The Challenges of Sound Liquidity Risk Management by kdb20316

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									Seminar 05/15/01 #OCC6231-1
Seminar 05/16/01 #OCC6231-2
                                                                      Who Should Participate?
OCC’s Telephone Seminar: The Challenges                               The topic for this telephone seminar will be of         Comptroller of the Currency

of Sound Liquidity Risk Management                                    particular interest to bank:                            Administrator of National Banks

                                                                        • Chief executive officers
Registration Form                                                       • Directors
                                                                        • Senior managers
Registrant Name                                                                                                               The Challenges of Sound
                                                                        • Compliance officers
Title
                                                                        • Risk management officers                            Liquidity Risk Management:
Bank/Company                                                            • Consultants                                         OCC Expectations and Policy for Community Banks
Street Address

City

State

Zip

Phone Number

Fax Number

E-mail Address

Select Seminar:
❑ May 15, OCC6231-1               ❑ May 16, OCC6231-2
❑ Please check here if you are unable to receive your
materials via the Internet. We will ship you a hard copy.
(To receive via the Internet, you will need Acrobat Reader,
available free at www.adobe.com.)
• Site registration and one set of written materials
                                                                      Price                                                   Convenient • Informative • Cost Effective
  ❑ National Banks: $99
                                                                      Participation is $99 per connection for each national
  ❑ Others: $125
                                                                      bank listening site and $125 per connection for each
• Audiocassette tapes and one set of written materials
                                                                      non-national bank listening site.
  ❑ National Banks: $49 participants, $99 non-participants
  ❑ Others: $65 participants, $125 non-participants                   Audiocassette Tapes
• Check method of payment:                                            Audiocassette tapes of the seminar, with supporting
  ❑ Check made payable to KRM                  ❑ MasterCard           materials, are available for purchase. The price for
  ❑ American Express                           ❑ Discover Card        national banks is $99; for others, it is $125.
  ❑ VISA                                                              Seminar participants (national banks and others) may
                                                                      order tapes for $49 and $65, respectively.
Card Number #:
                                                                      Questions for Speakers?
Expiration Date:
                                                                      If you would like to submit liquidity questions to
Signature:                                                            the speakers prior to the seminar, please e-mail
Registrations after 05/04/01, please add $8 for expedited handling.   OCCTeleSeminar@occ.treas.gov or fax them to
Total Payment:                                                        (415) 442-5388.
What Is a Telephone Seminar?                      This Seminar Will Enable Participants to:             Interact with OCC Experts:

This 90-minute telephone seminar allows           • Learn about current market conditions and
                                                                                                                      Director
an unlimited number of people to listen to          their potential effect on liquidity.
                                                                                                                      Kathryn E. Dick,
OCC experts and to discuss with them their        • Understand the fundamental elements of a                          Treasury and Market Risk
experiences and policy imperatives over             contingency funding plan.
individual telephones or with colleagues on       • Gain insight into the OCC’s expectations for
speakerphones. The experts’ interaction with        liquidity risk management.
you, the listener, will make the program a
valuable learning experience and enjoyable         • Ask questions about sound liquidity practices
                                                     and supervisory policy.                                          Deputy Comptroller
to listen to. And you can ask questions from
                                                                                                                      John F. Robinson,
wherever you are.
                                                   • Learn what to expect at your next examination.                   Western District
There is no rush-hour traffic, no parking,         Discuss Topics:
no travel time or expenses. You can remain
in the office and share information with a        • How has liquidity risk changed and why does
                                                    this pose greater challenges today than in
large group of colleagues for one price per
                                                    the past?
site. A moderator guides the presentation                                                                             Lead Capital Markets Expert
and the open forum, much like participating       • Why are sound liquidity risk management                           Joey Johnson,
in a talk-radio program.                            processes more important now than                                 Southeastern District
                                                    ever before?
                                                  • How will inherent risks associated with
                    Welcome by                      increased reliance on wholesale funding
                    John D. Hawke, Jr.,             sources affect exposure to liquidity risk?
                    Comptroller of the Currency   • What are the most common examination
                                                                                                                      National Bank Examiner
                                                    findings at community banks?
                                                                                                                      Michael Drennan,
                                                  • What are OCC expectations for board and                           Treasury and Market Risk
                                                    senior management oversight, information
                                                    systems, controls, and contingency funding
                                                    plan processes?


How to Register                                                                                                       National Bank Examiner
                                                    • Faxing the form to 800/676-0734.
Those wishing to attend the seminar may                                                                               Stephen Sage,
                                                    • Mailing the registration form to KRM
register by:                                                                                                          Treasury and Market Risk
                                                      Information Services, P.O. Box 1187,
• Filling out the online registration form at         Eau Claire, WI 54702-1187.
   www.occ.treas.gov.                               Registrants receive a special toll-free number
• Calling 800/775-7654 between the hours            and a PIN number for entrance to the telephone
   of 8 a.m. and 5 p.m. CDT and providing           seminar. You will receive written materials prior
   registration information.                        to the call via the Internet or direct mail.

								
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