RSSB-managed industry R & D programme CONTROL, COMMAND

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RSSB-managed industry R & D programme CONTROL, COMMAND

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							                 RSSB-managed
            industry R & D programme
CONTROL, COMMAND & SIGNALLING
    TOPIC RESEARCH PLAN
                EXECUTIVE SUMMARY
                                ISSUE 1
  Topic Research Plan approved by Vehicle - Train Control and
 Communications Systems Interface Committee on 18 December
                            2007.

                Endorsed by R&DAG on 28 March 2008


(Other C lient G roups : C ontrol C ommand and S ignalling S tandards C ommittee,

                   C ontrol-C ommand F uture R ailway G roup)


                                                                  Andrew Broadbent
                                                      Head of Engineering Research
                                                                  R & D Department
                                                    Rail Safety and Standards Board

                                                                  020 7554 4611
                                                     Andrew.broadbent@rssb.co.uk

                                                                    28 March 2008
Command Control & Signalling TRP - Executive Summary                        Issue 01 – Mar 08




Executive Summary – Command Control & Signalling
     This document is an executive summary of the Control, Command and Signalling
     (CC&S) topic research plan (TRP) developed by the Vehicle - Train Control and
     Communications Systems Interface Committee and other groups in this area, facilitated
     by RSSB. This summary outlines the scope of the topic, the potential impact of
     research carried out under this topic, the areas of research that will address the
     research programme objectives and the immediate priorities for these research areas.

     The research under this topic encompasses the complete area specified in the
     European definition of a Control, Command and Signalling subsystem. This is defined
     as that set of functions and their implementation, which allow the safe and predictable
     movement of rail traffic in order to meet the desired operational activities. It is also
     concerned with communication networks and systems in the wider railway context.
     Figure 1 describes the entirety of the CCS research topic area.




                                Figure 1 – CCS Topic Scope

     The scope of the CCS topic is therefore concerned with the:

        • Evaluation of the existing CCS environment and the identification of cost effective
          solutions to the rationalisation and/or performance optimisation (including
          maintenance) of assets
        • Analysis of conflicts within and between existing technology and operating
          principles to determine optimum and safe solutions
        • Evaluation of how improved performance metrics derived from CCS applications
          can be used to enhance real-time decision making in traffic management, train
          control, timetable development, maintenance planning and possession planning
        • Promulgation of information and knowledge about advances in new technology,
          their application to rail systems and the complex interactions within the CCS
          environment
        • Influencing the development of products based on new technologies, in both the
          UK and European context, to ensure that they are fit for purpose; provide best fit
Command Control & Signalling TRP - Executive Summary                        Issue 01 – Mar 08



           with UK renewal strategies; provide a cost advantage; and for the avoidance of
           bespoke engineering manage the interfaces between equipment and
           technologies
        • Analysis and evaluation of new technology or new applications of existing
          technology, to determine the feasibility of its application in the UK and the
          potential benefits and costs of its adoption



     Research in this topic supports the industry “CCS vision” as part of the “Rail Technical
     Strategy” published by the Department for Transport (DfT) in June 2007, as well as
     industry requirements for research that cross the boundaries between the Infrastructure
     Manager and Railway Undertakings.

     This topic has links with others in the research programme, notably the operations,
     rolling stock and level crossings topics. The topic has links to the Signalling Review
     and the implementation of ERTMS and ‘whole life benefits’ to the railway.

     For some of the research objectives the potential size of the problem this topic
     addresses is unknown, and/or total industry targets have not been set; therefore, rough
     estimates and qualitative assessments of the potential size of the problem and the
     contribution CCS research makes to any industry target reduction are provided in
     Appendix 1. In summary:

        • Safety - The total risk to staff, passengers and members of the public is 0.65 FWI
          per year for CCS related hazards, which is 0.34% of the total for the rail system.
          The value, in terms of preventing a fatality, associated with reducing ‘energy
          related’ safety risk is approximately £1.07 million per year.
        • Performance - In 2004/05, 6.04 million minutes of delay were attributable to
          Network Rail infrastructure sources, of which 54% could potentially be attributed
          to some form of CCS causes; the associated cost being ~ £195 million per year
          (based on average cost of delay of £50/min). There are also Operator attributed
          delays associated with this topic but the costs are not yet known to RSSB.
        • Capability - Capacity for the network (in terms of passenger train miles) is
          determined both on the number of trains per hour and their performance speed.
          These in turn are based on assumptions about the performance of the vehicles
          using the network (particularly braking characteristics) and the performance of
          CCS systems.
        • Costs - 30% of the NR’s total forecast expenditure on renewals will be spent on
          CCS equipment renewals. Maintenance is measured in SEUs with current
          investment in the order of £220,000/SEU. Operating costs are largely a function
          of staffing and are almost £200 million per year.
        • Sustainability - CCS impacts environmentally in terms of waste pollution and
          unsightly equipment. By being a major contributory factor to the number of delays
          it also impacts on the perception of ‘value for money’ associated with the
          operation of the network
Command Control & Signalling TRP - Executive Summary                                         Issue 01 – Mar 08



       In consultation with stakeholder groups, key areas of activity that support the different
       types of research need and the research programme objectives for this topic have
       been identified. The present status of work in these research areas, the main priorities
       moving forward, and the benefits of these priorities are presented in the following
       tables.

       Appendix 1 identifies the potential impact of R&D on industry objectives

       Appendix 2 gives an overview of the level of priority 1 given to the specific research
       priority (for comparison to other work within the wider R&D programme), the likely
       timescale for implementation, and the likely expenditure over 3 years.

       Appendix 3 provides an overview of the status of projects for the different research
       areas.


                                                                                                   Responsive
Area 1 - Research into improvements in conventional CCS equipment to                               Industry-
make better use of existing assets                                                                 wide R&D

Overview
Although CCS systems across the network are evolving, the implementation of new systems will take
some years. The objectives of this research area are to identify and evaluate the benefits of optimising,
rationalising or augmenting (with other products) existing CCS equipment, as a means of:
          • Reducing the need for maintenance or service interruption
          • Improving safety and operational performance
This area of research attempts to analyse or simulate existing systems or equipment. It aims to
understand the parameters or interactions that affect reliability, performance or capacity and through
varying these parameters, identify optimal or improved solutions for which costs and benefits can be
defined.
The benefits from such research would be expected to be financial, allowing cost savings through lower
maintenance or operation costs; better system performance from reduced delays; better service
management that allows operational constraints to be lifted or capacity increased.
Status
Research in this area to date has focused on improvements to equipment in specific areas or systems
and the investigation of suitable displays for drivers that give them advanced warning of four aspect
signals in places of poor sighting.
Research has reviewed present arrangements of signalling methods at junctions, and recommended
that junction signalling adopt ‘Preliminary Route Indicators’ with critical speed Dynamic Speed
Indicators.
Future research needs in this area were highlighted in the Network Rail, Initial Strategic Business Plan
CP4. This identified that the following should be considered to improve route value: bidirectional
signalling as a means of increasing operational flexibility; signal box rationalisation to reduce operating
cost; and the optimisation of signal positioning to reduce headways and increase capacity.


1
 RSSB has conducted the initial assessment; confirmation of the priority levels assigned will be built up with the
principle stakeholder group.
Command Control & Signalling TRP - Executive Summary                                  Issue 01 – Mar 08




Priorities
The future priorities for this area are presented below.


  Research Priority         Benefits to Stakeholders             Reason for         Timescale     Priority
                                                                  Priority
Validation of the          The project will provide a set    CCS Standards
recommendations from       of junction signalling            Committee is
the junction signalling    principles that do not conflict   specifically           Start: 2008
project and enhancing      with those presently in force.    supporting this
                                                                                    Duration:        H
them to determine a                                          topic as one of its
definitive set of                                            highest priorities     2yrs
signalling and
operations principles
Investigation of the       Bi-directional signalling
feasibility and benefits   creates flexibility allowing
                                                             Specifically
to performance from        urgent maintenance to be
                                                             featured in the        Start: 2008
bidirectional signalling   carried out safely. It will
                                                             Network Rail Initial
upgrades in specific       minimise service delays,                                 Duration:        H
                                                             Strategic Business
locations/routes and       increase traffic and reduce
                                                             Plan                   1 yr
enhanced single line       lost time costs.
working


  Research Priority         Benefits to Stakeholders             Reason for         Timescale     Priority
                                                                  Priority
Assessment of the          Line side signs: Improved         CCS Standards
influence of the           control of hazards associated     Committee has
modern railway             with new technology e.g.          specifically           Start: 2008
environment and            headlights, prismatic             requested this         Duration:        M
signing technologies       materials replacing obsolete      project                1.5 yrs
on the design of           products, reflectorised
trackside signs            cutouts.
Command Control & Signalling TRP - Executive Summary                                Issue 01 – Mar 08




                                                                                          Strategic
Area 2 - Research & Development to support implementation of                              Industry-wide
Automatic Train Protection to reduce whole life costs                                     R&D

Overview
The aim of this research area is to investigate improvements and additions to traditional ATP
functionality. This may provide a real benefit by reducing the need for infrastructure based equipment
and reducing headways; thereby potentially increasing capacity or enhanced safety for a reasonable
cost. Train Integrity for example, is a fundamental safety requirement of railway signaling and is
currently achieved with large quantities of infrastructure based equipment.
A number of technologies, some mature and others new, make it possible for a train borne ATP/cab
signalling system to know the train’s integrity at any point in time. New technologies may also allow low
adhesion in the track ahead to be identified and for the train or train driver to compensate. These
technologies could allow a train’s braking performance to be monitored and to know the braking
available on the track ahead. This improved prediction may reduce headways without increasing the risk
of a train going beyond the point of danger.
Seen specifically in the context of ERTMS, this topic makes it possible for a train borne ATP/cab
signalling system to know its location in the railway network with high safety integrity.
Status
Currently the EU GRAIL research is developing a high-level specification for enhanced ERTMS
applications utilising a GNSS environment. The aim is to improve system performance and safety.
Specific applications identified include Train Integrity, Cold Movement Detection, Train Awakening,
Absolute Positioning and Enhanced Odometry.
Research is being undertaken to test equipment that simulates an AWS track magnet that can measure
performance against Railway Group Standard GE/RT8035. Four units have been produced as part of
this project and will be made available for routine checks, investigations and checks of new rolling stock.
Future research may include the development of ATP functionality in respect of train integrity. This
includes ATP initialisation – train awakening, train positioning, continuous brake performance
monitoring, and low adhesion prediction and response. In addition, investigation of how large amounts
of data associated with ATP can be effectively managed in the future may also be addressed.
Priorities
The future priorities for this area are presented below.
Command Control & Signalling TRP - Executive Summary                                 Issue 01 – Mar 08




  Research Priority          Benefits to Stakeholders           Reason for         Timescale     Priority
                                                                 Priority
Develop functionality of    The project contains a range     The results of this
ATP in respect of train     of areas that will benefit       work are
integrity                   safety and performance - by      expected to
                            reducing the need for track      support the
                            based equipment; through         implementation of
                            enabling ERTMS to know its       ERTMS by 2012         Start: 2008
                            location with a high safety                                             M
                                                                                   Duration:
                            integrity; by looking more
                            accurately at brake                                    2 yrs
                            performance it may be
                            possible to increase capacity;
                            and by improving the way in
                            which low adhesion situations
                            are detected and managed.
Investigation of how        The project will deliver the     The results of this
large amounts of data       cross boundary structure         work are              Start: 2010
associated with ATP         between the infrastructure       expected to
                                                                                   Duration:        H
can be effectively          owner and train operator to      support the
managed in the future       manage failure and               implementation of     1 yr
                            performance trends.              ERTMS by 2012
To determine whether        Improvements in the use of       To support the
ATO may be used on          capacity and reduction in        implementation of
the various types of UK     driver workload                  ERTMS by 2012
main line railway                                            and also to
operation, the safety                                        support the
and operational benefits                                     aspirations of the    Start: 2010
that may be achieved                                         DfT Technical
                                                                                   Duration:        L
and the costs of its                                         Strategy on
implementation. The                                          capacity              1 yr
research must involve
the organisations
directly affected such as
train operators and
drivers' representatives.
To determine the            Better understanding of the      To support cost
appropriate application     application of cab based         effective             Start: 2009
of cab based signalling     signalling to meet different     application of cab    Duration:        L
and to identify             service requirements of a        signalling            1 yr
development priorities      differentiated network
Command Control & Signalling TRP - Executive Summary                                  Issue 01 – Mar 08




                                                                                            Strategic
Area 3 - Research to explore emerging & future Communications                               Industry-wide
technology to understand potential business & safety benefits                               R&D

Overview
A perennial problem with communications is that the need grows faster than providers’ expectations, or
faster than the implemented technology is capable of providing. The growth of data processing places
even greater pressure on the communications network’s performance and capacity. The railways are
not immune to this problem.
The implementation of the Fixed Telecoms Network has anticipated this and will provide extra capacity
for the transmission of data between fixed systems. However, no provision has been made for
increased data transmission through radio systems. GSM-R has potential for this but the necessary
facilities are not planned as part of its rollout across the network.
Research objectives in this area are to identify emerging communication needs and predict future
needs. It will also review system architectures that facilitate growth or make provision for upgrade
without significant cost, thereby ensuring that capabilities can be expanded without excessive costs.
Research in this area also deals with the development of standards for communication system
interfaces and protocols between railway communications systems.
The benefits of the research in this area are that it will help the industry avoid costs arising from the
implementation of independent stakeholder approaches to industry-wide problems. Typical outputs
from this research area include system definitions, interface specifications and industry guidance and
standards.
Status
Research has examined the current communications systems used by track workers, drivers, signallers,
and control room operators. The implications of migration from fixed-wire to wireless-based systems
have been considered, and the functionality, the hazards, and associated risks re-assessed. The
manner in which excess capacity can be safely used for commercial benefit has also been investigated.
Research has been undertaken to explore the current satellite and digital communication systems being
developed commercially, and match developments to the needs and ambitions of the UK Rail industry.
The knowledge gained is to be used to develop a RSSB Guidance Note, providing product details and
best practice guidelines with which the industry can make informed buying decisions.
Future research work in this area may include the determination of the total future demand for railway
radio communications both commercial and operational. It will also look at broadband and IP influences
on future train control and traffic management systems with a view to establishing standardised
application protocols.
Other research may include defining the means by which the rail industry is kept informed of emerging
standards, and investigating the potential for using communications technology for remote asset
monitoring. The Technical Strategy Advisory Group is also recognising the need for an improved and
co-ordinated Information Management Strategy for the industry. As CCS systems are commonly at the
heart of most IM requirements it is likely that further work in this area may be taken forward in this area
or as a new research area within this topic.
Command Control & Signalling TRP - Executive Summary                              Issue 01 – Mar 08




Priorities
The future priorities for this area are presented below.
  Research Priority          Benefits to Stakeholders           Reason for      Timescale     Priority
                                                                 Priority
Determining the future    The project will provide benefits   Future
total demand for          for planning the future by          Positioning and   Start: 2008
railway radio             identifying the overall needs of    Communication
                                                                                Duration:        H
communications both       the railway.                        Systems
commercial and                                                Advisory Group    1 yr
operational
Defining the means by     The project sets outs out in a      Future
which the rail industry   European context how the            Positioning and
is kept informed of       railway can keep abreast of,        Communication
emerging                  and influence, the development      Systems           Start: 2008
communication             of emergent standards for new       Advisory Group    Duration:        M
standards                 technologies, thereby allowing                        1 yr
                          the integration of such new
                          technologies at an early stage
                          to the benefit of the industry.
Investigating how         The outputs from this research      Requires
traffic management        will include the provision of       substantial
information and its       good data transmission facilities   change to
means of transmission     between track and train, real       infrastructure    Start: 2010
can provide improved      time train location, and speed                        Duration:        L
performance               and performance information of
                                                                                2 yrs
                          previously unequalled
                          precision.


Investigate the           Better monitoring of assets,        Improvements in
potential for using       earlier indication of potential     reliability and
communications            failure allowing improved           whole life cost   Start: 2009
technology for remote     approach to servicing and           reductions,
                                                                                Duration: 1      M
asset monitoring          maintenance and application of      minimised
                          degraded modes to maintain          service           yr
                          services                            disruption from
                                                              failures
Command Control & Signalling TRP - Executive Summary                                  Issue 01 – Mar 08




                                                                                           Strategic
Area 4 - Research into the feasibility and early scoping of future                         Industry-wide
technologies for Train Control to prepare for implementation                               R&D

Overview
Train control will inevitably continue to evolve beyond the current specification of ERTMS. The potential
for automation, additional safety functions and driver information, will have implications for system
architectures and the communications environment.
In cooperation with other European railways and the rail industry, this research area ensures that the
UK influences research direction to meet the needs of the UK rail industry. It will also keep the industry
informed of advancements in order that it can take advantage, in terms of cost and whole rail network
performance, of technological innovations.
The output of this research is (usually in conjunction with other partners) high level information on the
potential application of new technology to train control systems, product specifications, simulations, and
prototyping.
Status
The introduction of the Global Navigation Satellite System (GNSS) technology to the railway domain
requires a common European approach to obtain the advantages of a common technological basis. A
research project has been established under the EU's 6th framework programme and has three main
objectives:
          • Develop and test a GNSS prototype system for enhanced odometry ready to be integrated
             within the European Train Control System (ERTMS)
          • Develop a collaborative harmonisation of traffic management systems
          • Promote the potential of new technologies to support rail traffic management.
It will also address the certification needs. This should provide benefits by supporting the essential
requirements of interoperability and the commercial advantages of a larger number of users.
Future research may also include determination of how advisory speed information to drivers can be
provided and used so that driving may be optimised against identified criteria, and investigating the
better use of braking performance information so that improvements in line capacity and journey times
can be delivered.
Command Control & Signalling TRP - Executive Summary                                   Issue 01 – Mar 08




Priorities
The future priorities for this area are presented below.
  Research Priority          Benefits to Stakeholders             Reason for         Timescale     Priority
                                                                   Priority
Determination of how       This will complement other          Joint DfT, NR
advisory speed             signalling information being        and ATOC
information to drivers     provided to the driver. It will     initiative with far
can be provided            enable train driving to be          reaching
                           optimised to one or more            implications
                           criteria, leading to
                           improvements in line capacity                             Start: 2008
                           and journey times.                                                         H
                                                                                     Duration:
                                                                                     1.5 yrs
                           e.g. Drivers can choose the
                           optimum power efficient speed
                           to use within their movement
                           authority, thereby providing cost
                           saving and environmental
                           benefits.
Investigating the better   Modern rolling stock is capable     To understand
use of braking             of better braking performance       the value of
performance                and this can give benefits in       rolling stock
information                terms of line capacity and          braking
                           journey time. However, the          characteristics in
                           operational and business            relation to future    Start: 2008
                           issues are complex. The             capacity and the
                                                                                     Duration:        M
                           research will provide a means       implications
                           to optimise the investment          associated with       1 yr
                           required.                           temporary
                                                               departures from
                                                               any default
                                                               values (e.g. poor
                                                               adhesion).
Command Control & Signalling TRP - Executive Summary                                 Issue 01 – Mar 08




                                                                                              Strategic
Area 5 - Research to explore emerging & future CCS technologies to                            Industry-wide
understand potential business & safety benefits                                               R&D

Overview
Developing a vision of the future naturally requires an understanding of the advancing technology and
its application to the rail environment. Planning to implement such a future means making informed
choices today in preparation for anticipated future developments.
The objective of this research area is to ensure that the UK rail industry is aware of emergent CCS
technologies. It should also evaluate these technologies in terms of their potential benefits and cost, and
ensure that their further development provides for fitness of purpose and best fit with UK rail industry
needs.
Specific areas for investigation in this context are:
          • The application of the modern timing and location technologies
          • The information that could most usefully be displayed on new display technologies in cab
             and in control rooms, with respect to line side signals and in-cab signalling,
          • The future development of the drivers desk and the potential flexibility engendered by
             better data processing and distributed architectures; the reduced cost and size of
             components; and lower power demands
          • The development of better hardware and software to obtain safety and reliability in data
             processing at least cost
To ensure that the awareness of investigative research in the above is delivered it is proposed RSSB
issue technology awareness reports on a bi-annual or annual basis freely on their website. They will
address emerging technologies, their limitations and potential benefits, a view on their maturity re-new
railway projects and their implications for the management of the railway.
Command Control & Signalling TRP - Executive Summary                                 Issue 01 – Mar 08




Status
Systems based on Global Navigation Satellite Systems (GNSS) are providing increasingly accurate
data to determine position and velocity. RSSB research has demonstrated that such systems have the
potential to be applied to railway traffic control and signalling. On going research includes work to
demonstrate that the rate of undetected failures is at acceptable level.
Current research is also collecting and analyse data to assess the dependability of global navigation
satellite system (GNSS) technology and the accuracy of modern odometry systems.
In conjunction with European partners, research into a common European approach to GNSS
application is ongoing. The project aims to deliver significant commercial advantages from a common
technological basis.
Research is being carried out to identify the benefits to be obtained from the application of head-up
displays in driving cabs and the issues that must be addressed to enable the use of such devices.
Future research is likely to include developing understanding of localisation technologies (GNSS,
eLORAN, GBAS and other developments) and their application to railway operations, and the
dissemination of this information to the industry.
In addition, research may be undertaken to assess data processing techniques for application in railway
operations in particular safety related applications.


Priorities
The future priorities for this area are presented below.
  Research Priority          Benefits to Stakeholders           Reason for         Timescale     Priority
                                                                 Priority
Develop                    Ensuring that the industry has a
understanding of           platform to influence the                               Start: 2010
                                                              Network Rail
localisation               development of these
                                                              commitment to        Duration:        H
technologies and           technologies for railway
                                                              “ensure that we      1 yrs
disseminate                applications and a common
                                                              are informed
information to industry    basis for their application
                                                              about future
Research and assess        This project forms the             risks and
data processing            foundations on which traffic       opportunities
techniques for             control; train control and data    and engage in
application in railway     management will be based.          appropriate
                                                                                   Start: 2010
operations in particular                                      actions to future
safety related                                                proof our assets”    Duration:            L
applications               An output will be the issue
                                                              and to engage        1 yr
                           Technology Awareness Reports
                                                              “with those who
                           on a bi-annual or annual basis,
                                                              are experts in it”
                           freely available on the RSSB
                           website.
Command Control & Signalling TRP - Executive Summary                                   Issue 01 – Mar 08




                                                                                             Strategic
Area 6 - Research to explore advances in Data Management                                     Industry-wide
                                                                                             R&D
Overview
New applications on the horizon such as energy efficient train control and applications associated with
the management of asset data such as maintenance, IECC, interlockings, and rolling-stock will
contribute to an increased demand for data storage. Accessibility and the form of data used on the
railway will be a major source of inefficiency unless the problems of data management are understood
in a corporate sense.
This area is in its infancy in the railway industry and the first steps will be to survey the latest practices
in data management used in other industries such as banking, national and international retailing,
aviation etc. A strategy for data management will be developed, based on analysis of good practice and
industries needs (identified in other projects).
The use of data processing systems on the railway for many functions, not only ATP, leads to the need
for large data representations of the railway. Today there are several independent data bases for ATP,
IECC, Interlocking, asset control, project planning. They all present the difficulty of being maintained up
to date, error free and with the correct attributes. Research to rationalise and provide a means of
validating common data will deliver major cost advantages in setting out a data representation of the
railway available and suitable for all.
Status
Robust operation of the European Rail Traffic Management System (ERTMS) is highly dependent upon
the integrity of a large volume of data, much of it safety critical. Research has identified the appropriate
procedures and systems to ensure ERTMS data is not compromised throughout its lifecycle of design,
data capture, implementation and maintenance. The principal recommendations relate to the
establishment of an ERTMS data management group and processes to control the data.
Future research in this research area is likely to include the establishment of relationships between
various databases describing the application of CCS and other railway systems, to minimise repetitive
data generation processes.
Priorities
The future priorities for this area are presented below.
  Research Priority           Benefits to Stakeholders            Reason for         Timescale       Priority
                                                                   Priority
Establishing enhanced      Optimising data collection,          Required for
data management            analysis and management              implementation
technologies.              through the development of a         in the next 2-3
                           strategy, guidance and/or            years                Start: 2008
                           codes of practice.
                                                                                     Duration:          M
                           Development of an industry
                           Data Recording and Causal                                 1 yr
                           Analysis System (DRACAS) for
                           command, control and
                           signalling equipment.
  Command Control & Signalling TRP - Executive Summary                            Issue 01 – Mar 08


  Appendix 1 – Potential impact of research in achieving R&D programme objectives
                                                                  Industry Targets/
Objectives:    Total Impact relevant to Topic                                                     How Research Helps
                                                                  Initiatives
Health         The health risks associated with CCS sources       Ref. Occupational Health        Ref. Occupational Health TRP.
               is covered under the Occupational Health TRP.      TRP.
Safety         The total risk to staff, passengers and members    No targets currently            Research assists with identifying robust controls that
               of the public is 0.65 FWI per year for CCS         identified. The Rail Strategy   reduce the risk of human error.
               related hazards, which is 0.34% of the total for   Safety Plan (SSP) is likely
               the rail system. The value, in terms of            to address the targets for
               preventing a fatality, associated with reducing    this area.
               ‘energy related’ safety risk is approximately
               £1.07 million per year.
  Command Control & Signalling TRP - Executive Summary                                                                               Issue 01 – Mar 08


                                                                   Industry Targets/
Objectives:     Total Impact relevant to Topic                                                      How Research Helps
                                                                   Initiatives
Reliability &   In 2004/05, 6.04 million minutes of delay were     The NR target is to improve      Research assists with identifying areas where existing
Performance     attributable to Network Rail infrastructure        reliability, in terms of delay   CCS systems can be modified to lower headway,
                sources, of which 54% could potentially be         minutes attributable to NR       improve flexibility, reduce operating costs or increase
                attributed to some form of CCS causes; the         by 30% by 2008/9                 reliability. It identifies the appropriate use of new
                associated cost being ~ £195 million per year      (approximately 7%                technology that improves efficiency and safety for lower
                (based on average cost of delay of £50/min).       reduction per year from          lifecycle costs.
                                                                   2004/05 to 2008/09).


                There are also Operator attributed delays          If we assume the same            The value of research in contributing to any industry
                associated with this topic but the costs are not   reduction in CCS sources of      target is a subjective assessment. Many performance
                yet known to RSSB.                                 delay minutes, the target        improvement initiatives will be progressed without
                                                                   reduction equates to ~£14m       specific research. However, those that rely on improved
                                                                   per year of for CCS              scientific understanding or pan-industry analysis will
                                                                   sources of delay minutes.        typically need research – and these may provide the best
                                                                                                    long-term improvements.


                                                                                                    Therefore, a conservative estimate of 5-10% contribution
                                                                                                    to the industry target of reduced delay minutes (~ 7%
                                                                                                    reduction per year) would value CCS research in the
                                                                                                    region of £0.7m to £1.4m per year. (Note - This does
                                                                                                    not include any benefits associated with reducing
                                                                                                    Operator CCS related delay mins).
Capability      Capacity for the network (in terms of passenger    NR estimate a cumulative         Research can assist in developing an accurate set of
                train miles) is determined both on the number of   passenger train miles            assumptions that model the network’s capability and by
                trains per hour and their performance speed.       growth of 1.1% and a             varying these assumptions identify the actions likely to
                These in turn are based on assumptions about                                        create extra capacity on the existing network.
                the performance of the vehicles using the
                network (particularly braking characteristics)     Cumulative freight tonne
                and the performance of CCS systems.                miles growth of 14.6% from
                                                                   2004/05 to 2008/09.
  Command Control & Signalling TRP - Executive Summary                                                                             Issue 01 – Mar 08


                                                                    Industry Targets/
Objectives:    Total Impact relevant to Topic                                                     How Research Helps
                                                                    Initiatives
Costs          30% of the NR’s total forecast expenditure on        Over the next 3 years, NR     In the short term, research provides a basis for
               renewals will be spent on CCS equipment              has budgeted ~ £2169          optimisation of renewals to ensure maximum use of
               renewals.                                            million for CCS renewals.     investment. It assists in helping planners identify
                                                                                                  bottlenecks in the network where renewals can assist in
                                                                                                  making significant performance improvement for the
               Maintenance is measured in SEU’s with current        NR has set a target for the
                                                                                                  money invested. In the longer term, it ensures that the
               investment in the order of £220,000/SEU.             reduction in the cost of an
                                                                                                  rail industry is an informed buyer so that as far as
                                                                    SEU to £160,000 by 2014.      possible the main stakeholders can future proof their
                                                                                                  assets. It ensures that renewals and upgrades are based
                                                                    NR is committed to reducing   on common platforms so that the cost of each
               Operating costs are largely a function of staffing
                                                                    its total annual operating    stakeholder developing independent solution to common
               and are almost £200 million per year.
                                                                    costs by 14%.                 network problems is avoided.




Sustainable    CCS impacts environmentally in terms of waste        This is under development     Research which identifies the rationalisation of existing
Development    pollution and unsightly equipment. By being a        by the industry               equipment reduces the amount of CCS equipment on or
               major contributory factor to the number of           Sustainability Development    near the track, it reduces the need for maintenance and
               delays it also impacts on the perception of          Steering Group.               ensures that systems are reliable thereby reducing the
               ‘value for money’ associated with the operation                                    environmental impact. The advent of new technologies
               of the network                                                                     will further change the environmental impact making the
                                                                                                  railway more efficient and sustainable. Reducing the
                                                                                                  number of delays will also change public perception on
                                                                                                  the ‘value for money’ provided by the network.
Command Control & Signalling TRP - Executive Summary                     Issue 01 – Mar 08


Appendix 2 – Overview of Priorities
                                                                                                                                          Priority
Area                                                   Priority                                                       Timescale
                                                                                                                                          Level
1. Research into improvements in conventional CCS      Validation of the recommendations from the junction            Start: 2008
equipment to make better use of existing assets        signalling project and enhancing them to determine a           Duration: 2yrs         H
                                                       definitive set of signalling and operations principles
                                                       Investigation of the feasibility and benefits to performance   Start: 2008
                                                       from bidirectional signalling upgrades in specific             Duration:1 yr          H
                                                       locations/routes
                                                       Assessment of the influence of the modern railway              Start: 2008
                                                       environment and signing technologies on the design of          Duration: 1.5 yrs      M
                                                       trackside signs
2. Research & Development to support                   Develop functionality of ATP in respect of train integrity     Start: 2008            M
implementation of Automatic Train Protection to                                                                       Duration: 2 yrs
reduce whole life costs
                                                       Investigation of how large amounts of data associated with     Start : 2010
                                                                                                                                             H
                                                       ATP can be effectively managed in the future                   Duration: 1 yr
                                                       To determine whether ATO may be used on the various
                                                       types of UK main line railway operation, the safety and
                                                       operational benefits that may be achieved and the costs of     Start: 2010
                                                                                                                                             L
                                                       its implementation. The research must involve the              Duration: 1 yr
                                                       organisations directly affected such as train operators and
                                                       drivers' representatives.
                                                       To determine the appropriate application of cab based          Start: 2009
                                                                                                                                             L
                                                       signalling and to identify development priorities              Duration: 1 yr
Command Control & Signalling TRP - Executive Summary                                                                      Issue 01 – Mar 08



3. Research to explore emerging & future                Determining the future total demand for railway radio            Start: 2008
                                                                                                                                              H
Communications technology to understand                 communications both commercial and operational                   Duration: 1 yr
potential business & safety benefits
                                                        Define the means by which the rail industry is kept informed     Start: 2008
                                                                                                                                              M
                                                        of emerging communication standards                              Duration: 1 yr
                                                        Investigate how traffic management information and its           Start: 2010
                                                                                                                                              L
                                                        means of transmission can provide improved performance           Duration: 2 yrs
                                                        Investigate the potential for using communications               Start: 2009
                                                                                                                                              M
                                                        technology for remote asset monitoring                           Duration: 1 yr
4. Research into the feasibility and early scoping of   Determination of how advisory speed information to drivers       Start: 2008
                                                                                                                                              H
future technologies for Train Control to prepare for    can be provided                                                  Duration: 1.5 yrs
implementation
                                                        Investigating the better use of braking performance              Start: 2008
                                                                                                                                              M
                                                        information                                                      Duration: 1 yr
5. Research to explore emerging & future CCS            Develop understanding of localisation technologies and           Start: 2010
                                                                                                                                              H
technologies to understand potential business &         disseminate information to industry                              Duration: 1 yr
safety benefits
                                                        Research and assess data processing techniques for
                                                                                                                         Start: 2010
                                                        application in railway operations in particular safety related                        L
                                                                                                                         Duration: 1 yr
                                                        applications
6. Research to explore advances in Data                 Establishing enhanced data management technologies.              Start: 2008
Management                                                                                                                                    M
                                                                                                                         Duration: 1 yr
Command Control & Signalling TRP - Executive Summary                     Issue 01 – Mar 08




Appendix 3 – Status of Research Projects
     The status of the CC&S research projects, as at 26 May 2008, is described in the
     following diagram.
Command Control & Signalling TRP - Executive Summary   Issue 01 – Mar 08

						
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