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					          Department of methodology of securities market regulation

     During the II-d quarter of 2009 the Department performed following
activity:

    Draft Laws which were worked out by the Department:

     draft Law of Ukraine «On Fund of Investments Guaranteeing on Stock Market»
     draft Law of Ukraine «On Changes to sole Law of Ukraine on Taxation on Stock
Market»
     draft Law of Ukraine «On Changes to some Laws of Ukraine on Improvement of
Securities Market Legislation»
     draft Law of Ukraine «On Changes to Law of Ukraine «On Securities Market
State Regulation in Ukraine»
     draft Law of Ukraine «On Changes to Law of Ukraine «On Securities and Stock
Market» (concerning insider information)»
     draft Law of Ukraine «On Changes to some Laws of Ukraine «On Changes to
some Laws of Ukraine concerning Target Bonds»
     draft Law of Ukraine «On changes to Law of Ukraine «On Securities and Stock
Market» (concerning information disclosure on stock market)
     draft Law of Ukraine «On Investment Companies» (conditions creation for
activation of investment activity and stock trade concentration according to the
standards of European Union)
     draft Law of Ukraine «On Venture Funds» (definition of legal base of venture
innovation funds activity and direct investment funds)
     draft Law of Ukraine «On Changes to Law of Ukraine «On Institutes of
Common Investment (Share and Corporative Investment Funds)»
     draft Law of Ukraine «On Changes to Ukrainian Legislation on issue and
turnover of depositary receipts».

    Draft Commission’s Resolutions worked out by the Department:

     draft Commission’s Resolution «On Approval of Changes to Regulation on
Stock Exchanges Functioning»
     draft Commission’s Resolution «On Approval of Procedure on Prevention of
Manipulation on Stock Exchanges».
     draft Commission’s Resolution «On Approval of Procedure of Registration of
Option Certificates and Prospectus of their Issue»
     draft Commission’s Resolution «On Approval of Regulation on Procedure of
Registration of Changes to Stock Exchange Rules concerning Implementation of
Derivatives on Stock Exchange»
     draft Commission’s Resolution “On Changes to Procedure of Work of
Examination Commissions for Certification of Specialists on Stock Market and Rules
of Qualified Exams of Stock Market Specialists”
     draft Commission’s Resolution «On Changes to Regulation on Procedure of
Training and Attestation of Stock Market Specialists”
     draft Commission’s Resolution «On Determination of Standards of Adequacy of
Own Means (Regulative capital) of Professional Stock Market Participants and the
Procedure of Calculation»
     draft Commission’s Resolution «On Approval of Regulation on Requirements to
Bank which Gives Services concerning Money Settlements for Securities Agreements
and Typical Agreement on Money Settlements for Securities Transactions»
     draft Commission’s Resolution «On Approval of Procedure of Conversion of
Ordinary Shares issued in Documentary Form by Issue»
     draft Commission’s Resolution «On Approval of Typical Agreement on
Opening Securities Account in State’s name and Peculiarities of Service of Account
of State Securities”
     draft Commission’s Resolution «On Definition of Date of Drawing up Register
of Securities Owners for Holding General Meeting»,
     draft Commission’s Resolution «On Regulating of Issues Appeared in
connection of Stopping of Professional Activity on Stock Market – Depositary
Activity, namely Depositary Activity of Securities Custodian»,
       draft Commission’s Resolution «On Approval of Changes to Regulation on
Clearing and Settlement Activity for Securities Agreements, approved by the
Commission’s Resolution on 17.10.2006 № 1001»

      Legal Acts which were received by the Commission and were examined by
the Department

       During the I half of 2009 the Department made examination and worked 44
draft acts, 33 of which were sent to the Commission from other participating state
bodies of executive power on questions which belong to the Commission’s
competence, and 11 from them were worked out by the people’s deputies of Ukraine.

      Participation of the Department in working groups:

      With the purpose for execution on paragraph 3 of the Order of the Cabinet of
Ministers of Ukraine on 23.02.2008 №8200/1/1-08 the Commission created
Stationary Working group of investors under the Cabinet of Ministers of Ukraine on
corporative governance, the membership of which was approved by the Order of the
Commission’s Chairman on 18.03.2008 №222 with changes.
      This Group consists of representatives of ministries and authorities and also
market participants.
      During the I half of 2009 there were held four meeting of the Working group
under the Cabinet of Ministers of Ukraine on corporative governance.
      During the I half of 2009 there were held actions in connection with adoption
of the Law of Ukraine «On Joint-Stock Companies». 11 February, 2009 there was
held scientific and practical conference on implementation of the Law of Ukraine
«On Joint-Stock Companies» with participants of the Commission’s representatives
which was organized by the Centre of Commercial Law.
      Also the Centre of Commercial Law held round tables for management and
representatives of joint-stock companies with participation of the Commission in
Donets’k, Dnipropetrovs’k, Kharkiv and other cities of Ukraine.
       The Order of the Commission’s Chairman on 30.04.2009 №280 it was
established the working group with the purpose to examine situation which was on
stock market during 2-3 April, 2009. The meeting of this Working group was held on
19.05.2009.
       The Order of the Commission’s Chairman on 06.05.09 №286 established
Working group on working out draft Law of Ukraine «On Investment Companies»
(creation of conditions for activation of investment activity and trade concentration
according to the standards of European Union).
       The Order of the Commission’s Chairman on 30.04.09 №284 it was
established the Working group on working out the draft Law of Ukraine «On Venture
Funds» (definition of legal base of activity of venture funds and funds of direct
investment) and draft Law of Ukraine «On Changes to Law of Ukraine «On Institutes
of Common Investment (Share and Corporative Investment Funds)».
       On 23.06.09 it was held the meeting of working group on working out of draft
Laws mentioned above.

				
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