Describing and Exploring Private Participation in Infrastructure

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							  Describing and Exploring Private
Participation in Infrastructure Services
            (PPIS) Database
                                   by Nataliya Pushak1

                                           June 2009

            Finance, Economics, and Urban department (FEU)




                                            Abstract

The purpose of the paper is to describe, summarize, present and explore the content of the Private
Participation in Infrastructure Services Database (PPIS). The PPIS database is probably the most
comprehensive firm-level database on electricity and water distribution utilities that exists at the
time of writing (Spring 2009). PPIS contains information on more than 1,200 utilities from 71
developing and transition economies in water and electricity distribution sectors for over more than
a decade of operation. The dataset includes data on 301 utilities with Private Participation (PSP) and
926 State Owned Entrerprises (SOE). This paper accompanies more particularly the analytical work
undertaken into the performance of private sector operators, published in Gassner K, A. Popov and
N. Pushak (2009)“Does Private Sector Participation Improve Performance in Electricity and Water
Distribution?” Trends and Policy Options No. 6, PPIAF and World Bank, available at
http://www.ppiaf.org/documents/trends_and_policy/PSP_water_electricity.pdf.
We envisage this paper to serve as a reference guide for further research and benchmarking
purposes. This paper accompanies the actual database that is accessible on-line under
http://www.ppiaf.org/content/view/480/485.




1
    npushak@worldbank.org
                                                                                                    1
Acknowledgments:

Invaluable guidance, help, support, and inspiration in writing of this report offered by Katharina
Gassner are greatly appreciated.

Generous funding from the Public-Private Infrastructure Advisory Facility (PPIAF) has made this
database possible and is gratefully acknowledged. Jose Aceves, Carolina Czastkiewicz, Julio A.
Gonzalez and Yanliang Miao provided outstanding research assistance. Doug Andrew played an
important role in the design and implementation of the database. The original idea was based on
work by J. Luis Guasch, VivienFoster, and Luis Andrés for the World Bank’s Latin America and
the Caribbean Region. Their input in the form of knowledge transfer and data for this region is
gratefully acknowledged.

Many individuals inside and outside the World Bank helped to compile the data, generously
offering their knowledge and their contacts. Without their help, this database could not have been
completed. Collaboration with the team at the International Benchmarking Network for Water and
Sanitation Utilities (http://www.ib-net.org), which is administered by the World Bank, resulted in
the inclusion of the large number of water utilities in the panel. Help and support of Alexander
Danilenko is particularly appreciated. Access to data was facilitated on several occasions by the
intervention of a particular individual; among those to whom we owe thanks are Peter Thomson,
Ignacio Iribarren, Valeriy Tsaplin, Yuriy Myroshnychenko, Rostyslav Goy, Xavier Cledan Mandri-
Perrott, Jim Southworth, Anneli Ivanov, Edgar Saravia, Roman Palac, Adam Kuriata, and Ivan
Ivanov. We also greatly appreciate the assistance received from the following regulators, investors,
and utilities: the National Electricity Regulatory Commission of Ukraine, the Public Services
Regulatory Commission of the Republic of Armenia, AES Corporation (United States), United
Utilities (United Kingdom), Tallinna Vesi (Estonia), Eesti Energia AS (Estonia), Sofiyska Voda
(Bulgaria), and Stoen (Poland).

Finally, various consultants gathered data in the field. We thank the following individuals for
excellent work: Stephen Karekezi and the researchers associated with the African Energy Policy
Research Network (Kenya); Valentin Arion (Moldova); Lenka Camrova (Czech Republic); Nazim
Mammadov (Azerbaijan); Kis András (Hungary); Martin Rodriguez Pardina (Argentina); Guillermo
Aber, Hugo Santa Maria, and Alvaro Quijandria (Peru); Alejandro Vivas (Colombia); Roberto M.
Iglesias and Marina Figueira de Mello (Brazil); and Sergei Sivaev and Alexei Rodionov (Russian
Federation). The following national and regional organizations participated in the fieldwork: the
African Energy Policy Research Network (Kenya), the Water Utility Partnership for Capacity
Building in Africa (Senegal), the Institute for Structural Policy (IREAS, Czech Republic), Apoyo
Consultoria (Peru), the Institute for Urban Economics (Russian Federation), Macroconsulting
(Argentina), and the Hungarian Environmental Economics Centre (MAKK, Hungary).




                                                                                                     2
Contents 
1.       GUIDE TO THIS PAPER....................................................................................................................... 7 
2.       DATABASE OVERVIEW ...................................................................................................................... 7 
      2.1. Sectoral coverage and composition .................................................................................... 10 
      2.2. PSP cases and SOEs ........................................................................................................... 11 
      2.3. Regional composition ........................................................................................................ 12 
      2.4. Regional differences in selection of PSP cases and SOEs ................................................. 13 
      2.5. Country composition .......................................................................................................... 15 
3.       VARIABLE DESCRIPTION................................................................................................................ 20 
4.       DETAILED SUMMARIES OF CORE INDICATORS .................................................................... 24 
      4.1. Capital and capacity approximation: Connections .......................................... 25 
        4.1.1. ELECTRICITY – Residential connections ....................................................................... 25 
        4.1.2 WATER – Total connections ......................................................................................... 28 
        4.1.3. SANITATION – Total connections ................................................................................ 30 
      4.2 Output .................................................................................................................... 32 
        4.2.1 ELECTRICITY— Electricity sold per connection (MWh) ................................................ 32 
        4.2.2. WATER— Water sold per connection (m3) .................................................................. 35 
        4.2.3. SANITATION— Wastewater treated per connection (m3) .......................................... 37 
      4.3. Labor ..................................................................................................................... 38 
        4.3.1 ELECTRICITY — Employees ........................................................................................... 38 
        4.3.2. WATER AND SANITATION – Employees ...................................................................... 41 
      4.4. Labor Productivity............................................................................................... 43 
        4.4.1 ELECTRICITY— Electricity sold per worker (MWh) ....................................................... 43 
        4.4.2 WATER — Water sold per worker (m3) ........................................................................ 46 
        4.4.3. SANITATION— Wastewater treated per worker (m3) ................................................. 48 
      4.5. Connections per worker ...................................................................................... 50 
        4.5.1. ELECTRICITY – Residential connections per worker .................................................... 50 
        4.5.2. WATER— Connections per worker .............................................................................. 52 
      4.6. Coverage ............................................................................................................... 55 
                                                                              .
        4.6. 1. ELECTRICITY— Residential coverage rate (%)  ............................................................ 55 
        4.6.2. WATER— Residential coverage rate (%) ..................................................................... 57 
      4.7. Collection ratio ..................................................................................................... 59 
        4.7.1 ELECTRICITY‐ Collection ratio (%) ................................................................................. 59 
        4.7.2 WATER— Collection ratio (%) ....................................................................................... 61 
      4.8 Operational performance ..................................................................................... 63 
        4.8.1 ELECTRICITY— Electricity lost in distribution (%) ......................................................... 63 
        4.8.2 WATER— Water lost in distribution(%) ........................................................................ 65 
      4.9 Quality.................................................................................................................... 68 
        4.9.1 ELECTRICITY— Frequency of interruptions .................................................................. 68 
        4.9.2. WATER— Hours with water daily ................................................................................ 70 
        4.9.3. SANITATION— Sewerage blockages per sewerage connection .................................. 72 
      4.10. Investment .......................................................................................................... 74 
        4.10.1. ELECTRICITY— Annual investment (CAPEX) per worker ........................................... 74 
        4.10.2 WATER— Annual investment (CAPEX) per worker .................................................... 76 
      4.11 Price...................................................................................................................... 77 
        4.11.1 ELECTRICITY— Average residential tariff ................................................................... 77 
        4.11.2 WATER – Average residential tariff ............................................................................ 80 

                                                                                                                                                   3
5.       DATA SOURCES AND TEMPLATES ............................................................................................... 82 
      5.1. Data sources and quality control ............................................................................ 82 
      5.2. Data templates ....................................................................................................... 84 
      5.3. List of observed utilities......................................................................................... 92 
         5.3.1. Electricity – included PSP cases ................................................................................... 92 
         5.3.2. Electricity – targeted, but not included PSP cases ...................................................... 96 
         5.3.3. Electricity – SOEs ......................................................................................................... 96 
         5.3.4. Water and Sanitation – PSP cases ............................................................................... 99 
                                                                                                       .
         5.3.5. Water and Sanitation – targeted but not included PSP cases  .................................. 102 
         5.3.6. Water and Sanitation – SOEs  .................................................................................... 103 
                                                     .
BIBLIOGRAPHY ........................................................................................................................................ 106 


List of tables
Table 1. Sample composition: utilities by region and sector .......................................................................... 8
Table 2a. Number of utilities by country and type of utility, WSS and electricity ....................................... 15
Table 2b. Number of utilities by country and type of utility, Electricity ...................................................... 17
Table 2c. Number of utilities by country and type of utility, WSS .............................................................. 19
Table 3a. List of quantatitative variables...................................................................................................... 21
Table 3b. Description of core indicators....................................................................................................... 22
Table 4a. Summary statistics for electricity ................................................................................................. 23
Table 4b. Summary statistics for water ........................................................................................................ 24
Table 4c. Summary statistics for sanitation .................................................................................................. 24
Table 5a. Residential utility connections by year, electricity ....................................................................... 26
Table 5b. Residential utility connections by region, electricity .................................................................... 26
Table 5c. Residential utility connections by country, electricity .................................................................. 27
Table 6a. Total utility connections by year, water ........................................................................................ 28
Table 6b. Total utility connections by region, water .................................................................................... 29
Table 6c. Total utility connections by country, water .................................................................................. 29
Table 7a. Total utility connections by year, sanitation ................................................................................. 30
Table 7b. Total utility connections by region, sanitation.............................................................................. 31
Table 7c. Total utility connections by country, sanitation ............................................................................ 31
Table 8a. Electricity sold per connection (MWh), by year ........................................................................... 33
Table 8b. Electricity sold per connection (MWh), by region ....................................................................... 33
Table 8c. Electricity sold per connection (MWh), by country ..................................................................... 34
Table 9a. Water sold per connection (m3), by year....................................................................................... 35
Table 9b. Water sold per connection (m3), by region ................................................................................... 35
Table 9c. Water sold per connection (m3), by country ................................................................................. 36
Table 10b. Wastewater treated per connection (m3), by region .................................................................... 37
Table 10c. Wastewater treated per connection (m3), by country .................................................................. 38
Table 11a. Employees, by year, electricity ................................................................................................... 39
Table 11b. Employees, by region, electricity ............................................................................................... 39
Table 11c. Employees, by country, electricity.............................................................................................. 40
Table 12a. Employees, by year, WSS........................................................................................................... 41
Table 12b. Employees by region, WSS ........................................................................................................ 42
Table 12c. Employees, by country, WSS ..................................................................................................... 42
Table 13a. Electricity sold per worker (MWh), by year ............................................................................... 44
Table 13b. Electricity sold per worker (MWh), by region ........................................................................... 44
Table 13c. Electricity sold per worker (MWh), by country .......................................................................... 45
Table 14a. Water sold per worker (m3), by year ........................................................................................... 46
Table 14b. Water sold per worker (m3), by region ....................................................................................... 46
Table 14c. Water sold per worker (m3), by country ..................................................................................... 47
Table 15a. Wastewater treated per worker (m3), by year ............................................................................. 48
Table 15b. Wastewater treated per worker (m3), by region .......................................................................... 48
Table 15c. Wastewater treated per worker (m3), by country ........................................................................ 49

                                                                                                                                                       4
Table 16a. Residential connections per worker, by year, electricity ............................................................ 50
Table 16b. Residential connections per worker, by region, electricity ......................................................... 51
Table 16c. Residential connections per worker, by country, electricity ....................................................... 51
Table 17a. Connections per worker, by year, water ..................................................................................... 52
Table 17b. Connections per worker, by region, water .................................................................................. 53
Table 17c. Connections per worker, by country, water ................................................................................ 53
Table 18a. Residential coverage rate (%), by year, electricity ..................................................................... 55
Table 18b. Residential coverage rate (%), by region, electricity .................................................................. 55
Table 18c. Residential coverage rate (%), by country, electricity ................................................................ 56
Table 19a. Residential coverage rate (%), by year, water ............................................................................ 57
Table 19b. Residential coverage rate (%), by region, water ......................................................................... 58
Table 19c Residential coverage rate (%), by country, water ........................................................................ 58
Table 20a. Collection ratio (%), by year, electricity ..................................................................................... 59
Table 20b. Collection ratio (%), by region, electricity ................................................................................. 60
Table 20c. Collection ratio (%), by country, electricity ............................................................................... 60
Table 21a. Collection ratio (%), by year, water ............................................................................................ 61
Table 21b. Collection ratio (%), by region, water ........................................................................................ 61
Table 21c. Collection ratio (%), by country, water ...................................................................................... 62
Table 22a. Electricity lost in distribution (%), by year ................................................................................. 63
Table 22b. Electricity lost in distribution (%), by region ............................................................................. 64
Table 22c. Electricity lost in distribution (%), by country ........................................................................... 64
Table 23a. Water lost in distribution (%), by year........................................................................................ 66
Table 23b. Water lost in distribution (%), by region .................................................................................... 66
Table 23c. Water lost in distribution (m3), by country ................................................................................. 67
Table 24a. Frequency of interruptions, by year, electricity .......................................................................... 68
Table 24b. Frequency of interruptions, by region, electricity....................................................................... 69
Table 24c. Frequency of interruptions, by country, electricity ..................................................................... 69
Table 25a. Hours with water daily, by year .................................................................................................. 70
Table 25b. Hours with water daily, by region .............................................................................................. 70
Table 25c. Hours with water daily, by country............................................................................................. 71
Table 26a. Sewerage blockages per sewerage connection, by year .............................................................. 72
Table 26b. Sewerage blockages per sewerage connection, by region .......................................................... 73
Table 26c. Sewerage blockages per sewerage connection, by country......................................................... 73
Table 27a. Annual investment (CAPEX) per worker (2005 US$), by year, electricity ................................ 74
Table 27b. Annual investment (CAPEX) per worker (2005 US$), by region, electricity ............................ 74
Table 27c. Annual investment (CAPEX) per worker (2005 US$), by country, electricity .......................... 75
Table 28a. Annual investment (CAPEX) per worker (2005 US$), by year, WSS ....................................... 76
Table 28b. Annual investment (CAPEX) per worker (2005 US$), by region, WSS .................................... 76
Table 28c.Annual investment (CAPEX) per worker (2005 US$), by country, WSS ................................... 77
Table 29a. Average residential tariff (2005 US$/KWh), by year, electricity ............................................... 78
Table 29b. Average residential tariff (2005 US$/KWh), by region, electricity ............................................ 78
Table 29c. Average residential tariff (2005 US$/KWh), by country, electricity .......................................... 79
Table 30a. Average residential tariff (2005 US$/m3), by year, water .......................................................... 80
Table 30b. Average residential tariff (US$), by region, water ..................................................................... 81
Table 30c. Average residential tariff (US$), by country, water.................................................................... 81
Table 31. List of local organizations and consultants contracted by PPIS to collect the data ...................... 84
Table 32. Qualitative variables for electricity and water distribution sectors (one time snap-shot) ............. 85
Table 33. Ownership variables for the both sectors, followed over time ..................................................... 87
Table 34. Quantitative variables for the electricity sector, followed over time ............................................ 88
Table 35. Quantitative variables for the water sector, followed over time ................................................... 90
Table 36. List of included PSP, electricity ................................................................................................... 92
Table 37. List of targeted but not included PSP, electricity ......................................................................... 96
Table 38. List of SOE, electricity ................................................................................................................. 96
Table 39. List of included PSP, water and sanitation ................................................................................... 99
Table 40. List of targeted but not included PSP, water and sanitation ........................................................102
Table 41. List of SOE, water and sanitation ................................................................................................103



                                                                                                                                                          5
List of figures
Figure 1. PPIS database: utilities, variables, years, by sector ......................................................................... 9 
Figure 2. Sectoral composition of PPIS database ......................................................................................... 10 
Figure 3. Sample of PSP cases and SOEs, overall and by sector ................................................................. 11 
Figure 4. Sample of PSP cases by type of contract ...................................................................................... 11 
Figure 5. Regional composition: overall, and by sector ............................................................................... 12 
Figure 6. Regional composition for PSP cases and SOEs. ........................................................................... 13 
Figure 7. Number of PSP cases by region .................................................................................................... 14 
Figure 8. Number of PSP cases and SOEs included into PPIS, .................................................................... 15 
Figure 9. Mean utility connections ............................................................................................................... 25 
Figure 10. Residential utility connections by year, electricity, thousands .................................................... 25 
Figure 11. Total utility connections by year, water, thousands .................................................................... 28 
Figure 12. Total utility connections by year, sanitation, thousands .............................................................. 30 
Figure 13. Electricity sold per connection (MWh), by year ......................................................................... 32 
Figure 14. Water sold per connection (m3), by year ..................................................................................... 35 
Figure 15. Wastewater treated per connection (m3), by year ........................................................................ 37 
Figure 16. Employees by year, electricity .................................................................................................... 38 
Figure 17. Employees by year, WSS ............................................................................................................ 41 
Figure 18. Electricity sold per worker (MWh), by year ............................................................................... 43 
Figure 19. Water sold per worker (m3), by year ........................................................................................... 46 
Figure 20. Wastewater treated per worker (m3), by year .............................................................................. 48 
Figure 21. Residential connections per worker, by year, electricity ............................................................. 50 
Figure 22. Total connections per worker, by year, water ............................................................................. 52 
Figure 23. Residential coverage rate (%), by year, electricity ...................................................................... 55 
Figure 24. Residential coverage rate (%), by year, water ............................................................................. 57 
Figure 25. Collection ratio (%), by year, electricity ..................................................................................... 59 
Figure 26. Collection ratio (%), by year, water ............................................................................................ 61 
Figure 27. Electricity lost in distribution (%), by year ................................................................................. 63 
Figure 28. Water lost in distribution (%), by year ........................................................................................ 65 
Figure 29. Frequency of interruptions, by year, electricity........................................................................... 68 
Figure 30. Hours with water daily, by year .................................................................................................. 70 
Figure 31. Sewerage blockages per sewerage connection, by year .............................................................. 72 
Figure 32. Annual investment (CAPEX) per worker (2005 US$), by year, electricity ................................ 74 
Figure 33. Annual investment (CAPEX) per worker (2005 US$), by year, WSS ........................................ 76 
Figure 34. Average residential tariff (2005 US$/KWh), by year, electricity ................................................ 77 
Figure 35. Average residential tariff (2005 US$/m3), by year, water ........................................................... 80 




                                                                                                                                                         6
         1. Guide to this paper
The paper proceeds as follows: the first section provides the database overview. The next
sections are essentially a collection of summary tables presenting the data on overall,
regional, and country level, respectively. The paper concludes with a description of data
sources, templates used for data collection, and lists of observed utilities.
Not all data requested in the comprehensive templates reproduced in section 5.2. is
contained in the database. Certain variables will have been excluded because too little
information was gathered to warrant inclusion in a global database, or variable values could
not be verified independently. Also note that the indicators used in Gassner, Popov, Pushak
(2009) are a subset of the variables contained in the PPIS database described in this paper.


         2. Database overview
The database that is described in this paper has been created to allow an in-depth analysis of the
question ‘Does the private sector outperform the public one in infrastructure sectors?’. To address
the question as rigorously as possible and to distill universally applicable results from the multitude
of evidence, a data set of more than 1,200 utilities (301 utilities with PSP and 926 SOEs) in 71
developing and transition economies in water and electricity distribution was constructed. The data
set compiled is unique in its coverage and this paper accompanies the actual database that is
accessible on-line under the address http://www.ppiaf.org/content/view/480/4852.
The PPIS database represents, as well as possible, the entire population of utilities that have
experienced private participation between the beginning of the 1990s and 2002. In rare cases data
going back as far as the 1970s and 1980s are included.
         PPIS covers the two sectors - electricity distribution and water and sanitation services - in
all developing regions as defined by the World Bank: East Asia and Pacific, Europe and Central
Asia, Latin America and the Caribbean, the Middle East and North Africa, South Asia, and Sub-
Saharan Africa. All PSP cases with at least three years’ post-PSP experience are targeted for
inclusion in the sample, resulting in an end date for the data collection of 2005.3 If the targeted PSP
population is defined as every known case of PSP in the sectors, regions, and time frame chosen, the
PSP sample represents 84 percent of the targeted PSP population, with coverage of 89 percent (160


2
  Direct links to the database are the following:
http://www.ppiaf.org/documents/trends_and_policy/PSP_water_electricity/PPIS_database.xls (Excel) or
http://www.ppiaf.org/documents/trends_and_policy/PSP_water_electricity/PPISdatabase.dta (Stata).
3
  As mentioned, the last year for private sector entry included in our sample is 2002; three years’ post-PSP data
imply that the most recent performance data collected are for 2005.
                                                                                                               7
companies) of all PSP contracts in the electricity sector and 79 percent (141 companies) in the water
sector.4
             The database addresses the question of the counterfactual by including state-owned
enterprises (SOEs) operating in the same sectors and countries or regions. We use the term SOEs in
a broad sense, referring to utilities owned and controlled by government at all levels, whether
central, provincial, or municipal. In this manner, the database contains a sample of 301 utilities with
PSP and 926 SOEs in 71 developing and transition economies. Table 1 summarizes the composition
of the sample.
                    Table 1. Sample composition: utilities by region and sector
                          Electricity                 Water and sanitation                 Both sectors
    Region         PSP     SOE        Total        PSP     SOE        Total          PSP      SOE         Total
    EAP             1        2          3           10       87         97            11        89         100
    ECA             35      21         56           29      365        394            64       386         450
    LAC            111      44         155          94      330        424           205       374         579
    MENA             1       2          3            4       29         33             5        31         36
    SA               3       3          6            0        0          0             3         3          6
    SSA              9      18         27            4       25         29            13        43         56
    Total          160      90         250         141      836        977           301       926        1,227
Source: Authors’ calculations.
Note: EAP = East Asia and Pacific; ECA = Europe and Central Asia; LAC = Latin America and the Caribbean; MENA =
Middle East and North Africa; SA = South Asia; SSA = Sub-Saharan Africa. PSP = utilities with private sector
participation; SOE = state-owned enterprise.

By identifying utilities in a number of countries and following them over a number of years, we
create a data panel, that is, a data set that consists of observations on a given number of firms
observed over several periods.5 The final panel spans the years 1973–2005, but most of the data are
concentrated in 1992–2004 (figure 1). Because we rarely succeed in securing a complete time series
from 1992 to 2005, for either the PSP group or the SOE comparators, the panel should be viewed as
unbalanced.
             In addition to the improvement in data coverage, another important contribution of our
database is that it covers a range of ways in which PSP has been introduced in water and electricity
utilities. The PSP experiences included in the database cover a range of legal arrangements defining
the role of the private sector: management and lease contracts, concessions, and partial and full
divestitures.6 In essence, the criterion we use for selection for the PSP sample is whether the private

4
  Section 2.4 provides further detail on this point.
5
  In other words, both a cross-section and a time-series dimension are present in a panel.
6
   Full divestiture is defined as the transfer of 100 percent of infrastructure assets, operating assets, and
operating rights to private hands for an indefinite period; partial divestiture as the transfer of at least 51
percent but less than 100 percent of these assets and rights to private hands for an indefinite period; a
concession as the transfer of these assets and rights for a limited period; a lease contract as state ownership of
infrastructure assets, joint ownership of operating assets, and private ownership of operating rights for a
limited period; and a management contract as state ownership of infrastructure and operating assets and
private ownership of operating rights for a limited period. In addition, the private side in a divestiture or
                                                                                                                  8
operator has control over the operating assets of the utility. In other words, we consider the transfer
of operating rights as defining PSP rather than the transfer of “pipes and wires.” While this criterion
is the basis for the selection of all utilities with PSP for our sample, the different degrees of transfer
of rights and assets implied by the different legal arrangements for PSP result in a range of
contractual obligations and profit and investment incentives for private operators.
To illustrate the PPIS database composition, we juxtapose number of utilities, number of observed
variables and available years (Figure 1). The number of utilities for which at least one variable is
observed and its value is different from zero, ranges from 1 utility in years1973-79 to 1,096 utilities
in year 2001, with more uniform distribution for electricity utilities (Panel A).
Panel B shows that, for example, the database has at least one observation on every of the 61
available indicators for years 1998 to 2004. On average 7 variables (out of total 22) are observed for
an electricity utility in a given year, and 12 variables (out of total 41) for a WSS utility in a given
year (Panel C).
                     Figure 1. PPIS database: utilities, variables, years, by sector
      Panel A: number of observed utilities                                           Panel B: number of observed variables
                       Electricity          Water and sanitation                                   Electricity         Water and sanitation
                 0   200             400         600            800   1,000               0   10           20         30          40          50    60
       1973                                                                        1973
       1974                                                                        1974
       1975                                                                        1975
       1976                                                                        1976
       1977                                                                        1977
       1978                                                                        1978
       1979                                                                        1979
       1980                                                                        1980
       1981                                                                        1981
       1982                                                                        1982
       1983                                                                        1983
       1984                                                                        1984
       1985                                                                        1985
       1986                                                                        1986
       1987                                                                        1987
       1988                                                                        1988
       1989                                                                        1989
       1990                                                                        1990
       1991                                                                        1991
       1992                                                                        1992
       1993                                                                        1993
       1994                                                                        1994
       1995                                                                        1995
       1996                                                                        1996
       1997                                                                        1997
       1998                                                                        1998
       1999                                                                        1999
       2000                                                                        2000
       2001                                                                        2001
       2002                                                                        2002
       2003                                                                        2003
       2004                                                                        2004
       2005                                                                        2005
       2006                                                                        2006




                      Panel C: average number of observed variables per utility per year
                                           Electricity                                                           Water and sanitation
             0                   5                         10                 15          0        5             10              15            20        25
      1973
                                                                                   1980
      1974
      1975                                                                         1981
      1976                                                                         1982
      1977                                                                         1983
      1978
      1979                                                                         1984
      1980                                                                         1985
      1981                                                                         1986
      1982                                                                         1987
      1983
      1984                                                                         1988
      1985                                                                         1989
      1986                                                                         1990
      1987                                                                         1991
      1988
      1989                                                                         1992
      1990                                                                         1993
      1991                                                                         1994
      1992                                                                         1995
      1993
      1994                                                                         1996
      1995                                                                         1997
      1996                                                                         1998
      1997                                                                         1999
      1998
      1999                                                                         2000
      2000                                                                         2001
      2001                                                                         2002
      2002                                                                         2003
      2003
      2004                                                                         2004
      2005                                                                         2005
      2006                                                                         2006




concession earns the full revenue; in a lease contract, a percentage of the revenue; and in a management
contract, a fixed or variable fee. For a detailed discussion of forms of PSP, see Delmon (2006).
                                                                                                                                                          9
2.1. Sectoral coverage and composition
The electricity utilities included in the database cover an estimated 9% (448 million people as of
2002) of the total population in all developing and transition countries7; the figure for the included
water and sanitation utilities is an estimated 4% (184 million people as of 2002) of total population
in all developing and transition countries8.
The database contains only utilities engaged in distribution to end users, with households being
necessarily a part of utility customer base. The ratio of water and sanitation to electricity utilities in
the database is approximately 80:20, as figure 2 shows.


                                      Figure 2. Sectoral composition of PPIS database
                                                                                             SECTOR              N of       % of
                                                                                                                utilities   total

                                     6           1
                                                                                      Detailed composition
                                                                                      Water only                  236       19%
                                                                                      Sanitation only9             5        0.4%
                                                                                      Water and sanitation        730       60%
                                                                                      Electricity, water and
                                                                                                  10
                                                                                      sanitation                  5         0.4%
                                                                                      Electricity and water11     3         0.2%
                                           3                                          Electricity only           244         20%
                                                                                      Total                     1,223       100%
                                                                                     2-sector composition
                 1.Water                       2.Sanitation                           Electricity                250         20%
                 3.Water and sanitation        4.Electricity, water and sanitation    Water and sanitation       977        80%
                 5.Electricity and water       6.Electricity                          Total12                   1,227       100%
Source: Authors' calculations




Data are collected within two major sectors. Therefore we distinguish only between electricity
sector, on one hand, and water and sanitation sector, on the other hand. Such distinction leads to
double counting of some utilities operational in both sectors (in cases where data are available for
both of the sectors).13 According to the 2-sector composition, the database contains data on 250
utilities active in the electricity sector, and 977 utilities active in the water and sanitation sector,
which yields a total of 1,227.




7
  According to The World Bank country classification
8
  According to The World Bank country classification
9
  The utilities are: Rustavi-Tbilisi, Chashurykanal, Rustavcanal (Geogia); Budapest Sewage Works
(Hungary); Kharkiv wastewater (Ukraine); and Wastewater Management Authority (Thailand).
10
   Empresas Municipales De Cali, Empresas Publicas de Medellín (Colombia); Amendis Tánger and Tetouan,
LYDEC Casablanca, and REDAL Rabat (Morocco).
11
   Empresa Publica de Electricidade e Agua (Electra) (Cape Verde); Societe d'Energie et d'Eaux du Gabon
(SEEG) (Gabon); and Electricite et Eau du Mali SA (EDM SA) (Mali).
12
   Utilities operational in both sectors and for which data is collected for both sectors are counted twice.
13
   4 utilities are double-counted in the total of 1,227.
                                                                                                                             10
2.2. PSP cases and SOEs

Overall, the database contains information on 301 utilities with PSP and 926 state owned utilities
(SOEs). In both sectors and in all regions, we estimate covering 84% of the total universe of firms
which experienced private party managerial intervention before 2003 (considering different forms
of private participation– see below). PSP cases make up 64% of electricity sample, and 14% of
water and sanitation sample (figure 3).


Figure 3. Sample of PSP cases and SOEs, overall and by sector




                                                                                      1,000
                                                                                                                       141




                                                                                      800
                                                                                                                       836
                                 PSP: 301 (25%)




                                                                                      600
                                                                                                                                      PSP
                                                                                                                                      SOE




                                                                                      400
                                                              SOE: 926 (75%)

                                                                                      200
                                                                                                   160



                                                                                                    90
                                                                                      0




 Source: Authors' calculations
                                                                                                Electricity    Water and sanitation


Source: Authors’ calculations

We further recognize the heterogeneity of PSP sample by distinguishing among full divestitures,
partial divestitures, concessions, and lease and management contracts. In this regard, PSP samples
differ greatly across the two sectors. While divestitures (full and partial) constitute the majority of
the electricity sample, concession contracts dominate the water sample (Figure 4).


                                    Figure 4. Sample of PSP cases by type of contract
                                                     electricity                    water and sanitation



                                                   8% 2%                                      5%
                                                                                                   5%
                                                                                   24%

                                                                         43%



                                      47%

                                                                                                 66%




                                                  Full divestiture             Partial divestiture
                                                  Concession contract          Lease and management contract
                       Source: Authors' calculations
Figure 4


                                                                                                                                            11
2.3. Regional composition
The figure below illustrates the regional distribution of utilities included in the PPIS database from
sectoral, and PSP versus SOEs perspectives. More than 80% of all utilities in each sector come from
two regions, namely LAC and ECA.


                     Figure 5. Regional composition: overall, and by sector
                           MENA                                Regional composition: overall
                               SA
                         SSA
                   EAP
                                                                           N of        % of
                                                              Region      utilities    total
                                                              LAC             579       47% 
                                     LAC                      ECA             450       37% 
                                                              EAP             100         8% 
                                                              SSA              56         5% 
               ECA
                                                              MENA             36         3% 
                                                              SA                6       0.5% 
                                                              Total         1,227      100% 


                           MENA                              Regional composition: electricity
                               SA

                     SSA                                                   N of        % of
               EAP                                            Region      utilities    total
                                                              LAC                155      62%
                                                              ECA                 56      22%
             ECA                                              EAP                  3       1%
                                     LAC                      SSA                 27      11%
                                                              MENA                 3       1%
                                                              SA                   6       2%
                                                              Total              250    100%



                            MENA                        Regional composition: water and sanitation
                         SSA
                   EAP
                                                                           N of        % of
                                                              Region      utilities    total
                                                              LAC                424      43%
                                     LAC
                                                              ECA                394      40%
                                                              EAP                 97      10%
                                                              SSA                 29       3%
               ECA                                            MENA                33       3%
                                                              SA                   0       0%
                                                              Total              977    100%




Almost 70 percent of all PSP cases are from LAC region and about 20 percent from ECA, while
both ECA and LAC contribute about 40 percent each to the overall sample of SOE cases (figure 6).
                                                                                                     12
                     Figure 6. Regional composition for PSP cases and SOEs.

                             MENA                               Regional composition: PSP cases
                                  SA
                            SSA
                      EAP                                                      N of       % of
                                                                 Region       utilities   total
                                                                 LAC               205      68% 
              ECA
                                                                 ECA                64      21% 
                                                                 SSA                13       4% 
                                                                 EAP                11       4% 
                                       LAC
                                                                 MENA                5       2% 
                                                                 SA                  3       1% 
                                                                 Total             301     100% 



                             MENA                                 Regional composition: SOEs
                                  SA
                           SSA
                                                                               N of       % of
                    EAP
                                                                 Region       utilities   total
                                        LAC
                                                                 ECA               386      42% 
                                                                 LAC               374      40% 
                                                                 EAP                89      10% 
                                                                 SSA                43       5% 
                     ECA
                                                                 MENA               31       3% 
                                                                 SA                  3       0% 
                                                                 Total             926     100% 




2.4. Regional differences in selection of PSP cases and SOEs
The aim for the sample of PSP cases was to represent as close as possible the total population of
utilities with PSP in the realm covered by the study, i.e. every case of PSP in electricity and water
and sanitation distribution in the developing regions covered (subject to the condition of minimum
3-year PSP operation mentioned above). The initial selection of PSP cases is based on the Private
Participation in Infrastructure (PPI) Project Database, compiled by the Public- Private Infrastructure
Advisory Facility (PPIAF) and the World Bank.14 From this starting point, regional experts and
consultants verified that all PSP cases in a given country and region were taken into account.
In the event, across all regions, the PSP sample covers, at least to some extent, 84% (301
companies) of the targeted PSP population, with 89% coverage (160 companies) in the electricity
sector, and 79% coverage (141 companies) in the water sector (figure 7).

14
  The PPI Project Database (http://ppi.worldbank.org) covers all low- and middle-income countries, as
classified by the World Bank.
                                                                                                        13
                                 Figure 7. Number of PSP cases by region

  120
  100
    80
    60
    40
    20
     0                         MENA




                                                                                   MENA
                 ECA




                                      SA
                                              SSA




                                                                    ECA




                                                                                           SA
                                                                                                  SSA
                       LAC




                                                                            LAC
           EAP




                                                             EAP
                       Elelctitricity                                                       WSS

          included into PPIS database                     targeted, but not included

 Note: The cut-off point for a PSP case to be included in the database is 2002; this ensures a minimum
 number of years with post-PSP data.


The ideal group of SOEs to act as control group for a PSP-SOE comparison is one that differs from
the group of PSP cases solely in the treatment, in this case, control over the operation of the utility,
but is otherwise identical to the group of PSP cases. Therefore the SOE sample was initially selected
on the basis of the available group of PSP cases, according to several criteria (same country or
region of origin being the primary one) as to provide a valid comparator group. In practice, the
approach adopted to construct the SOE sample was two fold. Firstly, data was collected for the
identified SOEs believed to match the PSP cases best. Secondly, in an opportunistic manner, we
included into the PPIS database SOE utility data available from other research efforts, in particular
the IB-NET Benchmarking site (http://www.ib-net.org/).
It is important to underscore that unless additional SOE data were readily available and added
opportunistically, the number of SOEs in a region and sector closely follows the PSP cases. It is the
PSP cses that drive the SOE data collection. Thus, the regions that did not have qualifying PSP
cases in the sector at the time of data collection, such as South Asia in the water sector, are likewise
underrepresented in terms of SOEs (figure 8; see also figure 7 and table 1).




                                                                                                        14
                 Figure 8 . Number of PSP cases and SOEs included into PPIS,
                                    by sector and region



  400
  350
  300
  250
  200
  150
  100
   50
    0
                                  MENA




                                                                                      MENA
                    ECA




                                         SA
                                                 SSA




                                                                       ECA




                                                                                               SA
                                                                                                     SSA
                          LAC




                                                                               LAC
           EAP




                                                                EAP
                          Elelctitricity                                                       WSS

                                                    PSP        SOE

 Note: The cut-off point for a PSP case to be included in the database is 2002; this ensures a minimum
 number of years with post-PSP data


On the other hand, because of the pervasiveness of PSP in electricity distribution in Latin America,
there is a shortage of comparable SOEs to match all the selected PSP cases in the region. Thus,
although outside Latin America the numbers of PSP cases and SOEs in electricity are relatively well
balanced, within that region there are considerably more PSP cases than SOEs.

2.5. Country composition
The PPIS database comprises utilies from 71 country; however the top ten countries account for 72
percent of all included utilities (75 percent of WSS utilities, and 72 percent of Electricity utilities)
Brazil is by far the country with most observed utilities in both sectors: 27 percent of all utilities,
SOEs and with PSP, are Brazilian (tables 2a-c).


   2 Table 2a. Number of utilities by country and type of utility, WSS and electricity
            #         Country                                 PSP            SOE             Total         % of total
                1     Brazil                                    56            277             333             27.1%
                2     Ukraine                                   13             98             111              9.0%
                3     Russian Federation                         3             87              90              7.3%
                4     Colombia                                  41             45              86              7.0%
                5     Vietnam                                    0             70              70              5.7%
                6     Chile                                     45               2             47              3.8%


                                                                                                                        15
#        Country           PSP   SOE   Total   % of total
    7    Moldova             3    43     46        3.7%
    8    Argentina          31    12     43        3.5%
    9    Czech Republic     17    13     30        2.4%
    10   Kazakhstan          0    30     30        2.4%
    11   Georgia             1    28     29        2.4%
    12   Hungary            11    17     28        2.3%
    13   Peru                9    17     26        2.1%
    14   Romania             0    25     25        2.0%
    15   Croatia             0    21     21        1.7%
    16   Malaysia            3    16     19        1.5%
    17   Kyrgyz Republic     1    17     18        1.5%
    18   Morocco             4    14     18        1.5%
    19   Jordan              1    11     12        1.0%
    20   Nigeria             0    12     12        1.0%
    21   Mexico              4     6     10        0.8%
    22   Zambia              0     9      9        0.7%
    23   Bolivia             4     4      8        0.7%
    24   China               5     3      8        0.7%
    25   India               3     3      6        0.5%
    26   Azerbaijan          4     1      5        0.4%
    27   El Salvador         5     0      5        0.4%
    28   Poland              2     3      5        0.4%
    29   Slovak Republic     4     1      5        0.4%
    30   Estonia             2     2      4        0.3%
    31   Panama              3     1      4        0.3%
    32   Paraguay            0     4      4        0.3%
    33   Yemen, Rep.         0     4      4        0.3%
    34   Guatemala           3     0      3        0.2%
    35   Nicaragua           2     1      3        0.2%
    36   Philippines         3     0      3        0.2%
    37   Tanzania            1     2      3        0.2%
    38   Uganda              2     1      3        0.2%
    39   Armenia             2     0      2        0.2%
    40   Burkina Faso        1     1      2        0.2%
    41   Costa Rica          0     2      2        0.2%
    42   Cote d'Ivoire       2     0      2        0.2%
    43   Malawi              0     2      2        0.2%
    44   Mali                2     0      2        0.2%
    45   Namibia             1     1      2        0.2%
    46   Uruguay             0     2      2        0.2%
    47   Benin               0     1      1        0.1%
    48   Botswana            0     1      1        0.1%
    49   Bulgaria            1     0      1        0.1%


                                                            16
  #            Country               PSP   SOE      Total      % of total
      50       Cameroon                1     0          1          0.1%
      51       Cape Verde              1     0         1           0.1%
      52       CAR                     0     1         1           0.1%
      53       Congo, Dem. Rep.        0     1         1           0.1%
      54       Djibouti                0     1         1           0.1%
      55       Ecuador                 1     0         1           0.1%
      56       Eritrea                 0     1         1           0.1%
      57       Ethiopia                0     1         1           0.1%
      58       Gabon                   1     0         1           0.1%
      59       Ghana                   0     1         1           0.1%
      60       Honduras                0     1         1           0.1%
      61       Kenya                   0     1         1           0.1%
      62       Mauritania              0     1         1           0.1%
      63       Mauritius               0     1         1           0.1%
      64       Mozambique              0     1         1           0.1%
      65       Niger                   0     1         1           0.1%
      66       Senegal                 1     0         1           0.1%
      67       South Africa            0     1         1           0.1%
      68       Togo                    0     1         1           0.1%
      69       Trinidad and Tobago     1     0         1           0.1%
      70       West Bank and Gaza      0     1         1           0.1%
      71       Zimbabwe                0     1         1           0.1%
               Total                 301   926      1,227        100.0%



3Table 2b. Number of utilities by country and type of utility, Electricity
  #            Country               PSP   SOE      Total      % of total
           1   Brazil                 38    16        54          21.6%
           2   Chile                  26     1        27          10.8%
           3   Ukraine                13    13        26          10.4%
           4   Argentina              18     7        25          10.0%
           5   Peru                    9     7        16           6.4%
           6   Colombia                4     7        11           4.4%
           7   Bolivia                 3     3         6           2.4%
           8   India                   3     3         6           2.4%
           9   Moldova                 3     2         5           2.0%
       10      Azerbaijan              4     1         5           2.0%
       11      El Salvador             5     0         5           2.0%
       12      Hungary                 4     0         4           1.6%
       13      Poland                  1     3         4           1.6%
       14      Czech Republic          3     0         3           1.2%
       15      Slovak Republic         3     0         3           1.2%
       16      Panama                  3     0         3           1.2%

                                                                             17
#        Country              PSP   SOE   Total   % of total
    17   Guatemala              3     0      3        1.2%
    18   Russian Federation     1     1      2        0.8%
    19   Malaysia               0     2      2        0.8%
    20   Morocco                1     1      2        0.8%
    21   Mexico                 0     2      2        0.8%
    22   Estonia                1     1      2        0.8%
    23   Nicaragua              2     0      2        0.8%
    24   Uganda                 1     1      2        0.8%
    25   Namibia                1     1      2        0.8%
    26   Georgia                1     0      1        0.4%
    27   Zambia                 0     1      1        0.4%
    28   Philippines            1     0      1        0.4%
    29   Tanzania               1     0      1        0.4%
    30   Armenia                1     0      1        0.4%
    31   Burkina Faso           0     1      1        0.4%
    32   Cote d'Ivoire          1     0      1        0.4%
    33   Malawi                 0     1      1        0.4%
    34   Mali                   1     0      1        0.4%
    35   Uruguay                0     1      1        0.4%
    36   Botswana               0     1      1        0.4%
    37   Cameroon               1     0      1        0.4%
    38   Cape Verde             1     0      1        0.4%
    39   CAR                    0     1      1        0.4%
    40   Congo, Dem. Rep.       0     1      1        0.4%
    41   Djibouti               0     1      1        0.4%
    42   Eritrea                0     1      1        0.4%
    43   Ethiopia               0     1      1        0.4%
    44   Gabon                  1     0      1        0.4%
    45   Ghana                  0     1      1        0.4%
    46   Kenya                  0     1      1        0.4%
    47   Mauritania             0     1      1        0.4%
    48   Mauritius              0     1      1        0.4%
    49   Mozambique             0     1      1        0.4%
    50   Niger                  0     1      1        0.4%
    51   Senegal                1     0      1        0.4%
    52   South Africa           0     1      1        0.4%
    53   Zimbabwe               0     1      1        0.4%
         Total                160    90    250      100.0%

                                4




                                                               18
Table 5Table 2c. Number of utilities by country and type of utility, WSS
  #        Country              PSP       SOE      Total      % of total
       1   Brazil                18       261       279          28.6%
       2   Russian Federation     2        86        88           9.0%
       3   Ukraine                0        85        85           8.7%
       4   Colombia              37        38        75           7.7%
       5   Vietnam                0        70        70           7.2%
       6   Moldova                0        41        41           4.2%
       7   Kazakhstan             0        30        30           3.1%
       8   Georgia                0        28        28           2.9%
       9   Czech Republic        14        13        27           2.8%
      10   Romania                0        25        25           2.6%
      11   Hungary                7        17        24           2.5%
      12   Croatia                0        21        21           2.1%
      13   Chile                 19         1        20           2.0%
      14   Argentina             13         5        18           1.8%
      15   Kyrgyz Republic        1        17        18           1.8%
      16   Malaysia               3        14        17           1.7%
      17   Morocco                3        13        16           1.6%
      18   Jordan                 1        11        12           1.2%
      19   Nigeria                0        12        12           1.2%
      20   Peru                   0        10        10           1.0%
      21   Mexico                 4         4         8           0.8%
      22   Zambia                 0         8         8           0.8%
      23   China                  5         3         8           0.8%
      24   Paraguay               0         4         4           0.4%
      25   Yemen, Rep.            0         4         4           0.4%
      26   Bolivia                1         1         2           0.2%
      27   Slovak Republic        1         1         2           0.2%
      28   Estonia                1         1         2           0.2%
      29   Philippines            2         0         2           0.2%
      30   Tanzania               0         2         2           0.2%
      31   Costa Rica             0         2         2           0.2%
      32   Poland                 1         0         1           0.1%
      33   Panama                 0         1         1           0.1%
      34   Nicaragua              0         1         1           0.1%
      35   Uganda                 1         0         1           0.1%
      36   Armenia                1         0         1           0.1%
      37   Burkina Faso           1         0         1           0.1%
      38   Cote d'Ivoire          1         0         1           0.1%
      39   Malawi                 0         1         1           0.1%
      40   Mali                   1         0         1           0.1%
      41   Uruguay                0         1         1           0.1%
      42   Benin                  0         1         1           0.1%

                                                                           19
             #        Country                   PSP         SOE       Total        % of total
                 43   Bulgaria                     1          0             1          0.1%
                 44   Ecuador                      1          0             1          0.1%
                 45   Honduras                     0          1             1          0.1%
                 46   Togo                         0          1             1          0.1%
                 47   Trinidad and Tobago          1          0             1          0.1%
                 48   West Bank and Gaza           0          1             1          0.1%
                      Total                      141        836         977          100.0%



We have presented the main characteristics of the sample of utilities and will proceed to the
summary of the collected variables. We begin with a short variable description and list of collected
variables.
Not all data requested in the comprehensive templates reproduced in section 5.2. is contained in the
database. Certain variables will have been excluded because too little information was gathered to
warrant inclusion in a global database, or variable values could not be verified independently. Also
note that the indicators used in Gassner, Popov, Pushak (2009) are a subset of the variables
contained in the PPIS database described in this paper.



        3. Variable description
Data on both qualitative and quantitative variables were collected for each utility in the sample. The
qualitative set, common to both sectors, gathers utility- and country-level characteristics. It contains
a PSP dummy variable equal to one if utility ever experienced private participation during the
observed period, or zero if the utility remained SOE; information on the type of PSP contract and
the year of entry for the private sector, if any; as well as utility name, sector, and country of origin.
The database also includes exchange rates used for currency conversions in the GPP (2009) study.
For the study, the qualitative variables were used mostly to indicate whether and for which period
the utility can be considered a PSP and as control variables for the utility type and other differences
among utilities. As apparent from the data collection templates (table 32), we made an effort to
collect more detailed qualitative information for each of the utilities, but in practice more detailed
information was only partially avaible, particularly for water utilities.
The quantitative variables include measures of outputs (for example, water or electricity sold),
inputs (for example, number of staff in the utility), physical capital (approximated by, for example,
the customer base), labor productivity (defined as output per worker), operational performance (for
example, level of network losses or bill collection rates), service quality (for example, duration of
daily water supply and average frequency of interruptions in electricity per year), and average prices
(calculated as revenues divided by volume sold). First, we look at the list of the collected variables
                                                                                                     20
per sector. Table 3a presents all the available variables as they were initially collected, before the
final selection was made on the basis of data quality.15 All variables from table 3a are available in
the online database.
                                      6 Table 3a. List of quantatitative variables
     #       variable name                 Unit                                 short definition
         Electricity
  1               el_connections       Number        Total number of connections in the utility area
  2            el_connections_r        Number        Total number of residential connections in the utility area
  3           el_connections_nr        Number        Total number of non-residential connections in the utility area
  4                  el_generated      MWH           Total electricity generated by the utility per year available for sale
  5                 el_purchased       MWH           Total electricity purchased by the utility for distribution per year
  6                        el_sold     MWH           Total electricity sold
  7                      el_sold_r     MWH           Total electricity sold to residential consumers
  8                         el_lost    %             Electricity lost each year in distribution
  9                    el_revenue      Lnc           Total revenues from electricity distributed
 10                 el_revenue_r       Lnc           Total revenues from electricity distributed to residential consumers
 11                       el_opex      Lnc           Total annual operating expenses (OPEX)
 12                 el_labor_cost      Lnc           Total labor costs
 13                  el_employee       Number        Total number of employees in the utility (full time equivalent)
 14                   el_coverage      %             Residential coverage for electricity service
 15                 el_collection      %             Collection ratio
 16             el_inst_capasity       MW            Installed capacity for generation
 17                    el_network      Km            Length of distribution network
 18                      el_capex      Lnc           Total annual investments (CAPEX)
 19                        el_cost     Lnc           Cost of purchased electricity
 20            el_freq_interrupt       number/year   Interruption frequency rate per year
 21                     el_tariff_r    lnc /MWH      Average residential electricity tariff (calculated as average revenues)
         Water
  1               w_connections        Number        Total number of water connections in the utility area
  2            w_connections_r         Number        Total number of residential water connections in the utility area
  3           w_connections_nr         Number        Total number of NON-residential water connections in the utility area
  4                   w_coverage       %             Residential coverage for water service
  5      w_bill_collection_ratio       %             Collection ratio
  6             w_inst_capasity        m3            Installed capacity for water supply
  7                    w_network       Km            Length of network for water distribution
  8                  w_produced        m3            Total water produced by the utility per year
  9                        w_sold      m3            Total water sold by the utility
 10                      w_sold_r      m3            Total water sold by the utility to residential consumers
 11                    w_revenue       Lnc           Revenues from water
 12                 w_revenue_r        Lnc           Revenues from water supplied to residential consumers
 13                 w_labor_cost       Lnc           Total labor costs (water)
 14               w_nonrevenue         %             Non-Revenue water
 15                    w_quality1      Hours/day     Average number of hours per day with residential water service
 16                                                  Average residential water tariff per m3 (calculated as average
                       w_tariff_r      lnc / m3
                                                     revenues)
 17               w_pipe_breaks        Number        Number of water blockages

15
  The full templates used for data collection are replicated in the tables 32-35. Importantly, we have strived to
collect more variables than presented in table 3a. However, for some of them, the availability of data was
limited and/or it was not feasible to collect the data as in the case of following the exact distribution of the
share of private ownership for each utility over time.
                                                                                                                           21
 #        variable name             Unit                               short definition
 18          w_employee_fte     Number       Total number of employees in the utility (full time equivalent)
 19                   w_opex    Lnc          Total annual operating expenses (OPEX)
 20                  w_capex    Lnc          Total annual investments (CAPEX)
      Sanitation
  1            s_connections    Number       Total number of sewerage connections in the utility area
  2          s_connections_r    Number       Total number of residential sewerage connections in the utility area
  3         s_connections_nr    Number       Total number of non-residential sewerage connections
  4               s_coverage    %            Residential coverage for sewerage service
  5                s_network    Km           Length of network for sewerage
  6     s_wastewater_treated    m3           Total used-water (wastewater) treated by the utility per year (if any)
  7               s_collected   m3           Total water collected by the utility
  8             s_collected_r   m3           Total water collected by the utility from residential consumers
  9                s_revenue    Lnc          Revenues from sewerage
 10              s_revenue_r    Lnc          Revenues from sewerage collected from residential consumers
 11              s_labor_cost   Lnc          Total labor costs (sewerage)
 12                                          Average residential sewerage tariff per m3 (calculated as average
                  s_tariff_r    lnc / m3     revenues)
 13             s_blockage      Number       Number of sewerage blockages
 14         s_employee_fte      Number       Total number of employees in the utility
 15                 s_opex      Lnc          Total annual operating expenses (OPEX)
 16                s_capex      Lnc          Total annual investments (CAPEX)
      Water and sanitation
  1             ws_revenue      Lnc          Total revenues (water and sewerage)
  2          ws_labor_cost      Lnc          Total labor costs (water and sewerage)
  3               ws_capex      Lnc          Total annual investments (CAPEX)
  4                ws_opex      Lnc          Total annual operating expenses (OPEX)
  5       ws_employee_fte       Number       Total number of employees in the utility (water and sewerage)
Note: lnc stands for local nominal currency. For comparison purposes, monetary variables are presented in
constant 2005 $US in all summary tables. For more detail on the variables gathered and their definition please
refer also to Tables 34.


         Next, we concentrate on the summaries of a subset of indicators, derived from the variables
listed above, the quality of which was judged to be sufficient for further econometric analysis. We
label these indicators ‘core indicators’. Table 3b summarizes them. Similarly to variables from
Table 3a, all indicators listed in Table 3b are available in the online database.


                              7Table 3b. Description of core indicators
 Core Indicator           Variable                           Variable
                          Electricity distribution           Water distribution and sanitation services
 1.   Capital,            Residential connections            Total connections, water and sanitation
      Capacity

 2.   Output              Electricity sold to residential and          Water sold to residential and nonresidential
                          nonresidential customers per connection      customers per connection (m3)
                          (MWh)                                        Wastewater treated per connection (m3)

 3.   Labor               Employees                                    Employees, water and sanitation

 4.   Labor               Electricity sold per worker (MWh)            Water sold per worker (m3)

                                                                                                                      22
                Core Indicator         Variable                                      Variable
                                       Electricity distribution                      Water distribution and sanitation services
                     productivity      Residential connections per worker            Wastewater treated per worker (m3)
                                                                                     Totalconnections per worker, WSS

                5.   Coverage          Potential residential customers covered       Potential residential customers covered (%
                                       (% of households)                             of population)

                6.   Collection rate   Outstanding bills collected (%)               Outstanding bills collected (%)

                7.   Operational       Electricity lost in distribution (% of        Water lost in distribution (% of water
                     performance       electricity produced and purchased)           produced)

                8.   Service quality   Annual supply interruptions                   Hours with water daily
                                                                                     Sewerage blockages per sewerage
                                                                                     connection

                9.   Investment        Total annual investment (CAPEX) per           Total annual investment (CAPEX) per
                                       worker (US$)                                  worker (US$)

                10. Price              Average residential tariff (US$)              Average residential tariff (US$) calculated
                                       calculated as residential revenue divided     as resisdential revenue divided by residential
                                       by residential volume sold                    volume sold
       Source: Authors.
       Note: MWh = megawatt-hours; m3 = cubic meters.


            Tables 4a –c give overall summary statistics for the above indicators for the electricity, water, and
            sanitation sectors respectively.



                                         8Table 4a. Summary statistics for electricity
                                                                                                                              observ   Utiliti
                                                                   Mean         Median    Min          Max             Sd
      Variable                                                                                                             ations         esa
 1    Residential connections                                524,495      224,283  1,019  16,147,532  1,228,455             2,118        224 
 2    Electricity sold perconnection (MWh)                           6          4       1             178           13      2,271        232 
 3    Employees                                                 3,440       1,106      16         76,713         8,674      1,965        225 
 4    Electricity sold per worker (MWh)                         1,834       1,521     141         11,311         1,462      1,854        214 
 5    Residential connections per worker                          353         308       4           2,624          280      1,674        195 
 6    Residential coverage (% of households)                        78         95       4             100           31        431          46 
 7    Collection rate (%)a                                          82         87      14             103           20        451          69 
 8    Electricity lost in distribution (%)                          17         15       2              50            8      2,041        216 
 9    Annual supply interruptions                               1,459          24       1         56,597         6,669        774        115 
10 Total annual investment (CAPEX) per worker (US$)            13,243       8,184     186         57,705       13,384         457          83 
11 Average residential tariff per MWh (US$)                         81         85       9             249           42      1,538        194 
   Source: Authors’ calculations.
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers are cut
   off. Monetary amounts are in 2005 U.S. dollars.
            a. number of utilities is less than maximum of 250 because we do not have a single variable which is
                  observed for all utilities
            b. Collection rates may exceed 100 percent because of debts collected for previous years




            9
                                                                                                                              23
                                               Table 4b. Summary statistics for water
                                                                                                                          observ
                                                                     Mean     Median           Min     Max           Sd              Utilitiesa
    Variable                                                                                                             ations
 1  Total connections                                         78,660      12,340          9    6,590,497       311,983      5,268        924 
 2  Water sold per connection (m3)                             1,223         231         52       310,879       10,913      4,553        892 
 3  Employees                                                    390         141          1        18,587           958     5,386        942 
 4  Water sold per worker (m3)                                49,743      31,041      1,584    3,831,923       138,957      4,721        904 
 5  Total connections per worker                                 172         130          0          3,097          188     4,867        892 
 6  Residential coverage (% of population)                         78         85          5            100           23     4,389        905 
 7  Collection rate (%)b                                           95        100         13            106           13     2,802        524 
 8  Water lost in distribution (%)                                 33         32          1            100           16     4,499        877 
 9  Hours with water daily                                         20         24          1             24            6     2,734        547 
10 Total annual investment (CAPEX) per worker (US$)            6,872       2,813          0        86,990       11,422      1,738        356 
11 Average residential tariff per m3 (in US$)                    0.58       0.39       0.02           4.88         0.71     1,916        375 
   Source: Authors’ calculations.
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers are cut
   off. Monetary amounts are in 2005 U.S. dollars. Total connections are used as approximation for residential
   connections
            a. number of utilities is less than maximum of 977 because we do not have a single variable which is
                 observed for all utilities
            b. Collection rates may exceed 100 percent because of debts collected for previous years

                                                                        10
                                             Table 4c. Summary statistics for sanitation
                                                                                                                      observ
                                                                Mean      Median         Min         Max        Sd                   Utilities
       Variable                                                                                                         ations
 1     Total connections                                  61,722         8,861          4     5,032,356        274,701  3,724           661 
 2     Wastewater treated per connection (m3)                 567          214          1        13,320           1,125  1,514          299 
 3     Wastewater treated per worker (m3)                144,198        11,892         85    40,606,288      2,224,210  1,756           333 
 4     Residential coverage (% of population)             49,743        31,041      1,584     3,831,923        138,957  4,721           904 
 5     Sewerage blockages per connection                       60           67          0            100             31  2,784          595 
     Source: Authors’ calculations.
     Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers are cut
     off. Monetary amounts are in 2005 U.S. dollars. Total connections are used as approximation for residential
     connections



                         4. Detailed summaries of core indicators
              4.0. Preliminary observations on the size of utilities and importance of
              outliers

              When we average all available annual observations on total connections within each utility16, we
              can see that, on average, electricity utilities tend to have significantly larger customer base than
              water or sanitation utilities. This holds true for both residential and non-residential connections. We
              also clearly see that extreme outliers are present in each of the sectors. Therefore it might be
              advisable to rely more on the median rather than mean values (figure 9).




              16
                   Note of caution: not all utilities are observed over the same period of time
                                                                                                                           24
                                          Figure 9 Mean utility connections
                                  700
                                  600
                                  500
                                  400
                                  300
                                  200
                                  100
                                     0
                                               all observations                  w ithout outliers

                            electricity            665,572                           339,831
                            w ater                 78,660                            18,267
                            sanitation             61,722                            14,957




                Note: Data was cleaned to the extent possible and the biggest and smallest values
                were rechecked in an effort to eliminate data entry mistakes. However, a significant
                range of values is to be expected beause of the difference in the utilities size (i.e.
                national versus regional versus local utilities). Here, outliers are defined as points
                below Q1-1.5×(Q3-Q1) and above Q3+1.5(Q3-Q1), where Q1 is the 25th percentile
                and Q3 is the 75th percentile.

We now present summary statistics by year, region, and country for core indicators listed in Table
3b. Note that the statistics refer to the complete set of observations, that is outliers are not
eliminated to allow the researcher a view of the original data. The statistics are presented for all
utilities, with no distinction made between utilities with PSP and SOEs17.



4.1. Capital and capacity approximation: Connections

4.1.1. ELECTRICITY – Residential connections

       Figure 10. Residential utility connections by year, electricity, thousands
          000
          40
           00
          30
           00
          20
           00
          10




                1980           1985               1990                   1995            2000        2005
                                                                  year

                                                       mean                     median



     Source: PPIS database


17
   For a PSP-SOE comparison please refer to Gassner K, A. Popov and N. Pushak (2009) “Does Private
Sector Participation Improve Performance in Electricity and Water Distribution?” Trends and Policy Options
No. 6, PPIAF and World Bank, available at
http://www.ppiaf.org/documents/trends_and_policy/PSP_water_electricity.pdf).
                                                                                                            25
                    11Table 5a. Residential utility connections by year, electricity
                                                                                                               # of
             Year           Mean          Median              Min            Max               Sd
                                                                                                     observations
             1981         650,111          650,111      650,111          650,111                                   1 
             1982         663,300          663,300      663,300          663,300                                   1 
             1983         676,757          676,757      676,757          676,757                                   1 
             1984         691,637          691,637      691,637          691,637                                   1 
             1985         706,011          706,011      706,011          706,011                                   1 
             1986       1,377,760        1,600,388      728,387        1,804,505          571,559                  3 
             1987         707,141          447,088        9,096        2,555,502          687,110                34 
             1988         687,898          439,935        9,380        2,641,853          684,616                38 
             1989         680,412          444,656        9,584        2,725,211          699,465                40 
             1990         541,332          287,336        9,700        2,807,856          644,230                58 
             1991         481,908          195,416       10,048        2,899,137          623,107                70 
             1992         526,612          168,998        4,012       11,900,000        1,261,185               104 
             1993         545,329          178,374        9,496       12,500,000        1,292,454               109 
             1994         568,822          185,069       11,573       13,100,000        1,361,741               108 
             1995         554,155          194,704       15,777       13,587,339        1,322,249               126 
             1996         588,068          209,401       11,499       14,011,456        1,363,074               131 
             1997         525,723          175,034        1,348       14,571,767        1,318,356               153 
             1998         533,472          184,272        1,357       15,144,986        1,341,503               161 
             1999         564,579          194,143        1,359       15,753,373        1,388,370               163 
             2000         559,304          201,920          988       16,500,000        1,413,509               173 
             2001         621,777          293,900          973       17,200,000        1,404,506               187 
             2002         677,287          338,256          945       17,900,000        1,474,977               186 
             2003         777,654          394,911        1,085       18,700,000        1,666,574               155 
             2004         761,611          389,902        1,094       19,591,838        2,164,789                88 
             2005       2,021,607          271,708       23,766       20,447,764        4,971,997                17 
             2006       3,696,033          388,000       24,189       21,304,458        6,893,406                  9 
                                                                                                             2,118
           Total1        524,495          224,283            1,019    16,147,532        1,228,455 
                                                                                                     (224 utilities)
      1
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.



12 Table 5b. Residential utility connections by region, electricity
                                                                                                        # of            # of
  Region             Mean            Median           Min              Max                Sd
                                                                                                observations        utilities
 EAP           2,572,527        2,930,803         295,310         4,491,468    2,120,898                   28             3 
 ECA             517,393          469,169           1,019         1,784,708      351,199                  268            51 
 LAC             477,024          169,488           1,355        16,147,532    1,406,432                1,653           148 
 MENA          1,806,542        1,806,542       1,806,542         1,806,542                                 4             1 
 SA            1,359,691        1,559,860           5,631         2,513,583    1,265,901                   13             3 
 SSA             383,167          158,842           1,152         3,441,159      781,102                  152            18 
  Total1         524,495          224,283           1,019        16,147,532    1,228,455                2,118           224 
      Note: Annual observations are averaged within each utility first and then averaged across utilities. No
      outliers are cut off.




                                                                                                                          26
               13Table 5c. Residential utility connections by country, electricity
                                                                                                       # of    # of
         Country         Mean        Median            Min           Max               Sd
                                                                                              observations utilities
Argentina              315,704        151,121        33,230     1,903,966         475,373              288       25 
Armenia                889,800        889,800       889,800       889,800                                 3        1 
Azerbaijan             277,465        318,990        55,178       440,530         169,985               65         5 
Bolivia                 74,942         28,480        18,318       203,897          79,431              101         6 
Brazil                 658,942        376,209        19,109     3,452,674         759,383              558       49 
Burkina Faso           166,100        166,100       166,100       166,100                               15         1 
Cameroon               435,314        435,314       435,314       435,314                               10         1 
Cape Verde              44,172         44,172        44,172        44,172                                 1        1 
Chile                  123,306         44,475         1,355       929,364         199,840              176       26 
Colombia               457,852        408,958       106,713     1,414,775         369,641              138       11 
Czech Republic         591,951        551,431       342,780       881,641         271,706               20         3 
El Salvador            167,799        170,038        31,495       335,780         110,639               70         5 
Eritrea                 68,944         68,944        68,944        68,944                               12         1 
Estonia                 33,480         33,480        33,480        33,480                                 2        1 
Ethiopia               493,175        493,175       493,175       493,175                               12         1 
Georgia                374,865        374,865       374,865       374,865                                 6        1 
Ghana                  513,394        513,394       513,394       513,394                               12         1 
Guatemala              337,254        382,854       221,279       407,628          101,198              36         3 
India                1,359,691      1,559,860         5,631     2,513,583        1,265,901              13         3 
Kenya                  363,464        363,464       363,464       363,464                               13         1 
Malawi                  50,197         50,197        50,197        50,197                                 8        1 
Malaysia             2,393,389      2,393,389       295,310     4,491,468        2,967,132              15         2 
Mali                    87,837         87,837        87,837        87,837                                 9        1 
Mauritius              257,684        257,684       257,684       257,684                               12         1 
Mexico              16,147,532     16,147,532    16,147,532    16,147,532                               15         1 
Moldova                227,302        245,210       159,890       292,864          57,856               25         5 
Morocco              1,806,542      1,806,542     1,806,542     1,806,542                                 4        1 
Mozambique             151,584        151,584       151,584       151,584                               11         1 
Namibia                  2,030          2,030         2,030         2,030                                 2        1 
Nicaragua              183,344        183,344       173,740       192,947          13,581               26         2 
Niger                   73,329         73,329        73,329        73,329                               10         1 
Panama                 123,347        143,853        54,455       171,732          61,268               39         3 
Peru                   157,629        100,542         2,478       611,212         166,553              204       16 
Philippines          2,930,803      2,930,803     2,930,803     2,930,803                               13         1 
Poland                 307,199        181,630       172,525       693,012         257,280               22         4 
Russian  Fed.           62,846         62,846         1,019       124,673          87,437               10         2 
Senegal                335,053        335,053       335,053       335,053                                 4        1 
Slovak Republic        687,770        606,178       551,546       905,585         190,601               10         3 
South Africa         3,441,159      3,441,159     3,441,159     3,441,159                                 4        1 
Uganda                  71,686         71,686         1,152       142,219          99,749               14         2 
Ukraine                668,131        548,027       143,046     1,784,708         359,182              105       26 
Uruguay                469,739        469,739       469,739       469,739                                 2        1 
Zambia                 270,208        270,208       270,208       270,208                                 3        1 
Total                  524,495        224,283         1,019    16,147,532        1,228,455           2,118      224 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                                27
4.1.2 WATER – Total connections

                 Figure 11. Total utility connections by year, water, thousands


      000
      10
      80
       0
      60
       0
      40
       0
      20
       0




            1980           1985           1990              1995            2000               2005
                                                     year

                                              mean                 median


    Source: PPIS database

                       14 Table 6a. Total utility connections by year, water
                                                                                                 # of
            Year        Mean       Median            Min           Max           Sd
                                                                                       observations
            1980       925,806     925,806       925,806      925,806                                1 
            1981       801,261     801,261       650,000      952,522       213,915                  2 
            1982       823,124     823,124       666,240      980,008       221,867                  2 
            1983       845,587     845,587       682,886    1,008,287       230,093                  2 
            1984       868,692     868,692       700,000    1,037,383       238,566                  2 
            1985       895,540     895,540       723,762    1,067,318       242,931                  2 
            1986       923,224     923,224       748,332    1,098,116       247,335                  2 
            1987       938,282     938,282       773,735    1,102,830       232,706                  2 
            1988       956,031     956,031       800,000    1,112,061       220,660                  2 
            1989       670,827     818,291        66,194    1,127,997       546,046                  3 
            1990       211,458      96,646         1,143    1,139,326       317,796                16 
            1991       157,425      84,006         1,105    1,139,326       260,866                26 
            1992       175,852      89,031         1,297    1,139,326       280,319                30 
            1993       178,529      93,357         1,431    1,269,688       291,089                32 
            1994       168,930      86,864         1,431    1,312,807       281,889                44 
            1995       281,273      86,467         1,770    5,432,152       631,050               131 
            1996       230,206      54,776            60    5,491,931       569,507               182 
            1997       135,897      23,569            29    5,846,768       435,722               367 
            1998       107,863      13,391            10    6,158,554       403,518               468 
            1999       105,824      12,540             6    6,635,843       404,775               521 
            2000        82,057      11,262            15    6,791,153       360,428               675 
            2001        86,799      12,655            11    7,034,329       358,585               748 
            2002       103,260      18,100             3    7,242,272       387,507               693 
            2003       101,668      19,037            30    7,406,857       390,545               692 
            2004       115,721      17,877            50    7,865,112       452,780               556 
            2005        75,275      17,589           834    1,497,586       214,677                67 
                                                                                               5,268
      Total1            78,660      12,340             9    6,590,497       311,983 
                                                                                       (924 utilities)
             1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.
    Total connections are used as approximation for residential connections.

                                                                                                          28
                         15Table 6b. Total utility connections by region, water
                                                                                                             # of          # of
    Region             Mean          Median                  Min              Max               Sd
                                                                                                     observations      utilities
   EAP              97,774                15,131              741       1,179,824       201,735                539          94 
   ECA              19,727                 5,373                9         511,000        44,047              1,815         350 
   LAC             125,281                17,299              196       6,590,497       444,987              2,644         418 
   MENA             82,869                44,518            8,889         548,914       108,626                132          33 
   SA                    ‐‐                    ‐‐               ‐‐              ‐‐            ‐‐                 ‐‐          ‐‐ 
   SSA              51,197                27,500            3,191         515,490        93,817                138          29 
    Total           78,660                12,340                9       6,590,497       311,983              5,268         924 
         Note: Annual observations are averaged within each utility first and then averaged across utilities. No
         outliers are cut off.
         Total connections are used as approximation for residential connections


                        16Table 6c. Total utility connections by country, water
                                                                                                                    # of    # of
             Country            Mean             Median               Min             Max            Sd
                                                                                                           observations utilities
Argentina                      213,478           143,308            23,216     1,190,250        272,040             123       17 
Armenia                        258,000           258,000           258,000       258,000                               8        1 
Benin                          101,000           101,000           101,000       101,000                               5        1 
Bolivia                        109,281           109,281            56,148       162,413         75,141              16         2 
Brazil                         127,789            11,037               196     6,590,497        523,148           1,729      278 
Bulgaria                       116,552           116,552           116,552       116,552                               8        1 
Burkina Faso                    57,802            57,802            57,802        57,802                             10         1 
Chile                          144,089            94,182             2,248       939,662        210,355             276       20 
China                          413,301           575,000            11,480       877,405        380,357              20         5 
Colombia                        58,582            13,403               812     1,185,104        175,270             333       71 
Costa Rica                     248,298           248,298            49,234       447,362        281,519                4        2 
Cote d'Ivoire                  515,490           515,490           515,490       515,490                               5        1 
Croatia                         16,910            12,200             1,280        81,000         18,194             105       21 
Czech Republic                  38,128            24,204             5,425       169,387         39,367             209       25 
Ecuador                        257,386           257,386           257,386       257,386                               6        1 
Estonia                         18,756            18,756            17,224        20,288          2,167              17         2 
Georgia                         12,629             4,033               500       104,500         23,050             138       25 
Honduras                         9,807             9,807             9,807         9,807                               3        1 
Hungary                         54,953            41,600             7,217       215,027         49,010             140       19 
Jordan                          55,431            21,419             8,889       304,751         83,918              65       12 
Kazakhstan                      39,019            15,635             1,822       215,836         59,006              57       13 
Kyrgyz Republic                  5,789             3,660                 9        22,600          5,596              87       18 
Malawi                          23,702            23,702            23,702        23,702                               5        1 
Malaysia                       272,121           176,907            11,122     1,179,824        297,055              82       17 
Mali                            73,434            73,434            73,434        73,434                               5        1 
Mexico                         136,837           158,770             4,084       320,294        104,500              56         8 
Moldova                          2,842             1,219                26        38,730          6,104             343       41 
Morocco                        114,597            67,599            19,002       548,914        133,639              50       16 
Nicaragua                      515,611           515,611           515,611       515,611                               3        1 
Nigeria                         40,658            30,482             3,191        98,300         31,254              48       12 
Panama                         421,152           421,152           421,152       421,152                               3        1 
Paraguay                        51,477            11,323             5,362       177,902         84,354                6        4 
Peru                           200,344            83,032            27,603     1,231,528        365,254              67       10 
Philippines                    440,338           440,338           346,535       534,142        132,658              15         2 
Poland                          37,000            37,000            37,000        37,000                               1        1 

                                                                                                                             29
                                                                                                               # of    # of
           Country            Mean      Median             Min             Max                   Sd
                                                                                                      observations utilities
Romania                      17,548      10,820            578         82,136               19,361             119       25 
Russian Federation            7,962       2,616             45        114,028               16,065             344       74 
Slovak Republic              61,926      61,926         23,731        100,121               54,016                6        2 
Tanzania                      7,025       7,025          4,213          9,837                3,976              10         2 
Togo                         46,580      46,580         46,580         46,580                                     5        1 
Trinidad and Tobago         227,899     227,899        227,899        227,899                                     8        1 
Uganda                       38,757      38,757         38,757         38,757                                     9        1 
Ukraine                      23,262       3,590             87        511,000               67,389             233       82 
Uruguay                     720,834     720,834        720,834        720,834                                   11         1 
Vietnam                      23,108      11,412            741        315,786               44,593             422       70 
West Bank and Gaza           38,228      38,228         38,228         38,228                                     5        1 
Yemen, Rep.                  49,432      43,792         39,422         70,720               14,489              12         4 
Zambia                       15,751      15,494          3,911         35,994               11,207              36         8 
Total                        78,660      12,340              9      6,590,497              311,983           5,268      924 
 Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
 are cut off.
 Total connections are used as approximation for residential connections


 4.1.3. SANITATION – Total connections

             Figure 12. Total utility connections by year, sanitation, thousands
             80
              0
             60
              0
             40
              0
             20
             00




                  1980           1985          1990               1995                    2000            2005
                                                          year

                                                   mean                  median



       Source: PPIS database


                         17Table 7a. Total utility connections by year, sanitation
                                                                                                              # of
             Year            Mean       Median            Min            Max                     Sd
                                                                                                      observations
             1981          560,000      560,000       560,000       560,000                                      1 
             1982          579,306      579,306       579,306       579,306                                      1 
             1983          599,277      599,277       599,277       599,277                                      1 
             1984          620,000      620,000       620,000       620,000                                      1 
             1985          684,040      684,040       644,182       723,898                56,367                2 
             1986          697,889      697,889       669,308       726,470                40,419                2 
             1987          712,192      712,192       695,414       728,970                23,728                2 
             1988          728,985      728,985       722,537       735,433                 9,118                2 
             1989          744,052      744,052       737,386       750,719                 9,428                2 
             1990          175,774       92,975         1,036       780,000               256,085               14 
             1991          124,979       65,218         1,040       806,993               207,472               24 
             1992          126,067       69,869         1,277       868,303               208,167               26 
             1993          127,397       75,327         1,357       915,012               209,999               28 

                                                                                                                       30
                                                                                                                                 # of
              Year                Mean             Median                     Min            Max                Sd
                                                                                                                       observations
              1994           101,818                    53,854               1,290       956,051           187,536                 41 
              1995           142,604                    47,413                 180     4,009,577           419,414                118 
              1996           120,859                    35,423                  40     4,068,002           374,205                164 
              1997            84,703                    15,536                   4     4,386,945           318,489                264 
              1998           106,157                    13,131                   4     7,282,026           512,259                318 
              1999           104,207                    12,500                   4     7,099,781           503,595                335 
              2000            83,644                     8,940                   4     6,922,096           428,895                466 
              2001            81,280                    10,314                   5     6,983,404           422,847                500 
              2002            79,518                    14,229                  10     5,621,191           323,331                430 
              2003            75,995                    14,747                  10     5,792,258           310,201                481 
              2004            81,483                    14,558                  12     6,216,845           347,696                437 
              2005            67,566                    12,339                 100     1,454,487           210,617                 64 
                                                                                                                               3,724
            Total1                61,722                 8,861                   4     5,032,356           274,701 
                                                                                                                       (661 utilities)
                  1
        Note: Annual observations are averaged within each utility first and then averaged across utilities. No
        outliers are cut off.
        Total connections are used as approximation for residential connections.


                        18Table 7b. Total utility connections by region, sanitation
                                                                                                                         # of            # of
    Region              Mean                Median                  Min                Max                 Sd
                                                                                                                 observations        utilities
   EAP                 35,314                35,314               12,838             57,790          31,786                 15             2 
   ECA                 16,190                 2,800                    4            656,500          51,261              1,500           304 
   LAC                107,433                22,988                   10          5,032,356         391,297              2,025           310 
   MENA                69,669                33,128                1,457            564,473         109,388                126            32 
   SA                       ‐‐                    ‐‐                   ‐‐                 ‐‐              ‐‐                 ‐‐            ‐‐ 
   SSA                 20,939                 6,666                  177            154,619          41,642                 58            13 
    Total              61,722                 8,861                    4          5,032,356         274,701              3,724           661 
        Note: Annual observations are averaged within each utility first and then averaged across utilities. No
        outliers are cut off.
        Total connections are used as approximation for residential connections


                        19Table 7c. Total utility connections by country, sanitation
                                                                                                                                # of    # of
             Country                Mean             Median                    Min              Max             Sd
                                                                                                                       observations utilities
Argentina                         137,983             87,756               13,008          787,306          189,152             109       16 
Armenia                           231,888            231,888              231,888          231,888                                 8        1 
Bolivia                            92,837             92,837               58,046          127,628           49,202                4        2 
Brazil                             98,459             16,256                   10        5,032,356          419,705           1,182      175 
Bulgaria                           44,350             44,350               44,350           44,350                                 4        1 
Burkina Faso                          720                720                  720              720                                 1        1 
Chile                             127,571             86,620                2,055          889,370          196,494             265       20 
Colombia                          105,388             11,257                  812        3,547,256          455,014             313       69 
Costa Rica                         90,315             90,315               14,558          166,072          107,136                4        2 
Cote d'Ivoire                     154,619            154,619              154,619          154,619                                 5        1 
Croatia                            19,845              7,480                  150          109,368           30,316              85       17 
Czech Republic                     21,427             11,902                3,768           96,582           22,172             201       24 
Ecuador                           164,157            164,157              164,157          164,157                                 2        1 
Estonia                            13,529             13,529               13,529           13,529                                 4        1 
Georgia                             9,115              2,400                   40           51,580           16,313              17       17 
Hungary                            26,951             15,400                4,500          146,490           33,663             141       19 


                                                                                                                                           31
                                                                                                             # of    # of
           Country           Mean       Median              Min             Max              Sd
                                                                                                    observations utilities
Jordan                      22,770        3,081         1,457             154,702         44,278              65       12 
Kazakhstan                  22,042       19,860         1,867              57,740         17,662              47       10 
Kyrgyz Republic                674          419            32               1,320            529              40         8 
Mexico                     124,463      142,054         4,084             329,248        105,703              56         8 
Moldova                      1,255          289            36              23,192          3,705             327       39 
Morocco                    115,570       67,599        19,002             564,473        137,023              49       16 
Nicaragua                  193,257      193,257       193,257             193,257                               2        1 
Panama                     245,039      245,039       245,039             245,039                               3        1 
Paraguay                    28,870        4,377         2,827             103,902         50,026                6        4 
Peru                       181,185       71,407        18,529           1,151,687        343,453              68       10 
Philippines                 35,314       35,314        12,838              57,790         31,786              15         2 
Romania                      9,115        7,168           276              34,020          7,797             110       23 
Russian Federation           4,523          917             4              86,797         11,500             299       67 
Slovak Republic             16,469       16,469         8,462              24,476         11,323                7        2 
Tanzania                     2,487        2,487         2,487               2,487                               3        1 
Togo                           242          242           242                 242                               5        1 
Uganda                       6,666        6,666         6,666               6,666                               9        1 
Ukraine                     30,574        2,297            55             656,500         93,288             210       75 
Uruguay                    151,144      151,144       151,144             151,144                             11         1 
Yemen, Rep.                 26,760       30,438        13,038              33,128          9,493              12         4 
Zambia                      13,433       15,067           177              36,302         12,573              35         8 
Total                       61,722        8,861             4           5,032,356        274,701           3,724      661 
 Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
 are cut off.
 Total connections are used as approximation for residential connections



 4.2 Output

 4.2.1 ELECTRICITY— Electricity sold per connection (MWh)

                      Figure 13. Electricity sold per connection (MWh), by year
               10
               8
               6
               4
               2




                    1980        1985          1990               1995             2000              2005
                                                          year

                                                   mean                  median


        Source: PPIS database


                                                                                                                     32
                   20Table 8a. Electricity sold per connection (MWh), by year
                                                                                                                    # of
           Year             Mean           Median              Min            Max                  Sd
                                                                                                          observations
           1981              4.01              4.01            4.01          4.01                                       1 
           1982              3.79              3.79            3.79          3.79                                       1 
           1983              3.68              3.68            3.68          3.68                                       1 
           1984              3.99              3.99            3.99          3.99                                       1 
           1985              4.02              4.02            4.02          4.02                                       1 
           1986              3.52              3.24            3.15          4.18             0.57                      3 
           1987              4.74              4.24            1.57         12.77             2.39                    32 
           1988              4.62              4.23            1.49         12.99             2.37                    35 
           1989              4.51              4.18            1.65         13.12             2.33                    38 
           1990              4.20              3.58            1.55         12.47             2.06                    54 
           1991              4.03              3.37            1.57         12.28             1.91                    66 
           1992              5.34              3.64            1.62         50.41             5.95                   109 
           1993              5.15              3.70             1.2         59.72             6.09                   112 
           1994              5.93              3.74            1.16         95.04            10.21                   114 
           1995              5.67              3.76            1.08         81.77             8.52                   128 
           1996              5.58              3.99            1.00         87.63             8.56                   129 
           1997              5.48              3.90            1.15         76.90             7.37                   160 
           1998              5.35              4.06            0.83         66.90             6.36                   171 
           1999              5.31              4.12            0.59         60.72             5.87                   173 
           2000              6.36              4.41            0.72        180.12            13.95                   184 
           2001              6.19              4.25            0.48        184.33            13.32                   214 
           2002              6.08              4.26            0.73        187.71            13.51                   210 
           2003              6.31              4.35            0.72        139.25            11.39                   179 
           2004              6.92              4.35            0.73        198.28            18.47                   114 
           2005              7.27              4.79            0.83         71.31            12.89                    28 
           2006              8.85              4.64            0.81         55.41            14.29                    13 
                                                                                                                  2,271
         Total1              6.29              4.37            0.72        177.94                 12.8 
                                                                                                          (232 utilities)
            1
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.



                  21Table 8b. Electricity sold per connection (MWh), by region
                                                                                                             # of            # of
Region             Mean              Median            Min              Max                Sd
                                                                                                     observations        utilities
EAP                 8.63               8.96            5.91             11.02             2.57                  26             3 
ECA                 9.83                6.2            1.11            177.94            23.66                 300            54 
LAC                 4.20               3.77            0.72             15.33              2.2               1,681           146 
MENA                5.60                5.6            4.38              6.83             1.73                  12             2 
SA                  3.16               3.13            2.37              4.14              0.6                  36             6 
SSA                12.35                  6            1.78             68.31            16.28                 216            21 
Total               6.29               4.37            0.72            177.94             12.8               2,271           232 
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.


                                                               22



                                                                                                                               33
                   Table 8c. Electricity sold per connection (MWh), by country
                                                                                                    # of    # of
         Country         Mean        Median            Min           Max            Sd
                                                                                           observations utilities
Argentina                 4.66           4.37          2.66         13.27          2.08             273       24 
Armenia                   3.86           3.86          3.86          3.86                              3        1 
Azerbaijan                9.01           8.24          7.45         12.40          1.96              65         5 
Bolivia                   2.60           2.58          1.64          3.32          0.66             101         6 
Botswana                 21.77          21.77         21.77         21.77                              7        1 
Brazil                    5.09           4.54          2.09         15.33          2.52             547       47 
Burkina Faso              2.13           2.13          2.13          2.13                            15         1 
Cameroon                  6.69           6.69          6.69          6.69                            10         1 
Cape Verde                1.97           1.97          1.97          1.97                              6        1 
Chile                     3.90           3.37          1.28         10.08          1.79             259       27 
Colombia                  4.12           4.51          2.23          6.72          1.63             115       11 
Czech Republic            7.74           7.82          6.77          8.62          0.93              24         3 
El Salvador               2.64           2.71          1.67          3.62          0.86              70         5 
Eritrea                   1.78           1.78          1.78          1.78                            12         1 
Estonia                  12.52          12.52          8.29         16.76          5.99                7        2 
Ethiopia                  2.37           2.37          2.37          2.37                            12         1 
Gabon                     8.09           8.09          8.09          8.09                              2        1 
Georgia                   4.18           4.18          4.18          4.18                              2        1 
Ghana                     4.07           4.07          4.07          4.07                            12         1 
Guatemala                 2.34           1.46          1.09          4.48          1.86              33         3 
Hungary                   6.89           7.61          4.72          7.61          1.45              22         4 
India                     3.16           3.13          2.37          4.14          0.60              36         6 
Kenya                     7.39           7.39          7.39          7.39                            13         1 
Malawi                   11.43          11.43         11.43         11.43                            12         1 
Malaysia                  9.99           9.99          8.96         11.02          1.45              13         2 
Mali                      4.26           4.26          4.26          4.26                              9        1 
Mauritius                 3.83           3.83          3.83          3.83                            12         1 
Mexico                    6.15           6.15          6.15          6.15                            15         1 
Moldova                   1.97           1.35          1.11          4.49          1.42              25         5 
Morocco                   5.60           5.60          4.38          6.83          1.73              12         2 
Mozambique                5.57           5.57          5.57          5.57                            11         1 
Namibia                  18.49          18.49         18.49         18.49                              2        1 
Nicaragua                 3.25           3.25          3.22          3.28          0.04              26         2 
Niger                     6.00           6.00          6.00          6.00                            12         1 
Panama                    6.43           7.70          3.89          7.70          2.20              39         3 
Peru                      2.40           2.20          0.72          5.55          1.22             200       16 
Philippines               5.91           5.91          5.91          5.91                            13         1 
Poland                    8.43           6.55          5.67         14.95          4.36              35         4 
Russian  Fed.           177.94         177.94        177.94        177.94                              5        1 
Senegal                   2.96           2.96          2.96          2.96                              9        1 
Slovak Republic           8.07           7.38          7.34          9.50          1.24              12         3 
South Africa             68.31          68.31         68.31         68.31                            12         1 
Tanzania                  5.01           5.01          5.01          5.01                            14         1 
Uganda                    8.44           8.44          8.44          8.44                            12         1 
Ukraine                   6.24           4.52          2.25         22.34          4.58             100       25 
Uruguay                   5.75           5.75          5.75          5.75                              3        1 
Zambia                   42.19          42.19         42.19         42.19                            12         1 
Zimbabwe                 26.56          26.56         26.56         26.56                            10         1 
Total                     6.29           4.37          0.72        177.94         12.80           2,271      232 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.


                                                                                                             34
4.2.2. WATER— Water sold per connection (m3)

                        Figure 14. Water sold per connection (m3), by year



           000
           20
            50
           10
            00
           10
           50
            0




                 1990                             1995                           2000                          2005
                                                                  year

                                                          mean                   median


    Source: PPIS database

                         23Table 9a. Water sold per connection (m3), by year
                                                                                                                     # of
           Year               Mean           Median               Min              Max               Sd
                                                                                                           observations
           1992               1,264                359             316           4,021          1,839                    4 
           1993               1,027                389             286           3,153          1,219                    5 
           1994                 509                205             126           3,000            738                  15 
           1995                 330                228              84           2,687            337                  93 
           1996                 426                241              56           5,000            684                 132 
           1997               1,328                257               6          33,141          4,235                 308 
           1998               1,559                243              11         183,333          9,811                 407 
           1999               1,755                234              38         331,667         16,095                 442 
           2000               1,392                249               3         133,333          7,167                 610 
           2001               1,274                228              19         192,727          8,404                 675 
           2002               1,754                217               2         713,333         29,008                 610 
           2003                 496                211               8          41,905          2,526                 651 
           2004                 319                197              17          13,353            750                 539 
           2005                 199                194              69             588             75                  62 
                                                                                                                   4,553
         Total1               1,223                231              52         310,879         10,913 
                                                                                                           (892 utilities)
    Note: 1 Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                        24Table 9b. Water sold per connection (m3), by region
                                                                                                               # of           # of
 Region             Mean               Median             Min                Max              Sd
                                                                                                      observations        utilities
EAP                   361                 231             108               5,050            600               475              92 
ECA                 2,485                 353              52             310,879         17,278             1,788             346 
LAC                   255                 201              69               6,342            344             2,034             395 
MENA                  202                 185              95                 533             75               130              32 
SA                      ‐‐                  ‐‐              ‐‐                  ‐‐             ‐‐                ‐‐              ‐‐ 
SSA                 3,370                 476              75              32,664          8,540               126              27 
 Total              1,223                 231              52             310,879         10,913             4,553             892 
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                                                                                                                                35
                                                                           3
                      25Table 9c. Water sold per connection (m ), by country
                                                                                                       # of    # of
           Country         Mean         Median            Min           Max            Sd
                                                                                              observations utilities
Argentina                     416           433           227            675          139               40       11 
Armenia                       593           593           593            593                              8        1 
Benin                         218           218           218            218                              5        1 
Bolivia                       202           202           163            240           54                 4        2 
Brazil                        247           196            76          6,342          386            1,641      274 
Bulgaria                      750           750           750            750                              6        1 
Burkina Faso                  418           418           418            418                            10         1 
Chile                         434           246           182          1,707          477               35       17 
China                         584           579           435            743          135               16         4 
Colombia                      218           205            69            951          114              216       70 
Costa Rica                    316           316           313            319            4                 4        2 
Cote d'Ivoire                 236           236           236            236                              5        1 
Croatia                       438           299           118          2,350          504              105       21 
Czech Republic                454           383           210          1,322          260              208       25 
Ecuador                       303           303           303            303                              2        1 
Estonia                     1,210         1,210           415          2,004         1,123              17         2 
Georgia                       602           293            69          6,296         1,209             138       25 
Honduras                      444           444           444            444                              3        1 
Hungary                       248           190            79            879           189             140       19 
Jordan                        195           158           124            533           114              65       12 
Kazakhstan                  1,311           297            74          9,328         2,502              57       13 
Kyrgyz Republic            17,778           282            57        310,879        73,152              86       18 
Malawi                        863           863           863            863                              5        1 
Malaysia                      176           168           120            277            43              34       17 
Mali                          476           476           476            476                              5        1 
Moldova                       434           209            60          2,255          577              340       41 
Morocco                       217           221           164            276           34               48       15 
Nicaragua                     166           166           166            166                              2        1 
Nigeria                     8,237         1,153            75         32,664        12,991              40       10 
Panama                        574           574           574            574                              3        1 
Paraguay                      235           234           172            298           67                 6        4 
Peru                          229           243           151            331           60               67       10 
Philippines                   763           763           612            913          213               15         2 
Poland                        473           473           473            473                              1        1 
Romania                     3,187         1,026           204         53,049        10,406             119       25 
Russian Federation          4,494           697            52         32,189         7,205             324       70 
Slovak Republic               362           362           349            375            18                6        2 
Tanzania                      254           254           239            269            21                7        2 
Togo                          318           318           318            318                              5        1 
Uganda                        452           452           452            452                              9        1 
Ukraine                       796           281            59         17,553         2,179             233       82 
Uruguay                       196           196           196            196                            11         1 
Vietnam                       382           253           108          5,050          680              410       69 
West Bank and Gaza            222           222           222            222                              5        1 
Yemen, Rep.                   161           173            95            204            47              12         4 
Zambia                        641           618           312          1,074           280              35         8 
Total                       1,223           231            52        310,879        10,913           4,553      892 
 Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
 are cut off.




                                                                                                               36
4.2.3. SANITATION— Wastewater treated per connection (m3)

                    Figure 15. Wastewater treated per connection (m3), by year

           00
          30
           00
          20
           00
          10
          0




                1990                                  1995                             2000                           2005
                                                                       year

                                                               mean                    median


    Source: PPIS database
                                                 26
                      Table 10a. Wastewater treated per connection (m3), by year
                                                                                                                           # of
           Year                  Mean            Median                 Min             Max                Sd
                                                                                                                 observations
           1993                   1,654               1,654            1,654          1,654                                    1 
           1994                   1,730               1,730            1,730          1,730                                    1 
           1995                     388                 177                3          2,088             553                  34 
           1996                     369                 162                2          2,155             527                  48 
           1997                     298                 131                1          1,932             447                  69 
           1998                     323                 128                1          3,894             631                  92 
           1999                     412                 145                1         11,276           1,262                 110 
           2000                     599                 235                1          8,333             991                 189 
           2001                     629                 197                0         13,843           1,395                 212 
           2002                     597                 210                1         13,077           1,254                 227 
           2003                     519                 217                1         13,040             990                 264 
           2004                     456                 213                1          3,617             619                 266 
           2005                   3,119               3,119            3,119          3,119                                    1 
                                                                                                                         1,514
         Total1                  61,722               8,861                4      5,032,356         274,701 
                                                                                                                 (299 utilities)
                1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                    27Table 10b. Wastewater treated per connection (m3), by region
                                                                                                                     # of           # of
 Region               Mean                 Median              Min                Max               Sd
                                                                                                            observations        utilities
EAP                        ‐‐                   ‐‐               ‐‐                  ‐‐              ‐‐                ‐‐              ‐‐ 
ECA                    1,017                  622               24              13,320           1,512               630             139 
LAC                      154                  116                1               1,281             180               855             153 
MENA                       ‐‐                   ‐‐               ‐‐                  ‐‐              ‐‐                ‐‐              ‐‐ 
SA                         ‐‐                   ‐‐               ‐‐                  ‐‐              ‐‐                ‐‐              ‐‐ 
SSA                      657                  284               13               1,803             681                29                7 
 Total                   567                  214                1              13,320           1,125             1,514             299 
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.


                                                                                                                                      37
                                                                                      3
                    28Table 10c. Wastewater treated per connection (m ), by country
                                                                                                            # of    # of
     Country                 Mean            Median             Min      Max                Sd
                                                                                                   observations utilities
Argentina                      247              215               44       543             206               21         7 
Armenia                        498              498              498       498                                 8        1 
Brazil                         144              112                1     1,281             176              779      137 
Bulgaria                     3,041            3,041            3,041     3,041                                 4        1 
Burkina Faso                 1,369            1,369            1,369     1,369                                 1        1 
Colombia                       294              294               48       539             347                 7        2 
Cote d'Ivoire                   13               13               13        13                                 5        1 
Croatia                        417              205               24     1,565             529               36         8 
Czech Republic               1,111              938              356     2,008             488              137       23 
Estonia                      3,650            3,650            3,650     3,650                                 4        1 
Georgia                        482              471              206       781              266                4        4 
Hungary                        506              401              130     1,514              390             137       19 
Kyrgyz Republic              3,035              668               84     8,706            3,788              25         5 
Moldova                        582              306               28     2,268              579              58       30 
Peru                           186              157               28       432              162              43         6 
Romania                      1,738            1,538              176     3,280              837             105       22 
Russian Federation          13,320           13,320           13,320    13,320                                 3        1 
Slovak Republic              1,739            1,739            1,311     2,168             606                 4        2 
Tanzania                       709              709              709       709                                 3        1 
Ukraine                        272              230              123       731             135              105       22 
Uruguay                        429              429              429       429                                 5        1 
Zambia                         626              279              146     1,803              787              20         4 
Total                          567              214                1    13,320            1,125           1,514      299 
 Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
 are cut off.




 4.3. Labor

 4.3.1 ELECTRICITY — Employees
                              Figure 16. Employees by year, electricity
             000
             50
              00
             40
              00
             30
              00
             20
              00
             10




                   1970               1980                1990                2000                     2010
                                                          year

                                                       mean             median


        Source: PPIS database


                                                              29

                                                                                                                    38
                                Table 11a. Employees, by year, electricity
                                                                                                                      # of
           Year              Mean           Median                 Min            Max                  Sd
                                                                                                            observations
           1973              2,311              2,311             2,311         2,311                                     1 
           1974              2,306              2,306             2,306         2,306                                     1 
           1975              2,301              2,301             2,301         2,301                                     1 
           1976              2,296              2,296             2,296         2,296                                     1 
           1977              2,291              2,291             2,291         2,291                                     1 
           1978              2,286              2,286             2,286         2,286                                     1 
           1979              2,281              2,281             2,281         2,281                                     1 
           1980              2,191              2,191             2,191         2,191                                     1 
           1981              2,104              2,104             2,104         2,104                                     1 
           1982              2,020              2,020             2,020         2,020                                     1 
           1983              2,091              2,091             2,091         2,091                                     1 
           1984              2,283              2,283             2,283         2,283                                     1 
           1985              2,421              2,421             2,421         2,421                                     1 
           1986              2,495              2,495             2,495         2,495                                     1 
           1987              4,371              2,463                51        14,161             4,042                 32 
           1988              4,230              2,433                55        14,044             3,957                 36 
           1989              4,206              2,473                63        14,682             4,012                 37 
           1990              3,447              2,177                76        14,237             3,918                 47 
           1991              3,219              2,052                77        13,766             3,538                 48 
           1992              3,763              1,669                79        71,979             8,418                 79 
           1993              3,611              1,691                70        72,511             8,282                 82 
           1994              4,531              1,523                55        72,432            10,076                 93 
           1995              4,089              1,355                33        72,397             9,436                107 
           1996              4,024              1,357                14        72,810             9,549                118 
           1997              3,545              1,100                19        74,264             9,116                131 
           1998              3,754              1,010                19        72,879             9,841                147 
           1999              3,594                969                19        72,449             9,551                152 
           2000              3,545              1,002                10        74,871             9,169                176 
           2001              3,424              1,092                12        77,542             8,829                191 
           2002              2,681              1,006                14        80,257             7,155                185 
           2003              3,152              1,355                14        79,195             7,841                150 
           2004              3,755              1,238                18        79,800             9,575                 99 
           2005              2,545                327                18        29,845             7,580                 27 
           2006              4,776                753                63        29,697            10,235                 14 
                                                                                                                    1,965
         Total1              3,440              1,106                16        76,713             8,674 
                                                                                                            (225 utilities)
            1
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.

                             30Table 11b. Employees, by region, electricity
                                                                                                                # of           # of
Region             Mean               Median              Min               Max                 Sd
                                                                                                        observations       utilities
EAP                11,546              6,738             2,032             25,867            12,624               18             3 
ECA                 3,085              2,656                85             10,143             2,422              348            56 
LAC                 2,112                529                18             76,713             7,459            1,330           133 
MENA                5,385              5,385               914              9,857             6,324               15             2 
SA                 34,637             35,628                74             68,025            24,937               36             5 
SSA                 3,911              2,126                16             32,679             6,401              218            26 
Total               3,440              1,106                16             76,713             8,674            1,965           225 
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.


                                                                                                                                 39
                     31Table 11c. Employees, by country, electricity
                                                                                     # of     # of
        Country     Mean      Median        Min        Max            Sd
                                                                             observations utilities
Argentina            1,118        520         89      5,601         1,566             190       25 
Armenia              9,774      9,774      9,774      9,774                             5         1 
Azerbaijan           2,032      2,478        733      2,822          913               65         5 
Bolivia                191        138         76        423          134               75         6 
Botswana             1,929      1,929      1,929      1,929                             4         1 
Brazil               2,118      1,136         18      9,488         2,487             536       49 
Burkina Faso         1,342      1,342      1,342      1,342                            15         1 
Cameroon             3,756      3,756      3,756      3,756                            12         1 
Cape Verde             491        491        491        491                             4         1 
CAR                    422        422        422        422                             5         1 
Chile                  369        129         18      1,946          549              114       12 
Colombia             1,003      1,023        289      1,900          504               94       11 
Congo, Dem. Rep.     5,497      5,497      5,497      5,497                             1         1 
Cote d'Ivoire        2,879      2,879      2,879      2,879                             6         1 
Czech Republic       1,535      1,422      1,140      2,043          462               25         3 
Djibouti               914        914        914        914                             6         1 
El Salvador            286        274         48        606          205               61         5 
Eritrea                828        828        828        828                            10         1 
Estonia              4,872      4,872         85      9,658         6,769              20         2 
Ethiopia             8,333      8,333      8,333      8,333                            13         1 
Georgia              1,992      1,992      1,992      1,992                             3         1 
Ghana                3,542      3,542      3,542      3,542                            12         1 
Guatemala              460        460        460        460                             1         1 
Hungary              2,512      2,656      2,081      2,656           288              12         4 
India               34,637     35,628         74     68,025        24,937              36         5 
Kenya                8,359      8,359      8,359      8,359                            13         1 
Malawi               2,323      2,323      2,323      2,323                            12         1 
Malaysia            13,950     13,950      2,032     25,867        16,854              11         2 
Mali                 1,040      1,040      1,040      1,040                             4         1 
Mauritania             872        872        872        872                             7         1 
Mauritius            1,830      1,830      1,830      1,830                            12         1 
Mexico              56,809     56,809     36,905     76,713        28,149              14         2 
Moldova                966        881        771      1,286           211              39         5 
Morocco              9,857      9,857      9,857      9,857                             9         1 
Mozambique           2,821      2,821      2,821      2,821                            11         1 
Namibia                 17         17         16         19             3               9         2 
Nicaragua              627        627        616        638            16               2         2 
Niger                1,128      1,128      1,128      1,128                            11         1 
Panama                 691        672        337      1,062          363               39         3 
Peru                   392        297         25      1,292          410              196       16 
Philippines          6,738      6,738      6,738      6,738                             7         1 
Poland               1,163      1,013        937      1,688          352               28         4 
Russian  Fed.          274        274        250        298           34                8         2 
Senegal                782        782        782        782                             2         1 
Slovak Republic      2,776      2,970      2,000      3,358          699               25         3 
South Africa        32,679     32,679     32,679     32,679                            11         1 
Tanzania             6,900      6,900      6,900      6,900                            10         1 
Uganda               1,225      1,225         27      2,423         1,694              14         2 
Ukraine              4,157      3,601        599     10,143         2,206             118       26 
Uruguay              7,500      7,500      7,500      7,500                             8         1 
Zambia               4,400      4,400      4,400      4,400                            12         1 
Zimbabwe             7,040      7,040      7,040      7,040                             8         1 


                                                                                               40
                                                                                                         # of    # of
          Country          Mean       Median             Min              Max              Sd
                                                                                                observations utilities
Total                      3,440        1,106              16           76,713           8,674         1,965      225 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.



4.3.2. WATER AND SANITATION – Employees

                                  Figure 17. Employees by year, WSS
             100
              50
             100
              00
              00
             50
             0




                   1980       1985           1990                1995             2000             2005
                                                         year

                                                  mean                   median


         Source: PPIS database

                                 32Table 12a. Employees, by year, WSS
                                                                                                          # of
             Year         Mean         Median            Min             Max               Sd
                                                                                                  observations
             1980         13,609        13,609       13,609             13,609                               1 
             1981          6,083         6,083        1,593             10,573           6,350               2 
             1982          5,765         5,765        1,632              9,898           5,845               2 
             1983          5,693         5,693        1,605              9,780           5,781               2 
             1984          5,754         5,754        1,652              9,855           5,800               2 
             1985          5,619         5,619        1,657              9,580           5,602               2 
             1986          5,538         5,538        1,676              9,400           5,461               2 
             1987          5,747         5,747        1,749              9,746           5,655               2 
             1988          5,717         5,717        1,728              9,705           5,641               2 
             1989          4,061         1,718          794              9,670           4,880               3 
             1990          2,120           805          507              8,598           2,917               7 
             1991          1,468           725          318              8,625           2,075              15 
             1992          1,458           665          144              8,307           2,189              13 
             1993          1,081           652          126              4,015           1,094              14 
             1994            897           536          129              5,935           1,194              34 
             1995          1,290           622           58             18,865           2,184             139 
             1996            929           350           11             18,467           1,835             206 
             1997            562           215            4             19,129           1,368             389 
             1998            475           173            1             19,287           1,217             520 
             1999            321           142            1              5,008             552             530 
             2000            342           148            1              4,841             559             714 
             2001            400           155            2             18,159             970             777 
             2002            404           132            1             18,505           1,023             700 
             2003            401           134            1             18,546           1,028             672 

                                                                                                                  41
                                                                                                                            # of
              Year              Mean          Median                Min              Max                  Sd
                                                                                                                   observations
              2004               410                127               1           17,735            1,086                    560 
              2005               233                 79               2            1,905              389                     75 
              2006               833                833             833              833                                        1 
                                                                                                                          5,386
            Total1               390                141               1           18,587                 958 
                                                                                                                  (942 utilities)
               1
         Note: Annual observations are averaged within each utility first and then averaged across utilities. No
         outliers are cut off.


                                   33Table 12b. Employees by region, WSS
                                                                                                                    # of             # of
    Region             Mean             Median              Min                Max                 Sd
                                                                                                            observations         utilities
   EAP                  399                169               21               2,717              556                   549            94 
   ECA                  334                163                3               3,952              506                 2,090           384 
   LAC                  422                 88                1              18,587            1,320                 2,524           417 
   MENA                 582                400              174               2,116              485                    89            18 
   SA                     ‐‐                 ‐‐               ‐‐                  ‐‐               ‐‐                    ‐‐            ‐‐ 
   SSA                  536                473               61               1,962              464                   134            29 
    Total               390                141                1              18,587              958                 5,386           942 
         Note: Annual observations are averaged within each utility first and then averaged across utilities. No
         outliers are cut off.


                                  34Table 12c. Employees, by country, WSS
                                                                                                                           # of    # of
             Country             Mean            Median              Min                Max                Sd
                                                                                                                  observations utilities
Argentina                          852               429               57             7,278              1,633             118       18 
Armenia                          1,348             1,348            1,348             1,348                                   9        1 
Benin                              555               555              555               555                                   5        1 
Bolivia                            595               595              544               647                 73              16         2 
Brazil                             419                47                1            18,587              1,503           1,710      274 
Bulgaria                         1,345             1,345            1,345             1,345                                   5        1 
Burkina Faso                       599               599              599               599                                   5        1 
Chile                              313               256                9             1,652                369             188       20 
China                            1,120             1,088               99             2,717                913              26         6 
Colombia                           176                78                5             2,338                345             333       74 
Costa Rica                       1,685             1,685              333             3,037              1,912                4        2 
Cote d'Ivoire                    1,485             1,485            1,485             1,485                                   5        1 
Croatia                            224               155                9             1,398               314              105       21 
Czech Republic                     546               288               85             2,007               589              218       26 
Ecuador                            988               988              988               988                                   4        1 
Estonia                            422               422              135               708               405               15         2 
Georgia                            208                61               24             2,783               548              144       25 
Honduras                            54                54               54                54                                   3        1 
Hungary                            532               327               54             2,689               601              222       23 
Jordan                             471               360              174             1,246               322               69       12 
Kazakhstan                         533               432               11             2,592               565              132       29 
Kyrgyz Republic                     99                78               16               340                82               90       18 
Malawi                             445               445              445               445                                   5        1 
Malaysia                           826               694              102             2,078               583               84       17 
Mali                               473               473              473               473                                   5        1 
Mexico                             568               614               94               970               316               54         8 
Moldova                            131                67               11             1,965               302              350       41 

                                                                                                                                       42
                                                                                                                # of    # of
           Country           Mean            Median             Min             Max             Sd
                                                                                                       observations utilities
Morocco                      2,116            2,116            2,116            2,116                              3        1 
Nicaragua                    2,811            2,811            2,811            2,811                              3        1 
Nigeria                        757              585              112            1,962           527              48       12 
Panama                       2,525            2,525            2,525            2,525                              3        1 
Paraguay                       247               41               21              884           425                6        4 
Peru                           475              383              127            1,678           454              71       10 
Philippines                  2,467            2,467            2,467            2,467                              3        1 
Poland                         560              560              560              560                              2        1 
Romania                        465              326               70            1,752           408             120       25 
Russian Federation             286              172                4            2,391           375             437       86 
Slovak Republic                282              282              282              282                              4        1 
Tanzania                       102              102               90              115            17              10         2 
Togo                           670              670              670              670                              5        1 
Uganda                         457              457              457              457                              9        1 
Ukraine                        342              126                3            3,952           640             237       84 
Uruguay                      5,155            5,155            5,155            5,155                            11         1 
Vietnam                        204              142               21            1,874           296             436       70 
West Bank and Gaza             221              221              221              221                              5        1 
Yemen, Rep.                    623              566              400              961           274              12         4 
Zambia                         196              155               61              497           149              37         8 
Total                          390              141                1           18,587           958           5,386      942 
 Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
 are cut off.



 4.4. Labor Productivity


 4.4.1 ELECTRICITY— Electricity sold per worker (MWh)

                      Figure 18. Electricity sold per worker (MWh), by year
            5000
            4000
            3000
            2000
            1000




                      1980            1985             1990             1995             2000           2005
                                                              year

                                                       mean                median




                                                                                                                        43
   Source: PPIS database

                                                35
                     Table 13a. Electricity sold per worker (MWh), by year
                                                                                                                    # of
           Year             Mean           Median                 Min            Max                 Sd
                                                                                                          observations
           1978               992                992               992           992                                    1 
           1979             1,066              1,066             1,066         1,066                                    1 
           1980             1,182              1,182             1,182         1,182                                    1 
           1981             1,368              1,368             1,368         1,368                                    1 
           1982             1,374              1,374             1,374         1,374                                    1 
           1983             1,316              1,316             1,316         1,316                                    1 
           1984             1,335              1,335             1,335         1,335                                    1 
           1985             1,292              1,292             1,292         1,292                                    1 
           1986             1,348              1,348             1,348         1,348                                    1 
           1987             1,034                923               168         2,946              589                 32 
           1988             1,027                974               178         3,017              618                 35 
           1989             1,006                883               187         3,055              638                 37 
           1990               962                861               124         3,008              581                 47 
           1991             1,052                897               268         3,118              585                 48 
           1992               957                884               120         3,140              600                 74 
           1993             1,080                904               126         3,301              710                 80 
           1994             1,139                936               132         3,511              809                 88 
           1995             1,257              1,000               140         3,707              855                101 
           1996             1,432              1,211               179         4,656            1,008                112 
           1997             1,722              1,437               159         7,874            1,254                129 
           1998             1,940              1,614               162         7,592            1,384                139 
           1999             2,087              1,804                50         9,466            1,552                146 
           2000             2,392              1,974               127        13,366            2,015                154 
           2001             2,221              1,644               110        15,878            2,131                180 
           2002             2,399              1,741               146        16,743            2,270                176 
           2003             2,292              1,667               193        13,691            2,094                141 
           2004             1,986              1,356               170         7,283            1,694                 89 
           2005             3,842              4,245               392         8,611            2,173                 26 
           2006             3,931              4,267               409         7,733            2,224                 11 
                                                                                                                  1,854
         Total1             1,834              1,521              141         11,311            1,462 
                                                                                                          (214 utilities)
   Note: 1 Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.

                   36Table 13b. Electricity sold per worker (MWh), by region
                                                                                                              # of           # of
Region             Mean              Median              Min               Max                Sd
                                                                                                      observations       utilities
EAP                2,475              2,650             1,558              3,217              844               18             3 
ECA                1,417              1,157               359              4,186              999              317            54 
LAC                2,229              1,849               141             11,311            1,548            1,282           128 
MENA                 732                732               212              1,253              736               15             2 
SA                   284                280               210                365               79               28             4 
SSA                  898                421               157              5,987            1,230              194            23 
Total              1,834              1,521               141             11,311            1,462            1,854           214 
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.


                                                                 37
                                                                                                                               44
                   38Table 13c. Electricity sold per worker (MWh), by country
                                                                                                    # of    # of
         Country         Mean        Median            Min           Max            Sd
                                                                                           observations utilities
Argentina                2,155          2,244           576         4,700         1,061             186       25 
Armenia                    370            370           370           370                              2        1 
Azerbaijan               1,173          1,252           639         1,464           336              65         5 
Bolivia                  1,040          1,016           171         1,941           665              75         6 
Botswana                   986            986           986           986                              4        1 
Brazil                   2,228          1,841           355         6,445         1,340             529       47 
Burkina Faso               258            258           258           258                            15         1 
Cameroon                   779            779           779           779                            12         1 
Cape Verde                 229            229           229           229                              4        1 
CAR                        158            158           158           158                              5        1 
Chile                    4,130          3,711         1,008        11,311         2,622             107       12 
Colombia                 2,414          1,909           768         5,909         1,698              81       11 
Czech Republic           3,414          3,231         3,056         3,956           477              24         3 
Djibouti                   212            212           212           212                              6        1 
El Salvador              1,815          1,646         1,273         2,341           463              61         5 
Eritrea                    205            205           205           205                            10         1 
Estonia                  2,194          2,194           735         3,652         2,063              20         2 
Ethiopia                   163            163           163           163                            12         1 
Georgia                    852            852           852           852                              2        1 
Ghana                      709            709           709           709                            12         1 
Guatemala                4,834          4,834         4,834         4,834                              1        1 
Hungary                  1,982          2,086         1,670         2,086           208                9        4 
India                      284            280           210           365            79              28         4 
Kenya                      421            421           421           421                            13         1 
Malawi                     352            352           352           352                            12         1 
Malaysia                 2,104          2,104         1,558         2,650           773              11         2 
Mali                       392            392           392           392                              4        1 
Mauritania                 157            157           157           157                              1        1 
Mauritius                  624            624           624           624                            12         1 
Mexico                   1,637          1,637         1,637         1,637                              7        1 
Moldova                    579            390           359         1,356           435              39         5 
Morocco                  1,253          1,253         1,253         1,253                              9        1 
Mozambique                 347            347           347           347                            11         1 
Namibia                  1,274          1,274           994         1,555           397                3        2 
Niger                      343            343           343           343                            11         1 
Panama                   1,499          1,640           832         2,025           609              39         3 
Peru                     1,468          1,156           141         3,410           943             188       16 
Philippines              3,217          3,217         3,217         3,217                              7        1 
Poland                   2,213          2,254         1,235         3,111           986              28         4 
Russian Fed.             1,358          1,358         1,358         1,358                              3        1 
Senegal                  1,693          1,693         1,693         1,693                              2        1 
Slovak Republic          2,250          2,309         2,112         2,329           120              25         3 
South Africa             5,987          5,987         5,987         5,987                            11         1 
Tanzania                   244            244           244           244                              9        1 
Uganda                     649            649           649           649                            12         1 
Ukraine                  1,080            814           375         4,186           836             100       25 
Uruguay                    827            827           827           827                              8        1 
Zambia                   1,820          1,820         1,820         1,820                            12         1 
Zimbabwe                 1,588          1,588         1,588         1,588                              7        1 
Total                    1,834          1,521           141        11,311         1,462           1,854      214 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.

                                                                                                             45
4.4.2 WATER — Water sold per worker (m3)

                               Figure 19. Water sold per worker (m3), by year



           800
            00
           600
            00
           400
            00
           200
            00




                 1990                           1995                                2000                         2005
                                                                         year

                                                               mean                     median


    Source: PPIS database

                               39Table 14a. Water sold per worker (m3), by year
                                                                                                                           # of
            Year                Mean             Median                   Min            Max                Sd
                                                                                                                  observations
             1992               81,441               80,269           52,665         112,560          24,679                   4 
             1993               71,379               66,382           30,562         122,190          41,251                   4 
             1994               56,648               27,940            6,384         415,938          94,914                 18 
             1995               39,065               29,391            3,579         182,567          31,732                117 
             1996               37,476               24,088            2,311         318,102          40,932                159 
             1997               37,490               24,562            1,627       1,047,368          65,083                330 
             1998               35,180               28,588            1,442         260,000          31,526                443 
             1999               35,203               28,159            1,373         261,300          32,250                470 
             2000               37,703               26,808              208         942,056          55,853                640 
             2001               42,279               27,332              467       1,948,571          90,318                697 
             2002               66,174               33,000              300      11,400,000         468,147                599 
             2003               53,977               36,184              261         895,204          69,410                637 
             2004               54,186               37,959              466         694,650          60,162                540 
             2005               55,716               38,630            1,525         678,006          86,161                 62 
             2006               35,270               35,270           35,270          35,270                                   1 
                                                                                                                         4,721
          Total1                49,743               31,041              1,584     3,831,923         138,957 
                                                                                                                 (904 utilities)
                 1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                           40Table 14b. Water sold per worker (m3), by region
                                                                                                                     # of           # of
 Region                 Mean              Median                Min                Max               Sd
                                                                                                             observations       utilities
EAP                  32,158               19,470               4,184            247,263          40,006               490            93 
ECA                  24,431               18,366               1,584            276,362          26,525             2,030           378 
LAC                  77,497               47,444               7,043          3,831,923         200,919             1,995           388 
MENA                 19,668               12,181               5,660             68,397          16,025                85            18 
SA                        ‐‐                   ‐‐                  ‐‐                 ‐‐              ‐‐                ‐‐            ‐‐
SSA                  85,885               40,553               4,148            897,960         172,677               121            27 
 Total               49,743               31,041               1,584          3,831,923         138,957             4,721           904 
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.


                                                                                                                                      46
                     41Table 14c. Water sold per worker (m3), by country
                                                                                                     # of    # of
        Country          Mean        Median            Min           Max             Sd
                                                                                            observations utilities
Argentina              167,260       181,712         87,634       305,013         66,743              40       11 
Armenia                113,681       113,681        113,681       113,681                               9        1 
Benin                   39,480        39,480         39,480        39,480                               5        1 
Bolivia                 56,862        56,862         20,866        92,859         50,907                4        2 
Brazil                  73,299        45,780          9,488     3,831,923        234,837           1,609      270 
Bulgaria                67,704        67,704         67,704        67,704                               5        1 
Burkina Faso            45,595        45,595         45,595        45,595                               5        1 
Chile                  167,933       122,454         59,994       523,243        118,093              37       17 
China                  140,930       156,208         27,704       247,263         84,076              22         6 
Colombia                60,020        39,544          7,043       375,274         57,110             204       67 
Costa Rica              46,696        46,696         46,279        47,114            590                4        2 
Cote d'Ivoire           81,949        81,949         81,949        81,949                               5        1 
Croatia                 42,608        23,779          7,733       276,362         57,682             105       21 
Czech Republic          30,818        26,039         14,747        62,808         13,252             203       26 
Ecuador                 84,051        84,051         84,051        84,051                               2        1 
Estonia                 52,984        52,984         43,404        62,563         13,547              15         2 
Georgia                 27,874        20,044          5,525       109,309         24,536             138       25 
Honduras                83,320        83,320         83,320        83,320                               3        1 
Hungary                 24,770        19,309         11,299       114,302         21,247             219       23 
Jordan                  16,111        11,692          5,660        44,636         10,731              65       12 
Kazakhstan              24,892        22,563          2,302        69,028         15,708             117       26 
Kyrgyz Republic         26,255        18,184          2,501        90,254         24,957              89       18 
Malawi                  45,944        45,944         45,944        45,944                               5        1 
Malaysia                10,580         9,527          4,184        30,629          6,052              48       17 
Mali                    73,539        73,539         73,539        73,539                               5        1 
Moldova                  6,289         4,624          1,584        42,825          7,172             347       41 
Morocco                 68,397        68,397         68,397        68,397                               3        1 
Nicaragua               26,420        26,420         26,420        26,420                               2        1 
Nigeria                152,752        39,438          4,148       897,960        277,756              40       10 
Panama                  96,250        96,250         96,250        96,250                               3        1 
Paraguay                58,959        53,702         46,546        81,884         16,496                6        4 
Peru                    80,154        53,708         33,972       250,991         65,559              70       10 
Philippines            112,056       112,056        112,056       112,056                               3        1 
Poland                  41,446        41,446         41,446        41,446                               2        1 
Romania                 41,203        32,648         15,033       234,526         41,740             120       25 
Russian  Fed.           26,640        19,177          1,596       159,666         24,628             420       83 
Slovak Republic         31,151        31,151         31,151        31,151                               4        1 
Tanzania                16,926        16,926         12,704        21,149          5,971                7        2 
Togo                    22,091        22,091         22,091        22,091                               5        1 
Uganda                  38,262        38,262         38,262        38,262                               9        1 
Ukraine                 15,400        12,220          2,768        54,193         11,738             237       84 
Uruguay                 27,588        27,588         27,588        27,588                             11         1 
Vietnam                 26,858        20,689          5,605       101,993         18,822             417       69 
West Bank& Gaza         38,384        38,384         38,384        38,384                               5        1 
Yemen, Rep.             13,479        12,105          9,333        20,374          4,793              12         4 
Zambia                  51,333        46,830         23,888       108,509         27,320              35         8 
Total                   49,743        31,041          1,584     3,831,923        138,957           4,721      904 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                              47
4.4.3. SANITATION— Wastewater treated per worker (m3)

                         Figure 20. Wastewater treated per worker (m3), by year


          0000
          400
           000
          300
           000
          200
           000
          100




                 1990                                    1995                                2000                           2005
                                                                             year

                                                                   mean                      median


    Source: PPIS database

                         42Table 15a. Wastewater treated per worker (m3), by year
                                                                                                                               # of
                 Year               Mean             Median                   Min            Max                Sd
                                                                                                                      observations
                 1992               81,441               80,269           52,665         112,560          24,679                   4 
                 1993               71,379               66,382           30,562         122,190          41,251                   4 
                 1994               56,648               27,940            6,384         415,938          94,914                 18 
                 1995               39,065               29,391            3,579         182,567          31,732                117 
                 1996               37,476               24,088            2,311         318,102          40,932                159 
                 1997               37,490               24,562            1,627       1,047,368          65,083                330 
                 1998               35,180               28,588            1,442         260,000          31,526                443 
                 1999               35,203               28,159            1,373         261,300          32,250                470 
                 2000               37,703               26,808              208         942,056          55,853                640 
                 2001               42,279               27,332              467       1,948,571          90,318                697 
                 2002               66,174               33,000              300      11,400,000         468,147                599 
                 2003               53,977               36,184              261         895,204          69,410                637 
                 2004               54,186               37,959              466         694,650          60,162                540 
                 2005               55,716               38,630            1,525         678,006          86,161                 62 
                 2006               35,270               35,270           35,270          35,270                                   1 
                                                                                                                             4,721
          Total1                    49,743               31,041              1,584     3,831,923         138,957 
                                                                                                                     (904 utilities)
                  1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                        43Table 15b. Wastewater treated per worker (m3), by region
                                                                                                                         # of           # of
 Region                  Mean                 Median                Min                Max               Sd
                                                                                                                 observations       utilities
EAP                      32,158               19,470               4,184            247,263          40,006               490            93 
ECA                      24,431               18,366               1,584            276,362          26,525             2,030           378 
LAC                      77,497               47,444               7,043          3,831,923         200,919             1,995           388 
MENA                     19,668               12,181               5,660             68,397          16,025                85            18 
SA                            ‐‐                   ‐‐                  ‐‐                 ‐‐              ‐‐                ‐‐            ‐‐
SSA                      85,885               40,553               4,148            897,960         172,677               121            27 
 Total                   49,743               31,041               1,584          3,831,923         138,957             4,721           904 
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                                                                                                                                          48
                44Table 15c. Wastewater treated per worker (m3), by country
                                                                                                     # of    # of
        Country          Mean        Median            Min           Max             Sd
                                                                                            observations utilities
Argentina              167,260       181,712         87,634       305,013         66,743              40       11 
Armenia                113,681       113,681        113,681       113,681                               9        1 
Benin                   39,480        39,480         39,480        39,480                               5        1 
Bolivia                 56,862        56,862         20,866        92,859         50,907                4        2 
Brazil                  73,299        45,780          9,488     3,831,923        234,837           1,609      270 
Bulgaria                67,704        67,704         67,704        67,704                               5        1 
Burkina Faso            45,595        45,595         45,595        45,595                               5        1 
Chile                  167,933       122,454         59,994       523,243        118,093              37       17 
China                  140,930       156,208         27,704       247,263         84,076              22         6 
Colombia                60,020        39,544          7,043       375,274         57,110             204       67 
Costa Rica              46,696        46,696         46,279        47,114            590                4        2 
Cote d'Ivoire           81,949        81,949         81,949        81,949                               5        1 
Croatia                 42,608        23,779          7,733       276,362         57,682             105       21 
Czech Republic          30,818        26,039         14,747        62,808         13,252             203       26 
Ecuador                 84,051        84,051         84,051        84,051                               2        1 
Estonia                 52,984        52,984         43,404        62,563         13,547              15         2 
Georgia                 27,874        20,044          5,525       109,309         24,536             138       25 
Honduras                83,320        83,320         83,320        83,320                               3        1 
Hungary                 24,770        19,309         11,299       114,302         21,247             219       23 
Jordan                  16,111        11,692          5,660        44,636         10,731              65       12 
Kazakhstan              24,892        22,563          2,302        69,028         15,708             117       26 
Kyrgyz Republic         26,255        18,184          2,501        90,254         24,957              89       18 
Malawi                  45,944        45,944         45,944        45,944                               5        1 
Malaysia                10,580         9,527          4,184        30,629          6,052              48       17 
Mali                    73,539        73,539         73,539        73,539                               5        1 
Moldova                  6,289         4,624          1,584        42,825          7,172             347       41 
Morocco                 68,397        68,397         68,397        68,397                               3        1 
Nicaragua               26,420        26,420         26,420        26,420                               2        1 
Nigeria                152,752        39,438          4,148       897,960        277,756              40       10 
Panama                  96,250        96,250         96,250        96,250                               3        1 
Paraguay                58,959        53,702         46,546        81,884         16,496                6        4 
Peru                    80,154        53,708         33,972       250,991         65,559              70       10 
Philippines            112,056       112,056        112,056       112,056                               3        1 
Poland                  41,446        41,446         41,446        41,446                               2        1 
Romania                 41,203        32,648         15,033       234,526         41,740             120       25 
Russian  Fed.           26,640        19,177          1,596       159,666         24,628             420       83 
Slovak Republic         31,151        31,151         31,151        31,151                               4        1 
Tanzania                16,926        16,926         12,704        21,149          5,971                7        2 
Togo                    22,091        22,091         22,091        22,091                               5        1 
Uganda                  38,262        38,262         38,262        38,262                               9        1 
Ukraine                 15,400        12,220          2,768        54,193         11,738             237       84 
Uruguay                 27,588        27,588         27,588        27,588                             11         1 
Vietnam                 26,858        20,689          5,605       101,993         18,822             417       69 
West Bank& Gaza         38,384        38,384         38,384        38,384                               5        1 
Yemen, Rep.             13,479        12,105          9,333        20,374          4,793              12         4 
Zambia                  51,333        46,830         23,888       108,509         27,320              35         8 
Total                   49,743        31,041          1,584     3,831,923        138,957           4,721      904 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                              49
4.5. Connections per worker


4.5.1. ELECTRICITY – Residential connections per worker

       60
        0
       50
        0
       40
        0
       30
        0
       20
        0   Figure 21. Residential connections per worker, by year, electricity




            1980        1985             1990                1995                2000             2005
                                                     year

                                              mean                  median


    Source: PPIS database

            45Table 16a. Residential connections per worker, by year, electricity
                                                                                                         # of
            Year      Mean         Median            Min            Max                 Sd
                                                                                               observations
            1981        309            309            309             309                                    1 
            1982        328            328            328             328                                    1 
            1983        324            324            324             324                                    1 
            1984        303            303            303             303                                    1 
            1985        292            292            292             292                                    1 
            1986        292            292            292             292                                    1 
            1987        197            172             85             380                78                32 
            1988        194            165             82             388                83                36 
            1989        195            159             90             406                87                37 
            1990        207            169             69             439               100                47 
            1991        224            190            111             472               102                48 
            1992        211            191             22             509               113                67 
            1993        228            202             17             548               131                73 
            1994        247            211             17             627               151                77 
            1995        274            233             18             755               166                85 
            1996        313            291             20             762               183                98 
            1997        366            340             22           1,591               243               114 
            1998        407            361             24           1,443               257               127 
            1999        457            406             27           1,457               288               130 
            2000        510            439             28           3,008               397               135 
            2001        477            387             61           3,629               419               165 
            2002        478            376              3           3,825               436               165 
            2003        423            288             60           2,010               362               130 
            2004        318            220              5           2,100               285                80 
            2005        513            388            116           2,174               487                16 
            2006        639            366            122           2,232               801                  6 
                                                                                                       1,674
      Total1            353            308              4           2,624               280 
                                                                                               (195 utilities)
             1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                                                                                                                  50
            46Table 16b. Residential connections per worker, by region, electricity
                                                                                                             # of          # of
   Region            Mean             Median             Min             Max                Sd
                                                                                                     observations      utilities
 EAP                  274                189             145               488              186                 18           3 
 ECA                  207                175               4               512              104                255          51 
 LAC                  457                409              60             2,624              301              1,249         121 
 MENA                 190                190             190               190                                   4           1 
 SA                    57                 57              57                57                                   6           1 
 SSA                  105                 80              21               461               95                142          18 
   Total              353                308               4             2,624              280              1,674         195 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


            47Table 16c. Residential connections per worker, by country, electricity
                                                                                                                  # of     # of
           Country           Mean          Median                Min           Max                 Sd
                                                                                                          observations utilities
Argentina                      405                372              60            859               204             190       25 
Armenia                         92                 92              92             92                                 2         1 
Azerbaijan                     125                129              75            157                35              65         5 
Bolivia                        321                313              92            509               169              75         6 
Brazil                         384                377             127            792               144             528       47 
Burkina Faso                   122                122             122            122                                15         1 
Cameroon                       117                117             117            117                                10         1 
Cape Verde                      95                 95              95             95                                 1         1 
Chile                          856                552             315          2,624               875              80         6 
Colombia                       512                365             293          1,567               366              86       11 
Czech Republic                 402                392             301            512               106              20         3 
El Salvador                    656                628             561            875               128              61         5 
Eritrea                         87                 87              87             87                                10         1 
Estonia                        495                495             495            495                                 2         1 
Ethiopia                        59                 59              59             59                                12         1 
Georgia                        188                188             188            188                                 2         1 
Ghana                          140                140             140            140                                12         1 
Guatemala                    1,181              1,181           1,181          1,181                                 1         1 
India                           57                 57              57             57                                 6         1 
Kenya                           48                 48              48             48                                13         1 
Malawi                          21                 21              21             21                                 8         1 
Malaysia                       167                167             145            189                31              11         2 
Mali                           100                100             100            100                                 4         1 
Mauritius                      142                142             142            142                                12         1 
Mexico                         225                225             225            225                                 7         1 
Moldova                        253                250             197            329                52              25         5 
Morocco                        190                190             190            190                                 4         1 
Mozambique                      54                 54              54             54                                11         1 
Namibia                         73                 73              73             73                                 2         1 
Niger                           63                 63              63             63                                 9         1 
Panama                         198                178             177            237                34              39         3 
Peru                           575                597              81          1,058               244             182       16 
Philippines                    488                488             488            488                                 7         1 
Poland                         239                181             172            422               122              17         4 
Russian Fed.                   211                211               4            418               293               7         2 
Senegal                        461                461             461            461                                 2         1 
Slovak Republic                298                274             214            406                98              10         3 

                                                                                                                             51
                                                                                                   # of    # of
         Country             Mean      Median            Min            Max           Sd
                                                                                          observations utilities
South Africa                   117        117             117             117                         4        1 
Uganda                          60         60              48              73         18            14         2 
Ukraine                        169        161             117             256         38           105       26 
Zambia                          70         70              70              70                         3        1 
Total                          353        308               4           2,624        280         1,674      195 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




4.5.2. WATER— Connections per worker

                        Figure 22. Total connections per worker, by year, water
          300
          250
          200
          150
          100
          50




                1980            1985             1990            1995              2000          2005
                                                         year

                                                  mean                  median


      Source: PPIS database


                          48Table 17a. Connections per worker, by year, water
                                                                                                    # of
                Year         Mean      Median            Min            Max           Sd
                                                                                            observations
                1980           68           68             68            68                            1 
                1981          249          249             90           408          225               2 
                1982          254          254             99           408          219               2 
                1983          264          264            103           426          228               2 
                1984          264          264            105           424          225               2 
                1985          274          274            111           437          230               2 
                1986          282          282            117           446          233               2 
                1987          278          278            113           442          233               2 
                1988          289          289            115           463          246               2 
                1989          225          117             83           476          218               3 
                1990          207          138             74           488          148               7 
                1991          192          132            100           498          135               9 
                1992          207          161            105           485          112              12 


                                                                                                             52
                                                                                                                   # of
              Year            Mean          Median             Min            Max                  Sd
                                                                                                          observations
              1993             217               185            32          493                   116                14 
              1994             164               155            13          505                   122                26 
              1995             175               167            16          532                   105               103 
              1996             185               163             2          806                   146               164 
              1997             156               112             0          849                   148               345 
              1998             155               112             0          755                   143               443 
              1999             159               122             0          818                   144               472 
              2000             148                93             0        3,443                   195               647 
              2001             164               107             0        2,486                   190               714 
              2002             199               152             0        3,918                   228               642 
              2003             211               163             2        4,152                   244               646 
              2004             231               184             2        4,231                   253               542 
              2005             297               209             6        3,267                   420                61 
                                                                                                                 4,867
            Total1             172               130             0        3,097                   188 
                                                                                                         (892 utilities)
               1
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.

                       49Table 17b. Connections per worker, by region, water
                                                                                                            # of           # of
   Region             Mean            Median            Min           Max                  Sd
                                                                                                    observations       utilities
 EAP                   155                98             12           1,133                163                462           91 
 ECA                    58                44              0             418                 52              1,762          344 
 LAC                   280               231             43           3,097                212              2,425          410 
 MENA                  109                81             40             354                 81                 85           18 
 SA                     ‐‐                ‐‐             ‐‐              ‐‐                 ‐‐                  ‐‐           ‐‐
 SSA                   104                72              7             483                105                133           29 
   Total               172               130              0           3,097                188              4,867          892 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


                      50Table 17c. Connections per worker, by country, water
                                                                                                                  # of    # of
           Country            Mean         Median              Min             Max                Sd
                                                                                                         observations utilities
Argentina                      362              316            164              818               158             105       17 
Armenia                        207              207            207              207                                  8        1 
Benin                          182              182            182              182                                  5        1 
Bolivia                        211              211             87              335               175              16         2 
Brazil                         268              223             50            3,097               212           1,659      273 
Bulgaria                        93               93             93               93                                  5        1 
Burkina Faso                   114              114            114              114                                  5        1 
Chile                          445              476             91              738               153             186       20 
China                          350              335            272              443                86              12         3 
Colombia                       272              218             62            1,851               239             305       69 
Costa Rica                     148              148            148              148                 0                4        2 
Cote d'Ivoire                  347              347            347              347                                  5        1 
Croatia                        101               97             22              185                45             105       21 
Czech Republic                  76               78             37              117                22             179       24 
Ecuador                        281              281            281              281                                  4        1 
Estonia                         91               91             31              151                85              15         2 
Georgia                         84               65             17              418                80             138       25 
Honduras                       181              181            181              181                                  3        1 

                                                                                                                             53
                                                                                                    # of    # of
        Country          Mean        Median            Min           Max            Sd
                                                                                           observations utilities
Hungary                    117           119             45           172            38             140       19 
Jordan                      90            70             40           256            60              65       12 
Kazakhstan                  74            70              3           208            56              54       12 
Kyrgyz Republic             77            60              0           200            60              87       18 
Malawi                      53            53             53            53                              5        1 
Malaysia                   327           305             95         1,133           243              34       17 
Mali                       155           155            155           155                              5        1 
Mexico                     212           229             43           330            96              54         8 
Moldova                     22            23              1            53            11             342       41 
Morocco                    354           354            354           354                              3        1 
Nicaragua                  184           184            184           184                              3        1 
Nigeria                    103            40              7           483           144              48       12 
Panama                     168           168            168           168                              3        1 
Paraguay                   255           265            201           286            38                6        4 
Peru                       338           264            174           783           215              66       10 
Philippines                235           235            235           235                              3        1 
Romania                     43            34              6           246            46             118       25 
Russian Fed.                37            19              0           212            45             334       72 
Slovak Republic             85            85             85            85                              4        1 
Tanzania                    68            68             47            89            30              10         2 
Togo                        70            70             70            70                              5        1 
Uganda                      90            90             90            90                              9        1 
Ukraine                     50            39              1           281            43             233       82 
Uruguay                    142           142            142           142                            11         1 
Vietnam                    104            88             12           661            95             413       70 
West Bank &Gaza            173           173            173           173                              5        1 
Yemen, Rep.                 86            86             56           116            26              12         4 
Zambia                      81            78             62           105            15              36         8 
Total                      172           130              0         3,097           188           4,867      892 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                             54
4.6. Coverage


4.6. 1. ELECTRICITY— Residential coverage rate (%)


          10
          9
          9
          8
          80
           5
           0
           5
           0
                     Figure 23. Residential coverage rate (%), by year, electricity




               1990                                1995                      2000                         2005
                                                                   year

                                                           mean              median


    Source: PPIS database


                     51Table 18a. Residential coverage rate (%), by year, electricity
                                                                                                             # of
               Year             Mean          Median               Min           Max          Sd
                                                                                                    observations
               1992               81                100               4          100          28               28 
               1993               79                 97               4          100          29               30 
               1994               82                100               4          100          27               29 
               1995               81                100               4          100          29               31 
               1996               82                100               5          100          29               30 
               1997               81                100               5          100          29               33 
               1998               82                 99               5          100          27               34 
               1999               83                 98               5          100          26               37 
               2000               81                 96               5          100          28               39 
               2001               84                 98               5          100          27               40 
               2002               83                 98               5          100          28               36 
               2003               83                 99               4          100          27               36 
               2004               91                100               4          100          21               28 
                                                                                                              431
          Total1                  78                 95               4          100          31 
                                                                                                    (46 utilities)
                1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                    52Table 18b. Residential coverage rate (%), by region, electricity
                                                                                                       # of          # of
 Region                Mean             Median             Min             Max          Sd
                                                                                               observations      utilities
EAP                      97                 97              97              97                            1              1 
ECA                      99                100              93             100           2              191            18 
LAC                      78                 84              28             100          22              196            18 
MENA                     48                 48              48              48                            3              1 
SA                        ‐‐                 ‐‐              ‐‐              ‐‐         ‐‐                ‐‐            ‐‐ 

                                                                                                                       55
                                                                                                     # of          # of
   Region            Mean            Median           Min           Max               Sd
                                                                                             observations      utilities
 SSA                   29                21             4            75               26               40              8 
   Total               78                95             4           100               31              431            46 
        Note: Annual observations are averaged within each utility first and then averaged across utilities. No
        outliers are cut off.


               53Table 18c. Residential coverage rate (%), by country, electricity
                                                                                                          # of     # of
           Country           Mean         Median             Min           Max              Sd
                                                                                                  observations utilities
Argentina                      65               71            28            98              24              83         7 
Azerbaijan                    100              100            98           100               1              65         5 
Brazil                         98               98            94           100               3              44         4 
Colombia                       92               91            84           100               8              30         3 
Djibouti                       48               48            48            48                               3         1 
Estonia                       100              100           100           100                              13         1 
Ethiopia                       12               12            12            12                               5         1 
Georgia                        93               93            93            93                               1         1 
Mexico                         95               95            95            95                               7         1 
Moldova                       100              100           100           100               0              65         5 
Mozambique                      5                5             5             5                              11         1 
Namibia                        48               48            48            48                               2         1 
Niger                           6                6             6             6                               4         1 
Peru                           61               60            43            81              19              32         3 
Philippines                    97               97            97            97                               1         1 
Poland                        100              100           100           100                              13         1 
Russian Fed.                  100              100           100           100               0              26         2 
Senegal                        30               30            30            30                               4         1 
Slovak Republic               100              100           100           100               0               2         2 
South Africa                   50               50            50            50                               2         1 
Uganda                          4                4             4             4                               2         1 
Ukraine                       100              100           100           100                               6         1 
Zimbabwe                       75               75            75            75                              10         1 
Total                          78               95             4           100              31             431       46 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                                     56
4.6.2. WATER— Residential coverage rate (%)

                    Figure 24. Residential coverage rate (%), by year, water



       10
       9
       8
       70
        0
        0
        0




            1980            1985          1990               1995              2000            2005
                                                     year

                                              mean                  median


    Source: PPIS database


                    54Table 19a. Residential coverage rate (%), by year, water
                                                                                                  # of
            Year         Mean       Median           Min            Max           Sd
                                                                                        observations
            1980            99          99             99            99                               1 
            1981            98          98             98            98                               1 
            1982            99          99             99            99                               1 
            1983            99          99             99            99                               1 
            1984            99          99             99            99                               1 
            1985            87          87             74            99           17                  2 
            1986            87          87             75            99           17                  2 
            1987            87          87             74            99           18                  2 
            1988            86          86             73            99           19                  2 
            1989            86          86             73            99           19                  2 
            1990            85          94             60           100           16                13 
            1991            81          80             62            99           13                20 
            1992            81          78             57            99           15                16 
            1993            90          97             55           100           13                31 
            1994            89          96             23           100           16                41 
            1995            92          98             23           100           14                74 
            1996            83          94             25           100           21               119 
            1997            73          82              3           100           28               255 
            1998            74          81              6           100           27               341 
            1999            74          82              7           100           26               338 
            2000            75          81              4           100           25               525 
            2001            77          84              2           100           24               755 
            2002            78          85              4           100           24               651 
            2003            80          89              7           100           22               646 
            2004            84          92              7           100           19               542 
            2005            91          93             77           100            9                  7 
                                                                                                4,389
      Total1                78          85              5           100           23 
                                                                                        (905 utilities)
             1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.


                                                                                                           57
                     55Table 19b. Residential coverage rate (%), by region, water
                                                                                                        # of            # of
   Region             Mean             Median           Min           Max               Sd
                                                                                               observations         utilities
 EAP                    44                 43             5            89               19              411               70 
 ECA                    79                 86             6           100               22            1,947              380 
 LAC                    83                 89             7           100               18            1,788              395 
 MENA                   84                 88            32           100               15              110               31 
 SA                      ‐‐                ‐‐            ‐‐            ‐‐               ‐‐                 ‐‐             ‐‐
 SSA                    61                 59            16           100               21               133             29 
   Total                78                 85             5           100               23             4,389            905 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


                   56Table 19c Residential coverage rate (%), by country, water
                                                                                                             # of    # of
           Country             Mean         Median             Min           Max              Sd
                                                                                                    observations utilities
Argentina                        85               86            76            95               7             113       14 
Armenia                         100              100           100           100                                9        1 
Benin                            52               52            52            52                                5        1 
Bolivia                          77               77            69            86              12              16         2 
Brazil                           82               89             7           100              20           1,084      276 
Bulgaria                         98               98            98            98                                6        1 
Burkina Faso                     78               78            78            78                                5        1 
Chile                            99               99            90           100               2             243       19 
Colombia                         88               91            45           100              13             203       58 
Costa Rica                       98               98            96           100               3                4        2 
Cote d'Ivoire                    77               77            77            77                                5        1 
Croatia                          82               92            24           100              23             105       21 
Czech Republic                   91               94            70           100              10             112       22 
Ecuador                          65               65            65            65                                7        1 
Estonia                         100              100           100           100                                5        1 
Georgia                          62               55            23           100              27             138       25 
Honduras                         74               74            74            74                                3        1 
Hungary                          98              100            81           100               4             220       23 
Jordan                           93               95            78            98               6              58       12 
Kazakhstan                       83               97             6           100              24             134       30 
Kyrgyz Republic                  66               61            31           100              23              90       18 
Malawi                           70               70            70            70                                5        1 
Mali                             70               70            70            70                                5        1 
Mexico                           75               83            27            99              29              37         5 
Moldova                          60               59            25            97              19             342       41 
Morocco                          84               84            68           100               9              43       16 
Nicaragua                        87               87            87            87                                3        1 
Nigeria                          58               58            16           100              24              48       12 
Panama                           96               96            96            96                                3        1 
Paraguay                         45               42            24            70              19                6        4 
Peru                             83               84            58           100              11              61       10 
Philippines                      77               77            73            80               5              15         2 
Poland                           86               86            86            86                                2        1 
Romania                          92               99            68           100              12             122       25 
Russian 
Federation                       86               90            21           100              15             422           85 
Slovak Republic                  89               89            84            95               8               3            2 
Tanzania                         56               56            54            59               4              10            2 

                                                                                                                          58
                                                                                                    # of    # of
        Country           Mean       Median               Min        Max            Sd
                                                                                           observations utilities
Togo                        46             46               46            46                           5        1 
Uganda                      50             50               50            50                           9        1 
Ukraine                     74             80               27           100         23             237       84 
Uruguay                     96             96               96            96                           5        1 
Vietnam                     43             43                5            89         19             396       68 
Yemen, Rep.                 50             53               32            64         16                9        3 
Zambia                      65             65               28           100         25              36         8 
Total                       78             85                5           100         23           4,389      905 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




4.7. Collection ratio


4.7.1 ELECTRICITY- Collection ratio (%)

                       Figure 25. Collection ratio (%), by year, electricity
          10
          9
          8
          7
          60
           0
           0
           0
           0




               1990                   1995                        2000                      2005
                                                          year

                                                   mean             median


      Source: PPIS database



                       57Table 20a. Collection ratio (%), by year, electricity
                                                                                                    # of
               Year       Mean         Median             Min       Max              Sd
                                                                                            observations
               1992         65               75             19       106             31               16 
               1993         63               73             20       102             31               16 
               1994         65               77             20       104             31               19 
               1995         66               77             20       100             28               21 
               1996         71               80             19       101             28               22 
               1997         69               79             22       101             27               22 
               1998         58               68             10       100             30               33 
               1999         65               78             12       111             30               31 
               2000         75               82             20       107             24               34 

                                                                                                             59
                                                                                                                   # of
              Year             Mean          Median               Min          Max                Sd
                                                                                                         observations
              2001               84                 88             21          109                19                 59 
              2002               89                 94             22          108                15                 61 
              2003               89                 95             21          106                18                 57 
              2004               91                 97             25          112                18                 54 
              2005               92                 93             90           94                 2                   3 
              2006               91                 90             89           94                 3                   3 
                                                                                                                    451
            Total1               82                 87             14          103                20 
                                                                                                          (69 utilities)
                1
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.

                       58Table 20b. Collection ratio (%), by region, electricity
                                                                                                           # of             # of
  Region              Mean             Median             Min            Max               Sd
                                                                                                   observations         utilities
 EAP                    82                 82              82             82                                    6              1 
 ECA                    83                 94              21            103               23                 217             38 
 LAC                    81                 85              14            100               19                 140             20 
 MENA                    ‐‐                 ‐‐              ‐‐             ‐‐               ‐‐                  ‐‐             ‐‐ 
 SA                     71                 71              64             78               10                  14              2 
 SSA                    85                 86              74            100                8                  74              8 
   Total                82                 87              14            103               20                 451             69 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


                       59Table 20c. Collection ratio (%), by country, electricity
                                                                                                                # of     # of
           Country             Mean         Median                Min          Max                Sd
                                                                                                        observations utilities
Argentina                        81                81              72            91               14               2         2 
Azerbaijan                       30                30              21            40                7              65         5 
Brazil                           87                92              64            99               16              32         4 
Cameroon                         85                85              85            85                                4         1 
Colombia                         77                90              14           100               30              33         7 
Georgia                          55                55              55            55                                9         1 
Ghana                            89                89              89            89                               12         1 
India                            71                71              64            78               10              14         2 
Kenya                            75                75              75            75                               11         1 
Malaysia                         82                82              82            82                                6         1 
Mauritius                       100               100             100           100                               12         1 
Moldova                          80                81              77            83                2              31         5 
Mozambique                       87                87              87            87                                8         1 
Niger                            84                84              84            84                                9         1 
Peru                             80                80              69            86                6              73         7 
Russian Fed.                     96                96              96            96                                5         1 
Tanzania                         89                89              89            89                                6         1 
Uganda                           74                74              74            74                               12         1 
Ukraine                          95                98              78           103                8             107       26 
Total                            82                87              14           103               20             451       69 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                                              60
4.7.2 WATER— Collection ratio (%)

                                Figure 26. Collection ratio (%), by year, water


          10
          9
          9
          8
          80
           5
           0
           5
           0




                       1995                                           2000                                        2005
                                                                   year

                                                           mean                    median


     Source: PPIS database


                                60Table 21a. Collection ratio (%), by year, water
                                                                                                                    # of
               Year             Mean           Median              Min             Max               Sd
                                                                                                           observations
               1994                83                83             83                83                                1 
               1995                99               100             80               105              4               76 
               1996                96               100             52               103             10               93 
               1997                97               100             51               103              8              137 
               1998                98               100             41               104              7              195 
               1999                97               100             31               107              9              235 
               2000                95               100             21               108             13              320 
               2001                95               100             13               109             14              373 
               2002                95               100             12               109             13              402 
               2003                95               100              7               109             13              496 
               2004                95               100             13               109             13              469 
               2005                91                95             70               100             12                 5 
                                                                                                                  2,802
          Total1                   95               100             13               106             13           (n524
                                                                                                               utilities)
     Note: 1 Annual observations are averaged within each utility first and then averaged across utilities. No
     outliers are cut off.

                           61Table 21b. Collection ratio (%), by region, water
                                                                                                              # of           # of
 Region                Mean              Median            Min               Max              Sd
                                                                                                      observations       utilities
EAP                      96                  98             91               100               4                21             6 
ECA                      89                  95             13               106              16               732           148 
LAC                      97                 100             18               102              10             1,929           337 
MENA                    100                 100             99               100               0                52            18 
SA                        ‐‐                  ‐‐             ‐‐                ‐‐              ‐‐                ‐‐            ‐‐
SSA                      83                  92             39               100              19                68            15 
  Total                  95                 100             13               106              13             2,802           524 
     Note: Annual observations are averaged within each utility first and then averaged across utilities. No
     outliers are cut off.

                                                                                                                               61
                      62Table 21c. Collection ratio (%), by country, water
                                                                                                    # of    # of
         Country         Mean        Median            Min           Max            Sd
                                                                                           observations utilities
Argentina                   71            76             43            89            16              46         9 
Benin                       99            99             99            99                              5        1 
Brazil                     100           100             99           102             0           1,716      278 
Bulgaria                    92            92             92            92                              5        1 
Burkina Faso               100           100            100           100                              5        1 
China                       96            96             91           100             4              19         5 
Colombia                    90            98             18           100            18             102       43 
Cote d'Ivoire               93            93             93            93                              5        1 
Croatia                     61            70             13            88            25              64       13 
Czech Republic              95            96             84           100             5             124       16 
Estonia                     99            99             99            99                              4        1 
Hungary                     99           100             80           103             5             193       22 
Malawi                      92            92             92            92                              5        1 
Moldova                     93            97             38           106            14              82       41 
Morocco                    100           100            100           100             0              40       14 
Peru                        74            73             50            90            14              56         6 
Philippines                100           100            100           100                              2        1 
Romania                     96            98             74           106             7             119       25 
Russian 
Federation                  82            87             70            87            10              19        3 
Slovak Republic             82            82             82            82                             2        1 
Tanzania                    96            96             96            96                             2        1 
Togo                        75            75             75            75                             5        1 
Uganda                     100           100            100           100                             9        1 
Ukraine                     81            84             52           101            15             120       25 
Uruguay                     90            90             90            90                             9        1 
Yemen, Rep.                100           100             99           100             1              12        4 
Zambia                      74            73             39            97            21              32        8 
Total                       95           100             13           106            13           2,802      524 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                             62
4.8 Operational performance


4.8.1 ELECTRICITY— Electricity lost in distribution (%)


        25
        20
        15
        10
                 Figure 27. Electricity lost in distribution (%), by year




                 1980           1985         1990           1995             2000           2005
                                                    year

                                             mean              median


    Source: PPIS database

                 63Table 22a. Electricity lost in distribution (%), by year
                                                                                                  # of
         Year           Mean       Median           Min        Max                  Sd
                                                                                          observations
         1978             13           13             13           13                                1 
         1979             15           15             15           15                                1 
         1980             16           16             16           16                                1 
         1981             13           13             13           13                                1 
         1982             17           17             17           17                                1 
         1983             22           22             22           22                                1 
         1984             19           19             19           19                                1 
         1985             18           18             16           20                3               2 
         1986             17           17             14           21                5               2 
         1987             12           11              6           21                5              26 
         1988             13           12              6           22                5              28 
         1989             13           13              6           26                5              31 
         1990             14           14              6           29                5              53 
         1991             15           13              6           29                5              51 
         1992             17           15              6           40                7              95 
         1993             17           15              6           77                9              97 
         1994             18           17              6           91               10             105 
         1995             18           16              6           68                9             115 
         1996             18           16              5           72                9             145 
         1997             18           17              4           64                9             159 
         1998             18           16              2           49                9             167 
         1999             18           15              2           62               10             173 
         2000             18           14              2           49               10             179 
         2001             18           14              1           54               10             183 
         2002             17           14              1           54               10             174 


                                                                                                          63
                                                                                                                  # of
              Year             Mean          Median              Min          Max                Sd
                                                                                                        observations
              2003               17                14              1            45                9                134 
              2004               15                13              1            40                7                 85 
              2005               13                10              6            46                9                 19 
              2006               13                12              9            20                4                 11 
                                                                                                                2,041
            Total1               17                15              2            50                8 
                                                                                                        (216 utilities)
               1
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.

                      64Table 22b. Electricity lost in distribution (%), by region
                                                                                                          # of                # of
  Region              Mean             Median            Min            Max                Sd
                                                                                                  observations            utilities
 EAP                    12                 12             12             13                0                 19                 2 
 ECA                    19                 19              7             38                8                457                54 
 LAC                    15                 14              2             50                8              1,320               129 
 MENA                    ‐‐                 ‐‐             ‐‐             ‐‐               ‐‐                 ‐‐                ‐‐ 
 SA                     34                 33             25             43                7                 36                 6 
 SSA                    17                 18              3             34                8                209                25 
   Total                17                 15              2             50                8              2,041               216 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


                      65Table 22c. Electricity lost in distribution (%), by country
                                                                                                               # of     # of
           Country             Mean         Median               Min            Max              Sd
                                                                                                       observations utilities
Argentina                        16               15               7             37               7             189       25 
Armenia                          24               24              24             24                               6         1 
Azerbaijan                       22               23              17             23               2              65         5 
Bolivia                          12               11               9             21               4              93         6 
Botswana                          9                9               9              9                              10         1 
Brazil                           14               13               2             43               8             482       46 
Burkina Faso                     14               14              14             14                               5         1 
Cameroon                         28               28              28             28                              10         1 
Cape Verde                       18               18              18             18                               7         1 
Central African 
Republic                         30               30              30             30                                  6             1 
Chile                             8                7               6             13               2                 98            11 
Colombia                         19               19              14             24               4                 97            11 
Congo, Dem. Rep.                  3                3               3              3                                  1             1 
Czech Republic                    8                8               7              9               1                 22             3 
El Salvador                      15               14               9             21               5                 70             5 
Eritrea                          17               17              17             17                                  6             1 
Estonia                          18               18              18             18                                 13             1 
Ethiopia                         18               18              18             18                                 10             1 
Georgia                          37               37              37             37                                  8             1 
Ghana                            23               23              23             23                                 12             1 
Guatemala                        13               13              13             13               0                 24             3 
Hungary                          11               10              10             12               1                 13             4 
India                            34               33              25             43               7                 36             6 
Kenya                            18               18              18             18                                 13             1 
Malawi                           22               22              22             22                                  8             1 
Malaysia                         13               13              13             13                                  6             1 


                                                                                                                                64
                                                                                                    # of    # of
          Country          Mean        Median           Min          Max            Sd
                                                                                           observations utilities
Mali                          26           26             26           26                              9        1 
Mauritania                    26           26             26           26                              1        1 
Mauritius                     11           11             11           11                            12         1 
Moldova                       25           26             19           29             4              58         5 
Mozambique                    15           15             15           15                            11         1 
Namibia                       10           10             10           11             1                3        2 
Nicaragua                     27           27             27           27             0              26         2 
Niger                         11           11             11           11                            12         1 
Panama                        17           16             10           24             7              39         3 
Peru                          20           17             12           50            10             200       16 
Philippines                   12           12             12           12                            13         1 
Poland                        10            9              7           12             2              11         3 
Russian Fed.                  12           12             10           14             3              15         2 
Senegal                       18           18             18           18                              9        1 
Slovak Republic               10            9              9           10             0              18         3 
South Africa                   7            7              7            7                            15         1 
Tanzania                      21           21             21           21                            12         1 
Uganda                        22           22             10           34            17              14         2 
Ukraine                       22           22              8           38             7             228       26 
Uruguay                       14           14             14           14                              2        1 
Zambia                        20           20             20           20                            12         1 
Zimbabwe                       9            9              9            9                            11         1 
Total                         17           15              2           50             8           2,041      216 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




4.8.2 WATER— Water lost in distribution (%)18

                        Figure 28. Water lost in distribution (%), by year
           4
           4
           3
           3
           25
            0
            5
            0
            5




                1990                    1995                        2000                          2005
                                                        year

                                                 mean               median


        Source: PPIS database



18
     We use water lost in distribution and nonrevenue water as synonyms.
                                                                                                             65
                      66Table 23a. Water lost in distribution (%), by year
                                                                                                             # of
           Year             Mean          Median             Min             Max             Sd
                                                                                                    observations
           1992               27               25             15                40            8                  7 
           1993               25               25              2                38           11                  9 
           1994               40               41              7                80           19                17 
           1995               38               37              4                82           15               121 
           1996               34               31              2                95           17               157 
           1997               33               31              1                81           16               309 
           1998               33               30              1                84           17               438 
           1999               32               30              1                97           16               467 
           2000               31               29              1               100           17               620 
           2001               31               30              1               100           17               647 
           2002               34               31              1               100           17               584 
           2003               36               35              1               100           17               613 
           2004               36               34              2               100           17               504 
           2005               38               36             12                67           17                  6 
                                                                                                           4,499
         Total1               33               32                 1            100           16 
                                                                                                   (877 utilities)
            1
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.

                     67Table 23b. Water lost in distribution (%), by region
                                                                                                      # of            # of
Region             Mean             Median           Min               Max            Sd
                                                                                              observations        utilities
EAP                  35                 35             8                95            13                611            94 
ECA                  27                 25             1                87            14              1,868           355 
LAC                  38                 38             2               100            17              1,787           372 
MENA                 43                 42            19                81            16                112            30 
SA                    ‐‐                 ‐‐            ‐‐                ‐‐            ‐‐                 ‐‐            ‐‐
SSA                  40                 38            12                78            18                121            26 
Total                33                 32             1               100            16              4,499           877 
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.


                                                             68




                                                                                                                        66
                     Table 23c. Water lost in distribution (m3), by country
                                                                                                    # of    # of
         Country         Mean        Median            Min           Max            Sd
                                                                                           observations utilities
Argentina                   36             39            12            58            13              27       10 
Armenia                     52             52            52            52                              9        1 
Benin                       20             20            20            20                              5        1 
Bolivia                     36             36            33            39             4                4        2 
Brazil                      36             35             2           100            18           1,515      266 
Burkina Faso                17             17            17            17                            10         1 
Chile                       32             33            10            43             9              35       17 
China                       21             20            18            27             3              56         7 
Colombia                    44             43            20            68            12             116       57 
Costa Rica                  49             49            47            50             2                3        2 
Cote d'Ivoire               19             19            19            19                              5        1 
Croatia                     20             17            15            50             8             105       21 
Czech Republic              24             22            14            44             8             169       21 
Ecuador                     73             73            73            73                              2        1 
Estonia                     31             31            31            31                              6        1 
Georgia                     29             26            15            54            11             129       23 
Honduras                    59             59            59            59                              3        1 
Hungary                     26             25            16            37             5             219       23 
Jordan                      58             58            43            81            12              60       12 
Kazakhstan                  29             28             1            67            15             109       26 
Kyrgyz Republic             26             23             9            79            16              87       18 
Malawi                      12             12            12            12                              5        1 
Malaysia                    36             35            21            63            11             135       17 
Mali                        36             36            36            36                              5        1 
Moldova                     31             34             4            60            11             324       41 
Morocco                     32             33            19            45             9              40       14 
Nicaragua                   57             57            57            57                              1        1 
Nigeria                     40             40            29            60            11              36         9 
Panama                      38             38            38            38                              3        1 
Paraguay                    58             58            47            68            11                6        4 
Peru                        44             40            31            62            11              72       10 
Philippines                 56             56            46            66            14              16         2 
Romania                     33             33             9            66            16             122       25 
Russian Fed.                27             25             3            81            17             355       71 
Slovak Republic             38             38            37            39             1                4        2 
Tanzania                    65             65            57            72            11                7        2 
Togo                        29             29            29            29                              5        1 
Uganda                      51             51            51            51                              9        1 
Ukraine                     25             21             2            87            15             230       82 
Vietnam                     36             35             8            95            13             404       68 
Yemen, Rep.                 37             37            34            42             3              12         4 
Zambia                      47             53            20            78            20              34         8 
Total                       33             32             1           100            16           4,499      877 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                             67
4.9 Quality



4.9.1 ELECTRICITY— Frequency of interruptions

      000
      30
       00
      20
       00
      10
                   Figure 29. Frequency of interruptions, by year, electricity




            1990                   1995                        2000                     2005
                                                       year

                                                mean             median




    Source: PPIS database


                   69Table 24a. Frequency of interruptions, by year, electricity
                                                                                                 # of
            Year         Mean       Median             Min       Max             Sd
                                                                                       observations
            1991            18          17                4         47           11                15 
            1992            92          20                2        418          130                23 
            1993            89          25                2        481          136                25 
            1994            92          24                4        483          146                25 
            1995           333          28                3      6,832        1,281                28 
            1996           175          29                3      5,419          771                49 
            1997         1,953          24                3    124,131       15,049                68 
            1998         1,643          19                1     97,141       11,335                76 
            1999         1,324          18                2     43,846        6,132                83 
            2000         1,790          17                3     51,964        7,384                93 
            2001         1,381          20                3     47,296        6,591                92 
            2002         1,107          19                3     31,328        4,438                88 
            2003         1,118          16                1     27,047        4,169                75 
            2004         3,117         130                4     30,026        7,172                27 
            2005             9          10                6         11            2                  6 
            2006            12          12               12         12                               1 
                                                                                                  774
      Total1             1,459            24              1     56,597        6,669 
                                                                                       (115 utilities)
             1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.




                                                                                                          68
                   70Table 24b. Frequency of interruptions, by region, electricity
                                                                                                                     # of            # of
   Region            Mean                 Median              Min                Max                Sd
                                                                                                             observations        utilities
 EAP                 28,313               28,313               29              56,597           40,000                 16                2 
 ECA                  2,977                  317               72              25,344            7,504                 82              11 
 LAC                    404                   16                1              15,222            1,938                638              91 
 MENA                     ‐‐                   ‐‐               ‐‐                  ‐‐               ‐‐                 ‐‐              ‐‐ 
 SA                       ‐‐                   ‐‐               ‐‐                  ‐‐               ‐‐                 ‐‐              ‐‐ 
 SSA                  3,790                  424               59              32,841            9,696                 38              11 
   Total              1,459                   24                1              56,597            6,669                774             115 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


                   71Table 24c. Frequency of interruptions, by country, electricity
                                                                                                                          # of     # of
           Country              Mean            Median                 Min                Max              Sd
                                                                                                                  observations utilities
Argentina                           47                  7                4              285                105              48         7 
Azerbaijan                         314                308              273              367                 40              52         4 
Bolivia                              7                  5                3               16                  5              29         5 
Brazil                              27                 18                6              140                 26             480       53 
Burkina Faso                       318                318              318              318                                 11         1 
Cape Verde                          63                 63               63               63                                  3         1 
CAR                                424                424              424              424                                  1         1 
Chile                               12                 12                6               17               5                  4         3 
Colombia                         4,054                138                5           15,222           6,493                 22         6 
El Salvador                         15                 17                1               24              10                  5         5 
Estonia                         25,344             25,344           25,344           25,344                                  5         1 
Gabon                               59                 59               59               59                                  1         1 
Malawi                          32,841             32,841           32,841           32,841                                  2         1 
Malaysia                        56,597             56,597           56,597           56,597                                  8         1 
Mali                             1,980              1,980            1,980            1,980                                  4         1 
Mauritius                           61                 61               61               61                                  1         1 
Moldova                            346                346               72              621                389               3         2 
Mozambique                          69                 69               69               69                                  3         1 
Niger                            2,165              2,165            2,165            2,165                                  3         1 
Peru                               956                 27               11            5,222           1,820                 48       11 
Philippines                         29                 29               29               29                                  8         1 
Poland                           4,040              4,040            4,040            4,040                                  6         1 
Russian 
Federation                         174                 174              160             188                 20             12             2 
Senegal                          3,213               3,213            3,213           3,213                                 3             1 
Slovak Republic                  1,071               1,071            1,071           1,071                                 4             1 
Uruguay                             13                  13               13              13                                 2             1 
Zimbabwe                           493                 493              493             493                                 6             1 
Total                            1,459                  24                1          56,597           6,669               774           115 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                                                       69
4.9.2. WATER— Hours with water daily

                                 Figure 30. Hours with water daily, by year


          2
          2
          1
          15
           0
           5
           0




               1990                                1995                        2000                          2005
                                                                   year

                                                           mean                  median


    Source: PPIS database

                                 72Table 25a. Hours with water daily, by year
                                                                                                                # of
               Year             Mean          Median               Min           Max            Sd
                                                                                                       observations
               1990               24                 24              24            24            0                  4 
               1991               21                 24              10            24            5                  7 
               1992               23                 24              18            24            2                  8 
               1993               22                 24              10            24            5                  8 
               1994               15                  9               9            24            7                21 
               1995               20                 24               3            24            7                67 
               1996               19                 24               3            24            7               114 
               1997               20                 24               2            24            6               257 
               1998               20                 24               1            24            7               336 
               1999               20                 24               1            24            6               329 
               2000               20                 24               1            24            6               462 
               2001               20                 24               0            24            6               405 
               2002               20                 24               0            24            7               267 
               2003               19                 24               0            24            7               232 
               2004               21                 24               0            24            6               210 
               2005               22                 24              12            24            5                  7 
                                                                                                              2,734
          Total1                  20                 24               1            24            6 
                                                                                                      (547 utilities)
                1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.
                                                     73
                                 Table 25b. Hours with water daily, by region
                                                                                                         # of            # of
 Region                Mean             Median             Min             Max            Sd
                                                                                                 observations        utilities
EAP                      18                 19               2              24            6                272            66 
ECA                      21                 24               1              24            6              1,946           374 
LAC                      21                 24               6              24            5                341            69 
MENA                      8                  7               6              24            5                 60            13 
SA                        ‐‐                 ‐‐              ‐‐              ‐‐           ‐‐                 ‐‐            ‐‐ 
SSA                      16                 16               4              24            6                115            25 
 Total                   20                 24               1              24            6              2,734           547 


                                                                                                                           70
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


                        74Table 25c. Hours with water daily, by country
                                                                                                   # of     # of
         Country         Mean         Median           Min           Max             Sd
                                                                                           observations utilities
Argentina                   23             24            21            24             1              67       13 
Armenia                      5              5             5             5                             9         1 
Bolivia                     16             16             8            24            11              16         2 
Bulgaria                    24             24            24            24                             6         1 
Chile                       24             24            24            24             0              35       17 
China                       24             24            24            24             0              20         2 
Colombia                    21             22             8            24             5              80       10 
Costa Rica                  24             24            24            24             0               3         2 
Cote d'Ivoire               24             24            24            24                             5         1 
Croatia                     24             24            24            24             0             105       21 
Czech Republic              24             24            24            24             0              92       20 
Ecuador                     24             24            24            24                             2         1 
Estonia                     24             24            24            24                            13         1 
Georgia                     14             13             4            24             7             138       25 
Honduras                    24             24            24            24                             3         1 
Hungary                     24             24            24            24             0             212       23 
Jordan                       6              7             6             7             0              59       12 
Kazakhstan                  23             24             8            24             3             133       29 
Kyrgyz Republic             22             24             9            24             4              90       18 
Malawi                      24             24            24            24                             5         1 
Mali                        24             24            24            24                             5         1 
Mexico                      19             24             6            24             8              41         5 
Moldova                     13             14             1            24             6             348       41 
Morocco                     24             24            24            24                             1         1 
Nicaragua                   20             20            20            20                             3         1 
Nigeria                     12             13             4            24             6              41       10 
Panama                      20             20            20            20                             3         1 
Paraguay                    24             24            24            24             0               6         4 
Peru                        14             15             8            22             5              62       10 
Philippines                 21             21            21            21             0              15         2 
Romania                     23             24            16            24             2             120       25 
Russian 
Federation                  23             24            12            24             2            449           88 
Tanzania                    13             13            10            16             5              9            2 
Togo                        24             24            24            24                            5            1 
Trinidad and 
Tobago                      12             12            12            12                             9        1 
Uganda                      15             15            15            15                             9        1 
Ukraine                     21             24             4            24             6             231       81 
Uruguay                     24             24            24            24                            11        1 
Vietnam                     18             18             2            24             6             237       62 
Zambia                      18             17            10            24             5              36        8 
Total                       20             24             1            24             6           2,734      547 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                             71
4.9.3. SANITATION— Sewerage blockages per sewerage connection



         Figure 31. Sewerage blockages per sewerage connection, by year


        .8
        .6
        .4
        .2
        0




                 1995                                    2000                               2005
                                                      year

                                               mean             median


    Source: PPIS database

         75Table 26a. Sewerage blockages per sewerage connection, by year
                                                                                                 # of
        Year          Mean         Median             Min        Max             Sd
                                                                                        observations
         1990             24             24             24         24             0                  4 
         1991             21             24             10         24             5                  7 
         1992             23             24             18         24             2                  8 
         1993             22             24             10         24             5                  8 
         1994           0.23           0.23           0.23       0.23                                1 
         1995           0.07           0.04           0.02       0.17          0.06                  5 
         1996            0.2            0.1              0       1.05          0.26                31 
         1997           0.68           0.05              0      26.71          3.18                78 
         1998           0.43           0.03              0         28          2.47               148 
         1999           0.58           0.03              0         54          4.27               166 
         2000           0.38           0.03              0       31.5          2.24               221 
         2001           0.37           0.03              0       50.6          3.33               233 
         2002           0.11           0.03              0       3.65          0.31               215 
         2003           0.11           0.04              0       3.75          0.31               233 
         2004           0.14           0.03              0       9.78          0.67               231 
         2005           0.08           0.08           0.08       0.08                                1 
                                                                                               1,078
      Total1            0.36           0.03                0    38.16           2.5 
                                                                                       (249 utilities)
             1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                                                      76




                                                                                                          72
              Table 26b. Sewerage blockages per sewerage connection, by region
                                                                                                                  # of        # of
   Region            Mean               Median             Min              Max                 Sd
                                                                                                         observations     utilities
 EAP                  0.36                0.03                0             38.16               2.5             1,078          249 
 ECA                  0.04                0.02                0              0.59              0.07               431          141 
 LAC                  0.21                0.21             0.21              0.21                                    5            1 
 MENA                 0.28                0.12             0.03              1.21              0.38                49           10 
 SA                      ‐‐                  ‐‐               ‐‐                ‐‐                ‐‐                ‐‐           ‐‐ 
 SSA                  0.25                0.03                0             38.16              1.97          1,563.00          401 
   Total              0.36                0.03                0             38.16               2.5             1,078          249 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


            77Table 26c. Sewerage blockages per sewerage connection, by country
                                                                                                                      # of    # of
           Country             Mean          Median                 Min           Max                   Sd
                                                                                                             observations utilities
Argentina                       0.02               0.02                0           0.08              0.02              26       10 
Armenia                         0.02               0.02             0.02           0.02                                  8        1 
Bolivia                         0.07               0.07             0.07           0.07                                  3        1 
Brazil                          0.05               0.03                0           0.59              0.08             359      101 
Chile                           0.01               0.01                0           0.04              0.01              17       14 
Costa Rica                         0                  0                0              0                                  1        1 
Cote d'Ivoire                   0.11               0.11             0.11           0.11                                  5        1 
Croatia                         0.05                  0                0           0.18              0.08              30         6 
Czech Republic                  0.01               0.01             0.01           0.01                                  4        1 
Ecuador                         0.05               0.05             0.05           0.05                                  2        1 
Georgia                          0.3               0.06                0           3.75              0.89              17       17 
Hungary                         0.03               0.02                0           0.08              0.02             107       17 
Jordan                          0.21               0.21             0.21           0.21                                  5        1 
Kazakhstan                         0                  0                0           0.02              0.01              39         9 
Kyrgyz Republic                 0.68               0.05             0.01           3.93              1.45              35         7 
Moldova                          0.3               0.17             0.01           4.06              0.65             306       39 
Panama                          0.01               0.01             0.01           0.01                                  1        1 
Paraguay                        0.02               0.02             0.02           0.02                 0                6        4 
Peru                            0.05               0.05                0           0.12              0.04              16         8 
Romania                         0.25               0.19                0           1.37              0.29             100       21 
Russian Fed.                    0.97               0.02                0          38.16              4.99             242       60 
Tanzania                        0.03               0.03             0.03           0.03                                  3        1 
Togo                            0.72               0.72             0.72           0.72                                  5        1 
Uganda                          0.26               0.26             0.26           0.26                                  9        1 
Ukraine                         0.07               0.02                0            1.2              0.17             190       71 
Zambia                          0.28               0.12             0.03           1.21              0.46              27         6 
Total                           0.25               0.03                0          38.16              1.97           1,563      401 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                                                73
4.10. Investment


4.10.1. ELECTRICITY— Annual investment (CAPEX) per worker



Figure 32. Annual investment (CAPEX) per worker (2005 US$), by year, electricity
          400
          3 00
          20 0
          100
          000
           0 0
            00
           00




                 1990                             1995                        2000                      2005
                                                                   year

                                                            mean              median


    Source: PPIS database


78Table 27a. Annual investment (CAPEX) per worker (2005 US$), by year, electricity
                                                                                                            # of
             Year              Mean           Median                Min           Max        Sd
                                                                                                  observations
             1992              18,304             14,088           6,635     34,190     14,253                  3 
             1993              15,823             13,767           5,123     30,888      9,175                  7 
             1994              19,214             11,840           4,519     54,167     17,225                10 
             1995              18,674             16,355           1,324     48,360     15,096                13 
             1996              21,331             13,789             162     79,109     22,107                28 
             1997              17,044             12,946             189     63,756     17,065                30 
             1998              18,571             10,910             127     60,029     18,682                39 
             1999              15,165             10,538             150     78,558     17,012                36 
             2000              14,448              7,238             157     60,653     15,709                42 
             2001              11,305              7,141             170     57,252     11,636                56 
             2002              12,081              7,067             179     69,653     14,097                58 
             2003              10,869              5,638             119     72,784     13,703                65 
             2004              13,707              8,925              61     69,963     16,002                61 
             2005              34,442             28,098          14,575     89,096     24,196                  9 
                                                                                                             457
          Total1               13,243              8,184            186      57,705     13,384 
                                                                                                   (83 utilities)
                 1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                                     79
Table 27b. Annual investment (CAPEX) per worker (2005 US$), by region, electricity
                                                                                                      # of           # of
 Region                 Mean             Median             Min             Max         Sd
                                                                                              observations       utilities

                                                                                                                       74
                                                                                                                   # of          # of
   Region            Mean                 Median               Min              Max               Sd
                                                                                                           observations      utilities
 EAP                 15,824               15,824              3,267            28,381         17,759                 12              2 
 ECA                  6,029                1,426                186            35,140          8,773                187            38 
 LAC                 20,355               19,133              1,553            57,705         14,892                208            32 
 MENA                22,074               22,074             22,074            22,074                                 4              1 
 SA                       ‐‐                   ‐‐                 ‐‐                ‐‐             ‐‐                 ‐‐            ‐‐ 
 SSA                 16,496               17,245                762            28,849          9,758                 46            10 
   Total             13,243                8,184                186            57,705         13,384                457            83 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


      80Table 27c. Annual investment (CAPEX) per worker (2005 US$), by country,
                                      electricity
                                                                                                                        # of     # of
           Country              Mean            Median                  Min           Max                Sd
                                                                                                                observations utilities
Argentina                        6,743              7,151             4,895          8,184          1,682                 18         3 
Azerbaijan                         349                308               186            557            144                 45         5 
Brazil                          18,049             19,052             3,647         30,956          8,968                 71         9 
Cape Verde                       7,102              7,102             7,102          7,102                                 4         1 
Chile                           29,587             27,879            15,171         52,899         14,288                 19         5 
Colombia                        26,056             27,188             3,846         54,206         15,727                 44         7 
Cote d'Ivoire                   18,167             18,167            18,167         18,167                                 2         1 
Czech Republic                  30,216             30,939            24,570         35,140          5,322                 23         3 
Djibouti                        22,074             22,074            22,074         22,074                                 4         1 
Estonia                         15,999             15,999            14,253         17,746          2,470                 11         2 
Ethiopia                        22,169             22,169            22,169         22,169                                 8         1 
Georgia                          9,856              9,856             9,856          9,856                                 1         1 
Kenya                            4,716              4,716             4,716          4,716                                10         1 
Malawi                          14,470             14,470            14,470         14,470                                 8         1 
Malaysia                         3,267              3,267             3,267          3,267                                 5         1 
Mali                            16,322             16,322            16,322         16,322                                 3         1 
Mexico                          34,827             34,827            11,949         57,705         32,354                 14         2 
Moldova                          3,863              4,303             1,575          7,082          2,262                 23         5 
Namibia                         14,023             14,023               762         27,285         18,754                  8         2 
Peru                            11,450              6,085             1,553         32,155         12,050                 42         6 
Philippines                     28,381             28,381            28,381         28,381                                 7         1 
Poland                          11,716             10,004             7,459         17,686          5,324                 17         3 
Senegal                         28,849             28,849            28,849         28,849                                 1         1 
Slovak Republic                  8,808              8,743             8,031          9,650               811              23         3 
Uganda                          25,119             25,119            25,119         25,119                                 2         1 
Ukraine                            873                658               318          3,115            712                 44       16 
Total                           13,243              8,184               186         57,705         13,384                457       83 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                                                   75
4.10.2 WATER— Annual investment (CAPEX) per worker

  Figure 33. Annual investment (CAPEX) per worker (2005 US$), by year, WSS



          000 100 100 200 200
          50   00  50  00  50




                                1990                                    1995                                2000                            2005
                                                                                            year

                                                                                  mean                      median


    Source: PPIS database

  81Table 28a. Annual investment (CAPEX) per worker (2005 US$), by year, WSS
                                                                                                                                                # of
                            Year                   Mean             Median                   Min             Max                 Sd
                                                                                                                                       observations
                                1992                3,894                3,894              3,894          3,894                                    1 
                                1993                2,065                1,939                 19          4,365            1,781                   4 
                                1994               25,552                6,441                 38         79,907           32,945                   7 
                                1995               16,321               10,038                 37         66,811           18,405                 11 
                                1996               19,317               12,762                 53         60,394           17,579                 17 
                                1997               13,320                3,230                  4         88,000           21,842                 35 
                                1998               13,810                6,197                  0        208,335           22,307                188 
                                1999                7,256                3,177                  0        166,447           15,729                208 
                                2000                7,461                3,158                  0         84,100           12,938                184 
                                2001                7,388                1,888                  0        323,698           23,667                263 
                                2002                5,463                1,864                  0        121,367           11,843                271 
                                2003                5,827                2,290                  6        108,811           11,252                276 
                                2004                6,181                2,361                 11        119,974           12,280                259 
                                2005                1,556                  943                  9          7,407            2,048                 14 
                                                                                                                                              1,738
          Total1                                    6,872                2,813                  0         86,990           11,422 
                                                                                                                                      (356 utilities)
                                 1
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

 82Table 28b. Annual investment (CAPEX) per worker (2005 US$), by region, WSS
                                                                                                                                           # of          # of
 Region                                 Mean                 Median                Min                 Max                Sd
                                                                                                                                  observations       utilities
EAP                                     11,158               11,537               9,762              12,174            1,250                  9              3 
ECA                                      3,911                  528                   0              41,394            7,992               290             68 
LAC                                      7,533                3,293                  31              86,990           12,053             1,439            285 
MENA                                         ‐‐                   ‐‐                  ‐‐                  ‐‐               ‐‐                ‐‐             ‐‐
SA                                           ‐‐                   ‐‐                  ‐‐                  ‐‐               ‐‐                ‐‐             ‐‐
SSA                                          ‐‐                   ‐‐                  ‐‐                  ‐‐               ‐‐                ‐‐             ‐‐
 Total                                   6,872                2,813                   0              86,990           11,422             1,738           356 
    Note: Annual observations are averaged within each utility first and then averaged across utilities. No
    outliers are cut off.

                                                                                                                                                           76
     83Table 28c.Annual investment (CAPEX) per worker (2005 US$), by country, WSS
                                                                                                     # of    # of
         Country         Mean         Median            Min           Max             Sd
                                                                                            observations utilities
Argentina                28,855        28,855         28,855        28,855                              9        1 
Armenia                   1,533         1,533          1,533         1,533                              5        1 
Brazil                    7,183         3,343             94        81,394        10,965           1,284      259 
Bulgaria                 17,144        17,144         17,144        17,144                              3        1 
Chile                    86,990        86,990         86,990        86,990                              3        1 
China                    10,649        10,649          9,762        11,537         1,256                6        2 
Colombia                  3,389         1,012             31        25,283         6,411              77       17 
Czech Republic           13,141         9,243          1,424        41,394        11,434              92       14 
Estonia                  22,921        22,921         22,921        22,921                            11         1 
Georgia                     533           550            317           728           157              15         7 
Kazakhstan                  323           188              0         1,015           347              42       11 
Kyrgyz Republic             266            45             40           713           388              11         3 
Peru                     17,091        10,334          4,587        56,917        19,663              61         6 
Philippines              12,174        12,174         12,174        12,174                              3        1 
Poland                   18,808        18,808         18,808        18,808                              1        1 
Russian Fed.                338           243              0         1,084           335             108       28 
Slovak Republic           4,037         4,037          4,037         4,037                              2        1 
Uruguay                  10,402        10,402         10,402        10,402                              5        1 
Total                     6,872         2,813              0        86,990        11,422           1,738      356 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.



4.11 Price19


4.11.1 ELECTRICITY— Average residential tariff

        Figure 34. Average residential tariff (2005 US$/KWh), by year, electricity
            10
            10
            8
            6
            42
             0
             0
             0
             0




                 1990                    1995                        2000                         2005
                                                        year

                                                 mean                median


       Source: PPIS database



19
  Price or average residential tariff is calculated as average revenue, i.e as residential revenue divided by
residential volume sold
                                                                                                                77
   84Table 29a. Average residential tariff (2005 US$/KWh), by year, electricity
                                                                                                          # of
           Year            Mean          Median            Min             Max            Sd
                                                                                                observations
           1990              55               55            30               85           17                14 
           1991              66               70            36              100           21                16 
           1992              66               57             8              259           43                46 
           1993              67               56            12              237           42                47 
           1994              79               73            16              173           38                56 
           1995              93               99            23              231           33               107 
           1996             114              122            25              218           37               124 
           1997             111              127            20              200           37               127 
           1998             102              119            11              188           40               140 
           1999              88               91            12              276           35               147 
           2000              89               87             8              255           38               151 
           2001              76               78             7              245           38               171 
           2002              64               57            10              248           37               164 
           2003              73               70             4              235           41               150 
           2004              61               50            12              234           44                70 
           2005              52               53            19               84           19                  8 
                                                                                                        1,538
         Total1              81               85                9           249           42 
                                                                                                (194 utilities)
            1
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.

  85Table 29b. Average residential tariff (2005 US$/KWh), by region, electricity
                                                                                                   # of            # of
Region             Mean            Median           Min              Max           Sd
                                                                                           observations        utilities
EAP                  93               101            47              131            43                21             3 
ECA                  38                28             9              121            23               201            43 
LAC                  95                99            21              185            28             1,132           125 
MENA                132               132            15              249           165                 9             2 
SA                   44                45            36               49             6                33             4 
SSA                  92                84            10              197            63               142            17 
Total                81                85             9              249            42             1,538           194 
   Note: Annual observations are averaged within each utility first and then averaged across utilities. No
   outliers are cut off.


                                                           86




                                                                                                                     78
       Table 29c. Average residential tariff (2005 US$/KWh), by country, electricity
                                                                                                    # of    # of
         Country         Mean         Median           Min           Max             Sd
                                                                                           observations utilities
Argentina                  118            114            75           185            30             134       24 
Armenia                     49             49            49            49                              5        1 
Azerbaijan                  20             20            18            21             2                6        2 
Bolivia                     70             70            60            79             8              72         6 
Botswana                    10             10            10            10                              3        1 
Brazil                      97            101            39           130            13             485       54 
Cameroon                    84             84            84            84                              9        1 
Cape Verde                 164            164           164           164                              7        1 
CAR                        187            187           187           187                              5        1 
Colombia                    64             64            54            75             7             143       11 
Czech Republic              67             65            63            73             6              24         3 
Djibouti                   249            249           249           249                              6        1 
El Salvador                124            121           102           148            18              70         5 
Eritrea                    117            117           117           117                            10         1 
Estonia                     47             47            47            47                            13         1 
Ethiopia                    55             55            55            55                            13         1 
Ghana                       38             38            38            38                            12         1 
Guatemala                  131            112           107           174            37              16         3 
India                       44             45            36            49             6              33         4 
Malawi                      25             25            25            25                              5        1 
Malaysia                    74             74            47           101            38                9        2 
Mali                       197            197           197           197                              4        1 
Mauritius                   49             49            49            49                            12         1 
Mexico                      68             68            68            68                            14         1 
Moldova                     49             49            48            51             2              35         5 
Morocco                     15             15            15            15                              3        1 
Mozambique                  24             24            24            24                            11         1 
Nicaragua                  118            118           118           118             0              26         2 
Niger                      173            173           173           173                              9        1 
Panama                     137            137           136           138             1              21         3 
Peru                        61             65            21            85            15             151       16 
Philippines                131            131           131           131                            12         1 
Poland                      10             10            10            10                              2        1 
Russian Fed.                 9              9             9             9                              2        1 
Senegal                    150            150           150           150                            10         1 
Slovak Republic            101            110            72           121            26              11         3 
South Africa                54             54            54            54                              3        1 
Tanzania                   102            102           102           102                              8        1 
Uganda                      97             97            97            97                            12         1 
Ukraine                     28             28            27            28             0             103       26 
Zimbabwe                    30             30            30            30                              9        1 
Total                       81             85             9           249            42           1,538      194 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                             79
4.11.2 WATER – Average residential tariff



         Figure 35. Average residential tariff (2005 US$/m3), by year, water


          1
          .8
          .6
          .4
          .2




               1980        1985             1990               1995                2000             2005
                                                       year

                                                mean                  median


    Source: PPIS database


         87Table 30a. Average residential tariff (2005 US$/m3), by year, water
                                                                                                         # of
         Year          Mean         Median             Min            Max                 Sd
                                                                                                observations
          1981          0.51            0.51           0.51           0.51                                   1 
          1982          0.44            0.44           0.44           0.44                                   1 
          1983          0.38            0.38           0.38           0.38                                   1 
          1984          0.30            0.30           0.30           0.30                                   1 
          1985          0.16            0.16           0.16           0.16                                   1 
          1986          0.21            0.21           0.21           0.21                                   1 
          1987          0.24            0.24           0.24           0.24                                   1 
          1988          0.23            0.23           0.23           0.23                                   1 
          1989          0.21            0.21           0.21           0.21                                   1 
          1990          0.28            0.28           0.28           0.28                                   1 
          1991          0.46            0.42           0.29           0.76            0.14                 13 
          1992          0.50            0.48           0.06           0.86            0.20                 14 
          1993          0.45            0.43           0.05           0.85            0.21                 16 
          1994          0.60            0.49           0.14           1.55            0.33                 17 
          1995          0.57            0.52           0.04           1.62            0.31                 47 
          1996          0.62            0.54           0.06           1.75            0.35                 61 
          1997          0.44            0.36           0.03           2.08            0.36                115 
          1998          0.44            0.43           0.01           1.89            0.35                130 
          1999          0.39            0.37           0.01           1.73            0.31                137 
          2000          0.47            0.33           0.01           3.05            0.52                229 
          2001          0.47            0.29           0.02           3.71            0.54                241 
          2002          0.53            0.26           0.01           4.89            0.71                233 
          2003          0.59            0.32           0.03           6.21            0.78                326 
          2004          0.87            0.51           0.02           6.56            1.05                261 
          2005          0.94            0.57           0.09           6.21            1.28                 66 
                                                                                                       1,916
       Total1           0.58            0.39           0.02           4.88            0.71 
                                                                                               (375 utilities)
           1
     Note: Annual observations are averaged within each utility first and then averaged across utilities. No
     outliers are cut off.

                                                                                                                  80
                   88Table 30b. Average residential tariff (US$), by region, water
                                                                                                                   # of         # of
   Region            Mean               Median             Min              Max                   Sd
                                                                                                           observations     utilities
 EAP                  0.14                0.14             0.06             0.30                 0.04               437          74 
 ECA                  0.71                0.46             0.03             4.48                 0.83               810         161 
 LAC                  0.70                0.52             0.02             4.88                 0.71               586         122 
 MENA                    ‐‐                  ‐‐               ‐‐               ‐‐                   ‐‐                ‐‐          ‐‐
 SA                      ‐‐                  ‐‐               ‐‐               ‐‐                   ‐‐                ‐‐          ‐‐
 SSA                  0.25                0.19             0.06             0.59                 0.16                83          18 
   Total              0.58                0.39             0.02             4.88                 0.71             1,916         375 
       Note: Annual observations are averaged within each utility first and then averaged across utilities. No
       outliers are cut off.


                   89Table 30c. Average residential tariff (US$), by country, water
                                                                                                                        # of    # of
           Country             Mean          Median                 Min              Max                  Sd
                                                                                                               observations utilities
Argentina                       0.33               0.12             0.06             1.04              0.47              12         4 
Bolivia                         0.27               0.27             0.04             0.49              0.32                2        2 
Brazil                          0.45               0.47             0.21             0.75              0.14              96       19 
Bulgaria                        0.36               0.36             0.36             0.36                                  6        1 
Burkina Faso                    0.33               0.33             0.33             0.33                                  5        1 
Chile                           0.75               0.73             0.38             1.49              0.26             211       20 
China                           0.17               0.14             0.13             0.30              0.07              52         7 
Colombia                        0.83               0.55             0.11             4.88              0.89             248       68 
Costa Rica                      0.48               0.48             0.24             0.72              0.34                3        2 
Cote d'Ivoire                   0.48               0.48             0.48             0.48                                  5        1 
Croatia                         0.46               0.38             0.03             1.09              0.30              89       18 
Czech Republic                  0.66               0.64             0.47             1.10              0.16             180       22 
Ecuador                         0.02               0.02             0.02             0.02                                  1        1 
Estonia                         0.44               0.44             0.37             0.50              0.09              13         2 
Hungary                         0.71               0.66             0.46             1.34              0.21             171       22 
Malawi                          0.20               0.20             0.20             0.20                                  5        1 
Mali                            0.50               0.50             0.50             0.50                                  5        1 
Moldova                         0.32               0.32             0.12             0.53              0.11              80       40 
Nigeria                         0.19               0.17             0.06             0.34              0.15              11         3 
Panama                          0.23               0.23             0.23             0.23                                  2        1 
Paraguay                        0.34               0.34             0.33             0.36              0.02                4        4 
Romania                         2.34               2.23             1.05             4.48              0.92             119       25 
Russian Fed.                    0.07               0.06             0.05             0.13              0.04              28         4 
Slovak Republic                 0.54               0.54             0.52             0.57              0.04                4        2 
Tanzania                        0.22               0.22             0.22             0.22                                  5        1 
Togo                            0.59               0.59             0.59             0.59                                  5        1 
Uganda                          0.41               0.41             0.41             0.41                                  9        1 
Ukraine                         0.10               0.08             0.03             0.43              0.08             120       25 
Uruguay                         0.95               0.95             0.95             0.95                                  7        1 
Vietnam                         0.14               0.14             0.06             0.25              0.04             385       67 
Zambia                          0.16               0.15             0.06             0.35              0.09              33         8 
Total                           0.58               0.39             0.02             4.88              0.71           1,916      375 
Note: Annual observations are averaged within each utility first and then averaged across utilities. No outliers
are cut off.




                                                                                                                                  81
        5. Data sources and templates

5.1. Data sources and quality control

The following summarizes the data collection efforts:
   Primary sourced utility data: First and foremost, we tried to obtain data from the primary
    source, i.e. the utility itself. This strategy was implemented in two main guises:
    via local consultants — in many countries and regions the data collection task was delegated to
        local experts who, in turn, received data directly from companies by visiting the companies.
        To name only a few, researchers from the African Energy Policy Research Network
        (AFREPREN) delivered data on electricity utilities in the sub-Saharan Africa region,
        Institute for Structural Policy (IREAS) provided data on water utilities in Czech Republic,
        Hungarian Environmental Economics Centre (MAKK) collected data for Hungarian water
        utilities. Individual local consultants collected data in Moldova and Azerbaijan (Electricity
        sector), as well as in a number of LAC countries in both sectors. Data collected in
        collaboration with IBNET, was all received via a network of local consultants. A list of
        local consultants contracted by the Private Participation in Infrastructure Services (PPIS)
        project is provided at the end of this section.


    via desk research — we scrutinized utility websites, as well as websites of regulatory agencies
        or related ministries, for the utility level descriptive characteristics and performance
        indicators.


   World Bank information based on project and sector work: Given World Bank involvement in
    the restructuring of many relevant utilities, we consulted with appropriate Bank staff and
    collected information available at the Bank’s local and regional offices to ensure efficient use of
    existing material.
   Consultant reports and case studies: Numerous consultant reports and case studies emerged as
    part of the review of World Bank material and discussions with local consultants. These will
    have been considered as additional data sources.
   World Bank databases: Equally important, we took into account infrastructure databases
    existing within the World Bank:




                                                                                                    82
           -   PPIAF-World Bank PPI Database – information from the Private Participation in
               Infrastructure (PPI) Database (http://ppi.worldbank.org) proved to be exceptionally
               useful as the reference point for the selection of PSPs.


           -   IBNET database – collaboration with the team at the International Benchmarking
               Network for Water and Sanitation Utilities (http://www.ib-net.org), which is
               administered by PPIAF and the World Bank, resulted in the inclusion of the large
               number of water utilities in the panel.


           -   LAC PSP database– LAC PSP electricity data and most of the LAC PSP water data
               comes from a separate project that has been undertaken regarding the impact of PSP in
               that region (see Andres (2004), and Andres, Foster and Guasch (2008)).
               The LAC electricity database can be accessed at
                http://info.worldbank.org/etools/lacelectricity/home.htm


      Official national online databases: Data for Brazil water and sewerage sector is taken from the
       Brazil National System of Information on Water and Sewerage (SNIS)20. The primary source of
       the Colombian water sector data is the National System of Public Utilities Information (SUI)21.
      Other multi- and bi-lateral development institutions: On some occasions, material collected by
       other multi- and bi-lateral development institutions was shared with us. This concerns in
       particular the ADB and KfW and we are grateful for this collaboration.
      Other research and publications: To the extent feasible, we reviewed and collected all relevant
       public information available online, looking into research publications covering sector reform,
       privatization experiences, regulatory settings, etc., for a number of countries.
      Sometimes, utility information was provided by regulatory agencies as for the power utilities in
       Armenia and Ukraine.
To ensure data quality standards, upon completion of the desktop data gathering we contacted
utilities with a written request to verify and enhance the collected data. Ideally, we would have liked
to receive feed-back from each participating company. In practice, while we have sent verification
requests to the utilities, many have not responded, and for some it was impossible to establish
contact at all. At the same time, quite a few companies, both with PSPs and SOEs, expressed
interest in the study and many returned improved company data.



20
     http://www.snis.gov.br/
21
     http://www.sui.gov.co/SUIWeb/logon.jsp
                                                                                                    83
         Wherever possible, we have cross-checked the indicators by comparing data from various sources.
         However, we avoided collection of utility indicators from disparate sources to prevent artificial
         discontinuity in the series for a particular indicator. Finally, we systematically stored the most
         useful papers, case studies, and utility-specific documents, such as annual financial statements,
         along with standard utility templates and dossiers as a part of a project database. Researchers are
         welcome to contact the author directly to discuss available data sources.


         90Table 31. List of local organizations and consultants contracted by PPIS to collect
         the data
                                              Name of the
Region      Country         Sector                                 Affiliated organization             Contact
                                               consultant
ECA        Azerbaijan   Electricity       Nazim Mammadov         Independent                  Upon request
ECA        Moldova      Electricity       Valentin Arion         Independent                  Upon request
ECA        Czech        Water             Lenka Camrova          Institute for Structural     www.ireas.cz/en
           Republic                       (via IBNET)            Policy (IREAS)
ECA        Hungary      Water             Kis András             Hungarian Environmental      www.makk.zpok.hu
                                          (via IBNET)            Economics Centre (MAKK)
ECA        Russian      Electricity and   Sergei Sivaev,         The Institute for Urban      www.urbaneconomics.ru/eng
           Federation   water             Alexei Rodionov        Economics (IUE)
                                           (via IBNET)
LAC        Argentina    Electricity and   Martin Rodriguez       Macroconsulting              www.macroconsulting.net
                        water
LAC        Peru         Electricity and   Guillermo Aber,        Apoyo Consultoria            www.apoyo.com
                        water             Hugo Santa Maria,
                                          Alvaro Quijandria,
LAC        Colombia     Electricity and   Alejandro Vivas        Universidad Javeriana        Upon request
                        water
LAC        Brasil       Electricity and   Roberto M. Iglesias,   Independent/Universidad de   Upon request
                        water             Marina Figueira de     Sao Paolo
                                          Mello
SSA        Multiple     Electricity       AFREPREN               African Energy Policy        www.afrepren.org
           countries                                             Research Network
                                                                 (AFREPREN)
SSA        Multiple     Water             WUP                    The Water Utility            www.wupafrica.org
           countries                      (via IBNET)            Partnership for Capacity
                                                                 Building in Africa (WUP)




         5.2. Data templates
         In order to ensure data comparability across the multitude of utilities included in the data gathering
         exercise, and avoid data definition issues, detailed templates were used by local consultants and
         desk researchers in charge of the data collation.
         Currenly, only the compiled dataset described in this paper is available online, however researchers
         are welcome to contact the author directly at npushak@worldbank.org about individual utility
         templates.
         The templates used to collect the data are reproduced below.

                                                                                                                 84
         91Table 32. Qualitative variables for electricity and water distribution sectors (one
         time snap-shot)
 #                    Variable Name                                                          Description
                                                     This states the sector in which the utility subject to this questionnaire is active:
 1     Sector
                                                     Electricity, Potable Water, Sanitation
                                                     This lists all business activities which the utility in question is pursuing. In electricity,
                                                     this can for example be, distribution, transmission, generation, or any combination of
 2     Business activities                           them (if it is combination please specify the nature of it). In water, this can be
                                                     distribution, wastewater treatment, sanitation collection, or a combination of them
                                                     (please specify if it is combination).
Note: In what follows we are interested in the distribution activities of the utility only.
The objective of the next questions is to establish the asset ownership arrangements.
       Were distribution assets fully divested from In other words, did the government transfer full ownership of the distribution “pipes”
 3     the Government into a separate legal          or “wires” assets, to a separate legal entity? (Yes/No)
       entity?                                       If the answer is “NO” GO TO QUESTION 11
If the answer to the question 3 is “YES” please fill in Questions 4 through 10
       What is the name of the legal entity to
                                                     What company holds the assets necessary to undertake the distribution business, i.e.
 4     which the government transferred the
                                                     the ‘pipes’ or ‘wires’?
       assets?
                                                     The answer should be one of the following:
                                                     “SOE” if 100% of shares are owned by state
       Is the separate legal entity 100% state       “PPP(s)” if less than 100% is owned by state and control is exercised by state
 5     owned, or does it have private                “PPP(p)”as above but control is exercised by private investors
       participation?                                “PSP” if 100% privately owned and controlled
                                                     Note: PPP stands for public private partnership; PSP stand for private sector
                                                     participation; SOE stands for state owned enterprise
       When did the transfer of asset ownership
 6                                                   Year of the first transfer of assets from government
       happen? (year)
       What was the process of ownership             The process of ownership transfer can be, among others:
 7     transfer?                                     Government fiat (e.g. for SOEs), Bid, Direct Adjudication, Direct Negotiation,
                                                     Invitation, Petition, Request. If other, please specify.
                                                       The criteria to award the ownership of assets transfer can be, among others: Highest
      Ownership transfer award criteria
                                                       Cannon, Highest Price, Tariff, Lowest Government Subsidy, Investment/Business Plan,
 8    (probably not relevant if answer to
                                                       Shortest Duration of Concession, Multiple Criteria, Pre-qualification, Consortium. If
      Question 5 is SOE)
                                                       other, please specify.
                                                      Expenditures in return for acquiring government assets. Where deferred payments were
 9    Payments for assets transferred                 involved it would be desirable to collect information on any government or expert
                                                      views at the time of the transaction on the net present value of such payments.
                                                      Please state the name of the major private investor(s) (the ones with the largest package
       If not SOE, what is the name and               of shares and/or voting rights). Nationality is defined as the country where the investor
10
       nationality of the private investor(s)?        has its headquarters. If there is more then single private investor, please record the
                                                      names of the most important partners (up to 3-4) and their nationality.
The objective of the next questions is to establish who hold and exerts the right (in contrast to the physical assets) to operate the
distribution business. This section is optional if rights were transferred together with assets (if this is the case, please confirm this).
                                                      In other words, did the government transfer any unique and necessary economic right
       Were the business rights transferred from
11                                                    to distribute electricity or water (this economic right is sometimes labeled variously as
       the government to a separate legal entity?
                                                      a license, permit or concession held by the operator) to another legal entity? (Yes/No)
       If the answer to question 11 is “YES”, what What company holds the economic right to operate the distribution business?
12 is the name of the legal entity to which the
       government transferred the operating right?
                                                      The answer should be one of the following:
       Is the legal entity holding the operating      “SOE” if 100% of shares are owned by state
13 right 100% state owned or does it have             “PPP22(s)” if less than 100% is owned by state and control is exercised by state
       private shareholding?                          “PPP(p)”as above but control is exercised by private investors
                                                      “PSP” if 100% privately owned and controlled.
14 When did the transfer of rights happen?            Year of the first transfer of business rights from government
15 If the answer to question 13 is other than         Please state the name of the major private investor(s) (the ones with the largest package


         22
              public private partnership
                                                                                                                                      85
 #                   Variable Name                                                            Description
      SOE, what is the name and nationality of        of shares and/or voting rights). Nationality is defined as the country where the investor
      the private investor(s) in the legal entity?    has its headquarters.
                                                       If there is more then single private investor, please record the names of the most
                                                      important partners (up to 3-4) and their nationality.
The following section relates to the sale of shares in the legal entity holding the right to operate to private investors (PI). We are
interested in the first private strategic investor (or investors if they bought shares simultaneously), who became involved in the
sector.
       If there was a sale of shares to the PI, when
                                                      Please state the year when the agreement for the sale of shares to the first strategic
 16 did the sale of shares to the first private
                                                      private investor was signed (become legal).
       investor happen? (year)
       When were the shares actually transferred
 17                                                   Year
       to the first PI?
 18 What is the name of the first PI?                 Please state the name of the first major PI(s), if they entered simultaneously
 19 What is the nationality of the first PI?          Nationality is defined as the country where the investor has its headquarters
       What % of voting shares was sold to the
 20                                                   % of voting shares
       first PI?
       What was the process of the sale of shares      The shares can be awarded through the following processes: Bid, Direct Adjudication,
 21
       to the first PI?                               Direct Negotiation, Invitation, Petition, Request. If other, please specify.
                                                      According to what criteria did the first PI receive the right to buy shares? The criteria
       What was the criterion(a) used for selecting
 22                                                   can be: Highest Cannon, Highest Price, Multiple Criteria, Pre-qualification,
       the successful PI?
                                                      Consortium. If other, please specify.
 23 Payment for shares from the first PI              Please enter the monetary amount paid by the PI for the shares
                                                      Please describe any special terms and conditions involved in the sale of shares. For
       Special terms and conditions that apply to
 24                                                   example, the PI might have the priority right to buy the rest of the shares of the
       the sale of shares
                                                      company once they will be available for sale.
The following set of questions covers situations where there was/is an on-going contract between the government or another legal
state owned entity (e.g. SOE) and the legal entity (e.g. PSP) holding the operating rights.
                                                      Contracts are often labeled as:
                                                      Management contract
                                                      Lease contract
 25 Contract Type/Name
                                                      Concessions
                                                      Affermage
                                                      Please specify if another name is used.
                                                      For example:
       If Contract is Concession, what type of        Rehabilitate, operate, and transfer
 26
       concession it is?                              Rehabilitate, lease or rent, and transfer
                                                      Build, rehabilitate, operate, and transfer
                                                      Utilities holding private contracts can present one of the following states:
                                                      Operational
                                                      Concluded and not Renewed
 27
       Contract Status                                Concluded and Renewed
                                                      Cancelled (i.e. the private sector has exited from the contract)
                                                      Distressed (where the government or the operator has either requested contract
                                                      termination or is in international arbitration)
       What is the name of the legal entity that
 28                                                   Please state the name and nationality of the private partner
       entered the contract?
       Where the legal entity had PI what is the
 29                                                   Nationality is defined as the country where the private investor has its headquarters
       nationality of the main PI?
       Has the original contract ever been
 30                                                   In case of renegotiation, please state date and provide detail.
       renegotiated, and if so when?
The following questions concern the nature of the contractual investment rights and obligations.
                                                      Who has infrastructure investment responsibility, including the financing thereof?
 31 Investment Rights
                                                      Government or the legal entity or both? Please explain.
 32 Contractual Investment Obligations                Is the legal entity obliged to undertake mandatory investment?
The next section concerns the contract award process and duration of the contract.
 33 Year of award of contract                         Year of the first private participation in the business
 34 Year contract was operational                     Year in which the PI took over control of the utility
                                                      The contract can be awarded through the following processes, among others: Bid,
 35 Contract award process                            Direct Adjudication, Direct Negotiation, Invitation, Petition, Request. If other, please
                                                      specify.
                                                      The criteria to award contract can be, among others: Highest Cannon, Highest Price,
 36 Contract award criteria
                                                      Tariff, Lowest Government Subsidy, Investment/Business Plan, Shortest Duration of

                                                                                                                                   86
 #                  Variable Name                                                             Description
                                                     Concession, Multiple Criteria, Pre-qualification, Consortium. If other, please specify.
                                                     Expenditures on acquiring government rights to provide services in a specific area.
                                                     Funds for acquiring government rights to provide services are usually paid through
 37 Payment for contract                             license fees, or canon payments. Note: (i). no initial investment is generally involved in
                                                     management or service contracts and (ii) this variable could also be considered as the
                                                     Value of the Contract)
                                                     Over the life of the contract what % of the revenue earned by the distribution business
 38 % Revenue retention p.a.                         is to be retained by the legal entity, (pre-tax). There is likely to be an interaction
                                                     between the answers in questions 9 and/or 37 and the answer to this question.
                                                     Number of years for which the business will be under the awarded company’s control
 39 Duration of the contract
                                                     (identical to Length of contract)
The next section elicits information on the precise quality of the state owned utility as a valid comparator for this study. In this
section we would like the questions answered also in respect of PSPs where the government retains the controlling interest e.g. at
least 50% of the voting shares.
 40 Is the entity (SOE) established under normal corporate law? Yes/No
       What is the legal basis of the SOE? Please    If the answer to the previous question was “No” please describe the legal basis for
 41
       name the law                                  establishing the entity and provide the name of the law
       Is the SOE subject to normal taxation rules
 42 that a similar private sector firm would         E.g. liable for corporation and value added taxes
       face?
       Are the senior public or civil servants
                                                     For example senior officials in sector or finance ministries or such persons who are
       and/or government employees more
 43                                                  recently retired?
       generally members of the SOE Board or
                                                     Yes/No
       senior management?
       Are a majority of the SOE Board private
 44                                                  As against, for instance, fixed quotas representatives of interest groups.
       sector business people?
       Does the SOE have the same freedom that a similar private sector firm would have in respect of employment in the SOE? (Does the
 45
       SOE have hiring, remuneration and firing rights?) Yes/No
 46 Does the SOE have the same freedom to invest in or acquire assets that a similar private sector firm would have? Yes/No
 47 Does the SOE have the same freedom to borrow funds that a similar private sector firm would have? Yes/No
       Does the SOE have a clear non-conflicting commercial objective as a private firm might have? For example, maximize shareholder
 48
       value
       How are/were non-commercial objectives for utility handled? For example, treating the maintenance of un-profitable services? Please
 49
       describe shortly if possible.
General Section. Please complete in all cases.
                                                     This can be: Law (passed through congress), Decree (decided by the president),
       Legal authorization of private participation
 50                                                  Specific attributions of a branch in the government, Contract, License. If other, please
       (Legal Framework)
                                                     specify.
                                                     Economic regulation usually means that the prices that can be charged by an entity are
       Is the legal entity subject to economic
 51                                                  subject to control by the government or a specialist entity established by the
       regulation?
                                                     government with that role.
       Has a Regulatory Agency (RA) been             Has a Regulatory Body or Agency been established to regulate the sector in which the
 52
       established?                                  utility is active (including regulation by a multi-sector regulator)?
                                                     This refers to the sector(s) the agency regulates; a multi-sector RA regulates more than
 53 Is it a single sector or a multi-sector RA?
                                                     one sector
 54 Year in which the RA was established (RA legal establishment year)
 55 Year in which the RA became operational (This is the year in which the RA started to actually regulate the sector)
 56 Can the RA autonomously set the tariffs without authorization or approval from the government? Yes/No
                                                     This refers to the origin of the budget which can be: fees or charges directly levied on
 57 Source of budget for the RA                      the regulated utility(ies); the Government’s budget; or a combination of the two (please
                                                     specify the % structure of the budget if it is combination).
       Duration of term of appointment of the        What is the length of the appointment term of the head of the RA, e.g. Chairperson or
 58
       RA’s head                                     President?
                                                     This can be: Revenue Cap, Price Cap, Rate of Return, No Regulation. If other, please
 59 Type of tariff regulations
                                                     specify.

        Table 92Table 33. Ownership variables for the both sectors, followed over time
  #          Variable name           Unit                                   Description
                                          This is the percentage of total equity that private investors own in the utility,
       % of private sector
  1                                   %   including foreign investors. Please account for individuals, shares currently
       ownership of utility (equity)
                                          on the stock market, and any other investors, including private banks.

                                                                                                                                  87
#          Variable name             Unit                                     Description
                                              Note: Any foreign ownership is considered as private.
     % of ownership of the
                                              This refers to the percentage of the equity that is owned by the main (largest)
2    utility by the main private      %
                                              private investor.
     investor
     % of voting rights
                                              This corresponds to the total percentage of voting rights that belong to the
3    held by the main private         %
                                              main private investor (often the same as in Question #2).
     investor
4    % of foreign ownership           %       This is the total percentage of equity owned by foreign investors.
                                              This includes: governments of all levels and ministries
                                              all other state owned entities (including entities legally separated from
5    % of state ownership             %
                                              government).
                                              Note: Federal, state and municipal ownership is regarded as state ownership.
                                               This is the percentage of equity held by special non-private institutions that
     % of non-private, non-
                                              are legally separate from the government such as government pension funds
6    government ownership of          %
                                              or national state owned banks.
     utility
                                              Note: This is a subset of number “5”

      Table 93Table 34. Quantitative variables for the electricity sector, followed over time
#                Variable name                Unit                                  Description
                                                    This is total number of connections (not individuals) for electricity
      Total number of connections in
1                                               #   distribution in the utility area (i.e. number of residential and non-
      the utility area
                                                    residential connections).
      Total number of residential                   This is total number of residential electricity connections (not
2                                               #
      connections in the utility area               individuals) in the utility area.
      Total number of NON-residential               This is the total number of NON-residential (commercial, industrial,
3                                               #
      connections in the utility area               government, other non-residential) electricity
                                                    A household consists of all the people who occupy a housing unit;
      Total number of households in the
4                                               #   the number of households equals the number of occupied housing
      utility area
                                                    units.
                                                    This can be calculated by dividing ‘Total number of residential
      Residential coverage for                      electricity connections’ by ‘Total number of households in the utility
5                                               #
      electricity service                           area’. Note: If ‘10’ is not available but the utility can provide an
                                                    approximation of ‘11’, please report this alternative.
                                                    This is the total electricity produced or generated by the company for
      Total electricity generated by the
6                                           MWH     distribution purposes in the area covered by the utility. It should not
      utility per year
                                                    include exports abroad.
      Total electricity purchased by the            This is the total electricity bought by the company for distribution
7                                           MWH
      utility for distribution per year             purposes in the covered area (including imports).
8     Total electricity sold                MWH     This is the same as total electricity billed or total electricity supplied.
      Total electricity sold to residential         This is the same as total electricity billed or total electricity supplied
9                                           MWH
      consumers                                     to residential consumers.
                                                    This is total revenues of the utility (without indirect taxes e.g. VAT).
10    Total revenues                           nlc
                                                    Includes revenues from both operational and financial activities.
      Total revenues from electricity               This is total revenues related to electricity distribution activities
11                                             nlc
      distributed                                   (without indirect taxes).
      Total revenues from electricity
                                                    This is total revenues related to electricity distribution activities in
12    distributed to residential               nlc
                                                    residential sector (without indirect taxes).
      consumers
13    Collection ratio                         %    Revenues collected / Total electricity billed.
                                                    Average number of overdue days between billing and payment per
14    Payment arrears                         Days
                                                    year.
                                                    This is the total number of employees related to electricity
                                            Persons
15    Total number of employees              (FTE)
                                                    distribution activities in the utility. Note: what we are looking for is
                                                    Paid Full-Time Equivalent (FTE), but any consistent series of total

                                                                                                                     88
#             Variable name                Unit                                     Description
                                                    employment in the utility should be reported as alternative. If
                                                    different from FTE please state in the parentheses
                                                    This includes wages, expenses, and benefits of employees related to
16   Total labor costs                      nlc
                                                    electricity distribution activities.
                                                    This is the total electricity that could be generated by the utility for
17   Installed capacity for generation      MW
                                                    distribution purposes.
                                                    This corresponds to the total length of electricity distribution
18   Length of distribution network         Km      network. Please specify the voltage. For example, networks less than
                                                    50 KV or networks 110 KV and less.
     Total annual investments                       Total annual investments related to distribution activities (this does
19                                          nlc
     (CAPEX)                                        not include financial investments).
                                                    Total annual operating expenses related to distribution activities.
     Total annual operating expenses
20                                          nlc     These are expenses for the essential things that a company must
     (OPEX)
                                                    incur in order to maintain business.
                                                    This is total cost of electricity purchased (does not include cost of
21   Cost of purchased electricity          nlc
                                                    own generation if any and indirect taxes)
                                                    This refers to the average price the utility has to pay for the
                                                    electricity purchased for distribution. If no better information is
     Average price of electricity            nlc
22                                         /MWH
                                                    available this variable can be calculated as: Total cost of electricity
     purchased by the utility
                                                    purchased (does not include cost of own generation if any and
                                                    indirect taxes) divided by Total electricity purchased.
     Electricity lost each year in                  This includes both technical losses and commercial losses in a year
23                                           %
     distribution                                   and is expressed as a percentage of the total electricity distributed.
                                                    This is the number of hours the system was without power in a year.
     Cumulative interruption time per      Hours/
24                                          year
                                                    If not available, please collect any other service measure (e.g. total
     year
                                                    customer complains, total customers calls answered).
     Interruption frequency rate per         #/     This is the total number of times the system was without power in a
25                                          year
     year                                           year.
     Average interruption time per         Hours/   If no other information is available this can be calculated as
26                                          year
     year                                           Cumulative interruption time / Interruption frequency rate
                                                    Please provide any available information calculated by the utility,
                                                    regulatory agencies or similar entities (e.g. statistics offices) on
     Average residential electricity         nlc
27                                         /MWH
                                                    average price per MWH of electricity sold to residential consumers
     tariff *
                                                    including both fixed and variable components in local nominal
                                                    currency without indirect taxes.
     Average fixed residential               nlc
28                                         /MWH
                                                    This is the fixed factor of the residential tariff.
     electricity tariff *
     Average variable residential            nlc    This is the tariff charged for every extra MWH consumed by
29                                         /MWH
     electricity tariff *                           residential customers.
                                                    Please provide any available information calculated by the utility,
                                                    regulatory agencies or similar entities (e.g. statistics offices) on
     Average NON-residential                 nlc
30                                         /MWH
                                                    average price per MWH of electricity sold to NON-residential
     electricity tariff *
                                                    consumers including both fixed and variable components in local
                                                    nominal currency without indirect taxes.
     Average fixed NON-residential           nlc
31                                         /MWH
                                                    This is the fixed factor of the NON-residential tariff.
     electricity tariff *
     Average variable NON-                   nlc    This is the tariff charged for every extra MWH consumed by NON-
32                                         /MWH
     residential electricity tariff *               residential customers.
     Government subsidies to the                    These are direct subsidies or investments from the Government to
33                                          nlc
     utility                                        the utility.
                                                    These are the total investments that private partners are required to
     Mandatory investment
34                                          nlc     undertake accordingly to their contractual arrangements with the
     requirements (if any)
                                                    Government.
         *Where available, please provide tariff schedule.

                                                                                                                  89
         Note: lnc stands for nominal local currency

     Table 94Table 35. Quantitative variables for the water sector, followed over time
#             Variable name         Unit                                    Description
      Total number of water                This is total number of connections (not individuals) for water
1     connections in the utility      #    distribution in the utility area (i.e. number of residential and non-
      area                                 residential connections)
      Total number of residential
                                           This is total number of residential water connections (not individuals)
2     water connections in the        #
                                           in the utility area.
      utility area
      Total number of NON-
      residential water                    This is the total number of NON -residential (commercial, industrial,
3                                     #
      connections in the utility           government, others) connections for water in the utility area.
      area
      Total number of households           A household consists of all the people who occupy a housing unit; the
4                                     #
      in the utility area                  number of households equals the number of occupied housing units.
                                           This can be calculated by dividing ‘Total number of residential water
      Residential coverage for             connections’ by ‘Total number of households in the utility area’.
5                                    %
      water service                        Note: If ‘10’ is not available but the utility can provide an
                                           approximation of ‘11’, please report this alternative.
      Total number of sanitation           This is total number of connections (not individuals) for sanitation in
6     connections in the utility      #    the utility area. (i.e. number of residential and non-residential
      area                                 sanitation connections)
      Total number of residential
                                           This corresponds to total residential sanitation connections in the
7     sanitation connections in the   #
                                           utility area.
      utility area
      Total number of NON-
      residential sanitation               This corresponds to total NON-residential (commercial, industrial,
8                                     #
      connections in the utility           government, others) connections for sanitation in the utility area.
      area.
                                           This can be calculated by dividing ‘Total number of residential
                                           sanitation connections’ by ‘Total number of households in the utility
      Residential coverage for
9                                    %     area’.
      sanitation service
                                           Note: If ‘10’ is not available but the utility can provide an
                                           approximation of ‘15’, please report this alternative.
                                           This is the total water production capacity the utility has for
      Installed capacity for water  Cubic
10                                         distribution purposes (mainly treatment plants; not including storage
      supply                        meters
                                           capacity for reserves and underground sources)
      Length of network for water
11                                   Km    This is the pipeline length for water distribution purposes
      distribution
      Length of network for
12                                   Km    This is the pipeline length for sanitation purposes
      sanitation
                                           This is the total water produced by the utility per year for distribution
      Total water produced by the   Cubic
13                                         purposes
      utility per year              meters
      Total used-water
                                      Cubic     This is the total used-water (wastewater) treated from the sanitation
14    (wastewater) treated by the
                                      meters    system in a year
      utility per year (if any)
                                                This is total water billed or supplied by the utility in a year (including
      Total water sold by the         Cubic
15                                              water supply for residential and NON-residential consumers; metered
      utility                         meters
                                                and unmetered)
      Total water sold by the
                                      Cubic     This is total water billed or supplied to residential consumers by the
16    utility to residential
                                      meters    utility in a year.
      consumers
      Total water collected by the    Cubic     This is total water collected by the utility’s sanitation system in a year
17
      utility                         meters    (residential and non-residential).

                                                                                                                   90
#            Variable name             Unit                                    Description
     Total water collected by the
                                      Cubic     This is total water collected by the utility’s sanitation system in a year
18   utility from residential
                                      meters    from residential consumers
     consumers
     Total revenues (utility)
19                                      nlc     This refers to total revenues of the utility (without indirect taxes).
     Total revenues (water and                  This refers to total revenues related only to water distribution and
20                                      nlc
     sanitation)                                sanitation activities (without indirect taxes)
                                                This refers to total revenues related to water distribution activities only
21   Revenues from water                nlc
                                                (without indirect taxes; residential and non-residential)
     Revenues from water
                                                This refers to total revenues from residential consumers related to
22   supplied to residential            nlc
                                                water distribution activities only (without indirect taxes)
     consumers
                                                This is total revenues related to sanitation activities only (without
23   Revenues from sanitation           nlc
                                                indirect taxes) (residential and non-residential)
     Revenues from sanitation
                                                This is total revenues from residential consumers related to sanitation
24   collected from residential         nlc
                                                activities only (without indirect taxes)
     consumers
25   Collection ratio                   %       Revenues collected / Total water billed
26   Payment arrears                   Days     Average number of overdue days between billing and payment.
                                                This is the total number of employees related to electricity distribution
     Total number of employees                  activities in the utility. Note: what we are looking for is Paid Full-Time
                                      Persons
27   in the utility (water and                  Equivalent (FTE), but any consistent series of total employment in the
                                       (FTE)
     sanitation)                                utility should be reported as alternative. If different from FTE please
                                                state in the parentheses
     Total number of employees        Persons   This is the total number of employees related to water distribution
28
     (water)                           (FTE)    activities
     Total number of employees        Persons
29                                              This is the total number of employees related to sanitation activities
     (sanitation)                      (FTE)
     Total labor costs (water and               This includes wages, expenses, and benefits of employees related to
30                                      nlc
     sanitation)                                water distribution and sanitation activities
                                                This includes wages, expenses, and benefits of employees related to
31   Total labor costs (water)          nlc
                                                water distribution activities only
                                                This includes wages, expenses, and benefits of employees related to
32   Total labor costs (sanitation)     nlc
                                                sanitation activities only
                                                Total annual investments related to distribution activities (this does not
     Total annual investments                   include financial investments)
33                                      nlc
     (CAPEX)                                    Note: if there is a separation of the CAPEX figures into water and
                                                sanitation activities available, please provide the separate figures.
                                                Total annual operating expenses related to distribution activities.
     Total annual operating
34                                      nlc     Note: if there is a separation of the OPEX figures into water and
     expenses (OPEX)
                                                sanitation activities available, please provide the separate figures.
                                                UFW = [Total water produced - Total water sold - Estimate of amount
                                                of water used for authorized but unmetered water uses (i.e. unbilled
     Unaccounted for water              %
35                                              authorized consumption)]/[Total water produced]
     (UFW)
                                                Note: in case percentage is not available, please provide any available
                                                data on these units: m3/conn/d OR m3/km/d
                                                NRW = [(Total water produced - Total water sold (or billed)]/[Total
36   Non-Revenue water                  %
                                                water produced]
     Average number of hours
                                      Hours /   Average number of hours per day that water service is distributed to
37   per day with residential
                                       day      residential consumers in the utility area
     water service
     Percentage of samples that                 PSPT = potability/bacteriological test
38                                      %
     passed a potability test                   Note: or any other water quality measures available.
                                                Please provide any available information calculated by the utility,
     Average residential water        nlc per
39                                              regulatory agencies or similar entities (e.g. statistics offices) on
     tariff per m3 *                    m3
                                                average price per m3 of water sold to residential consumers including
                                                                                                                   91
         #             Variable name             Unit                                  Description
                                                           both fixed and variable components in local nominal currency, without
                                                           indirect taxes
                Average fixed residential       nlc per
         40                                                This is the fixed factor of the residential tariff for water distribution
                water tariff per m3 *             m3
                Average variable residential    nlc per    This is the tariff charged for every extra residential m3 of water
         41
                water tariff per m3 *             m3       consumed
                                                           Please provide any available information calculated by the utility,
                                                           regulatory agencies or similar entities (e.g. statistics offices) on
                Average NON-residential         nlc per
         42                                                average price per m3 of water sold to NON-residential consumers
                water tariff per m3 *             m3
                                                           including both fixed and variable components in local nominal
                                                           currency without indirect taxes
                Average fixed NON-
                                                nlc per    This is the fixed factor of the non-residential tariff (this is different
         43     residential water tariff per
                                                  m3       from the connection rate) for water distribution
                m3 *
                Average variable NON-
                                                nlc per    This is the tariff charged for every extra NON-residential m3of water
         44     residential water tariff per
                                                  m3       consumed
                m3 *
                                                           Please provide any available information calculated by the utility,
                                                           regulatory agencies or similar entities (e.g. statistics offices) on
                Average residential             nlc per
         45                            3            3      average price per m3 of used water collected (sanitation) to residential
                sanitation tariff per m *         m
                                                           consumers including both fixed and variable components in local
                                                           nominal currency without indirect taxes
                                                           Please provide any available information calculated by the utility,
                                                           regulatory agencies or similar entities (e.g. statistics offices) on
                Average NON-residential         nlc per
         46                            3            3      average price per m3 of used water collected (sanitation) to NON-
                sanitation tariff per m *         m
                                                           residential consumers including both fixed and variable components in
                                                           local nominal currency without indirect taxes
                Government subsidies to the                These are direct subsidies or investments from the Government to the
         47                                       nlc
                utility                                    utility
                                                           These are the total investments private participators are required to
                Mandatory investment
         48                                       nlc      undertake accordingly to their contractual arrangements with the
                requirements (if any)
                                                           Government
                   *Where available, please provide tariff schedule.
                   Note: lnc stands for nominal local currency



              5.3. List of observed utilities

              5.3.1. Electricity – included PSP cases


              95Table 36. List of included PSP, electricity
Region         Country                               Utility name                                         Year*          Type of PSP
EAP          Philippines Meralco                                                                           1992     Divestiture (partial)
ECA          Armenia     Electricity Network of Armenia (ElNetArm)                                         2002     Divestiture (full)
             Azerbaijan  Ali-Bayramli Electricity Network                                                  2002     Concession contract
                         Baku Electricity Network                                                          2002     Concession contract
                         Ganja Electricity Network                                                         2002     Concession contract
                         Sumgait Electricity Network                                                       2002     Concession contract
             Czech       Jihoceska Energetika (JCE)                                                        2003     Divestiture (partial)
             Republic    Jinomoravska Energetika (JME)                                                     1999     Divestiture (partial)
                         Prazska Energetika (PRE)                                                          1996     Divestiture (partial)
             Estonia     AS Narva Elektrivork                                                              1998     Divestiture (full)

                                                                                                                               92
Region    Country                                Utility name                          Year*        Type of PSP
         Georgia     Telasi                                                             1999   Divestiture (partial)
         Hungary     Budapesti Elektromos Muvek                                         1995   Divestiture (full)
                     Del-Dunantuli Aramszolgaltato Rt (DEDASZ)                          1995   Divestiture (full)
                     Eszak-Dunantuli Aramszolgaltato Rt (EDASZ).                        1995   Divestiture (full)
                     Tiszantuli Aramszolgaltato Rt (TITASZ)                             1995   Divestiture (full)
         Moldova     RED Centru                                                         2000   Divestiture (full)
                     RED Chisinau                                                       2000   Divestiture (full)
                     RED Sud                                                            2000   Divestiture (full)
         Poland      STOEN                                                              2003   Divestiture (full)
         Russia      Vladimir MUP Electroset (Vladimir Utility Systems)                 2003   Concession contract
         Slovak      Stredoslovenska Energetika                                         2002   Divestiture (partial)
         Republic    Vychodoslovenska Energetika                                        2003   Divestiture (partial)
                     Zapadoslovenska Energetika                                         2002   Divestiture (partial)
         Ukraine     Chernigivoblenergo                                                 1998   Divestiture (partial)
                     Khersonoblenergo                                                   2001   Divestiture (full)
                     Kirovogradoblenergo                                                2001   Divestiture (full)
                     Kyivoblenergo                                                      2001   Divestiture (full)
                     LuganskEnergyUnion                                                 2002   Divestiture (full)
                     Lvivoblenergo                                                      1998   Divestiture (partial)
                     Odesaoblenergo                                                     1998   Divestiture (partial)
                     Poltavaoblenergo                                                   1998   Divestiture (partial)
                     Prykarpattiaoblenergo                                              1998   Divestiture (partial)
                     Rivneoblenergo                                                     2001   Divestiture (full)
                     Sevastopilenergo                                                   2001   Divestiture (full)
                     Sumyoblenergo                                                      1998   Divestiture (partial)
                     Zhytomyroblenergo                                                  2001   Divestiture (full)
LAC      Argentina   Compania Electrica de Salta SA                                     1996   Divestiture (partial)
                     Edesur SA                                                          1992   Divestiture (full)
                     Empresa de Distribucion de Electricidad de Entre Rios              1996   Divestiture (full)
                     Empresa de Distribucion Electrica de Tucuman SA                    1995   Divestiture (partial)
                     Empresa de Energia de Catamarca                                    1996   Divestiture (partial)
                     Empresa de Energia de Formosa                                      1995   Divestiture (full)
                     Empresa de Energia de Rio Negro SA                                 1996   Divestiture (full)
                     Empresa Distribuidora de Electricidad de Mendoza                   1998   Divestiture (partial)
                     Empresa Distribuidora de Electricidad de San Luis                  1993   Divestiture (full)
                     Empresa Distribuidora de Electricidad de Santiago del Estero       1995   Divestiture (partial)
                     Empresa Distribuidora de Electricidad La Rioja                     1995   Divestiture (full)
                     Empresa Distribuidora de Energia Atlantica                         1997   Divestiture (partial)
                     Empresa Distribuidora Electrica Norte SA                           1997   Divestiture (full)
                     Empresa Distribuidora Electrica Sur SA                             1997   Divestiture (full)
                     Empresa Distribuidora y Comercializadora Norte Sociedad Anonima
                     (Edenor S.A.)                                                      1992   Divestiture (full)
                     Empresa Electrica San Juan                                         1996   Divestiture (partial)
                     Empresa Jujena de Energia SA                                       1996   Divestiture (full)
                     Empresa Provincial de Energia La Plata SA                          1992   Divestiture (partial)
         Bolivia     Cochabamba Light and Power Company (ELFEC)                         1995   Divestiture (partial)
                     Company de Luz y Fuerza Electrica Oruro (ELFEO)                    1995   Divestiture (full)
                     Electricity of La Paz (ELECTROPAZ)                                 1995   Divestiture (full)
                     AES SUL Distribuidora Gaucha de Energia (Companhia Centro-Oeste
         Brazil      de Distribuicao                                                    1997   Divestiture (partial)
                     Caiua Servicos de Eletricidade S.A. (CAIUA)                        1985   Divestiture (full)

                                                                                                         93
Region     Country                                Utility name                            Year*        Type of PSP
                     Centrais Eletricas do Para (Celpa)                                    1998   Divestiture (partial)
                     Centrais Eletricas Matogrossenses SA (CEMAT)                          1997   Divestiture (partial)
                     Cia.Sul Sergipana de Eletricidade                                     1999   Divestiture (partial)
                     Companhia de Electricidade do Estado da Bahia (COELBA)                1997   Divestiture (partial)
                     Companhia de Electricidade do Estado Rio de Janeiro SA (CERJ)         1996   Divestiture (partial)
                     Companhia de Eletricidade de Nova Friburgo (CENF)                     1997   Divestiture (partial)
                     Companhia de Energia Eletrica de Pernambuco (CELPE)                   2000   Divestiture (partial)
                     Companhia de Energia Eletrica do Estado do Tocantins                  1989   Divestiture (partial)
                     Companhia Energetica de Borborema (CELB)                              1999   Divestiture (partial)
                     Companhia Energetica do Ceara (Coelce)                                1998   Divestiture (partial)
                     Companhia Energetica do Maranhao (CEMAR)                              2000   Divestiture (partial)
                     Companhia Energetica do Rio Grande do Norte (Cosern)                  1997   Divestiture (partial)
                     Companhia Forca e Luz Cataguazes-Leopoldina (CFLCL)                   1982   Divestiture (full)
                     Companhia Forca e Luz do Oeste (CFLO)                                 1995   Divestiture (full)
                     Companhia Jaguari de Energia (CJE)                                    1999   Divestiture (full)
                     Companhia Luz e Forca de Mococa                                       1997   Divestiture (partial)
                     Companhia Nacional de Energia Eletrica                                1984   Divestiture (full)
                     Companhia Paulista de Energia Eletrica (CPEE)                         1970   Divestiture (full)
                     Companhia Paulista de Forca e Luz (CPFL)                              1997   Divestiture (partial)
                     Companhia Piratininga de Forca e Luz                                  2001   Divestiture (full)
                     Elektro Eletricidade e Servicos SA (Elektro)                          1998   Divestiture (partial)
                     Eletropaulo Metropolitana Eletricidade de São Paulo                   1998   Divestiture (partial)
                     Empesa de Eletricidade Vale Paranapanema S/A                          1980   Divestiture (partial)
                     Empresa Bandeirante de Energia (EBE)                                  1998   Divestiture (partial)
                     Empresa Eletrica Bragantina S. A. (EEB)                               1970   Divestiture (full)
                     Empresa Energetica de Sergipe S.A.                                    1997   Divestiture (partial)
                     Empresa Energetica do Estado do Mato Grosso do Sul (Enersul)          1997   Divestiture (partial)
                     Empresa Luz e Forca Santa Maria S/A                                   1995   Divestiture (partial)
                     Espirito Santo Centrais Eletricas SA (ESCELSA)                        1999   Divestiture (partial)
                     Forca e Luz Coronel Vivida Ltda. – FORCEL                             1999   Divestiture (partial)
                     Light Servicos de Eletricidade SA                                     1996   Divestiture (partial)
                     Luz e Forca Santa Cruz                                                1995   Divestiture (full)
                     Muxfeldt, Marin & Cia                                                 1997   Divestiture (partial)
                     Rio Grande Energia s.a                                                1997   Divestiture (partial)
                     Sociedade Anonima de Eletrificacao da Paraiba (SAELPA)                2000   Divestiture (partial)
                     Usina Hidroeletrica Nova Palma (UHENPAL)                              2001   Divestiture (partial)
         Chile       CGE (Compania General de electricidad)                                1984   Divestiture (full)
                     CHILECTRA S.A.                                                        1987   Divestiture (full)
                     CONAFE                                                                1984   Divestiture (full)
                     CREO/LUSOSORNO/GEDELSA                                                1999   Divestiture (full)
                     EDECSA (ENERGIA DE CASA BLANCA S.A.)                                  1996   Divestiture (full)
                     EDELAYSEN (EMPRESA ELECTRICA DE AYSEN)                                1998   Divestiture (full)
                     EDELMAG (EMPRESA ELECTRICA DE MAGALLANES S.A.)                        1984   Divestiture (full)
                     ELECDA (EMPRESA ELECTRICA DE ANTOFAGASTA S.A.)                        1990   Divestiture (full)
                     ELIQSA (EMPRESA ELECTRICA DE IQUIQUE S.A.)                            1990   Divestiture (full)
                     EMELARI (EMPRESA ELECTRICA DE ARICA S.A.)                             1990   Divestiture (full)
                     EMELAT S.A. (EMPRESA ELECTRICA ATACAMA)                               1988   Divestiture (full)
                     Empresa Electrica de Casablanca S.A. (EMELCA)                         1997   Divestiture (full)
                     EMPRESA ELÉCTRICA DE COLINA LTDA.                                     1996   Divestiture (full)
                     Empresa Electrica de Coquimbo (Emec)                                  1989   Divestiture (full)
                     Empresa Eléctrica de Melipilla, Colchagua y Maule S.A., Emelectric    1986   Divestiture (full)

                                                                                                            94
Region     Country                                    Utility name                            Year*        Type of PSP
                         Empresa Eléctrica de Talca, Filial Emelectric S.A.                    1998   Divestiture (partial)
                         Empresa Eléctrica Puente Alto Ltda. (EEPA)                            1992   Divestiture (full)
                         ENERQUINTA (CHILQUINTA ENERGIA S.A.)                                  1987   Divestiture (full)
                         FRONTEL (EMPRESA ELECTRICA DE LA FRONTERA S.A.)                       1981   Divestiture (full)
                         LITORAL (Compania ELECTRICA DEL LITORAL)                              1996   Divestiture (full)
                         LUZ ANDES S.A. (LO BARNECHEA)                                         1997   Divestiture (full)
                         LUZ PARRAL (LUZPAR LTDA)                                              1996   Divestiture (full)
                         LUZLINARES (LUZAGRO LTDA)                                             1996   Divestiture (full)
                         RIO MAIPO (Compania ELECTRICA DEL RIO MAIPO)                          1989   Divestiture (full)
                         SEP (PIRQUE)                                                          1997   Divestiture (full)
                         Sociedad Austral De Electricidad S.A. (SAESA)                         1981   Divestiture (full)
                         Empresa comercializadora de energia el Departamento y Bogota
         Colombia        (CODENSA)                                                             1997   Divestiture (partial)
                         Empresa de Energia del Pacifico (EPSA)                                1997   Divestiture (partial)
                         ElectroCosta                                                          1998   Divestiture (partial)
                         ElectriCaribe                                                         1998   Divestiture (partial)
         El Salvador     Compania de Alumbrado Electrico de San Salvador (CAESS)               1998   Divestiture (partial)
                         Compania de Luz Electrica de Santa Ana (CLESA)                        1998   Divestiture (partial)
                         Distribuidora de Electricidad del Sur (DELSUR)                        1998   Divestiture (partial)
                         Distribuidora Electrica de Usulutan (DEUSEM)                          1998   Divestiture (full)
                         Empresa Electrica de Oriente (EEO)                                    1998   Divestiture (partial)
         Guatemala       Empresa de Distribucion de Occidente                                  1999   Concession contract
                         Empresa de Distribucion de Oriente                                    1999   Concession contract
                         Empresa de Distribucion Electrica de Guatemala (EEGSA)                1998   Divestiture (partial)
         Nicaragua       Empresa Distribuidora de Electricidad del Norte                       2000   Divestiture (full)
                         Empresa Distribuidora de Electricidad del Sur S. A.                   2000   Divestiture (full)
         Panama          Empresa de Distribucion Electrica Elektra Noreste, S.A.               1998   Divestiture (partial)
                         Empresa de Distribucion Electrica Chiriqui, S.A (EDECHI)              1998   Divestiture (partial)
                         Empresa de Distribucion Electrica Metro Oeste, S.A. (EDEMET)          1998   Divestiture (partial)
         Peru            Empresa de Distribucion de Energia de Chancay SA                      1996   Divestiture (partial)
                         Empresa de Distribucion Electrica Lima Norte SA (merged with
                         Edechancay)                                                           1994   Divestiture (partial)
                         Empresa Regional de Servicio Publico de Electricidad del Sur Medio
                         SA                                                                    1997   Divestiture (partial)
                         LUZ DEL SUR                                                           1994   Divestiture (full)
                         EDECANETE                                                             1996   Divestiture (full)
                         ELECTRO NORTE                                                         1998   Divestiture (partial)
                         ELECTRO NORTE MEDIO (HIDRANDINA)                                      1998   Divestiture (partial)
                         ELECTRO CENTRO                                                        1998   Divestiture (partial)
                         ELECTRO NOR OESTE                                                     1998   Divestiture (partial)
MENA     Morocco         Lyonnaise des Eaux de Casablanca (LYDEC)                              1997   Concession contract
SA       India           Delhi Vidyut Board Distribution (DVB)                                 2002   Divestiture (partial)
                         Noida Power Company Ltd.                                              1993   Divestiture (partial)
                         Orissa                                                                1999   Divestiture (partial)
SSA      Cameroon        AES Sonel                                                             2001   Concession contract
         Cape Verde      Electra                                                               2000   Concession contract
         Cote d'Ivoire   Compagnie Ivoirienne d' Electricite (CIE)                             1990   Concession contract
         Gabon           Societe d'Energie et d'Eaux du Gabon (SEEG)                           1997   Concession contract
         Mali            Electricite et Eau du Mali SA (EDMSA)                                 1994   Management contract
         Namibia         Reho                                                                  2000   Lease contract
         Senegal         Senelec                                                               1999   Concession contract

                                                                                                                95
Region     Country                                     Utility name                                 Year*          Type of PSP
         Tanzania        Tanzania Electricity Supply Company (TANESCO)                               2002 Management contract
         Uganda          West Nile Rural Electrification Company (WENRECO)                           2003 Concession contract
          * Year in which utility started to operate under private party control. Not always coincide with the formal year
          of private involvement


          5.3.2. Electricity – targeted, but not included PSP cases

          Data for some of the identified PSPwas not possible to collect. These cases are listed below.
          Reasons for the lack in data included non-response by utilities, etc Nat, please confirm/complete!

          Table 96Table 37. List of targeted but not included PSP, electricity
          Region           Country                                   Utility name                                 Year*
         EAP          Philippines          Davao Light and Power, Inc                                              1946
                                           Visayan Electric Company, Inc                                           1946
         ECA          Estonia              Laanemaa Elektrivork                                                    1998
                                           Viimsi Elekter                                                          2000
                                           Viru Energia                                                            1999
                      Hungary              DEMASZ                                                                  1995
                                           EMASZ                                                                   1995
                      Kazakhstan           East Kazakhstan REC                                                     1999
                                           Karagandaenergo                                                         1998
                                           Kokshetau Network Company                                               1997
                                           Semipalatinsk REC                                                       1999
                      Poland               GZE                                                                     2001
         LAC          Brazil               Companhia Hidroelétrica São Patrício (CHESP)                          pre 2003
                                           Empresa Forca e Luz de Urussanga Ltda. (URUSSANGA)                      1999
         MENA         Morocco              Rabat Utility Concession                                                1998
                                           Tangiers Water and Electricity Concession                               2002
                                           Tetouan Water and Electricity Concession                                2002
         SSA          Chad                 STEE                                                                    2000
                      Guinea               EDG                                                                     1994
                      Namibia              Northern Electricity (reverted to SOE in 2003)                          1996
          * Year in which utility started to operate under private party control. Not always coincides with the formal
          year of private involvement


          5.3.3. Electricity – SOEs

          Table 97Table 38. List of SOE, electricity
           Region                Country                                         Utility name
          EAP         Malaysia                    Sarawak Electricity Supply Corpn (SESCO)
                                                  Tenaga Nasional Bhd. (TNB)
          ECA         Azerbaijan                  Nakhchivan Electricity Network
                      Estonia                     Eesti Energia AS
                      Moldova                     RED Nord
                                                  RED Nord-Vest
                      Poland                      EnergiaPro Koncern Energetyczny SA Jelenia Gora
                                                  EnergiaPro Koncern Energetyczny SA Legnica
                                                  Koncern Energetyczny ENERGA SA Koszalin


                                                                                                                      96
Region            Country                                      Utility name
         Russian Federation   Cherepovets MUP Electroset (Cherepovec municipal utility)
         Ukraine              Cherkasyoblenergo
                              Chernivtsioblenergo
                              Dniprooblenergo
                              Donetskoblenergo
                              Kharkivoblenergo
                              Khmelnytskoblenergo
                              Krymenergo
                              Mykolayivoblenergo
                              Ternopiloblenergo
                              Vinnytsyaoblenergo
                              Volynoblenergo
                              Zakarpattiaoblenergo
                              Zaporizhzhiaoblenergo
LAC      Argentina            APELP (La Pampa)
                              DPEC (Corrientes)
                              EMSA (Misiones)
                              EPEC (Cordoba)
                              EPEN (Neuquen)
                              EPESF (Santa Fe)
                              SECHEEP(Chaco)
         Bolivia              Potosi Electrical Services (SEPSA)
                              Sucre Energy Company S.A. (CESSA)
                              Tarija Electrical Service (SETAR),
         Brazil               Boa Vista Energia S.A.
LAC      Brazil               Centrais Electricas Mato-Grossenses S/A
                              CENTRAIS ELETRICAS DE CARAZINHO S/A (ELECTROCAR)
                              CENTRAIS ELETRICAS DE GOIAS (CELG)
                              Centrais Eletricas de Santa Catarina S.A.(CELESC)
                              Cia. De Eletriciadade do Amapa
                              Cia. Energatica do Piaui
                              Cia. Energetica do Amazonas
                              Companhia Campolarguense de Energia (COCEL)
                              Companhia de Eletricidade do Acre (Eletroacre)
                              Companhia Energetica de Alagoas
                              Companhia Energetica de Brasilia SA (CEB)
                              COMPANHIA ESTADUAL DE ENERGIA ELETRICA (CEEE)
                              Companhia Paranaense de Energia (Copel)
                              Departamento Municipal de Energia de Ijui (DEMEI)
                              MANAUS Energia S/A
         Chile                Electrica Municipal de Til-Til
         Colombia             Centrales Electricas del Norte de Santander
                              Electrificadora de Santander (Bucaramanga)
                              Empresa Antioquena de Energia (EADE)
                              Empresa de Energia de Cundinamarca
                              Empresa de Energia Electrica del Quindio
                              Empresas Municipales De Cali
                              Empresas Publicas de Medellin (EPM)
         Mexico               Comision Federal de Electricidad (CFE)

                                                                                          97
Region                Country                                              Utility name
                                        Luz y Fuerza del Centro (LyFC)
           Peru                         Electro Oriente S.A
                                        Electro Puno S.A.
                                        Electro Sur Este SA
                                        Electro Sur S.A.
                                        Electro Ucayali S.A.
                                        Proyecto Especial Chavimochic
                                        Sociedad Electrica del Sur Oeste S.A.(SEAL)
           Uruguay                      Administracion Nacional de Usinas y Transmisiones Electricas (UTE)
MENA       Djibouti                     Electricite de Djibouti (EdD)
           Morocco                      Office National de l'Electricite (ONE)
SA         India                        Andhra pradesh electricity board (APEB)
                                        Bihar State Electricity Board (BSEB)
                                        Haryana State Electricity Board (HSEB)
SSA        Botswana                     Botswana Power Corporation (BPC)
           Burkina Faso                 Societe Nationale Burkinabe de l'Electricite (SONABEL)
           Central African Republic     Societe Energie de Centrafrique (ENERCA)
           Congo, Dem. Rep.             Societe Nationale d'Electricite (SNEL)
           Eritrea                      Eritrea Electric Corporation (EEC)
           Ethiopia                     Ethiopian Electric Power Corporation (EEPCO)
           Ghana                        Electricity Corporation of Ghana (ECG)
           Kenya                        Kenya Power and Lighting Co (KPLC)
           Malawi                       Electricity Supply Commission of Malawi (ESCOM)
           Mauritania                   Societe Mauritanienne d'Electricite (SOMELEC)
           Mauritius                    Central Electricity Board (CEB)
SSA        Mozambique                   Electricidade de Mozambique (EDM)
           Namibia                      NamPower Corp. Ltd. (NAMPOWER)1
                                        Oshakati
           Niger                        Societe Nigerienne d'Electricite sa (NIGELEC)
           South Africa                 Electricity Supply Commission (ESKOM)
           Uganda                       Uganda Electricity Distribution Co. ltd (UEDCL)
           Zambia                       Zambia Electricity Supply Corporation (Zesco)
           Zimbabwe                     Zimbabwe Electricity Supply Authority (ZESA)
         Note: 1 No longer distributes to the end users.




                                                                                                             98
     5.3.4. Water and Sanitation – PSP cases

     Table 98Table 39. List of included PSP, water and sanitation
Region      Country                     Utility name             Year*             Type of PSP
EAP     China           ChongMunicipal                            2002   Concession contract
                        SanyaSino                                 2004   Concession contract
                        ShangaiPudong                             2002   Concession contract
                        Yueyangkai                                1998   Concession contract
                        ZhongshanTanzhou                          1994   Concession contract
        Malaysia        Johor Water Supply                        1999   Concession contract
                        Kelantan Water Supply Corporation         1996   Concession contract
                        Selangor Water Supply Company             2002   Concession contract
        Philippines     Manila Water Co                           1997   Concession contract
                        MayniladWater                             1997   Concession contract
ECA     Armenia         Yerevan Vodokanal                         2000   Management contract
        Bulgaria        Sofiyska Voda                             2000   Concession contract
        Czech Republic  1. JVS                                    1999   Concession contract
                        Brnenske VaK                              1993   Concession contract
                        CHEVAK                                    1998   Concession contract
                        Ostravske VaK                             1994   Concession contract
                        Prazske VaK                               2001   Concession contract
                        Severoceske VaK                           1995   Concession contract
                        Severomoravske VaK                        1999   Concession contract
                        Stredomoravska vodarenska                 2000   Concession contract
                        Sumperska                                 2001   Concession contract
                        VaK Beroun                                2000   Concession contract
                        VaK Jizni Cechy                           1999   Concession contract
                        VaK Karlovy Vary                          1994   Concession contract
                        Vodarenska akciova spolecnost             1993   Concession contract
                        Vodarna Plzen                             1996   Concession contract
        Estonia         Tallinna Vesi                             2001   Divestiture (public and private)
        Hungary         FCSM Rt.                                  1997   Concession contract
                        FV Rt.                                    1997   Management contract
                        KVM Kft                                   1994   Concession contract
                        PECSI VIZMU RT.                           1995   Management contract
                        SZV.RT                                    1994   Concession contract
                        VCSM RT SZOLNOK                           1996   Concession contract
                        ZSIGMONDY BELA RT.                        1997   Concession contract
        Kyrgyz          Lebedinovka Vodnik                        1999   Lease contract
        Poland          Aqua S.A. Bielsko-Biala                   1999   Divestiture (public and private)
        Russia          OOO Novogor (former MUP PVK)              2003   Lease contract
                        Syzran Vodocanal                          2001   Management contract
        Slovak Republic TVS                                       1999   Concession contract
LAC     Argentina       Aguas Argentinas SA                       1993   Concession contract
                        Aguas Cordobesas                          1997   Concession contract
                        Aguas de Campana SA                       1998   Concession contract
                        Aguas de Corrientes                       1991   Concession contract
                        Aguas de Formosa                          1995   Concession contract
                        Aguas de Misiones SA                      1999   Concession contract
                        Aguas de Salta                            1998   Concession contract
                        Aguas de Santiago SA                      1997   Concession contract

                                                                                                99
Region       Country                    Utility name                  Year*             Type of PSP
                       Aguas de Tucuman                               1995    Concession contract
                       Aguas del Valle SA                             2000    Concession contract
                       Aguas Provinciales de Santa Fe                 1995    Concession contract
                       Empresa Provincial de OS de la Rioja           1999    Management contract
                       Obras Sanitarias de Mendoza SA                 1998    Concession contract
         Bolivia       Aguas del Illimani SA                          1997    Concession contract
         Brazil        AGUAS DO PARAIBA                               1999    Concession contract
                       Araçatuba                                      1998    Concession contract
                       Cachoeiro do Itapemirim (ES)                   1998    Concession contract
                       GUARÁ                                          2000    Concession contract
                       JUTURNAÍBA                                     1998    Concession contract
                       LIMEIRA                                        1995    Concession contract
                       MAIRINQUE (SP)                                 1997    Concession contract
                       MANAUS (AM)                                    2000    Concession contract
                       NITERÓI (RJ)                                   1999    Concession contract
                       NOVA FRIBURGO (RJ)                             1999    Concession contract
                       PARANAGUÁ (PR)                                 1997    Concession contract
                       PETRÓPOLIS (RJ)                                1998    Concession contract
                       PROLAGOS (RJ)                                  2002    Concession contract
                       Parauapebas/PA                                 2001    Concession contract
                       Campo Verde/MT                                 2004    Concession contract
                       Diamantino/MT                                  2001    Concession contract
                       Campo Grande/MS                                2000    Concession contract
                       Sorriso/MT                                     2001    Concession contract
         Chile         Aguas Andinas SA (former EMOS)                 1999    Divestiture (public and private)
                       AGUAS CORDILLERA S.A.                          2000    Divestiture (private)
                       AGUAS DECIMA S.A.                              1995    Divestiture (private)
                       Aguas Manquehue                                2000    Divestiture (private)
                       Aguas Nuevo Sur Maule (former ESSAM)           2001    Concession contract
                       Litoral Sur W&WS                               1995    Divestiture (private)
                       Aguas Los Dominicos                            2000    Divestiture (private)
                       Aguas Patagonia de Aysen (former EMSSA)        2002    Concession contract
                       Aguas Chanar (former EMSSAT)                   2004    Concession contract
                       Aguas Magallanes (former ESSMAG)               2004    Concession contract
                       Empresa de Servicios Sanitarios de Los Lagos
                       (former ESSAL)                                 1999    Divestiture (public and private)
                       Aguas de Antofagasta (former Essan)            2003    Concession contract
                       Aguas de la Araucania (former Essar)           2004    Concession contract
                       Aguas del Altiplano (former Essat)             2004    Concession contract
                       ESSBIO                                         2000    Divestiture (public and private)
                       Aguas del Valle (former ESSCO)                 2004    Concession contract
                       ESSEL                                          2000    Divestiture (public and private)
                       ESVAL                                          1998    Divestiture (public and private)
                       SERVICOMUNAL                                   1990    Divestiture (private)
                       Sociedad de Acueducto Alcantarillado y Aseo
         Colombia      de Barranquilla                                1996    Lease contract
                       Aguas de Cartagena                             1995    Concession contract
                       Empresa de Aguas de Girardot, Ricaurte y La
                       Region                                         1999    Management contract
                       Proactiva Aguas de Monteria                    2000    Concession contract
                       Acuaviva                                        1997   Concession contract

                                                                                                    100
Region        Country                              Utility name                            Year*               Type of PSP
                                 Metroagua                                                  1997     Lease contract
                                 Empresa de Servicios de Florencia                          2002     Management contract
                                 Seraqa Tunja                                               1996     Concession contract
                                 Aguas de Cajica                                            1998     Affermage
                                 Operagua El Banco                                          2003     Concession contract
                                 Aguas de La Peninsula                                      2001     Concession contract
                                 Hidropacifico                                              2002     Concession contract
                                 Aguas del Sur de La Guajira                                2000     Concession contract
                                 Operadores de Servicios                                    1997     Concession contract
                                 Operadores de Servicios de La Sierra                       2000     Concession contract
                                 Acueducto Metropolitano de Bucaramanga                     1916     Concession contract
                                 Aguas de La Sabana Sa                                      2003     Concession contract
                                 Aguas de La Mojana                                         2002     Concession contract
                                 Operadores de Servicios del Norte                          2003     Concession contract
                                 Compania de Servicios Basicos de Colombia                  2002     Divestiture (full)
                                 Aguas de La Guajira                                        2001     Management contract
                                 Aquaservicios                                              1996     Management contract
                                 Hydros Chia S En Ca                                        2003     Management contract
                                 Aguas del Llano                                            1999     Management contract
                                 Aguazul Bogota                                             2002     Management contract
                                 Hydros Melgar S En Ca                                      2002     Management contract
                                 Hydros Mosquera S En Ca                                    2002     Management contract
                                 Sistemas Publicos                                          1997     Management contract
                                 Prestadora de Servicios Publicos Domiciliarios             1997     Management contract
                                 Ingenieria Total Servicios Publicos                        1997     Management contract
                                 Aguas de Buga                                              1998     Management contract
                                 Fontana                                                    1996     Management contract
                                 Empresa de Servicios Publicos de Mariquita                 2000     Management contract
                                 Empresa de Servicios Publicos de Ocana                     1994     Management contract
                                 Aguas de Rionegro Sa                                       1996     Management contract
                                 Acueductos y Alcantarillados Sostenibles                   1997     Management contract
                                 Conhydra                                                   1997     Management contract
          Ecuador                Interaguas                                                2001      Concession contract
          Mexico                 Aguascalientes W&WS Services                              1993      Concession contract
                                 B. De Huatulco, Oax.                                      1996      Concession contract1
                                 Desarollos Hidraulicos de Cancun, DHC                     1994      Concession contract
                                 Navojoa Potable Water System                              1996      Lease contract
          Trinidad and           Severn Trent (management contractor)                      1996      Management contract
          Tobago
MENA      Jordan                 WAJ Amman                                                 1999      Management contract
          Morocco                Amendis Tanger, Tetouan                                   2002      Concession contract
                                 Lyonnaise des Eaux de Casablanca (LYDEC)                  1997      Concession contract
                                 REDAL Rabat                                               1998      Concession contract
SSA       Cote d'Ivoire          Societe de Distribution d'Eau de Cote d'Ivoire            1987      Concession contract
          Mali                   Energie du Mali-SA                                        1994      Management contract
          Uganda                 National W&WS Co. (Kampala)                               1997      Management contract
      * Year in which utility started to operate under private party control. Not always coincide with the formal year of private
      involvement
                        Note: 1 assumed to be concession contract, we were not able to verify this information




                                                                                                                             101
5.3.5. Water and Sanitation – targeted but not included PSP cases

99Table 40. List of targeted but not included PSP, water and sanitation

The utilities listed below were not included as data for them were not available from any of
the available sources and the company did not respond to the data gathering invitation. In
many of these cases it was not practicable to collect the data via local consultants.

different reasons why a company will not have been included!
 Region         Country                                       Utility name                                         Year*
 EAP         China                 Changli Water Supply                                                            2002
                                   Shanghai Fengxian Saur Water                                                    2001
             Philippines           Subic Bay Water and Sewerage                                                    1997
             Thailand              East Water Provincial Waterworks Authority                                      1993
                                   Northern Bangkok Water Project                                                  1999
                                   Pathum Thani Rangsit Waterworks                                                 1998
                                   Sattahip Waterworks                                                             2000
             Vanuatu               Unelco Vanuatu LTD                                                              1993
 ECA         Albania               Elbasan                                                                         2000
                                   Kavaja                                                                          2002
             Azerbaijan            Water supply system in the city of Imishli                                      2001
             Czech Republic        VHS Benesov                                                                     2000
                                   Voss Sokolov                                                                    1999
             Montenegro            MonteAqua                                                                       2002
             Poland                PWiK Dabrowa Gornicza                                                           2002
                                   PWiK Glogow                                                                     2002
                                   SAUR Neptun Gdansk                                                              1992
                                   Tarnowskie Gory & Miasteczko Slaskie                                            2001
             Romania               Apa Nova Bucuresti SA                                                           2000
                                   Ploiesti Water                                                                  2000
             Slovenia              Bled                                                                            2002
             Taijkistan            Dushanbe                                                                        2002
             Turkey                Antalya Water Operations (ANTSU)                                                1997
             Uzbekistan            Bukhara and Samarkand                                                           2002
 LAC         Argentina             Aguas de Balcarse SA                                                            1994
                                   Aguas de Laprida                                                                1996
                                   Azurix                                                                          1998
                                   Buenos Aires SA                                                                 1999
                                   Sudamericana de Aguas – Pilar                                                   1992
 SSA         Mozambique            Aguas de Mocambique (Beira, Quelimane, Nampula, and Pemba)                      1999
                                   Aguas de Mocambique (Maputo and Matola)                                         1999
             Niger                 Societe d'exploitation des eaux du Niger (SNE)                                  2001
             Senegal               Senegalaise des Eaux                                                            1996
             South Africa          Johannesburg Water                                                              2001
                                   Nelspruit                                                                       1999
                                   Siza Water Company Pty.                                                         1999
                                   Water and Sanitation Services South Africa Ltd (WSSA)                           1992
* Year in which utility started to operate under private party control. Not always coincide with the formal year of private
involvement



                                                                                                                       102
      5.3.6. Water and Sanitation – SOEs
      Table 100Table 41. List of SOE, water and sanitation
Region    Country                                                    Utility names
EAP      China        HebeiHandan; ShangaiWaterworks; ZhongshanShaxi
         Malaysia     Kedah public works; Kuching; Labuan; LAKU; Melaka; N.Sembilan; Pahang; Perak; Perbadanan Bekalan
                      Air Palau Pinang Bhd.; Perlis; Sabah; Sarawak Public Works Department; Sibu; Terengganu
         Vietnam      An Giang; Bac Giang; Bac Kan; Bac Lieu; Bac Ninh; Ben Tre; Binh Dinh; Binh Duong; Binh Phuoc; Binh
                      Thuan; Ca Mau; Can Tho; Cao Bang; Da Nang (DANAWASCO); Dak Lak; Dien Bien; Dong Nai; Dong
                      Thap; Gia Lai; Ha Dong; Ha Giang; Ha Nam; Ha Noi; Ha Noi So2; Ha Tinh; Hai Duong; Hai Phong
                      (HPWSCO); Hcm City Ground Water Exploitation & Treatment Company; Ho Chi Minh (WSC); Hoa Binh;
                      Hung Yen; Khanh Hoa; Kien Giang; Kon Tum; Lai Chau; Lam Dong; Lang Son; Lao Cai; Long An; Long
                      Khanh; Long Xuyen; Moc Hoa (MECO); Nam Dinh; Ngam Tp; Nghe An (NAWASCO); Ninh Binh; Ninh
                      Thuan (WASNCO); Phu Tho (PTOWsCo); Phu Yen; Quang Binh; Quang Ngai; Quang Ninh; Quang Tri;
                      Son La (SOWASUCO); Son Tay; Tam Ky Quang Nam; Tay Ninh; Thai Binh; Thai Nguyen (TWSC); Thanh
                      Hoa; Thua Thien Hue; Tien Giang; Tinh Ba Ria Vung Tau (WASUCO); Tinh Soc Trang; Tra Vinh; Tuyen
                      Quang; Vinh Long; Vinh Phuc So1; Vinh Phuc So2; Yen Bai
ECA      Croatia      Bizet; Bjelovar; Delnice; Ivanic Grad; Karlovac; Koprivnica; Krk; Labin; Makarska; Novi Vinodolski; Omis;
                      Opuzen; Osijek; Otocac; Pozega; Rijeka; Sibenik; Sisak; Slavonski Brod; Vrbovec; Zagreb
         Czech        Slovacke VaK; VaK Breclav; VaK Churudim; VaK Havlickuv Brod; VaK Hodonin; VaK Hradec Kralove;
         Republic     VaK Jablonne n.O.; VaK Kromeriz; VaK Mlada Boleslav; VaK Pardubice; VaK Prostejov; VaK Trutnov;
                      VHOS
         Estonia      Narva Vesi
         Georgia      Borzhomvodokanal; Chashurtskaly; Chashurykanal; Chyaturtschalkanaly; Kanal-Samtredia;
                      Kaspyvodokanal; Kobuletskyvodokanal; Kutschalkanal; Kvareltschalkanali; Onivodokanal; Potyvodokanal;
                      Rustavcanal; Rustavi-Tbilisi; Rustavvoda; Tbilisi Water Supply and Sanitation Utility; Telavvodokanal;
                      Terzholatschalkanal; Tkybulvodokanal; Trestvodokanal; Tschalkanali; Tskaly; Tskaro; Vodocanal-Gory;
                      Vodokanal-Abasha; Vodokanal-Marneul; Vodokanal-Tschaltubo; Zetafonvodokanal; Zugdydvodokanal
         Hungary      BACSVIZ Rt.; DEBRECENI VIZMU RT.; DOMBROVAR; DRV; EDV Rt.; ERD ES TERSEGE VIZIKOZMU KFT;
                      HAJDU-BIHARI ONKORM. VIZMU RT.; HEVES MEGYEI VIZMU RT.; KOZUZEMI KFT; MIVIZ RT.; NYUGAT-
                      NOGRAD VIZMU KFT.; PANNON-VIZ RT.; PAPAI VIZMU RT; SOPRON ES KORNYEKE VIZ- ES CSAT. RT.;
                      SZEKSZARDI VIZMU KFT.; VASIVIZ RT; ZALAVIZ RT.
         Kazakhstan   Akbulak; Astana Su Arnasy; BurabaySu; Ekibastuzsu; Esil Su; Gorvodokanal Aksu; Gorvodokanal
                      Petropavlovsk; Kokshetau gorvodokanal; KostanaySu; KyzylordaVodocanal; Nizhnii Bief; Nurbol;
                      Oskemen Vodokanal; PTBS; Semei Vodocanal; TarazSu; TBSyB; UVyK Atbasar; Vodokanal Alakol;
                      Vodokanal Almaty; Vodokanal Issyk; Vodokanal Kapchagai; Vodokanal Karaganda; Vodokanal Ridder;
                      Vodokanal Talgar; Vodokanal Zyryanovsk; Vodosnabzhenie Karatal; Water ResoucesMarketing; Zaysan
                      taza Su; ZhetysuVodokanal
         Kyrgyz       AkSuu; Balykshi Vodokanal; Belovodskoye; Cholpon Ata; Chui Krystall; JalalAbad Vodokanal; Kant
                      Service; KaraBalta 1; KaraBalta 2; Karakol; KyzylKiya; Naryn; Orlovskoye; Osh; Talas; Tokmak; Tyup
         Moldova      Anenii Noi; Balti; Basarabeasca; Briceni; Cahul; Cainari; Cantemir; Caralas; Causeni; Ceadir-Lunga;
                      Chisinau; Cojusna; Comrat; Cricova; Criuleni; Donduseni; Drochia; Edineti; Falesti; Floreni; Floresti;
                      Glodeni; Hincesti; Leova; Lipcani; Nisporeni; Ocnita; Orhei; Otaci; Resina; Riscani; Sinjerei; Soldanesti;
                      Soroca; Stauceni; Stefan-Voda; Straseni; Taraclia; Telenesti; Ungheni; Vulcanesti
         Romania      APA GRUP; APASERV; AQUASERV; AQUASOM DEJ; AQUATIM TIMISOARA; C.U.P. RA; CASSA; CJAS; CTTA
                      ALBA IULIA; D.A.C.; GOSCOM; R.A. APA BRAILA; R.A.J.A. AQUABIS BN; R.A.T.A.C.F.L.; RA APA CANAL
                      ORADEA; RAJA CONSTANTA; RAJAC IASI; RAM BUZAU; S.C. APA CANAL SRL; S.C.C.A.A. S.A.; SC
                      ACVASERV SRL; SC APAVIL SA VALCEA; SC EDILUL CGA SA; SC VITAL SA; SIBIU
         Russian      BELOGLINSKOE MNOGOOTRASLEVOE P/P ZHKKH; BOL'SHEGLUSHITSKOE POZHKKH; CHELNO-
         Federation   VERSHINSKOE MUP PO ZHKKH; ELKHOVSKOE P/P ZHKKH; GOUP MURMANSKVODOKANAL; GOUP
                      OLENEGORSKVODOKANAL; GUP ARMAVIRVODKOMPLEKS; KGMPU VODOKANAL CITY OF KUNGUR;
                      KRASNOARMEYSKOE MPZHKKH; KUSHEVSKOE UPRAVLENIE VODOPROVODOV GUP; LENINGRADSKOE
                      MUPZHKKH; LO DGUP ZHKKH LENZHILKOMSERVIS; MKKP CITY OFPIKALEVO; MMUP ZHKKH
                      ALEKSEEVSKOGO RAYONA; MP TUAPSEVODOKANAL; MP VERESHAGINSKIE KANALIZATSIONNYE
                      SETI; MP VIPTE CITY OF GORYACHIY KLYUCH; MP VODOKANAL CITY OF TIKHVIN; MP VODOKANAL
                      CITY OF VYBORG; MP POZHKKH ADMINISTRATSII ISAKLINSKOGO RAYONA; MP POZHKKH S. BOGATOE;
                      MP PU ZHKKH SUKHODOL; MP VKKH CITY OF NOVOKUYBYSHEVSK; MP VKKH CITY OF
                      POKHVISTNEVO; MP ZHKKH EKSP.O CITY OF NIKOL'SKOE; MP ZHKKH P.KRASNYY BOR; MU MPZHKKH
                      OTRADNENSKOGO RAYONA; MUP ABINSKOE ZHKKH; MUP GORVODOKANAL CITY OF CHUSOVOY;
                      MUP GORVODOKANAL CITY OF KIZEL; MUP KINEL'-CHERKASSKOE POZHKKH; MUP
                      LUGAZHILKOMKHOZ; MUP MIRNENSKOE ZHKKH; MUP NOVGORODSKIY VODOKANAL; MUP NOVO-
                      BUYANSKOE ZHKKH; MUP AYVODOKANAL PERMSKOGO RAYONA; MUP VODOKANAL CITY OF
                      CHEREPOVETS; MUP VODOKANAL CITY OF ARKHANGEL'SK; MUP VODOKANAL CITY OF
                      CHAYKOVSKIY; MUP VODOKANAL CITY OF GREMYACHINSK; MUP VODOKANAL CITY OF


                                                                                                                        103
                  KRASNOKAMSK; MUP VODOKANAL CITY OF KRASNOVISHERSK; MUP VODOKANAL CITY OF
                  KROPOTKIN; MUP VODOKANAL CITY OF LABINSK; MUP VODOKANAL CITY OF PETROZAVODSK; MUP
                  VODOKANAL CITY OF PRIMORSKO-AKHTAR; MUP VODOKANAL CITY OF SLAVYANSK-NA-KUB; MUP
                  VODOKANAL CITY OF TIKHORETSK; MUP VODOKANAL CITY OF YOSHKAR-OLA; MUP VODOKANAL
                  CITY OFBEREZNIKI; MUP VODOKANAL CITY OFKINEL'; MUP VODOKANAL CITY OFOSA; MUP
                  VODOKANAL LODEYNOPOL'SKIY RAYON; MUP VODOPROVOD UST'-LABINSKOGO RAYONA; MUP
                  VOLZHSKOE ZHKKH; MUP ZHILKOMKHOZ CITY OF ZHIGULEVSK SAM; MUP KRASNOYARSKOE
                  ZHKKH; MUP NEFTEGORSKOE; MUP PO ZHKKH SHIGONSKOGO RAYONA; MUP PUVKKH CITY OF
                  LYS'VA; MUP VKKH VODOKANAL CITY OF KRASNODAR; MUP VODOKANAL CITY OF ANAPA; MUP
                  ZHKKH CHUBOVSKOE KINEL'SKOGO RAYON; MUP ZHKKH DOMASHKINSKOE KINEL'SKOGO RA; MUP
                  ZHKKH KOMSOMOL'SKOE KINEL'SKOGO RA; MUP ZHKKH MALYSHEVKA KINEL'SKOGO RAYON; MUP
                  ZHKKH SEVERNOE LOMONOSOVSKIY RAYON; MUP ZHKKH VODOKANAL TOSNENSKIY RAYON; MUP
                  ZHKKH KRASNOARMEYSKOGO RAYONA; MUPP ZHKKH POKHVISTNEVSKOGO RAYONA;
                  NOVOSEMEYKINSKOE MZHKP; OAO UK ZHKKH CITY OF OTRADNOGO; OAO VODOKANAL-SERVIS
                  CITY OF VOLKHOV; PESTRAVSKOE MPO ZHKKH; RUMP VODOKANAL CITY OF TEMRYUK; Salavat;
                  SERGIEVSKOE MPPOZHKKH; SERTOLOVSKOE MUP VTES; STAROMINSKOE UMPZHKKH; SVK-KV; UMP
                  VKKH CITY OF CHERNUSHKA; USPENSKOE MPZHKKH; Vladimir; VODOKANAL CITY OF GATCHINA;
                  VODOKANAL CITY OF KINGISEPP; VYSELKOVSKOE MPZHKKH; ZAO CHELNYVODOKANAL
      Slovakia    Stredoslovenska vodarenska spolocnost, a.s. (STVS)
      Ukraine     Alushta; Auly; Bahmach; Balaklea; Barvenkovo; Bashtanka; Beregovo; Bereznyi; Borovaya; Brody; Burluk;
                  Chernigiv; Chervonograd; Chuguev; Dniprodzerjynsk; Dnipropetrovsk; Drohobych; Feodosiya; Gorodok;
                  Hust; Ialta; Ievpatoriya; Irshava; Izyum; Jovti Vody; Kamenka Bugskaya; Kharkiv; Kharkiv wastewater;
                  Kolomak; Krasnograd; Krasnokutsk; Kriviy Rig; Kupiansk; Lozovaya; Lviv; Lyubotin; Marganec;
                  Mezhhgorie; Morshin; Mukachevo; Mykolayiv; Nijyn; Nikopol; Nosivka; Novaya Odessa; Novaya
                  Vodolaga; Noviy Bug; Novomoskovsk; Novoyarovsk; Novyi Bug; Ordgonikidze; Pavlograd; Peremyshliany;
                  Pervomaisk; Pervomaiski; Pryluky; Radekhov; Rakhov; Sakhnovshchina; Saky; Sambor; Schors;
                  Shevchenkovo; Skole; Sokal; Staryi Sambor; Stryi; Svaliava; Symferopol; Truskavets; Uzhgorod; Valki;
                  Volchansk; Volovets; Vonogradov; Voronovo; Voznesensk; Yavoriv; Yuzhni; Yuzhno Ukrainsk;
                  Zachepilovka; Zhidachiv; Zhovkva; Zmiev; Zolochev
LAC   Argentina   Aguas de los Andes SA; Aguas Rionegrinas SA; Obras Sanitarias de San Juan ( OSSE, San Juan); SAMEP;
                  SAPEM
      Bolivia     SEMAPA
      Brazil      AGESPISA/PI; Água Boa/MT; Água Preta/PE; Alagoinha/PB; Alagoinhas/BA; Alexandria/RN;
                  Almeirim/PA; Alto Araguaia/MT; Alto Paraguai/MT; Alto Taquari/MT; Alvorada D'Oeste/RO;
                  Amaturá/AM; Americana/SP; Ângulo/PR; Anta Gorda/RS; Antonina/PR; Araçagi/PB; Aracruz/ES;
                  Araguari/MG; Araguatins/TO; Araraquara/SP; Araras/SP; Atalaia/AL; Bacabal/MA; Bagé/RS; Balsas/MA;
                  Bandeirantes/MS; Barra do Bugres/MT; Barra Mansa/RJ; Barretos/SP; Bauru/SP; Bela Vista/MS;
                  Birigui/SP; Blumenau/SC; Boa Vista do Ramos/AM; Boca da Mata/AL; Bocaiúva/MG; Bom Jesus da
                  Lapa/BA; Brusque/SC; Caaporã/PB; CAEMA/MA; CAER/RR; CAERD/RO; CAERN/RN; CAESA/AP;
                  CAESB/DF; Caeté/MG; CAGECE/CE; CAGEPA/PB; Cajueiro/AL; Cametá/PA; Campinas/SP; Campo
                  Novo do Parecis/MT; Campo Verde/MT; Canindé/CE; Capela/SE; Caririaçu/CE; Carmo do Cajuru/MG;
                  Carmópolis/SE; Carolina/MA; CASAL/AL; CASAN/SC; Catanduva/SP; Catu/BA; Caxias do Sul/RS;
                  Caxias/MA; Ceará-Mirim/RN; CEDAE/RJ; CESAN/ES; Colatina/ES; Colorado/PR; COMPESA/PE;
                  COPASA/MG; Coqueiral/MG; CORSAN/RS; Cortês/PE; CO mópolis/SP; Costa Rica/MS; Curaçá/BA;
                  DEAS/AC; DESO/SE; Diadema/SP; Dom Aquino/MT; Doutor Ulysses/PR; Dracena/SP; EMBASA/BA;
                  Engenheiro Coelho/SP; Estância/SE; Extremoz/RN; Feliz Natal/MT; Gameleira/PE; Gandu/BA; Gaspar/SC;
                  Governador Celso Ramos/SC; Governador Valadares/MG; Grão Pará/SC; Guaçuí/ES; Guaratinguetá/SP;
                  Guarulhos/SP; Ibiporã/PR; Iguatu/CE; Indaiatuba/SP; Ipanema/MG; Itabira/MG; Itabuna/BA;
                  Itacoatiara/AM; Itaguara/MG; Itambé/PE; Itapiranga/SC; Itaúna/MG; Itu/SP; Ituiutaba/MG; Jacareí/SP;
                  Jaguariúna/SP; Jaraguá do Sul/SC; Jataizinho/PR; Jerônimo Monteiro/ES; João Neiva/ES; Juazeiro/BA;
                  Juína/MT; Juiz de Fora/MG; Jundiaí/SP; Leme/SP; Linhares/ES; Lucas do Rio Verde/MT; Macarani/BA;
                  Madalena/CE; Marechal Deodoro/AL; Marialva/PR; Marília/SP; Matrinchã/GO; Mauá/SP; Mogi das
                  Cruzes/SP; Mogi Guaçu/SP; Mogi-Mirim/SP; Muriaé/MG; Nossa Senhora do Livramento/MT; Nova
                  Colinas/MA; Nova Mutum/MT; Nova Odessa/SP; Nova Olímpia/MT; Nova Trento/SC; Novo Horizonte do
                  Norte/MT; Orleans/SC; Osasco/SP; Ourinhos/SP; O rde/SP; Paço do Lumiar/MA; Palmares/PE; Pão de
                  Açúcar/AL; Paranaíta/MT; Paranatinga/MT; Paratinga/BA; Parintins/AM; Passos/MG; Pastos Bons/MA;
                  Paulicéia/SP; Pedreira/SP; Pedro Afonso/TO; Pelotas/RS; Penedo/AL; Pindobaçu/BA; Piracicaba/SP;
                  Pirassununga/SP; Planalto da Serra/MT; Poços de Caldas/MG; Pomerode/SC; Pontal do Araguaia/MT; Ponte
                  Branca/MT; Ponte Nova/MG; Porto Alegre/RS; Porto dos Gaúchos/MT; Porto Real do Colégio/AL;
                  Primavera/PA; Quixeramobim/CE; Remanso/BA; Resende/RJ; Ribeirão Preto/SP; Ribeirão/PE; Rio Branco
                  do Sul/PR; Rio Branco/AC; Rio Branco/MT; Rio Claro/SP; Rio Negrinho/SC; Rochedo/MS; Rondon do
                  Pará/PA; Rondonópolis/MT; SAAE/AL (S. M. Campos); SAAE/ES; SAAE/PR; SABESP/SP;




                                                                                                            104
                    Sacramento/MG; Salto do Céu/MT; Salto/SP; Salvador das Missões/RS; SANEAGO/GO; SANEATINS/TO;
                    SANEPAR/PR; SANESUL/MS; Santa Bárbara do Pará/PA; Santa Bárbara D'Oeste/SP; Santa Cruz/RN;
                    Santa Rita de Cássia/BA; Santa Rita do Trivelato/MT; Santana do Livramento/RS; Santo André/SP; São
                    Bento do Sul/SC; São Bernardo do Campo/ no do Sul/SP; São Carlos/SP; São Cristóvão/SE; São Francisco
                    do Sul/SC; São Gabriel do Oeste/MS; São Gonçalo do Amarante/RN; São João do Jaguaribe/CE; São João
                    do Pau d'Alho/SP; São José do Rio Preto/SP; São José dos Quatro Marcos/MT; São Leopoldo/RS; São
                    Mateus/ES; São Miguel do Guamá/PA; São Paulo das Missões/RS; São Sebastião do Uatumã/AM;
                    Sarandi/PR; Senador Canedo/GO; Sertanópolis/PR; Sete de Setembro/RS; Sete Lagoas/MG; SIMAE/SC
                    (Capinzal); SIMAE/SC (Joaçaba); Sinop/MT; Sobradinho/BA; Sobral/CE; Sorocaba/SP; Sumaré/SP;
                    Tangará da Serra/MT; Tapejara/PR; Tapurah/MT; Terra Nova do Norte/MT; Terra Rica/PR; Tijucas/SC;
                    Timon/MA; Touros/RN; Trombas/GO; Tupi Paulista/SP; Uberaba/MG; Uberlândia/MG; Unaí/MG; União
                    dos Palmares/AL; Urussanga/SC; Valença/BA; Valinhos/SP; Várzea Grande/MT; Vera Cruz/RS; Viana/MA;
                    Vila Rica/MT; Vilhena/RO; Vinhedo/SP; Volta Redonda/RJ; Xique-Xique/BA
       Chile        (SMAPA) MAIPU
       Colombia     Aguas de Manizales; Empresa de Acueducto y Alcantarillado de Acacias; Empresa de Acueducto y
                    Alcantarillado de Bogota; Empresa de Acueducto y Alcantarillado de Madrid; Empresa de Acueducto y
                    Alcantarillado de Zipaquira; Empresa de Obras Sanitarias de Duitama; Empresa de Obras Sanitarias de Santa
                    Rosa de Cabal; Empresa de Servicio Publicos de Fusagasuga; Empresa de Servicios del Municipio de Cota;
                    Empresa de Servicios Publicos Caribabare de Tame; Empresa de Servicios Publicos de Aguazul; Empresa de
                    Servicios Publicos de Barbosa; Empresa de Servicios Publicos de Chaparral; Empresa de Servicios Publicos
                    de La Union; Empresa de Servicios Publicos de La Virginia; Empresa de Servicios Publicos de Lerida;
                    Empresa de Servicios Publicos de Sopo; Empresa de Servicios Publicos de Valledupar; Empresa de Servicios
                    Publicos de Villeta; Empresa de Servicios Publicos del Carmen de Viboral; Empresa Industrial y Comercial
                    de Chiquinquira; Empresa Municipal de Funza; Empresa Municipal de Piedecuesta; Empresa Municipal de
                    Piendamo; Empresa Municipal de Servicios Publicos de Arauca; Empresa Sanitaria del Quindio; Empresas
                    Municipales de Cali; Empresas Municipales de Cartago Sa; Empresas Municipales de Santander de
                    Quilichao; Empresas Publicas de Armenia; Empresas Publicas de Garzon; Empresas Publicas de Medellin;
                    Empresas Publicas de Puerto Boyaca; Empresas Publicas Municipales de Belen de Umbria; Empresas
                    Publicas Municipales de Malaga; Oficina de Servicios Publicos Municipio de Ubate; Oficina Municipal de
                    Servicios de Tocancipa; Serviciudad
       Costa Rica   Empresa de Servicios Publicos de Heredia (ESPH S.A.); Instituto Costarricense de Acueductos y
                    Alcantarillados
       Honduras     Aguas de Puerto Cortes, S.A. de C.V.
       Mexico       Cd. Juárez, Chih.; Chihuahua, Chih.; Culiacan, Sin.; Puebla, Pue.
       Nicaragua    ENACAL
       Panama       Instituto de Acueductos y Alcantarillados Nacionales (IDAAN)
       Paraguay     ESSAP S.A. Asuncion and suburbs; ESSAP S.A. Encarnacion; ESSAP S.A. Pedro Juan Caballero; ESSAP
                    S.A. Villarrica, Coronel Oviedo
       Peru         Entidad Municipal Prestadora de Servicios de Saneamiento de Chimbote S.A. EP; Entidad Municipal
                    Prestadora de Servicios de Saneamiento de Tacna S.A. EPS T; Entidad Prestadora de Servicios de
                    Saneamiento de Agua Potable y Alcantarillado; Entidad Prestadora de Servicios de Saneamiento Grau S.A.
                    EPS GRAU S.A.; EPSASA; EPSEL; SEDACUSCO; SEDALIB; SEDAPAL; SEDAPAR
       Uruguay      OSE
MENA   Jerusalem    JWU
       Jordan       Ajloun; Balqa; Irbid; Jarash; Karak; Ma'an; Madaba; Mafraq; Tafila; WAJ Aqaba; Zarka
       Morocco      Radeec Settat; Radeef Fes; Radeel Eljadida; Radeel Larache; Radeem Meknes; RADEEMA Marrakech;
                    Radeen Nador; Radeeo Oujda; Radees Safi; Radeet Benimell; Radeeta Taza; RAK Kenitra; Ramsa Agadir
       Yemen        Hodeidah; Mukalla; Sana'a; Taiz
SSA    Benin        SONEB S.A.U.
       Malawi       LWB
       Nigeria      ASWB; BSWB; BSWC; EBSWC; KDSWB; KTSWB; MNWR; NSWB; OGSWC; OSWC; SSWB; YSWC
       Tanzania     DUWASA; SHUWASA)
       Togo         Societe Togolaise des Eaux (TdE)
       Zambia       CWSC; KWSC; LWSC; MWSC; NWSC(Nkana); NWWSSCL; SWSC; WWSC




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This paper describes the database compiled for the following study:

Gassner K, A. Popov and N. Pushak. 2009. “Does Private Sector Participation
Improve Performance in Electricity and Water Distribution?” Trends and Policy
Options No. 6, World Bank.
(http://www.ppiaf.org/documents/trends_and_policy/PSP_water_electricity.pdf)




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Andres, Luis, Vivien Foster, and José Luis Guasch. 2006. “The Impact of Privatization
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in Latin American Countries.” Policy Research Working Paper 3936. World
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Andres, Luis, Vivien Foster, José Luis Guasch, and T. Haven. 2008. The Impact
of Private Sector Participation in Infrastructure: Lights and Shadows. Latin American
Development Forum Series. Washington, DC: World Bank.

Berg, Sanford, Chen Lin, and Valeriy Tsaplin. 2005. “Regulation of State-Owned and
Privatized Utilities: Ukraine Electricity Distribution Company Performance.” Journal
of Regulatory Economics 28 (3): 259–87.

Briceño-Garmendia, Cecilia. 2004. “Empirical Literature on Private Participation in
Infrastructure: An Annotated Survey and Its Profile.” Infrastructure Advisory Services,
World Bank, Washington, DC.

Delmon, Jeffrey. 2006. Approaches to Private Participation in Water Services: A
Toolkit. Washington, DC: World Bank.

Nellis, John. 2003. “Privatization in Latin America.” Working Paper 31. Center for
Global Development, Washington, DC.




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