REPORT ON EFFECTIVENESS

Document Sample
scope of work template
							REPORT ON
EFFECTIVENESS
SWISS DEVELOPMENT
COOPERATION
IN THE WATER SECTOR
    SUMMARY




    Brief overview                                                                              4

    Scope of the report on effectiveness                                                        6

    Access to water:
    Who has profited?                                                                           7

    Direct benefits for the population                                                          9

    Effects on general conditions                                                              13

    Effectiveness at what price?                                                               16

    Sustainability of effects                                                                  17

    Impact on multilateral policies and
    professional networks                                                                      19

    Addenda
    List of examined projects                                                                  21

    Methods at a glance                                                                        22

    Evaluation of bilateral projects                                                           22




    Information about the chapters and chosen presentation
    The report begins with simpler effective-    ticipation in international institutions and pro-
    ness-related data before going on to         grams. This participation serves to strengthen
    more complex correlations. The chapter       and broaden the effects mentioned earlier.
    entitled «Access to water» describes which   The chapter entitled «Effectiveness at what
    and how many people have benefited           price?» provides an estimate of the costs (of
    from water programmes. In the technical      the programs) and benefits (of the achieved
    discussion, this is also mentioned as an     effects).
    outcome. The subsequent chapters                 Whenever the targeted (positive) effects
    «Direct benefits for the population» and     were not (fully) reached, the report gives an
    «Effects on general conditions» show how     explanation of the major problems encoun-
    access to water has helped people,           tered during program implementation. Given
    regions and institutions. Experts speak of   the matters covered in this report, an effort
    impacts when describing these aspects.       was made to summarize key impacts and
    The chapter entitled «Sustainability»        briefly illustrate these impacts with examples.
    examines the possibility of making tar-      The examples themselves are not fully
    geted results last, pointing to already      depicted.
    observed cases of sustainability. The
    chapter «Impact on multilateral policies
    and professional networks» highlights
    Switzerland’s active and successful par-

2
EDITORIAL




            Editorial
            This Report on the Effectiveness of Swiss          ment cooperation generates positive changes
            development cooperation is directed at the         and is effective.
            general public and renders an account of suc-         In addition to taking stock of achievements,
            cesses achieved through implemented meas-          the other reason for compiling this report is to
            ures, but also on problems encountered and         improve the Swiss Government’s engagement
            existing challenges.                               in water programs. Ultimately, any reactions
                The decision to report on the effectivity of   received on this effectivity report should help
            activities in the water sector was made by the     the government align its future reporting on
            SDC and SECO. Access to water for drinking         the effectiveness of development cooperation,
            and production purposes are basic require-         more specifically with the expectations of the
            ments to overcome poverty. Access to water is      general public.
            an internationally recognized and promoted            We wish you interesting reading and look
            goal (a Millennium Development Goal). For          forward to receiving your reactions.
            many years, Switzerland has made substantial
            efforts to achieve this objective in developing
            and transition countries, as well as in interna-
            tional organizations. The results of these
            efforts are of interest to the general public.
                The conclusion reached in this report on
            water is that development cooperation is nec-
            essary and meaningful: on the one hand
            because access to water is a basic human
            right and because many needs remain unful-
            filled, on the other hand because develop-




               The role of the SDC and SECO
               SDC supports rural drinking water supply,          The Federal Government (SDC and
               sanitation and small-scale irrigation in        SECO in consultation with other depart-
               countries of the South, Central Asia and        ments of the Federal Administration as well
               Eastern Europe. Both interventions of           as private actors) exerts influence on inter-
               development cooperation as well as              national expert discussions and makes use
               humanitarian aid come to bear in these          of their expertise. In addition, Switzerland
               areas.                                          works closely with multilateral organiza-
                  SECO promotes the supply of potable          tions in order to strengthen their contribu-
               water and sewage disposal in metropolitan       tion to the attainment of international
               areas in countries of Eastern Europe, Cen-      development goals.
               tral Asia and the South.                        Reactions to the report: info@deza.admin.ch


                                                                                                               3
      OVERVIEW




      Cattle trough at a water pump in Niger (Photo: A. Winizki)




      Brief overview
      Over the past five years Switzerland has invested an average of CHF 68 million per year in the
      water sector of development cooperation. The following report shows that this has contributed
      substantially to reducing poverty, strengthening local institutions and creating basic condi-
      tions for development. The overall balance is positive, but in the future environmental ques-
      tions deserve more attention.

                                          Access to water                                    and supporting national water programs.
                                          and sanitation                                     Switzerland has already achieved a great deal
                                          Thanks to Swiss water programs, about              in many of the countries examined.
                                          370,000 people per year in the reporting
                                          period have received better access to drinking     What are the effects
                                          water and sanitation facilities in residential     of having access to water?
                                          areas. Access to irrigation water was              For those directly affected, noticeable effects
                                          improved annually for approximately 30,000         include the containment of diseases, the time
                                          people.                                            saved for collecting water, higher income and
                                             Switzerland is thus making an important         increased knowledge (e.g. on diseases and
                                          contribution towards achieving one of the          hygiene). It also has significant structural
Pressure                                  international development goals (Millennium        effects: improvement of the economic loca-
on water resources                        Development Goal No. 7: «Reduce by half the        tion, strengthening of public supply and waste
In Niger, important improvements          proportion of people without sustainable           management businesses (public utilities) and
were made in gaining access to            access to safe drinking water and basic sani-      environmental protection.
water, but climate change and the         tation» by 2015).                                     One of the most significant effects of Swiss
neglect of ecological principles             Nevertheless, this direct contribution still    cooperation was achieved by promoting local
could endanger any successes              amounts to less than 1 % of the worldwide          institutions: those directly affected handle the
achieved so far. Everyone wants a         goal, which is why Switzerland reinforces it by    operation and maintenance of their own water
share of the water that is now more       supplying multilateral organizations with          supply installations.
readily available. The temporary          expertise and financial contributions. Further-       Switzerland’s commitment to regions expe-
presence of foreign herds is increas-     more, it is essential that concerted actions and   riencing difficult conditions and its incentives
ing and leads to overgrazing.             cooperation continue with donors in partner        to reduce the risks of natural disasters and
                                          countries, in addition to specifically promoting   water conflicts contribute to crisis prevention.




4
      OVERVIEW




Sewage treatment plant in Debrecen, Hungary (Photo: SECO)




A well-invested Swiss Franc                           made for this report have shown that basic
Investments in the water sector have a good           social, political and economic conditions can       Success stories
cost-benefit ratio, as demonstrated by the            change rapidly and this in turn may consider-       in Nicaragua
projects investigated in which each invested          ably influence the success and sustainability of    Nicaraguans believe that supplying
Swiss Franc yielded a social and economic             Swiss programs. A long-term commitment on           drinking water facilities in their
benefit of at least 3 to 5 Francs. Thus invest-       a local, national and international level is thus   country is the key to improve their
ments are also meaningful from an economic            necessary to influence basic conditions.            quality of life. The ability to organ-
point of view.                                                                                            ize themselves also affects other
                                                      International partnerships                          areas of life.
Chances of sustainability                             are required
are proven                                            Switzerland’s influence on the global agenda
Swiss programs that were realized with moti-          in the water sector is greater than would be
vated partners have shown better results and          expected by its financial commitment. Well          Reaching EU standards
are sustainable. Programs that do not treat a         positioned     internationally,   Switzerland’s     Thanks to Swiss support, the city of
problem comprehensively, or were realized             approach to engage itself not only in countries     Debrecen (Hungary) now has a
with «reform-resistant» partners, have less           but also in international and multilateral pro-     water quality equivalent to EU stan-
chances of being sustainable.                         grams and organizations of the water sector         dards for the cleaning of sewage
   The implementation of several programs             has proven of value. Both sides have gained         water.
was delayed due to civil wars and bad gov-            knowledge and improved their work, and this
ernment leadership, a fact which negatively           in turn has benefited the inhabitants of devel-
affected their sustainability.                        oping countries.
   One big challenge for all participants is the                                                          The increasing importance
consequent implementation of a holistic water                                                             of knowledge exchange
management, especially in the light of risks                                                              The intervention of the Global
resulting from climate change.                                                                            Water Partnership (GWP) helped
                                                                                                          Morocco develop a new strategy for
Results need time                                                                                         coping with droughts. It was sup-
The public wants to see fast results in develop-                                                          ported by «drought-experienced»
ment cooperation – this is justified. However,                                                            countries such as the USA, South
daily life in developing countries and the rela-                                                          Africa and Australia. Switzerland is
tionship between conducive and hindering                                                                  a supporter of the GWP .
factors are extremely complex. Investigations




                                                                                                                                            5
                                                                                                                                            A
       OVERVIEW




       Scope of the Report on Effectiveness
       For decades water has been an important sector of Swiss development cooperation. It concerns making
       improvements in drinking water, wastewater management and sanitation, as well as irrigation and the
       management of water resources. The scientific basis for this report on effectiveness was provided by the
       German Development Institute (GDI).

                                         The Swiss program                                    of ten Swiss water programs in nine countries,
                                         Switzerland supports its partners with both          namely in Bangladesh, Kyrgyzstan, Moldova,
                                         know-how and money, and increases effectiv-          Mozambique, Niger, Nicaragua, Tajikistan,
                                         ity through its involvement in other programs        Hungary and Uzbekistan.
                                         and by cooperating with other donors. Swiss             Some of these programs have a long his-
                                         water programs are conducted both in devel-          tory. In individual regions, the Swiss commit-
                                         oping countries of the South as well as in tran-
                                         sition countries in the East.
                                             In development cooperation and humani-
                                         tarian aid, Switzerland supports various types
                                         of approaches in the water sector:
                                          – Bilateral projects are developed and imple-
                                             mented directly with partner countries.
                                             Nongovernmental organizations, the pri-
                                             vate sector and international organizations
                                             render important services, such as infra-
                                             structure projects, training programs or
                                             political advisory services.
                                          – Multilateral projects are supportive contri-
                                             butions to organizations that work on a
                                             cross-national basis. They serve research,
                                             knowledge exchange, dialogue on appro-
                                             priate strategies, the formulation of policies
                                             and the implementation of measures.
                                          – Swiss networks foster the exchange of             Cooperation of the Moldovan population
                                             knowledge and coordination among                 (Photo: T. Umbehr)
                                             organizations within Switzerland.
                                                                                              ment dates back to the year 1975. In others,
                                         More than just                                       Switzerland was only involved for a few years.
                                         a «Swiss» program                                    The examination was generally concentrated
                                         Generally, support is given to programs that         on the past five years.
                                         are planned and co-financed by local part-              The SDC and SECO selected the programs
                                         ners. It is not simply a «Swiss» program.            to be examined. A balanced selection of geo-
                                            The contributions made by those directly          graphical priority areas, program objectives
                                         involved are considerable for many of the            and contributions from involved federal
                                         programs examined in this report. This not           offices was deemed important. Whether or not
                                         only refers to monetary investments or dona-         the programs looked promising was not deci-
A partner country                        tions, but also to active participation in realiz-   sive.
of the Swiss water program               ing programs.                                           The GDI also examined 11 multilateral pro-
Moldova is the poorest country in           The programs examined are also aligned            grams and the work of two Swiss networks.
Europe, with almost 50 % of its pop-     with projects organized by other donors.                The examined bilateral and multilateral
ulation living below the poverty line.                                                        water programs have an annual budget of
The Swiss program is active in rural     Scientific basis                                     CHF 22 million, i.e. 32 % of the entire water
areas, where extreme poverty is par-     In 2007 the German Development Institute             budget.
ticularly found.                         (GDI), together with experts from the consult-
                                         ing company FAKT, examined the effectiveness

 6
   ACCESS TO WATER




                                        How was this Report                                       also covers the results of an additional cost-
                                        on Effectiveness compiled?                                benefit analysis of Swiss water programs.
                                        Fourteen experts worked on the study. They                   One important finding reached through the
                                        began by analyzing documents, in addition to              work on this report is that any water program
                                        conducting telephone interviews and sending               supported by Switzerland must be better
                                        involved parties written questionnaires. In               organized when it comes to collecting data on
                                        seven cases effectiveness was also checked                access to water and documenting results.
                                        locally. This data was mainly collected during
                                        workshops attended by inhabitants of the
                                        affected population.
                                           Results of the examinations from different
                                        data sources were then compared and
                                        showed good concurrence. The present report
                                        is reinforced by comprehensive material and




    Main irrigation canal in Ferghana Valley, Central Asia (Photo: M. Kollmuss)   River weirs in the Province of Téra, Niger (Photo: GDI)




    Access to water: Who has profited?
    Over the past five years a total of approximately 400,000 people per year have directly profited from the
    Swiss engagement in the water sector. Today the urban population has better access to drinking water and
    sewage disposal facilities. Rural areas profit from drinking water, sanitation and irrigation installations.

                                        Drinking water supply                                         Resources are being used efficiently. For
                                        Over the past five years approximately 30 % of            example, due to the Swiss commitment the city
                                        Swiss aid flowed into the supply of drinking              of Debrecen (Hungary) has strongly reduced
                                        water to urban areas. In Debrecen (Hungary),              its relatively wasteful water consumption from
                                        Switzerland helped to improve access to drink-            200–250 liters per day and per person to 80
                                        ing water and obtain better sewage disposal               liters per day and per person. In this way the
River weirs in the region               facilities for approximately 195,000 persons.             same amount of water can now supply more
of Téra (Niger)                         Surveys made in 2005 with customers of                    families.
Water availability was increased        urban waterworks showed improved customer                     The situation at the outset and accessibility
using simple methods such as the        satisfaction (80 out of 100 points). In Khujand           are often more difficult in rural areas. In the last
construction of weirs.                  (Tajikistan) 40,000 people benefited from                 five years, approximately 70 % of Swiss aid in the
                                        water programs.                                           drinking water sector flowed into rural areas.

                                                                                                                                                   7
      ACCESS TO WATER




                                            Swiss support is considerable and also has        Irrigation
                                         an impact in terms of figures. In Nicaragua,         Over the past five years approximately
                                         Switzerland has provided 285,000 persons             150,000 people have received access to an
                                         with access to drinking water in the past 25         irrigation infrastructure thanks to Swiss invest-
                                         years, while in Niger 700,000 persons have           ments.
                                         profited since the beginning of the Swiss proj-          In the Ferghana Valley (Central Asia),
                                         ect (1978).                                          Switzerland supported the modernization of
                                            Some setbacks have also been noted: In            irrigation systems and agriculture which
                                         Cabo Delgado (Mozambique) the supply rate            directly and even indirectly benefited 680,000
                                         of clean drinking water for the population           people living on 1,700 km2 of land.
                                         sank from 61 % in 1996 to 41 % in 2002,                  In dry regions such as Niger it was possible
                                         among other things due to the lack of spare          to increase water availability with some simple
                                         parts for hand pumps resulting from an               measures. In Téra (Niger) weirs were built in
                                         import stop. This was a serious setback.             the riverbed causing the groundwater level in
                                         Switzerland has since revised the project and
                                         was also successful in having the import pro-
                                         hibition rescinded. This led to a definite
                                         improvement.

Irrigation in the Ferghana               Community hygiene
Valley                                   and sewage water
Approximately 680,000 farmers            The disposal of faeces (from latrines) and
benefited from this project. Previ-      hygiene education form part of every rural
ously, water losses in the canal sys-    drinking water project implemented by
tem due to technical defects and ille-   Switzerland. No sufficient health effects can
gal usage were immense. At times,        be achieved without these measures.
only 50–60 % of the fed water actu-         The success of Swiss programs varies from
ally arrived at the end users.           country to country. While enormous progress
Through its approach of focusing on      was seen in Nicaragua, only a minimum of
implementing organizational meas-        headway was made in Cabo Delgado
ures, the Swiss program was marked       (Mozambique).
by success.                                 Swiss experiences correspond to those             Modification of distribution network in Khujand (Photo:
                                         made by other donor countries: It is more diffi-     SECO)
                                         cult to achieve success in community hygiene
                                         than in the supply of drinking water because
Ambitious goals in Cabo                  the former entails changing people’s behavior.       the surrounding countryside to rise. The result-
Delgado (Mozambique)                        In Debrecen (Hungary) as well as in the city of   ing available water is used for drinking water,
The goal of the Swiss program            Nukus (Uzbekistan) sewage disposal was at the        animal drinking troughs and for cultivating
launched in 1979 was to establish        top of the priority list compiled by the partners.   vegetables.
the supply of drinking water and         In both cases the water quality was decisively
sanitation facilities for an entire      improved thanks to the Swiss engagement. In          Conclusions and possibilities
province – about twice the size of       Nukus approximately 80,000 people are now            for improvement
Switzerland – for 1.3 million people.    connected to an improved sanitation system.          Swiss programs have made an important con-
Expansion progressed quickly. By                                                              tribution to providing more women, men and
2002 only 58 % of the wells func-                                                             children access to water. This is achieved not
tioned because important factors          Investments in Khujand                              only by constructing new installations, but also
had been neglected: the availability      (Tajikistan)                                        by modernizing old or defective facilities
of replacement parts and the low          Thanks to this project approximately 30 % of all    (wells, pumps).
organizational abilities of the popu-     water pipes and house connections were                  The technologies employed in the Swiss
lation. Switzerland and the govern-       repaired. In addition, a damaged water pump         programs are for the most part adapted to
ment of Mozambique reacted to this        was replaced, benefiting 40,000 people. Previ-      local conditions and needs and consist of both
situation and adapted the project         ously, 40–60 % of the water was lost because of     simple measures (river weirs) as well as mod-
accordingly.                              leaking pipes.                                      ern installations (pumps in city water supply
                                                                                              installations). Measures for disaster mitigation

8
A
EFFECTS




                                  are also being increasingly incorporated into         frequent power outages in the winter lead to
                                  water programs.                                       operational interruptions in the supply of
                                     Access to water is not guaranteed after            drinking water.
                                  completion of the installations. The responsi-           Moreover, the waste disposal components
                                  bility for operation and maintenance must be          (sewage water, latrines) in most drinking water
                                  regulated. Here the Swiss program has shown           programs must be reinforced. This becomes
                                  considerable success with its policy of forming       increasingly important as wastewater accumu-
                                  and strengthening local operating groups.             lates with the improvement of the drinking
                                     Sometimes the development environment              water supply.
                                  could be better incorporated. Take the city of
                                  Khujand (Tajikistan), for example, where the
                                  drinking water supply system supported by
                                  Switzerland is linked to the city’s power supply
                                  via the pump system. Due to this coupling, the




Hand pump in Bangladesh (Photo: T. Linder)                        Higher production with irrigation: Tree nursery in Niger (Photo: A. Schenker)




Direct benefits for the population
Improved access to water increases the standard of living and reduces poverty as a result of improved
health, food security, income and availability of time. Effects on organizational capacity and the
empowerment of women were attained but depend strongly on the respective environment.

                                  Containment of diseases                               tion of these diarrhea cases was brought
                                  A reduction in the frequency of waterborne            about by switching to groundwater usage
                                  diseases (diarrhea and cholera, et al) was            (hand pumps), a project that was co-financed
                                  recorded in practically all drinking water pro-       by Switzerland.
                                  grams that were examined. This notably                   Wherever health benefits were achieved in
                                  improved the quality of life and the productive       Swiss programs, families saved money on
                                  efficiency of the local population                    medications, physician and hospital costs.
                                     In Bangladesh the lack of sanitary facilities      Transportation costs to the hospital were elim-
                                  and appropriate hygiene causes two to three           inated.
                                  serious cases of diarrhea per household each             However, health benefits in many regions
                                  month which in turn results in two to six lost        are modest without the respective hygiene
                                  working days per month. The ensued damage             education. In Mozambique only 5 % of the
                                  to the economy is very high. A national reduc-        population washed their hands regularly after

                                                                                                                                             9
     EFFECTS




                                      improvements to the water supply system. The                 Saving time hauling water
                                      reasons are found in traditional behavior and                Drinking water programs shorten the distance
                                      the low importance attached to hygiene meas-                 to wells. The time won per household thanks
                                      ures. The health benefits of having a supply                 to these Swiss programs is approximately one
                                      of potable water are thus hardly perceptible.                to eight hours per day/night. It varies depend-
                                         In Moldova drinking water measures                        ing on the specific measure, time of year or
                                      helped to repel hepatitis A. Unfortunately, this             residential structure.
                                      positive effect of the Swiss program was out-                    The time won can be used in a variety of
                                      weighed by the general decline of the health                 ways. In Niger the women use it mainly for
                                      care system.                                                 parenting and for small trade. In other coun-
                                         Meanwhile, the aforementioned health                      tries the girls who used to get the water now
                                      benefits achieved by the Swiss program in                    go to school on a regular basis (Nicaragua),
                                      Bangladesh are also endangered. The health                   or they have time for much needed rest
                                      of more than 50 % of the population is now                   (Moldova).
                                                                                                       Irrigation programs also help to save time.
                                                                                                   In the Ferghana Valley women and men no
                                                                                                   longer need to guard the fields – which took
                                                                                                   up to 10 hours daily – thanks to a regulated
                                                                                                   water supply system.
                                                                                                       In Cabo Delgado (Mozambique) the time
                                                                                                   savings effect was lost again because the pop-
                                                                                                   ulation in villages that have developed along
                                                                                                   roads grew faster than expected. An insuffi-
                                                                                                   cient number of wells and long queues were
                                                                                                   the result. During the rainy season people thus
                                                                                                   frequently again began to use water of lesser
                                                                                                   quality.

                                                                                                   Food security
                                                                                                   Access to water for irrigation and animal
                                                                                                   watering troughs, as well as its fair distribu-
                                                                                                   tion, is of great significance to farmers and
                                                                                                   cattle drovers. The production of food was
                                                                                                   expanded (Niger, Central Asia: Ferghana Val-
                                      Public water supply site in Niger (Photo: SDC)               ley). Food became more diversified and
                                                                                                   healthier through the cultivation of vegetables.
                                                                                                      Drinking water programs also had a posi-
                                      threatened by the arsenic contamination of                   tive effect on food security. Fewer cases of
                                      the groundwater. This was not predictable at                 diarrhea have a favorable effect on nutritional
                                      the time, and Switzerland is supporting                      balance. Women and children use fewer calo-
                                      research aimed at finding a solution to this                 ries to haul water when the water supply site is
                                      problem.                                                     located closer to their homes.




      Clean drinking water                              New jobs                                              Water comes to the people
      for children                                      In the areas surrounding river weirs in               In Niger the distance to public water
      Diarrhea is currently still one of the            the Téra (Niger) region irrigation cul-               supply sites was reduced from a maxi-
      main causes of child mortality in                 tures, a fishing industry as well as the              mum of 3.5 kilometers to 1 kilometer.
      developing countries. The effects of              production of unbaked bricks have                     Waiting times were also shortened
      Swiss programs thus cannot be under-              emerged. The population now has                       because fewer users are registered per
      estimated.                                        more alternatives in case of droughts.                site. This saves people up to 4 hours
                                                                                                              daily.



10
     EFFECTS




Higher income                                     Increased know-how
The income of affected farmers increased,         All Swiss programs entail an educational com-
especially with irrigation projects. Farmers in   ponent and almost always meet with success.
the Ferghana Valley (Central Asia) talk about     Knowledge is assimilated and implemented.
an income growth of 100 % in Tajikistan and           Alone in Moldova, 30,000 people received
10–15% in Uzbekistan.                             information on the connection between drink-
   The effect of such irrigation projects was     ing water and its quality, hygiene and health,
heightened thanks to a holistic approach          as well as on the efficient handling of water.
(Niger, Central Asia: Ferghana Valley).           This information also reached 40,000 people
Switzerland not only finances water projects,     in Nicaragua and 145,000 inhabitants of the
but also other accompanying measures such         city of Khujand in Tajikistan.
as the construction of roads or grain store-          In Mozambique long-term courses and
houses.                                           grants were carried out for experts in the
   The program in Bangladesh is particularly      water sector. These achieved better results
successful. It is based not only on the con-
struction of new installations but also on the
marketing of simple technology (treadle or
pedal pumps), especially with small farmers.
By using pumps they can also cultivate vegeta-
bles and rice to improve their income. Over
one million poor families have so far suc-
ceeded in raising their income above the
poverty level.
   In urban areas the connection of a house to
a water and sewage network produced eco-
nomic benefits. In the city of Nukus (Uzbek-
istan) real estate with sewage connection
gained 25 % in value. Access to bank credits
was facilitated accordingly.

Experience
with self-organization
   Water projects promote local organization
(establishment of and work in water user
groups). In this area Swiss development coop-
eration achieved substantial successes in
practically all programs. With little exception
the groups continue to function well.
   Not only is the population’s self-esteem
strengthened, but any organizational skills
they developed can also be used to achieve
other goals.                                      Dedication of a pump station in Moldova (Photo: T. Umbehr)




                                                                                                      Voice from Moldova
                                                                                                      «The water project was actually a
                                                                                                      school on democracy for us. The pop-
                                                                                                      ulation was able to participate at all
                                                                                                      levels.»




                                                                                                                                          A
                                                                                                                                          11
     EFFECTS




               than short training sessions. More than 60 %       Conclusions and possibilities
               of the 730 trained people were then able to be     for improvement
               employed.                                          In 7 out of 10 examined bilateral projects
                                                                  Swiss programs showed a clear poverty-
               Empowerment of women                               reducing effect with regard to one or more of
               Women profit from drinking water projects          the described factors (health, productive
               both as a target group (time savings, reduced      usable time savings or income growth). Work
               workload) as well as participants (water user      on this report confirms that the objectives
               groups).                                           strived for with these programs were reached.
                  Experiences in Nicaragua are especially             These effects are direct, realistic and some-
               positive. Women now have more of a voice in        times surprising: Farmers in the Ferghana Val-
               decision-making, and the construction of           ley report that they can now sleep better
               school latrines allows girls the carefree atten-   because they have fewer conflicts with the
               dance of school.                                   family and neighbors concerning the alloca-
                                                                  tion of water, and because the fields need to
                                                                  be watched less.
                                                                      Strengthening the organizational skills of
                                                                  the local population is one of the largest suc-
                                                                  cesses of Swiss programs.
                                                                      Although the extent of these results is
                                                                  immense, a great deal still depends on exter-
                                                                  nal factors. Prices dictated by the state can, for
                                                                  example, dampen the effect of an irrigation
                                                                  program because farmers cannot make use of
                                                                  new opportunities (Ferghana Valley). Conflicts
                                                                  over land ownership are also an obstacle
                                                                  (Niger).
                                                                      Deficits are noted in projects in Mozam-
               Water committee with female participation in       bique, Bangladesh and Khujand (Tajikistan)
               Nicaragua (Photo: A.Maître)                        where the desired effects were only partially
                                                                  reached.
                  All in all, however, the projects examined          The basic principles of «no water supply
               show that sustainable results in this direction    without sewage disposal» and «no irrigation
               are only attainable when the political and         without drainage» should in the future be bet-
               social will exist. No project alone can lead to    ter observed in all Swiss projects. Otherwise
               any transculturation.                              the impact of any implemented measures in
                  The example of Moldova mirrors the reality      the drinking water area on health will be con-
               of many water programs. Only 10–20 % of the        siderably less effective than planned and
               women participate in the general meeting of        could also pave the way for environmental
               members of water user groups. On the other         problems.
               hand, women hold a strong position in
               accounting «because women have a better
               flair for dealing with money.»




                                                                    Empowerment of women
                                                                    in Nicaragua
                                                                    Numerous advanced training courses in the
                                                                    Swiss water program proved to be effective.
                                                                    Today women make up approximately 40 % of
                                                                    the chairpersons in water user groups.



12
EFFECTS




Wastewater clarifiers 30 km outside of Nukus (Photo: GDI)                  Agriculture in the Ferghana Valley depends on irrigation (Photo:
                                                                           C. Lang)




Effects on general conditions
Economic impulses, incentives for good governance practices and protection of the environment
are examples of effects on general conditions. They guarantee a reduction of poverty and are
visible in all water sector projects supported by Switzerland.

                                   Improvement                                            year. The food cultivation palette was diversi-
                                   of economic position                                   fied which in turn reduced migration, espe-
                                   Most of the water programs examined encour-            cially of younger men.
                                   age those involved to believe and invest in               Local trade can profit from the investments
                                   development.                                           of Swiss programs, but only function if it is
                                      In Debrecen (Hungary) the all in all favor-         included and promoted as a partner. This was
                                   able and affordable water and sanitation costs         not always the case. In Bangladesh, for exam-
                                   have become a positive location factor from            ple, Switzerland once supported the distribu-
                                   which private individuals and industry profit.         tion of hand pumps for many years without
                                   Debrecen has come considerably closer to               involving local trade.
                                   being a «clean city» for its citizens and tourists.
                                   As for Nukus, the city now has a better reputa-        Strengthening
                                   tion based on the modernized sanitation sys-           of public utilities
                                   tem, so that many pieces of real estate have           Swiss investments in urban public utilities usu-
                                   also experienced an appreciation in value.             ally led to strengthening these businesses
                                      In Moldova the water program gave                   which in turn served to improve sustainability.
                                   momentum to a change in the population’s               Customers profit from this and fewer state
                                   mentality towards showing more initiative, a           resources are bound.
                                   fact which could trigger a local development               In Khujand (Tajikistan) the Swiss program
                                   impulse in this post-Soviet society. Hope              helped professionalize the management of
                                   remains that the government will provide the           public utilities. In 2006 they experienced their
                                   corresponding political support.                       first positive turnover. Previously, drinking
                                      From a structural point of view, irrigation         water was only available for a period of six to
                                   projects (Ferghana Valley) are also effective.         eight hours per day. Now the drinking water
                                   The intensification of production, processing          facility operates almost 24 hours a day – a
                                   and marketing of products has created addi-            success story that is, however, occasionally
                                   tional jobs that are distributed throughout the        undermined by power outages.

                                                                                                                                              13
      EFFECTS




                                          Meanwhile in Nukus (Uzbekistan) the Swiss            From the outset, the Swiss program was there-
                                       program resulted in considerable savings in             fore aimed at solving organizational prob-
                                       energy costs.                                           lems. This had an impact on society, along
                                          Nevertheless, problems still arise when it           with the contributions to the renewal of infra-
                                       comes to safeguarding all of these successes            structure.
                                       on a long-term basis. Since water was pro-                 Niger is another country where measures
                                       vided free of charge during the age of the              designed to regulate conflicts have so far
                                       Soviet Union, the population is not always              proven to be effective. New voting procedures
                                       prepared to pay an appropriate price. How-              were established that have increased commu-
                                       ever, in Khujand an information campaign                nication among ethnic groups.
                                       was able to increase the rate of payments
                                       from 60 % to 90 %.                                      Incentives
                                                                                               for good governance
                                       Conflict reduction                                      A major part of these effects is directly related
                                       In all irrigation projects examined Switzerland         to good governance. The state was strength-
                                       played an important role in spreading con-              ened both locally and nationally so that it can




                                       Production of hand pumps by small local businesses, India (Photo E. Baumann)



                                       flict-solving strategies and helping water users        better fulfill its responsibilities for the benefit
                                       reach a consensus.                                      of its citizens.
                                           One example is found in the Ferghana Val-              In particular this includes fostering and
                                       ley (Central Asia). There was a lack of cooper-         supporting national water programs. Switzer-
                                       ation between post-Soviet states and the allo-          land was able to contribute to positive devel-
                                       cation of water provoked numerous conflicts.            opments in Bangladesh, Niger and Nica-
                                                                                               ragua. Cooperation with other donors and
                                                                                               multilateral organizations was essential.
A development impulse                    Jobs in the hand pump
The favorable development seen in        sector                                                Environmental protection
the Ferghana Valley (Central Asia)       Thanks to Swiss support, numerous                     Investments made in wastewater treatment
is largely due to Swiss programs.        countries have taken up the production                (Nukus, Debrecen) clearly have positive
Agricultural productivity has risen,     of hand pumps (India, Bangladesh,
and farmers say that water distri-       Mozambique, Tanzania, Afghanistan,
bution at the upper and lower            et al).
reaches of the river is now much
fairer. Conflicts have been reduced.



14
     EFFECTS




impacts on the environment, especially when      1975 – as the Swiss program began. This fact
it comes to protecting bodies of water. Nukus    must be considered when evaluating effective-
(Uzbekistan) lies at the heart of the environ-   ness.
mental catastrophe surrounding the Aral Sea.
There the Swiss program focuses on helping       Conclusions and possibilities
the city collect and treat sewage water. One     for improvement
favorable side effect of this program is also    All examined projects have had positive
the more efficient use of energy (annual         effects on basic conditions: economic
energy consumption has been reduced by           impulses, conflict management, environmen-
40 %).                                           tal protection, strong supply and waste dis-
    Several Swiss-supported water projects       posal businesses and good governance.
have not yet been able to achieve a balanced        The effects of these Swiss programs can
water household (Niger and the Ferghana          partially influence development trends in a
Valley). The alignment of water withdrawal       region or city. A totally negative trend (gross
with water availability is yet to be achieved.   development) is not reversible.
    Still, when viewed from a long-term per-
spective, the effects of these programs can
be positive. Decentralized settlements are
maintained. Improved living conditions can
lead to the implementation of more intensi-
fied measures aimed at protecting natural
resources.

Influencing
development trends
The analysis shows that water programs can
also produce positive structural effects which
in turn can have a certain influence on over-
all development. At the same time, general
development problems may, however, also
overshadow the successes and effects of
Swiss development cooperation in the water
sector. Nicaragua, for example, lacks
employment opportunities, while Moldova          Khujand: Khukand: Water meters are important for
and Tajikistan are currently caught up in a      equal treatment of users and to encourage payment
general economic decline, and Niger is fight-    of bills. (Photo: M. Gysin, SECO)
ing the consequences of climate change
(droughts).
   A further example is the Province of Cabo
Delgado (Mozambique). The province was
marked by a brutal 16-year civil war following
the country’s independence from Portugal in



                                                   Improved payment                                  Pollution of the Aral Sea
                                                   behavior in Khujand                               According to statements from local
                                                   (Tajikistan)                                      authorities, the Swiss contribution to
                                                   Despite problems, customer satisfaction           improve sanitation came just at the right
                                                   in Khujand (Tajikistan) is much higher            moment, otherwise the situation would
                                                   than before, as shown by improved pay-            have worsened dramatically.
                                                   ment behavior. Within a period of nine
                                                   months, the percentage of bills paid
                                                   climbed from 60 to 93 %.



                                                                                                                                            A
                                                                                                                                            15
       EFFECTS




       Effectiveness at what price?
       The cost-benefit ratio of Swiss measures in the water sector is good, even when compared
       internationally. In the programs examined, a social as well as economic benefit averaging at
       least 3 to 5 Francs for each invested Swiss Franc is estimated.

                                               The effects presented so far underwent a          Balance and opportunities
                                           cost-benefit analysis. For this purpose ten pro-      for improvement
                                           grams were examined that usually run at least         From an economic viewpoint, investments in
                                           five years and are sufficiently documented to         development cooperation focusing on the
                                           allow such an analysis.                               water sector are meaningful. Moreover, the
                                               In this cost-benefit analysis costs were          impacts were achieved at a good price.
                                           recorded as comprehensively as possible, while           Water programs in remote and poor areas
                                           benefits (effects) were evaluated more conserv-       also yielded good results, despite the exclu-
                                           atively. Calculated as benefits were higher
                                           earnings and income, as well as savings in
                                           health care costs and time. Although other ben-
                                           efits (e.g. stronger local organizational ability)
                                           escape a simple monetary evaluation, they
                                           must be considered in the total balance.
                                               As concerns installation lifespan, 10 years
                                           were calculated for drinking water systems
                                           and 20 years for irrigation plants.

                                           Drinking water programs
                                           The analysis revealed that each franc invested
                                           in drinking water projects brought in a return
                                           of at least five francs, which is a good result in
                                           the international comparison.
                                              Average costs per person were CHF 50,
                                           resulting in a return benefit of CHF 250. This
                                           benefit developed in approximately equal
                                           parts from avoided health care costs and pro-
                                           ductively won time resources.
                                              Further influences on the result include the       Benefits result especially for women and children
                                           technology applied, settlement density, prices        (Photo: SDC)
                                           and local operational management of the               sion of effects that cannot be calculated from
                                           water installations.                                  a monetary point of view.
                                                                                                    In the future, Swiss water programs should
                                           Irrigation programs                                   create a better framework for recording data
                                           The balance shown for irrigation projects is          on costs and benefits and should support
                                           also positive. Each invested Swiss franc per          countries in planning their own programs
Numerous benefits                          country resulted in an average return benefit         accordingly.
at minimum costs                           of at least three francs.
The drinking water program in                  Although costs for irrigation projects are rel-
Niger is based on the application of       atively high at CHF 475 per person, the bene-
simple technology and is extremely         fits are just as high (CHF 1,400 per person). A
cost-efficient with its total per capita   production changeover – for example from
investment of CHF 26.                      grain to vegetables – has a special impact.
                                               The benefits resulting from increased pro-
                                           duction are relatively easy to calculate. Other
                                           effects, such as improved conflict settlement,
                                           were not included in the analysis.

16
   EFFECTS




    Sustainability of effects
    Are these effects maintainable in the long term? The analyses prepared for this report show that the
    chances are good and particularly so in projects where partners set clear objectives and make their own
    personal contributions. In poor countries the partners continue to depend on development aid for larger
    investments and repairs. The consequences of climate change must be taken increasingly into account.

                                    Technical-financial                                      of increasingly efficient businesses. These
                                    sustainability                                           have a vital interest in investing in mainte-
                                    It is considerably easier to achieve technical-          nance and repair work and are thus a «driving
                                    financial sustainability in better situated coun-        force» behind sustainability.
                                    tries and with competent partners.                          Problems with sustainability are found
                                        A good example of this is Debrecen (Hun-             especially in poor countries, particularly
                                    gary) where supply and waste disposal busi-              when water rates do not cover actual water




                                    Public water supply site in Moldova (Photo: T. Umbehr)

                                    nesses are excellently managed and where                 supply costs, or when the systems are not
                                    basic legal conditions are clearly defined and           properly maintained and modernized. Any
                                    controlled by an independent authority. Oper-            achieved success is thus threatened in the
                                    ation and maintenance require no subsidies.              long term.
                                    Experience has demonstrated the sustainabil-                The lack of payment morale can also
                                    ity of Swiss programs.                                   become a problem in irrigation projects. In
Insufficient cost coverage              In rural areas the functional capability of          the Ferghana Valley (Central Asia) an average
in Moldova                          water user groups is a decisive factor for sus-          of only 56 % of those benefiting from them
The drinking water project has by   tainability. In all Swiss programs these groups          pay water taxes to the canal authorities. This
far the largest influence on the    are capable of making small repairs, or even             means that only running expenses can cur-
quality of life. In order to man-   financing the connection of new households to            rently be covered.
age Swiss investments sustain-      the drinking water supply network (exception:               Sustainability is also doubtful when it
ably the water price must be the    Mozambique). However, only in exceptional                comes to installations that depend on the
equivalent of 60–90 centimes        cases are enough resources available to cover            importation of spare parts from abroad. For
per m3. At the moment it is at 50   larger repairs or modernization projects.                example, any spare parts for the city of Nukus
centimes.                               Meanwhile the program area has witnessed             (Uzbekistan) must be procured in Switzerland.
                                    the development of a private sector consisting           This requires permits from various public

                                                                                                                                       17
       EFFECTS




                                            authorities, but the necessary          foreign    Ecological sustainability
                                            exchange is not always available.                  Although those involved in integrated water
                                                                                               resource management (IWRM) are aware of its
                                            Social and institutional                           principles, the greatest weakness is still their
                                            sustainability                                     insufficient application in water projects that
                                            The water user groups supported by Switzer-        are also supported by Switzerland.
                                            land normally function in a transparent and           The overall ecological trend is precarious in
                                            efficient manner, thus increasing the chance of    some of the countries examined. The danger
                                            sustainability.                                    of drought is clearly growing, while water con-
                                               In order for the system of water user groups    sumption is rising. Almost everywhere the risk
                                            to expand, they must be formally recognized.       of disaster is currently increasing. Unfavor-
                                            This requires political dialogue with the gov-     able climate factors are even more intensified
                                            ernments, a process that met with success in       by the climate change.
                                            Niger and Nicaragua. However, dependency              All of these trends threaten the sustainabil-
                                            on the political will of governments remains       ity of many of the positive results achieved
                                            high.                                              through development programs in the water
                                               In Cabo Delgado (Mozambique) the Swiss          sector.
                                            approach functioned only partially. The role of       In approximately half of the programs
                                            water user groups was not only insufficiently      examined, Switzerland has reacted to the
Successful water user                       defined but also lacked legal backing. The         threat. In Niger, for example, wells were con-
groups in Nicaragua                         government failed to give local partners the       structed in regions where the potential threat
Water committees in Nicaragua are           promised resources, and bookkeeping on             posed by climate change is great. Also
well managed and set aside reserves         contributions received from the population         strengthened was the population’s ability to
for larger repairs. This was how a          was unsatisfactory right from the start. These     cope with the risks of natural catastrophes
water pump valued at approximately          factors all prevented trust from developing        (Disaster Risk Reduction) and with conflicts
CHF 6,000 was replaced. One prob-           within the population.                             concerning water distribution.
lem remains: the rapidly rising price          In Bangladesh the weakness of institutional
of electricity is a threat to small water   structures also threatens sustainability. Since    Conclusions and
suppliers who have to pump ground-          elected local governments fail to fulfill their    improvement possibilities
water to the earth’s surface.               responsibilities, 640 village committees were      In most programs the chances of achieving
                                            established and their members trained. After       sustainability are good, both financially and
                                            four years of project running time, only a third   socially. In three cases it was even possible to
                                            of these committees are still in operation.        determine the actual sustainability level since
An open question in Nukus                      The rates for water and sewage water dis-       enough time had passed between the end of
(Uzbekistan)                                posal per household are socially acceptable in     Swiss aid and the analysis. This is confirmed
In a country such as Uzbekistan the         all examined Swiss programs. They amount to        by all involved parties and also by the popula-
procurement of spare parts from             3–4 % of the average household budget in           tions in question.
Switzerland involves high adminis-          Debrecen (Hungary) and in Nukus (Uzbek-               On the whole, achieving success in the
trative costs.                              istan).                                            institutional area or in political dialogue has
                                               Poor families are entitled to receive subsi-    proven to be more difficult than planning and
                                            dies. In Nukus for example, 10 % of all earn-      implementing a program locally. The fact that
                                            ings from water and sewage fees go to the          reforms are incomplete and not implemented
Social acceptance                           Association of Apartment Owners who can            consistently can threaten sustainability. Impor-
for latrines in Mozambique                  then use 60 % of the money to subsidize desti-     tant factors include a long-term commitment
In the Swiss program region of Cabo         tute families. This helps in hardship cases.       and cooperation on diverse levels (local,
Delgado one third of the population         In addition, the subject of «cross-subsidies» is   national and international).
has a latrine. In the country’s interior    already being discussed in rural drinking             In the future, prognoses on climate change
they are used because inhabitants           water supply systems. Good approaches are          should be taken into account more strongly in
are afraid of encountering wild ani-        found in Nicaragua. Individual water con-          water programs. In order to counteract the
mals. They are hardly used on the           sumption is measured and financially strong        global trend effectively, all involved parties
coast, among other things because           households that consume a lot of water pay         must join forces and clearly strengthen their
people fear they could collapse in          more than poor households. This creates jus-       ecological commitment.
the sandy soil.                             tice and transparency and promotes social
                                            sustainability.

18
    MULTILATERAL IMPACT




    Impact on multilateral policies
    and professional networks
    Multilateral programs and professional networks have an increasing influence on the exchange of knowledge, the
    formulation of policies and the planning of investment programs in the water sector. Switzerland participates actively
    at this level. Its influence on the global agenda is greater than its financial commitment would let us assume.

                                          The multilateral programs and networks                basic sanitary installations which substan-
                                       supported by Switzerland in the water sector             tially contributed to the health of the popu-
                                       have the following objectives: the exchange of           lation.
                                       knowledge; advisory services, political dia-           – The Water Supply & Sanitation Collabora-
                                       logue, establishment and strengthening of                tive Council (WSSCC) succeeded through




Borehole in Africa (Photo: Erich Baumann)                            Swiss stand at the World Water Forum in Mexico, 2006 (Photo: Francois Muenger)

                                       institutions; as well as the implementation of           lobbying in bringing the long-neglected
                                       measures.                                                subject of basic sanitation and hygiene pro-
                                          Most of the programs supported are                    vision into international debates. This suc-
                                       designed to reduce poverty. This is achieved             cess is reflected in the UN Declaration des-
                                       indirectly as a side effect of national pro-             ignating     the    year   2008     as   the
                                       grams, e.g. by influencing decision makers or            «International Year of Sanitation».
                                       by providing information and technologies.             – The World Water Council (WWC) has
                                                                                                strengthened international discussions on
Rural Water and Sanita-                Effect of programs and                                   the «right to water» and «public-private
tion Network (RWSN)                    professional organizations                               partnerships». Both themes were the main
An impact is made by focusing on       The programs and organizations supported by              subjects of discussions at the world’s
a single, relevant topic (cost-effi-   Switzerland reached their goals. This indirectly         largest water conference (World Water
cient drilling technologies) makes     leads to visible results for the respective popu-        Forums of 2003 and 2006). With its pres-
an impact. The sustainability of       lations:                                                 entation on guidelines for private sector
the Rural Water and Sanitation          – For decades the Water and Sanitation Pro-             participation, Switzerland was able to make
Network is, however, uncertain            gram of the World Bank (WSP) has been                 an important contribution towards objecti-
because it depends on external            disseminating practical solutions for the             fying the discussion.
support.                                  poor population globally. Thanks to a large         – The Joint Monitoring Program (JMP) of
                                          campaign, Bangladesh, for example,                    WHO and UNICEF measures progress in
                                          achieved almost countrywide coverage with             the water sector and publishes results in

                                                                                                                                               19
      MULTILATERAL IMPACT




                                            easy-to-understand diagrams. In this way it      (WSSCC, WSP). Occasionally it was able to
                                            provides an indispensable basis for making       offer its services in formulating international
                                            decisions on the application of resources.       standards and instruments (e.g. policies and
                                         The UN Hyogo Framework for Action Plan for          guidelines for hand pumps) that were then
                                         Disaster Reduction provides all international       distributed.
                                         humanitarian actors with a direction. Switzer-         But Switzerland achieved the most signifi-
                                         land, which chaired the preadvisory commis-         cant impact on policies and within profes-
                                         sion, was able to share its experiences and         sional circles by promoting basic sanitation
                                         thus substantially participated in the creation     and hygiene. The issue was put on the list of
                                         of this action plan.                                millennium goals by multilateral partners. The
                                            Political dialogue has been marked by suc-       World Bank’s Water and Sanitation Program
                                         cesses, e.g. ministries for natural resources       (WSP) distributed the appropriate technolo-
                                         and the environment were created in Thai-           gies and 2008 witnessed the establishment of
                                         land, Malaysia and Vietnam at the recommen-         the Global Sanitation Fund in Geneva.
World Water Forum                        dation of the Global Water Partnership (GWP),       Switzerland was significantly involved in all of
The World Water Council (WWC)                                                                these activities.
has already carried out four world
water forums. Designed to mobilize                                                           Coordination
politicians and the general public,                                                          within Switzerland
they are agenda- and trendsetters                                                            In Switzerland national dialogue and
on global water themes. The next                                                             exchange of information on the water sector
event is scheduled for March 2009                                                            were successfully coordinated using two pro-
in Istanbul (Turkey).                                                                        fessional networks.
                                                                                                Through the internal federal working group
                                                                                             IDANE-Water common positions are worked
                                                                                             out for international conferences and negotia-
World Economic Forum                                                                         tions (e.g. on the topic of public-private part-
(WEF)                                                                                        nerships). Activities are coordinated, also with
The Swiss commitment in the scope                                                            regard to content, and comments and sugges-
of the WEF and Swiss know-how led                                                            tions for the Federal Council and the parlia-
to the establishment of partnerships     Founding of a public-private partnership in India   ment are developed.
between national and federal state       (Photo: Confederation of Indian Industry)              Swiss experts are continuously kept
governments and businesses in                                                                updated through the professional network
India and South Africa. One exam-        an organization that unites all administrative      AGUASAN, which is considered the profes-
ple is the founding of the Indian        units for water resources under one roof. This      sional body on questions regarding water and
Business Alliance in the water sector    creates clear conditions that make water            development in Switzerland and represents an
under the umbrella of the Indian         administration sustainable.                         effective knowledge community.
Industries Association.                     In research-oriented organizations there is
                                         a tendency to neglect both the political context    Conclusions and possibilities
                                         and usage in practice (ICIMOD – International       for improvement
                                         Centre for Integrated Mountain Development;         Switzerland is a small donor country but it can
The Mekong River                         IMWI), a fact which curtails the effect of          successfully position topics on the interna-
Commission (MRC)                         mainly good technologies.                           tional agenda.
By promoting the MRC Secretariat,                                                               The effect is mostly based on two factors:
Switzerland helped to establish a        Switzerland’s influence                             Switzerland’s readiness to enter a long-term
regional cross-national institution in   Together with multilateral organizations,           commitment in an organization or country, as
a region that until just recently was    Switzerland maintains continuous dialogue           well as a smart combination of know-how and
wracked by conflict. The Mekong          with governments of countries in which it           financing.
region is the scene of rapid eco-        finances programs. With the support of the             Environmental issues, such as climate
nomic growth, especially with            WSP and Switzerland, Nicaragua has formu-           change, are increasingly found on the agen-
respect to trade (river boats) and       lated a comprehensive water policy and              das of multilateral organizations supported by
dam construction for the electricity     appropriate investment program.                     Switzerland. This is another large task await-
industry.                                    Wherever a need existed, Switzerland par-       ing development cooperation in the water sec-
                                         ticipated in founding a new organization            tor, on the bilateral and multilateral level.

20
     ADDENDA




List of examined projects
Bilateral projects          Region/Country       Year                            Description                            Swiss Contribution/     % of Total
                                                                                                                           Year in CHF
                                                            Rural drinking water supply and latrines; program;
                              Bangladesh      1975–2007                                                                        410,000           10–30 %
                                                            various stages
                                                            Drinking water supply for the city of Khujand
                               Khujand        2005–2008     (145,000 inhabitants); house connections, construc-                990,000             67 %
                              (Tajikistan)                  tion of utility lines, organization and training of users
                                                            Drinking water supply in 15 villages for 25,000
                               Moldova        2001–2005     people; school sanitation facilities; originally                   840,000             67 %
                                                            emergency aid
                                                            Rural drinking water supply and latrines; 2,000 public
                            Mozambique:       1979–2004     water supply sites for 140,000 people; 135 water                 1,660,000           80 %–90 %
                            Cabo Delgado                    committees; etc.
                             Mozambique:                    Training program; 732 grants; consulting services;
                                              1986–2004                                                                      1,300,000          approx. 40 %
                               Training                     public relations activities
                                                            Rural drinking water supply and latrines;
                              Nicaragua       1982–2015     285,000 water connections; 150 water committees;                 1,750,000             60 %
                                                            decentralization
                                                            Program for integrated rural development with water
                                Niger         1979–2004                                                                      2,050,000             90 %
                                                            components (wells, weirs); benefiting 700,000 people
                            Ferghana Valley                 Integrated management of resources; construction of
                                              2001–2008                                                                        960,000             100 %
                             (Central Asia)                 pilot channels, improved irrigation management
                                                            Optimization of drinking water and sewage disposal
                              Debrecen        1998–2001     facilities of the city of Debrecen (210,000                      1,620,000             25 %
                              (Hungary)                     inhabitants); modernized technology
                                Nukus                       Renovation of sewage network for city of Nukus for
                                              1998–2005                                                                        940,000             100 %
                             (Uzbekistan)                   230,000 inhabitants; training of personnel
                                 Total                                                                                     12,520,000




Multilateral projects                             Year                                                                                 Swiss Contribution/
                             Organization     Established                                 Description                                     Year in CHF
                                                            Platform for Swiss specialists; professional exchange of know-how and               120,000
                               Aguasan           1983       experience in workshops; invitation of experts from the South
                                                            Global Water Partnership; cooperates with many countries; Integrated
                                GWP              1996                                                                                           350,000
                                                            Water Resources Management Organization (IWRM); numerous donors
                                                            International Centre for Integrated Mountain Development; located
                               ICIMOD            1983       in Kathmandu; 8 regional member countries; research and consulting;                 600,000
                                                            Switzerland helped with its foundation; numerous other donors
                                                            Platform in the federal administration; ensures Switzerland’s coherence
                                IDANE            2003                                                                                                 0
                                                            in water themes

                                IWMI             1983       International Water Management Institute; headquartered in Colombo;                 450,000
                                                            10 regional offices in Africa and Asia; applied research
                                                            Joint Monitoring Program for Drinking Water Supply and Sanitation;
                                 JMP             1990       reference for Millennium Development Goal No. 7 (MDG 7),                            125,000
                                                            objective 10

                                 MRC             1995       Mekong River Commission; common platform of riparian states of the                  550,000
                                                            Mekong
                                RWSN             1992       Rural Water Supply Network Africa                                                   140,000
                                 WEF             2005       Water Initiative of the World Economic Forum (WEF)                                  150,000
                                                            World Overview of Conservation Approaches and Technologies;
                               WOCAT             1992       promotes innovations; Switzerland is main donor country                           1,150,000

                               WSSCC             1990       Water Supply & Sanitation Collaborative Council; part of UN system;                 450,000
                                                            founded with Switzerland’s assistance; seated in Geneva
                                                            Water and Sanitation Program of the World Bank; active worldwide;
                                 WSP             1979       Switzerland is one of the most important donor countries; pilot projects          2,330,000
                                                            lead to political dialogue; directly related to poverty reduction

                                WWC              1996       World Water Council; organizes international water forums;                         100,000?
                                                            250–300 member organizations in approx. 60 countries
                                Total                                                                                                         6,515,000




                                                                                                                                                           21
     ADDENDA




     Methods at a glance                                views to ascertain the perspectives of directly            traceable parties carried out during on-site
                                                        involved program representatives as well as                visits. Discussion partners were selected
     Questions – The German Development                 responsible partner country representatives.               according to the snowball principle.
     Institute (GDI, www.die-gdi.de) was entrusted                                                              On-site analyses were performed in all coun-
     with establishing the scientific basis for this    Telephone interviews – Here priority                    tries except Bangladesh and Mozambique.
     Report on Effectiveness. In the analysis made      is given to the assessments of multilateral pro-
     in cooperation with the consulting firm FAKT,      grams by persons in charge and employees of             Final evaluation – All information was
     the following topics were given priority:          multilateral programs in which Switzerland              recorded in fact sheets and underwent analy-
      – bilateral projects: poverty reducing effects    participates.                                           sis, quality control checks and evaluation by
        (access to water, benefits for the popula-                                                              the GDI.
        tion), sustainability                           On-site analyses – This refers to the                      The GDI then summarized the most impor-
      – multilateral measures: Switzerland’s politi-    evaluation made by directly affected people             tant statements in so-called synthesis tables.
        cal influence, effects of supported programs    and parties, based on two methods:                      Differences in evaluation were discussed with
                                                         – Method for Impact Assessment for Programs            the individual evaluators.
     Document analysis – This refers to an                 and Projects (MAPP): Information is col-                The material of the Report on Effectiveness
     assessment of the effects as viewed by external       lected from target groups and people                 consists of an overall presentation including
     evaluators, supported by an analysis of exist-        involved that shed light on development              conclusions, evaluations and recommenda-
     ing reports on the selected programs.                 trends and the effects of measures on peo-           tions, as well as a collection of all on-site
                                                           ple’s lives.                                         analysis reports, fact sheets and synoptical
     Written interviews – This is a Rapid                – Tracer Studies: These are partially standard-        tables. This comprehensive background mate-
     Sectoral Assessment (RSA) through written inter-      ized interviews with those affected and with         rial is available on request.
                                                                                                                   In addition to the above, a cost-benefit
     GDI Study                                                                                                  analysis was made by SKAT (Swiss Resource
                                                                                                                Centre and Consultancies for Development)
                                                                                                                and IC. The selected programs are only in part
               Document Analysis                                             Written Interviews                 consistent with those examined by the GDI for
                                                                          with Persons in Charge                reasons of data availability, but the objectives
                                                                                                                are similar.
                                                                                                                   This Report on Effectiveness was compiled
                                                                                                                externally on the basis of the aforementioned
                                                  Overview                                                      materials and was discussed with the SDC and
                                           (Tables) and Evaluation                                              SECO with the aim of defining important
                                                   in Tables                                                    improvement possibilities for federal water
                                                                                                                projects. This also includes increased efforts in
                                                                                                                collecting own data on access to water and its
                                                                                                                effects.
              Telephone Interviews                                            On-site Analyses
              with Involved Parties                                           with Population




     Evaluation of bilateral                                              Evaluation                                 Contribution Contribution  Chance
                                                                                          Access      Poverty                      to Sustain-
     projects                                                             of Bilateral
                                                                           Projects      to Water    Reduction
                                                                                                                          to                   of Being
                                                                                                                     Governance able Economic Sustainable
                                                                                                                                     Growth
     Overall, the balance of the evaluation made of       Bangladesh           0            +              0              ++             ?             +
     bilateral projects is positive, and chances are        Khujand
     good that the effects will be sustainable for         (Tajikistan)        0            +              0              ++             0            +/–
     most projects. Water programs dealing with            Moldova            +             +              +              ++             0             +
     access to water and their contribution to gov-
                                                          Mozambique           0            0              –               0             ?             0
     ernance have been particularly effective (e.g.      Cabo Delgado
     participation of the population, improved serv-      Mozambiqie
     ices of public utilities). The contribution to        Training           +             +              0               0             +             0
     poverty reduction is given, but also depends          Nicaragua         ++            ++              ++             ++             0            ++
     on other factors. Promoting the economy was
                                                             Niger            +            ++              ++              +             +             +
     also marked by success, but was not the main
                                                        Ferghana-Valley
     objective of all projects.                          Cenaral Asia)       ++            ++              ++             ++            ++            ++

                                                           Debrecen          ++            ++              0               +            ++            ++
                                                           (Hungary)
                                                             Nukus           ++            ++              +              ++             +             +
                                                          (Uzbekistan)

                                                        Source: GDI, revised for the report. The scale ranges from – – to –, 0 and + to ++.
                                                        ? = insufficient data for evaluation.


22
Publishing details

Publisher
Swiss Agency for Development and Cooperation (SDC),
Federal Department of Foreign Affairs (FDFA),
3003 Bern, Tel.: 031 322 44 12, Fax: 031 324 13 48
Internet: www.sdc.admin.ch
E-mail: info@deza.admin.ch

State Secretariat for Economic Affairs (SECO),
Federal Department of Economic Affairs (FDEA),
3003 Bern, Tel.: 031 324 09 10, Fax: 031 324 09 62
Internet: www.seco-cooperation.admin.ch
E-mail: info@seco-cooperation.ch

Editor: Jean-Philippe Jutzi (SDC)
Text: Pierre Walther, fast4meter, Bern
Scientific basis: German Development Institute (GDI),
Bonn, Susanne Neubert
Coordination: Adrian Maître (SDC), Odile Keller (SECO)
Layout: etter grafik+co, Zürich
Cover Picture: Naive painting by Walter Castillo,
Nicaragua, 1995




The Report on Efficiency is available in German, French, Italian
and English.
Copies may be ordered from info@deza.admin.ch or
031 322 44 12.

ISBN 3-03798-088-5
07.08 5000e 860198338

						
Related docs