employee Benefits Consultant™, Chartered Advisor for
Senior Living™ and CASL™ are marks owned by The American College.
Neither Kaplan nor Insurance Achievement are affiliated or associated in any way with The American College. The American College does not endorse, promote, review or warrant the accuracy of any courses, exam preparation
materials or other products or services offered by Kaplan or Insurance Achievement. The American College does not verify or endorse any claims made by Kaplan or Insurance Achievement regarding such products or
services, including any claimed pass rates.




Insurance Continuing Education
Kaplan Financial offers a rich library of continuing education courses designed to help professionals increase sales, meet mandatory
requirements, and stay current in their area of licensure. Courses feature the latest rules and regulations, real life case studies,
multi-modal delivery options, and include PACE, CPA, and CFP® credit (where approved).
Each course in our curriculum is written by industry experts and provides insurance professionals with the skills they need to help
increase sales and productivity as well as meet the current Texas continuing education (CE) requirements. Whether you need product
training, business practices training, or markets and applications training, Kaplan Financial has a solution for you.
Call (800) 772-5334 or visit us at www.kaplanfinancial.com for a full description of insurance continuing education courses.




          Meet our Staff
          Instructional Staff:                                                                                         Administrative Staff:
               Donald Bagozzi                              Bryant Langham                                                   Phil Arizmendi                              Marietta Oliver
               Charles Berry                               David Pat McBee                                                  April Ashby                                 Jiten Patel
               James Brann                                 Glen McCarthy                                                    Anne Baksh                                  Rebecca Ray
               Kevin Cramer                                Thomas O’Brian                                                   Brenda Hunter                               Mindy Rushing
               Nancy Curry                                 Dana Patkowski                                                   Sashia James                                Don Shrum
               Carliss Dykes                               Victoria Pine                                                    Michelle Hagens                             Ashlee Stephens
               Cass Garner                                 Paul Shirley                                                     Dotty Herfurth                              Ralph Tamper
               Doug Hildreth                               Don Ternier                                                      Brenda Hunter                               Shirley Twiss
               Ritchie Holmes                              Mary Ann Tunick                                                  Beth Kistler                                Sheila Wild
               Brent Holt                                  Thomas Vance                                                     Cheryl-Lee Mitchell                         David Williams
               Ashley Hunter                               Trey Wilkes                                                      Bryan Moore                                 Linda Williams




                                                                       www.kaplanfinancial.com • 1-800-772-5334                                                                                                               1
                                                                                                     PRSRT STD
                                                                                                     U.S. Postage
                                                                                                         PAID
4100 Midway Rd.
                                                                                                      Rockford IL
Suite 1055                                                                                          Permit No. 2495
Carrollton, TX 75007
                                                                  Texas
1-800-772-5334
www.kaplanfinancial.com                             Insurance and Securities Licensing
                                                               July–November 2007




About Kaplan Financial
Kaplan Financial is comprised of Schweser, a Kaplan
Professional company, and these former companies:
Dearborn Financial Services, BISYS Education Services,
eMind, and Insurance Achievement.




       Seeking Experienced Professionals
        • Do you have a passion to stand up and speak?
        • Are your presentations engaging and dynamic?
        • Do others seek out your expertise and industry insights?

        If so, we have a great opportunity for you!

        We are currently seeking qualified securities and insurance
        instructors to join our team.

        To learn about opportunities in your area, please send
        your resume along with a letter outlining your qualifications to
        kaplaninc@trm.brassring.com.




                                                                                                          PP#: 8104-4507
                                                                                                       ISBN: 0X8104-4507


                                                         www.kaplanfinancial.com • 1-800-772-5334

								
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