; gdrs in public hands form
Documents
Resources
Learning Center
Upload
Plans & pricing Sign in
Sign Out
Your Federal Quarterly Tax Payments are due April 15th Get Help Now >>

gdrs in public hands form

VIEWS: 2 PAGES: 1

  • pg 1
									CERTIFICATES REPRESENTING EQUITY SECURITIES IN PUBLIC HANDS STATEMENT INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY. To: The FSA Date: _________________20__ Name of applicant: Description of security: Total number of securities to be admitted: Name of advisor* (if applicable):

Summary of holdings: Percentage of issued certificates representing equity securities Certificates representing equity securities in public hands (EEA States): Certificates representing equity securities in public hands (nonEEA States)** Certificates representing equity securities not in public hands:*** TOTAL Where less than 25% of the certificates representing equity securities are in public hands, has prior approval been obtained from the FSA? 100% Yes / No

* - If this confirmation is being submitted by an advisor to the issuer, then a letter of appointment is required with this schedule (unless this has been previously provided to the UKLA) ** - see LR18.2.9 *** - see LR18.2.8(4)

SIGNED BY _____________________________________________ Duly authorised officer for and on behalf of:

_______________________________________________ Name of advisor or name of applicant

If you knowingly or recklessly give false or misleading information you may be liable to prosecution.


								
To top