Chapter 6: A Qualitative Theory of Molecular Organic Photochemistry
December 5, 2002
Larisa Mikelsons
6.1 Introduction to a Theory of Organic Photoreactions
Global paradigm for R + h P:
F h R *R I (*I or *P) P
F = funnel from excited to ground state surface I = ground state reactive intermediate *I = excited state of a reactive intermediate *P = excited state of product
6.1 Introduction to a Theory of Organic Photoreactions
Global paradigm for R + h P:
Photochemical processes
F h R *R I (*I or *P) P
F = funnel from excited to ground state surface I = ground state reactive intermediate *I = excited state of a reactive intermediate *P = excited state of product
Molecular geometries of products differ from molecular geometries of reactants
6.2 Potential Energy Curves and Potential Energy Surfaces
Diatomic molecule Nuclear geometry described by internuclear separation
6.2 Potential Energy Curves and Potential Energy Surfaces
From Prof. Robb’s website
Diatomic molecule Nuclear geometry described by internuclear separation
Polyatomic molecule Nuclear geometry represented by the center of mass
6.3 Movement of a Classical Representative Point on a Surface
Point (representing a specific instantaneo nuclear configuration) moving along a potential energy curve possesses potential energy and kinetic energy
Qu ic kTime ™ and a GIF d eco mpres sor are n eed ed to se e th is pi cture.
Point attracted to the PE curve by the Coulombic attractive force of the positive nuclei for the negative electrons
Force acting F = - dPE / dr on particle at r
(6.1)
6.4 The Influence of Collisions and Vibrations on the Motion of the Rep. Point on an Energy Surface
Near r.t, collisions between molecules in solution provide a reservoir of continuous energy (~0.6 kcal mol-1 per impact)
Qu ic kTime ™ and a GIF d eco mpres sor are n eed ed to se e thi s pi cture.
6.4 The Influence of Collisions and Vibrations on the Motion of the Rep. Point on an Energy Surface
Near r.t, collisions between molecules in solution provide a reservoir of continuous energy (~0.6 kcal mol-1 per impact)
Qu ic kTime ™ and a GIF d eco mpres sor are n eed ed to se e thi s pi cture.
Energy exchange with environment moves point along the energy surface
6.5 Radiationless Transitions on P.E. Surfaces
a) Extended surface touching Extended surface matching Surface crossing Excited state minimum over a g.s. maximum
b)
c) d)
6.5 Radiationless Transitions on P.E. Surfaces
a) Extended surface touching Extended surface matching Surface crossing Excited state minimum over a g.s. maximum
Reactions of n, * states Stretching a bond
b)
c) d)
Qu ic kTime ™ a nd a Ph oto - J PEG d ec ompres so r are n eed ed to se e th is p i cture.
Exciplex, excimer formation
Pericyclic Twist about a C=C bond reactions
The Non-Crossing Rule
Surface Crossing Avoided crossing
Diagrams from http://www.chemsoc.org/exemplarchem/entries/2002/grant/non-crossing.html#fig112
• Valid for Zero order approx.s • Two curves may cross • Applies to polyatomic molecules
• Valid for higher approx.s (with distortions of a molecule and loss of idealized symmetry) • 2 states with the same energy and same geometry “mix” to produce 2 adiabatic surfaces which “avoid” each other
Conical Intersections
2D branching space n-2 dimensional Intersection space “Ultrafast” motion, Born-Oppenheimer
approx. breaks down no time for mixing so surface crossings are maintained
“Concerted” reaction path where stereochemical info may be conserved Since ∆E = 0, rate of transition limited only by the time scale of vibrational relaxation
Diagram from http://www.chemsoc.org/exemplarchem/entries/2002/grant/conical.html
The trajectory of the point as it approaches the apex of the CI is determined by: 1) The gradient of the energy change as a function of nuclear motion 2) The direction of nuclear motions which best mix the adiabatic wavefunctions that determine its motion
6.6 Diradicaloid Geometries
Diradicaloid geometry
Radical pairs, diradicals, zwitterions
Qu ic kTime ™ and a GIF d eco mpres sor are n eed ed to se e th is pi cture.
Often correspond to touchings, CI, or avoided crossing minima
The Dissociation of the Hydrogen Molecule
An exemplar for diradicaloid geometries produced by bond stretching and breaking: H-H H--------H H + H
Qu ic kTime ™ a nd a GIF d eco mpres sor are n eed ed to se e th is p i cture.
• Along S0 the bond is stable except at large separations, and a large Ea is needed to stretch and break the bond • The bond is always unstable along T1 and little or no Ea is needed for cleavage • Along S1 and S2 the bond is unstable and there’s a shallow minimum for a very stretched bond
Bond Twisting and Breaking of Ethylene
H C H C H H H
twist
H C C
H
(6 .4)
H
Dir adica loid o ge ome try at 90
Qu ic kTime ™ and a GIF d eco mpres sor are n eed ed to se e thi s pi cture.
• There is an avoided crossing between S0() and S2(*)
• S0() and T1(,*) touch (but it is not extended) at the diradicaloid geometry. The same thing occurs with S1 and S2
6.7 Orbital Interactions
Theory of frontier orbital interactions: reactivity of organic molecules is determined by the very initial CT interactions which result from the e-s in an occupied orbital moving to an unoccupied (or half occupied) orbital
Extent of favourable CT interaction from the e-s in the HO to the LU orbital determined by: 1) 2) The energy gap between the 2 orbitals The degree of positive orbital overlap between the 2 orbitals
Principle of maximum positive overlap: reactions rates are proportional to the degree of positive (bonding) overlap of orbitals
Commonly Encountered Orbital Interactions
Qu ic kTime ™ a nd a GIF d eco mpres sor are n eed ed to se e th is p i cture.
When all other factors are equal, the reactions which is downhill thermodynamically is favoured over a reaction that is uphill thermodynamically
An Exemplar for Photochemical Concerted Pericyclic Reactions
Woodward-Hoffmann rules: pericyclic reactions can only take place if the symmetries of the reactant MOs are the same symmetries as the product Mos Concerted photochemical reactions can only take place from S1(, *) since a spin change is required if we start in T1(, *)
Favoured by the rule of maximum positive overlap
Q ic kTime ™ and a u G d eco mpres sor IF are n eed ed to se e thi s pi cture.
Photochemically allowed
An Exemplar for Photochemical Reactions Which Produce Diradical Intermediates
Orbital interactions of the n, * state with substrates:
Q ic kTime ™ and a u G d eco mpres sor IF are n eed ed to se e thi s pi cture.
Interactions define the orbital requirements which must be satisfied for an n, * reaction to be considered plausible
6.9 Orbital and State Correlation Diagrams
s symmetry: wavefunction does not change sign within the molecular plane
Qu ic kTime ™ a nd a GIF d eco mpres sor are n eed ed to se e th is p i cture.
a symmetry: wavefunction changes sign above and below the molecular plane • If there are only doubly occupied orbitals, the state symmetry is automatically S • If two (and only two) half-occupied orbitals i and j occur in a configuration, the state symmetry is given by the following rules: Orbital symmetry i a a s s
j a s a s
State symmetry ij = ---ij S A A S
6.10 Typical State Correlation Diagrams for Concerted Photochemical Pericyclic Reactions
H H
Conrotatory
H
Disrotatory
H
H H C2 xy
(6 .8)
There are 2 main symmetry elements for the cyclobutene 1,3-butadiene reaction:
3 2 1 3 C2 4 1 4
Reflection plane xy 2 1 4 3
2 C2 C2-axes
(6 .9)
2 1 4
3
(6 .10)
S0(cyclobutene) = 22
Qu ic kTime ™ a nd a GIF d eco mpres sor are n eed ed to se e th is p i cture.
S0(butadiene) = (1)2(2)2 CON S0(butadiene) = (1)2(3*)2 DIS
Assuming that the shape of the T1 energy surface parallels the S1 energy surface, we can create the following working adiabatic state correlation diagram:
Smooth transformation
Q ic kTime ™ and a u G d eco mpres sor IF are n eed ed to se e thi s pi cture.
Possible avoided crossing
g.s. allowed pericyclic reactions
g.s. forbidden pericyclic reactions
Simplified schematic of the 2 lowest singlet surfaces for a concerted pericyclic reaction:
4N e- concerted pericyclic reactions are generally photochemically allowed
4N + 2 e- concerted photoreactions are generally photochemically forbidden Concerted pericyclic reactions which are g.s. forbidden are generally e.s. allowed in S1 due to a miminum which corresponds to a diradicaloid Pericyclic reactions which are g.s. allowed are generally e.s. forbidden in S1 because of a barrier to conversion to product structure and the lack of suitable surface crossing from S1 to S0 4N or 4N + 2 = # of e-s involved in bond making or bond breaking
Qu ic kTime ™ a nd a GIF d eco mpres sor are n eed ed to se e th is pi cture.