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Quick Reference Guide to FERC Filing and Media Requirements by techmaster

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									                                                        United States of America
                                                 Federal Energy Regulatory Commission
                                                      Secretary of the Commission


                            Quick Reference Guide to FERC Filing and Media Requirements
                                                          September 25, 2006

Documents submitted to the Commission should be filed electronically if eligible. Only public material may be eFiled at this time -
DO NOT eFile non-public material.
For documents that cannot be filed electronically, including those that contain non-public material, send an original and the specified
number of copies to:
           Secretary of the Commission
           Room 1-A
           Federal Energy Regulatory Commission
           888 First Street, N.E.
           Washington, D.C. 20426
Be advised that documents sent to FERC by regular mail are subject to delays of up to two weeks. We recommend that you use
messenger or courier delivery services.

This guide is intended as a quick reference only. It does not list every filing, report, or form required by the Commission's
regulations. The formal reference for all Commission filing requirements is Title 18, Parts 1 to 399 of the Code of Federal Regulations
(CFR). For additional information, contact: Secretary of the Commission, Dockets Staff: (202) 502-8715

Links to FERC Electronic Submission Systems:

   System                            Hyperlink                                      Use System to Electronically Submit:

eFiling       Electronic Filing                                       Qualified Documents as defined in the eFiling User Guide
eForms        Electronic Forms                                        FERC Form Nos. 1, 2, 2-A, 6, and 423
EQR system    Electric Quarterly Reports (EQR)                        Electric Quarterly Reports

Do not file paper copies if you use the eFiling, eForms, or EQR systems to submit your filing.
For any submission with Privileged, Critical Energy Infrastructure (CEII), and/or Non-Internet Public (NIP) Information, see:
               How-to File Non-Internet Public, CEII or Privileged Material
The specific guidelines and submission options for various filings (by Docket Prefix), reports, and forms are:
                                                                         Documents                                Electronic Format
                                                                         Eligible for                                 Required in      Filing Fee /
                                                       Applicable                         Number of Paper
                                                                         Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing         Regulation    [18                   Copies (if not Eligible
                                                                          Filing (via                                   Copies         Regulation
                                                          CFR]                          for Electronic Filing)
                                                                          indicated                               (if not Eligible for (Sept 2003)
                                                                           system)                                Electronic Filing)
Various
                                                                                                                                       $19,890
except DI, P    Petitions for Declaratory Order     §385.207                            Orig. + 14: §385.2004
                                                                                                                                       §381.302
& UL
                                                                                                                                         No fee
DI, P & UL      Petitions for Declaratory Order     §385.207                            Orig. + 14: §385.2004
                                                                                                                                        required
                Motion to Intervene                 §385.214            eFiling
                Protests                            §385.211            eFiling
                Comments                            §385.602            eFiling
                Answers                             §385.213            eFiling
                Reponses                            §385.213            eFiling
                Answers to Complaints               §385.206            eFiling
                Request for Rehearing               §385.713            eFiling
                Appeals of Staff Actions            §385.715            eFiling
                                                                                        No paper copies if
                Requests for Interlocutory Appeal   §385.715            eFiling
Various                                                                                 eFiled; Otherwise,
                Motions for Reconsideration         §385.212            eFiling
                                                                                        Orig. + 14: §385.2004
                Initial Briefs                      §385.706            eFiling
                Reply Briefs                        §385.706            eFiling
                Pre-Trial Briefs                    §385.601            eFiling
                Post Hearing Briefs                 §385.705            eFiling
                Briefs Opposing Exceptions          §385.706            eFiling
                Hearing Request                     §385.909            eFiling
                Requests for Summary Disposition    §385.207            eFiling
                Statements of Position              §385.207            eFiling
                Requests for Exemption              §385.207
                Requests for Waiver                 §385.207
Various                                                                                 Orig. + 14: §385.2004
                Offers of Settlement                §385.602
                Stipulations and Agreements         §385.602
                Direct Testimony and Exhibits       §385.507                            No paper copies if
                Rebuttal Testimony                  §385.506                            eFiled: §385.2004;
Various         Surrebuttal Testimony               §385.506            eFiling         Otherwise, Orig. + 7:
                Answering Testimony                 §385.506                            OALJ Notice Issued
                                                                               Documents                                Electronic Format
                                                                               Eligible for                                 Required in      Filing Fee /
                                                             Applicable                         Number of Paper
                                                                               Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing               Regulation    [18                   Copies (if not Eligible
                                                                                Filing (via                                   Copies         Regulation
                                                                CFR]                          for Electronic Filing)
                                                                                indicated                               (if not Eligible for (Sept 2003)
                                                                                 system)                                Electronic Filing)
                Counter Answering Testimony               §385.506                            August 8, 1991
                Petitions for Review in U.S. Court of
                Appeals
                                                                                              1 copy [Copy Must
                Court Orders
Various                                                   §385.2012                           Have Court Filing
                Opinions
                                                                                              Date Stamp]
                Mandates
                Rulings
                                                                                                                    Form of Notice
                                                                                                                    §385.206(b)(10).
                                                                                                                    For eFiling:
                                                                                              No paper copies if
                                                                                                                    include notice as
Various         Complaint                                 §385.206            eFiling         eFiled; Otherwise,
                                                                                                                    a separate file;
                                                                                              Orig. + 14: §385.2004
                                                                                                                    For paper filing:
                                                                                                                    include notice on
                                                                                                                    a diskette
                Requests for Interpretations by the       §385.1901                                                                           $5,700
Various                                                                                       Orig. + 14: §385.2004
                General Counsel                           §388.104                                                                           §381.305
                Requests for Approval from the Chief
                Accountant for:
                a) Accounting Entries
                b) Reporting Requirements
                                                                                              No paper copies if
                c) Records Retention or                   Various
                                                                                              eFiled: §385.2004;
                d) Extension of Test Periods              Accounting
AC                                                                            eFiling         Otherwise, Orig. + 7:
                e) Requests for Extension of Time to      Regulations and
                                                                                              OCA Notice Issued
                File FERC Form Nos. 1, 1-F, 2, 2-A, 3-    375.303
                                                                                              June 29, 1991
                Q, 6, or 6-Q
                f) Requests for Privileged Treatment of
                Certain Data on FERC Form Nos. 1, 1-
                F, 2, 2-A, or 6 Data
                                                                                Documents                                Electronic Format
                                                                                Eligible for                                 Required in      Filing Fee /
                                                               Applicable                        Number of Paper
                                                                                Electronic                               Addition to Paper         Fee
Docket Prefix                 Type of Filing                Regulation    [18                  Copies (if not Eligible
                                                                                 Filing (via                                   Copies         Regulation
                                                                  CFR]                         for Electronic Filing)
                                                                                 indicated                               (if not Eligible for (Sept 2003)
                                                                                  system)                                Electronic Filing)
                                                            Parts 101 &102
                                                                                               Orig. + 7: OCA Notice
                Requests for Interpretation from the        General
AI                                                                                             Issued March 29,
                Chief Accountant                            Instruction No. 5
                                                                                               1991
                                                            & 375.303
CP              Imports/Export Application                  §153.5                             Orig. + 7: §153.20(a) Yes: §385.2011
                Application for Presidential Permit Filed
CP              in connection with NGA Section 3          §153.15                              Orig. + 7: §153.20(a) Yes: §385.2011
                Natural Gas Import/Export Application
                Application for Certificate for                                                                          Yes: §385.2011
CP              Construction or Operation of Facilities, Part 157                              Orig. + 7: §157.6(a)      Form of Notice:
                or Transportation                                                                                        §157.6(b)(7)
                                                                                                                         Yes: §385.2011
                Application to Abandon Facilities or
CP                                                          §157.18                            Orig. + 7: §157.6(a)      Form of Notice:
                Service
                                                                                                                         §157.6(b)(7)
                Application for Interconnection Under
CP                                                          §156.1                             Orig. + 7: §156.3(a)      Yes: §385.2011
                NGA Section 7(a)
CP              Application for Blanket Certificate         §157.201                           Orig. + 7:§157.205(b) Yes: §385.2011
                Prior Notice Filings Under Blanket
CP                                                          §157.205                           Orig. + 7:§157.205(b) Yes: §385.2011
                Certificate
                Application for Blanket Certificate filed
                                                                                                                                               $1,000
CP              by Hinshaw Pipeline or Local                §284.224                           Orig. + 7: §152.2         Yes: §385.2011
                                                                                                                                              §381.207
                Distribution Company
CP              Responses to Staff Data Requests            §156.5(c)                          Orig. + 7: §157.6(a)
                General Conditions Applicable to
                Certificates:
                a) Acceptance of Certificate                §157.20(a)                         Orig. + 4
                b) Notice that End User/Shipper is
                Unable to Meet Imposed Timetable to         §157.20(b)                         Orig. + 4
                Commence Service
CP
                                                                              Documents                                Electronic Format
                                                                              Eligible for                                 Required in      Filing Fee /
                                                            Applicable                         Number of Paper
                                                                              Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing              Regulation    [18                   Copies (if not Eligible
                                                                               Filing (via                                   Copies         Regulation
                                                               CFR]                          for Electronic Filing)
                                                                               indicated                               (if not Eligible for (Sept 2003)
                                                                                system)                                Electronic Filing)
CP
                c) Notice of Commencement of
                Construction
                                                        §157.20(c) and                       Orig. + 4: §157.20(c)     Yes:
                d) Notice of Completion of Construction
                                                        (d)                                  and (d)                   §157.6(a)(3)(v)
                or Placement of Facilities in Service
                e) Statement of Costs of Construction
                                                         §2.55 §157.207
                Annual Reports Required for
CP                                                       §157.211(c)                         Orig. + 7: §157.6(a)      Yes: §385.2011
                Certificates
                                                         §157.215(b)
                                                                                             No paper copies if
                                                                                                                       Yes, if report is
                                                         §157.214                            eFiled: §385.2004;
CP              Semi-Annual Storage Reports                                  eFiling                                   not E-Filed:
                                                         §284.124                            Otherwise, Orig. + 5:
                                                                                                                       §385.2011
                                                                                             §284.13(e)
                Declaration of Intent to File Application
                for Hydropower:
DI              a) Preliminary Permit                     Part 24                            Orig. + 8: §24.1
                b) License
                c) Exemption
                Application for:
                a) Sale or Lease of Facilities
                                                                                                                       Form of Notice
EC              b) Merger or Consolidation of Facilities Part 33                             Orig. + 8: §33.8
                                                                                                                       Diskette: §33.6
                c) Purchase of Securities of Public
                Utility
                                                                                                                       Form of Notice
                Electric Rates for Federal Power
EF                                                       Part 300                            Orig. + 5: §35.7          Diskette:
                Marketing Administrations
                                                                                                                       §300.10(c)
                                                                                                                   eFiled: include a
                                                                                             No paper copies if
                Self-Certifying Notice of Exempt                                                                   Notice file; Paper:
EG                                                       §366.7              eFiling         eFiled: §385.2004;
                Wholesale Generator Status                                                                         Form of Notice
                                                                                             Otherwise, Orig. + 14
                                                                                                                   Diskette: §365.3
                                                                                 Documents                                Electronic Format
                                                                                 Eligible for                                 Required in      Filing Fee /
                                                               Applicable                         Number of Paper
                                                                                 Electronic                               Addition to Paper         Fee
Docket Prefix                 Type of Filing                Regulation    [18                   Copies (if not Eligible
                                                                                  Filing (via                                   Copies         Regulation
                                                                  CFR]                          for Electronic Filing)
                                                                                  indicated                               (if not Eligible for (Sept 2003)
                                                                                   system)                                Electronic Filing)
                Formal Electric Proceedings:
                a) Complaints
EL                                                          Various                             Orig. + 14: §385.2004
                b) Jurisdiction Questions
                c) Staff Enforcement Actions
                Emergency Sale, Transportation, or
                Exchange of Natural Gas
                                                            Part 284, Subpart
EM              Emergency Replacement of Pipeline                                               Orig. + 7: §284.270
                                                            1
                Facilities
                Termination Report
                Electric Rate Filings, including                                                                          Form of Notice
                a) Amendments                                                                                             and Diskette
                b) Notices of Cancellation                  §35.1 through                                                 requirements
ER                                                                                              Orig. + 5: §35.7
                d) Compliance Filings                       §35.29                                                        were eliminated
                e) Responses to Data Request                                                                              by Notice Issued
                f) Blanket Authorization Requests                                                                         May 13, 2005
                                                                                                No paper copies if
                                                                                                eFiled: §385.2004;
ER              Compliance Electric Refund Reports                              eFiling
                                                                                                Otherwise, Orig. + 5:
                                                                                                §35.7
                Application for Issuance of Securities
                a) Commercial Paper
ES              b) Common & Preferred Stock                 Part 34                             Orig. + 4: §34.7
                c) First Mortgage Bonds
                d) Employee Option Plans
                                                                                                                      eFiled: include a
                                                                                                No paper copies if
                Self-Certifying Notice of Foreign Utility                                                             Notice file; Paper:
FC                                                          §366.7              eFiling         eFiled: §385.2004;
                Company Status (PUHCA 2005)                                                                           Form of Notice
                                                                                                Otherwise, Orig. + 14
                                                                                                                      Diskette.
                Notification of Holdiong Company
                                                            §366.4(a)
                Status (PUHCA 2005): HC06-1
                                                                              Documents                                Electronic Format
                                                                              Eligible for                                 Required in      Filing Fee /
                                                            Applicable                         Number of Paper
                                                                              Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing              Regulation    [18                   Copies (if not Eligible
                                                                               Filing (via                                   Copies         Regulation
                                                               CFR]                          for Electronic Filing)
                                                                               indicated                               (if not Eligible for (Sept 2003)
                                                                                system)                                Electronic Filing)
                SEC Financing Authorization Orders,
                                                                                             No paper copies if
                Letters, Reports, or Other Submissions   §366.6(a) and (b)
HC                                                                           eFiling         eFiled: §385.2004;
                (PUHCA 2005): HC06-2
                                                                                             Otherwise, Orig. + 14
                FERC Form 60: Annual Report by
                Service Companies (PUHCA 2005):          §366.23
                HC06-3
                Applications to Hold Interlocking
                Positions, including
                a) Informational Reports                                                     Orig. + 2; §45.7 (Orig.
ID              b) Supplemental Applications             Part 45
                                                                                             + 3 preferred)
                c) Notices of Change due to
                Retirement, Death, Termination, or
                Resignation
                Request for Waiver of the PURPA
IR                                                       §292.402                            Orig. + 14: §385.2004
                Regulations
                Oil Pipeline Tariffs including
                a) Fourth Section Applications
IS              b) Special Permission Applications       Part 341                            Orig. + 3: §341.2
                c) Amendments to Tariffs
                d) Supplements to Tariffs
                                                                                             No paper copies if
                Protests and Responses to Oil Pipeline                                       eFiled; Otherwise,
IS                                                     §343.3                eFiling
                Tariffs                                                                      Orig. + 14:
                                                                                             §385.2004
                Statements of Marketing Affiliated       §161.3 and
MG                                                                                           Orig. + 5
                Companies (Gas)                          §250.16
                Non-Jurisdictional Petitions for
                                                         §35.28(e)
NJ              Declaratory Order                                                            Orig. + 14; §385.2004
                Petition for Waiver of Filing Fee        §385.207
                Open Access Transmission Filing                                                                        Form of Notice
OA                                                       §35.28                              Orig. + 5: §35.7
                (Electric)                                                                                             Diskette: §35.8
                                                                               Documents                                Electronic Format
                                                                               Eligible for                                 Required in      Filing Fee /
                                                             Applicable                         Number of Paper
                                                                               Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing               Regulation    [18                   Copies (if not Eligible
                                                                                Filing (via                                   Copies         Regulation
                                                                CFR]                          for Electronic Filing)
                                                                                indicated                               (if not Eligible for (Sept 2003)
                                                                                 system)                                Electronic Filing)
                Complaints and Petitions Against Oil
OR                                                        §343.4                              Orig. + 14: §385.2004
                Pipelines
                Hydro Applications for:
                a) Preliminary Permit
                b) License/Relicense
P               c) Exemption from Licensing               Parts 4, 9, & 16                    Orig. + 8; §4.32(b)
                d) Amendment to License
                e) Transfer of License
                Compliance with License Articles
                Hydro Applications for:                                                       No paper copies if
                                                          Part 6, §4.48,
                a) Surrender or Termination of License                                        eFiled: §385.2004;
P                                                         §4.95, and          eFiling
                b) Surrender of Preliminary Permit                                            Otherwise, Orig. + 8:
                                                          §4.102
                c) Surrender of Exemption                                                     §4.32(b)
                                                                                              No paper copies if
                                                                                              eFiled: §385.2004;
P               Progress Reports (Hydro)                                      eFiling
                                                                                              Otherwise, Orig. + 8:
                                                                                              4.32(b)
                                                                                              No paper copies if
                Requests for Delay of Action/ Extension                                       eFiled: §385.2004;
P                                                                             eFiling
                of Time (Hydro)                                                               Otherwise, Orig. + 8:
                                                                                              4.32(b)
                Applications for Exemption of Annual
P                                                         §11.6                               Orig. + 3: §11.6(i)
                Charges
P               Safety Inspections Reports                §12.37                              Orig. + 3: §12.37 (a)
                                                                                              No paper copies id
                Annual Conveyance Report;
P                                                                             eFiling         eFiled; otherwise,
                Annual Generation Report
                                                                                              Orig. + 8: §4.32(b)
P               Aperture Cards                            §4.39                               Orig. + 1: §4.39(a)
PF              Pre-Filing Documents                      §157.38                             Orig. + 2
                FERC-65A Exemption Notification                                                                         eFiled: include a
                                                          §366.4(b)                           No paper copies if
                (PUHCA 2005)                                                                                            Notice file; Paper:
PH                                                                            eFiling         eFiled; otherwise
                                                                            Documents                                Electronic Format
                                                                            Eligible for                                 Required in      Filing Fee /
                                                          Applicable                         Number of Paper
                                                                            Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing            Regulation    [18                   Copies (if not Eligible
                                                                             Filing (via                                   Copies         Regulation
                                                             CFR]                          for Electronic Filing)
                                                                             indicated                               (if not Eligible for (Sept 2003)
                                                                              system)                                Electronic Filing)
PH                                                                         eFiling         eFiled; otherwise,
                FERC-65B Waiver Notification (PUHCA                                                                  Form of Notice
                                                    §366.4(c)                              Orig. + 14
                2005)                                                                                                Diskette.
                Petitions for Rate Approval for Gas                                        Orig. + 5: §284.123(b)                          $9,900
PR                                                     §284.123
                Transmission Service                                                       and §284.125(d)                                §381.403
                Notices of Self-Certification, and pre-
                authorized Commission Recertification,                                     No paper copies if
QF              or Change of Ownership of Small         §292.207(a)        eFiling         eFiled; Otherwise,
                Power Production or Cogeneration                                           Orig. + 14: §385.2004
                Facility
                Application for Certification or                                                                 Form of Notice
                                                                                                                                           $17,110
QF              Recertification of Qualifying Small     §292.207(b)                        Orig. + 14: §385.2004 Diskette:
                                                                                                                                          §381.505
                Power Production Facility                                                                        §292.207(b)(4)
                Application for Certification or                                                                 Form of Notice
                                                                                                                                           $19,360
QF              Recertification of Qualifying           §292.207(b)                        Orig. + 14: §385.2004 Diskette:
                                                                                                                                          §381.505
                Cogeneration Facilities                                                                          §292.207(b)(4)
                                                       Part 385, Subpart                                                                 See below
                                                                                           Orig. + 7
                                                       I                                                                                 & §381.303
RO              Review of DOE Remedial Orders
                                                       If amount in controversy is $30,000 or more                                         $29,040
                                                       If amount in controversy is between $10,000 to $29,999                               $600
                                                       If amount in controversy is between $0 to $9,999                                     $100
                                                       Part 385, Subpart                                                                 See below
                                                                                           Orig. + 7
                                                       J                                                                                 & §381.304
                Reviews of DOE Adjustments Request
RA
                Denials                            If amount in controversy is $30,000 or more                                             $15,230
                                                   If amount in controversy is between $10,000 to $29,999                                   $600
                                                   If amount in controversy is between $0 to $9,999                                         $100
                                                                           Documents                                Electronic Format
                                                                           Eligible for                                 Required in      Filing Fee /
                                                          Applicable                        Number of Paper
                                                                           Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing            Regulation    [18                  Copies (if not Eligible
                                                                            Filing (via                                   Copies         Regulation
                                                             CFR]                         for Electronic Filing)
                                                                            indicated                               (if not Eligible for (Sept 2003)
                                                                             system)                                Electronic Filing)
                                                                                                                Form of Notice
                                                                                                                Diskette:
                                                       Part 154 SubPart                                         §154.209; Tariff
RP              Major Change in Natural Gas Rates                                         Orig. + 12: §154.4(a)
                                                       D                                                        Sheets on
                                                                                                                Diskette:
                                                                                                                §154.4(a)
                                                                                                                Form of Notice
                Natural Gas Pipeline Tariff Filings
                                                                                                                Diskette:
                                                       Part 154,
                Natural Gas Pipeline Compliance                                                                 §154.209; Tariff
RP, GT                                                 Subparts A, B, C,                  Orig. + 5: §154.4(a)
                Filings                                                                                         Sheets on
                                                       E, F and G
                                                                                                                Diskette:
                Natural Gas Pipeline Refund Reports                                                             §154.4(a)
RP              Motions under NGA Section 4(e)         §154.206                           Orig. + 5: §154.4(a)
                                                                                                                Form of Notice
                Petitions for Recovery of Stranded     §35.26 &
SC                                                                                        Orig. + 14: §385.2004 Diskette:
                Costs (Electric)                       §385.207
                                                                                                                §385.8(a)
                Application for Transmission Service                                                                Form of Notice
TX                                                     §36.1                              Orig. + 14: §385.2004
                (Electric)                                                                                          Diskette: §36.1(b)
                                                                                          Orig. + 2: §381.106
Various         Request for Waiver of Filing Fee       §381.106
                                                                                          (Orig. + 14 preferred)
                                                                           Documents                                Electronic Format
                                                                           Eligible for                                 Required in      Filing Fee /
                                                         Applicable                         Number of Paper
                                                                           Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing           Regulation    [18                   Copies (if not Eligible
                                                                            Filing (via                                   Copies         Regulation
                                                            CFR]                          for Electronic Filing)
                                                                            indicated                               (if not Eligible for (Sept 2003)
                                                                             system)                                Electronic Filing)
NON-DOCKETED REPORTS
                Electric Quarterly Reports (RM01-8;                                       No paper copies if
                                                      §35.10(b)           EQR System
                ER02-2001)                                                                filed via EQR system
                                                                                          No paper copies if
                Peak Day Capacity Reports             §284.13(d)(2)       eFiling         eFiled §385.2004;
                                                                                          Otherwise, Orig. + 1
                                                                                          Must be filed on
                Index of Customers (Gas)              §154.111                            Diskette or CD; no
                                                                                          paper copies
                                                                              Documents                                Electronic Format
                                                                              Eligible for                                 Required in      Filing Fee /
                                                            Applicable                         Number of Paper
                                                                              Electronic                               Addition to Paper         Fee
Docket Prefix                Type of Filing              Regulation    [18                   Copies (if not Eligible
                                                                               Filing (via                                   Copies         Regulation
                                                               CFR]                          for Electronic Filing)
                                                                               indicated                               (if not Eligible for (Sept 2003)
                                                                                system)                                Electronic Filing)
FERC FORMS
                                                                                             Software Download
                                                                                             Required; no paper
                Annual Report for Major Public Utilities,                    eForms          copies if filed via
Form 1                                                    §141.1
                Licensees, and Others                                        System          eForms system:
                                                                                             Order No. 626 (May
                                                                                             16,2002)
                Annual Report for Non-Major Public                                           Orig. + 1: Order No.
Form 1-F                                                 §141.2
                Utilities and Licensees                                                      626 (May 16, 2002)
                                                                                             Software Download
                Annual Report for Gas Pipeline                               eForms          Required; no paper
Form 2                                                   §260.1
                Companies (Major)                                            System          copies if filed via
                                                                                             eForms system
                                                                                             Software Download
                Annual Report for Gas Pipeline                               eForms          Required; no paper
Form 2-A                                                 §260.2
                Companies (Non-Major)                                        System          copies if filed via
                                                                                             eForms system
                                                                                             Software Download
                Quarterly Financial Report of Electric
                                                                             eForms          Required; no paper
Form 3-Q        Utilities, Licensees, and natural Gas    §141.400
                                                                             System          copies if filed via
                Companies
                                                                                             eForms system
                                                                                             Software Download
                                                                             eForms          Required; no paper
Form 6          Annual Report for Oil Pipelines          §357.2
                                                                             System          copies if filed via
                                                                                             eForms system
                                                                                             Software Download
                Quarterly Report of Oil Pipeline                             eForms          Required; no paper
Form 6-Q                                                 §357.4
                Companies                                                    System          copies if filed via
                                                                                             eForms system
                                                                                             Orig. + 2; Refer to
Form 11         Monthly Gas Reports                      §260.3                                                        Yes: §385..2011
                                                                                             Form 11 Instructions
                                                                            Documents                                 Electronic Format
                                                                            Eligible for                                  Required in      Filing Fee /
                                                          Applicable                         Number of Paper
                                                                            Electronic                                Addition to Paper         Fee
Docket Prefix                Type of Filing            Regulation    [18                   Copies (if not Eligible
                                                                             Filing (via                                    Copies         Regulation
                                                             CFR]                          for Electronic Filing)
                                                                             indicated                                (if not Eligible for (Sept 2003)
                                                                              system)                                 Electronic Filing)
                                                                                           No paper copies if
                Hydroelectric Recreation Development                                       eFiled §385.2004;
Form 80                                              §8.11 §141.14         eFiling
                Reports                                                                    Otherwise, Orig. + 2:
                                                                                           §8.11(a)
                                                                                           Software Download
                Monthly Report of Cost & Quality of                        eForms          Required; no paper
Form 423                                               §141.61
                Fuels for Electric Plants                                  System          copies if filed via
                                                                                           eForms system
                Annual Reports on Interlocking
Form 561                                               §46.4 & §131.31                     Orig. + 2: §46.6(d)(1)
                Positions
Form 566        Report of 20 Largest Purchasers        §46.3                               Orig. + 2: §46.3(a)
                System Flow Diagrams & System
Format 567                                             §260.8                              Orig. + 4: §260.8(a)
                Capacity -- Gas Pipelines
                                                       Docket No. IN79-
                                                                                           3 Copies; Refer to
                Interrogatories on Fuel and Energy     6 Order issued
Form 580                                                                                   General Instructions
                Purchase Practices                     4/26/79 FERC
                                                                                           for Form 580
                                                       61,090
                Annual Electric Control and Planning
Form 714                                               §141.51                             Orig. + 3: §141.51(c)
                Area Report
                                                                                           Orig. + 2 of Parts 1, 3,
                                                                                           4, 5 and 6; one copy
                                                                                           in electronic form (CD
                Annual Transmission Planning and
Form 715                                               §141.300                            ROM if Part 3 is
                Evaluation Report
                                                                                           included (Transmitting
                                                                                           Utility Maps and
                                                                                           Diagrams)

								
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