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					                                      FSA Enforcement
                                           Conference
                               Achieving credible deterrence
                                        – 2010 and beyond

                                    Tuesday 22 June 2010

                                The Brewery, Chiswell Street,
                                        London, EC1Y 4SD




Financial Services Authority                     FSA Enforcement Conference
                                            FSA Enforcement
                                            Conference
                                            Tuesday 22 June 2010


  Outline
           A one-day conference exploring the effect of FSA enforcement and how it changes the behaviour of
           the firms and individuals that we regulate.

           This conference will evaluate progress against our credible deterrence objective and examine the role of
           enforcement in ensuring regulatory compliance. It will include panel discussions and debate around how
           enforcement action affects the way firms do business, the merits and effectiveness of sanctions in retail
           and wholesale markets and the priorities for the FSA’s Enforcement division in 2010 and beyond.



  Who should attend?
           Senior management of authorised firms of all sizes; financial services compliance staff and
           consultants; lawyers with an interest in regulation whether employed by public authorities, in
           private practice or in the financial services industry; UK and international parliamentarians and
           officials with an interest in financial regulation; and anyone else keen to further their
           understanding of our enforcement work.



  Location
           The Brewery, Chiswell Street, London EC1Y 4SD



  Fee
           £395 + VAT (£464.13)



  Format
           The conference will run for a full day with lunch provided. Following registration at 9.15am,
           the conference will begin at 9.45am, and finish at approximately 4.30pm.

           Confirmed speakers include: Hector Sants (CEO, FSA) and Margaret Cole (Director of
           Enforcement and Financial Crime Division, FSA)




FSA Enforcement Conference                                                                   Financial Services Authority
 booking form                                                 FSA Enforcement
  Title (Mr/Mrs/Ms etc)
                                                              Conference
                                                              Tuesday 22 June 2010
  First Name

                                                              To book
  Last name
                                                              1.     Complete the delegate details section. Please complete a
                                                                     separate booking form for each delegate – you can make
  Job Title                                                          photocopies of this form.
                                                              2.     Complete the payment details and indicate your payment
                                                                     method.
  Full Company Name
                                                              3.     Send booking form and payment to:

  FSA Firm Reference Number                                          Claire Tatchley
                                                                     Event Organiser
                                                                     Financial Services Authority
  Address                                                            25 The North Colonnade
                                                                     Canary Wharf
                                                                     London E14 5HS
                                                                     Tel: 020 7066 3498
                                                                     • Please fax this form to 020 7066 3499; or email to
  Post Code                                                            eventsbooking@fsa.gov.uk
                                                                     • If paying by BACS please submit payments to a/c
  Tel                                                                  00828179 Sort code: 30-00-02, quoting reference:
                                                                       EF10/[delegate name]
                                                                     • Please make cheques payable to the Financial Services
  Fax
                                                                       Authority

  Are you happy to be contacted by email? Yes ■        No ■
                                                              Confirmation
                                                              Once a conference space has been allocated to you we will write to
  Email                                                       confirm the date and receipt of your booking.
                                                              Once payment has been made you will receive full joining instructions
  Special requirements                                        and confirmation of receipt of payment.
                                                              Full payment is due before the event takes place.
                                                              We reserve the right to alter the programme.

 Fee
 Full fee – £395.00 + VAT (£464.13)
                                                              When you send us this completed booking form, with or without
 Cancellation fee                                             payment, you have made a formal agreement to attend the event.
 •      More than 14 days before the conference –             We will reserve space for you accordingly. To protect us from
        Cancellation fee for the Full day – £100              losses from non-attendance eg. the cost of hiring the venue and
 •      14 days or less before the conference –               preparing event materials, cancellation fees apply as detailed.
        The full fee will be charged.


Payment method:
(please tick)
                                                              DATA PROTECTION
                 Cheque         Card              BACS        The personal information provided by you will be held on an Industry Training database
                                                              so we can send you information on future Industry Training conferences, workshops,
                 VISA           MasterCard        Maestro
                                                              e-learning and related correspondence. The information will only be used for the
              Please note we are unable to take Amex          purposes for which it was supplied.
                                                              If you would not like to receive information on future events, please tick here ■
Card No.                                                      How did you find out about this conference?
                                                              ■    FSA Website                  ■    FSA Mailing
Exp. Date                         Issue No. (Maestro only)    ■    FSA Email                    ■    FSA Newsletter
                                                                                                                                                                                       EF10 (399)




Card Security No.                                             Other – please specify ...............................................................................................




Financial Services Authority                                                                                         FSA Enforcement Conference

				
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