OFFER OF RESCISSION Kentucky law requires this offer to be made to the investor on the passage of 90 days from the date of execution of the viatical settlement purchase agreement by the investor. INVESTOR:
Because we have not found a policy matching the terms specified in the viatical settlement purchase agreement, you have the right to rescind (cancel) your purchase until ___________________. DATE IF YOU DECIDE TO RESCIND (CANCEL) YOUR PURCHASE—NOTICE MUST BE MAILED, POSTAGE PREPAID, OR DELIVERED TO: Name: Address:
Name of sales agent: Name of viatical company.
The Kentucky Department of Financial Institutions is the agency of state government responsible for the licensing of brokerage firms, investment advisers, and their agents and employees; the registration of securities products, and enforcement of the State’s securities laws. Anyone with questions or concerns about viatical settlements, life settlements, or other investments may call the Department at 1-800-223-2579 or send mail to Kentucky Department of Financial Institutions, 1025 Capital Center Dr., Suite 200, Frankfort, Kentucky, 40601. The Department’s Web site is www.kfi.ky.gov. The Department of Financial Institutions does not endorse or recommend any securities or investment product or individual or company selling any such product.
KY Form 10:410 December 2000 edition